Otto Kernberg Aggresivity Narcissism PDF
Otto Kernberg Aggresivity Narcissism PDF
Otto Kernberg Aggresivity Narcissism PDF
and Self-Destructiveness
in the Psychotherapeutic
Relationship
New Developments in the Psychopath-
ology and Psychotherapy of Severe
Personality Disorders
Preface, ix
vii
viii Contents
3
4 Psychopathology
tive organization and to motor behavior such as the hormonal, and in particu-
lar, testosterone-derived differences in cognitive functions and aspects of gen-
der role identity that differentiate male and female behavior patterns. Regard-
ing the etiology of personality disorders, however, the affective aspects of
temperament appear to be of fundamental importance.
Cloninger (Cloninger et al. ) related particular neurochemical systems
to temperamental dispositions that he called “novelty seeking,” “harm avoid-
ance,” “reward dependence,” and “persistence.” I question his direct transla-
tions of such dispositions into specific types of personality disorders in the
DSM-IV classification system, however. Torgersen, on the basis of his twin
studies of genetic and environmental influences on the development of person-
ality disorders (, ), found genetic influences significant only for the
schizotypal personality disorder; for practical purposes, they are significantly
related to normal personality characteristics but have very little relation to spe-
cific personality disorders.
Another major component of personality, character refers to the dynamic or-
ganization of the behavior patterns that reflect the overall degree and level of
organization of such patterns. Whereas academic psychology differentiates
character and personality, the clinically relevant terms “character pathology,”
“character neurosis,” and “neurotic character” refer to the same conditions
(called personality trait and personality pattern disturbances in earlier DSM
classifications and personality disorders in DSM-III and DSM-IV). From a
psychoanalytic perspective, I propose that character be used to refer to the be-
havioral manifestations of ego identity: the subjective aspects of ego identity—
that is, the integration of the self-concept and the concept of significant
others—are the intrapsychic structures that determine the dynamic organiza-
tion of character. Character also includes all the behavioral aspects of what in
psychoanalytic terms are called ego functions and ego structures.
From a psychoanalytic viewpoint, the personality is determined by tempera-
ment and character; in addition, the superego value systems, the moral and eth-
ical dimensions of the personality, and the integration of the various layers of
the superego are important components of the total personality. Finally, the
cognitive capacity of the individual, partly determined genetically but also cul-
turally influenced, also constitutes an important part of the personality. Per-
sonality itself, then, may be considered to be the dynamic integration of all the
behavior patterns derived from temperament, character, internalized value sys-
tems, and cognitive capacity (O. Kernberg , ). In addition, the dy-
namic unconscious, or the id, constitutes the dominant and potentially con-
8 Psychopathology
ego’s stage of object constancy. The integrative processes of the ego in fact facili-
tate this parallel development of the superego. An integrated superego, as we
have seen, in turn strengthens the capacity for object relatedness as well as au-
tonomy: An internalized value system makes the individual less dependent on
external confirmation or behavior control while facilitating a deeper commit-
ment to relationships with others. In short, autonomy and independence and a
capacity for mature dependence go hand in hand.
As I have written (O. Kernberg a, ), I consider the drives of libido and
aggression to be the hierarchically supraordinate integration of the correspond-
ing pleasurable and rewarding or painful and aversive affect states. Affects are
instinctive components of human behavior, that is, inborn dispositions com-
mon to all humans that emerge in the early stages of development and are grad-
ually organized into drives as they are activated as part of early object relations.
Gratifying, rewarding, pleasurable affects are integrated as libido; painful, aver-
sive, negative affects are integrated as aggression. Affects as inborn, constitu-
tionally and genetically determined modes of reaction are triggered first by
physiological and bodily experiences and then gradually in the context of the
development of object relations.
Rage represents the core affect of aggression as a drive, and the vicissitudes of
rage explain the origins of hatred and envy—the dominant affects of severe
personality disorders—as well as of normal anger and irritability. Similarly, sex-
ual excitement constitutes the core affect of libido, which gradually crystallizes
out of the primitive affect of elation. The early sensual responses to intimate
bodily contact dominate the development of libido.
