Smith v. Gonzales, 222 F.3d 1220, 10th Cir. (2000)

F I L E D
United States Court of Appeals

Tenth Circuit
PUBLISH
JUL 25 2000
UNITED STATES COURT OF APPEALS
PATRICK FISHER
TENTH CIRCUIT
Clerk
WILLIAM STUMP SMITH,

Plaintiff - Appellant Cross - Appellee,
Nos. 99-2267 & 99-2274
v.
ROBERT L. GONZALES,
Defendant - Appellee,
ARCHIE BORUNDA, and
JOHN AND JANE DOES Nos.
1 10,
Defendants - Appellees Cross - Appellants.
APPEAL FROM THE UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF NEW MEXICO
(D. Ct. No. CIV-99-178-JC/LCG)
Ray Twohig, Albuquerque, New Mexico, appearing for Plaintiff-Appellant and
Cross-Appellee William Smith.
Luis E. Robles, French & Associates, P.C., Albuquerque, New Mexico, appearing
for Defendants-Appellees and Cross-Appellants Archie Borunda and John and
Jane Does Nos. 1-10.
Robert Don Lohbeck and John E. DuBois, Santa Fe, New Mexico, filed a brief for
Defendant-Appellee Robert L. Gonzales.
Before TACHA, BALDOCK, and BRORBY, Circuit Judges.

TACHA, Circuit Judge.
Plaintiff-Appellant William Stump Smith appeals the district courts
dismissal of his civil rights suit. We exercise jurisdiction pursuant to 28 U.S.C.
1291 and affirm.
I.
In 1977, the State of New Mexico tried Smith for the kidnapping and
murder of two women. The trial court declared a mistrial due to the jurys
inability to reach a unanimous verdict. In 1978, a second jury acquitted Smith of
the kidnapping charges, but convicted him of two counts of first degree murder.
The trial judge sentenced Smith to two consecutive terms of life imprisonment.
On appeal, the New Mexico Supreme Court affirmed Smiths convictions.
In 1983, Smith, through new counsel, filed a motion for post-conviction
relief in the state trial court claiming, inter alia, that the prosecution had failed to
disclose exculpatory evidence in violation of Brady v. Maryland, 373 U.S. 83
(1963). The court denied his motion in February 1984, and Smith filed a state
petition for a writ of habeas corpus in May 1984. The state trial court summarily
dismissed the petition in 1987, and the New Mexico Supreme Court denied
review. In 1988, Smith filed a federal petition for a writ of habeas corpus
2
pursuant to 28 U.S.C. 2254. The federal district court dismissed Smiths

petition with prejudice, and Smith appealed.
On March 7, 1995, we held that the prosecution had failed to disclose
several pieces of relevant material exculpatory evidence, thereby violating
Smiths constitutional due process right to a fair trial. Smith v. Secretary of N.M.
Dept of Corrections, 50 F.3d 801, 835 (10th Cir. 1995). We vacated Smiths
conviction and remanded the case to the district court. Id. We instructed the
district court on remand to enter an order directing the State of New Mexico,
within ninety (90) days of the entry of that order, to either grant Mr. Smith a new
trial or, in the alternative, to order his permanent release from custody. Id.
The State of New Mexico granted Smith a new trial and tried him for a
third time. The jury could not reach a unanimous verdict, and the trial court once
again declared a mistrial. On April 21, 1996, New Mexico state prosecutors filed
a nolle prosequi indicating that they would not prosecute Smiths case further.
The State released Smith from prison on the same day.
On February 19, 1999, Smith filed the instant suit pursuant to 42 U.S.C.
1983, seeking compensatory and punitive damages for defendants violations of
his constitutional rights. Defendants filed a motion to dismiss under Fed. R. Civ.
P. 12(b)(6), arguing that Smiths civil suit is barred by the applicable statute of
limitations. The district court granted defendants motion and dismissed the suit
3
with prejudice. Smith filed a timely appeal.

II.
We review de novo a district courts dismissal of a suit pursuant to Rule
12(b)(6). Beck v. City of Muskogee Police Dept, 195 F.3d 553, 556 (10th Cir.
1999). After such review, we agree with the district court that Smiths cause of
action is time-barred. 1
State statutes of limitations applicable to general personal injury claims
supply the limitations periods for 1983 claims . . . . Id. at 557. In this case,
the parties agree that New Mexicos three-year personal injury statute of
limitations, N.M. Stat. Ann. 37-1-8 (Michie 1978), applies to Smiths claims.
However, federal law governs the accrual time for 1983 claims. Id. The parties
disagree as to the date when Smiths cause of action arose.
In order to recover damages for an allegedly unconstitutional conviction, a
1983 plaintiff must prove that the conviction . . . has been reversed on direct
appeal, expunged by executive order, declared invalid by a state tribunal
authorized to make such determination, or called into question by a federal
courts issuance of a writ of habeas corpus. Heck v. Humphrey, 512 U.S. 477,
Defendants Gonzales and Burunda cross-appealed, arguing that they are

