Hoffman and Kunze Solution Manual
Hoffman and Kunze Solution Manual
Hoffman and Kunze Solution Manual
Gregory R. Grant
University of Pennsylvania
email: ggrant@upenn.edu
Julyl 2017
2
Note
This is one of the ultimate classic textbooks in mathematics. It will probably be read for generations to come. Yet I
cannot find a comprehensive set of solutions online. Nor can I find lists of typos. Since Im going through this book in some
detail I figured Id commit some of my thoughts and solutions to the public domain so others may have an easier time than I
have finding supporting matericals for this book. Any book this classic should have such supporting materials readily avaiable.
If you find any mistakes in these notes, please do let me know at one of these email addresses:
Solutions to the homogeneous system associated with a matrix is the same as determining the null space of the
relevant matrix. The row space of a matrix is complementary to the null space. This is true not only for inner
product spaces, and can be proved using the theory of non-degenerate symmetric bilinear forms.
So if two matrices of the same order have exactly the same null space, they must also have exactly the same row
space. In the row reduced echelon form the nonzero rows form a basis for the row space of the original matrix,
and hence two matrices with the same row space will have the same row reduced echelon form.
Exercise 1: Verify that the set of complex numbers described in Example 4 is a subfield of C.
Solution: Let F = {x + y 2 | x, y Q}. Then we must show six things:
1. 0 is in F
2. 1 is in F
4. If x is in F then so is x
6. If x , 0 is in F then so is x1
For 1, take x = y = 0. For 2,take x = 1, y = 0. For 3, suppose
x = a+b 2 and y = c+d 2. Thenx+y = (a+c)+(b+d)
2 F.
For 4, suppose x = a + b 2. Then x = (a) + (b) 2 F. For 5, suppose x = a + b 2 and y = c + d 2. Then
1
2 Chapter 1: Linear Equations
xy = (a + b 2)(c + d 2) = (ac + 2bd) + (ad+ bc) 2 F. For 6, suppose x = a+ b 2 where at least one of a or b is not
zero. Let n = a2 + 2b2 . Let y = a/n + (b/n) 2 F. Then xy = n1 (a + b 2)(a b 2) = 1n (a2 + 2b2 ) = 1. Thus y = x1 and
y F.
Exercise 2: Let F be the field of complex numbers. Are the following two systems of linear equations equivalent? If so,
express each equation in each system as a linear combination of the equations in the other system.
x1 x2 = 0 3x1 + x2 = 0
2x1 + x2 = 0 x1 + x2 = 0
Solution: Yes the two systems are equivalent. We show this by writing each equation of the first system in terms of the
second, and conversely.
1 4
3x1 + x2 = (x1 x2 ) + (2x1 + x2 )
3 3
1 2
x1 + x2 = (x1 x2 ) + (2x1 + x2 )
3 3
x1 x2 = (3x1 + x2 ) 2(x1 + x2 )
1 1
2x1 + x2 = (3x1 + x2 ) + (x1 + x2 )
2 2
Exercise 3: Test the following systems of equations as in Exercise 2.
x1 + x2 +4x3 = 0 x1 x3 = 0
x1 + 3x2 +8x3 = 0 x2 + x3 = 0
2 x1 + x2 + 2 x3 = 0
1 5
Solution: Yes the two systems are equivalent. We show this by writing each equation of the first system in terms of the
second, and conversely.
x1 x3 = 3
4 (x1 + x2 + 4x3 ) + 14 (x1 + 3x3 + 8x3 )
x2 + 3x3 = (x1 + x2 + 4x3 ) + 14 (x1 + 3x3 + 8x3 )
1
4
and
Solution: These systems are not equivalent. Call the two equations in the first system E1 and E2 and the equations in the
second system E10 and E20 . Then if E20 = aE1 + bE2 since E2 does not have x1 we must have a = 1/3. But then to get the
coefficient of x4 wed need 7x4 = 31 x4 + 5bx4 . That forces b = 43 . But if a = 13 and b = 43 then the coefficient of x3 would have
to be 2i 43 which does not equal 1. Therefore the systems cannot be equivalent.
Exercise 5: Let F be a set which contains exactly two elements, 0 and 1. Define an addition and multiplication by the tables:
+ 0 1 0 1
0 0 1 0 0 0
1 1 0 0 0 1
Section 1.2: Systems of Linear Equations 3
1. An operation is commutative if the table is symmetric across the diagonal that goes from the top left to the bottom right.
This is true for the addition table so addition is commutative.
2. There are eight cases. But if x = y = z = 0 or x = y = z = 1 then it is obvious. So there are six non-trivial cases. If theres
exactly one 1 and two 0s then both sides equal 1. If there are exactly two 1s and one 0 then both sides equal 0. So addition
is associative.
3. By inspection of the addition table, the element called 0 indeed acts like a zero, it has no effect when added to another
element.
4. 1 + 1 = 0 so the additive inverse of 1 is 1. And 0 + 0 = 0 so the additive inverse of 0 is 0. In other words 1 = 1 and
0 = 0. So every element has an additive inverse.
5. As stated in 1, an operation is commutative if the table is symmetric across the diagonal that goes from the top left to the
bottom right. This is true for the multiplication table so multiplication is commutative.
6. As with addition, there are eight cases. If x = y = z = 1 then it is obvious. Otherwise at least one of x, y or z must equal 0.
In this case both x(yz) and (xy)z equal zero. Thus multiplication is associative.
7. By inspection of the multiplication table, the element called 1 indeed acts like a one, it has no effect when multiplied to
another element.
8. There is only one non-zero element, 1. And 1 1 = 1. So 1 has a multiplicative inverse. In other words 11 = 1.
9. There are eight cases. If x = 0 then clearly both sides equal zero. That takes care of four cases. If all three x = y = z = 1
then it is obvious. So we are down to three cases. If x = 1 and y = z = 0 then both sides are zero. So were down to the two
cases where x = 1 and one of y or z equals 1 and the other equals 0. In this case both sides equal 1. So x(y + z) = (x + y)z in
all eight cases.
Exercise 6: Prove that if two homogeneous systems of linear equations in two unknowns have the same solutions, then they
are equivalent.
Exercise 7: Prove that each subfield of the field of complex numbers contains every rational number.
Solution: Every subfield of C has characterisitc zero since if F is a subfield then 1 F and n 1 = 0 in F implies n 1 = 0 in
C. But we know n 1 = 0 in C implies n = 0. So 1, 2, 3, . . . are all distinct elements of F. And since F has additive inverses
1, 2, 3, . . . are also in F. And since F is a field also 0 F. Thus Z F. Now F has multiplicative inverses so n1 F for
all natural numbers n. Now let mn be any element of Q. Then we have shown that m and 1n are in F. Thus their product m 1n
is in F. Thus mn F. Thus we have shown all elements of Q are in F.
Exercise 8: Prove that each field of characteristic zero contains a copy of the rational number field.
Solution: Call the additive and multiplicative identities of F 0F and 1F respectively. Define nF to be the sum of n 1F s. So
nF = 1F + 1F + + 1F (n copies of 1F ). Define nF to be the additive inverse of nF . Since F has characteristic zero, if
m0 m0
n , m then nF , mF . For m, n Z, n , 0, let mn F = mF n1 m m
F . Since F has characteristic zero, if n , n0 then n F , n0 F .
Therefore the map mn 7 mn F gives a one-to-one map from Q to F. Call this map h. Then h(0) = 0F , h(1) = 1F and in general
h(x + y) = h(x) + h(y) and h(xy) = h(x)h(y). Thus we have found a subset of F that is in one-to-one correspondence to Q and
which has the same field structure as Q.
(1 i)x1 ix2 = 0
2x1 + (1 i)x2 = 0.
Exercise 2: If
3 1 2
A = 2 1 1
1 3 0
Solution:
1 3 0 1 3 0 1 3 0
2 1 1 0 7 1 0 1 1/7
3 1 2 0 8 2 0 8 2
1 0 3/7 1 0 3/7 1 0 0
0 1 1/7 0 1 1/7 0 1 10 .
0 0 6/7 0 0 1 0 0 1
Thus A is row-equivalent to the identity matrix. It follows that the only solution to the system is (0, 0, 0).
Section 1.3: Matrices and Elementary Row Operations 5
Exercise 3: If
6 4 0
A = 4 2 0
1 0 3
find all solutions of AX = 2X and all solutions of AX = 3X. (The symbol cX denotes the matrix each entry of which is c times
the corresponding entry of X.)
6x 4y = 2x
4x 2y = 2y
x + 3z = 2z
which is equivalent to
4x 4y = 0
4x 4y = 0
x + z = 0
The system AX = 3X is
6 4 0 x x
4 2 0 y = 3 y
1 0 3 z z
which is the same as
6x 4y = 3x
4x 2y = 3y
x + 3z = 3z
which is equivalent to
3x 4y = 0
x 2y = 0
x = 0
6 Chapter 1: Linear Equations
i (1 + i)
0
A = 1 2 1 .
1 2i 1
Solution:
1 2 1 1 2 1 1 2 1
A i (1 + i) 0 0 1 + i i 0 1 1i
2
1 2i 1 0 2 + 2i 2 0 2 + 2i 2
1 2 1 1 0 i
0 1 i1 0 1 i1
2 2
0 0 0 0 0 0
Exercise 5: Prove that the following two matrices are not row-equivalent:
2 0 0 1 1 2
a 1 0 2 0 1 .
b c 3 1 3 5
Solution: Call the first matrix A and the second matrix B. The matrix A is row-equivalent to
1 0 0
A0 = 0 1 0
0 0 1
By Theorem 3 page 7 AX = 0 and A0 X = 0 have the same solutions. Similarly BX = 0 and B0 X = 0 have the same solutions.
Now if A and B are row-equivalent then A0 and B0 are row equivalent. Thus if A and B are row equivalent then A0 X = 0 and
B0 X = 0 must have the same solutions. But B0 X = 0 has infinitely many solutions and A0 X = 0 has only the trivial solution
(0, 0, 0). Thus A and B cannot be row-equivalent.
Solution:
0 x1 + 0 x2 = 0
0 x1 + 0 x2 = 0
a x1 + b x2 = u
c x1 + d x2 = v
1 6 18 1 6 18 1 6 18 1 6 18 1 0 5/4
4 0 5 24 67 24 67 67/24 67/24
0 0
0 1
0 1
3 6 13 0
24 67 0
0 0 0 0 0 0 0
0
7 6 8 0 48 134 0 0 0 0 0 0 0 0 0
Thus
5
x z=0
4
67
y z=0
24
Thus the general solution is ( 45 z, 67
24 z, z) for arbitrary z F.
x1 x2 + 2x3 = 1
2x1 + 2x2 = 1
x1 3x2 + 4x3 = 2
Does this system have a solution? If so, describe explicitly all solutions.
Exercise 5: Give an example of a system of two linear equations in two unkowns which has no solutions.
Solution:
x+y=0
x+y=1
Exercise 6: Show that the system
x1 2x2 + x3 + 2x4 = 1
x1 + x2 x3 + x4 = 2
x1 + 7x2 5x3 x4 = 3
has no solution.
At this point theres no need to continue because the last row says 0x1 + 0x2 + 0x3 + 0x4 = 1. But the left hand side of this
equation is zero so this is impossible.
2 3 7 5 2 2
1
2 4 3 1 2
2
0 4 2 1 3
1 5 7 6 2 7
We row-reduce it as follows
1 2 4 3 1 2 1 2 4 3 1 2
2 3 7 5 2 2 0 1 1 1 0 2
2 0 4 2 1 3 0
4 4 4 1 7
1 5 7 6 2 7 0 3 3 3 1 5
1 0 2 1 1 2 1 0 2 1 0 1
0 1 1 1 0 2 0 1 1 1 0 2
0 0 0 0 1 1 0 0 0 0 1 1
0 0 0 0 1 1 0 0 0 0 0 0
Section 1.4: Row-Reduced Echelon Matrices 11
Thus
x1 2x3 + x4 = 1
x2 + x3 x4 = 2
x5 = 1
Exercise 8: Let
3 1 2
A = 2 1 1 .
1 3 0
1 3 0 1 3 0 1 0 0
0 1 1 0 1 1 0 1 0
0 0 6 0 0 1 0 0 1
Exercise 9: Let
3 6 2 1
2 4 1 3
.
0 0 1 1
1 2 1 0
For which (y1 , y2 , y3 , y4 ) does the system of equations AX = Y have a solution?
3 6 2 1 y1 1 2 1 0 y4 1 2 1 0 y4
2 4 1 3 6 2 1 1 1 y1 3y4
y2 3 y1 0 0
y2 + 2y4
0 0 1 1 y3 2 4 1 3 y2 0 0 3 3
1 2 1 0 y4 0 0 1 1 y3 0 0 1 1 y3
1 2 1 0 y4 1 2 1 0 y4
0 0 0 0 y1 3y4 + y3 0
0 1 1 y3
y2 + 2y4 + 3y3 y1 3y4 + y3
0 0 0 0 0 0 0 0
y2 + 2y4 + 3y3
0 0 1 1 y3 0 0 0 0
Thus (y1 , y2 , y3 , y4 ) must satisfy
y1 + y3 3y4 = 0
y2 + 3y3 + 2y4 = 0
of which the general solution is (y3 + 3y4 , 3y3 2y4 , y3 , y4 ) for arbitrary y3 , y4 F. These are the only (y1 , y2 , y3 , y4 ) for
which the system AX = Y has a solution.
Exercise 10: Suppose R and R0 are 2 3 row-reduced echelon matrices and that the system RX = 0 and R0 X = 0 have exactly
the same solutions. Prove that R = R0 .
Thus we have shown that if two Ri s share the same solutions then they must be among R2 , R4 , and R5 .
The solutions for R2 are (az, bz, z), for z arbitrary. The solutions for R4 are (a0 yb0 z, y, z) for y, z arbitrary. Thus (b0 , 0, 1)
is a solution for R4 . Suppose this is also a solution for R2 . Then z = 1 so it is of the form (a, b, 1) and it must be that
(b0 , 0, 1) = (a, b, 1). Comparing the second component implies b = 0. But if b = 0 then R2 implies y = 0. But R4 allows
for arbitrary y. Thus R2 and R4 cannot share the same solutions.
The solutions for R2 are (az, bz, z), for z arbitrary. The solutions for R5 are (x, a0 z, z) for x, z arbitrary. Thus (0, a0 , 1) is
a solution for R5 . As before if this is a solution of R2 then a = 0. But if a = 0 then R2 forces x = 0 while in R5 x can be
arbitrary. Thus R2 and R5 cannot share the same solutions.
The solutions for R4 are (ay bz, y, z) for y, z arbitrary. The solutions for R5 are (x, a0 z, z) for x, z arbitrary. Thus setting
x = 1, z = 0 gives (1, 0, 0) is a solution for R5 . But this cannot be a solution for R4 since if y = z = 0 then first component
must also be zero.
Thus we have shown that no two Ri and R j have the same solutions unless i = j.
NOTE: This fact is actually true in general not just for 2 3 (search for 1832109 on math.stackexchange).
Section 1.5: Matrix Multiplication 13
Page 20: Typo in the Definition, it should say An m m matrix is said to be an elementary matrix... Otherwise it doesnt
make sense that you can obtain an m n matrix from an m m matrix by an elementary row operation unless m = n.
Exercise 1: Let
" # 3
2 1 1
A= , B = 1 , C = [1 1].
1 2 1
1
Solution: " #
4
AB = ,
4
so " # " #
4 4 4
ABC = [1 1] = .
4 4 4
and " #
4
CBA = [1 1] = [0].
4
Exercise 2: Let
1 1 1 2 2
A = 2 0 1 , B = 1 3 .
3 0 1 4 4
Solution:
1 1 1 1 1 1
A2 = 2 0 1 2 0 1
3 0 1 3 0 1
2 1 1
= 5 2 3 .
6 3 4
And
1 1 1 2 2
AB = 2 0 1 1 3
3 0 1 4 4
5 1
= 8 0 .
10 2
Thus
2 1 1 2 2
A B = 5
2
2 3 1 3
6 3 4 4 4
7 3
= 20 4 . (9)
25 5
14 Chapter 1: Linear Equations
And
1 1 1 5 1
A(AB) = 2 0 1 8 0
3 0 1 10 2
7 3
20 4 . (10)
25 5
Comparing (9) and (10) we see both calculations result in the same matrix.
Exercise 4: For the matrix A of Exercise 2, find elementary matrices E1 , E2 , . . . , Ek such that
Ek E2 E1 A = I.
Solution:
1 1 1
A = 2 0 1
3 0 1
1 0 0 1 1 1 1 1 1
E1 A = 2 1 0 2 0 1 = 0 2 1
0 0 1 3 0 1 3 0 1
1 0 0 1 1 1 1 1 1
E2 (E1 A) = 0 1 0 0 2 1 = 0 2 1
3 0 1 3 0 1 0 3 0
1 0 0 1 1 1 1 1 1
E3 (E2 E1 A) = 0 1/2 0 0 2 1 = 0 1 1/2
0 0 1 0 3 0 0 3 0
1 1 0 1 1 1 1 0 1/2
E4 (E3 E2 E1 A) = 0 1 0 0 1 1/2 = 0 1 1/2
0 0 1 0 3 0 0 3 0
1 0 0 1 0 1/2 1 0 1/2
E5 (E4 E3 E2 E1 A) = 0 1 0 0 1 1/2 = 0 1 1/2
0 3 1 0 3 0 0 0 3/2
1 0 0 1 0 1/2 1 0 1/2
E6 (E5 E4 E3 E2 E1 A) = 0 1 0 0 1 1/2 = 0 1 1/2
0 0 2/3 0 0 3/2 0 0 1
1 0 1/2 1 0 1/2 1 0 0
E7 (E6 E5 E4 E3 E2 E1 A) = 0 1 0 0 1 1/2 = 0 1 1/2
0 0 1 0 0 1 0 0 1
1 0 0 1 0 0 1 0 0
E8 (E7 E6 E5 E4 E3 E2 E1 A) = 0 1 1/2 0 1 1/2 = 0 1 0
0 0 1 0 0 1 0 0 1
Section 1.5: Matrix Multiplication 15
Exercise 5: Let
1 1 " #
3 1
A = 2 2 , B= .
4 4
1 0
a + 2b + c = 3
a + 2b = 1
d + 2e + f = 4
d + 2e = 4
1 2 1 0 0 0 3
1 2 0 0 0 0 1
0
0 0 1 2 1 4
0 0 0 1 2 0 4
1 0 1/2 0 0 0 1
0 1 1/4 0 0 0 1
.
0 0 0 1 0 1/2 4
0 0 0 0 1 1/4 0
Setting c = f = 4 gives the solution " #
1 0 4
C= .
6 1 4
Checking:
" # 1 1 " #
1 0 4 3 1
2 2 = .
6 1 4 4 4
1 0
Exercise 6: Let A be an m n matrix and B an n k matrix. Show that the columns of C = AB are linear combinations of the
columns of A. If 1 , . . . , n are the columns of A and 1 , . . . , k are the columns of C then
n
X
j = Br j r .
r=1
Solution: The i j-th entry of AB is kr=1 Air Br j . Since the term Br j is independent of i, we can view the sum independent of
P
i as r=1 Br j r where r is the r-th column of A. Im not sure what more to say, this is pretty immediately obvious from the
Pn
definition of matrix multiplication.
ax + bz ay + bw
" #
AB = .
cx + dz cy + dw
Then AB = I implies the following system in u, r, s, t has a solution
au + bs = 1
cu + ds = 0
ar + bt = 0
cr + dt = 1
because (x, y, z, w) is one such solution. The augmented coefficient matrix of this system is
a 0 b 0 1
c 0 d 0 0
.
0 (11)
a 0 b 0
0 c 0 d 1
1 0 0 0 d/(ad bc)
0 1 0 0
b/(ad bc)
0 0 1 0
c/(ad bc)
0 0 0 1 a/(ad bc)
Thus we see that necessarily x = d/(ad bc), y = b/(ad bc), z = c/(ad bc), w = a/(ad bc). Thus
" #
d/(ad bc) b/(ad bc)
B= .
c/(ad bc) a/(ad bc)
The loose end is that we assumed ad bc , 0. To tie up this loose end we must show that if AB = I then necessarily
ad bc , 0. Suppose that ad bc = 0. We will show there is no solution to (11), which contradicts the fact that (x, y, z, w)
is a solution. If a = b = c = d = 0 then obviously AB , I. So suppose WOLOG that a , 0 (because by elementary row
operations we can move any of the four elements to be the top left entry). Subtracting ac times the 3rd row from the 4th row
of (11) gives
a 0 b 0 1
c 0 d 0 0
.
0 a 0 b 0
0 c ac a 0 d ac b 1
Now c ac a = 0 and since ad bc = 0 also d ac b = 0. Thus we get
a 0 b 0 1
c
0 d 0 0
.
0 a 0 b 0
0 0 0 0 1
Section 1.5: Matrix Multiplication 17
bz cy = c11
ay + bw bx dy = c12
(12)
cx + dz az cw = c21
cy bz = c22
0 c b 0 c11
b ad 0 b c12
c
0 d a c c21
0 c b 0 c22
Suppose conversely that c11 + c22 = 0. We want to show A, B such that C = AB BA.
We first handle the case when c11 = 0. We know c11 + c22 = 0 so also c22 = 0. So C is in the form
" #
0 c12
.
c21 0
Find a row-reduced echelon matrix R which is row-equivalent to A and an invertible 3 3 matrix P such that R = PA.
Solution: As in Exercise 4, Section 1.5, we row reduce and keep track of the elementary matrices involved. It takes nine
steps to put A in row-reduced form resulting in the matrix
3/8 1/4 3/8
P = 1/4 0 1/4 .
1/8 1/4 1/8
Section 1.6: Invertible Matrices 19
Solution: Same story as Exercise 1, we get to the identity matrix in nine elementary steps. Multiplying those nine elementary
matrices together gives
29+3i 13i
1/3 30
10
P = 0 3+i 13i .
10 10
3+i 3+i
i/3 15 5
Exercise 3: For each of the two matrices
2 5 1 1 1 2
4 1 2 , 3 2 4
6 4 1 0 1 2
use elementary row operations to discover whether it is invertible, and to find the inverse in case it is.
Solution: For the first matrix we row-reduce the augmented matrix as follows:
2 5 1 1 0 0
4 1 2 0 1 0
6 4 1 0 0 1
2 5 1 1 0 0
0 11 4 2 1 0
0 11 4 3 0 1
2 5 1 1 0 0
0 11 4 2 1 0
0 0 0 1 1 1
At this point we see that the matrix is not invertible since we have obtained an entire row of zeros.