Krause () has proposed that affects constitute a phylogenetically recent
biological system evolved in mammals to signal the infant’s emergency needs to
its mother, corresponding to the mother’s inborn capacity to read and respond
to the infant’s affective signals, thus protecting the early development of the de-
pendent infant mammal. This instinctive system reaches increasing complexity
and dominance in controlling the social behavior of higher mammals and, in
particular, primates.
I propose that affectively driven development of object relations—that is,
real and fantasied interpersonal interactions that are internalized as a complex
world of self- and object representations in the context of affective interac-
12 Psychopathology
son ; Fraiberg ). Grossman’s (, ) convincing arguments in fa-
vor of the direct transformation of chronic intense pain into aggression provide
a theoretical context for earlier observations of the battered-child syndrome.
The impressive findings concerning the prevalence of physical and sexual abuse
in the history of borderline patients, confirmed by investigators both here and
abroad (Marziali ; Perry and Herman ; van der Kolk et al. ), pro-
vide additional evidence of the influence of trauma on the development of se-
vere manifestations of aggression.
I stress the importance of this model for our understanding of the pathology
of aggression because the exploration of severe personality disorders consistently
finds the predominance of pathologic aggression. (A key dynamic of the normal
personality is the dominance of libidinal strivings over aggressive ones.) Drive
neutralization, according to my formulation, implies the integration of the li-
bidinally and aggressively invested, originally split idealized and persecutory in-
ternalized object relations, a process that leads from the state of separation-indi-
viduation to that of object constancy and culminates in integrated concepts of
the self and of significant others and in the integration of affect states derived
from the aggressive and libidinal series into the toned-down, discrete, elabo-
rated, and complex affect disposition of the phase of object constancy.
Whereas a major motivational aspect of severe personality disorders—bor-
derline personality organization—is the development of inordinate aggression
and the related psychopathology of aggressive affect expression, the dominant
pathology of the less severe personality disorders, which I have called neurotic
personality organization (O. Kernberg , , , ), is the pathology
of libido, or sexuality. This field includes in particular the hysterical, obsessive-
compulsive, and depressive-masochistic personalities, although it is most evi-
dent in the hysterical personality disorder (O. Kernberg ). Although all
three are frequently found in outpatient practice, only the obsessive-compul-
sive personality is included in DSM-IV’s () main list. (As mentioned
above, the depressive-masochistic personality disorder is included in part in the
DSM-IV’s appendix [], shorn of its masochistic components. The hysteri-
cal personality was included in DSM-II [], and one hopes that it will be re-
discovered in DSM-V—institutional politics permitting. In these disorders—
in the context of the achievement of object constancy, an integrated superego,
a well-developed ego identity, and an advanced level of defensive operations
centering around repression—the typical pathology of sexual inhibition, oedi-
palization of object relations, and acting out of unconscious guilt concerning
infantile sexual impulses dominates the personality. In borderline personality
14 Psychopathology
Mild
NPO
Severity
Obsessive-Compulsive Depressive-Masochistic Hysterical
Dependent
"High" Histrionic
BPO Sadomasochistic Cychothymic
Narcissistic
Paranoid Hypomanic
"Low" Malignant
BPO Narcissism
Schizotypal Antisocial
criteria of reality, all of which capacities are typically lost in the psychoses and
are manifested particularly in hallucinations and delusions (O. Kernberg ,
). The loss of reality testing reflects the lack of differentiation between self-
representations and object representations under conditions of peak affect
states, that is, a structural persistence of the symbiotic states of development—
their pathological hypertrophy, so to speak. The primitive defenses centering
around splitting attempt to protect these patients from the chaos in all object
relations that stems from their loss of ego boundaries in intense relationships
with others. All patients with psychotic personality organization represent
atypical forms of psychosis. Therefore, in a clinical sense, psychotic personality
organization represents an exclusion criterion for the personality disorders.
