BROKERAGE

SOLUTIONS

Think Financial Technologies.

Think Organized Markets.

Copyright 2007
Financial Technologies (India) Ltd.
All rights reserved.

All copyrights and the information contained in

this document are strictly confidential and
proprietary to Financial Technologies (India)
Limited and any transmission, photocopied and
distribution in part or in whole or reproduction of
any form of the information without prior consent
of Financial Technologies (India) Limited is
prohibited. All the clients / partners logos or
product names mentioned in this document are
the trademarks / registered trademarks of
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 OVERVIEW BROKERAGE SOLUTIONS
Financial Technologies Edge About us Front Office Back Office
Financial Technologies is the pioneer in introducing an end-to- Financial Technologies (India) Limited, the flagship company
end STP solution that supports high-density transactions. Our of the Financial Technologies Group, is among global leaders
solutions cater to the equity, forex, commodity and derivatives in offering technology IP (Intellectual Property) and domain TM
markets, covering all stages of a Trade Life Cycle Pre-Trade, STP- Connect
expertise to create and trade on next generation financial (OMGEO Inter face)
Trade, and Post-Trade - to deliver single-point transaction markets, that are transparent, efficient and liquid, across all
fulfilment. asset class including - equities, commodities, currency and
bonds.
The Financial Technologies Group currently comprises 12 API / Web Services
Powering 830+ brokerage houses.

Lease line
ventures (7 exchange ventures and 5 ecosystem ventures)

From Exchange Solutions

each delivering breakthrough innovative solutions for digital

API / Web Services

transactions and financial markets.

VSAT
STP- TM
Switch
Financial Technologies' brokerage solutions suite comprises:
Products Markets
Front Office, Middle Office Risk Management, Back Office

Internet
iMatch
Brand Equity Commodity Equity
TM
ODIN Sur veillance MATCHTM Messanger
Clearing, Settlement and Accounting solutions. ODIN our ns Derivatives Derivatives Admin
flagship product has been the Trading Platform of Choice for tio e
lu
So rag ODINTM
several years powering over 830 leading brokerage houses e
ok ODINTM Institutional Order Book
Br TM Exchange
with more than 90% (estimated) market share. e ODINTM Program Trading ODIN
fic Connect Member ID
Of
nt
TM
ODIN Diet
Fro iNeT.net API / Web Services
iWinTM
3rd Party

90%
(estimated) market share in MATCHTM
OMS
TM
e-Hastakshar
securities trading segment in India ce Protector+
O ffi
k eIPOTM
B ac
3rd Global Clearing
TWS
Party BO Bank Hsc.

Business Advantages Blue-Chip Clients* Brokerage Solutions Suite

Flexible to incorporate various delivery channels ODINTM offers a complete front-office Protector+ is a post-trade, pre-
Online business models through Internet based, executable solution offering built-in order routing, risk acceptance online risk management
and handheld trading solutions management and display engine with real- solution, which enables the members to
Offline business models through retail and institutional time connectivity to the back-office mitigate their risk in equity as well as
trader work stations system. derivatives segment.
Supports true Straight-Through-Processing with online
interface with : AR
Exchange central system MATCHTM is a comprehensive back-office eIPO is a Web-based new securities
Back office clearing, settlement, and accounting issuance platform through book building
Third party FIX compliant Order Management System (OMS) system for brokerage houses dealing in (auction) for initial public offerings (IPOs).
Bank payment gateways equity, derivatives and commodities.
Depository systems
Comprehensive Risk Management System
Over 80 Real-Time risk management checks per order
iNet.net is a browser-based online trading Interfaces and Other Applications
application that supports e-exchange
Real-time settlement position tracking with Mark-to-Market
trading between retail clients and STP-Switch Internal STP - Online interface between
facility
brokerage houses along with live quotes. ODIN and MATCH supporting two-way
Ease of Integration info flow functionality.
OMS integration through open API to third-party systems
Secure and Designed to Support Multiple Options for iWinTM is a multi-segment Internet based STP-Connect External STP Adapter between MATCH
Communicating and Omgeo Oasys global application.
real-time trading solution for mobile and
128 bit SSL encryption levels
handheld devices.
Robustness and scalability of solutions Unique document singing solution
Supports data streaming on bandwidth as narrow as 9600 enabling the flow of information in
bauds electronic and secured form by using
Answers queries locally through high-quality message log digital certificates.
feature * Partial client list