1 1 0 0
2 1
0 5 2
1 0 3
0 1 2
0 1 0
1 1 2 1 0 0
0 1 2 0 0 1
0 5 2 3 1 0
1 0 0 1 0 1
0 1 2 0 0 1
0 0 8 3 1 5
1 0 0 1 0 1
0 1 2 0 0 1
0 0 1 3/8 1/8 5/8
20 Chapter 1: Linear Equations
1 0 0 1 0 1
0 1 0 3/4 1/4 1/4
0 0 1 3/8 1/8 5/8
Solution:
5 0 0 x x
1
5 0 y = c y
0 1 5 z z
implies
5x = cx (13)
x + 5y = cy (14)
y + 5z = cz (15)
0
Now if c , 5 then (13) implies x = 0, and then (14) implies y = 0, and then (15) implies z = 0. So it is true for 0 with c = 0.
0
0
If c = 5 then (14) implies x = 0 and (15) implies y = 0. So if c = 5 any such vector must be of the form 0 and indeed any
z
such vector works with c = 5.
0
So the final answer is any vector of the form 0 .
z
1 2 3 4 1 0 0 0
0 2 3 4 0 1 0 0
0 0 3 4 0 0 1 0
0 0 0 4 0 0 0 1
1 0 0 0 1 1 0 0
0 2 3 4 0 1 0 0
0 0 3 4 0 0 1 0
0 0 0 4 0 0 0 1
Section 1.6: Invertible Matrices 21
1 0 0 0 1 1 0 0
0 2 0 0 0 1 1 0
0 0 3 4 0 0 1 0
0 0 0 4 0 0 0 1
1 0 0 0 1 1 0 0
0 2 0 0 0 1 1 0
0 0 3 0 0 0 1 1
0 0 0 4 0 0 0 1
1 0 0 0 1 1 0 0
0 1 0 0 0 1/2 1/2 0
0 0 1 0 0 0 1/3 1/3
0 0 0 1 0 0 0 1/4
Thus the A does have an inverse and
1 1 0 0
0 1/2 1/2 0
A1 = .
0 0 1/3 1/3
0 0 0 1/4
Exercise 6: Suppose A is a 2 1 matrix and that B is a 1 2 matrix. Prove that C = AB is not invertible.
" #
a1
Solution: Write A = and B = [b1 b2 ]. Then
a2
" #
a1 b1 a1 b2
AB = .
a2 b1 a2 b2
If any of a1 , a2 , b1 or b2 equals zero then AB has an entire row or an entire column of zeros. A matrix with an entire row or
column of zeros is not invertible. Thus assume a1 , a2 , b1 and b2 are non-zero. Now if we add a2 /a1 of the first row to the
second row we get " #
a1 b1 a1 b2
.
0 0
Thus AB is not row-equivalent to the identity. Thus by Theorem 12 page 23, AB is not invertible.
Solution:
(b) By Theorem 13 (ii) since A is not invertible AX = 0 must have a non-trivial solution v. Let B be the matrix all of whose
columns are equal to v. Then B , 0 but AB = 0.
Then
ax + bz ay + bw
" #
AB = .
cx + dz cy + dw
Then AB = I implies the following system in u, r, s, t has a solution
au + bs = 1
cu + ds = 0
ar + bt = 0
cr + dt = 1
because (x, y, z, w) is one such solution. The augmented coefficient matrix of this system is
a 0 b 0 1
c 0 d 0 0
. (16)
0 a 0 b 0
0 c 0 d 1
1 0 0 0 d/(ad bc)
0 1 0 0 b/(ad bc)
0 0 1 0 c/(ad bc)
0 0 0 1 a/(ad bc)
Thus we see that x = d/(ad bc), y = b/(ad bc), z = c/(ad bc), w = a/(ad bc) and
" #
d/(ad bc) b/(ad bc)
A1 = .
c/(ad bc) a/(ad bc)
Now suppose that ad bc = 0. We will show there is no solution. If a = b = c = d = 0 then obviously A has no inverse.
So suppose WOLOG that a , 0 (because by elementary row and column operations we can move any of the four elements
to be the top left entry, and elementary row and column operations do not change a matrixs status as being invertible or not).
Subtracting ac times the 3rd row from the 4th row of (16) gives
a 0 b 0 1
c
0 d 0 0
.
0 a 0 b 0
c ac a d ac b
0 0 1
a 0 b 0 1
c
0 d 0 0
.
0 a 0 b 0
0 0 0 0 1
Exercise 9: An n n matrix A is called upper-triangular if ai j = 0 for i > j, that is, if every entry below the main diagonal is
0. Prove that an upper-triangular (square) matrix is invertible if and only if every entry on its main diagonal is different from
Section 1.6: Invertible Matrices 23
zero.
Solution: Suppose that aii , 0 for all i. Then we can divide row i by aii to give a row-equivalent matrix which has all ones
on the diagonal. Then by a sequence of elementary row operations we can turn all off diagonal elements into zeros. We can
therefore row-reduce the matrix to be equivalent to the identity matrix. By Theorem 12 page 23, A is invertible.
Now suppose that some aii = 0. If all aii s are zero then the last row of the matrix is all zeros. A matrix with a row of zeros
cannot be row-equivalent to the identity so cannot be invertible. Thus we can assume theres at least one i such that aii , 0.
Let i0 be the largest such index, so that ai0 i0 = 0 and aii , 0 for all i > i0 . We can divide all rows with i > i0 by aii to give ones
on the diagonal for those rows. We can then add multiples of those rows to row i0 to turn row i0 into an entire row of zeros.
Since again A is row-equivalent to a matrix with an entire row of zeros, it cannot be invertible.
Exercise 10: Prove the following generalization of Exercise 6. If A is an m n matrix and B is an n m matrix and n < m,
then AB is not invertible.
Solution: There are n colunms in A so the vector space generated by those columns has dimension no greater than n. All
columns of AB are linear combinations of the columns of A. Thus the vector space generated by the columns of AB is con-
tained in the vector space generated by the columns of A. Thus the column space of AB has dimension no greater than n.
Thus the column space of the m m matrix AB has dimension less or equal to n and n < m. Thus the columns of AB generate
a space of dimension strictly less than m. Thus AB is not invertible.
Exercise 11: Let A be an n m matrix. Show that by means of a finite number of elementary row and/or column operations
one can pass from A to a matrix R which is both row-reduced echelon and column-reduced echelon, i.e., Ri j = 0 if i , j,
Rii = 1, 1 i r, Rii = 0 if i > r. Show that R = PAQ, where P is an invertible mm matrix and Q is an invertible nn matrix.
Solution: First put A in row-reduced echelon form, R0 . So an invertible m m matrix P such that R0 = PA. Each row of R0
is either all zeros or starts (on the left) with zeros, then has a one, then may have non-zero entries after the one. Suppose row
i has a leading one in the j-th column. The j-th column has zeros in all other places except the i-th, so if we add a multiple
of this column to another column then it only affects entries in the i-th row. Therefore a sequence of such operations can turn
this row into a row of all zeros and a single one.
Let B be the n n matrix such that Brr = 1 and Brs = 0 r , s except B jk , 0. Then AB equals A with B jk times column
j added to column k. B is invertible since any such operation can be undone by another such operation. By a sequence of
such operations we can turn all values after the leading one into zeros. Let Q be a product of all of the elementary matrices B
involved in this transformation. Then PAQ is in row-reduced and column-reduced form.
Exercise 12: The result of Example 16 suggests that perhaps the matrix
1 1
1 2 n
1 1 1
2 3 n+1
.. .. ..
. . .
1 1 1
n n+1 2n1
Solution: This problem seems a bit hard for this book. There are a class of theorems like this, in particular these are called
Hilbert Matrices and a proof is given in this article on arxiv by Christian Berg called Fibonacci numbers and orthogonal
polynomials (http://arxiv.org/pdf/math/0609283v2.pdf). See Theorem 4.1. Also there might be a more elementary
proof in this discussion on mathoverflow.net where two proofs are given:
http://mathoverflow.net/questions/47561/deriving-inverse-of-hilbert-matrix.
Also see http://vigo.ime.unicamp.br/HilbertMatrix.pdf where a general formula for the i, j entry of the inverse is
24 Chapter 1: Linear Equations
given explicitly as
!2
n+i1 n+ j1 i+ j1
! !
(1)i+ j (i + j 1)
n j ni i1
Chapter 2: Vector Spaces
Solution: Example 1 starts with any field and defines the objects, the addition rule and the scalar multiplication rule. We
must show the set of n-tuples satisfies the eight properties required in the definition.
1) Addition is commutative. Let = (x1 , . . . , xn ) and = (y1 , . . . , yn ) be two n-tuples. Then + = (x1 + y1 , . . . , xn + yn ).
And since F is commutative this equals (y1 + x1 , . . . , yn + xn ), which equals + . Thus + = + .
2) Addition is associative. Let = (x1 , . . . , xn ), = (y1 , . . . , yn ) and = (z1 , . . . , zn ) be three n-tuples. Then ( + ) + =
((x1 +y1 )+z1 , . . . , (xn +yn )+zn ). And since F is associative this equals (x1 +(y1 +z1 ), . . . , xn +(yn +zn )), which equals +(+).
3) We must show there is a unique vector 0 in V such that + 0 = V. Consider (0F , . . . , 0F ) the vector of all
0s of length n, where 0F is the zero element of F. Then this vector satisfies the property that (0F , . . . , 0F ) + (x1 , . . . , xn ) =
(0F + x1 , . . . , 0F + xn ) = (x1 , . . . , xn ) since 0F + x = x x F. Thus (0F , . . . , 0F ) + = V. We must just show this
vector is unique with respect to this property. Suppose = (x1 , . . . , xn ) also satisfies the property that + = for all V.
Let = (0F , . . . , 0F ). Then (x1 , . . . , xn ) = (x1 + 0F , . . . , xn + 0F ) = (x1 , . . . , xn ) + (0F , . . . , 0F ) and by definition of this equals
(0F , . . . , 0F ). Thus (x1 , . . . , xn ) = (0F , . . . , 0F ). Thus = and the zero element is unique.
4) We must show for each vector there is a unique vector such that + = 0. Suppose = (x1 , . . . , xn ). Let =
(x1 , . . . , xn ). Then has the required property + = 0. We must show is unique with respect to this property. Suppose
also 0 = (x10 , . . . , xn0 ) also has this property. Then + = 0 and +0 = 0. So = +0 = +(+0 ) = (+)+0 = 0+0 = 0 .
6) Let = (x1 , . . . , xn ). Then (c1 c2 ) = ((c1 c2 )x1 , . . . , (c1 c2 )xn ) and since multiplication in F is associative this equals
(c1 (c2 x1 ), . . . , c1 (c2 xn )) = c1 (c2 x1 , . . . c2 xn ) = c1 (c2 ).
7) Let = (x1 , . . . , xn ) and = (y1 , . . . , yn ). Then c(+) = c(x1 +y1 , . . . , xn +yn ) = (c(x1 +y1 ), . . . , c(xn +yn )) and since multi-
plication is distributive over addition in F this equals (cx1 +cy1 , . . . , cxn +xyn ). This then equals (cx1 , . . . , cxn )+(cy1 , . . . , cyn ) =
c(x1 , . . . , xn ) + c(y1 , . . . , yn ) = c + c. Thus c( + ) = c + c.
8) Let = (x1 , . . . , xn ). Then (c1 + c2 ) = ((c1 + c2 )x1 , . . . , (c1 + c2 )xn ) and since multiplication distributes over addition in
F this equals (c1 x1 + c2 x1 , . . . , c1 xn + c2 xn ) = (c1 x1 , . . . , c1 xn ) + (c2 x1 , . . . c2 xn ) = c1 (x1 , . . . , xn ) + c2 (x1 , . . . , xn ) = c1 + c2 .
Thus (c1 + c2 ) = c1 + c2 .
25
26 Chapter 2: Vector Spaces
(1 + 2 ) + (3 + 4 )
= (2 + 1 ) + (3 + 4 )
= 2 + [1 + (3 + 4 )]
= 2 + [(1 + 3 ) + 4 ]
= [2 + (1 + 3 )] + 4
= [2 + (3 + 1 )] + 4 .
Exercise 3: If C is the field of complex numbers, which vectors in C3 are linear combinations of (1, 0, 1), (0, 1, 1), and
(1, 1, 1)?
Exercise 4: Let V be the set of all pairs (x, y) of real numbers, and let F be the field of real numbers. Define
(x, y) + (x1 , y1 ) = (x + x1 , y + y1 )
Solution: No it is not a vector space because (0, 2) = (0, 1) + (0, 1) = 2(0, 1) = (2 0, 1) = (0, 1). Thus we must have
(0, 2) = (0, 1) which implies 1 = 2 which is a contradiction in the field of real numbers.
Solution:
1) is not commutative since (0, . . . , 0) (1, . . . , 1) = (1, . . . , 1) while (1, . . . , 1) (0, . . . , 0) = (1, . . . , 1). And (1, . . . , 1) ,
(1, . . . , 1).
2) is not associative since ((1, . . . , 1) (1, . . . , 1)) (2, . . . , 2) = (0, . . . , 0) (2, . . . , 2) = (2, . . . , 2) while (1, . . . , 1)
((1, . . . , 1) (2, . . . , 2)) = (1, . . . , 1) (1, . . . , 1) = (2, . . . , 2).
3) There does exist a right additive identity, i.e. a vector 0 that satisfies + 0 = for all . The vector = (0, . . . , 0) satisfies
+ = for all . And if 0 = (b1 , . . . , bn ) also satisfies (x1 , . . . , xn ) + 0 = (x1 , . . . , xn ) then xi bi = xi for all i and thus
bi = 0 for all i. Thus = (0, . . . , 0) is unique with respect to the property + = for all .
4) There do exist right additive inverses. For the vector = (x1 , . . . , xn ) clearly only itself satisfies = (0, . . . , 0).
5) The element 1 does not satisfy 1 = for any non-zero since otherwise we would have 1(x1 , . . . , xn ) = (x1 , . . . , xn ) =
(x1 , . . . , xn ) only if xi = 0 for all i.
6) The property (c1 c2 ) = c1 (c2 ) does not hold since (c1 c2 ) = (c1 c2 ) while c1 (c2 ) = c1 (c2 ) = (c1 (c2)) =
+c1 c2 . Since c1 c2 , c1 c2 for all c1 , c2 they are not always equal.
8) It does not hold that (c1 + c2 ) = (c1 ) (c2 ). Firstly, (c1 + c2 ) = (c1 + c2 ) = c1 c2 . Secondly,
c1 c2 = (c1 ) (c2 ) = c1 + c2 . Since c1 c2 , c1 c2 for all c1 , c2 they are not equal.
Exercise 6: Let V be the set of all complex-valued functions f on the real line such that (for all t in R)
f (t) = f (t).
The bar denotes complex conjugation. Show that V, with the operations
( f + g)(t) = f (t) + g(t)
(c f )(t) = c f (t)
is a vector space over the field of real numbers. Give an example of a function in V which is not real-valued.
Before we show V satisfies the eight properties we must first show vector addition and scalar multiplication as defined are ac-
tually well-defined in the sense that they are indeed operations on V. In other words if f and g are two functions in V then we
must show that f + g is in V. In other words if f (t) = f (t) and g(t) = g(t) then we must show that ( f + g)(t) = ( f + g)(t).
This is true because ( f + g)(t) = f (t) + g(t) = f (t) + g(t) = ( f (t) + g(t) = ( f + g)(t).
Thus the operations are well defined. We now show the eight properties hold:
1) Addition on functions in V is defined by adding in C to the values of the functions in C. Thus since C is commutative,
addition in V inherits this commutativity.
3) The zero function g(t) = 0 is in V since 0 = 0. And g satisfies f + g = f for all f V. Thus V has a right additive identity.
4) Let g be the function g(t) = f (t). Then g(t) = f (t) = f (t) = f (t) = g(t). Thus g V. And ( f + g)(t) = f (t) + g(t) =
f (t) f (t) = 0. Thus g is a right additive inverse for f .
An example of a function in V which is not real valued is f (x) = ix. Since f (1) = i f is not real-valued. And f (x) = ix = ix
since x R, so f V.
Exercise 7: Let V be the set of pairs (x, y) of real numbers and let F be the field of real numbers. Define
(x, y) + (x1 , y1 ) = (x + x1 , 0)
Solution: This is not a vector space because there would have to be an additive identity element (a, b) which has the property
that (a, b) + (x, y) = (x, y) for all (x, y) V. But this is impossible, because (a, b) + (0, 1) = (a, 0) , (0, 1) no matter what (a, b)
is. Thus V does not satisfy the third requirement of having an additive identity element.
Exercise 1: Which of the following sets of vectors = (a1 , . . . , an ) in Rn are subspaces of Rn (n 3)?
Solution:
(a) This is not a subspace because for (1, . . . , 1) the additive inverse is (1, . . . , 1) which does not satisfy the condition.
(b) Suppose (a1 , a2 , a3 , . . . , an ) and (b1 , b2 , b3 , . . . , bn ) satisfy the condition and let c R. By Theorem 1 (page 35) we must
show that c(a1 , a2 , a3 , . . . , an )+(b1 , b2 , b3 , . . . , bn ) = (ca1 +b1 , . . . , can +bn ) satisfies the condition. Now (ca1 +b1 )+3(ca2 +b2 ) =
c(a1 + 3a2 ) + (b1 + 3b2 ) = c(a3 ) + (b3 ) = ca3 + b3 . Thus it does satisfy the condition so V is a vector space.
Section 2.2: Subspaces 29
(c) This is not a vector space because (1, 1) satisfies the condition since 12 = 1, but (1, 1, . . . ) + (1, 1, . . . ) = (2, 2, . . . ) and
(2, 2, . . . ) does not satisfy the condition because 22 , 2.
(d) This is not a subspace. (1, 0, . . . ) and (0, 1, . . . ) both satisfy the condition, but their sum is (1, 1, . . . ) which does not satisfy
the condition.
(e) This is not a subspace. (1, 1, . . . , 1) satisfies the condition, but (1, 1, . . . , 1) = (, , . . . , ) does not satisfy the condition.
Exercise 2: Let V be the (real) vector space of all functions f from R into R. Which of the following sets of functions are
subspaces of V?
(a) all f such that f (x2 ) = f (x)2 ;
(b) all f such that f (0) = f (1);
(c) all f such that f (3) = 1 + f (5);
(d) all f such that f (1) = 0;
(e) all f which are continuous.
Solution:
(a) Not a subspace. Let f (x) = x and g(x) = x2 . Then both satisfy the condition: f (x2 ) = x2 = ( f (x))2 and g(x2 ) = (x2 )2 =
(g(x))2 . But ( f + g)(x) = x + x2 and ( f + g)(x2 ) = x2 + x4 while [( f + g)(x)]2 = (x + x2 )2 = x4 + 2x3 + x2 . These are not equal
polynomials so the condition does not hold for f + g.
(b) Yes a subspace. Suppose f and g satisfy the property. Let c R. Then (c f +g)(0) = c f (0)+g(0) = c f (1)+g(1) = (c f +g)(1).
Thus (c f + g)(0) = (c f + g)(1). By Theorem 1 (page 35) the set of all such functions constitute a subspace.
(c) Not a subspae. Let f (x) be the function defined by f (3) = 1 and f (x) = 0 for all x , 3. Let g(x) be the function defined
by g(5) = 0 and g(x) = 1 for all x , 5. Then both f and g satisfy the condition. But ( f + g)(3) = f (3) + g(3) = 1 + 1 = 2,
while 1 + ( f + g)(5) = 1 + f (5) + g(5) = 1 + 0 + 0 = 1. Since 1 , 2, f + g does not satisfy the condition.
(d) Yes a subspace. Suppose f and g satisfy the property. Let c R. Then (c f + g)(1) = c f (1) + g(1) = c 0 + 0 = 0.
Thus (c f + g)(1) = 0. By Theorem 1 (page 35) the set of all such functions constitute a subspace.
(e) Yes a subspace. Let f and g be continuous functions from R to R and let c R. Then we know from basic results of real
analysis that the sum and product of continuous functions are continuous. Since the function c 7 c is continuous as well
as f and g, it follows that c f +g is continuous. By Theorem 1 (page 35) the set of all cotinuous functions constitute a subspace.
Exercise 3: Is the vector (3, 1, 0, 1) in the subspace of R5 (sic) spanned by the vectors (2, 1, 3, 2), (1, 1, 1, 3), and
(1, 1, 9, 5)?
Solution: I assume they meant R4 . No, (3, 1, 0, 1) is not in the subspace. If we row reduce the augmented matrix
2 1 1 3
1 1 1 1
3 1 9 0
2 3 5 1
we obtain
1 0 2 2
0 1 3 1
.
0 0 0
7
0 0 0 2
30 Chapter 2: Vector Spaces
The two bottom rows are zero rows to the left of the divider, but the values to the right of the divider in those two rows are
non-zero. Thus the system does not have a solution (see comments bottom of page 24 and top of page 25).
Exercise 5: Let F be a field and let n be a positive integer (n 2). Let V be the vector space of all n n matrices over F.
Which of the following sets of matrices A in V are subspaces of V?
(a) all invertible A;
(b) all non-invertible A;
(c) all A such that AB = BA, where B is some fixed matrix in V;
(d) all A such that A2 = A.
Solution:
" # " # " #
1 0 1 0 0 0
(a) This is not a subspace. Let A = and let B = . Then both A and B are invertible, but A+ B =
0 1 0 1 0 0
which is not invertible. Thus the subset is not closed with respect to matrix addition. Therefore it cannot be a subspace.
" # " # " #
1 0 0 0 1 0
(b) This is not a subspace. Let A = and let B = . Then neither A nor B is invertible, but A + B =
0 0 0 1 0 1
which is invertible. Thus the subset is not closed with respect to matrix addition. Therefore it cannot be a subspace.
(c) This is a subspace. Suppose A1 and A2 satisfy A1 B = BA1 and A2 B = BA2 . Let c F be any constant. Then
(cA1 + A2 )B = cA1 B + A2 B = cBA1 + BA2 = B(cA1 ) + BA2 = B(cA1 + A2 ). Thus cA1 + A2 satisfy the criteria. By
Theorem 1 (page 35) the subset is a subspace.
Section 2.2: Subspaces 31
Finally suppose char(F) = 2 but F is not Z/2Z. Then |F| > "2. The polynomial
# x2 x = 0 has at most two solutions in F, so
1 0
c F such that c2 , c. Consider the identity matrix I = . Then I 2 = I. If such matrices form a subspace then it
0 1
must be that cI is also in the subspace. Thus it must be that (cI)2 = cI. Which is equivalent to c2 = c, which contradicts the
way c was chosen.
Exercise 6:
(a) Prove that the only subspaces of R1 are R1 and the zero subspace.
(b) Prove that a subspace of R2 is R2 , or the zero subspace, or consists of all scalar multiples of some fixed vector in R2 .