Borderline personality organization is also characterized by identity diffusion
and the predominance of primitive defensive operations centering on splitting,
but it is distinguished from the psychotic organization by the presence of good
reality testing, reflecting the differentiation between self- and object represen-
tations in the idealized and persecutory sector characteristic of the separation-
individuation phase (O. Kernberg ). Actually, this category includes all the
severe personality disorders seen in clinical practice—typically the borderline,
the schizoid and schizotypal, the paranoid, the hypomanic, the hypochondria-
cal (a syndrome that has many characteristics of a personality disorder proper),
the narcissistic (including the malignant narcissism syndrome [O. Kernberg
a]), and the antisocial. These patients present identity diffusion, the mani-
festations of primitive defensive operations, and varying degrees of superego
deterioration (antisocial behavior). A particular group of patients—namely,
those with the narcissistic personality disorder, the malignant narcissism syn-
drome, and the antisocial personality disorder—typically suffer from signifi-
cant disorganization of the superego.
Because of identity diffusion, all those with personality disorders in the bor-
derline spectrum present severe distortions in interpersonal relations, particu-
larly in intimate relations with others, lack of a consistent commitment to work
or profession, uncertainty and lack of direction in many other areas of their lives,
and varying degrees of pathology in their sexual life. They often present an inca-
pacity to integrate tender and sexual feelings, and they may show a chaotic sex-
ual life with multiple polymorphous perverse infantile tendencies. The most se-
vere cases may present with a generalized inhibition of all sexual responses as a
consequence of an insufficient activation of sensuous responses in early relations
with the caregiver and an overwhelming predominance of aggression, which in-
terferes with sensuality rather than recruiting it for aggressive aims. These pa-
Theory of Personality Disorders 17
pathological excessive guilt), and a consequent weakening of the later, more in-
tegrated superego functions (O. Kernberg , , a). The narcissistic
personality therefore often presents some degree of antisocial behavior.
When intense pathology of aggression dominates in a narcissistic personality
structure, the pathological grandiose self may become infiltrated by egosyn-
tonic aggression, antisocial behavior, and paranoid tendencies, which translate
into the syndrome of malignant narcissism. This syndrome is intermediate be-
tween the narcissistic personality disorder and the antisocial personality disor-
der proper, in which a total absence or deterioration of superego functioning
has occurred (O. Kernberg a). In psychoanalytic exploration, the antisocial
personality disorder (Akhtar ; Bursten ; Hare ; O. Kernberg )
usually reveals severe underlying paranoid trends, together with a total inca-
pacity for any nonexploitive investment in significant others. The absence of
any capacity for guilt feelings or concern for self and others, the inability to
identify with any moral or ethical value in self or others, and the incapacity to
project a dimension of a personal future differentiate this disorder from the less
severe syndrome of malignant narcissism, in which some commitment to oth-
ers and a capacity for authentic guilt feelings are still present. The extent to
which nonexploitive object relations are still present and the extent to which
antisocial behaviors dominate are the most important prognostic indicators for
any psychotherapeutic approach to these personality disorders (O. Kernberg
; Stone ).
At a higher level of development, the obsessive-compulsive personality may
be conceived as one in which inordinate aggression has been neutralized by ab-
sorption into a well-integrated but excessively sadistic superego, leading to per-
fectionism, self-doubts, and the chronic need to control the environment as
well as the self that is characteristic of this personality disorder. There are cases,
however, in which this neutralization of aggression is incomplete; the severity
of aggression determines the regressive features of this disorder, and transitional
cases with mixed obsessive, paranoid, and schizoid features can be found that
maintain a borderline personality organization in spite of significant obsessive-
compulsive personality features.