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 TM

ODIN
ODIN - the Multi-Exchange, Multi- Features ODIN Diet is an application based Features
Currency Front Office trading and risk trading front-end for clients of the
Integrated Market Watch Condition Generator Multi-exchange and multi- currency application
management system - makes brokers. It includes appealing features
Data Window Expression Builder
trading on multiple markets easier through the use of a needed by active clients, and can be connected to brokers Compact easy to deploy self-installing kit
Tick Watch Heat Map
single application. It incorporates appealing features and Filter Watch Dynamic Portfolio servers by using the internet. It facilitates higher accessibility Real-time market data for multiple exchanges
works on advanced technology which facilitates higher Arbitrage Watch User Privileges and availability ensuring anywhere anytime trading facility
Order entry screens for quick order entry on multiple
accessibility, ensuring speedy performance and advanced through very low bandwidth.
exchanges
risk management.
Provision to create multiple portfolios
ODIN, Financial Technologies' flagship product, has been
the Trading Platform of Choice for several years powering Value Proposition Facilitates Order and Trade book functions with fully
over 830 leading brokerage houses with more than 90% customizable views at all levels
A new generation, easy to access client level trading
(estimated) market share. application
Provides streaming quotes on a real-time basis and an ability
to transmit buy / sell order requests directly to the exchange
Benefits
Capable of functioning on heterogeneous network platforms
Business Expansion and ensures high performance and scalability
Extend trading across the country by using heterogeneous
network Ability to place any number of stocks to include in the Market
Common dealing desk for multiple exchange segments with Watch list
minimal investment and easy manageability
Value Proposition
Supports handy backup facility for placed Orders and Trades
Operational ease with extensive search and filtering options Multi-exchange, multi-segment front office securities trading
platform for equities, derivatives, and commodities markets Captures customized window layouts into work-spaces
Risk Management all on a single application
Comprehensive Multi Tier Risk Management across Multi- The Index View documents the indices and their movements
Exchange segments with user defined periodicity Offers real time connectivity to the exchange and back office continuously
Easy to monitor Real-time Risk monitoring of position system with faster inter-segment trading
Gets the Mark-to-Market profit and loss calculations online
Complete trade and system audit trail Offers a complete trade and system audit trail, real-time price
Allows to print the order and trade confirmations immediately
Performance and position information, and real-time risk monitoring at all
Fast execution of orders levels Uses highest level of encryption with SSL and ensures
Stability / Robustness secured transaction handling
Fully customizable views at all levels, besides extensive
Scalability search and filtering options

ODIN TWS ODIN Trader Work Station (TWS) is the ODIN Administrator ODIN Institutional enables increased ODIN Connect ODIN Connect acts as a bridge
trading front-end for the brokers. The level of operational ease and execution between a client application, which
Defines organization structure by setting up groups,
broker can view an integrated Market Watch allowing him to efficiency by empowering dealers with a could be an OMS or a direct trading workstation, and a Stock
branches, dealers and clients
view and trade on more than one market on the same single console operation for all institutional dealing activities Exchanges Central Trading Engine. It provides a higher level
Creates multiple administrators for role segregation as well as of abstraction over the exchange message structures to offer
screen. and providing multi-segment trading facility.
permit ease of monitoring a uniform interface for a client application to communicate
Defines various limits with alerts for each type of user and the with the Stock Exchange.
Features end clients Features
Sophisticated trading front-end with Microsoft Excel Defines risk views, risk scenarios and real-time update on risk Institutional Order Book (IOB)
compatibility at organization level and at each user level
Time and Volume Slicing of Orders
Offers alerts and basket trading features Features panic withdrawal to cancel or close out all/selected
outstanding orders in one click Deal Slip Generation
Allows multiple portfolio creation, customizable preferences
like font, layout, color, columns, etc. Combined Depth across Exchanges
Offers real time integrated order and trade book Initial Margin Calculator
Provides integrated view of mark-to-market profits & losses, Volume Weighted Average Price (VWAP) Calculator
net positions and exposures
Market Wide Limits / FII /Watch and NRI Limit Monitoring
Advanced trading strategies tool for capturing finest profit
Position Limit Monitoring
making opportunities
Currency Spend/ Raise Orders
Minimum Spend