(The last type of subspace is, intuitively, a straight line through the origin.)
Solution:
(a) Let V be a subspace of R1 . Suppose v V with v , 0. Then v is a vector but it is also simply an element of R. Let
R. Then = v v where v is a scalar in the base field R. Since cv V c R, it follows that V. Thus we have
shown that if V , {0} then V = R1 .
(b) We know the subsests {(0, 0)} (example 6a, page 35) and R2 (example 1, page 29) are subspaces of R2 . Also for any vector
v in any vector space over any field F, the set {cv | c F} is a subspace (Theorem 3, page 37). Thus we will be done if we
show that if V is a subspace of R2 and there exists v1 , v2 V such that v1 and v2 do not lie on the same line, then V = R2 .
Equivalently we must show that any vector w R2 can be written as a linear combination of v1 and v2 whenever v1 and v2 are
not co-linear. Equivalently, by Theorem 13 (iii) (page 23), it suffices to show that if v1 = (a, b) and v2 = (c, d) are not colinear,
then the matrix A = [vT1 vT2 ] is invertible. Suppose a , 0 and let x = c/a. Then xa = c, and since v1 and v2 are not colinear, it
follows that xb , d. Thus equivalently ad bc , 0. It follows now from Exercise 1.6.8 pae 27 that if v1 and v2 not colinear
then the matrix AT is invertible. Finally AT is invertible implies A is invertible, since clearly (AT )1 = (A1 )T . Similarly if
a = 0 then it must be that b , 0 so we can make the same argument. So in all cases A is invertible.
(c) The subspaces are the zero subspace {0, 0, 0}, lines {cv | c R} for fixed v R3 , planes {c1 v1 + c2 v2 | c1 , c2 R} for
fixed v1 , v2 R3 and the whole space R3 . By Theorem 3 we know these all are subspaces, we just must show they are the
only subspaces. It suffices to show that if v1 , v2 and v3 are not co-planar then the space generated by v1 , v2 , v3 is all of R3 .
Equivalently we must show if v1 and v2 are not co-linear, and v3 is not in the plane generated by v1 , v2 then any vector w R3
can be written as a linear combination of v1 , v2 , v3 . Equivalently, by Theorem 13 (iii) (page 23), it suffices to show the matrix
A = [v1 v2 v3 ] is invertible. A is invertible AT is invertible, since clearly (AT )1 = (A1 )T . Now v3 is in the plane generated
by v1 , v2 v3 can be written as a linear combination of v1 and v2 AT is row equivalent to a matrix with one of its rows
equal to all zeros (this follows from Theorem 12, page 23) AT is not invertible. Thus v3 is not in the plane generated by
v1 , v2 A is invertible.
32 Chapter 2: Vector Spaces
Exercise 7: Let W1 and W2 be subspaces of a vector space V such that the set-theoretic union of W1 and W2 is also a subspace.
Prove that one of the spaces Wi is contained in the other.
Solution: Assume the space generated by W1 and W2 is equal to their set-theoretic union W1 W2 . Suppose W1 * W2 and
W2 * W1 . We wish to derive a contradiction. So suppose w1 W1 \ W2 and w2 W2 \ W1 . Consider w1 + w2 . By
assumption this is in W1 W2 , so w01 W1 such that w1 + w2 = w01 or w02 W2 such that w1 + w2 = w02 . If the former, then
w2 = w01 w1 W1 which contradicts the assumption that w2 < W1 . Likewise the latter implies the contradiction w1 W2 .
Thus we are done.
Exercise 8: Let V be the vector space of all functions from R into R; let Ve be the susbset of even functions, f (x) = f (x);
let Vo be the subset of odd functions, f (x) = f (x).
Solution:
(a) Let f, g Ve and c R. Let h = c f + g. Then h(x) = c f (x) + g(x) = c f (x) + g(x) = h(x). So h Ve . By Theorem 1
(page 35) Ve is a subspace. Now let f, g Vo and c R. Let h = c f +g. Then h(x) = c f (x)+g(x) = c f (x)g(x) = h(x).
So h Vo . By Theorem 1 (page 35) Vo is a subspace.
(c) Let f Ve Vo . Then f (x) = f (x) and f (x) = f (x). Thus f (x) = f (x) which implies 2 f (x) = 0 which implies f = 0.
Exercise 9: Let W1 and W2 be subspaces of a vector space V such that W1 + W2 = V and W1 W2 = {0}. Prove that for each
vector in V there are unique vectors 1 in W1 and 2 in W2 such that = 1 + 2 .
Solution: Suppose v1 and v2 are linearly dependent. If one of them, say v1 , is the zero vector then it is a scalar multiple of the
other one v1 = 0 v2 . So we can assume both v1 and v2 are non-zero. Then if c1 , c2 such that c1 v1 + c2 v2 = 0, both c1 and c2
must be non-zero. Therefore we can write v1 = cc21 v2 .
Solution: By Corollary 3, page 46, it suffices to determine if the matrix whose rows are the i s is invertible. By Theorem 12
(ii) we can do this by row reducing the matrix
1 1 2 4
2 1 5 2
.
1 1 4 0
2 1 1 6
1 1 2 4 1 1 2 4 1 1 2 4 1 1 2 4 1 1 2 4
2 1 5 2 0 3 9 6 swap 0 1 3 2 0 1 3 2 0 1 3 2
1 1 4 0 0 2 6 4 rows 0 3 9 6 0 3 9 6 0 0 0 0
2 1 1 6 0 1 3 2 0 2 6 4 0 2 6 4 0 0 0 0
Thus the four vectors are not linearly independent.
Exercise 3: Find a basis for the subspace of R4 spanned by the four vectors of Exercise 2.
Solution: In Section 2.5, Theorem 9, page 56, it will be proven that row equivalent matrices have the same row space. The
proof of this is almost immediate so there seems no easier way to prove it than to use that fact. If you multiply a matrix A
on the left by another matrix P, the rows of the new matrix PA are linear combinations of the rows of the original matrix.
Thus the rows of PA generate a subspace of the space generated by the rows of A. If P is invertible, then the two spaces
must be contained in each other since we can go backwards with P1 . Thus the rows of row-equivalent matrices generate the
same space. Thus using the row reduced form of the matrix in Exercise 2, it must be that the space is two dimensoinal and
generated by (1, 1, 2, 4) and (0, 1, 3, 2).
form a basis for R3 . Express each of the standard basis vectors as linear combinations of 1 , 2 , and 3 .
Solution: By Corollary 3, page 46, to show the vectors are linearly independent it suffices to show the matrix whose rows are
the i s is invertible. By Theorem 12 (ii) we can do this by row reducing the matrix
1 0 1
A = 1 2 1 .
0 3 2
1 0 1 1 0 1 1 0 1 1 0 1 1 0 1 1 0 0
1 2 1 0 2 2 0 1 1 0 1 1 0 1 1 0 1 0 .
0 3 2 0 3 2 0 3 2 0 0 5 0 0 1 0 0 1
Now to write the standard basis vectors in terms of these vectors, by the discussion at the bottom of page 25 through page 26,
we can row-reduce the augmented matrix
1 0 1 1 0 0
1 2 1 0 1 0 .
0 3 2 0 0 1
This gives
1 0 1 1 0 0
1 2 1 0 1 0
0 3 2 0 0 1
1 0 1 1 0 0
0 2 2 1 1 0
0 3 2 0 0 1
34 Chapter 2: Vector Spaces
1 0 1 1 0 0
0 1 1 1/2 1/2 0
0 3 2 0 0 1
1 0 1 1 0 0
0 1 1 1/2 1/2 0
0 0 5 3/2 3/2 1
1 0 1 1 0 0
0 1 1 1/2 1/2 0
0 0 1 3/10 3/10 1/5
1 0 0 7/10 3/10 1/5
0 1 0 1/5 1/5 1/5 .
0 0 1 3/10 3/10 1/5
Thus if
7/10 3/10 1/5
P = 1/5 1/5 1/5
3/10 3/10 1/5
then PA = I, so we have
7 3 1
1 + 2 + 3 = (1, 0, 0)
10 10 5
1 1 1
1 + 2 3 = (0, 1, 0)
5 5 5
3 3 1
1 + 2 + 3 = (0, 0, 1).
10 10 5
Exercise 5: Find three vectors in R3 which are linearly dependent, and are such that any two of them are linearly independent.
Solution: Let v1 = (1, 0, 0), v2 = (0, 1, 0) and v3 = (1, 1, 0). Then v1 + v2 v3 = (0, 0, 0) so they are linearly dependent. We
know v1 and v2 are linearly independent as they are two of the standard basis vectors (see Example 13, page 41). Suppose
av1 + bv3 = 0. Then (a + b, b, 0) = (0, 0, 0). The second coordinate implies b = 0 and then the first coordinate in turn implies
a = 0. Thus v1 and v3 are linearly independent. Analogously v2 and v3 are linearly independent.
Exercise 6: Let V be the vector space of all 2 2 matrices over the field F. Prove that V has dimension 4 by exhibiting a
basis for V which has four elements.
from which it follows immediately that a = b = c = d = 0. Thus v11 , v12 , v21 , v22 are linearly independent.
Section 2.3: Bases and Dimension 35
" # " #
a b a b
Now let be any 2 2 matrix. Then = av11 + bv12 + cv21 + dv22 . Thus v11 , v12 , v21 , v22 span the space of
c d c d
2 2 matrices.
Thus v11 , v12 , v21 , v22 are both linearly independent and they span the space of all 2 2 matrices. Thus v11 , v12 , v21 , v22
constitue a basis for the space of all 2 2 matrices.
Exercise 7: Let V be the vector space of Exercise 6. Let W1 be the set of matrices of the form
" #
x x
y z
Solution:
" # " #
x x x0 x0
(a) Let A = and B = be two elements of W1 and let c F. Then
y z y0 z0
cx + x0
" # " #
cx x0 a a
cA + B = =
cy + y0 cz + z0 u v
ca + a0 cb + b0
" # " #
x y
cA + B = =
ca a0 cd + d0 x z
Then A1 , A2 , A3 W2 and
" # " #
c1 c2 0 0
c1 A1 + c2 A2 + c3 A3 = =
c1 c3 0 0
# "
x y
implies c1 = c2 = c3 = 0. So A1 , A2 , A3 are linearly independent. Now let A = be any element of W2 . Then
x z
A = xA1 + yA2 + zA3 . Thus A1 , A2 , A3 span W2 . Thus {A1 , A2 , A3 } form a basis for W2 . Thus W2 has dimension three.
Exercise 8: Again let V be the space of 2 2 matrices over F. Find a basis {A1 , A2 , A3 , A4 } for V such that A2j = A j for each j.
Exercise 9: Let V be a vector space over a subfield F of the complex numbers. Suppose , , and are linearly independent
vectors in V. Prove that ( + ), ( + ), and ( + ) are linearly independent.
Since this row-reduces to the identity matrix, by Theorem 7, page 13, the only solution is a = b = c = 0. Thus ( + ), ( + ),
and ( + ) are linearly independent.
Exercise 10: Let V be a vector space over the field F. Suppose there are a finite number of vectors 1 , . . . , r in V which
span V. Prove that V is finite-dimensional.
Solution: If any i s are equal to zero then we can remove them from the set and the remaining i s still span V. Thus we can
assume WLOG that i , 0 i. If 1 , . . . , r are linearly independent, then {1 , . . . , r } is a basis and dim(V) = r < . On the
other hand if 1 , . . . , r are linearly dependent, then c1 , . . . , cr F, not all zero, such that c1 1 + + cr r = 0. Suppose
WLOG that cr , 0. Then r = cc1r 1 ccr1r r1 . Thus r is in the subspace spanned by 1 , . . . , r1 . Thus 1 , . . . , r1
spans V. If 1 , . . . , r1 are linearly independent then {1 , . . . , r1 } is a basis and dim(V) = r 1 < . If 1 , . . . , r1 are
linearly dependent then arguing as before (with possibly re-indexing) we can produce 1 , . . . , r2 which span V. Continuing
in this way we must eventually arrive at a linearly independent set, or arrive at a set that consists of a single element, that still
spans V. If we arrive at a single element v1 then {v1 } is linearly independent since cv1 = 0 c = 0 (see comments after (2-9)
page 31). Thus we must eventually arrive at a finite set that is spans and is linearly independent. Thus we must eventually
arrive at a finite basis, which implies dim(V) < .
Exercise 11: Let V be the set of all 2 2 matrices A with complex entries which satisfy A11 + A22 = 0.
(a) Show that V is a vector space over the field of real numbers, with the usual operations of matrix addition and multipli-
cation of a matrix by a scalar.
(b) Find a basis for this vector space.
(c) Let W be the set of all matrices A in V such that A21 = A12 (the bar denotes complex conjugation). Prove that W is a
subspace of V and find a basis for W.
Solution: (a) It is clear from inspection of the definition of a vector space (pages 28-29) that a vector space over a field F is
a vector space over every subfield of F, because all properties (e.g. commutativity and associativity) are inherited from the
operations in F. Let M be the vector space of all 2 2 matrices over C (M is a vector space, see example 2 page 29). We
will show V is a subspace M as a vector space over C. It will follow from the comment above that V is a vector space over R.
Now V is a subset of" M, so using
# Theorem
" 0 1 (page# 35) we must show whenever A, B V and c C then cA + B V. Let
x y x y0
A, B V. Write A = and B = . Then
z w z0 w0
x + w = x0 + w0 = 0. (17)
cx + x0 cy + y0
" #
cA + B =
cz + z0 cw + w0
To show cA + B V we must show (cx + x0 ) + (cw + w0 ) = 0. Rearranging the left hand side gives c(x + w) + (x0 + w0 ) which
equals zero by (17).
a + bi e + f i
" # " #
0 0
av1 + bv2 + ev3 + f v4 + gv5 + hv6 = =
g + hi a bi 0 0
cx + x0 cy + y0
" #
cA + B = .
cy y0 cx x0
Since cy y0 = (cy + y0 ), it follows that cA + B W. Note that we definitely need c R for this to be true.
a + bi e + fi
" #
A= .
e + f i a bi
a + bi e + fi
" # " #
0 0
av1 + bv2 + ev3 + f v4 = =
e + f i a bi 0 0
Exercise 12: Prove that the space of m n matrices over the field F has dimension mn, by exhibiting a basis for this space.
Solution: Let M be the space of all m n matrices. Let Mi j be the matrix of all zeros except for the i, j-th place which is
a one. We claim {Mi j | 1 i m, 1 j n} constitute a basis for M. Let A = (ai j ) be an arbitrary marrix in M. Then
A = i j ai j Mi j . Thus {Mi j } span M. Suppose i j ai j Mi j = 0. The left hand side equals the matrix (ai j ) and this equals the
P P
zero matrix if and only if every ai j = 0. Thus {Mi j } are linearly independent as well. Thus the nm matrices constitute a basis
and M has dimension mn.
Exercise 13: Discuss Exercise 9, when V is a vector space over the field with two elements described in Exercise 5, Section
1.1.
Section 2.4: Coordinates 39
Exercise 14: Let V be the set of real numbers. Regard V as a vector space over the field of rational numbers, with the usual
operations. Prove that this vector space is not finite-dimensional.
Solution: We know that Q is countable and R is uncountable. Since the set of n-tuples of things from a countable set is
countable, Qn is countable for all n. Now, suppose {r1 , . . . , rn } is a basis for R over Q. Then every element of R can be written
as a1 r1 + + an rn . Thus we can map n-tuples of rational numbers onto R by (a1 , . . . , an ) 7 a1 r1 + + an rn . Thus the
cardinality of R must be less or equal to Qn . But the former is uncountable and the latter is countable, a contradiction. Thus
there can be no such finite basis.
1 0 1 0
1 0 0 0
P = .
0 1 0 0
0 1 4 2
then the columns of P1 will give the coefficients to write the standard basis vectors in terms of the i s. We do this by
row-reducing the augmented matrix
1 0 1 0 1 0 0 0
1 0 0 0 0 1 0 0
.
0 1 0 0 0 0 1 0
0 1 4 2 0 0 0 1
The left side must reduce to the identity whlie the right side transforms to the inverse of P. Row reduction gives
1 0 1 0 1 0 0 0
1 0 0 0 0 1 0 0
.
0 1 0 0 0 0 1 0
0 1 4 2 0 0 0 1
1 0 1 0 1 0 0 0
0 0 1 0 1 1 0 0
.
0 1 0 0 0 0 1 0
0 1 4 2 0 0 0 1
1 0 1 0 1 0 0 0
0 1 0 0 0 0 1 0
.
0 0 1 0 1 1 0 0
0 1 4 2 0 0 0 1
40 Chapter 2: Vector Spaces
1 0 1 0 1 0 0 0
0 1 0 0 0 0 1 0
.
0 0 1 0 1 1 0 0
0 0 4 2 0 0 1 1
1 0 1 0 1 0 0 0
0 1 0 0 0 0 1 0
.
0 0 1 0 1 1 0 0
0 0 4 2 0 0 1 1
1 0 0 0 0 1 0 0
0 1 0 0 0 0 1 0
.
0 0 1 0 1 1 0 0
0 0 0 2 4 4 1 1
1 0 0 0 0 1 0 0
0 1 0 0 0 0 1 0
.
0 0 1 0 1 1 0 0
0 0 0 1 2 2 1/2 1/2
Thus {1 , . . . , 4 } is a basis. Call this basis . Thus (1, 0, 0, 0) = 3 24 , (0, 1, 0, 0) = 1 3 + 24 , (0, 0, 1, 0) = 2 21 4
and (0, 0, 0, 1) = 12 4 .
Thus [(1, 0, 0, 0)] = (0, 0, 1, 2), [(0, 1, 0, 0)] = (1, 0, 1, 2), [(0, 0, 1, 0)] = (0, 1, 0, 1/2) and [(0, 0, 0, 1)] = (0, 0, 0, 1/2).
Exercise 2: Find the coordinate matrix of the vector (1, 0, 1) in the basis of C3 consisting of the vectors (2i, 1, 0), (2, 1, 0),
(0, 1 + i, 1 i), in that order.
1
Solution: Using Theorem 7, page 52, the answer is P1 0 where
1
2i 2 0
P = 1 1 1 + i .
0 0 1i
1 1 1 + i
0 1 0
2i 2 0 1 0 0
0 0 1i 0 0 1
1+i
1 1 0 1 0
0 2 + 2i 2 2i 1 2i 0
0 0 1i 0 0 1
Section 2.4: Coordinates 41
1+i
1 1 0 1 0
1i 1i
0 1 i 0
4 2
0 0 1i 0 0 1
1i 1i
1 0 1 4 2 0
1i 1i
0 1 i 4 2 0
0 0 1i 0 0 1
1i 1i
1 0 1 4 2 0
1i 1i
0 1 i 4 2 0
1+i
0 0 1 0 0 2
1i 1i 1i
1 0 0 4 2 2
1i 1i 1+i
0 1 0 4 2 2
1+i
0 0 1 0 0 2
Therefore
1i 1i 1i 13i
1 4 2 2 1 4
P1 0 = 1i 1i 1+i 0 = 1+i
4 2 2 4
1
1+i 1+i
0 0 2
1 2
What are the coordinates of the vector (a, b, c) in the ordered basis B?
a
Solution: Using Theorem 7, page 52, the answer is P1 b where
c
1 1 1
P = 0 1 0 .
1 1 0
Therefore,
a 0 1 1 a bc
P1 b = 0 1 0 b = b
a 2b + c
c 1 2 1 c
(b) Since the first coordinate of both 1 and 2 is one, its clear that neither is a multiple of the other. So they generate a two
dimensional subspace of C3 . If we show 1 and 2 can be written as linear combinations of 1 and 2 then since the spaces
generated by them both have dimension two, by Corollary 1, page 46, they must be equal. To show 1 and 2 can be written
as linear combinations of 1 and 2 we row-reduce the augmented matrix
1 1 + i 1
1
0 1 1 i .
i 1 0 1 + i
(c) We have to write the i s in terms of the i s, basically the opposite of what we did in part b. In this case we row-reduce
the augmented matrix
1 1 + i 1 1 + i 1 1 + i
1 1 1 1 1 1
1 i 0 1 0 1 + i 1 i 0 1 + i 1 i
0 1 + i i 1 0 1+i i 1 0 0 0 0
1i 3+i
1 + i
1 0
1 1 1 2 2
1+i 1+i 1+i 1+i
0 1
2 2
0 1
2 2
0 0 0 0 0 0 0 0
Thus 1 = 2 1
1i
+ 2 2
1+i
and 2 = 2 1
3+i
+ 2 2 .
1+i
So finally, if B is the basis {1 , 2 } then
1i 1+i
!
[1 ]B = ,
2 2
Section 2.4: Coordinates 43
3 + i 1 + i
!
[2 ]B = , .
2 2
Exercise 5: Let = (x1 , x2 ) and = (y1 , y2 ) be vectors in R2 such that
Prove that B = {, } is a basis for R2 . Find the coordinates of the vector (a, b) in the ordered basis B = {, }. (The conditions
on and say, geometrically, that and are perpendicular and each has length 1.)
Solution: It suffices by Corollary 1, page 46, to show and are linearly indepdenent, because then they generate a subspace
of R2 of dimension two, which therefore must be all of R2 . The second condition on x1 , x2 , y1 , y2 implies that neither nor
are the zero vector. To show two vectors are linearly independent we only need show neither is a non-zero scalar multiple of
the other. Suppose WLOG that = c for some c R, and since neither vector is the zero vector, c , 0. Then y1 = cx1 and
y2 = cx2 . Thus the conditions on x1 , x2 , y1 , y2 implies
Thus c = 0, a contradiction.
It remains to find the coordinates of the arbitrary vector (a, b) in the ordered basis {, }. To find the coordinates of (a, b) we
can row-reduce the augmented matrix " #
x1 y1 a
.
x2 y2 b
It cannot be that both x1 = x2 = 0 so assume WLOG that x1 , 0. Also it cannot be that both y1 = y2 = 0. Assume first that
y1 , 0. Since order matters we cannot assume y1 , 0 WLOG, so we must consider both cases. Then note that x1 y1 + x2 y2 = 0
implies
x2 y2
= 1 (18)
x1 y1
2
Thus if x1 y2 x2 y1 = 0 then xx21 = yy21 from which (18) implies xx21 = 1, a contradiction. Thus we can conclude that
x1 y2 x2 y1 , 0. We use this in the following row reduction to be sure we are not dividing by zero.
ax1 + bx2
" #
1 0
.
