De Jongh 1999 EMDR and Phobias
De Jongh 1999 EMDR and Phobias
De Jongh 1999 EMDR and Phobias
6985, 1999
Pergamon Copyright 1999 Elsevier Science Ltd
Printed in the USA. All rights reserved
0887-6185/99 $see front matter
PII S0887-6185(98)00040-1
Treatment of Specific
Phobias with Eye Movement
Desensitization and Reprocessing
(EMDR): Protocol, Empirical
Status, and Conceptual Issues
A. De Jongh, ph.d.
Academic Centre for Dentistry and Centre for Psychotrauma and Psychotherapy, Amsterdam,
The Netherlands
M. R. Renssen, m.s.
Free University, Amsterdam, The Netherlands
AbstractThis paper considers the current empirical status of Eye Movement Desensi-
tization and Reprocessing (EMDR) as a treatment method for specific phobias, along
with some conceptual and practical issues in relation to its use. Both uncontrolled and
controlled studies on the application of EMDR with specific phobias demonstrate that
EMDR can produce significant improvements within a limited number of sessions. With
regard to the treatment of childhood spider phobia, EMDR has been found to be more
effective than a placebo control condition, but less effective than exposure in vivo. The
empirical support for EMDR with specific phobias is still meagre, therefore, one should
remain cautious. However, given that there is insufficient research to validate any
method for complex or trauma related phobias, that EMDR is a time-limited proce-
dure, and that it can be used in cases for which an exposure in vivo approach is difficult
Requests for reprints should be sent to A. De Jongh, Department of Social Dentistry and Dental
Health Education, Academic Centre for Dentistry Amsterdam, Louwesweg 1, 1066 EA Amster-
dam, The Netherlands; E-mail: adnicole@knoware.nl
69
70 A. DE JONGH, E. TEN BROEKE, AND M. R. RENSSEN
to administer, the application of EMDR with specific phobias merits further clinical and
research attention. 1999 Elsevier Science Ltd. All rights reserved.
1
Emmelkamp et al. (1989) formulate a set of criteria that makes successful behavioral treatment in
a few hours of specific phobias less likely: connections with other complaints, a stimulus that is not
well-defined, and not being sufficiently motivated to endure short periods of strong anxiety (p. 85).
72 A. DE JONGH, E. TEN BROEKE, AND M. R. RENSSEN
It is clear that even if the memories of this traumatic event are successfully
processed and emotionally integrated, Ms. A. will still have to learn to ingest
solid food. Consequently, the application of only the standard EMDR proto-
col for treating PTSD (Shapiro, 1995) in such cases will not be sufficient. In
contrast to its application with PTSD, the treatment of specific phobias with
EMDR should not be concluded until the client is prepared for future interac-
tions with (formerly) anxiety-eliciting stimuli or situations. This may involve
acquisition of adaptive coping skills, such as mental strategies to handle fear
of fear and techniques to relax or to distract oneself. In addition, clients
should be able to put what they have learned into practice and be given the op-
portunity to further increase self-confidence through overcoming their fears
and perceiving further progress.
Two sessions of EMDR were needed to alleviate Ms. A.s fearful emotions
related to her traumatic memories of the childrens party. At this point she
felt able to swallow solid food again. A SCL-90-R filled out 1 week after the
second session showed a total score of 135 (above average). Because she
had restricted her consumption to soft food and fluids for several years,
EMDR AND SPECIFIC PHOBIAS 73
three sessions were devoted to the practice of eating to help her to get fully
used to the consumption of solid food. At a 6-month follow-up, it appeared
that these improvements were maintained.
TABLE 1
Phobia Protocol
support for its efficacy remains scarce. This section provides an overview of
the relevant research. For reasons of clarity, reports on treatment of anxious
individuals who clearly did not meet the diagnostic criteria for specific phobia
(e.g., test anxiety among students in Bauman & Melnyk, 1994 and in
Gosselin & Matthews, 1995) have been left out.
In the first uncontrolled study on the use EMDR with phobias, Marquis
(1991) employed EMDR to treat 78 clients who suffered from a wide range of
psychological disorders. EMDR was found to be effective with all of the 10 cli-
ents who suffered from a specific fear or phobia (i.e., flying, high places, and
animals). Unfortunately, as correctly noted by several authors (e.g., Acierno,
Hersen, Van Hasselt, Tremont, & Meuser, 1994; Herbert & Mueser, 1992),
this study has a variety of methodological shortcomings. The critique mainly
pertains to the fact that EMDR was complemented by a variety of other inter-
ventions, the use of self-report measures and nonstandardized therapist rat-
ings to determine treatment progress, and the lack of information regarding
the assessment of clients psychopathology.
Kleinknecht (1993) used EMDR successfully in the treatment of a woman
with a 16-year history of blood and injection phobia. After four brief sessions,
involving less than 1 hour treatment time, the patient succeeded in receiving
injections and having blood drawn. Two other case studies with bloodinjury
injection phobia (Lohr, Tolin, & Kleinknecht, 1995) showed a general de-
crease in Subjective Units of Discomfort Scale (SUD) ratings, and a substan-
tial decrease in scores on the SCL-90-R (Derogatis, 1977) and several standard
medical fear measures following treatment. However, only minor changes
were noted for heart rate and blood pressure. After their EMDR treatment,
that lasted no longer than 1 hour, one person voluntarily participated in a
blood draw for cholesterol testing 3 weeks after treatment and reported an ab-
sence of anticipatory anxiety before the procedure. Six months later, however,
she again experienced a high level of fear during a second blood draw. The
second subject, who was not able to recall an incident that could explain the
onset of the fear, subjected herself to a skin surgery involving many painful
(anaesthetic) needle injections. Although she experienced fear, the anxiety
ratings were much lower than those prior to treatment. Remarkably, in a re-
view concerning the empirical validity of EMDR, the investigators strongly
trivialized their results by stating: if there were real effects of the EMDR pro-
cedure, they were limited to SUD ratings (Lohr, Kleinknecht, Tolin, & Bar-
rett, 1995, p. 291). It should be noted that both reports on the treatment of
blood-injection phobic subjects (Kleinknecht, 1993; Lohr, Tolin, & Klein-
knecht, 1995) provided little information about the application of the proce-
dure. This makes it difficult to determine the extent to which the investigators
administered the entire procedure, or whether they truncated the standard
EMDR protocol. For example, no information was presented on the cognitive
part of the standard protocol (i.e., the selection of appropriate cognitions, and
76 A. DE JONGH, E. TEN BROEKE, AND M. R. RENSSEN
With regard to the mouse phobia, previous behavior therapy with in vivo ex-
posure had not resolved the fear of mice in a 63-year-old woman. One session
of EMDR resulted in a significant reduction of fear when confronted with a
mouse. At 6-month follow-up, her fear of mice had not returned.
One dental phobia case involved the treatment of a male client who devel-
oped a phobic response after experiencing an extremely painful extraction
while he was in a foreign country (De Jongh, Ten Broeke, & Van der Meer,
1995). He avoided further dental treatment for 12 years. A behavioral man-
agement approach with five sessions of gradual exposure and teaching of cop-
ing skills failed to produce much improvement. In contrast, one session of
EMDR resulted in a strong reduction of fear. At his next dental appointment,
treatment could be continued with a level of distress acceptable to the patient.
The other case report on dental phobia concerned a woman who avoided den-
tists for over 30 years (De Jongh & Ten Broeke, 1996). The fear was estab-
lished when she was 8 years old and a dentist had tied her arms with towels to
the dental chair to restrain her during drilling. She also developed panic disor-
der later in life. A year of behavior therapy provided no relief from her symp-
toms. After one session of EMDR, the patient felt competent enough to go
shopping for the first time after a long period. After a second session of
EMDR, she was able to start dental treatment. At 2-year follow-up she was
still free of panic attacks and had completed her dental work.
Acierno, Tremont, Last, and Montgomery (1994) utilized a single-subject
multiple-baseline design to investigate the relative efficacy of EMDR and a
control condition of imaginal exposure named eye focus desensitization.
The subject suffered from an inability to attend funerals or remain in dark
rooms, which, according to the authors, was the result of a complicated com-
bination of Columbian culture lore, childhood aversive learning trials, exceed-
ingly infrequent natural exposure to fear-related stimuli, and pervasive adult
avoidance (p. 275). The subject showed no relief with EMDR (11 sessions)
beyond the control treatment (6 sessions), while large behavioral improve-
ments were noted after in vivo exposure (6 sessions). Notably, the therapist in
this study had no formal training in EMDR and used a protocol contrary to
the standard procedure (e.g., instructions to return to an image of the phobic
situation for each set, relaxation instructions in between sets, repeated associ-
ations of the disturbing image with the negative belief statement, no linking of
a positive self-assessment with the targeted information).
Lohr, Tolin, and Kleinknecht (1996) employed EMDR with two male sub-
jects with traumatically induced claustrophobia using a within-series phase-
change design. The first subject developed a fear of enclosed situations after
being assigned to a compartment below the water line on an aircraft carrier
when he was a naval recruit. The other subjects original precipitating experi-
ence was his detainment in an underground tunnel by Soviet troops in East
78 A. DE JONGH, E. TEN BROEKE, AND M. R. RENSSEN
Berlin. Both subjects suffered from a severe fear of panic. Four treatment ses-
sions resulted in a substantial decline in disturbance ratings associated with
their previously anxiety-evoking images of the conditioning event. A 6-month
posttreatment contact revealed a number of behavioral changes since the com-
pletion of treatment (e.g., voluntarily use of an elevator, participating in social
gatherings and a musical concert). The authors, however, concluded: While
SUD ratings may have psychometric validity, it is also the case that they ap-
pear to be the only measures that change when EMDR is applied (p. 86).
In the first controlled experiment of EMDR with phobias, Sanderson and
Carpenter (1992) used a single session cross-over design on 58 (29 mainly spi-
der phobics and 29 controls) subjects. They found no significant differences in
effectiveness between a simplified (p. 269) version of EMDR (i.e., 7 sets of
restricted eye movements of 20 seconds each) and image confrontation (i.e.,
imagining the feared object or situation with eyes shut on a daily basis for a pe-
riod of 1 month). As Greenwald (1994) pointed out, here also the EMDR pro-
cedure had been seriously distorted. For example, the untrained researchers
used only limited number of restricted eye movements, asked the subjects to
focus on no more than one single circumscribed target, and omitted the gener-
ation of dysfunctional beliefs concerning the target.
Bates, McGlynn, Montgomery and Mattke (1996) randomly assigned spi-
der phobic individuals to a 20-sweep EMD/R procedure (n 5 7) and an as-
sessment-only control condition (n 5 7). Their data indicated that EMDR did
not affect spider-phobic students fear of spiders. The experimental therapist
had no formal training in EMDR, but was trained by a researcher who also
had no training (p. 559). From the description of the procedure, it can be con-
cluded that the investigators were virtually ignorant of the EMDR procedure
(pp. 559560). For example, lack of procedural fidelity was evident in the
choice of the negative cognition (i.e., I am scared), which is not an irrational
belief, but rather a description (see Shapiro, 1995). Further, restricted sets of
only 20 eye movements were used and the order of the assessment was inaccu-
rate according to the standard practices. Specifically, the free association ele-
ment was eliminated, the client was inappropriately instructed to relax be-
tween sets, and the subjects were asked to maintain the most fearful image.
Furthermore, the feared image, negative belief statement and physical sensa-
tions were combined in each set, the positive cognition was interjected prema-
turely, and no preparation, installation, body scan, closure, or revaluation
phases were incorporated. Despite this long list of shortcomings, the proce-
dures were described as faithful EMD/R treatment to spider-fearful stu-
dents (Bates et al., 1996, p. 567). Moreover, the researchers concluded that
the negative results contribute to growing doubt that EMD/R qualifies em-
pirically as a bona fide behavior-therapy approach (p. 568).
In another controlled study of EMDR with spider phobic adults (Muris &
Merckelbach, 1997), 24 subjects were randomly assigned to either EMDR
EMDR AND SPECIFIC PHOBIAS 79
sessions. With regard to the relative efficacy of EMDR it has been found that
EMDR is more effective in treating childhood spider phobia than a control
condition consisting of a computerized exposure treatment (Muris et al.,
1998). The findings of a few controlled outcome studies, however, suggest that
spider phobia is more responsive to exposure in vivo than to EMDR (Muris et
al., 1997; Muris et al., 1998). Unfortunately, the overall picture regarding the
effectiveness of EMDR is largely obfuscated by the fact that researchers in
many of the studies were, variously, untrained in the method, used only a re-
stricted number of directed eye movements, or inaccurately implemented the
procedure (e.g., Acierno, Tremont, et al., 1994; Bates et al., 1996; Sanderson &
Carpenter, 1992). Adherence to the standard phobia protocol (Shapiro, 1995)
is limited and has improperly been utilized in most of the controlled outcome
research. This sets serious limitations on the credibility of the results as, with
any therapeutical approach, there may be a direct connection between the de-
gree of procedural fidelity and the likelihood of attaining successful treatment
results. Therefore, in the future, researchers whose intention it is to investi-
gate the effectiveness of EMDR as a treatment method for specific phobias
should refrain from the use of truncated protocols or other invalid procedures,
and apply the entire protocol specifically established for that population.
In attempting to understand why spider fearful subjects responded more
favorably to in vivo exposure than to EMDR, it should be noted that the be-
havioral index (i.e., the scores on a behavior approach test) may have been bi-
ased in favour of the exposure group as a consequence of the design of these
studies (Muris et al., 1997; Muris et al., 1998). That is, subjects in the exposure
group already had had a real-life confrontation with the (same) spider,
whereas subjects treated with EMDR were requested to touch a spider for the
first time. There should be little disagreement that in vivo exposure (includ-
ing the effect of modelling with the therapist showing approaching behavior)
would be more effective under such circumstances.
Since the controlled outcome research on EMDR with specific phobias is
almost entirely based on the application of EMDR with spider-phobic individ-
uals, conclusions about the efficacy of EMDR should be made in light of this
limitation. In this respect, spider phobia may not be a representative type of
phobia in its responsiveness to EMDR. This may further relate to the origin of
this phobic condition. EMDR is conceptually guided by the assumption that
present dysfunctions are both derived from and driven by earlier life experi-
ences. The treatment aims to resolve the memories of a precipitating event
that is perceived as subjectively traumatic, such as a car accident, an extremely
painful dental treatment as a child or an episode of choking on food. Clearly,
clients with phobias of driving, dentistry, or choking, by definition do not fulfil
the criteria of PTSD with respect to flashbacks and recurrent upsetting memo-
ries. However, many of them re-experience parts of their nightmare when-
ever they are confronted with their phobic stimuli. In such instances, the pre-
viously stored memory is associatively activated by a present situation.
EMDR AND SPECIFIC PHOBIAS 81
Anytime the affective state associated with the disturbing event is triggered,
there is a comparable level of fear and a similar perception of danger as during
the actual event. The role of this dynamic may be relatively great in phobias
with a trauma-related etiology, but may be less pronounced in conditions like
spider phobia. This would be in line with the fact that direct conditioning ex-
periences are rarely found in the etiology of this type of animal phobia; spider
phobics generally have no recall of traumatic experiences associated with spi-
ders that could explain the onset of their fear (Davey, 1992; Kleinknecht,
1982). Consequently, it may be difficult to find a target that would evoke
enough disturbance to set the EMDR reprocessing in motion. The notion that
spider fear may be atypical in its responsiveness to EMDR is supported by the
finding that the severity of spider fear is highly associated with disgust and
contamination sensitivity (Mulkens, de Jong, & Merckelbach, 1997). This may
indicate that people dislike spiders (and blood; see Page, 1994) because they
provoke disgust, and not because they relate to something traumatic.
Indeed, it is our clinical impression that phobic disorders without a known
traumatic component in the etiology of the complaints generally tend to re-
spond less strongly to EMDR than those with a clear conditioning event that
can be held causally responsible for the onset of the fear. This is in accordance
with experiences of others. For example, Lohr et al. (1996) argue that, because
of their frequent traumatic acquisition, medical fears in particular would be
those to which EMDR might be most directly extended. The notion that
EMDR works best for phobias with traumatic origins is supported by the data
from Sanderson and Carpenter (1992). They found that the SUD scores of a
subgroup of clients with a trauma-related phobia showed significantly greater
reduction after EMDR than the group as a whole.
It should be borne in mind that controlled outcome research evaluating ex-
posure in vivo in the treatment of more complex (e.g., trauma-related) phobic
conditions is scarce. Virtually all current knowledge on the treatment of spe-
cific phobias is based on research that focused on monosymptomatic phobias
without an aversive life event in the etiology of the condition (e.g., snake pho-
bia, spider phobia, flying phobia, and height phobia; Ost, 1997). It appears that
these types of specific phobia can be successfully treated with prolonged expo-
sure to the conditioned stimuli (CS) in a few hours of treatment. In contrast,
other types of specific phobias (e.g., phobias of choking, accidents, and den-
tistry) seem to fit less easily in a short-term exposure in vivo approach (see
McNally, 1994; Kent, 1997; Kuch, 1997). For example, Smith, Kroeger, Lyon
and Mullins (1990) found that approximately 25% of a sample of dental pho-
bics did not respond to systematic desensitization and withdrew again from
dental treatment. One explanation for the differential effects might be that
phobias with a trauma-related etiology have a number of commonalties with
PTSD. Exposure to the CS may be less effective with such conditions, as it will
not disconfirm the expected occurrence of the unconditioned stimulus (UCS),
82 A. DE JONGH, E. TEN BROEKE, AND M. R. RENSSEN
but rather activate a representation of that UCS. In this respect, it has been
speculated that repeated exposures to the CS might even strengthen the CS
UCS association (Bayens, Eelen, Van den Bergh, & Crombez, 1992). In fact, a
distinction between CS-exposure and UCS-exposure can be found in cogni-
tive-behavioral treatment procedures for PTSD on the one hand and specific
phobia on the other. While effective treatment protocols for PTSD target the
representation of the UCS (i.e., the memories of the traumatic event), expo-
sure to the CS (i.e., a fearful object) appears most helpful in treating specific
phobias. In PTSD, repeated exposure to the memory of the trauma is ex-
pected to result in habituation as it constitutes an opportunity for corrective
information to be integrated, thereby modifying the fear structure (Roth-
baum & Foa, 1996). Hence, it would be enlightening to experimentally investi-
gate whether trauma-based phobias would respond most favorable to an UCS
revaluation intervention, such as imagery exposure or EMDR (see Davey,
1997), while other types of phobia would respond better to exposure in vivo.
Besides trauma-related phobias, the application of EMDR may prove pref-
erable in cases for which an exposure in vivo approach is expensive (e.g., flight
phobia), more difficult to administer (e.g., thunderstorm phobia), or intrinsi-
cally harmful (e.g., wasps, and certain kinds of aversive medical procedures).
For example, contrary to the treatment of spider phobia, in which the client is
encouraged to have a spider walk on his hand, it would be difficult to ask cli-
ents to expose themselves to a wasp in the same manner. Because such a pro-
cedure would be highly unpredictable to carry out, it may seriously prevent cli-
ents engagement in treatment or increase the risk of drop out before the
treatment can be concluded successfully. To this end, EMDR might be a use-
ful alternative. However, while such treatment delivery issues are important,
it should be noted that systematic desensitization or imaginal exposure would
share the same virtues in this regard. Accordingly, future studies should inves-
tigate the specific benefits and limitations of using EMDR instead of other in
vitro procedures with a broad range of specific phobias.
Taken together, any definitive conclusion regarding EMDRs efficacy in
the area of specific phobias would be far too premature. The amount of con-
trolled outcome studies evaluating the application of EMDR with specific
phobias is small and the quality of the empirical research is meagre. Although
one should remain cautious and discerning in regard to the application of
EMDR with specific phobias, it should be acknowledged that controlled stud-
ies of any method on the more complex, multisymptomatic or trauma-related
phobias are lacking and therefore greatly needed. Until then, it will be difficult
to draw any firm conclusion concerning the effectiveness of psychotherapy in
the treatment of specific phobias in general, whether it concerns exposure or
EMDR.
EMDR AND SPECIFIC PHOBIAS 83
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