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 TM

MATCH
MATCH is a multi-user, multi- Features It is an application which provides facility Features
exchange, multi-currency integrated for branch or end users to login through
Client information and Audit Trail the internet and / or intranet and view Multi-login operation capability
back office accounting and
preferences Margin Monitoring
settlement system. With its modular design and open various reports generated by MATCH. Multi-user Administrator
Security Information Web Interface
architecture, MATCH provides exhaustive functionality to Maintains confidentiality
handle all post-trade related activities including Allocations, Commission Schemes Third Party Interface Benefits
Confirmation/ Affirmation, Financial Accounting, Positions & Exchange Information Upload of Exchange Fund Money Saver, as printing and couriering of report is
Balances and Risk Management. It has built-in interfaces to Custodian Information and Security Obligations eliminated
capture transaction details and can be easily customized to and Preferences Less manpower cost and space
support any existing accounting rules. MATCH can be Time Value
integrated with iMATCH and MATCH Messenger for Eliminates huge costs of storage and maintenance
sending electronic reports directly to clients through emails, Ability to login through internet and/ or intranet and view
faxes or online viewing by clients. reports
Reports available as crystal reports so export-to-excel, pdf
mode is possible and can be done easily
Benefits Data will be restricted based on the user logged-in i.e. user
User / group rights controlling and branch facilitation will be able to view only data pertaining to that particular user
Custodian Information and Preferences
Deal-sheet Module Value Proposition
Early Pay-in functionality iMATCH is specially designed keeping in mind the changing
Exposure and Margin Monitoring times. With increasing use of Internet and convenience of
accessing from any place, iMATCH enables the
Facility to upload trades
Clients/Branch to view the reports over the web. This not only
reduces the cost of printing/exporting the reports and
Value Proposition couriering/ mailing the same to the clients/ Branches, but
Integrated back office clearing, settlement and accounting also enables the clients to view the reports anytime they
would want to
system for brokerage houses dealing in equities,
derivatives, and commodities instruments It not only ensures operational efficiency and cost advantage,
but also decreases the load on the already over-burdened
Developed using 4th generation tools for user-friendly and back-office personnel
improved interface
Also, for the Branches, it allows Client creation and
Capable of maintaining huge database leading to flexibility accounting entries of the client belonging to them