0 1 ay1 + by2
Now assume y2 , 0 (and we continue to assume x1 , 0 since we assumed that WLOG). In this case
y1 x2
= (19)
y2 x1
2
So if x1 y2 x2 y1 = 0 then xx21 yy12 = 1. But then (19) implies xx12 = 1 a contradition. So also in this case we can assume
x1 y2 x2 y1 , 0 and so we can do the same row-reduction as before. Thus in all cases
or equivalently
(ax1 + bx2 )(x1 , x2 ) + (ay1 + by2 )(y1 , y2 ) = (a, b).
Exercise 6: Let V be the vector space over the complex numbers of all functions from R into C, i.e., the space of all complex-
valued functions on the real line. Let f1 (x) = 1, f2 (x) = eix , f3 (x) = eix .
(a) Prove that f1 , f2 , and f3 are linearly independent.
(b) Let g1 (x) = 1, g2 (x) = cos x, g3 (x) = sin x. Find an invertible 3 3 matrix P such that
3
X
gj = Pi j fi .
i=1
Solution: Suppose a + beix + ceix = 0 as functions of x R. In other words a + beix + ceix = 0 for all x R. Let y = eix .
Then y , 0 and a + by + yc = 0 which implies ay + by2 + c = 0. This is at most a quadratic polynomial in y thus can be zero
for at most two values of y. But eix takes infinitely many different values as x varies in R, so ay + by2 + c cannot be zero for
all y = eix , so this is a contradiction.
We know that eix = cos(x) + i sin(x). Thus eix = cos(x) i sin(x). Adding these gives 2 cos(x) = eix + eix . Thus
cos(x) = 12 eix + 21 eix . Subtracting instead of adding the equations gives eix eix = 2i sin(x). Thus sin(x) = 2i1 eix 2i1 eix or
equivalently sin(x) = 2i eix + 2i eix . Thus the requested matrix is
1 0 0
P = 0 1/2 i/2 .
0 1/2 i/2
Exercise 7: Let V be the (real) vector space of all polynomial functions from R into R of degree 2 or less, i.e., the space of
all functions f of the form
f (x) = c0 + c1 x + c2 x2 .
Let t be a fixed real number and define
Solution: We know V has dimension three (it follows from Example 16, page 43, that {1, x, x2 } is a basis). Thus by Corollary
2 (b), page 45, it suffices to show {g1 , g2 , g3 } span V. We need to solve for u, v, w the equation
Rearranging
c2 x2 + c1 x + c0 = wx2 + (v + 2wt)x + (u + vt + wt2 ).
It follows that
w = c2
v = c1 2c2 t
u = c0 c1 t + c2 t2 .
Thus {g1 , g2 , g3 } do span V and the coordinates of f (x) = c2 x2 + c1 x + c0 are
(c2 , c1 2c2 t, c0 c1 t + c2 t2 ).
Section 2.6: Computations Concerning Subspaces 45
X = ...
xn
then AX = x1 1 + + xn n = 0.
Exercise 2: Let
1 = (1, 1, 2, 1), 2 = (3, 0, 4, 1), 3 = (1, 2, 5, 2).
Let
= (4, 5, 9, 7), = (3, 1, 4, 4), = (1, 1, 0, 1).
(a) Which of the vectors , , are in the subspace of R4 spanned by the i ?
(b) Which of the vectors , , are in the subspace of C4 spanned by the i ?
(c) Does this suggest a theorem?
Solution:
(a) We use the approach of row-reducing the matrix whose rows are given by the i :
1 1 2 1
3 0 4 1
1 2 5 2
1 1 2 1
0 3 10 4
0 3 3 3
1 1 2 1
0 0 13 1
0 1 1 1
1 0 3 0
0 1 1 1
0 0 13 1
1 0 3 0
0 1 1 1
0 0 1 1/13
1 0 0 3/13
0 1 0 14/13
0 0 1 1/13
Let 1 = (1, 0, 0, 3/13), 2 = (0, 1, 0, 14/13) and 3 = (0, 0, 1, 1/13). Thus elements of the subspace spanned by the i are
of the form b1 1 + b2 2 + b3 3
= b1 , b2 , b3 , 13
1
(14b2 3b1 b3 ) .
46 Chapter 2: Vector Spaces
(c) This suggests the following theorem: Suppose F is a subfield of the field E and 1 , . . . , n are a basis for a subspace of
F n , and F n . Then is in the subspace of F n generated by 1 , . . . , n if and only if is in the subspace of E n generated
by 1 , . . . , n .
Find a system of homogeneous linear equations for which the space of solutions is exactly the subspace of R4 spanned by the
three given vectors.
Solution: We use the approach of row-reducing the matrix whose rows are given by the i :
1 0 1 2 1 0 1 2 1 0 1 2
3 4 2 5 0 4 1 11 0 1 1/4 11/4 .
1 4 0 9 0 4 1 11 0 0 0 0
Let 1 = (1, 0, 1, 2) and 2 = (0, 1, 1/4, 11/4). Then the arbitrary element of the subspace spanned by 1 and 2 is of the
form b1 1 + b2 2 for arbitrary b1 , b2 R. Expanding we get
1 11
b1 1 + b2 2 = (b1 , b2 , b1 + b2 , 2b2 + b2 ).
4 4
Thus the equations that must be satisfied for (x, y, z, w) to be in the subspace are
z = x + 14 y
(
.
w = 2x + 11 4 y
or equivalently
x + 14 y z = 0
(
.
2x + 114 yw=0
Exercise 4: In C3 let
1 = (1, 0, i), 2 = (1 + i, 1 i, 1), 3 = (i, i, i).
Section 2.6: Computations Concerning Subspaces 47
Prove that these vectors form a basis for C3 . What are the coordinates of the vector (a, b, c) in this basis?
1 0 0 12i 12i 3i
5 5 5
12i 1+3i 2i
0 1 0 5 5 5
2+4i 2i 13i
0 0 1 5 5 5
Since the left side transformed into the identity matrix we know that {1 , 2 , 3 } form a basis for C3 . We used the vectors to
form the rows of the augmented matrix not the columns, so the matrix on the right is (PT )1 from (2-17). But (PT )1 = (P1 )T ,
so the coordinate matrix of (a, b, c) with respect to the basis B = {1 , 2 , 3 } are given by
a
[(a, b, c)]B = (P ) b
1 T
c
5 a+ 5 b+
12i 12i 2+4i
5 c
= 5 a+ 5 b+ 5 c
12i 1+3i 2i .
5 a+ 5 b+
3i 2i 13i
5 c
Exercise 5: Give an explicit description of the type (2-25) for the vectors
= (b1 , b2 , b3 , b4 , b5 )
1 0 2 1 1
1 2 4 2 0
2
1 5 2 1
2 1 3 5 2
48 Chapter 2: Vector Spaces
1 0 2 1 1
0 2 2 3 1
0 1 1 0 3
0 1 1 3 4
1 0 2 1 1
0 1 1 3 4
0 0 0 3 9
0 0 0 3 7
1 0 2 1 1
0 1 1 3 4
0 0 0 1 3
0 0 0 3 7
1 0 2 1 4
0 1 1 0 5
0 0 0 1 3
0 0 0 0 2
1 0 2 0 4
0 1 1 0 5
0 0 0 1 3
0 0 0 0 1
1 0 2 0 0
0 1 1 0 0
0 0 0 1 0
0 0 0 0 1
Let 1 = (1, 0, 2, 0, 0), 2 = (0, 1, 1, 0, 0), 3 = (0, 0, 0, 1, 0) and 4 = (0, 0, 0, 0, 1). Then the general element that is a linear
combination of the i s is b1 1 + b2 2 + b3 3 + b4 4 = (b1 , b2 , 2b1 b2 , b3 , b4 ).
Exercise 6: Let V be the real vector space spanned by the rows of the matrix
3 21 0 9 0
1 7 1 2 1
A = .
2 14 0 6 1
6 42 1 13 0
1 7 1 2 1
0 0 1 5 1
0 0 2 10 3
0 0 5 25 6
1 7 0 3 0
0 0 1 5 1
0 0 0 0 1
0 0 0 0 1
1 7 0 3 0
0 0 1 5 0
0 0 0 0 1
0 0 0 0 0
(a) A basis for V is given by the non-zero rows of the reduced matrix
for arbitrary b1 , b2 , b3 R.
(c) By the above, the element (x1 , x2 , x3 , x4 , x5 ) in V must be of the form x1 1 + x3 2 + x5 3 . In other words if B = {1 , 2 , 3 }
is the basis for V given in part (a), then the coordinate matrix of (x1 , x2 , x3 , x4 , x5 ) is
x1
[(x1 , x2 , x3 , x4 , x5 )]B = x3 .
x5
Exercise 7: Let A be an m n matrix over the field F, and consider the system of equations AX = Y. Prove that this system
of equations has a solution if and only if the row rank of A is equal to the row rank of the augmented matrix of the system.
Solution: To solve the system we row-reduce the augmented matrix [A | Y] resulting in an augmented matrix [R | Z] where R
is in reduced echelon form and Z is an m 1 matrix. If the last k rows of R are zero rows then the system has a solution if and
only if the last k entries of Z are also zeros. Thus the only non-zero entries in Z are in the non-zero rows of R. These rows
are already linearly independent, and they clearly remain independent regardless of the augmented values. Thus if there are
solutions then the rank of the augmented matrix is the same as the rank of R. Conversely, if there are non-zero entries in Z in
any of the last k rows then the system has no solutions. We want to show that those non-zero rows in the augmented matrix are
linearly independent from the non-zero rows of R, so we can conclude that the rank of R is less than the rank of [R | Z]. Let S
be the set of rows of [R | Z] that contain all rows where R is non-zero, plus one additional row r where Z is non-zero. Suppose
a linear combination of the elements of S equals zero. Since c r = 0 r = 0, at least one of the elements of S different from
r must have a non-zero coefficient. Suppose row r0 S has non-zero coefficient c in the linear combination. Suppose the
leading one in row r0 is in position i. Then the i-th coordinate of the linear combination is also c, because except for the one
in the i-th position, all other entries in the i-th column of [R | Z] are zero. Thus there can be no non-zero coefficients. Thus
the set S is linearly independent and |S | = |R| + 1. Thus the system has a solution if and only if the rank of R is the same as
the rank of [R | Z]. Now A has the same rank as R and [R | Z] has the same rank as [A | Y] since they differ by elementary row
operations. Thus the system has a solution if and only if the rank of A is the same as the rank of [A | Y].
50 Chapter 2: Vector Spaces
Chapter 3: Linear Transformations
(a) T (x1 , x2 ) = (1 + x1 , x2 );
Solution:
(a) T is not a linear transformation because T (0, 0) = (1, 0) and according to the comments after Example 5 on page 68 we
know that it must always be that T (0, 0) = (0, 0).
(b) T is a linear transformation. Let = (x1 , x2 ) and = (y1 , y2 ). Then T (c+) = T ((cx1 +y1 , cx2 +y2 )) = (cx2 +y2 , cx1 +y1 ) =
c(x2 , x1 ) + (y2 , y1 ) = cT () + T ().
(c) T is not a linear transformation. If T were a linear transformatoin then wed have (1, 0) = T ((1, 0)) = T (1 (1, 0)) =
1 T (1, 0) = 1 (1, 0) = (1, 0) which is a contradiction, (1, 0) , (1, 0).
(d) T is not a linear transformation. If T were a linear transformation then (0, 0) = T (, 0) = T (2(/2, 0)) = 2T ((/2, 0)) =
2(sin(/2), 0) = 2(1, 0) = (2, 0) which is a contradiction, (0, 0) , (2, 0).
" #
1 0
(e) T is a linear transformation. Let Q = . Then (identifying R2 with R12 ) T (x1 , x2 ) = [x1 x2 ]Q so from Example
1 0
4, page 68, (with P being the identity matrix), it follows that T is a linear transformation.
Exercise 2: Find the range, rank, null space, and nullity for the zero transformation and the identity transformation on a
finite-dimensional vector space V.
Solution: Suppose V has dimension n. The range of the zero transformation is the zero subspace {0}; the range of the identity
transformation is the whole space V. The rank of the zero transformation is the dimension of the range which is zero; the rank
of the identity transformation is the rank of the whole space V which is n. The null space of the zero transformation is the
whole space V; the null space of the identity transformation is the zero subspace {0}. The nullity of the zero transformation is
the dimension of its null space, which is the whole space, so is n; the nullity of the identity transformation is the dimension
of its null space, which is the zero space, so is 0.
51
52 Chapter 3: Linear Transformations
Exercise 3: Describe the range and the null space for the differentiation transformation of Example 2. Do the same for the
integration transformation of Example 5.
Solution: V is the space of polynomals. The range of the differentiiation transformation is all of V since if f (x) =
c0 + c1 x + + cn xn then f (x) = (Dg)(x) where g(x) = c0 x + c21 x2 + c32 x3 + + n+1
cn n+1
x . The null space of the differ-
entiation transformation is the set of constant polynomials since (Dc)(x) = 0 for constants c F.
The range of the integration transformation is all polynomials with constant term equal to zero. Let f (x) = c1 x + c2 x2 + +
xn cn . Then f (x) = (T g)(x) where g(x) = c1 +2c2 x +3c3 x2 + +ncn xn1 . Clearly the integral transoformation of a polynomial
has constant term equal to zero, so this is the entire range of the integration transformation. The null space of the integration
transformation is the zero space {0} since the (indefinite) integral of any other polynomial is non-zero.
Exercise 4: Is there a linear transformation T from R3 into R2 such that T (1, 1, 1) = (1, 0) and T (1, 1, 1) = (0, 1)?
Solution: Yes, there is such a linear transformation. Clearly 1 = (1, 1, 1) and 2 = (1, 1, 1) are linearly independent. By
Corollary 2, page 46, a third vector 3 such that {1 , 2 , 3 ) is a basis for R3 . By Theorem 1, page 69, there is a linear
transformation that takes 1 , 2 , 3 to any three vectors we want. Therefore we can find a linear transformatoin that takes
1 7 (1, 0), 2 7 (0, 1) and 3 7 (0, 0). (We could have used any vector instead of (0, 0).)
Exercise 5: If
1 = (1, 1), 1 = (1, 0)
2 = (2, 1), 2 = (0, 1)
3 = (3, 2), 3 = (1, 1)
is there a linear transformation T from R to R such that T i = i for i = 1, 2 and 3?
2 2
Solution: No there is no such transformation. If there was then since {1 , 2 } is a basis for R2 their images determine T com-
pletely. Now 3 = 1 2 , thus it must be that T (3 ) = T (1 2 ) = T (1 ) T (2 ) = (1, 0) (0, 1) = (1, 1) , (1, 1).
Thus no such T can exist.
Exercise 6: Describe explicitly (as in Exercises 1 and 2) the linear transformation T from F 2 into F 2 such that T 1 = (a, b),
T 2 = (c, d).
" #
a b
Solution: Im not 100% sure I understand what they want here. Let A be the matrix . Then the range of T is
c d
the row-space of A which can have dimension 0, 1, or 2 depending on the row-rank. Explicitly it is all vectors of the form
x(a, b) + y(c, d) = (ax + cy, bx + dy) where x, y are arbitrary elements of F. The rank is the dimension of this row-space, which
is 0 if a = b = c = d = 0 and if not all a, b, c, d are zero then by Exercise 1.6.8, page 27, the rank is 2 if ad bc , 0 and
equals 1 if ad bc = 0.
" #
a c
Now let A be the matrix . Then the null space is the solution space of AX = 0. Thus the nullity is 2 if a = b = c =
b d
d = 0, and if not all a, b, c, d are zero then by Exercise 1.6.8, page 27 and Theorem 13, page 23, is 0 if ad bc , 0 and is 1 if
ad bc = 0.
Exercise 7: Let F be a subfield of the complex numbers and let T be the function from F 3 into F 3 defined by
(c) What are the conditions on a, b, and c that (a, b, c) be in the null space of T ? What is the nullity of T ?
(b) The range of T is the column space of P, or equivalently the row space of
1 2 1
PT = 1 1 2 .
2 0 2
Let 1 = (1, 0, 1) and 2 = (0, 1, 1). Then elements of the row space are elements of the form b1 1 + b2 2 = (b1 , b2 , b1 b2 ).
Thus the rank of T is two and (a, b, c) is in the range of T as long as c = a b.
(b + 2a)/4
1 0 2/3
0 1 4/3 (b 2a)/4
0 0 0 a + b + c
1 1 2
2 1 0
1 2 2
1 1 2
0 3 4
0 3 4
1 1 2
0 3 4
0 0 0
1 1 2
0 1 4/3
0 0 0
1 0 2/3
0 1 4/3
0 0 0
Therefore
a + 32 c = 0
(
b 43 c = 0
So elements of the null space of T are of the form ( 23 c, 43 c, c) for arbitrary c F and the dimension of the null space (the
nullity) equals one.
Exercise 8: Describe explicitly a linear transformation from R3 to R3 which has as its range the subspace spanned by (1, 0, 1)
and (1, 2, 2).
Solution: By Theorem 1, page 69, (and its proof) there is a linear transformation T from R3 to R3 such that T (1, 0, 0) =
(1, 0, 1), T (0, 1, 0) = (1, 0, 1) and T (0, 0, 1) = (1, 2, 2) and the range of T is exactly the subspace generated by
{T (1, 0, 0), T (0, 1, 0), T (0, 0, 1)} = {(1, 0, 1), (1, 2, 2)}.
Exercise 9: Let V be the vector space of all n n matrices over the field F, and let B be a fixed n n matrix. If
T (A) = AB BA
Exercise 10: Let V be the set of all complex numbers regarded as a vector space over the field of real numbers (usual oper-
ations). Find a function from V into V which is a linear transformation on the above vector space, but which is not a linear
transformation on C1 , i.e., which is not complex linear.
Exercise 11: Let V be the space of n 1 matrices over F and let W be the space of m 1 matrices over F. Let A be a fixed
m n matrix over F and let T be the linear transformation from V into W defined by T (X) = AX. Prove that T is the zero
transformation if and only if A is the zero matrix.
Solution: If A is the zero matrix then clearly T is the zero transformation. Conversely, suppose A is not the zero matrix,
suppose the k-th column Ak has a non-zero entry. Then T (k ) = Ak , 0.
Exercise 12: Let V be an n-dimensional vector space over the field F and let T be a linear transformation from V into V such
that the range and null space of T are identical. Prove that n is even. (Can you give an example of such a linear transformatoin
T ?)
Solution: From Theorem 2, page 71, we know rank(T ) + nullity(T ) = dim V. In this case we are assuming both terms on the
left hand side are equal, say equal to m. Thus m + m = n or equivalently n = 2m which implies n is even.
The simplest example is V = {0} the zero space. Then trivially the range and null space are equal. To give a less trivial
example assume V = R2 and define T by T (1, 0) = (0, 0) and T (0, 1) = (1, 0). We can do this by Theorem 1, page 69 because
{(1, 0), (0, 1)} is a basis for R2 . Then clearly the range and null space are both equal to the subspace of R2 generated by (1, 0).
Exercise 13: Let V be a vector space and T a linear transformation from V into V. Prove that the following two statements
about T are equivalent.
(a) The intersection of the range of T and the null space of T is the zero subspace of V.
(b) If T (T ) = 0, then T = 0.
Solution: (a) (b): Statement (a) says that nothing in the range gets mapped to zero except for 0. In other words if x is in
the range of T then T x = 0 x = 0. Now T is in the range of T , thus T (T ) = 0 T = 0.
(b) (a): Suppose x is in both the range and null space of T . Since x is in the range, x = T for some . But then x in the
null space of T implies T (x) = 0 which implies T (T ) = 0. Thus statement (b) implies T = 0 or equivalently x = 0. Thus
the only thing in both the range and null space of T is the zero vector 0.
Solution: (a) Geometrically, in the xy plane, T is the reflection about the diagonal x = y and U is a projection onto the x-axis.
(b)
(U + T )(x1 , x2 ) = (x2 , x1 ) + (x1 , 0) = (x1 + x2 , x1 ).
(UT )(x1 , x2 ) = U(x2 , x1 ) = (x2 , 0).
(T U)(x1 , x2 ) = T (x1 , 0) = (0, x1 ).
T 2 (x1 , x2 ) = T (x2 , x1 ) = (x1 , x2 ), the identity function.
U 2 (x1 , x2 ) = U(x1 , 0) = (x1 , 0). So U 2 = U.
Exercise 2: Let T be the (unique) linear operator on C3 for which
Is T invertible?
Solution: By Theorem 9 part (v), top of page 82, T is invertible if {T 1 , T 2 , T 3 } is a basis of C3 . Since C3 has dimension
three, it suffices (by Corollary 1 page 46) to show T 1 , T 2 , T 3 are linearly independent. To do this we row reduce the matrix
1 0 i
0 1 1
i 1 0
to row-reduced echelon form. If it reduces to the identity then its rows are independent, otherwise they are dependent. Row
reduction follows:
1 0 i 1 0 i 1 0 i
0 1 1 0 1 1 0 1 1
i 1 0 0 1 1 0 0 0
This is in row-reduced echelon form not equal to the identity. Thus T is not invertible.
Is T invertible? If so, find a rule for T 1 like the one which defines T .
where weve identified R3 with R31 . T is invertible if the matrix of the transformation is invertible. To determine this we
row-reduce the matrix - we row-reduce the augmented matrix to determine the inverse for the second part of the Exercise.
3 0 0 1 0 0
1 1 0 0 1 0
2 1 1 0 0 1
1 1 0 0 1 0
3 0 0 1 0 0
2 1 1 0 0 1
Section 3.2: The Algebra of Linear Transformations 57
1 1 0 0 1 0
0 3 0 1 3 0
0 3 1 0 2 1
1 1 0 0 1 0
0 1 0 1/3 1 0
0 3 1 0 2 1
1 0 0 1/3 0 0
0 1 0 1/3 1 0
0 0 1 1 1 1
Since the left side transformed into the identity, T is invertible. The inverse transformation is given by
x1 1/3 0 0 x1
x 7 1/3 1 0 x2
2
x3 1 1 1 x3
So
T 1 (x1 , x2 , x3 ) = (x1 /3, x1 /3 x2 , x1 + x2 + x3 ).
Exercise 4: For the linear operator T of Exercise 3, prove that
(T 2 I)(T 3I) = 0.
where
3 0 0
A = 1 1 0 .
2 1 1
Calculating:
3 0 0 3 0 0
A2 = 1 1 0 1 1 0
2 1 1 2 1 1
9 0 0
= 2 1 0
9 0 1
Thus
8 0 0
A2 I = 2 0 0 .
9 0 0
Also
0 0 0
A 3I = 1 4 0
2 1 2
Thus
8 0 0 0 0 0
(A2 I)(A 3I) = 2 0 0 1 4 0
9 0 0 2 1 2
58 Chapter 3: Linear Transformations
0 0 0
= 0 0 0 .