Whereas the infantile or histrionic personality disorder is a relatively mild
form of the borderline personality disorder, though still within the borderline
spectrum, the hysterical represents a higher level of the infantile disorder
within the neurotic spectrum of personality organization. In the hysterical per-
sonality the emotional lability, extroversion, and dependent and exhibitionistic
traits of the histrionic personality are restricted to the sexual realm; these pa-
Theory of Personality Disorders 21
tients are able to have normally deep, mature, committed, and differentiated
object relations in other areas. In addition, in contrast to the sexual “freedom”
of the typical infantile personality, the hysterical personality often presents a
combination of pseudohypersexuality and sexual inhibition, with a particular
differentiation of relations to men and women that contrasts with the nonspe-
cific orientation toward both genders of the infantile or histrionic personality
(O. Kernberg a).
The depressive-masochistic personality disorder (ibid.), the highest-level out-
come of the pathology of depressive affect as well as that of sadomasochism,
characteristic of a dominance of aggression in primitive object relations, pre-
sents not only a well-integrated superego (like all other personalities with neu-
rotic personality organization) but an extremely punitive superego. This pre-
disposes the patient to self-defeating behavior and reflects an unconscious need
to suffer as expiation for guilt feelings or a precondition for sexual pleasure—a
reflection of the oedipal dynamics characterizing this disorder. These patients’
excessive dependency and easy sense of frustration go hand in hand with their
“faulty metabolism” of aggression; depression ensues when an aggressive re-
sponse would have been appropriate, and an excessively aggressive response to
the frustration of their dependency needs may rapidly turn into a renewed de-
pressive response as a consequence of excessive guilt feelings.
Using the classification I have presented, which combines structural and devel-
opmental concepts of the psychic apparatus based on a theory of internalized
object relations, we may differentiate personality disorders according to the
severity of the pathology, the extent to which it is dominated by aggression, the
extent to which pathological affective dispositions influence personality devel-
opment, the effect of the development of a pathological grandiose structure of
the self, and the potential influence of a temperamental disposition toward ex-
troversion or introversion. In a combined analysis of the vicissitudes of instinc-
tual conflicts between love and aggression and of the development of ego and
superego structures, it permits us to differentiate as well as relate the different
pathological personalities to one another.
This classification also demonstrates the advantages of combining categori-
cal and dimensional criteria. Clearly, there are developmental factors relating
several personality disorders to one another, particularly along an axis of sever-
22 Psychopathology
ity. Figure summarizes the relations among the various personality disorders
outlined in what follows. Thus, a developmental line links the borderline, the
hypomanic, the cyclothymic, and the depressive-masochistic personality disor-
ders. Another developmental line links the borderline, the histrionic or infan-
tile, the dependent, and the hysterical personality disorders. Still another de-
velopmental line links, in complex ways, the schizoid, the schizotypal, the
paranoid, and the hypochondriacal personality disorders, and, at a higher de-
velopmental level, the obsessive-compulsive personality disorder. And finally, a
developmental line links the antisocial personality, the malignant narcissism
syndrome, and the narcissistic personality disorder (which, in turn, contains a
broad spectrum of severity). Further relations of all prevalent personality disor-
ders are indicated in figure .
The vicissitudes of internalized object relations and the development of af-
fective responses emerge as basic components of a contemporary psychoana-
lytic approach to the personality disorders. Affects always include a cognitive
component, a subjective experience of a highly pleasurable or unpleasurable
nature, neurovegetative discharge phenomena, psychomotor activation, and,
crucially, a distinctive pattern of facial expressions that originally serves a com-
municative function directed to the caregiver. The cognitive aspect of affective
responses, in turn, always reflects the relation between a self-representation and
an object representation, which facilitates the diagnosis of the activated object
relation in each affect state that emerges in the therapeutic relationship.
A crucial advantage of the proposed classification of personality disorders is
that the underlying structural concepts permit the immediate translation of the
patient’s affect states into the object relation activated in the transference and
the “reading” of this transference in terms of the activation of a relation that
typically alternates in the projection of self- and object representations. The
more severe the patient’s pathology, the more easily he may project either his
self-representation or his object representation onto the therapist while enact-
ing the reciprocal object or self-representation; this helps to clarify the nature of
the relation in the midst of intense affect activation, and, by gradual interpreta-
tion of these developments in the transference, permits the integration of the
patient’s previously split-off representations of self and significant others. This
conceptualization, therefore, has direct implications for the therapeutic ap-
proach to personality disorders. (The final section of this chapter describes a
psychoanalytic psychotherapy derived from this conceptual framework.)