MATCH Settlement Module MATCH Risk Management Module MATCH Messenger MATCH Messenger effectively Features
and efficiently automates
Custodian information and preferences Exposure and margin monitoring Facilitates automatic dispatch of reports such as Bills,
document generation & routing to clients registered in back
Ledger, etc. to subscribing clients who are registered in
Warehousing trades - booking in different sub-accounts Advanced margining systems On the lines of PC-SPAN office through email or fax. MATCH, through e-mail (using Microsoft Outlook) or FAX.
Facility to upload trades online from iNeT.net, ODIN, etc Order and risk simulation capabilities for margin calls and The reports that require to be forwarded can also be specified
Interfaces to capture transaction details and Inventory
position limits Value Proposition In case of e-mail deliveries, MATCH Messenger will
Control Valuation and management of collateral A component which effectively and efficiently automates compress (using standard algorithms) multiple reports (to be
document generation and routing to clients registered in sent to the same recipient) into a single zip file before
Ability to define access control at a Group or User level Facility for maintaining collateral baskets
MATCH forwarding, therefore optimizing outgoing mail sizes
Handles complete settlement cycle for a member and an Positions & Balances
Designed to provide the flexibility and capability to expand Maintains a comprehensive log specifying the activities
exchange
the set of reports / MIS which can be configured for automatic done, time and status of each such activity
Flexible brokerage rates and multiple brokerage Schemes dispatch to the registered clients Operates with limited manual intervention (works as a
Eliminates the need for manual operations and ensures Windows system agent)
improved client servicing Reports generation in equity as well as derivative segment
MATCH Accounting Module
Event based memorandum accounting
Financial Accounting (Trial Balance, P&L, GL), tracking
objections and bad delivery
Event based financial accounting & configurable chart of
accounts

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 TM

iNeT.net iWin
iNeT.net is a state-of-the art multi- Features Indias first Wireless Internet Mobile Features
exchange, multi-currency browser- Integrated Market Watch Order Book Dealing Desk application harnesses
Registration Order Entry
based online trading application, the power of a mobile to its greatest
Integrated Net Position Activity Log
catering to a wide spectrum of users in the financial market. extent by making available the Profiling Order Book
Market Movement Graphs
Using iNeT.net orders, trade confirmations and real-time possibility of the stock market participants to stay Market Watch Trade Book
market information can be provided to the retail investors Limits Contract / Security
Information connected with the stock markets on a real-time basis Live Prices Limits
through the Internet. Customized Portfolios
Top gainers/losers/Most from anywhere and anytime.
Trade Book Ticker News
Active Securities iWin allows the investors to get connected using their
Net Position and
Exposures mobile handset and view the market rates, enter/ modify/
A user-friendly integrated trading front-end for multiple
cancel orders, view their positions and transactions
exchanges
through a secure encrypted channel. Charting and news
Utilizes highest levels of encryption standards are also available in iWin.
Supporting streaming as well as both Push and Pull
technologies
Integrated Market Watch provides real-time information Multisegement, multicurrency trading functionalities
from various exchanges
Realtime market watch, anywhere anytime
Place buy/ sell orders directly to the exchange
Buy/ Sell order entries with different order types like Limit,
Can be integrated with bank payment gateways to handle Market or Stop loss order
online fund transfer
Transaction alert for displaying order and trade confirmations
Multiple and dynamic profiles can be created with stocks
from different exchanges

Value Proposition Benefits Value Proposition

Online trading software supporting e-exchange trading View market information Ticker as per the profile
between retail clients and brokerage houses
Creating investors own portfolio Best bids and offers in the market for a selected stock along
User-friendly front end interface with market volume, LTP, ATP, % change, Total buy/sell
Enter orders
quantity
Brokers can provide their clients trade confirmations,
Edit or cancel orders
positions, real-time market information through the internet Orders and trade book with different status tracking
at a very marginal cost Receive online trade confirmations
Provides Integrated view of mark-to-market profits & losses,
Multiple portfolios can be created and used for various views View order and trade status net positions and exposures Charting facilities
Placing of orders is also supported from within the Market View portfolio and cash balance Set e-mail preferences for trade confirmation
Watch window
View transaction history Facility to integrate with a newswire agency for receiving
Enables squaring off the outstanding position online news updates
Receive orders and trade confirmations via e-mails
Real time charting facility
Provide hyperlinks to other services such as market historical
Displays the mark-to-market profit / loss and net position information, exchange websites, news, charting, back office,
statement eIPO, mutual fund products Benefits
Order Book and trade book provides comprehensive Market depth Net position
information
Order modification Security information
Trade History maintains a log of transaction occurred in the
past Order cancellation Dollar watch screen
Alerts Graphs

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 Protector+ GLOBAL PRESENCE
A post-trade, pre-acceptance online e-Protector is a web-based reporting tool.
e-Protector
risk management solution which This product is for Branches, franchisees
enables the members to mitigate risk in equity as well as and end client to see their reports (generated form protector)
derivatives segment. on an online basis from internet. It supports crystal reports
feature, so export in excel, text mode can be easily done.