0 0 0
Exercise 5: Let C 22 be the complex vector space of 2 2 matrices with complex entries. Let
" #
1 1
B=
4 4
and let T be the linear operator on C22 defined by T (A) = BA. What is the rank of T ? Can you describe T 2 ?
1 4 0 0
0 0 1 4
.
0 0 0 0
0 0 0 0
T 2 (A) = T (T (A)) = T (BA) = B(BA) = B2 A. Thus T 2 is given by multiplication by a matrix just as T is, but multiplication
with B2 instead of B. Explicitly " #" #
1 1 1 1
B =
2
4 4 4 4
" #
5 5
= .
20 20
Exercise 6: Let T be a linear transformation from R3 into R2 , and let U be a linear transformation from R2 into R3 . Prove
that the transformation UT is not invertible. Generalize the theorem.
Section 3.2: The Algebra of Linear Transformations 59
Solution: Let {1 , 2 , 3 } be a basis for R3 . Then T (1 ), T (2 ), T (3 ) must be linearly dependent in R2 , because R2 has
dimension 2. So suppose b1 T (1 ) + b2 T (2 ) + b3 T (3 ) = 0 and not all b1 , b2 , b3 are zero. Then b1 1 + b2 2 + b3 3 , 0 and
UT (b1 1 + b2 2 + b3 3 )
= U(T (b1 1 + b2 2 + b3 3 ))
= U(b1 T (1 ) + b2 T (2 ) + b3 T (3 )
= U(0) = 0.
Thus (by the definition at the bottom of page 79) UT is not non-singular and thus by Theorem 9, page 81, UT is not invertible.
The obvious generalization is that if n > m and T : Rn Rm and U : Rm Rn are linear transformations, then UT is not
invertible. The proof is an immediate generalization the proof of the special case above, just replace 3 with . . . , n .
Solution: Identify R2 with R21 and let T and U be given by the matrices
" # " #
1 0 0 1
A= , B= .
0 0 0 0
Exercise 8: Let V be a vector space over the field F and T a linear operator on V. If T 2 = 0, what can you say about the
relation of the range of T to the null space of T ? Give an example of a linear operator T on R2 such that T 2 = 0 but T , 0.
Solution: If T 2 = 0 then the range of T must be contained in the null space of T since if y is in the range of T then y = T x
for some x so T y = T (T x) = T 2 x = 0. Thus y is in the null space of T .
To give an example of an operator where T 2 = 0 but T , 0, let V = R21 and let T be given by the matrix
" #
0 1
A= .
0 0
Exercise 9: Let T be a linear operator on the finite-dimensional space V. Suppose there is a linear operator U on V such
that T U = I. Prove that T is invertible and U = T 1 . Give an example which shows that this is false when V is not finite-
dimensional. (Hint: Let T = D, be the differentiation operator on the space of polynomial functions.)
Solution: By the comments in the Appendix on functions, at the bottom of page 389, we see that simply because T U = I as
functions, then necessarily T is onto and U is one-to-one. It then follows immediately from Theorem 9, page 81, that T is
invertible. Now T T 1 = I = T U and multiplying on the left by T 1 we get T 1 T T 1 = T 1 T U which implies (I)T 1 = (I)U
and thus U = T 1 .
60 Chapter 3: Linear Transformations
Let V be the space of polynomial functions in one variable over R. Let D be the differentiation operator and let T be the
operator multiplication by x (exactly as in Example 11, page 80). As shown in Example 11, UT = I while T U , I. Thus
this example fulfills the requirement.
Exercise 10: Let A be an m n matrix with entries in F and let T be the linear transformation from F n1 into F m1 defined
by T X = AX. Show that if m < n it may happen that T is onto without being non-singular. Similarly, show that if m > n we
may have T non-singular but not onto.
Solution: Let B = {1 , . . . , n } be a basis for F n1 and let B0 = {1 , . . . , m } be a basis for F m1 . We can define a linear
transformation from F n1 to F m1 uniquely by specifying where each member of B goes in F m1 . If m < n then we can define
a linear transformation that maps at least one member of B to each member of B0 and maps at least two members of B to the
same member of B0 . Any linear transformation so defined must necessarily be onto without being one-to-one. Similarly, if
m > n then we can map each member of B to a unique member of B0 with at least one member of B0 not mapped to by any
member of B. Any such transformation so defined will necessarily be one-to-one but not onto.
Exercise 11: Let V be a finite-dimensional vector space and let T be a linear operator on V. Suppose that rank(T 2 ) = rank(T ).
Prove that the range and null space of T are disjoint, i.e., have only the zero vector in common.
Solution: Let {1 , . . . , n } be a basis for V. Then the rank of T is the number of linearly independent vectors in the set
{T 1 , . . . , T n }. Suppose the rank of T equals k and suppose WLOG that {T 1 , . . . , T k } is a linearly independent set (it might
be that k = 1, pardon the notation). Then {T 1 , . . . , T k } give a basis for the range of T . It follows that {T 2 1 , . . . , T 2 k } span
the range of T 2 and since the dimension of the range of T 2 is also equal to k, {T 2 1 , . . . , T 2 k } must be a basis for the range
of T 2 . Now suppose v is in the range of T . Then v = c1 T 1 + + ck T k . Suppose v is also in the null space of T . Then
0 = T (v) = T (c1 T 1 + + ck T k ) = c1 T 2 1 + + ck T 2 k . But {T 2 1 , . . . , T 2 k } is a basis, so T 2 1 , . . . , T 2 k are linearly
independent, thus it must be that c1 = = ck = 0, which implies v = 0. Thus we have shown that if v is in both the range of
T and the null space of T then v = 0, as required.
Exercise 12: Let p, m, and n be positive integers and F a field. Let V be the space of m n matrices over F and W the space
of p n matrices over F. Let B be a fixed p m matrix and let T be the linear transformation from V into W defined by
T (A) = BA. Prove that T is invertible if and only if p = m and B is an invertible m m matrix.
Solution: We showed in Exercise 2.3.12, page 49, that the dimension of V is mn and the dimension of W is pn. By Theorem
9 page (iv) we know that an invertible linear transformation must take a basis to a basis. Thus if theres an invertible linear
transformation between V and W it must be that both spaces have the same dimension. Thus if T is inverible then pn = mn
which implies p = m. The matrix B is then invertible because the assignment B 7 BX is one-to-one (Theorem 9 (ii), page
81) and non-invertible matrices have non-trivial solutions to BX = 0 (Theorem 13, page 23). Conversely, if p = n and B is
invertible, then we can define the inverse transformation T 1 by T 1 (A) = B1 A and it follows that T is invertible.
Solution: The natural isomorphism from V to R2 is given by a + bi 7 (a, b). Since i acts like a placeholder for addition in C,
(a + bi) + (c + di) = (a + c) + (b + d)i 7 (a + c, b + d) = (a, b) + (c, d). And c(a + bi) = ca + cbi 7 (ca, cb) = c(a, b). Thus this
is a linear transformation. The inverse is clearly (a, b) 7 a + bi. Thus the two spaces are isomorphic as vector spaces over R.
Exercise 2: Let V be a vector space over the field of complex numbers, and suppose there is an isomorphism T of V into C3 .
Let 1 , 2 , 3 , 4 be vectors in V such that
(b) Let W1 be the subspace spanned by 1 and 2 , and let W2 be the subspace spanned by 3 and 4 . What is the intersection
of W1 and W2 ?
(c) Find a basis for the subspace of V spanned by the four vectors j .
Solution: (a) Since T is an isomorphism, it suffices to determine whether T 1 is contained in the subspace spanned by T 2
and T 3 . In other words we need to determine if there is a solution to
2 1 " # 1
x
1 + i 1 y = 0 .
0 1 i
The zero row on the left of the dividing line has zero also on the right. This means the system has a solution. Therefore we
can conclude that 1 is in the subspace generated by 2 and 3 .
(b) Since T 1 and T 2 are linearly independent, and T 3 and T 4 are linearly independent, dim(W1 ) = dim(W2 ) = 2. We
row-reduce the matrix whose columns are the T i :
1 2 1 2
0 1 + i 1 i
i 0 1 3
which yields
1 0 i 0
,
1i
0 1 0
2
0 0 0 1
from which we deduce that T 1 , T 2 , T 3 , T 4 generate a space of dimension three, thus dim(W1 +W2 ) = 3. Since dim(W1 ) =
dim(W2 ) = 2 it follows from Theorem 6, page 46 that dim(W1 W2 ) = 1. Now AX = 0 RX = 0 where R is the row reduced
echelon form of A. This follows from the fact that R = PA; multiply both sides of AX = 0 on the left by P. Solving for X in
RX = 0 gives the general solution is of the form (ic, i12 c, c, 0). Letting c = 2 gives
2iT 1 + (i 1)T 2 + 2T 3 = 0
which implies T 3 = iT 1 + 1i
2 T 2 which implies T 3 T W1 . Thus 3 W1 . Thus 3 W1 W2 . Since dim(W1 W2 ) = 1
it follows that W1 W2 = C3 .
(c) We have determined in part (b) that the {1 , 2 , 3 , 4 } span a space of dimension three, and that 3 is in the space gener-
ated by 1 and 2 . Thus {1 , 2 , 4 } give a basis for the subspace spanned by {1 , 2 , 3 , 4 }, which in fact is all of C3 .
62 Chapter 3: Linear Transformations
Exercise 3: Let W be the set of all 2 2 complex Hermitian matrices, that is, the set of 2 2 complex matrices A such that
Ai j = A ji (the bar denoting complex conjugation). As we pointed out in Example 6 of Chapter 2, W is a vector space over the
field of real numbers, under the usual operations. Verify that
t + x y + iz
" #
(x, y, z, t)
y iz t x
is an isomorphism of R4 onto W.
Solution: The function is linear since the four components are all linear combinations of the components of the domain
(x, y, z, t). Identify C22 with C4 by A 7 (A11 , A12 , A21 , A22 ). Then the matrix of the transformation is given by
1 0 0 1
0 1 i 0
.
0
1 i 0
1 0 0 1
As usual, the transformation is an isomorphism if the matrix is invertible. We row-reduce to veryify the matrix is invertible.
We will row-reduce the augmented matrix in order to find the inverse explicitly:
1 0 0 1 1 0 0 0
0 1 i 0 0 1 0 0
.
0 1
i 0 0 0 1 0
1 0 0 1 0 0 0 1
This reduces to
1 0 0 0 1/2 0 0 1/2
0 1 0 0 0 1/2 1/2 0
.
0 0 1 0 0 i/2 i/2 0
0 0 0 1 1/2 0 0 1/2
Thus the inverse transformation is
x w y + z i(z y) x + w
" # !
x y
7 , , , .
z w 2 2 2 2
Solution: Define the bijection from {(a, b) | a, b N, 1 a m, 1 b n} to {1, 2, . . . , mn} by (a, b) 7 (a1)n+b. Define
the function G from F mn to F mn as follows. Let A F mn . Then map A to the mn-tuple that has Ai j in the (i, j) position. In
other words A 7 (A11 , A12 , A13 , . . . , A1n , A21 , A22 , A23 , . . . , A2n , . . . . . . , Ann ). Since addition in F mn and in F mn is performed
compenent-wise, G(A + B) = G(A) + G(B). Similarly since scalar multiplication factors out of vectors component-wise in the
same way in F mn as in F mn , we also have G(cA) = cG(A). Thus G is a linear function. G is clearly one-to-one (as well as
clearly onto), and both F mn and F mn have dimension mn (by Example 17, page 45 and Exercise 2.3.12, page 49), thus (by
Theorem 9, page 81) it follows that G has an inverse and therefore is an isomorphism.
Exercise 5: Let V be the set of complex numbers regarded as a vector space over the field of real numbers (Exercise 1). We
define a function T from V into the space of 2 2 real matrices, as follows. If z = x + iy with x and y real numbers, then
x + 7y
" #
5y
T (z) = .
10y x 7y
(a) Verify that T is a one-one (real) linear transformation of V into the space of 2 2 matrices.
Solution:
(a) The four coordinates of T (z) are written as linear combinations of the coordinates of z (as a vector over R). Thus T is
clearly a linear transformation. To see that T is one-to-one, let z = x + yi and w = a + bi and suppose T (z) = T (w). Then
considering the top right entry of the matrix we see that 5y = 5b which implies b = y. It now follows from the top left entry
of the matrix that x = a. Thus T (z) = T (w) z = w, thus T is one-to-one.
(c) The range of T has (real) dimension equal to two by part (a), and so the range of T is isomorphic to C as real vector
spaces. But both spaces also have a natural multiplication and in part (b) we showed that T respects the multiplication. Thus
the range of T is isomorphic to C as fields and we have essentially found an isomorphic copy of the field C in the algebra of
2 2 real matrices.
Exercise 6: Let V and W be finite-dimensional vector spaces over the field F. Prove that V and W are isomorphic if and only
if dim(V) = dim(W).
Solution: Suppose dim(V) = dim(W) = n. By Theorem 10, page 84, both V and W are isomorphic to F n , and consequently,
since isomorphism is an equivalence relation, V and W are isomorphic to each other. Conversely, suppose T is an isomor-
phism from V to W. Suppose dim(W) = n. Then by Theorem 10 again, there is an isomorphism S : W F n . Thus S T is an
isomorphism from V to F n implying also dim(V) = n.
Exercise 7: Let V and W be vector spaces over the field F and let U be an isomorphism of V onto W. Prove that T UT U 1
is an isomorphism of L(V, V) onto L(W, W).
Solution: L(V, V) is defined on page 75 as the vector space of linear transformations from V to V, and likewise L(W, W) is the
vector space of linear transformations from W to W.
Call the function f . We know f (T ) is linear since it is a composition of three linear tranformations UT U 1 . Thus indeed f
is a function from L(V, V) to L(W, W). Now f (aT + T 0 ) = U(aT + T 0 )U 1 = (aUT + UT 0 )U 1 = aUT U 1 + UT 0 U 1 =
a f (T ) + f (T 0 ). Thus f is linear. We just must show f has an inverse. Let g be the function from L(W, W) to L(V, V) given by
g(T ) = U 1 T U. Then g f (T ) = U 1 (UT U 1 )U = T . Similarly f g = I. Thus f and g are inverses. Thus f is an isomorphism.
Page 91: Just before (3-8) it says By definition. I think its more than just by definition, see bottom of page 88.
64 Chapter 3: Linear Transformations
Exercise 1: Let T be the linear operator on C2 defined by T (x1 , x2 ) = (x1 , 0). Let B be the standard ordered basis for C2 and
let B0 = {1 , 2 } be the ordered basis defined by 1 = (1, i), 2 = (i, 2).
(a) What is the matrix of T relative to the pair B, B0 ?
(b) What is the matrix of T relative to the pair B0 , B?
(c) What is the matrix of T in the ordered basis B0 ?
(d) What is the matrix of T in the ordered basis {2 , 1 }?
Solution: (a) According to the comments at the bottom of page 87, the i-th column of the matrix is given by [T i ]B0 , where
1 = (1, 0) and 2 = (0, 1), the standard basis vectors of C2 . Now T 1 = (1, 0) and T 2 = (0, 0). To write these in terms of 1
and 2 we use the approach of row-reducing the augmented matrix
" # " # " #
1 i 1 0 1 i 1 0 1 0 2 0
.
i 2 0 0 0 1 i 0 0 1 i 0
T 1 = (1, 0) = 1 1 + 0 2
T 2 = (i, 0) = i 1 + 0 2 .
0
Thus the matrix of T relative to B , B is " #
1 i
.
0 0
(c) In this case we need to write T 1 and T 2 as linear combinations of 1 and 2 . T 1 = (1, 0), T 2 = (i, 0). We row-reduce
the augmented matrix: " # " # " #
1 i 1 i 1 i 1 i 1 0 2 2i
.
i 2 0 0 0 1 i 1 0 1 i 1
Thus the matrix of T in the ordered basis B0 is " #
2 2i
.
i 1
(d) In this case we need to write T 2 and T 1 as linear combinations of 2 and 1 . In this case the matrix we need to
row-reduce is just the same as in (c) but with columns switched:
" # " # " #
i 1 i 1 1 i 1 i 1 i 1 i
2 i 0 0 2 i 0 0 0 i 2 2i
" # " #
1 i 1 i 1 0 1 i
0 1 2i 2 0 1 2i 2
Thus the matrix of T in the ordered basis {2 , 1 } is
" #
1 i
.
2i 2
(a) If B is the standard ordered basisfor R3 and B0 is the standard ordered basis for R2 , what is the matrix of T relative to
the pair B, B0 ?
T 1 = (1, 3)
T 2 = (2, 1)
T 3 = (1, 0).
We row-reduce the augmented matrix
" # " #
0 1 1 2 1 1 0 3 1 0
.
1 0 3 1 0 0 1 1 2 1
Solution: Since {1 , . . . , n } is a basis of F n , we know {T 1 , . . . , T n } generate the range of T . But T i equals the i-th column
vector of A. Thus the column vectors of A generate the range of T (where we identify F n with F n1 ). We can also conclude
that a subset of the columns of A give a basis for the range of T .
Exercise 4: Let V be a two-dimensional vector space over the field F, and let B be an ordered basis for V. If T is a linear
operator on V and " #
a b
[T ]B =
c d
prove that T 2 (a + d)T + (ad bc)I = 0.
Expanding gives
a2 + bc ab + bd a2 + ad ab + bd
" # " # " #
ad bc 0
= +
ac + cd bc + d2 ac + cd ad + d2 0 ad bc
" #
0 0
= .
0 0
66 Chapter 3: Linear Transformations
Thus T 2 (a + d)T + (ad bc)I is represented by the zero matrix with respect to B. Thus T 2 (a + d)T + (ad bc)I = 0.
Exercise 5: Let T be the linear operator on R3 , the matrix of which in the standard ordered basis is
1 2 1
0 1 1 .
1 3 4
Find a basis for the range of T and a basis for the null space of T .
Solution: The range is the column-space, which is the row-space of the following matrix (the transpose):
1 0 1
2 1 3
1 1 4
So
xz=0
(
y+z=0
which implies
x=z
(
y = z
The solutions are parameterized by the one variable z, thus the null space has dimension equal to one. A basis is obtained by
setting z = 1. Thus {(1, 1, 1)} is a basis for the null space.
T (x1 , x2 ) = (x2 , x1 ).
(b) We must write T 1 = (2, 1) and T 2 = (1, 1) in terms of 1 , 2 . We can do this by row-reducing the augmented matrix
" #
1 1 2 1
2 1 1 1
" #
1 1 2 1
0 3 5 1
" #
1 1 2 1
0 1 5/3 1/3
" #
1 0 1/3 2/3
0 1 5/3 1/3
Thus the matrix of T in the ordered basis B is
" #
1/3 2/3
[T ]B = .
5/3 1/3
(d) Let {1 , 2 } be any basis. Write 1 = (a, b), 2 = (c, d). Then T 1 = (b, a), T 2 = (d, c). We need to write T 1 and
T 2 in terms of 1 and 2 . We can do this by row reducing the augmented matrix
" #
a c b d
.
b d a c
" #
a b
Since {1 , 2 } is a basis, the matrix is invertible. Thus (recalling Exercise 1.6.8, page 27), ad bc , 0. Thus the
c d
matrix row-reduces to
c2 +d2
ac+bd
1 0
adbc adbc .
a2 +b2 ac+bd
0 1
adbc adbc
Assuming a , 0 this can be shown as follows:
" #
1 c/a b/a d/a
.
b d a c
68 Chapter 3: Linear Transformations
" #
1 c/a b/a d/a
adbc a2 +b2 ac+bd .
0 a a a
" #
1 c/a b/a d/a
a2 +b2 ac+bd .
0 1 adbc adbc
c2 +d2
ac+bd
1 0
adbc adbc .
a2 +b2 ac+bd
0 1
adbc adbc
Now ad bc , 0 implies that at least one of a or b is non-zero and at least one of c or d is non-zero, it follows that a2 + b2 > 0
and c2 + d2 > 0. Thus (a2 + b2 )(c2 + d2 ) , 0. Thus
a2 + b2 c2 + d2
,0
ad bc ad bc
Exercise 7: Let T be the linear operator on R3 defined by
(c) Prove that T is invertible and give a rule for T 1 like the one which defines T .
Solution: (a) As usual we can read the matrix in the standard basis right off the definition of T :
3 0 1
[T ]{1 ,2 ,3 } = 2 1 0 .
1 2 4
(b) T 1 = (4, 2, 3), T 2 = (2, 4, 9) and T 3 = (7, 3, 4). We must write these in terms of 1 , 2 , 3 . We do this by
row-reducing the augmented matrix
1 1 2 4 2 7
0 2 1 2 4 3
1 1 1 3 9 4
1 1 2 4 2 7
0 2 1 2 4 3
0 2 1 1 11 3
1 1 2 4 2 7
0 2 1 2 4 3
0 0 2 1 7 0
1 1 2 4 2 7
0 1 1/2 1 2 3/2
0 0 1 1/2 7/2 0
Section 3.4: Representation of Transformations by Matrices 69
1 0 5/2 3 0 11/2
0 1 1/2 1 2 3/2
0 0 1 1/2 7/2 0
1 0 0 17/4 35/4 11/2
0 1 0 3/4 15/4 3/2
0 0 1 1/2 7/2 0
(c) We row reduce the augmented matrix (of T in the standard basis). If we achieve the identity matrix on the left of the
dividing line then T is invertible and the matrix on the right will represent T 1 in the standard basis, from which we will be
able read the rule for T 1 by inspection.
3 0 1 1 0 0
2 1 0 0 1 0
1 2 4 0 0 1
1 2 4 0 0 1
3 0 1 1 0 0
2 1 0 0 1 0
1 2 4 0 0 1
3 0 1 1 0 0
2 1 0 0 1 0
1 2 4 0 0 1
0 6 13 1 0 3
0 3 8 0 1 2
1 2 4 0 0 1
0 0 3 1 2 1
0 3 8 0 1 2
1 2 4 0 0 1
0 3 8 0 1 2
0 0 3 1 2 1
1 2 4 0 0 1
0 1 8/3 0 1/3 2/3
0 0 3 1 2 1
1 0 4/3 0 2/3 1/3
0 1 8/3 0 1/3 2/3
0 0 3 1 2 1
1 0 4/3 0 2/3 1/3
0 1 8/3 0 1/3 2/3
0 0 1 1/3 2/3 1/3
1 0 0 4/9 2/9 1/9
0 1 0 8/9 13/9 2/9
0 0 1 1/3 2/3 1/3
70 Chapter 3: Linear Transformations
Exercise 8: Let be a real number. Prove that the following two matrices are similar over the field of complex numbers:
cos sin
" # " i #
e 0
,
sin cos 0 ei
(Hint: Let T be the linear operator on C2 which is represented by the first matrix in the standard ordered basis. Then find
vectors 1 and 2 such that T 1 = ei 1 , T 2 = ei 2 , and {1 , 2 } is a basis.)