entitled to qualified immunity. Because we agree with the district court that this
action is barred by the statute of limitations, we do not address defendants
qualified immunity claim.
1
486-87 (1994). A plaintiff may not bring a civil rights suit if a favorable result in
the suit would necessarily demonstrate the invalidity of an outstanding criminal
judgment against the plaintiff. Id. at 487. Thus, a 1983 claim necessarily
challenging the validity of a conviction does not arise until the conviction itself
has been invalidated. Beck, 195 F.3d at 557. Because the cause of action does
not accrue until such time, the applicable statute of limitations does not begin to
run until the same time. Id. (citing Heck, 512 U.S. at 489-90).
We invalidated the final judgment in Smiths state criminal trial when we
vacated his conviction and remanded his habeas case to the district court on
March 7, 1995. Id. After reviewing the proof that the state withheld, we found
that the prosecution did not fulfill its obligation to disclose . . . material
exculpatory evidence. Smith, 50 F.3d at 835. We further held that the
cumulative effect of the prosecutions nondisclosures had sufficiently undermined
our confidence in the result of Smiths retrial. Id. at 834. Thus, as of March 7,
1995, a 1983 suit would not have demonstrated the invalidity of Smiths 1978
conviction since we had vacated that conviction.
Furthermore, under our holding in Smiths habeas case, the prosecution was
effectively prevented from withholding the same exculpatory evidence if the State
decided to retry Smith. As a result, a third trial necessarily could not have
implicated the constitutional violations at issue in Smiths second trial. Thus, as
5
of March 7, 1995, a favorable judgment in a 1983 action would not have

rendered invalid any outstanding criminal judgment against Smith. See Beck, 195
F.3d at 557 (Heck precludes 1983 claims relating to pending charges when a
judgment in favor of the plaintiff would necessarily imply the invalidity of any
conviction or sentence that might result from prosecution of the pending charges.
Such claims arise at the time the charges are dismissed.). We therefore conclude
that the statute of limitations in this case began to run on March 7, 1995. Smith
did not file the instant suit until February 19, 1999. Thus, we hold that Smiths
1983 action is time-barred.
Smith insists that, under Robinson v. Maruffi, 895 F.2d 649 (10th Cir.
1990), the statute of limitations did not begin to run until April 21, 1996, the date
he was released from prison. In Robinson, a pre-Heck case, the State of New
Mexico used perjured testimony to convict the plaintiff of several crimes in June
1981. See 895 F.2d at 654-55. The New Mexico Supreme Court reversed the
plaintiffs criminal convictions due to the prosecutors improper examination and
impeachment of an eyewitness. Id. at 653. The State retried the plaintiff in
October 1983, but the jury acquitted him after his lawyer exposed the states use
of perjured testimony. Id. The plaintiff filed a 1983 suit in August 1984,
claiming that the defendants had conspired to maliciously prosecute him. Id.
Like the district court, we rejected the defendants argument in Robinson
6
that the civil suit was time barred. Id. at 654. We found that the plaintiffs civil
rights claim had not accrued until he was acquitted in 1983 because, until that
time, he remained subject to . . . serious charges and went on trial for his life
again . . . when the malicious prosecution conspiracy again resulted in
presentation of the false case against him. Id. at 655. In contrast to the plaintiff
in Robinson, after we vacated Smiths conviction based on the Brady violation,
Smith was not subject to a third trial fraught with the same constitutional
violations. Our 1995 judgment ended the conspiracy. We therefore conclude that
Robinson is not only distinguishable from the instant case but is also consistent
with Heck. 2
AFFIRMED.
In the district court, plaintiff argued that the statute of limitations was
equitably tolled. He has abandoned this argument on appeal.
2

Smith v. Gonzales, 222 F.3d 1220, 10th Cir. (2000)

Uploaded by

Copyright:

Available Formats

Smith v. Gonzales, 222 F.3d 1220, 10th Cir. (2000)

Uploaded by

Document Information

Original Description:

Copyright

Available Formats

Share this document

Share or Embed Document

Sharing Options

Did you find this document useful?

Is this content inappropriate?

Copyright:

Available Formats

Smith v. Gonzales, 222 F.3d 1220, 10th Cir. (2000)

Uploaded by

Copyright:

Available Formats

F I L E D

United States Court of Appeals

UNITED STATES COURT OF APPEALS

WILLIAM STUMP SMITH,

APPEAL FROM THE UNITED STATES DISTRICT COURT

Before TACHA, BALDOCK, and BRORBY, Circuit Judges.

pursuant to 28 U.S.C. 2254. The federal district court dismissed Smiths

with prejudice. Smith filed a timely appeal.

Defendants Gonzales and Burunda cross-appealed, arguing that they are

of March 7, 1995, a favorable judgment in a 1983 action would not have

You might also like