01 Hernan V Sandiganbayan
01 Hernan V Sandiganbayan
01 Hernan V Sandiganbayan
:
Before the Court is a special civil action for certiorari under Rule 65 of the
Rules of Court seeking to reverse and set aside the Resolution[1] dated
February 2, 2015 and Decision[2] dated November 13, 2009 of the
Sandiganbayan 2nd Division which affirmed, with modification, the
Decision dated June 28, 2002 of the Regional Trial Court (RTC), Branch 7,
Baguio City convicting petitioner of the crime of malversation of public
funds in Criminal Case No. 15722-R.
CONTRARY TO LAW.[11]
Upon arraignment on July 31, 1998, petitioner pleaded not guilty to the
offense charged. Hence, trial on the merits ensued.
To establish its case, the prosecution presented the testimonies of two (2)
COA auditors, namely, Maria Lopez and Sherelyn Narag as well as three (3)
LBP employees, namely, Rebecca Sanchez, Catalina Ngaosi, and Nadelline
Oralio.[12] In response, the defense presented the lone testimony of
petitioner, which can be summarized as follows:
On September 19, 1996, petitioner and her supervisor, Cecilia Paraiso, went
to the LBP Baguio branch and personally deposited the exact amount of
P11,300.00 with accomplished deposit slips in six (6) copies.[13] Since there
were many clients who came ahead of her, she decided to go with her usual
arrangement of leaving the money with the teller and telling her that she
would just come back to retrieve the deposit slip. Thus, she handed the
money to Teller No. 2, whom she identified as Catalina Ngaosi. Upon her
return at around 3 o'clock in the afternoon, she retrieved four (4) copies of
the deposit slip from Ngaosi. She noticed that the same had no
acknowledgment mark on it. Being contented with the initials of the teller
on the deposit slips, she returned to her office and kept them in her vault. It
was only during the cash count conducted by auditor Lopez when she found
out that the said amount was not remitted to the account of the LBP. When
demand was made on her to return the amount, she requested that she be
allowed to pay only after investigation of a complaint of Estafa that she
would file with the National Bureau of Investigation against some
personnel of the bank, particularly Catalina Ngaosi.[14] The complaint,
however, was eventually dismissed.[15]
After trial, the RTC found petitioner guilty beyond reasonable doubt of the
crime charged in the Information. The dispositive portion of the decision
states:
SO ORDERED.[16]
Erroneously, petitioner appealed to the Court of Appeals (CA), which
affirmed her conviction but modified the penalty imposed. Upon motion,
however, the CA set aside its decision on the finding that it has no appellate
jurisdiction over the case. Instead, it is the Sandiganbayan which has
exclusive appellate jurisdiction over petitioner occupying a position lower
than Salary Grade 27.[17] Petitioner's new counsel, Atty. Leticia Gutierrez
Hayes-Allen, then appealed the case to the Sandiganbayan. In a Decision
dated November 13, 2009, the Sandiganbayan affirmed the RTC's judgment
of conviction but modified the penalty imposed, the dispositive portion of
which reads:
SO ORDERED.[18]
Petitioner filed a Motion for Reconsideration dated December 21, 2009
alleging that during the trial before the RTC, her counsel was unable to
elicit many facts which would show her innocence. Said counsel principally
failed to present certain witnesses and documents that would supposedly
acquit her from the crime charged. The Sandiganbayan, however, denied
the motion in a Resolution dated August 31, 2010 on the ground that
evidence not formally offered before the court below cannot be considered
on appeal.[19]
On May 14, 2015, petitioner filed the instant petition invoking the following
arguments:
I.
II.
THE SANDIGANBAYAN GRAVELY ERRED AS IT ACTED WITH GRAVE
ABUSE OF DISCRETION AMOUNTING TO LACK OR EXCESS OF
JURISDICTION IN FINDING THAT THE EVIDENCE INTENDED TO BE
PRESENTED BY PETITIONER SHOULD HER MOTION FOR
REOPENING BE GRANTED, WAS PASSED UPON BY THE TRIAL
COURT.
III.
Petitioner also claims that during trial, she could not obtain the necessary
evidence for her defense due to the fact that the odds were against her.
Because of this, she asks the Court to relax the strict application of the rules
and consider remanding the case to the lower court for further reception of
evidence.[28] In particular, petitioner seeks the reception of an affidavit of a
certain John L. Ziganay, an accountant at the Department of Science and
Technology (Dosn, who previously worked at the DOTC and COA, as well as
two (2) deposit slips. According to petitioner, these pieces of evidence
would show that the P11,300.00 deposited at the Lagawe branch of the LBP
was actually the deposit made by petitioner and not by a certain Lanie
Cabacungan, as the prosecution suggests. This is because the P11,300.00
deposit made by Cabacungan consists of two (2) different amounts, which,
if proper accounting procedure is followed, shall be recorded in the bank
statement as two (2) separate amounts and not their total sum of
P11,300.00.[29] Thus, the Sandiganbayan's denial of petitioner's motion to
reopen the case is capricious, despotic, and whimsical since the admission
of her additional evidence will prevent a miscarriage.