Solution: Let B be the standard basis. Following the hint, let T be the linear operator on C2 which is represented by the first
matrix in the standard ordered basis B. Thus [T ]B is the first matrix above. Let 1 = (i, 1), 2 = (i, 1). Then 1 , 2 are
clealry linearly independent so B0 = {1 , 2 } is a basis for C2 (as a vector space over C). Since ei = cos + i sin , it follows
that T 1 = (i cos sin , i sin + cos ) = (cos + i sin )(i, 1) = ei 1 and similarly since and ei = cos i sin , it follows
that T 2 = ei 2 . Thus the matrix of T with respect to B0 is
" i #
e 0
[T ]B0 = .
0 ei
Exercise 9: Let V be a finite-dimensional vector space over the field F and let S and T be linear operators on V. We ask:
When do there exist ordered bases B and B0 for V such that [S ]B = [T ]B0 ? Prove that such bases exist if and only if there is
an invertible linear operator U on V such that T = US U 1 . (Outline of proof: If [S ]B = [T ]B0 , let U be the operator which
carries B onto B0 and show that S = UT U 1 . Conversely, if T = US U 1 for some invertible U, let B be any ordered basis
for V and let B0 be its image under U. Then show that [S ]B = [T ]B0 .)
Solution: We follow the hint. Suppose there exist bases B = {1 , . . . , n } and B = {1 , . . . , n } such that [S ]B = [T ]B0 . Let
U be the operator which carries B onto B0 . Then by Theorem 14, page 92, [US U 1 ]B0 = [U]1 1
B [US U ]B [U]B and by the
comments at the very bottom of page 90, this equals [U]1 B [U] B [S ] B [U] 1
B [U] B which equals [S ] B , which weve assumed
equals [T ]B0 . Thus [US U 1 ]B0 = [T ]B0 . Thus US U 1 = T .
Conversely, assume T = US U 1 for some invertible U. Let B be any ordered basis for V and let B0 be its image under U.
Then [T ]B0 = [US U 1 ]B0 = [U]B0 [S ]B0 [U]1
B0 , which by Theorem 14, page 92, equals [S ]B (because U
1
carries B0 into B).
Thus [T ]B0 = [S ]B .
Exercise 10: We have seen that the linear operator T on R2 defined by T (x1 , x2 ) = (x1 , 0) is represented in the standard
ordered basis by the matrix " #
1 0
A= .
0 0
This operator satisfies T 2 = T . Prove that if S is a linear operator on R2 such that S 2 = S , then S = 0, or S = I, or there is an
ordered basis B for R2 such that [S ]B = A (above).
First note that if x S (R2 ) then x = S (y) for some y R2 and therefore S (x) = S (S (y)) = S 2 (y) = S (y) = x. In other words
S (x) = x x S (R2 ).
Case 1: Suppose c R such that S 2 = cS 1 . Then S (2 c1 ) = 0. In this case S is singular because it maps a
non-zero vector to zero. Thus since S 1 , 0 we can conclude that dim(S (R2 )) = 1. Let 1 be a basis for S (R2 ). Let
2 R2 be such that {1 , 2 } is a basis for R2 . Then S 2 = k1 for some k R. Let 02 = 2 k1 . Then {1 , 02 }
span R2 because if x = a1 + b2 then x = (a + bk)1 + b02 . Thus {1 , 02 } is a basis for R2 . We now determine the
matrix of S with respect to this basis. Since 1 S (R2 ) and S (x) = x x S (R2 ), it follows that S 1 = 1 . And
consequently S (1 ) = 1 1 + 0 02 . Thus the first column of the matrix of S with respect to 1 , 02 is [1, 0]T . Also
S 02 = S (2 k1 ) = S 2 kS 1 = S 2 k1 = k1 k1 = 0 = 0 1 + 0 02 . So the second column of the matrix is
[0, 0]T . Thus the matrix of S with respect to the basis {1 , 02 } is exactly A.
Case 2: There does not exist c R such that S 2 = cS 1 . In this case S 1 and S 2 are linearly independent from each other.
Thus if we let i = S i then {1 , 2 } is a basis for R2 . Now by assumption S (x) = x x S (R2 ), thus S 1 = 1 and S 2 = 2 .
Thus the matrix of S with respect to the basis {1 , 2 } is exactly the identity matrix I.
Exercise 11: Let W be the space of all n 1 column matrices over a field F. If A is an n n matrix over F, then A defines a
linear operator LA on W through left multiplication: LA (X) = AX. Prove that every linear operator on W is left multiplication
by some n n matrix, i.e., is LA for some A.
Now suppose V is an n-dimensional vector space over the field F, and let B be an ordered basis for V. For each in
V, define U = []B . Prove that U is an isomorphism of V onto W. If T is a linear operator on V, then UT U 1 is a linear
operator on W. Accordingly, UT U 1 is left multiplication by some n n matrix A. What is A?
Solution: Part 1: Im confused by the first half of this question because isnt this exactly Theorem 11, page 87 in the special
case V = W where B = B0 is the standard basis of F n1 . This special case is discussed on page 88 after Theorem 12, and in
particular in Example 13. I dont know what were supposed to add to that.
Part 2: Since U(c1 + 2 ) = [c1 + 2 ]B = c[1 ]B + [2 ]B = cU(1 ) + U(2 ), U is linear, we just must show it is invertible.
Suppose B = {1 , . . . , n }. Let T be the function from W to V defined as follows:
a1
a2
.. 7 a1 1 + an n .
.
an
Then T is well defined and linear and it is also clear by inspection that T U is the identity transformation on V and UT is the
identity transformation on W. Thus U is an isomorphism from V to W.
It remains to deterine the matrix of UT U 1 . Now Ui is the standard n 1 matrix with all zeros except in the i-th place which
equals one. Let B0 be the standard basis for W. Then the matrix of U with respect to B and B0 is the identity matrix. Likewise
the matrix of U 1 with respect to B0 and B is the identity matrix. Thus [UT U 1 ]B0 = I[T ]B I 1 = [T ]B . Therefore the matrix
A is simply [T ]B , the matrix of T with respect to B.
Problem 12: Let V be an n-dimensional vector space over the field F, and let B = {1 , . . . , n } be an ordered basis for V.
T j = j+1 , j = 1, . . . , n 1, T n = 0.
(c) Let S be any linear operator on V such that S n = 0 but S n1 , 0. Prove that there is an ordered basis B0 for V such that
the matrix of S in the ordered basis B0 is the matrix A of part (a).
(d) Prove that if M and N are n n matrices over F such that M n = N n = 0 but M n1 , 0 , N n1 , then M and N are similar.
Solution: (a) The i-th column of A is given by the coefficients obtained by writing i in terms of {1 , . . . , n }. Since T i =
i+1 , i < n and T n = 0, the matrix is therefore
0 0 0 0 0 0
1 0 0 0 0 0
0 1 0 0 0 0
A = 0 0 1 0 0 0 .
.. .. .. .. . . .. ..
. . . . . . .
0 0 0 0 1 0
(b) A has all zeros except 1s along the diagonal one below the main diagonal. Thus A2 has all zeros except 1s along the
diagonal that is two diagonals below the main diagonal, as follows:
0 0 0 0 0 0
0 0 0 0 0 0
1 0 0 0 0 0
A2 = 0 1 0 0 0 0 .
0 0 1 0 0 0
.. .. .. .. .. .. ..
. . . . . . .
0 0 0 0 0 0
Similarly A3 has all zeros except the diagonal three below the main diagonal. Continuing we see that An1 is the matrix that
is all zeros except for the bottom left entry which is a 1:
0 0 0 0 0 0
0 0 0 0 0 0
0 0 0 0 0 0
An1 = .
0 0 0 0 0 0
.. .. .. .. .. .. ..
. . . . . . .
1 0 0 0 0 0
Multiplying by A one more time then yields the zero matrix, An = 0. Since A represents T with respect to the basis B, and Ai
represents T i , we see that T n1 , 0 and T n = 0.
(c) We will first show that dim(S k (V)) = n k. Suppose dim(S (V)) = n. Then dim(S k (V)) = n k = 1, 2, . . . , which
contradicts the fact that S n = 0. Thus it must be that dim(S (V)) n 1. Now dim(S 2 (V)) cannot be greater than dim(S (V))
because a linear transformation cannot map a space onto one with higher dimension. Thus dim(S 2 (V)) n 1. Suppose that
dim(S 2 (V)) = n 1. Thus n 1 = dim(S 2 (V)) dim(S (V)) n 1. Thus it must be that dim(S (V)) = n 1. Thus S is
an isomorphism on S (V) because S (V) and S (S (V)) have the same dimension. It follows that S k is also an isomorphism on
S (V) k 2. Thus it follows that dim(S k (V)) = n 1 for all k = 2, 3, 4, . . . , another contradiction. Thus dim(S 2 (V)) n 2.
Suppose that dim(S 3 (V)) = n 2, then it must be that dim(S 2 (V)) = n 2 and therefore S is an isomorphism on S 2 (V), from
which it follows that dim(S k (V)) = n2 for all k = 3, 4, . . . , a contradiction. Thus dim(S 3 (V)) n3. Continuing in this way
we see that dim(S k (V)) n k. Thus dim(S n1 (V)) 1. Since we are assuming S n1 , 0 it follows that dim(S n1 (V)) = 1.
We have seen that dim(S k (V)) cannot equal dim(S k+1 (V)) for k = 1, 2, . . . , n 1, thus it follows that the dimension must go
down by one for each application of S . In other words dim(S n2 (V)) must equal 2, and then in turn dim(S n3 (V)) must equal
3, and generally dim(S k (V)) = n k.
Section 3.4: Representation of Transformations by Matrices 73
Now let 1 be any basis vector for S n1 (V) which we have shown has dimension one. Now S n2 (V) has dimension two and
S takes this space onto a space S n1 (V) of dimension one. Thus there must be 2 S n2 (V) \ S n1 (V) such that S (2 ) = 1 .
Since 2 is not in the space generated by 1 and {1 , 2 } are in the space S n2 (V) of dimension two, it follows that {1 , 2 }
is a basis for S n2 (V). Now S n3 (V) has dimension three and S takes this space onto a space S n2 (V) of dimension two.
Thus there must be 3 S n3 (V) \ S n2 (V) such that S (3 ) = 2 . Since 3 is not in the space generated by 1 and 2
and {1 , 2 , 3 } are in the space S n3 (V) of dimension three, it follows that {1 , 2 , 3 } is a basis for S n3 (V). Continuing
in this way we produce a sequence of elements {1 , 2 , . . . , k } that is a basis for S nk (V) and such that S (i ) = i1 for all
i = 2, 3, . . . , k. In particular we have a basis {1 , 2 , . . . , n } for V and such that S (i ) = i1 for all i = 2, 3, . . . , n. Reverse
the ordering of this bases to give B = {n , n1 , . . . , 1 }. Then B therefore is the required basis for which the matrix of S with
respect to this basis will be the matrix given in part (a).
(d) Suppose S is the transformation of F n1 given by v 7 Mv and similarly let T be the transformation v 7 Nv. Then
S n = T n = 0 and S n1 , 0 , T n1 . Then we know from the previous parts of this problem that there is a basis B for which
S is represented by the matrix from part (a). By Theorem 14, page 92, it follows that M is similar to the matrix in part (a).
Likewise theres a basis B0 for which T is represented by the matrix from part (a) and thus the matrix N is also similar to the
matrix in part (a). Since similarity is an equivalence relation (see last paragraph page 94), it follows that since M and N are
similar to the same matrix that they must be similar to each other.
Exercise 13: Let V and W be finite-dimensional vector spaces over the field F and let T be a linear transformation from V
into W. If
B = {1 , . . . , n } and B0 = {1 , . . . , n }
are ordered bases for V and W, respectively, define the linear transformations E p,q as in the proof of Theorem 5: E p,q (i ) =
i,q p . Then the E p,q , 1 p m, 1 q n, form a basis for L(V, W), and so
m X
X n
T= A pq E p,q
p=1 q=1
for certain scalars A pq (the coordinates of T in this basis for L(V, W)). Show that the matrix A with entries A(p, q) = A pq is
precisely the matrix of T relative to the pair B, B0 .
p,q
Solution: Let EM be the matrix of the linear transformation E p,q with respect to the bases B and B0 . Then by the formula for
p,q
a matrix associated to a linear transformation as given in the proof of Theorem 11, page 87, EM is the matrix all of whose
p,q
entries are zero except for the p, q-the entry which is one. Thus A = p,q A p,q EM . Since the association between linear
P
p,q
transformations and matrices is an isomorphism, T 7 A implies p,q A pq E p,q 7 p,q A pq EM
P P
. And thus A is exactly the
matrix whose entries are the A pq s.
f (1 ) = 1, f (2 ) = 1, f (3 ) = 3,
f (1 ) = f (2 ) = 0 but f (3 ) , 0.
f (1 ) = f (2 ) = 0 and f (3 ) , 0.
Solution: (a) We need to write (a, b, c) in terms of 1 , 2 , 3 . We can do this by row reducing the following augmented matrix
whose colums are the i s.
1 0 1 a
0 1 1 b
1 2 0 c
1 0 1 a
0 1 1 b
0 2 1 c a
1 0 1 a
0 1 1 b
0 0 1 c a + 2b
1 0 1 a
0 1 1 b
0 0 1 a 2b c
1 0 0 2a 2b c
0 1 0 a b c
0 0 1 a 2b c
f () = 4a 7b 3c.
(c) Using part (a) we know that = (2, 3, 1) = 1 33 (plug in a = 2, b = 3, c = 1 for the formulas for x1 , x2 , x3 ). Thus
f () = f (1 ) 3 f (3 ) = 0 3 f (3 ) and since f (3 ) , 0, 3 f (3 ) , 0 and thus f () , 0.
Solution: The dual basis { f1 , f2 , f3 } are given by fi (x1 , x2 , x3 ) = 3j=1 Ai j x j where (A1,1 , A1,2 , A1,3 ) is the solution to the system
P
1 0 1 1
1 1 1 0 ,
2 2 0 0
(A2,1 , A2,2 , A2,3 ) is the solution to the system
1 0 1 0
1 1 1 1 ,
2 2 0 0
and (A3,1 , A3,2 , A3,3 ) is the solution to the system
1 0 1 0
1 1 1 0 ,
2 2 0 1
We row reduce the generic matrix
a + b 12 c
1 0 1 a 1 0 0
1 1 1 b 0 1 0 cba .
2 2 0 c 0 0 1 b 12 c
a = 1, b = 0, c = 0 f1 (x1 , x2 , x3 ) = x1 x2
a = 0, b = 1, c = 0 f2 (x1 , x2 , x3 ) = x1 x2 + x3
a = 0, b = 0, c = 1 f3 (x1 , x2 , x3 ) = 12 x1 + x2 12 x3 .
Exercise 3: If A and B are n n matrices over the field F, show that trace(AB) = trace(BA). Now show that similar matrices
have the same trace.
Suppose A and B are similar. Then an invertible n n matrix P such that A = PBP1 . Thus trace(A) = trace(PBP1 ) =
trace((P)(BP1 )) = trace((BP1 )(P)) = trace(B).
Exercise 4: Let V be the vector space of all polynomial functions p from R into R which have degree 2 or less:
p(x) = c0 + c1 x + c2 x2 .
Define three linear functionals on V by
Z 1 Z 2 Z 3
f1 (p) = p(x)dx, f2 (x) = p(x)dx, f3 (x) = p(x)dx.
0 0 0
76 Chapter 3: Linear Transformations
Show that { f1 , f2 , f3 } is a basis for V by exhibiting the basis for V of which it is the dual.
Solution: Z a
c0 + c1 x + c2 x2 dx
0
1 1
= c0 x + c1 x2 + c2 x3 |a0
2 3
1 2 1 3
= c0 a + c1 a + c2 a .
2 3
Thus Z 1
1 1
p(x)dx = c1 + c1 + c2
0 2 3
Z 2
8
p(x)dx = 2c1 + 2c1 + c2
0 3
Z 3
9
p(x)dx = 3c1 + c1 + 9c2
0 2
Thus we need to solve the following system three times
c + 1c + 1c = u
1 2 1 38 2
2c1 + 2c1 + 3 c2 = v
3c + 9 c + 9c
=w 1 2 1 2
Once when (u, v, w) = (1, 0, 0), once when (u, v, w) = (0, 1, 0) and once when (u, v, w) = (0, 0, 1).
Thus
3 2
1 = 3 5x +
x
2
3 3
2 = + 4x x2
2 2
1 1
3 = x + x2 .
3 2
Section 3.4: Representation of Transformations by Matrices 77
Solution: Recall for n n matrices M, trace(M) = ni=1 Mii . The trace is clearly additive trace(M1 + M2 ) = trace(M1 ) +
P
trace(M2 ). We know from Exercise 3 that trace(AB) = trace(BA). Thus trace(AB BA) = trace(AB) trace(BA) =
trace(AB) trace(AB) = 0. But trace(I) = n and n , 0 in C.
Exercise 6: Let m and n be positive integers and F a field. Let f1 , . . . , fm be linear functionals on F n . For in F n define
T () = ( f1 (), . . . , fm ()).
Show that T is a linear transformation from F n into F m . Then show that every linear transformation from F n into F m is of the
above form, for some f1 , . . . , fm .
Solution: Clearly T is a well defined function from F n into F m . We must just show it is linear. Let , F n , c C. Then
T (c + ) = ( f1 (c + ), . . . , fm (c + ))
= (c f1 () + f1 (), . . . , c fn () + fn ())
= c( f1 (), . . . , fn ()) + ( f1 (), . . . , fn ())
= cT () + T ().
Thus T is a linear transformation.
Let S be any linear transformation from F n to F m . Let M be the matrix of S with respect to the standard bases of F n and
F m . Then M is an m n matrix and S is given by X 7 MX where we identify F n as F n1 and F m with F m1 . Now for each
i = 1, . . . , m let fi (x1 , . . . , xn ) = nj=1 Mi j x j . Then X 7 MX is the same as X 7 ( f1 (X), . . . , fm (x)) (keeping in mind our
P
Exercise 7: Let 1 = (1, 0, 1, 2) and 2 = (2, 3, 1, 1), and let W be the subspace of R4 spanned by 1 and 2 . Which linear
functionals f :
f (x1 , x2 , x3 , x4 ) = c1 x1 + c2 x2 + c3 x3 + c4 x4
are in the annihilator of W?
Solution: The two vectors 1 and 2 are linearly independent since neither is a multiple of the other. Thus W has dimension
2 and {1 , 2 } is a basis for W. Therefore a functional f is in the annihilator of W if and only if f (1 ) = f (2 ) = 0. We find
such f by solving the system
f (1 ) = 0
(
f (2 ) = 0
or equivalently
c1 c3 + 2c4 = 0
(
2c1 + 3c2 + c3 + c4 = 0
We do this by row reducing the matrix " #
1 0 1 2
2 3 1 1
" #
1 0 1 2
0 1 1 1
Therefore
c1 = c3 2c4
c2 = c3 + c4 .
78 Chapter 3: Linear Transformations
Solution: The vectors 1 , 2 , 3 are linearly independent as can be seen by row reducing the matrix
1 2 1 0 0
0 1 3 3 1
1 4 6 4 1
1 2 1 0 0
0 1 3 3 1
0 2 5 4 1
1 0 5 6 2
0 1 3 3 1
0 0 1 2 1
1 0 5 6 2
0 1 3 3 1
0 0 1 2 1
1 0 0 4 3
0 1 0 3 2 .
0 0 1 2 1
Thus W has dimension 3 and {1 , 2 , 3 } is a basis for W. We know every functional is given by f (x1 , x2 , x3 , x4 , x5 ) =
c1 x2 + c2 x2 + c3 x3 + c4 x4 + c5 x5 for some c1 , . . . , c5 . From the row reduced matrix we see that the general solution for an
element of W 0 is
Exercise 9: Let V be the vector space of all 2 2 matrices over the field of real numbers, and let
" #
2 2
B= .
1 1
Let W be the subspace of V consisting of all A such that AB = 0. Let f be a linear functional on V which is in the annihilator
of W. Suppose that f (I) = 0 and f (C) = 3, where I is the 2 2 identity matrix and
" #
0 0
C= .
0 1
Find f (B).
Section 3.4: Representation of Transformations by Matrices 79
Solution: The general linear functional on V is of the form f (A) = aA11 + bA12 + cA21 + dA22 for some a, b, c, d R. If A W
then " #" # " #
x y 2 2 0 0
=
z w 1 1 0 0
implies y = 2x and w = 2y. So W consists of all matrices of the form
" #
x 2x
y 2y
" #!
x 2x
Now f W f0
= 0 x, y R ax + 2bx + cy + 2dy = 0 x, y R (a + 2b)x + (c + 2d)y = 0 x, y R
y 2y
b = 12 a and d = 21 c. So the general f W 0 is of the form
1 1
f (A) = aA11 aA12 + cA21 cA22 .
2 2
Now f (C) = 3 d = 3 12 c = 3 c = 6. And f (I) = 0 a 21 c = 0 c = 2a a = 3. Thus
3
f (A) = 3A11 + A12 6A21 + 3A22 .
2
Thus
3
(2) 6 (1) + 3 1 = 0.
f (B) = 3 2 +
2
Exercise 10: Let F be a subfield of the complex numbers. We define n linear functionals on F n (n 2) by
n
X
fk (x1 , . . . , xn ) = (k j)x j , 1 k n.
j=1
Solution: N fk is the subspace annihilated by fk . By the comments on page 101, N fk has dimension n 1. Now the standard
basis vector 2 is in N f2 but is not in N f1 . Thus N f1 and N f2 are distinct hyperspaces. Thus their intersection has dimension
n 2. Now 3 is in N f3 but is not in N f1 N f2 . Thus N f1 N f2 N f3 is the intersection of three distinct hyperspaces and so has
dimension n 3. Continuing in this way, i < i1 i
j=1 N fi . Thus j=1 N fi is the intersection of i distinct hyperspaces and so has
dimension n i. Thus when i = n we have j=1 N fi has dimension 0.
n
Conversely, let f W10 W20 . Let v W1 +W2 . Then v = w1 +w2 where wi Wi . Thus f (v) = f (w1 +w2 ) = f (w1 )+ f (w2 ) = 0+0
(since f W10 and f W20 ). Thus f (v) = 0 v W1 + W2 . Thus f (W1 + W2 )0 . Thus W10 W20 (W1 + W2 )0 .
Since (W1 + W2 )0 W10 W20 and W10 W20 (W1 + W2 )0 it follows that W10 W20 = (W1 + W2 )0
(b) f W10 + W20 f = f1 + f2 , for some fi Wi0 . Now let v W1 W2 . Then f (v) = ( f1 + f2 )(v) = f1 (v) + f2 (v) = 0 + 0.
