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Over time, various methods of statutory interpretation and construction have fallen in
and out of favor. Some of the important rules of statutary interpretation are:
1. Primary Rules -
1. Literal Rule (aka Plain Meaning Rule) - It means that statutes are to be
interpreted using the ordinary meaning of the language of the statute
unless a statute explicitly defines some of its terms otherwise. In other
words, the law must be read, word for word, and it should not divert from
its true meaning.
2. Mischief rule - This rule attempts to determine the legislator's intention.
Originating from a 16th century case in the United Kingdom, its main
aim is to determine the "mischief and defect" that the statute in question
has set out to remedy, and what ruling would effectively implement this
remedy. Smith vs. Hughes [1960] 2 All E.R. 859
3. Golden rule - It is a compromise between the plain meaning (or literal)
rule and the mischief rule. Like the plain meaning rule, it gives the words
of a statute their plain, ordinary meaning. However, when this may lead
to an irrational result that is unlikely to be the legislature's intention, the
judge can depart from this meaning. In the case of homographs, where a
word can have more than one meaning, the judge can choose the
preferred meaning. If the word only has one meaning, and applying this
meaning would lead to a bad decision, the judge can apply a completely
different meaning.
4. Rule of Harmonious Construction - when there are two provisions in a
statute, which are in conflict with each other, they should be interpreted
such that effect can be given to both and the construction which renders
either of them inoperative and useless should not be adopted except in the
last resort. Bengal immunity Co. vs. State of Bihar (1955) 6 STC 446
(SC).
2. Secondary Rules aka Rules of Language -
1. Noscitur a sociis - When a word is ambiguous, its meaning may be
determined by reference to the rest of the statute.
2. Ejusdem Generis - When a list of two or more specific descriptors are
followed by more general descriptors, the otherwise wide meaning of the
general descriptors must be restricted to the same class, if any, of the
specific words that precede them e.g. vehicles in "cars,motor bikes,motor
powered vehicles" would be interpreted in a limited sense and therefore
cannot be interpreted as including air planes.
3. Reddendo Singula Singulis - When a list of words has a modifying
phrase at the end, the phrase refers only to the last word, e.g., firemen,
policemen, and doctors in a hospital. Here,"in a hospital" only applies to
doctors and not to firemen or policemen.
Literal Rule
A statues often contains a "definitions" section, which explicitly defines the most
important terms used in that statute. However, some statutes omit a definitions section
entirely, or fail to define a particular term. The literal rule, which is also known as the
plain meaning rule, attempts to guide courts faced with litigation that turns on the
meaning of a term not defined by the statute, or on that of a word found within a
definition itself. According to this rule, when a word does not contain any definition
in a statute, it must be given its plain, ordinary, and literal meaning. If the word is
clear, it must be applied, even though the intention of the legislature may have been
different or the result is harsh or undesirable. The literal rule is what the law says
instead of what the law means. This is the oldest of the rules of construction and is
still used today, primarily because judges are not supposed to legislate. As there is
always the danger that a particular interpretation may be the equivalent of making law,
some judges prefer to adhere to the law's literal wording.
When the words of a Statute are clear, plain or unambiguous, i.e. they are reasonably
susceptible to only one meaning, the courts are bound to give effect to that meaning
irrespective of consequences. In J.P. Bansal v. State of Rajasthan 2003, SC
observed that the intention of the legislature is primarily to be gathered from the
language used, which means that attention should be paid to what has been said as
also to what has not been said. As a consequence, a construction which requires for its
support, addition, substitution, or removal of words or which results in rejection of
words as meaningless has to be avoided. This is accordance with the case
of Crawford vs Spooner, 1846, where privy council noted that the courts cannot aid
the legislature's defective phrasing of an Act, they cannot add or mend, and by
construction make up for deficiencies which are left there.
Thus, when the language of a provision is plain and clear, court cannot enlarge the
scope of the provision by interpretive process. Further, a construction which requires
for its support addition of words or which results in rejection of words as meaningless
has to be avoided
Advantages
1. Proponents of the plain meaning rule claim that it prevents courts from taking
sides in legislative or political issues.
2. They also point out that ordinary people and lawyers do not have extensive
access to secondary sources and thus depending on the ordinary meaning of the
words is the safest route.
3. It encourages precision in drafting.
Disadvantages
1. Opponents of the plain meaning rule claim that the rule rests on the erroneous
assumption that words have a fixed meaning. Words are imprecise, leading
justices to impose their own prejudices to determine the meaning of a statute.