At the outset, the Court notes that as pointed out by respondent Office of
the Special Prosecutor, petitioner's resort to a petition for certiorari under
Rule 65 of the Rules of Court is an improper remedy. In determining the
appropriate remedy or remedies available, a party aggrieved by a court
order, resolution or decision must first correctly identify the nature of the
order, resolution or decision he intends to assail.[30] It bears stressing that
the extraordinary remedy of certiorari can be availed of only if there is no
appeal or any other plain, speedy, and adequate remedy in the ordinary
course of law.[31] If the Order or Resolution sought to be assailed is in the
nature of a final order, the remedy of the aggrieved party would be to file a
petition for review on certiorari under Rule 45 of the Rules of Court.
Otherwise, the appropriate remedy would be to file a petition
for certiorari under Rule 65.[32] Petitioner, in the instant case, seeks to
assail the Sandiganbayan's Resolutions dated December 4, 2013 and
February 2, 2015 wherein said court denied her motion to reopen the
malversation case against her. Said resolutions are clearly final orders that
dispose the proceedings completely. The instant petition
for certiorari under Rule 65 is, therefore, improper.
It seems, therefore, that petitioner waited almost an entire three (3) year
period from the denial of her Motion for Reconsideration to act upon the
malversation case against her through the filing of her urgent motion to
reopen. In fact, her filing of said motion may very well be prompted only by
her realization that the case has finally concluded by reason of the entry of
judgment. Stated otherwise, the Court is under the impression that had she
not heard of the recording of the August 31, 2010 Resolution in the Book of
Entries of Judgments on June 26, 2013, petitioner would not even have
inquired about the status of her case. As respondent puts it, the urgent
motion to reopen appears to have been filed as a substitute for the lost
remedy of an appeal via a petition for review on certiorari before the
Court.[42] On this inexcusable negligence alone, the Court finds sufficient
basis to deny the instant petition.
But as the Sandiganbayan ruled, the absence of the first requisite that the
reopening must be before the finality of a judgment of conviction already
cripples the motion. The records of the case clearly reveal that the August
31, 2010 Resolution of the Sandiganbayan denying petitioner's Motion for
Reconsideration had already become final and executory and, in fact, was
already recorded in the Entry Book of Judgments on June 26, 2013.
Moreover, petitioner's supposed predicament about her former counsel
failing to present witnesses and documents should have been advanced
before the trial court.[44] It is the trial court, and neither the Sandiganbayan
nor the Court, which receives evidence and rules over exhibits formally
offered.[45] Thus, it was, indeed, too late in the day to advance additional
allegations for petitioner had all the opportunity to do so in the lower court.
An appellate court will generally not disturb the trial court's assessment of
factual matters except only when it clearly overlooked certain facts or where
the evidence fails to substantiate the lower court's findings or when the
disputed decision is based on a misapprehension of facts.[46]
Ultimately, it bears stressing that the Court does not find that the
Sandiganbayan acted in a capricious, despotic, or whimsical manner when
it denied petitioner's motion to reopen especially in view of the fact that the
rulings it seeks to refute are legally sound and appropriately based on the
evidences presented by the parties. On this score, the elements of
malversation of public funds under Article 217 of the Revised Penal Code
(RPC) are: (1) that the offender is a public officer; (2) that he had the
custody or control of funds or property by reason of the duties of his office;
(3) that those funds or property were public funds or property for which he
was accountable; and (4) that he appropriated, took, misappropriated or
consented or, through abandonment or negligence, permitted another
person to take them. This article establishes a presumption that when a
public officer fails to have duly forthcoming any public funds with which he
is chargeable, upon demand by any duly authorized officer, it shall
be prima facie evidence that he has put such missing funds to personal
uses.[47]
Even if the claim of Hernan, i.e., that she actually left the amount
of P11,300.00 and the corresponding deposit slip with the Bank
Teller Ngaosi and she came back to retrieve the deposit slip later,
is to be believed and then it came out that the said P11,300.00
was not credited to the account of DOTC with the Land Bank and
was in fact missing, still accused Hernan should be convicted of
malversation because in this latter situation she permits through
her inexcusable negligence another person to take the money.