Thus f (W1 W2 )0 . Thus W10 + W20 (W1 W2 )0 .
80 Chapter 3: Linear Transformations
Now let f (W1 W2 )0 . In the proof of Theorem 6 on page 46 it was shown that we can choose a basis for W1 + W2
{1 , . . . , k , 1 , . . . , m , 1 , . . . , n }
{1 , . . . , k , 1 , . . . , m , 1 , . . . , n , 1 , . . . , ` }.
and f is given by
k
X m
X n
X `
X
f (v) = ai xi + bi yi + ci zi + di wi
i=1 i=1 i=1 i=1
Define X X
f1 (v) = ci zi + di wi
and X
f2 (v) = bi yi .
Then f = f1 + f2 . Now if v W1 then
k
X m
X
v= xi i + yi i
i=1 i=1
so that the coefficients zi and wi in (20) are all zero. Thus f1 (v) = 0. Thus f1 W10 . Similarly if v W2 then the coefficients yi
and wi in (20) are all zero and thus f2 (v) = 0. So f2 W2 . Thus f = f1 + f2 where f1 W10 and f2 W20 . Thus f W10 + W20 .
Thus (W1 W2 )0 W10 + W20 .
Exercise 12: Let V be a finite-dimensional vector space over the field F and let W be a subspace of V. If f is a linear
functional on W, prove that there is a linear functional g on V suvch that g() = f () for each in the subspace W.
Solution: Let B be a basis for W and let B0 be a basis for V such that B B0 . A linear function on a vector space is uniquely
determined by its values on a basis, and conversely any function on the basis can be extended to a linear function on the space.
Thus we define g on B by g() = f () B. Then define g() = 0 for all B0 \ B. Since we have defined g on B0 it
defines a linear functional on V and since it agrees with f on a basis for W it agrees with f on all of W.
Exercise 13: Let F be a subfield of the field of complex numbers and let V be any vector space over F. Suppose that f and
g are linear functionals on V such that the function h defined by h() = f ()g() is also a linear functional on V. Prove that
either f = 0 or g = 0.
Solution: Suppose neither f nor g is the zero function. We will derive a contradiction. Let v V. Then h(2v) = f (2v)g(2v) =
4 f (v)g(v). But also h(2v) = 2h(v) = 2 f (v)g(v). Therefore f (v)g(v) = 2 f (v)g(v) v V. Thus f (v)g(v) = 0 v V.
Let B be a basis for V. Let B1 = { B | f () = 0} and B2 = { B | g() = 0}. Since f ()g() = 0 B,
we have B = B1 B2 . Suppose B1 B2 . Then B2 = B and consequently g is the zero function. Thus B1 * B2 . And
Section 3.4: Representation of Transformations by Matrices 81
Exercise 14: Let F be a field of characteristic zero and let V be a finite-dimensional vector space over F. If 1 , . . . , m are
finitely many vectors in V, each different from the zero vector, prove that there is a linear functional f on V such that
f (i ) , 0, i = 1, . . . , m.
Solution: Re-index if necessary so that {1 , . . . , k } is a basis for the subspace generated by {1 , . . . , m }. So each k+1 , . . . , m
can be written in terms of 1 , . . . , k . Extend {1 , . . . , k } to a basis for V
{1 , . . . , k , 1 , . . . , n }.
For each i = k + 1, . . . , m write i = j=1 Ai j j . Since k+1 , . . . , m are all non-zero, for each i = k + 1, . . . , m ji k
Pk
such that Ai ji , 0. Now define f by mapping 1 , . . . , k to k arbitrary non-zero values and map i to zero i. Then
f (k+1 ) = kj=1 Ak+1, j f ( j ). If f (k+1 ) = 0 then leaving f (i ) fixed for all i k and adjusting f ( jk+1 ), it equals zero for ex-
P
actly one possible value of f ( jk+1 ) (since Ak+1, jk+1 , 0). Thus we can redefine f ( jk+1 ) so that f (k+1 ) , 0 while maintaining
f ( jk+1 ) , 0.
Now if f (k+2 ) = 0, then leaving f (i ) fixed for i , jk+2 , it equals zero for exactly one possible value of f ( jk+2 ) (since
Ak+2, jk+2 , 0) So we can adjust f ( jk+2 ) so that f (k+2 ) , 0 and f (k+1 ) , 0 and f (k+2 ) , 0 simultaneously.
Continuing in this way we can adjust f ( jk+3 ), . . . , f ( jm ) as necessary until all f (k+1 ), . . . , f (m ) are non-zero and also all
of f (1 ), . . . , f (k ) are non-zero.
Exercise 15: According to Exercise 3, similar matrices have the same trace. Thus we can define the trace of a linear operator
on a finite-dimensional space to be the trace of any matrix which represents the operator in an ordered basis. This is well-
defined since all such representing matrices for one operator are similar.
Now let V be the space of all 2 2 matrices over the field F and let P be a fixed 2 2 matrix. Let T be the linear operator
on V defined by T (A) = PA. Prove that trace(T ) = 2trace(P).
Exercise 16: Show that the trace functional on n n matrices is unique in the following sense. If W is the space of n n
matrices over the field F and if f is a linear functional on W such that f (AB) = f (BA) for each A and B in W, then f is a
scalar multiple of the trace function. If, in addition, f (I) = n then f is the trace function.
Fix i, j {1, . . . , n} such that i > j. Let A be the matrix where Ai j = 1 and all other entries are zero. Let B be the matrix where
Bii = 1 and all other entries are zero. Consider the general element of AB
n
X
(AB)`m = A`k Bkm .
k=1
The only non-zero A in the sum on the right is Ai j . But B jm = 0 since j > i and only Bii , 0. Thus AB is the zero matrix.
Now we compute BA. From (22) the only non-zero term is when ` = i, m = j and k = i.
Thus the matrix AB has zeros in every position except for the i, j position where it equals one.
for some constants c`m . Now f (AB) = f (0) = 0 and f (BA) = ci j . So if f (AB) = f (BA) then it follows that ci j = 0.
Thus we have shown that ci j = 0 for all i > j. Similarly ci j = 0 for all i < j. Thus the only possible non-zero coefficients are
c11 , . . . , cnn .
Xn
f (M) = cii Mii .
i=1
We will be done if we show c11 = cmm for all m = 2, . . . , n. Fix 2 i n. Let A be the matrix such that A11 = Ai1 = 1
and A`m = 0 in all other positions. Let B = AT . Then AB is zero in every position except A11 = A1i = Ai1 = Aii = 1. And
BA is zero in every position except (BA)11 = 2. Thus f (AB) = c11 + cii and f (BA) = 2c11 . Thus if f (AB) = f (BA) then
c11 + cii = 2c11 which implies c11 = cii . Thus theres a constant c such that cii = c for all i.
Thus f is given by
n
X
f (M) = cMii .
k=1
Section 3.4: Representation of Transformations by Matrices 83
Exercise 17: Let W be the space of n n matrices over the field F, and let W0 be the subspace spanned by the matrices
C of the form C = AB BA. Prove that W0 is exactly the subspace of matrices which have trace zero. (Hint: What is the
dimension of the space of matrices of trace zero? Use the matrix units, i.e., matrices with exactly one non-zero entry, to
construct enough linearly independent matrices of the form AB BA.)
Solution: Let W 0 = {w W | trace(w) = 0}. We want to show W 0 = W0 . We know from Exercise 3 that trace(AB BA) = 0
for all matrices A, B. Since matrices of the form AB BA span W0 , it follows that trace(M) = 0 for all M W0 . Thus W0 W 0 .
Since the trace function is a linear functional, the dimension of W 0 is dim(W)1 = n2 1. Thus if we show the dimension of W0
is also n2 1 then we will be done. We do this by exhibiting n2 1 linearly independent elements of W0 . Denote by Ei j the ma-
trix with a one in the i, j position and zeros in all other positions. Let Hi j = Eii E j j . Let B = {Ei j | i , j} {H1,i | 2 i n}.
We will show that B W0 and that B is a linearly independent set. First, it clear that they are linearly independent be-
cause Ei j is the only vector in B with a non-zero value in the i, j position and H1,i is the only vector in B with a non-zero
value in the i, i position. Now 2Ei j = Hi j Ei j Ei j Hi j and Hi j = Ei j E ji E ji Ei j . Thus Ei j W0 and Hi j W0 . Now
|B| = |{Ei j | i , j}| + |{H1,i | 2 i n}| = (n2 n) + (n 1) = n2 1 Thus we are done.
(b) Show that the dual space W of W can be naturally identified with the linear functionals
f (x1 , . . . , xn ) = c1 x1 + + cn xn
on F n which satisfy c1 + + cn = 0.
Solution: (a) Let g be the functional g(x1 , . . . , xn ) = x1 + + xn . Then W is exactly the kernel of g. Thus dim(W) = n 1.
Let i = 1 i+1 for i = 1, . . . , n 1. Then {1 , . . . , n1 } are linearly independent and are all in W so they must be a basis
for W. Let f (x1 , . . . , xn ) = c1 x1 + + cn xn be a linear functional. Then f W 0 f (1 ) = = f (n ) = 0 c1 ci = 0
i = 2, . . . , n c such that ci = c i. Thus f (x1 , . . . , xn ) = c(x1 + + xn ).
Let {1 , . . . , n1 } be the basis for W from part (a). Then fc1 ,...,cn (i ) = 0 i = 1, . . . , n1; which implies c1 = ci i = 2, . . . , n.
Thus ci = (n 1)c1 . But ci = 0, thus c1 = 0. Thus fc1 ,...,cn is the zero function.
P P
Thus the mapping W W is a natural isomorphism. We therefore naturally identify each element in W with a linear
functional f (x1 , . . . , xn ) = c1 x1 + cn xn where ci = 0.
P
Exercise 2: Use Theorem 20 to prove the following. If W is a subspace of a finite-dimensional vector space V and if
{g1 , . . . , gn } is any basis for W 0 , then
W = ri=1 Ngi .
Solution:
Chapter 4: Polynomials
85
86 Chapter 3: Linear Transformations
Chapter 6: Elementary Canonical Forms
Solution: " #
1 0
A=
0 0
" #
x1 0
xI A =
0 x
The characteristic polynomial equals |xI A| = x(x 1). So c1 = 0, c1 = 1. A basis for W1 is {(0, 1)}, 1 = (0, 1). A basis
for W2 is {(1, 0)}, 2 = (1, 0). This is the same whether the base field is R or C since the characteristic polynomial factors
completely.
" #
2 3
A=
1 1
x2 3
|xI A| =
1 x1
" # " #
1+ 11i
3 x 0
= .
2
1 1+ 11i y 0
2
This gives the characteristic vector 1 = ( 1+ 2 11i , 1). To find the a characteristic vector for c2 we solve
" # " #
1 11i
3 x 0
= .
2
1 1 11i y 0
2
This gives the characteristic vector 2 = ( 1 2 11i , 1).
87
88 Chapter 6: Elementary Canonical Forms
" #
1 1
A=
1 1
x 1 1
|xI A| = = (x 1)2 1 = x(x 2). So c1 = 0 for which 1 = (1, 1). And c2 = 2 for which 2 = (1, 1).
1 x 1
This is the same in both R and C since the characteristic polynomial factors completely.
Exercise 2: Let F be an n-dimensional vector space over F. What is the characteristic polynomial of the identity operator on
V? What is the characteristic polynomial for the zero operator?
Solution: The identity operator can be represented by the n n identity matrix I. The characteristic polynomial of the iden-
tity operator is therefore (x 1)n . The zero operator is represented by the zero matrix in any basis. Thus the characteristic
polynomial of the zero operator is xn .
Exercise 3: Let A be an n n triangular matrix over the field F. Prove that the characteristic values of A are the diagonal
entries of A, i.e., the scalars Aii .
Solution: The determinant of a triangular matrix is the product of the diagonal entries. Thus |xI A| =
Q
(x aii ).
Exercise 4: Let T be the linear operator of R3 which is represented in the standard ordered basis by the matrix
9 4 4
8 3 4 .
16 8 7
Prove that T is diagonalizable by exhibiting a basis for R3 , each vector fo which is a characteristic vector of T .
Solution:
x + 9 4
4
|xI A| = 8 x 3 4
8 x7
16
x + 9
0 4
= 8 x+1
4
x 1 x 7
16
x + 9 0
4
= (x + 1) 8
1 4
1 x 7
16
x + 9 0
4
= (x + 1) 8
1 4
0 x 11
24
x + 9 4
= (x + 1)
24 x 11
= (x + 1)[(x + 9)(x 11) + 96] = (x + 1)(x2 2x 3) = (x + 1)(x 3)(x + 1) = (x + 1)2 (x 3). Thus c1 = 1, c2 = 3. For c1 ,
xI A equals
8 4 4
= 8 4 4
16 8 8
Section 6.2: Characteristic Values 89
This matrix evidently has rank one. Thus the null space has rank two. The two characteristic vectors (1, 2, 0) and (1, 0, 2) are
independent, so they form a basis for W1 . For c2 , xI A equals
12 4 4
= 8 0 4
16 8 4
Thus the null space one dimensional and is given by (z/2, z/2, z). So (1, 1, 2) is a characteristic vector and a basis for W2 . By
Theorem 2 (ii) T is diagonalizable.
Exercise 5: Let
6 3 2
4 1 2 .
10 5 3
Is A similar over the field R to a diagonal matrix? Is A similar over the field C to a diagonal matrix?
Solution:
x 6 3 2
= 4 x+1
2
10 x+3
5
x 6 3 2
= x + 2 x 2
0
10 x+3
5
x 6 3 2
= (x 2) 1 1
0
10 5 x + 3
x 3 3 2
= (x 2) 0
1 0
5 5 x + 3
= (x 2)((x 3)(x + 3) + 10) = (x 2)(x2 + 1). Since this is not a product of linear factors over R, by Theorem 2, page 187, A is
not diagonalizable over R. Over C this factors to (x 2)(x i)(x + i). Thus over C the matrix A has three distinct characteristic
values. The space of characteristic vectors for a given characteristic value has dimension at least one. Thus the sum of the
dimensions of the Wi s must be at least n. It cannot be greater than n so it must equal n exactly. Thus A is diagonalizable over C.
Exercise 6: Let T be the linear operator on R4 which is represented in the standard ordered basis by the matrix
0 0 0 0
a 0 0 0
.
0 b 0 0
0 0 c 0
Under what conditions on a, b, and c is T diagonalizable?
Solution:
x 0 0 0
a x 0 0
|xI A| =
0 b x 0
0 0 c x
90 Chapter 6: Elementary Canonical Forms
= x4 . Therefore there is only one characteristic value c1 = 0. Thus c1 I A = A and W1 is the null space of A. So A is
diagonalizable dim(W) = 4 A is the zero matrix a = b = c = 0.
Exercise 7: Let T be the linear operator on the n-dimensional vector space V, and suppose that T has n distinct characteristic
values. Prove that T is diagonalizable.
Solution: The space of characteristic vectors for a given characteristic value has dimension at least one. Thus the sum of the
dimensions of the Wi s must be at least n. It cannot be greater than n so it must equal n exactly. Thus by Theorem 2, T is
diagonalizable.
Exercise 8: Let A and B be n n matrices over the field F. Prove that if (I AB) is invertible, then I BA is invertible and
Solution:
(I BA)(I + B(I AB)1 A)
= I BA + B(I AB)1 A BAB(I AB)1 A
= I B(A (I AB)1 A + AB(I AB)1 A)
= I B(I (I AB)1 + AB(I AB)1 A
= I B(I (I AB)(I AB)1 )A
= I B(I I)A
= I.
Exercise 9: Use the result of Exercise 8 to prove that, if A and B are n n matrices over the field F, then AB and BA have
precisely the same characteristic values in F.
Solution: By Theorem 3, page 154, det(AB) = det(A) det(B). Thus AB is singular BA is singular. Therefore 0 is a charac-
teristic values of AB 0 is a characteristic value of BA. Now suppose the characteristic value c of AB is not equal to zero.
by #8
Then |cI AB| = 0 cn |I 1c AB| = 0 cn |I 1c BA| = 0 |cI BA| = 0.
Exercise 10: Suppose that A is a 2 2 matrix with real entries which is symmetrix (At = A). Prove that A is similar over R to
a diagonal matrix.
" #
a b x a b
Solution: A = . So |xI A| = = (x a)2 b2 = (x a b)(x a + b). So c1 = a + b, c2 = a = b.
c d b x a
If b = 0 then A is already diagonal. If b , 0 then c1 , c2 so by Exercise 7 A is diagonalizable.
Exercise 11: Let N be a 2 2 complex matrix such that N 2 = 0. Prove that either N = 0 or N is similar over C to
" #
0 0
.
1 0
" # " # " #
a b a b
Solution: Suppose N = . Now N = 0
2
, are characteristic vectors for the characteristic value 0.
c d c d
" # " # " #
a b 0 0
If , are linearly independent then W1 has rank two and N is diagonalizable to . If PNP1 = 0 then
c d 0 0
" # " #
a b
N = P1 0P = 0 so in this case N itself is the zero matrix. This contradicts the assumption that , are linearly
c d
independent.
Section 6.2: Characteristic Values 91
" # " #
a b
So we can assume that , are linearly dependent. If both equal the zero vector then N = 0. So we can assume at least
c d
" # " # " #
b a 0 a 0
one vector is non-zero. If is the zero vector then N = . So N = 0 a = 0 a = 0. Thus N =
2 2
. In
d c 0 c 0
" # " # " #
0 0 c 0 a
this case N is similar to N = via the matrix P = . Similary if is the zero vector, then N 2 = 0 implies
1 0 0 1 c
" # " # " #
0 b 0 0 0 1
d2 = 0 implies d = 0 so N = . In this case N is similar to N = via the matrix P = , which is
0 0 b 0 1 0
" #
0 0
simiilar to as above.
1 0
" # " #
a b
By the above we can assume neither or is the zero vector. Since they are linearly dependent we can assume
c d
" # " # " #
b a a ax
=x so N = . So N 2 = 0 implies
d c c cx
a(a + cx) = 0
c(a + cx) = 0
ax(a + cx) = 0
cx(a + cx) = 0.
" #
0 0
We know that at least one of a or c is not zero. If a = 0 then since c , 0 it must be that x = 0. So in this case N =
c 0
" #
0 0
which is similar to as before. If a , 0 then x , 0 else a(a + cx) = 0 implies a = 0. Thus a + cx = 0 so
1 0
" # " # " # " # " #
a ax a a x 0 a a 0 0
N = . This is similar to via P = . And is similar to via
a/x a a a 0 1/ x a a a 0
" # " #
1 1 0 0
P= . And this finally is similar to as before.
1 0 1 0
Exercise 12: Use the result of Exercise 11 to prove the following: If A is a 2 2 matrix with complex entries, then A is similar
over C to a matrix of one of the two types
" # " #
a 0 a 0
.
0 b 1 a
" #
a b
Solution: Suppose A = . Since the base field is C the characteristic polynomial p(x) = (x c1 )(x c2 ). If c1 , c2
c d
then A is diagonalizable by Exercise 7. If c1 = c2 then p(x) = (x c1 )2 . If W has dimension two then A is "diagonalizable
# by
a 0
Theorem 2. Thus we will be done if we show that if p(x) = (x c1 ) and dim(W1 ) = 1 then A is similar to
2
.
1 a
We will need the following three identities:
" # " # " #
a 0 a 0 c 0
via p = (23)
c d 1 d 0 1
" # " # " #
a b ab cd 1 0
via p = (24)
c d b d 1 1
" # " # " #
a b a xb x 0
via p = for x , 0. (25)
c d c/x d 0 1/ x
92 Chapter 6: Elementary Canonical Forms
" # " #
a b a bc/d
Now we know in this case that A is not diagonalizable. If d , 0 then by (25) with x = c/d and this
c d d d
" #
a bc/d 0
in turn is similar to by (24).
a + 2bc/d d
" #
d 0
Now we know the diagonal entries are the characteristic values, which are equal. Thus a = d. So this equals bc
d x d
" #
d 0
where x = a + 2bc
d and we know x , 0 since A is not diagonalizable. Thus A by (23). Now suppose d = 0. Then
1 d
" # " # " # " #
a b 0 c 0 1 a 0
A= via p = . If b = 0 then A = and again since A has equal characteristic values it
c 0 b a 1 0 c 0
" # " # " # " #
0 0 0 0 c 0 0 c
must be that a = 0. So A = which is similar to via P = . So assume b , 0. Then A
c 0 1 0 0 1 b a
and we can argue exact as above were d , 0.
Exercise 13: Let V be the vector space of all functions from R into R which are continuous, i.e., the space of continuous
real-valued functions on the real line. Let T be the linear operator on V defined by
Z x
(T f )(x) = f (t)dt.
0
(x c1 )d1 (x ck )dk ,
where c1 , . . . , ck are distinct. Let V be the space of n n matrices B such that AB = BA. Prove that the dimension of V is
d12 + + dk2 .
Solution: Write
c1 I
c2 I 0
A = .
..
0 .
ck I
Write
B11 B12 B1k
B
21 B22 B2k
B = . .. .. ..
.. . . .
Bk1 Bk2 Bkk
where Bi j has dimenson di d j . Then AB = BA implies
Thus ci , c j for i , j implies Bi j = 0 for i , j, while B11 , B22 , . . . , Bkk can be arbitrary. The dimension of Bii is therefore di2
thus the dimension of the space of all such Bii s is d12 + d22 + + dk2 .
Exercise 15: Let V be the space of n n matrices over F. Let A be a fixed n n matrix over F. Let T be the linear operator
left multiplication by A on V. Is it true that A and T have the same characteristic values?
Solution: Yes. Represent an element of V as a column vector by stacking the columns of V on top of each other, with the
A
A 0
first column on top. Then the matrix for T is given by .. . By the argument on page 157 the determinant of
0 .
A
this matrix is det(A)n . Thus if p is the characteristic polynomial of A then pn is the characteristic polynomial of T . Thus they
have exactly the same roots and thus they have exactly the same characteristic values.
Exercise 1: Let V be a finite-dimensional vector space. What is the minimal polynomial for the identity operator on V? What
is the minimal polynomial for the zero operator?
Solution: The minimal polynomial for the identity operator is x 1. It annihilates the identity operator and the monic zero
degree polynomial p(x) = 1 does not, so it must be the minimal polynomial. The minimal polynomial for the zero operator is
x. It is a monic polynomial that annihilates the zero operator and again the monic zero degree polynomial p(x) = 1 does not,
so it must be the minimal polynomial.
Exercise 2: Let a, b and c be tlements of a field F, and let A be the following 3 3 matrix over F:
0 0 c
A = 1 0 b .