However, since little else is offered as an alternative discretion-confining
theory, plain meaning survives.
2. Sometimes the use of the literal rule may defeat the intention of Parliament. For
instance, in the case of Whiteley vs Chappel (1868; LR 4 QB 147), the court
came to the reluctant conclusion that Whiteley could not be convicted of
impersonating "any person entitled to vote" at an election, because the person
he impersonated was dead. Using a literal construction of the relevant statutory
provision, the deceased was not "a person entitled to vote." This, surely, could
not have been the intention of Parliament. However, the literal rule does not
take into account the consequences of a literal interpretation, only whether
words have a clear meaning that makes sense within that context. If Parliament
does not like the literal interpretation, then it must amend the legislation.
3. It obliges the courts to fall back on standard common law principles of statutory
interpretation. Legislation is drawn up with these principles in mind. However,
these principles may not be appropriate to constitutional interpretation, which
by its nature tends to lay down general principles. It is said that it seems wrong
to parcel the Constitution as if it were a Finance Act.
4. Clearly, the literal approach has another disadvantage in that one judge’s literal
interpretation might be very different from another’s. Casey says: “What may
seem plain to one judge may seem perverse and unreal to another.”
5. It ignores the limitations of language.
6. To place undue emphasis on the literal meaning of the words is to assume an
unattainable perfection in draftsmanship.
7. Judges have tended excessively to emphasise the literal meaning of statutory
provisions without giving due weight to their meaning in wider contexts.
Mischief Rule
The Mischief Rule is used by judges in statutory interpretation in order to discover
legislature's intention. It essentially asks the question: By creating an Act of
Parliament what was the "mischief" that the previous or existing law did not cover and
this act covers. This rule was developed by Lord Coke in Sir John Heydon's Case,
1584, where it was stated that there were four points to be taken into consideration
when interpreting a statute:
1. What was the common law before the making of the act?
2. What was the "mischief or defect" for which the common law did not provide?
3. What remedy the parliament hath resolved and appointed to cure the disease of
the commonwealth?
4. What is the true reason of the remedy?
The application of this rule gives the judge more discretion than the literal and the
golden rule as it allows him to effectively decide on Parliament's intent. Legislative
intent is determined by examining secondary sources, such as committee reports,
treatises, law review articles and corresponding statutes. The rule was further
illustrated in the case of Smith v Hughes, 1960, where under the Street Offences Act
1959, it was a crime for prostitutes to "loiter or solicit in the street for the purposes of
prostitution". The defendants were calling to men in the street from balconies and
tapping on windows. They claimed they were not guilty as they were not in the
"street." The judge applied the mischief rule to come to the conclusion that they were
guilty as the intention of the Act was to cover the mischief of harassment from
prostitutes.
This rule is of narrower application than the golden rule or the plain meaning rule, in
that it can only be used to interpret a statute and only when the statute was passed to
remedy a defect in the common law. This rule has often been used to resolve
ambiguities in cases in which the literal rule cannot be applied. As seen In Smith v
Hughes, the mischief approach gave a more sensible outcome than that of the literal
approach.
Advantages
1. The Law Commission sees it as a far more satisfactory way of interpreting acts
as opposed to the Golden or Literal rules.
2. It usually avoids unjust or absurd results in sentencing
Disadvantages
1. It is seen to be out of date as it has been in use since the 16th century, when
common law was the primary source of law and parliamentary supremacy was
not established.
2. It gives too much power to the unelected judiciary which is argued to be
undemocratic.
3. In the 16th century, the judiciary would often draft acts on behalf of the king
and were therefore well qualified in what mischief the act was meant to remedy,
however, such is not the case any more.
Golden Rule
This rule of statutory interpretation allows a shift from the ordinary sense of a word(s)
if the overall content of the document demands it. This rule is a modification of the
literal rule. It states that if the literal rule produces an absurdity, then the court should
look for another meaning of the words to avoid that absurd result. The rule was
evolved by Parke B (who later became Lord Wensleydale) in Becke v
Smith, 1836 and in Grey v Pearson, 1857, who stated, "The grammatical and
ordinary sense of the words is to be adhered to unless that would lead to some
absurdity or some repugnance or inconsistency with the rest of the instrument in
which case the grammatical and ordinary sense of the words may be modified so as to
avoid the absurdity and inconsistency, but no farther."
