United States v. Harris, 10th Cir. (2010)
United States v. Harris, 10th Cir. (2010)
United States v. Harris, 10th Cir. (2010)
December 8, 2010
UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT
Elisabeth A. Shumaker
Clerk of Court
No. 10-6194
(D.C. Nos. 5:08-CR-00094-M-1 and
5:10-CV-00078-M)
(W.D. Okla.)
Defendant-Appellant.
of appealability (COA) from this court. Mr. Harris also requests leave to
proceed in forma pauperis (IFP) on appeal. Exercising jurisdiction under 28
U.S.C. 1291 and 2253(a), we DENY Mr. Harriss application for a COA,
DENY Mr. Harriss renewed motion to proceed IFP as moot, and DISMISS his
appeal.
BACKGROUND
On October 22, 2008, Mr. Harris pleaded guilty, without a written plea
agreement, to possession of a firearm by a felon in violation of 18 U.S.C.
922(g)(1). Following a sentencing hearing in the United States District Court
for the Western District of Oklahoma, Mr. Harris was sentenced to 120 months
incarceration to be followed by three years supervised release, and required to
pay a $14,000 fine. He then filed a 28 U.S.C. 2255 motion to vacate his
sentence, in which he alleged that his counsel rendered ineffective assistance
when he negotiated Mr. Harriss plea.
The district court denied Mr. Harriss motion in an order and judgment
issued on July 21, 2010, having found that (1) a miscalculation or erroneous
sentence estimation by defense counsel is not deficient performance rising to the
level of ineffective assistance; (2) Mr. Harriss allegation that counsel failed to
adequately explain the U.S. Sentencing Guidelines Manual was meritless in light
of Mr. Harriss indication in his Petition to Enter Plea that he understood the
Guidelines; (3) Mr. Harris had not shown that counsels failure to obtain a plea
2
368 F. Appx 866, 868 (10th Cir. 2010), cert. dismissed, No. 10-5205, 2010 WL
2679368.
To prevail on his ineffective assistance of counsel claim under Strickland, a
petitioner must show both that his counsels performance was constitutionally
deficient, i.e, it fell below an objective standard of reasonableness and that
there is a reasonable probability that, but for counsels errors, the outcome of the
proceedings would have been different. Moore v. Reynolds, 153 F.3d 1086,
1096 (10th Cir. 1998); accord Strickland, 466 U.S. at 687, 694. [T]here is no
reason for a court deciding an ineffective assistance claim . . . to address both
components of the inquiry if the defendant makes an insufficient showing on
one. Strickland, 466 U.S. at 697; see also Hooks v. Workman, 606 F.3d 715, 724
(10th Cir. 2010) ([I]t is not always necessary to address both Strickland prongs.
In particular, if Hooks is unable to satisfy his burden under Stricklands
prejudice prong, it is unnecessary to determine whether counsels performance
was deficient.); Gilson v. Sirmons, 520 F.3d 1196, 1248 (10th Cir. 2008) (We
find it unnecessary to address Gilsons arguments, both of which focus on the
first Strickland prong, because we conclude, applying a de novo standard of
review, that Gilson cannot satisfy the second Strickland prong.).
In his application for a COA, Mr. Harris only challenges the district courts
second conclusion. Mr. Harris argues that his guilty plea was involuntary because
counsel failed to adequately explain[] the consequences of entering [a guilty]
4
plea. Aplt. Combined Opening Br. and Application for a COA at 6. More
specifically, Mr. Harris contends that his counsel failed to explain the basic
mechanics of the Sentencing Guidelines and failed to advise Mr. Harris that his
sentence could be enhanced under those Guidelines. Id.
Even if Mr. Harris could establish that his counsels alleged failure to
explain the consequences of pleading guilty and the ramifications of the
Sentencing Guidelines amounted to constitutionally deficient performance under
Strickland, he cannot establish that he was prejudiced by his counsels actions.
Under Hill v. Lockhart, 474 U.S. 52 (1985), a prisoner challenging his guilty plea
on ineffective assistance of counsel grounds must demonstrate that there is a
reasonable probability that, but for counsels errors, he would not have pleaded
guilty and would have insisted on going to trial. Id. at 59. Mr. Harris, however,
offers nothing more than his own word that he would not have pleaded guilty but
for counsels actions, and conclusory allegations are insufficient to support an
ineffective assistance of counsel claim. See United States v. Fisher, 38 F.3d
1144, 1147 (10th Cir. 1994).
In sum, reasonable jurists would not debate whether Mr. Harriss counsel
rendered ineffective assistance in negotiating Mr. Harriss plea agreement at the
pre-trial stage, as Mr. Harris cannot meet the prejudice part of Stricklands twopart standard. We therefore deny Mr. Harriss application for a COA. See Allen,
568 F.3d at 1199; 28 U.S.C. 2253(c).
5
We also deny as moot Mr. Harriss renewed motion to proceed IFP because
his appeal fees have already been paid.
CONCLUSION
For the foregoing reasons, we DENY Mr. Harriss application for a COA,
DENY his request to proceed IFP as moot, and DISMISS his appeal.
Jerome A. Holmes
Circuit Judge