0 1 a
Prove that the characteristic polynomial for A is x x ax2 bx c and that this is also the minimal polynomial for A.
ac + rc
s c
= r b+s c + ba + br , 0.
1 a + r b + a2 + ra + s
Thus f (A) , 0 for all f F[x] such that deg(F) = 2. Thus the minimum polynomial cannot have degree two, it must therefore
have degree three. Since it divides x3 ax2 bx c it must equal x3 ax2 bx c.
94 Chapter 6: Elementary Canonical Forms
= x2 (x2 2x + 1) = x2 (x 1)2 .
The minimum polynomial is clearly not linear, thus the minimal polynomial is one of x2 (x1)2 , x2 (x1), x(x1)2 or x(x1).
We will plug A in to the first three and show it is not zero. It will follow that the minimum polynomial must be x2 (x 1)2 .
0 0 0 0
0 0 0 0
A2 =
3 3 3 2
2 2 2 1
0 1 0 0
1 2 0 0
A I =
2 2 1 1
1 1 1 1
and
1 2 0 0
2 3 0 0
(A I)2 =
1 1 0 0
0 0 0 0
Thus
0 0 0 0
0 0 0 0
A (A I) =
2 ,0
1 1 1 1
1 1 1 1
1 1 0 0
1 1 0 0
A(A I) =
2 ,0
0 0 0 0
0 0 0 0
and
1 1 0 0
1 1 0 0
A(A I) = , 0.
1 1 1 1
1 1 2 2
Thus the minimal polynomial must be x2 (x 1)2 .
Exercise 4: Is the matrix A of Exercise 3 similar over the field of complex numbers to a diagonal matrix?
Section 6.3: Annihilating Polynomials 95
Solution: Not diagonalizable, because for characteristic value c = 0 the matrix A cI = A and A is row equivalent to
1 1 0 0
0 0 1 0
0 0 0 1
0 0 0 0
which has rank three. So the null space has dimension one. So if W is the null space for A cI then W has dimension one,
which is less than the power of x in the characteristic polynomial. So by Theorem 2, page 187, A is not diagonalizable.
Exercise 5: Let V be an n-dimensional vector space and let T be a linear operator on V. Suppose that there exists some
positive integer k so that T k = 0. Prove tht T n = 0.
Solution: T k = 0 the only characteristic value is zero. We know the minimal polynomial divides this so the minimal poly-
nomial is of the form tr for some 1 r n. Thus by Theorem 3, page 193, the characteristic polynomials only root is zero,
and the characteristic polynomial has degree n. So the characteristic polynomial equals tn . By Theorem 4 (Caley-Hamilton)
T n = 0.
Solution: If A2 = 0 and A , 0 then the minimal polynomial is x or x2 . So any A , 0 such that A2 = 0 has minimal polynomial
x2 . E.g.
0 0 0
A = 1 0 0 .
0 0 0
Exercise 7: Let n be a positive integer, and let V be the space of polynomials over R which have degree at most n (throw in
the 0-polynomial). Let D be the differentiation operator on V. What is the minimal polynomial for D?
Solution: 1, x, x2 , . . . , xn is a basis.
1 7 0
x 7 1
x2 7 2x
..
.
xn 7 nxn1
The matrix for D is therefore
0 1 0 0 0
0 0 2 0 0
0 0 0 3 0
.. .. .. .. .. ..
. . . . . .
0 0 0 0 n
Suppose A is a matrix such that ai j = 0 except when j = i + 1. Then A2 has ai j = 0 except when j = i + 2. A3 has ai j = 0
except when j = i + 3. Etc., where finally An = 0. Thus if ai j , 0 j = i + 1 then Ak , 0 for k < n and An = 0. Thus the
minimum polynomial divides xn and cannot be xk for k < n. Thus the minimum polynomial is xn .
Exercise 8: Let P be the operator on R2 which projects each vector onto the x-axis, parallel to the y-axis: P(x, y) = (x, 0).
Show that P is linear. What is the minimal polynomial for P?
96 Chapter 6: Elementary Canonical Forms
# "
1 0
Solution: P can be given in the standard basis by left multiplication by A = . Since P is given by left multiplication
0 0
by a matrix, P is clearly linear. Since A is diagonal, the characteristic values are the diagonal values. Thus the characteristic
values of A are 0 and 1. The characteristic polynomial is a degree two monic polynomial for which both 0 and 1 are roots.
Therefore the characteristic polynomial is x(x 1). If the characteristic polynomial is a product of distinct linear terms then
it must equal the minimal polynomial. Thus the minimal polynomial is also x(x 1).
f = (x c1 )d1 (x ck )dk .
Show that
c1 d1 + + ck dk = trace(A).
# "
a b
Solution: Suppose A is n n. Claim: |xI A| = xn + trace(A)xn1 + . Proof by induction: case n = 2. A = .
c d
|xI A| = x2 + (a + d)x + (ad bc). The trace of A is a + d so we have established the claim for the case n = 2. Suppose true
for up to n 1. Let r = a22 + a33 + + ann . Then
x a11 a12 a1n
a21 x a22 a2n
. .. ..
..
. .
an1 an2 x ann
Now expanding by minors using the first column, and using induction, we get that this equals
= xn tr(A)xn1 +
Now if f (x) = (x c1 )d1 (x ck )dk then the coefficient of xn1 is c1 d1 + ck dk so it must be that c1 d1 + ck dk = tr(A).
Exercise 10: Let V be the vector space of n n matrices over the field F. Let A be a fixed n n matrix. Let T be the linear
operator on V defined by
T (B) = AB.
Show that the minimal polynomial for T is the minimal polynnomial for A.
Solution: If we represent a n n matrix as a column vector by stacking the columns of the matrix on top of each other, with
the first column on the top, then the transformation T is represented in the standard basis by the matrix
A
A 0
M = .
..
0 .
A
Section 6.4: Invariant Subspaces 97
And since
f (A)
f (A) 0
f (M) =
..
0 .
f (A)
Exercise 11: Let A and B be n n matrices over the field F. According to Exercise 9 of Section 6.2, the matrices AB and
BA have the same characteristic values. Do they have the same characteristic polynomial? Do they have the same minimal
polynomial?
Solution: In Exercise 9 Section 6.2 we showed |xI = AB| = 0 |xI BA| = 0. Thus we have two monic polynomials of
degree n with exactly the same roots. Thuse they are
" equal.# So the characteristic
" # polynomials
" are equal.
# But the
" minimum
#
0 0 1 0 0 0 0 0
polynomials need not be equal. To see this let A = and B = . Then AB = and BA = so
1 0 0 0 1 0 0 0
the minimal polynomial of BA is x and the minimal polynomial of AB is clearly not x (it is in fact x2 ).
(a) Prove that the only subspaces of R2 invariant under T are R2 and the zero subspace.
(b) If U is the linear operator on C2 , the matrix of which in the standard ordered basis is A, show that U has 1-dimensional
invariant subspaces.
x1 1
Solution: (a) The charactersistic polynomial equals = (x1)(x2)+2 = x2 3x+4. This is a parabola open-
2 x 2
ing upwards with vertex (3/2, 7/4), so it has no real roots. If T had an invariant subspace it would have to be 1-dimensional
and T would therefore have a characteristic value.
(b) Over C the characteristic polylnomial factors into two linears. Therefore over C, T has two characteristic values and
therefore has at least one characteristic vector. The subspace generated by a characteristic vector is a 1-dimensional subspace.
Exercise 2: Let W be an invariant subspace for T . Prove that the minimal polynomial for the restriction operator T W divides
the minimal polynomial for T , without referring to matrices.
Solution: The minimum polynomial of T W divides any polynomial f (t) where f (T W ) = 0. If f is the minimum polynomial
for T then F(T )v = 0 v V. Therefore, f (T )w = 0 w W. So f (T W )w = 0 w W since by definition f (T W )w = f (T )w
for w W. Therefore, f (T W ) = 0. Therefore the minimum polynomial for T W divides f .
Exercise 3: Let c be a characteristic value of T and let W be the space of characteristic vectors associated with the character-
istic value c. What is the restriction operator T W ?
Solution: For w W the transformation T (w) = cw. Thus T W is diagonalizable with single characteristic value c. In other
98 Chapter 6: Elementary Canonical Forms
Exercise 4: Let
0 1 0
A = 2 2 2 .
2 3 2
Is A similar over the field of real numbers to a triangular matrix? If so, find such a triangular matrix.
Solution:
2 2 2
A2 = 0 0 0 .
2 2 2
Solution: A2 = A A satisfies the polynomial x2 x = x(x 1). Therefore the minimum polynomial of A is either x, x 1 or
x(x 1). In all three cases the minimum polynomial factors into distinct linears. Therefore, by Theorem 6 A is diagonalizable.
Exercise 6: Let T be a diagonalizable linear opeartor on the n-dimensional vector space V, and let W be a subspace which is
invariant under T . Prove that the restriction operator T W is diagonalizable.
Solution: By the lemma on page 80 the minimum polynomial for T W divides the minimum polynomial for T . Now T di-
agonalizable implies (by Theorem 6) that the minimum polynomial for T factors into distinct linears. Since the minimum
polynomial for T W divides it, it must also factor into distinct linears. Thus by Theorem 6 again T W is diagonalizable.
Exercise 7: Let T be a linear operator on a finite-dimensional vector space over the field of complex numbers. Prove that T
is diagonalizable if and only if T is annihilated by some polynomial over C which has distinct roots.
Solution: If T is diagonalizable then its minimum polynomial is a product of distinct linear factors, and the minimal poly-
nomial annihilates T . This proves . Now suppose T is annihilated by a polynomial over C with distinct roots. Since
the base field is C this polynomial factors completely into distinct linear factors. Since the minimum polynomial divides this
polynomial the minimum polynomial factors completely into distinct linear factors. Thus by Theorem 6, T is diagonalizable.
Section 6.4: Invariant Subspaces 99
Exercise 8: Let T be a linear operator on V. If every subspace of V is invariant under T , then T is a scalar multiple of the
identity operator.
Solution: Let {i } be a basis. The subspace generated by i is invariant thus T i is a multiple of i . Thus i is a characteristic
vector since T i = ci i for some ci . Suppose i, j such that ci , c j . Then T (i + j ) = T i + T j = ci i + c j j = c(i + j ).
Since the subspace generated by {i , j } is invariant under T . Thus ci = c and c j = c since coefficients of linear combinations
of basis vectors are unique. Thus T i = ci i. Thus T is c times the identity operator.
on the space of continuous functions on the interval [0, 1]. Is the space of polynomial functions invariant under T ? Ths space
of differentiable functions? The space of functions which vanish at x = 1/2?
Solution: The integral from 0 to x of a polynomial is again a polynomial, so the space of polynomial functions is invariant
under T . The integral from 0 to x of a differntiable function is differentiable,
Rx so the space of differentiable functions is invari-
ant under T . Now let f (x) = x 1/2. Then f vanishes at 1/2 but 0 f (t)dt = 12 x2 21 x which does not vanish at x = 1/2. So
the space of functions which vanish at x = 1/2 is not invariant under T .
Exercise 10: Let A be a 3 3 matrix with real entries. Prove that, if A is not similar over R to a triangular matrix, then A is
similar over C to a diagonal matrix.
Solution: If A is not similar to a tirangular matrix then the minimum polynomial of A must be of the form (x c)(x2 + ax + b)
where x2 + ax + b has no real roots. The roots of x2 + ax + b are then two non-real complex conjugates z and z. Thus over C
the minimum polynomial factors as (x c)(x z)(x z). Since c is real, c, z and z constintute three distinct numbers. Thus by
Theorem 6 A is diagonalizable over C.
Exercise 11: True or false? If the triangular matrix A is similar to a diagonal matrix, then A is already diagonal.
" #
1 1
Solution: False. Let A = . Then A is triangular and not diagonal. The characteristic polynomial is x(x 1) which
0 0
has distinct roots, so the minimum polynomial is x(x 1). Thus by Theorem 6, A is diagonalizable.
Exercise 12: Let T be a linear operator on a finite-dimensional vector space over an algebraically closed field F. Let f be a
polynomial over F. Prove that c is a characteristic value of f (T ) if and only if c = f (t), where t is a characteristic value of T .
Solution: Since F is algebraically closed, the corollary at the bottom of page 203 implies theres a basis under which T is
represented by a triangular matrix A. A = [ai j ] where ai j = 0 if i > j and the aii , i = 1, . . . , n are the characteristic values of T .
Now f (A) = [bi j ] where bi j = 0 if i > j and bii = f (aii ) for all i = 1, . . . , n. Thus the characteristic values of f (A) are exactly
the f (c)s where c is a characteristic value of A. Since f (A) is a matrix representative of f (T ) in the same basis, we conclude
the same thing about the tranformation T .
Exercise 13: Let V be the space of n n matrices over F. Let A be a fixed n n matrix over F. Let T and U be the linear
operators on V defined by
T (B) = AB
U(B) = AB BA
Solution: (a) True by Exercise 10 Section 6.3 page 198 since by Theorem 6 diagonalizability depends entirely on the mini-
mum polynomial.
First we show:
The maximum size of a set of linearly independent commuting triangulizable 2 2 matrices is two ()
Suppose that {A1 , A2 , A3 } are three linearly independent commuting upper-triangular 2 2 matrices. Let V be the space gen-
erated by {A1 , A2 , A3 }. So dim(V) = 3.
h i
Write Ai = 0 NMi i where Ni is 1 2. Since dim(V) = 3 it cannot be that all three Mi s are zero. Assume WLOG that M1 , 0.
Then M2 = c2 M1 and M3 = c3 M1 for some constants c1 , c2 . Let B2 = A2 c2 A1 and B3 = A3 = c3 A1 . Then {B2 , B3 } are
lineraly independent in V.
h i h i
Write B2 = t2
00 and B3 = t3
00 where {t2 , t3 } are linearly independent 1 2 matrices.
h i h i
Similarly B02 and B03 in V such that B02 = 0
0 t20 , B03 = 00 t30 , where {t20 , t30 } are linearly independent.
Since B2 , B3 , B02 , B03 are all in V, they all commute with each other. Thus ti t0j = 0 i, j.
h i
Let A be the 2 2 matrix tt34 . Then rank(A) = 2 but At20 = 0 and At30 = 0 thus null(A) = 2. Therefore rank(A) + null(A) = 4.
But rank(A) + null(A) cannot be greater than dim(V) = 2. This contradiction imples we cannot have {A1 , A2 , A3 } all three be
" 2 2# matrices.
commuting linearly independent upper-triangular " #But we know we can have two commuting linearly indepen-
1 0 0 0
dent upper-triangular 2 2 matrices because , are such a pair.
0 0 0 1
We now turn to the case n = 3. Suppose F is a commuting family of linearly independent 3 3 matrices with |F | = 4. We
know P such that P1 F P is a family of upper tirangular commuting matrices. Let V be the space generated by F . Then
dim(V) = 4. Let A1 , A2 , A3 , A4 be a linearly independent subset of V. For each i a 2 2 matrix Mi and a 1 3 matrix Ni
such that
Ni
A = 0
0
Mi
0
Since the Ai s commute, for 1 i, j 4 we have Mi M j = M j Mi . Suppose W is the vector space spanned by the set
{M1 , M2 , M3 , M4 } and let k = dim(W). We know by () that k 2. Since {A1 , A2 , A3 , A4 } are independent we also know k 1.
First assume k = 1. Then WLOG assume M1 generates W. Then for i = 2, 3, 4 ni such that Mi = ni M1 . For i =h 2, i 3, 4 define
Bi = Ai ni A1 . Since {A1 , A2 , A3 , A4 } are linearly independent, {B2 , B3 , B4 } are linearly independent and Bi = 0 where ti is
ti
Now assume k = 2. Then WLOG assume M1 , M2 generate W. Then for each i = 3, 4 ni1 , ni2 such that Mi = ni1 M1 + ni2 M2 .
For i = 3, 4 define Bi =
h iAi ni1 A1 ni2 A2 . Then {A1 , A2 , A3 , A4 } linearly independent implies {B3 , B4 } are linearly independent
and for i = 3, 4, Bi = t0i where ti is 1 n. Since {B3 , B4 } are linearly independent, {t3 , t4 } are linearly independent.
102 Chapter 6: Elementary Canonical Forms
hi
Thus in both cases (k = 1, 2) we have produced a set of 4 k linearly independent 1 n matrices {ti } such that Bi = ti
0 .
By a similar argument we obtian a set of two or three linearly independent n 1 matrices {t30 , t40 } or {t20 , t30 , t40 } such that
B0i = [0 | ti0 ] is a matrix in V.
Now since all Bi s and B0i s all belong to the commuting family V, one sees that ti t0j = 0 i, j.
Let A be the m 4 matrix (m = 2 or 3) such that its ith row is ti Since the ti s are independent we have rank(A) m 2.
On the other hand At0j = 0 for all j and the t0j s are linearly independent. Thus the null space of A has rank greater or equal
to the numnber of t0j s. Thus rank(A) 2 and null(A) 2. But since A is 3 3 we know that rank(A) + null(A) = 3. This
contradiction implies the set {A1 , A2 , A3 , A4 } cannot be linearly independent.
1 0 0 0 0 0 0 0 0
Now we can achieve three independent such matrices because 0 1 0 , 0 1 0 and 0 0 0 are such a triple.
0 0 0 0 0 0 0 0 1
Exercise 3: Let T be a linear operator on an n-dimensional space, and suppose that T has n distinct characteristic values.
Prove that any linear operator which commutes with T is a polynomial in T .
Solution: Since T has n distinct characteristic values, T is diagonalizable (exercise 6.2.7, page 190). Choose a basis B for
which T is represented by a diagonal matrix A. Suppose the linear transformation S commutes with T . Let B be the matrix
of S in the basis B. Then the i j-th entry of AB is aii bi j and the i j-th entry of BA is a j j bi j . Therefore if aii bi j = a j j bi j and
aii , a j j , then it must be that bi j = 0. So we have shown that B must also be diagonal. So we have to show there exists a
polynomial such that f (aii ) = bii for all i = 1, . . . , n. By Section 4.3 there exists a polynomial with this property.
Exercise 4: Let A, B, C, and D be n n complex matrices which commute. Let E be the 2n 2n matrix
" #
A B
E= .
C D
Solution: By the corollary on paeg 203 we know A, B, C, and D are all triangulable. By Theorem 7 page 207 we know they
are simultaneously triangulable. Let P be the matrix that simultaneously triangulates them. Let
" #
P 0
M= .
0 P
Then " #
P1 0
M 1
= .
0 P1
And " #
A0 B0
M 1 EM = ,
C0 D0
where A0 , B0 , C 0 , and D0 are upper triangular. Now det(E) = det(M 1 EM). Suppose the result were true for upper triangular
matrices A, B, C, and D. Then det(E) = det(M 1 EM) = det(P1 AP P1 DP P1 BP P1CP) = det(P1 ADP P1 BCP) =
det(P1 (AD BC)P) = det(AD BC).
Thus it suffices to prove the result for upper triangular matrices. So in what follows we drop the primes and assume A, B, C,
and D are upper triangular. We proceed by induction. Suppose first that n = 1. Then the theorem is clearly true. Suppose it is
true up to n 1.
Section 6.5: Simultaneous Triangulation; Simultaneous Diagonliazation 103
If A, B, C, and D are upper triangular then it is clear that det(AD BC) = ni=1 (aii dii bii cii ). So by induction we assume
Q
det(E) = i=1 (aii dii bii cii ) whenever E has dimension 2m for m < n (of couse always assuming A, B, C, and D commute).
Qm
The n + 1 column of each of these matrices has only one non-zero element. So we next expand by cofactors of the n + 1-th
column of each matrix, which gives
a22 A00 b22 B00 a22 A00 b22 B00
.. .. .. ..
. . . .
0 ann 0 bnn 0 ann 0 bnn
(1)2n a11 d11 + (1)2n+1 c b
11 11
C 00 D00 C 00 D00
c22 d22 c22 d22
.. .. .. ..
. . . .
0 cnn 0 dnn 0 cnn 0 dnn
a22 A00 b22 B00
.. ..
. .
0 ann 0 bnn
= (a11 d11 c11 b11 ) .
C 00 D00
c22 d22
.. ..
. .
0 cnn 0 dnn
104 Chapter 6: Elementary Canonical Forms
QED
Exercise 5: Let F be a field, n a positive integer, and let V be the space of n n matrices over F. If A is a fixed n n
matrix over F, let T A be the linear operator on V defined by T A (B) = AB BA. Consider the family of linear operators T A
obtained by letting A vary over all diagonal matrices. Prove that the operators in that family are simultaneously diagonalizable.
Solution: If we stack the cloumns of an n n matrix on top of each other with column one at the top, the matrix of T A in the
A
A
. Thus if A is diagonal then T is diagonalizable.
standard basis is then given by .. A
.
A
Now T A T B (C) = ABC ACB BCA + CBA and T B T A (C) = BAC BCA ACB + CAB. Therefore we must show that
BAC + CAB = ABC + CBA. The i, j-th entry of BAC + CAB is ci j (aii bii + a j j b j j ). And this is exactly the same as the i, j-th
entry of ABC + CBA. Thus T A and T B commute. Thus by Theorem 8 the family can be simultaneously diagonalized.
Solution:
Exercise 2: Let V be a finite-dimensional vector space and let W1 , . . . , Wk be subspaces of V such that
Prove that V = W1 Wk .
Solution:
Exercise 3: Find a projection E which projects R2 onto the subspace spanned by (1, 1) along the subspace spanned by (1, 2).
Solution:
Exercise 4: If E1 and E2 are projections onto independent subspaces, then E1 + E2 is a projection. True or false?
Solution:
Exercise 5: If E is a projection and f is a polynomial, then f (E) = aI + bE. What are a and b in terms of the coefficents of f ?
Solution:
Exercise 6: True or false? If a diagonalizable operator has only the characteristic values 0 and 1, it is a projection.
Solution:
Section 6.6: Direct-Sum Decompositions 105
Exercise 7: Prove that if E is the projection on R along N, then (I E) is the projection on N along R.
Solution:
Solution:
Exercise 9: Let V be a real vector space and E an idempotent linear operator on V, i.e., a projection. Prove that (I + E) is
invertible. Find (I + E)1 .
Solution:
Exercise 10: Let F be a subfield of the complex numbers (or, a field of characteristic zero). Let V be a finite-dimensinal
vector space over F. Suppose that E1 , . . . , Ek are projections of V and that E1 + Ek = I. Prove that Ei E j = 0 for i , j
(Hint: use the trace function and ask yourself what the trace of a porjection is.)
Solution:
V j = W1 + W j1 + W j+1 + + Wk .
Suppose that V = W1 Wk . Prove that the dual space V has the direct-sum decomposition V = V10 Vk0 .
Solution: