Brief of The United States Supporting Dave Davis in Guam
Brief of The United States Supporting Dave Davis in Guam
Brief of The United States Supporting Dave Davis in Guam
No. 17-15719
Plaintiff-Appellee
v.
GUAM, et al.,
Defendants-Appellants
_________________
JOHN M. GORE
Acting Assistant Attorney General
DIANA K. FLYNN
DAYNA J. ZOLLE
Attorneys
Department of Justice
Civil Rights Division
Appellate Section RFK 3718
Ben Franklin Station
P.O. Box 14403
Washington, D.C. 20044-4403
(202) 305-8194
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TABLE OF CONTENTS
PAGE
ARGUMENT
CONCLUSION ........................................................................................................31
CERTIFICATE OF COMPLIANCE
CERTIFICATE OF SERVICE
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TABLE OF AUTHORITIES
CASES: PAGE
Artichoke Joes Cal. Grand Casino v. Norton, 353 F.3d 712 (9th Cir. 2003) ........24
Davis v. Commonwealth Election Commn, 844 F.3d 1087 (9th Cir. 2016),
cert. denied, 2017 WL 2405597 ............................................................. 14, 18
Davis v. Guam, 785 F.3d 1311 (9th Cir. 2015) ............................................... passim
Gulf Oil Corp. v. Copp Paving Co., Inc., 419 U.S. 186 (1974) ..............................22
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Nevada Dept of Corr. v. Greene, 648 F.3d 1014 (9th Cir. 2011),
cert. denied, 566 U.S. 911 (2012) ..................................................................28
Rainbow Magazine, Inc. v. Unified Capital Corp. (In re Rainbow Magazine, Inc.),
77 F.3d 278 (9th Cir. 1996) ...........................................................................24
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CONSTITUTION:
STATUTES: PAGE
48 U.S.C. 1422c(a)...................................................................................................22
-v-
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Pub. L. No. 630, ch. 512, 4(a), 64 Stat. 384 (1950) ..........................................3, 17
Guam Elective Governor Act, Pub. L. No. 90-497, 4, 82 Stat. 842 (1968) .........22
EXECUTIVE ORDERS:
Exec. Order No. 11,045, 27 Fed. Reg. 8511 (Aug. 21, 1962) ...................................4
Exec. Order No. 8683, 6 Fed. Reg. 1015 (Feb. 18, 1941) .........................................4
LEGISLATIVE HISTORY:
Tr. Roundtable Meeting on the Political Status Bills (May 20, 2011) ....................19
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MISCELLANEOUS:
Lindsay Hixson et al., The Native Hawaiian and Other Pacific Islander
Population: 2010, U.S. Census Bureau, 2010 Census Briefs (2012),
https://www.census.gov/prod/cen2010/briefs/c2010br-12.pdf .....................12
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No. 17-15719
Plaintiff-Appellee
v.
GUAM, et al.,
Defendants-Appellants
_________________
This appeal concerns allegations that a Guam voting law discriminates based
on race in violation of the Fourteenth and Fifteenth Amendments; the Civil Rights
Act of 1870, as amended (CRA), 52 U.S.C. 10101; Section 2 of the Voting Rights
Act of 1965 (VRA), 52 U.S.C. 10301; and the Guam Organic Act of 1950, 48
U.S.C. 1421 et seq. The Department of Justice has substantial responsibility for
the enforcement of the CRA and Section 2 of the VRA, which prohibit racial
statutes ban conduct that may also violate the Fourteenth and Fifteenth
Amendments, the United States similarly has an interest in ensuring the proper
Whether a Guam law providing that only Native Inhabitants of Guam are
Guam Code Ann. 2110 (2017), discriminates on the basis of race in violation of
the Fourteenth and Fifteenth Amendments, as extended to Guam through the Guam
Under Guam law, only Native Inhabitants of Guam are eligible to vote in
a Political Status Plebiscite. 1 Guam Code Ann. 2110 (2017). The law directs
Guam as to their future political relationship with the United States of America.
Id. 2105, 2110. The law also provides that the Election Commission shall
conduct the plebiscite when 70% of eligible Native Inhabitants register. Id.
2110.
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Voters in the plebiscite may support one of three political status options for
Guam: (1) Independence, (2) Free Association with the United States, or (3)
must transmit the plebiscites results to the President, Congress, and the United
Nations. Id. 2105. Guam has not yet held a plebiscite under this law. Davis v.
as persons who became U.S. Citizens by virtue of the authority and enactment of
the 1950 Guam Organic Act and descendants of those persons. 3 Guam Code
The Guam Organic Act conferred U.S. citizenship on (1) all individuals who, as of
April 11, 1899, were inhabitants of Guam and either were Spanish subjects or had
been born on the island; (2) all individuals born on Guam on or after April 11,
1899, who were subject to the jurisdiction of the United States; and (3) the
descendants of those individuals. See 48 U.S.C. 1421l; Pub. L. No. 630, ch. 512,
4(a), 64 Stat. 384 (1950) (repealed 1952). The Organic Acts citizenship
provisions were in effect only until 1952, when Congress repealed and replaced
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them with the Immigration and Nationality Act of 1952, 8 U.S.C. 1407. See Pub.
L. No. 82-414, 403(a)(42), 66 Stat. 163, 279-280 (1952); Appellees Br. 6-8.
Nearly all of those individuals who obtained U.S. citizenship under the
Organic Act were Chamorros, the indigenous people of Guam. According to the
1950 Census, approximately 98.6% of those who gained U.S. citizenship in 1950
through the Organic Act (25,788 of 26,142 people) were racially Chamorro. 1950
Census, Vol. II, Pt. 54, Table 38; see also Doc. 149, at 11. 1 Although some
additional individuals became citizens under the Organic Act after the 1950
1950 and 1952 was almost certainly minimal because the U.S. government
maintained security restrictions on travel to Guam from 1941 until 1962. See
Exec. Order No. 11,045, 27 Fed. Reg. 8511 (Aug. 21, 1962), repealing Exec. Order
for the plebiscite. Davis, 785 F.3d at 1313-1314. The Decolonization Registry
1
Doc. __, at __ refers to documents and pages in the district court record.
Br. __ refers to pages in defendants-appellants opening brief.
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rejected his application because Davis, who is white (Doc. 1, at 6), is undisputedly
not a Native Inhabitant for purposes of Guams plebiscite law. Davis, 785 F.3d
at 1314. Davis brought suit against Guam, the Guam Election Commission, and its
race in violation of the Fifth, Fourteenth, and Fifteenth Amendments, as well as the
CRA, the VRA, and the Guam Organic Act. 2 See ibid. He sought a declaratory
The district court initially dismissed Daviss complaint on the grounds that
Davis lacked standing and his claims were unripe, but this Court reversed. See
Davis, 785 F.3d at 1314-1316. This Court held that Davis had standing because
the Guam law does provide a tangible benefit to Native Inhabitants that Davis
held. Id. at 1315. For similar reasons, this Court also concluded that Daviss
challenge was ripe: By being excluded from the registration process, Davis
The Court did not reach the merits of Daviss claims. Ibid.
2
Davis alleged in his complaint that the Guam law violates 52 U.S.C.
10101 (formerly 42 U.S.C. 1971) (see Doc. 1, at 8), which is part of the CRA.
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On remand, the parties filed cross-motions for summary judgment. See Doc.
149, at 1. Davis sought summary judgment on multiple bases, including his claims
under the Fourteenth and Fifteenth Amendments, as applied to Guam by the Mink
Amendment to the Organic Act, 48 U.S.C. 1421b(u).3 Doc. 104, at 9, 14, 17.
and Fifteenth Amendment grounds under 48 U.S.C. 1421b(u) and denied Guams
motion as moot. Doc. 149, at 2. In concluding that the plebiscite law violates the
Fifteenth Amendment, the district court determined that the law impermissibly
relies on ancestry as a proxy for race. See Doc. 149, at 7, 10 (citing Rice v.
Cayetano, 528 U.S. 495 (2000)). It examined the laws historical context and
concluded that the Guam legislature enacted the Native Inhabitants distinction
for a racially discriminatory purpose. See Doc. 149, at 11-19. The court rejected
3
Davis also sought summary judgment under two provisions of the CRA,
52 U.S.C. 10101(a)(1) (providing that anyone otherwise qualified to vote shall be
allowed to vote without distinction of race), and 52 U.S.C. 10101(a)(2)
(prohibiting application of a different standard, practice, or procedure for
different people in a jurisdiction to determine voter eligibility); Section 2 of the
VRA, 52 U.S.C. 10301(a) (prohibiting voting qualifications that result[] in a
denial or abridgement of the right of any citizen of the United States to vote on
account of race or color); and two additional provisions of the Guam Organic Act,
48 U.S.C. 1421b(m) (No qualification with respect to * * * any other matter
apart from citizenship, civil capacity, and residence shall be imposed upon any
voter.), and 48 U.S.C. 1421b(n) (No discrimination shall be made in Guam
against any person on account of race, * * * nor shall the equal protection of the
laws be denied.). See Doc. 104, at 19; Doc. 115, at 1-2. Davis did not seek
summary judgment on his Fifth Amendment claim. See Doc. 104, at 1.
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Guams argument that the plebiscite is not an election within the meaning of the
Fifteenth Amendment. See Doc. 149, at 19-20. The district court also concluded
that Guams plebiscite law violates the Equal Protection Clause of the Fourteenth
Amendment because the laws racial classification does not survive strict scrutiny.
The district court also rejected Guams contention that, under the Insular
Cases,4 these Amendments do not apply to Guam. See Doc. 149, at 24-25. The
court recognized that Congress has explicitly extended the Fifteenth Amendment
and the Equal Protection Clause of the Fourteenth Amendment to Guam. Doc.
district court declined to address Daviss other statutory claims. Doc. 149, at 25.
It permanently enjoined Guam from enforcing the plebiscite law. Doc. 149, at 26.
4
The Insular Cases are a line of decisions that the Supreme Court issued in
the early 1900s concerning the relationship between the United States and its
territories and possessions: De Lima v. Bidwell, 182 U.S. 1 (1901); Dooley v.
United States, 182 U.S. 222 (1901); Armstrong v. United States, 182 U.S. 243
(1901); Downes v. Bidwell, 182 U.S. 244 (1901); Hawaii v. Mankichi, 190 U.S.
197 (1903); and Dorr v. United States, 195 U.S. 138 (1904).
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SUMMARY OF ARGUMENT
This Court should affirm the decision of the district court that Guams
or ethnic group consisting of the indigenous people of Guam and their descendants.
Although the challenged law does not mention the Chamorro race by name, it
purposefully uses ancestry as a proxy for race. The plebiscite laws definition of
plebiscite registration to Chamorros only. Guam enacted the current version of the
law shortly after the Supreme Court decided Rice v. Cayetano, 528 U.S. 495
(2000), which held that a Hawaii law limiting voting registration to people of a
Amendment. Thus, although Guams plebiscite law states that it does not intend to
discriminate based on race, the district court correctly concluded that it does just
that.
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members of Indian tribes, and those preferences are subject only to rational-basis
review. Yet Congress has taken no action recognizing the Chamorro people as a
tribe or nation. Nor has Congress, through the Organic Act or any other legislation
the Fifteenth Amendment and is subject to strict scrutiny under the Fourteenth
Amendment.
Fourteenth Amendment apply with full force to Guam, and binding precedent
forecloses Guams argument otherwise. This Court has already recognized in this
case and others that the Mink Amendment to the Guam Organic Act expressly
(including the Equal Protection Clause) to Guam and provides that they shall have
the same force and effect there as in the United States or in any State. 48 U.S.C.
1421b(u).
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support its argument by minimizing the significance of the plebiscite, this Court
has already rejected Guams attempts to downplay the plebiscites impact. The
Fifteenth Amendment governs any election in which public issues are decided or
public officials selected. Terry v. Adams, 345 U.S. 461, 468 (1953). Guams
plebiscite falls well within this sphere. Thus, Guams plebiscite law violates the
5. Guam has failed to show that the plebiscite laws racial classification
survives strict scrutiny under the Equal Protection Clause of the Fourteenth
Amendment. Guam provides almost no explanation for how the voting restriction
ARGUMENT
Fifteenth Amendment guarantees that the right of citizens of the United States to
446 U.S. 55, 64 (1980) (plurality opinion). Similarly, the Equal Protection Clause
on race. See Washington v. Davis, 426 U.S. 229, 240 (1976). Guams plebiscite
these Amendments.
has admitted in this case that Chamorro is a racial group (Doc. 1, at 3-4). See
5
See Anthony (T.J.) F. Quan, Comment, Respeta I Taotao Tano: The
Recognition and Establishment of the Self-Determination and Sovereign Rights of
the Indigenous Chamorros of Guam Under International, Federal, and Local Law,
3 Asian-Pac. L. & Poly J. 3, 59 (2002); see also id. at 61 (Based on
anthropological evidence, Chamorros are descendants of peoples from the
Southeast Asian region who had migrated to the western Pacific.); Nicole
Manglona Torres, Comment, Self-Determination Challenges to Voter
Classifications in the Marianas After Rice v. Cayetano: A Call for a
Congressional Declaration of Territorial Principles, 14 Asian-Pac. L. & Poly J.
152, 159 (2012) (describing the Chamorro people as the indigenous people of the
Mariana Islands, including Guam).
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Doc. 92, at 2. Guam itself has used the term Chamorro to refer to the
maintained a distinct language and culture for hundreds of years. See Guam Pub.
language and culture despite suffering over three hundred years of colonial
occupation.). Consistent with this common understanding of the term, the U.S.
Censusboth before and after Guams enactment of the plebiscite lawhas listed
and others for self-identification purposes. See 1950 Census, Vol. II, Pt. 54, Table
38; Lindsay Hixson et al., The Native Hawaiian and Other Pacific Islander
https://www.census.gov/prod/cen2010/briefs/c2010br-12.pdf.
Citizens by virtue of the authority and enactment of the 1950 Guam Organic Act
and descendants of those persons, where descendants are those who have
through the Organic Act were racially Chamorro. See 1950 Census, Vol. II, Pt. 54,
Although Guams plebiscite law does not mention the Chamorro race by
name, the Supreme Court has held that [a]ncestry can be a proxy for race. Rice
v. Cayetano, 528 U.S. 495, 514 (2000). Thus, in Rice the Supreme Court held that
registration to vote for trustees for the Office of Hawaiian Affairs to Hawaiians,
Francis College v. Al-Khazraji, 481 U.S. 604, 613 (1987)). It concluded that
[t]he Fifteenth Amendment was quite sufficient to invalidate a scheme which did
not mention race but instead used ancestry in an attempt to confine and restrict the
voting franchise. Id. at 513. In rejecting Hawaiis argument that the law was not
racial and that it merely distinguished based on the date of an ancestors residence
in Hawaii, the Court explained that [s]imply because a class defined by ancestry
does not include all members of the race does not suffice to make the classification
1091 (9th Cir. 2016), cert. denied, 2017 WL 2405597. In Davis, this Court struck
constitutional provision did not use the word race, and some people who were not
determined that the provisions ancestral distinction was a proxy for race. Id. at
1092-1093. The Court also explained that Rice foreclosed the argument that the
to that of Native Chamorros in the Chamorro Land Trust Act (CLTA), a Guam
law that leases public land on generous terms to [N]ative Chamorros only. 21
Guam Code Ann. 75107(a) (2017). The CLTA defines Native Chamorro as
any person who became a U.S. citizen by virtue of the authority and enactment of
the Organic Act of Guam or descendants of such people, id. 75101(d) (emphasis
omitted), covering the same group of people as the plebiscite law. Moreover,
unless they submit a written request otherwise. 3 Guam Code Ann. 21002.1
(2016). The use of virtually identical definitions for Native Inhabitants of Guam
case that Chamorro is a racial group (see Doc. 1, at 3-4; Doc. 92, at 2) and its
because it creates a class of preferred citizens based upon race and national
origin. Mem. of Points & Authorities in Supp. of Mot. to Dismiss Pet. for Writ of
Mandamus/In the Alternative Mot. for Summ. J. at 19, Santos v. Ada, No. SP0083-
92 (Guam Superior Ct.) (filed May 15, 1992); see id. at 30.6
6
Guam is now defending the CLTA preference in a lawsuit in which the
(continued . . . )
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who gained U.S. citizenship under the 1950 Guam Organic Act, given that nearly
99% of those who obtained citizenship under the statute in 1950 were racially
Chamorro. Thus, although the plebiscite law is not explicitly racial, the Guam
legislatures description of the same group that is eligible to register for the
The history of the plebiscite law further confirms that the law intentionally
10 (1997). But a month after the Supreme Court decided Rice, Guam amended
the plebiscite law by replacing the words Chamorro people of Guam with
( . . . continued)
United States is alleging that the statute discriminates based on race or national
origin in violation of the Fair Housing Act. See Compl. at 2, United States v.
Guam, No. 17-00113 (D. Guam) (filed Sept. 29, 2017). That case is in the early
stages of litigation.
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Native Inhabitants of Guam. See Guam Pub. L. 25-106 11, 21001(e) (2000);
Despite the deletion of the word Chamorro, the substance of the law
remained largely unchanged: the current version still restricts plebiscite access to
nearly the same group of people as the earlier, expressly race-based version. In
1898 and their descendants. Guam Pub. L. 23-147 2(b). Similarly, the post-
Rice version limits eligibility to those who became U.S. citizens under the 1950
Guam Organic Act and descendants of those persons. Guam Pub. L. 25-106
21001(e). The categories of persons who became U.S. citizens under the
Organic Act are (1) all individuals who, as of 1899, were inhabitants of Guam and
either were Spanish subjects or had been born on the island; (2) all individuals
born on Guam between 1899 and 1952 who were subject to the jurisdiction of the
United States; and (3) the descendants of those individuals. See pp. 3-4, supra; 48
U.S.C. 1421l; Pub. L. No. 630, ch. 512, 4(a), 64 Stat. 384 (1950) (repealed and
replaced by the Immigration and Nationality Act of 1952, 8 U.S.C. 1407). Thus,
the only differences between the definitions are that the post-Rice version (1) omits
individuals who lived on Guam in 1898 but not 1899 (a group likely to be
miniscule), plus those individuals descendants, and (2) includes individuals born
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on Guam to non-citizens between 1899 and 1952 and their descendants. See pp. 3-
4, supra.
difference in the racial composition of the groups covered by the pre- and post-
Rice versions of the plebiscite lawand, thus, fall far short of transforming the
plebiscite law into a race-neutral law. Indeed, nearly 99% of individuals who
became U.S. citizens in 1950 under the Organic Actincluding individuals born
1950 Census, Vol. II, Pt. 54, Table 38; Doc. 149, at 11. Although some individuals
born on Guam to non-citizen parents between 1950 and 1952 also became U.S.
citizens under the Organic Act, that group was likely quite small, given the tight
supra. Their inclusion almost certainly does not change the racial composition of
the covered group in any meaningful way. Therefore, the post-Rice alterations to
the statutes text did not make the law any less racial, let alone race-neutral. Cf.
Davis, 844 F.3d at 1093 (Substituting peoples for race did not make the
To be sure, the current, post-Rice plebiscite law states that it shall not be
construed * * * to be race based. 3 Guam Code Ann. 21000 (2016); see also
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ibid. (stating that the legislature intends that the new registry created by the law
not be one based on race). But merely asserting that a law is race-neutral does
not make it so, particularly given the Guam legislatures incentive to insert that
language to try to insulate the law from attack under Rice, which the Supreme
Court had issued the previous month. Indeed, even after the post-Rice
vote and expressed disapproval of a draft bill that would have abandoned this
restriction. See Doc. 149, at 15-17 (citing Tr. Roundtable Meeting on the Political
Accordingly, the district court correctly concluded that the plebiscite law
the racial nature of the statutes preference: (1) the law restricts registration to
those who became U.S. citizens under the 1950 Organic Act and their descendants
(a group that is overwhelmingly Chamorro given that nearly 99% of those who
obtained citizenship under that law in 1950 were Chamorro); (2) the Guam
legislature used virtually the same definition for Native Inhabitants of Guam as it
used for Native Chamorros in other legislation, and Guam admitted in this case
that Chamorro is a racial group and conceded in earlier litigation that the
and national origin; (3) Guam amended the plebiscite law to remove express
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references to Chamorros only one month after the Supreme Court struck down a
similar race-based voting qualification in Hawaii; and (4) Guam legislators have
since described the plebiscite as Chamorro-only. See Rice, 528 U.S. at 517
([T]he States argument is undermined by its express racial purpose and by its
actual effects.). These factors compel the conclusion that the plebiscite law
Guam incorrectly asserts that Congress has authorized the Guam legislature
to pass the plebiscite law limiting eligibility to Native Inhabitants. See, e.g., Br.
45. Guam appears to rely (see Br. 48-50) on the special-relationship doctrine of
Morton v. Mancari, 417 U.S. 535, 551-552 (1974), which established that
Bands & Tribes of Yakima Indian Nation, 439 U.S. 463, 500-501 (1979) (Yakima).
Where Congress legislates a preference for members of an Indian tribe under its
Indian Commerce Clause and Treaty Clause powers, courts generally view that
racial classification triggering strict scrutiny. See Mancari, 417 U.S. at 551-555.
preference for an Indian tribe under Mancari; absent such authorization, the State
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or territory must show that the preference survives strict scrutiny. See Rice, 528
Hawaiians have a status like that of Indians in organized tribes, and that it may,
and has, delegated to the State a broad authority to preserve that status.).
Indian tribe or determining that they have a similar status. Nor has Congress,
through the Organic Act or any other legislation or action, authorized Guam to
extending the Fourteenth Amendments Equal Protection Clause and the Fifteenth
Further, early changes to the text of the Organic Act underscore Congresss
original draft of the Organic Act would have allowed the Guam legislature to pass
ancestrya provision that itself would not have authorized Guam to pass the
plebiscite law. But Congress deleted that provision prior to passing the Organic
of United States Territorial Relations 104 (1989) (citing H.R. Rep. No. 7273, 81st
Cong., 2d Sess. 5(n) (1950); 96 Cong. Rec. 7574 (1950)). This action suggests
that Congress did not intend to authorize Guam to provide special treatment for
treatment in voting. See Gulf Oil Corp. v. Copp Paving Co., Inc., 419 U.S. 186,
Congress amended the Organic Act to remove a provision that had afforded
and the use of service training facilities. See Guam Elective Governor Act, Pub. L.
No. 90-497, 4, 82 Stat. 842, 845. The current version of this provision contains
authorize for Chamorros in the Organic Act were intentionally short-lived. More
to the point, even these early preferences never included preferential or exclusive
voting rights for native Guamanians. Thus, although the Organic Act granted
While Guam relies on Yakima, 439 U.S. 463, for its assertion that it
permissibly enacted the plebiscite law in response to the Organic Act, that decision
only demonstrates Guams error. See Br. 48-50. In Yakima, the Supreme Court
upheld a Washington State law that extended the States jurisdiction to Indians
within the Yakima Reservation. 439 U.S. at 465. In reaching its conclusion, the
Court determined that Washington was legislating under explicit authority granted
by Congress. Id. at 501 (emphasis added). The Court emphasized that the state
law at issue was not simply another state law. It was enacted in response to a
Indians. Ibid. (emphasis added). The Court also determined that the challenged
law was within the scope of that federal authorization. Ibid. Accordingly, the
Court applied rational-basis review under the Mancari doctrine and held that the
law complied with the Equal Protection Clause of the Fourteenth Amendment. Id.
at 501-502.
Accordingly, to the extent Guam designed the plebiscite laws voting classification
Amendment, see Rice, 528 U.S. at 522, and is subject to strict scrutiny under the
Fourteenth Amendment, see Artichoke Joes Cal. Grand Casino v. Norton, 353
F.3d 712, 731 (9th Cir. 2003) (citing Adarand Constructors, Inc. v. Pena, 515 U.S.
Guams argument that the equal rights guarantees of the Fifteenth and
precedent. This Court has already recognized in this case that [t]he Organic Act
the Fifth Amendment, the Equal Protection Clause of the Fourteenth Amendment
and the Fifteenth Amendment. Davis, 785 F.3d 1311, 1314 n.2 (9th Cir. 2015).
Corp. (In re Rainbow Magazine, Inc.), 77 F.3d 278, 281 (9th Cir. 1996) ([T]he
7
See, e.g., Br. 40-42 (suggesting that the right to vote is not necessarily
fundamental in the territories and therefore may not apply to Guam or may not
trigger strict scrutiny); Br. 46 (asserting that the Insular Cases established
constitutional flexibility in the territories).
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has consistently reached the same conclusion in other cases. This Court has
previously recognized the clear statutory basis for application of the Fourteenth
Guam, 798 F.3d 1228, 1231 n.2 (9th Cir. 2015), cert. denied sub nom. Territory of
Guam v. Paeste, 136 S. Ct. 2508 (2016). Similarly, this Court has held that the
Due Process Clause of the Fourteenth Amendment applies with full force to Guam,
declaring that it can scarcely imagine * * * any clearer indication of intent than
have the same force and effect in Guam as in a state of the United States. Guam
Soc. of Obstetricians & Gynecologists v. Ada, 962 F.2d 1366, 1370 (9th Cir.), as
binding precedent, the district court correctly ruled that the Guam Organic Act
(including the Due Process Clause and the Equal Protection Clause) to Guam,
where they apply with full force. See Doc. 149, at 25 (citing 48 U.S.C. 1421b(u)).
Guam incorrectly asserts that the challenged plebiscite is not an election for
argument by minimizing the significance of the plebiscite, this Court has already
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rejected Guams efforts to downplay the plebiscites impact. In its brief, Guam
e.g., Br. 4, 36) and asserts that the plebiscite would have no effect except that the
results would be transmitted to the U.S. government and the United Nations (see
Br. 33). As this Court has already explained, however, Guam understates the
effect of any plebiscite that would be held if the registration threshold were
triggered. Davis, 785 F.3d at 1315. This Court has also recognized that the
plebiscite would make it more likely that Guams relationship to the United States
would be altered and that [t]his change will affect Davis. Ibid. Accordingly,
for purposes of the Fifteenth Amendment. The Supreme Court has held that the
Fifteenth Amendment governs any election in which public issues are decided or
public officials selected, Terry v. Adams, 345 U.S. 461, 468 (1953) (emphasis
added), and Guams plebiscite falls well within this sphere. Under Guam law, the
Election Commission would conduct the plebiscite on the same day as a general
ascertain the intent of the Native Inhabitants of Guam as to their future political
relationship with the United States, id. 2105. Thus, Guams plebiscite is an
election for purposes of the Fifteenth Amendment, and the plebiscite law violates
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that Amendment by excluding individuals based on race from registering for and
E. Guam Has Failed To Show That The Plebiscite Laws Racial Classification
Survives Strict Scrutiny Under The Equal Protection Clause Of The
Fourteenth Amendment
Court need not decide whether it also violates the Fourteenth Amendment. In any
event, the plebiscite law violates the Equal Protection Clause of the Fourteenth
Amendment because Guam has failed to show that its racial classification satisfies
strict scrutiny. Guam has the burden of proving that the race-based voting
Johnson v. California, 543 U.S. 499, 505 (2005); see also Harrington v. Scribner,
785 F.3d 1299, 1307 (9th Cir. 2015) (We put the burden on state actors to
demonstrate that their race-based policies are justified. (quoting Johnson, 543
adequately in its opening brief. Guams argument that the plebiscite law survives
strict scrutiny consists, in its entirety, of only three conclusory statements. See Br.
14, 48.8 Such conclusory assertions, unsupported by legal analysis, do not suffice
8
The three statements are (1) a sentence in the Summary of the Argument
stating that even if this Court were to determine that strict scrutiny applies,
(continued . . . )
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to preserve an issue for appellate review. See Nevada Dept of Corr. v. Greene,
648 F.3d 1014, 1020 (9th Cir. 2011) (deeming issues waived for lack of argument),
cert. denied, 566 U.S. 911 (2012); Greenwood v. FAA, 28 F.3d 971, 977 (9th Cir.
1994) ([A] bare assertion does not preserve a claim.); ibid. (finding issues
consideration).
At any rate, Guams argument is meritless. The only case Guam cites in
support of its assertion is the district courts decision in Akina v. Hawaii, 141 F.
Supp. 3d 1106, 1132 (D. Haw. 2015), appeal dismissed as moot, 835 F.3d 1003
(9th Cir. 2016). See Br. 48. It is true that the district court in Akina indicated in
dicta that the State of Hawaii had a compelling interest in bettering the conditions
( . . . continued)
Guams interest in facilitating the self-determination of its colonized population is
compelling, and a vote that distinguishes native inhabitants from other residents
of Guam is the only way to determine the views of the former (Br. 14); (2) an
argument heading repeating the previous statement almost verbatim (Br. 48); and
(3) a single sentence asserting that [i]f it had to, the native inhabitants of Guam
classification could survive strict scrutiny because it is narrowly tailored to achieve
the compelling governmental interest of providing dignity in simply allowing a
starting point for a process of self-determination, Akina v. Hawaii, [141 F. Supp.
3d 1106, 1132 (D. Haw. 2015), appeal dismissed as moot, 835 F.3d 1003 (9th Cir.
2016)]and a purely symbolic one at that (Br. 48).
9
The district court in Akina concluded that the challenged election, which
was organized by a nonprofit corporation, was a private election and therefore did
(continued . . . )
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determination, however, the court emphasized that the measure at issue in that case
Native Hawaiians, Guam has failed to show that it has a compelling interest in
election concerning the entire territorys future. Context matters when reviewing
Bollinger, 539 U.S. 306, 327 (2003). It is therefore insufficient for Guam simply
with its own unique history without attempting to explain how Guam shares that
( . . . continued)
not involve state action. 141 F. Supp. 3d at 1127. As an alternative basis for its
decision, however, the court assumed for the sake of argument that the Fourteenth
Amendment applied. Id. at 1131.
After the Akina district court denied the plaintiffs request for a preliminary
injunction, the Supreme Court granted an injunction pending appellate review,
barring the counting of ballots and certifying of winners in the challenged election.
Akina v. Hawaii, 136 S. Ct. 581 (2015) (mem.). The nonprofit corporation
subsequently cancelled the election, and the Ninth Circuit dismissed the appeal as
moot. Akina, 835 F.3d at 1010-1011.
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In any event, Guam has not pointed to anything that would establish that its
voting restriction is narrowly tailored to achieve a compelling interest. See Br. 48.
States Paving Co. v. Washington State Dept of Transp., 407 F.3d 983, 993 (9th
Cir. 2005); see also Parents Involved in Cmty. Sch. v. Seattle Sch. Dist. No. 1, 551
U.S. 701, 735 (2007) (concluding that a state actor had not shown narrow tailoring
has not presented any evidence that it considered alternatives to its Chamorro-only
voting restriction, nor does it explain why such alternatives would be unworkable.
Thus, Guams plebiscite law fails strict scrutiny and violates the Fourteenth
Amendment.
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CONCLUSION
Respectfully submitted,
JOHN M. GORE
Acting Assistant Attorney General
s/ Dayna J. Zolle
DIANA K. FLYNN
DAYNA J. ZOLLE
Attorneys
Department of Justice
Civil Rights Division
Appellate Section RFK 3718
Ben Franklin Station
P.O. Box 14403
Washington, D.C. 20044-4403
(202) 305-8194
Case: 17-15719, 11/28/2017, ID: 10670505, DktEntry: 21, Page 40 of 41
CERTIFICATE OF COMPLIANCE
I hereby certify that the attached BRIEF FOR THE UNITED STATES AS
AFFIRMANCE:
Appellate Procedure 29(a)(5) and Circuit Rule 32-1(a) because it contains 6987
words, excluding the parts of the brief exempted by Federal Rule of Appellate
s/ Dayna J. Zolle
DAYNA J. ZOLLE
Attorney
CERTIFICATE OF SERVICE
Clerk of the Court for the United States Court of Appeals for the Ninth Circuit by
I certify that all participants in this case are registered CM/ECF users and
s/ Dayna J. Zolle
DAYNA J. ZOLLE
Attorney