And this is still malversation under Article 217.[49]
Said ruling was, in fact, duly reiterated by the Sandiganbayan in its
Decision, thus:
Shifting our gaze to the possibility that it was the bank teller Catalina
Ngaosi who misappropriated the amount and should therefore be held
liable, as the accused would want to portray, the Court doubts the tenability
of that position. As consistently ruled by jurisprudence, a public officer may
be held liable for malversation even if he does not use public property or
funds under his custody for his personal benefit, but consents to the taking
thereof by another person, or, through abandonment or negligence,
permitted such taking. The accused, by her negligence, simply
created the opportunity for the misappropriation. Even her
justification that her deposits which were not machine-validated
were nonetheless acknowledged by the bank cannot fortify her
defense. On the contrary, it all the more emphasizes her
propensity for negligence each time that she accepted deposit
slips which were not machinevalidated, her only proof of receipt
of her deposits.[50]
In view of the foregoing, the Court agrees with the Sandiganbayan's finding
that petitioner's motion to reopen and petition for reconsideration are
practically second and third motions for reconsideration from its Decision
dated November 13, 2009. Under the rules, the motions are already
prohibited pleadings under Section 5, Rule 37 of the Rules of Court due to
the fact that the grounds raised in the petition for reconsideration are
merely a rehash of those raised in the two (2) previous motions filed before
it. These grounds were already thoroughly discussed by the Sandiganbayan
in its subject resolutions. Hence, as duly noted by the Sandiganbayan, in
the law of pleading, courts are called upon to pierce the form and go into
the substance, not to be misled by a false or wrong name given to a pleading
because the title thereof is not controlling and the court should be guided
by its averments.[51] Thus, the fact that the pleadings filed by petitioner are
entitled Urgent Motion to Reopen the Case with Leave of Court and with
Prayer to Stay Execution and Petition for Reconsideration with Prayer for
Recall of Entry of Judgment in lieu of the Prayer for Stay of Execution of
Judgment does not exempt them from the application of the rules on
prohibited pleadings.
SEC. 40. Article 217 of the same Act, as amended by Republic Act. No.
1060, is hereby further amended to read as follows:
xxxx
In all cases, persons guilty of malversation shall also suffer the penalty of
perpetual special disqualification and a fine equal to the amount of the
funds malversed or equal to the total value of the property embezzled.
Pursuant to the aforequoted provision, therefore, We have here a novel
situation wherein the judgment convicting the accused, petitioner herein,
has already become final and executory and yet the penalty imposed
thereon has been reduced by virtue of the passage of said law. Because of
this, not only must petitioner's sentence be modified respecting the settled
rule on the retroactive effectivity of laws, the sentencing being favorable to
the accused,[56] she may even apply for probation,[57] as long as she does not
possess any ground for disqualification,[58] in view of recent legislation on
probation, or R.A. No. 10707 entitled An Act Amending Presidential Decree
No. 968, otherwise known as the "Probation Law of 1976," As Amended,
allowing an accused to apply for probation in the event that she is
sentenced to serve a maximum term of imprisonment of not more than six
(6) years when a judgment of conviction imposing a non-probationable
penalty is appealed or reviewed, and such judgment is modified through the
imposition of a probationable penalty.[59]
Thus, in order to effectively avoid any injustice that petitioner may suffer as
well as a possible multiplicity of suits arising therefrom, the Court deems it
proper to reopen the instant case and recall the Entry of Judgment dated
June 26, 2013 of the Sandiganbayan, which imposed the penalty of six (6)
years and one (1) day of prision mayor, as minimum, to eleven (11) years,
six (6) months, and twenty-one (21) days of prision mayor, as maximum.
Instead, since the amount involved herein is P11,300.00, which does not
exceed P40,000.00, the new penalty that should be imposed is prision
correccional in its medium and maximum periods, which has a prison term
of two (2) years, four (4) months, and one (1) day, to six (6) years. The
Court, however, takes note of the presence of the mitigating circumstance
of voluntary surrender appreciated by the Sandiganbayan in favor of
petitioner.[60] Hence, taking into consideration the absence of any
aggravating circumstance and the presence of one (1) mitigating
circumstance, the range of the penalty that must be imposed as the
maximum term should be prision correccional medium to prision
correccional maximum in its minimum period, or from two (2) years, four
(4) months, and one (1) day, to three (3) years, six (6) months, and twenty
(20) days, in accordance with Article 64[61] of the RPC. Applying the
Indeterminate Sentence Law, the range of the minimum term that should
be imposed upon petitioners is anywhere within the period of arresto
mayor, maximum to prision correccional minimum with a range of four
(4) months and one (1) day to two (2) years and four (4) months.
Accordingly, petitioner is sentenced to suffer the indeterminate penalty of
six (6) months of arresto mayor, as minimum, to three (3) years, six (6)
months, and twenty (20) days prision correccional, as maximum.
Likewise, let the Office of the President, the Senate of the Philippines, and
the House of Representatives, be furnished copies of this Decision for their
information.
SO ORDERED.