This rule may be used in two ways. It is applied most frequently in a narrow sense
where there is some ambiguity or absurdity in the words themselves. For example,
imagine there may be a sign saying "Do not use lifts in case of fire." Under the literal
interpretation of this sign, people must never use the lifts, in case there is a fire.
However, this would be an absurd result, as the intention of the person who made the
sign is obviously to prevent people from using the lifts only if there is currently a fire
nearby. This was illustrated in the case of Lee vs Knapp 1967 QB where the
interpretation of the word "stop" was involved. Under Road Traffic Act, 1960, a
person causing an accident "shall stop" after the accident. In this case, the driver
stopped after causing the accident and then drove off. It was held that the literal
interpretation of the word stop is absurd and that the requirement under the act was
not fulfilled because the driver did not stop for a reasonable time so that interested
parties can make inquiries from him about the accident.
The second use of the golden rule is in a wider sense, to avoid a result that is
obnoxious to principles of public policy, even where words have only one
meaning. Bedford vs Bedford, 1935, is another interesting case that highlighted the
use of this rule. It concerned a case where a son murdered his mother and committed
suicide. The courts were required to rule on who then inherited the estate, the mother's
family, or the son's descendants. The mother had not made a will and under the
Administration of Justice Act 1925 her estate would be inherited by her next of kin,
i.e. her son. There was no ambiguity in the words of the Act, but the court was not
prepared to let the son who had murdered his mother benefit from his crime. It was
held that the literal rule should not apply and that the golden rule should be used to
prevent the repugnant situation of the son inheriting. The court held that if the son
inherits the estate that would amount to profiting from a crime and that would be
repugnant to the act.
Thus, the Golden rule implies that if a strict interpretation of a statute would lead to an
absurd result then the meaning of the words should be so construed so as to lead to the
avoidance of such absurdity. A further corollary to this rule is that in case there are
multiple constructions to effect the Golden rule the one which favors the assessee
should always be taken. This rule is also known as the Rule of Reasonable
Construction.
Advantages
1. This rule prevents absurd results in some cases containing situations that are
completely unimagined by the law makers.
2. It focuses on imparting justice instead of blindly enforcing the law.
Disadvantages
1. The golden rule provides no clear means to test the existence or extent of an
absurdity. It seems to depend on the result of each individual case. Whilst the
golden rule has the advantage of avoiding absurdities, it therefore has the
disadvantage that no test exists to determine what is an absurdity.
2. This rule tends to let the judiciary overpower the legislature by applying its own
standards of what is absurd and what it not.
The purposive approach
This approach has emerged in more recent times. Here the court is not just looking to
see what the gap was in the old law, it is making a decision as to what they felt
Parliament meant to achieve. Lord Denning in the Court of Appeal stated in Magor
and St. Mellons Rural District Council v Newport Corporation, 1950, "we sit here
to find out the intention of Parliament and of ministers and carry it out, and we do this
better by filling in the gaps and making sense of the enactment by opening it up to
destructive analysis".
This attitude was criticised on appeal by the House of Lords. Lord Simmons called
this approach "a naked usurpation of the legislative function under the thin disguise of
interpretation". He went on to say that if a gap is disclosed, the remedy lies in an
amending Act..
These comments highlight one issue with the purposive approach. How Parliament's
intentions can be determined and whether judges should really be refusing to follow
the clear words of Parliament. The purposive approach is one used by most
continental European countries when interpreting their own legislation. It is also the
approach which is taken by the European Court of Justice in interpreting EU law.
Since the United Kingdom became a member of the European Economic Community
in 1973, the influence of the European preference for the purposive approach has
affected the English courts in a number of ways. First, the courts have been required
to accept that, from 1973, the purposive approach has to be used when deciding on EU
matters. Second, as they use the purposive approach for EU law they are becoming
accustomed to using it and more likely to use it to interpret domestic law. One
example is Pickstone v Freemans plc (1998). Here, women warehouse operatives were
paid the same as male warehouse operatives. However, Miss Pickstone claimed that
the work of the warehouse operatives was of equal value to that done by male
warehouse checkers who were paid £1.22 per week more than they were. The
employers argued that a woman warehouse operative was employed on like work to
the male warehouse operatives, so she could not bring a claim under section 1(2) (c)
of the 1970 statute for work of equal value. This was a literal interpretation of the
1970 statute. The House of Lords decided that the literal approach would have left the
United Kingdom in breach of its treaty obligations to give effect to an EU directive. It
therefore used the purposive approach and stated that Miss Pickstone was entitled to
claim on the basis of work of equal value even though there was a male employee
doing the same work as her.
Noscitur a Sociis
Noscere means to know and sociis means association. Thus, Noscitur a Sociis means
knowing from association. Thus, under the doctrine of "noscitur a sociis" the
questionable meaning of a word or doubtful words can be derived from its association
with other words within the context of the phrase. This means that words in a list
within a statute have meanings that are related to each other. If multiple words having
similar meaning are put together, they are to be understood in their collective
meaning. According to Maxwell, "this rule means that when two or more words
susceptible to analogous meaning are clubbed together, they are understood to be used
in their cognate sense. They take as it were their colour from each other, i.e. the more
general is restricted to a sense analoguous to a less general".
This doctrine is broader than the doctrine of ejusdem generis because this rule puts
the words in context of the whole phrase and not just in relation to the nearby words.
The language of the phrase can be used as a guide to arrive at the true meaning of the
word. This rule is illustrated in Foster v Diphwys Casson (1887) 18 QBD 428,
involving a statute which stated that explosives taken into a mine must be in a "case or
canister". Here the defendant used a cloth bag. The courts had to consider whether a
cloth bag was within the definition. Under Noscitur a sociis, it was held that the bag
could not have been within the statutory definition, because parliament's intention was
refering to a case or container of the same strength as a canister.
In State of Assam vs R Muhammad AIR 1967, SC made use of this rule to arrive at
the meaning of the word "posting" used in Article 233 (1) of the Constitution. It held
that since the word "posting" occurs in association with the words "appointment" and
"promotion", it took its colour from them and so it means "assignment of an appointee
or a promotee to a position" and does not mean transfer of a person from one station to
another.
Noscitur a sociis is only a rule of construction and it cannot be used when it is clear
that the word with wider meaning is deliberately used in order to increase the scope. It
can only be used when the intention of the legislature in using a word with wider
sense along with the words with narrower meaning is not clear. Further, this rule can
only be used when the associated words have analogous meaning. It cannot be used
when the words have disjoint meanings. For example, in the case ofLokmat
Newspapers vs Shankarprasad AIR 1999, it was held that the words "discharge"
and "dismissal" do not have the same analogous meaning and so this rule cannot be
applied.
Ejusdem Generis
The ejusdem generis, or ‘of the same genus’ rule, is similar though narrower than the
more general rule of noscitur a sociis. It operates where a broad or open-ended term
appears following a series of more restrictive terms in the text of a statute. Where the
terms listed are similar enough to constitute a class or genus, the courts will presume,
in interpreting the general words that follow, that they are intended to apply only to
things of the same genus as the particular items listed. According to this rule, when
particular words pertaining to a class or a genus are followed by general words, the
general words are construed as limited to the things of the same kind as those
specified by the class or the genus. The meaning of an expression with wider meaning
is limited to the meaning of the preceeding specific expressions. However, for this
rule to apply, the preceeding words must for a specific class or genus. Further, this
rule cannot be applied in the words with a wider meaning appear before the words
with specific or narrow meaning. In UP State Electricity Board vs Harishankar,
AIR 1979, SC held that the following conditions must exist for the application of this
rule -
It can be seen that this rule is an exception to the rule of construction that general
words should be given their full and natural meaning. It is a canon of construction like
many other rules that are used to understand the intention of the legislature.
This rule also covers The rank principle, which goes as follows - Where a string of
items of a certain rank or level is followed by general residuary words, it is presumed
that the residuary words are not intended to include items of a higher rank than those
specified. By specifiying only items of lower rank the impression is created that
higher ranks are not intened to be covered. If they were, then their mention would be
expected a fortiori. For example, the phrase "tradesman, artificer, workman, labourer,
or other person whatsoever" was held not to include persons above the artisan class.
Similarly, the phrase "copper, brass, pewter, and tin, and all other metals" in a local
Act of 1825 was held not to include precious metals such as gold and silver.
This rule has been applied in the case of Koteshwar Vittal Kamat vs K Rangappa
Baliga, AIR 1969, in the construction of the Proviso to Article 304 of the Constitution
which reads, "Provided that no bill or amendment for the purpose of clause (b), shall
be introduced or moved in the legislature of a state without the previous sanction of
the President". It was held that the word introduced applies to bill and moved applies
to amendment.