This classification also helps to clarify the vicissitudes of the development of
the sexual and aggressive drives. From the initial response of rage as a basic af-
Theory of Personality Disorders 23
fect develops the structured affect of hatred as the central affect state in severe
personality disorders, and hatred, in turn, may take the forms of conscious or
unconscious envy or of an inordinate need for revenge that will color the corre-
sponding transference developments. Similarly, regarding the sexual response,
the psychoanalytic understanding of the internalized object relations activated
in sexual fantasy and experience facilitates the diagnosis and treatment of ab-
normal condensations of sexual excitement and hatred such as those found in
the perversions or paraphilias and the inhibitions of sexuality and restrictions
on sexual responsiveness derived from the absorption of sexuality into the pa-
tient’s conflicts concerning internalized object relations.
The unconscious identification of the patient with the role of victim and vic-
timizer in cases of severe trauma and physical and sexual abuse can also be bet-
ter diagnosed, understood, and worked through in transference and counter-
transference in light of the theory of internalized object relations that underlies
this classification. And the understanding of the structural determinants of
pathological narcissism, particularly the psychopathology of the pathological
grandiose self, permits us to apply therapeutic approaches to resolve the appar-
ent incapacity of narcissistic patients to develop differentiated transference re-
actions, in parallel to their severe distortions of object relations in general.
Psychoanalytic exploration has been central in providing knowledge about
the characteristics of the personality disorders. In addition to further refine-
ments in the diagnosis of the personality disorders and in therapeutic ap-
proaches in particular, psychoanalysis has the important task of investigating
the relations between the findings of psychoanalytic explorations and those of
the related fields of developmental psychology, clinical psychiatry, affect the-
ory, and neurobiology.
of patients with severe personality disorders more complex (but also permits
the clarification of such complexity) is the defensive primitive splitting of in-
ternalized object relations (O. Kernberg , a). In these patients, the tol-
erance of ambivalence characteristic of higher-level neurotic object relations is
replaced by a defensive disintegration of the representations of self and objects
into libidinally and aggressively invested part-object relations. The more realis-
tic or more easily understandable past object relations of neurotic personality
organization are replaced by highly unrealistic, sharply idealized, or sharply ag-
gressivized or persecutory self- and object representations that cannot be traced
immediately to actual or fantasied relations of the past.
This process activates either highly idealized part-object relations under the
impact of intense, diffuse, overwhelming affect states of an ecstatic nature, or
equally intense but painful and frightening primitive affect states that signal
the activation of aggressive or persecutory relations between self and object. We
can recognize the nonintegrated nature of the internalized object relations by
the patient’s disposition toward rapid reversals of the enactment of the role of
self- and object representations. The patient may simultaneously project a
complementary self- or object representation onto the therapist; this, together
with intense affect activation, leads to apparently chaotic transference develop-
ments. These rapid oscillations, as well as the sharp dissociation between loving
and hating aspects of the relation to the same object, may be further compli-
cated by defensive condensations of several object relations under the impact of
the same primitive affect, so that, for example, combined father-mother images
confusingly condense the aggressively perceived aspects of the father and the
mother. Idealized or devalued aspects of the self similarly condense various lev-
els of past experiences.
An object relations frame of reference permits the therapist to understand
and organize what looks like complete chaos so that he can clarify the various
condensed part-object relations in the transference, bringing about an integra-
tion of self- and object representations, which leads to the more advanced neu-
rotic type of transference.
The general objectives of transference interpretation in the treatment of bor-
derline personality organization include the following tasks (O. Kernberg
): () diagnosing the dominant object relation within the overall chaotic
transference situation; () clarifying which is the self-representation and which
the object representation of this internalized object relation and the dominant
affect linking them; and () interpretively connecting this primitive dominant
object relation with its split-off opposite.
26 Psychopathology