Value Proposition Corporate Office International Operations

An online risk manager, which enables the broker to protect Boston House, 601, Suren Road, Chakala USA
his client from risk in the equity and derivatives segment 33 Wood Avenue South Suite 600, Iselin, NJ-08830
Andheri (East), Mumbai - 400 093, India
Provides the online Initial Margin and Position of each and T : +91 22 6709 9600 T : +001 732 603 5238
every client of the equity and derivatives segment, F : +001 732 549 3745
F : +91 22 6709 9066
irrespective of the location of ones VSAT and leased lines sales@ftindia.com
sales@ftindia.com
Enables the brokers to compare the deposit given by the
Middle East
client in Cash and Non-cash with the actual margin required
1809, Al Shatha Tower, Dubai Internet City
by the exchange
P.O. Box 502541, Dubai, U.A.E
The broker can access complete reports for all clients T : +9714 363 5700
through either NEAT or CTCL terminals F : +9714 363 3745
sales@ftindia.com

Features South East

Online margin report Live trades 6, Battery Road, #21-01, Singapore-049909
T : +65 6533 5532
Margin comparison Alerts M : +65 9852 7601
Client master Report and utilization of sales@ftindia.com
position limit

India Operations
TM Ahmedabad Chennai
e-Hastakshar A-1011, ATMA House
Opp. Old Reserve Bank of India, Near Times of India
Branch and Registered Office: 3rd Floor
16 Surya Flats, 2nd Cross Street, Seethammal Colony Ext.
Ashram Road, Ahmedabad - 380 009, India Teynampet, Chennai 600 018, India
A unique document signing solution Features T : +91-79-3007 4141 T : +91-44-2431 0963 - 64 / 4201 9851
which enables the seamless and F : +91-79-3007 4957 F : +91-44-4201 9852
Multi-login operation Capability to interface with ahmedabad@ftindia.com chennai@ftindia.com
secured flow of information in electronic form using digital
capability varied back office
certificates. application
Multi-user Administrator New Delhi Hyderabad
Maintains confidentiality Inherently ensures non- 12-H, Vandhana Building, 11, Tolstoy Marg 202, Ganga Estate, 6-3-350, Nagarjuna Circle
Benefits Authentication (the sender repudiation Connaught Place, New Delhi - 110 001, India Road No.1, Banjara Hills, Hyderabad - 500 034, India
Money Saver, as printing and couriering of contract notes is of message is identified) MIS reports provide
eliminated T : +91-11-4152 2440 T : +91-40-6636 5740
Web enabled (post delivery statistics of imported/
F : +91-11-4152 2550 F +91-40-6636 5740
Secured delivery on portal) signed/ dispatched/
delhi@ftindia.com hyderabad@ftindia.com
Short payback period efficient Return On Investment (ROI) Multi-channel document delivered documents
Reduction in manpower cost and space utilized delivery support - e-mail, Scheduler
web portal or FTP Kolkatta
Faster delivery Centre Point, 21 Hemant Basu Sarani
Eliminates huge costs of storage and maintenance Room No. 326, 3rd Floor, Kolkata - 700 001, India
T : +91-33-2213 7579
Authenticity verification receipt
F : +91-33-2213 7642
kolkata@ftindia.com
Value Proposition
Specially designed for stock market participants, to reduce
the cost of printing documents and eliminating the need to
courier these documents to the intended recipients
A unique document signing solution that enables transfer of
information in electronic and secured form through
encryption using digital certificates
Provides rich functionalities and seamless information flow
to stock market participants
An efficient infrastructure to the market participants that
enables a seamless dissemination of contract notes

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