(B3001E) Bearing Failure Analysis PDF
(B3001E) Bearing Failure Analysis PDF
(B3001E) Bearing Failure Analysis PDF
B3001E
Ball & Roller Bearings: Failures, Causes and Countermeasures
1. Time of fracture occurrence and causes ______________ 1
1. Bearing Fracture
2. Abnormal operations, their causes and
countermeasures ___________________________________ 2
1. Types of failure _____________________________________ 3
2. Bearing Failure
2. Types of failure and parts in which they occur _________ 3
3. Failures and causes ________________________________ 4
Even when bearings are being used under ideal When bearing failure is found, even if it is insignificant, it
conditions, failures of bearings are caused by deterioration is important to investigate the phenomenon to determine
of the material due to rolling fatigue. Generally, the service the causes. At this time, not only the bearing but also the
life of bearings is expressed either as a period of time or as shaft, housing, and lubricant used with the bearing should
the total number of rotations before the occurrence of be comprehensively investigated, together with the
failures in the inner ring, outer ring or rolling element bearing.
because of rolling fatigue, due to repeated stress. To judge the causes of failure, sufficient knowledge and
Rolling bearings sometimes fracture earlier than experience in bearings and lubricants and a good
expected. The following causes should be considered; understanding of the characteristics of the equipment are
q Inappropriate use of bearings necessary. In addition, consideration of the installation
w Faulty installation or improper processing conditions and operational process of the bearing is
e Improper lubricant, lubrication method or sealing required.
device 〔Reference〕 Rated service life of rolling bearing
r Inappropriate speed and operating temperature
( ) Cr p
L : Rated service life, 106 rotations
L=
t Contamination by foreign matter during installation P Lh : Rated service life, h
60 ( P )
y Abnormally heavy load 10 C 6 p
Cr : Basic dynamic load rating, N
L=
h
r
1. Bearing Fracture
Inappropriate Faulty design of shaft, Improper lubricant, Defect in Mis-mounting Defect in sealing device,
use of housing or other lubrication method bearings of bearings contamination of water, dust
Causes
Time of bearings installation aspects or or sealing device or other foreign matters, or
fracture occurrence improper processing shortage of lubricant
(1) Fracture occurring immediately
after bearings were mounted or ○ ○ ○ ○ ○
within a short time after mounting
(2) Fracture occurring immediately
after overhaul ○ ○
1
2. Abnormal operations, their causes and countermeasures
Causes and countermeasures of abnormal operations are
categorized and listed in Table 1–2.
1. Flaws including scratches, Repair bearings or replace with new ones.(Care should be
brinelling, etc. taken in handling
Noise at uniform
1. Excessively narrow internal Replace with a new bearing or widen internal clearance.
Noise at nonuniform High-pitched
clearance
2. Shortage of lubricant Supply lubricant.
3. Sliding of rolling element Change to proper lubricant or decrease operational clearance.
element
4. Wear of cage Replace with a new bearing.
2
2. Bearing Failure
1. Types of failure
Defects in the appearance of bearings are referred to as assigning a general term to each type of failure, then
bearing failures. Table 2–1 describes bearing failures, first adding more detailed classifications.
Table 2–2 Bearing Failures, Parts in which they Occur, and Standards for Judging Failures
Bearing ring, Rolling element Bearing ring Cage
· Roller guide surface
Bearing failure · Raceway surface · Pocket surface
· Cage guide surface · Others · Fitting surface · Rivet
· Rolling surface · Guide surface
· Roller end face
Flaking, Pitting × − − − − −
Wear ○ ○ ○ ○ ○ ×
Fretting ○ − − ○ − −
Cracks × × × × × ×
Chips × × ○ × × ×
Brinelling ○ ○ ○ ○ − −
Nicks ○ ○ ○ ○ ○ ○
Scratches ○ ○ ○ ○ ○ ○
Scuffing ○ ○ ○ ○ − −
Rust ○ ○ ○ ○ ○ ○
Corrosion ○ ○ ○ ○ ○ ○
Pear skin ○ − − − − −
Discoloration ○ ○ ○ ○ − −
Smearing ○ ○ − − − −
Creep − − − ○ − −
Electric pitting ○ ○ − − ○ −
Seizure × × × × × −
Failure of cage − − − − ○ ×
Notes) × : In principle, not reusable.
○ : Reusable in accordance with seriousnes of failure, by repairing or meeting required conditions.
− : No failure of this part.
3
3. Failures and causes
Table 2–3 describes failures and causes. For further
detail, refer to Section "3 . Failures, Causes and
Countermeasures" .
(Fig. 1)
Symmetrical flaking on each side Inclined mounting, or shaft or housing not in the
shape of a circle
(Fig. 2)
Flaking
Flaking on one side or flaking in the form Distortion of shaft, insufficient centering,
of an oblique line on raceway surface of bearings not installed on shaft at the correct Fig.1 Flaking along circumference on one side.
bearing ring on fixed side (Fig. 3) angle (Deep Groove Ball Bearing)
Partial flaking on thrust bearing Eccentric mounting
Scuffing on roller end face and guide rib Excessive axial load, improper lubrication
face Fig.2 Symmetrical flaking on each side.
(Fig. 4) (Tapered Roller Bearing)
Scraches on raceway surface Grease of too high viscosity, excessive
acceleration in starting
Cracks or chips of rolling element Improper bearing material, excessive impact too
wide internal clearance of cylindrical roller Fig.3 Flaking in the form of an oblique line.
(Fig. 5) bearing (Deep Groove Ball Bearing)
Cracks, Chips
Cracks or chips of inner ring or outer ring Advanced stage of flaking, improper bearing
material, interference too large, housing of
(Fig. 5) inaccurate design
Cracks, chips of rib Impact in mounting, axial impact, load too heavy
(Fig. 5)
Cracks, chips of cage Improper lubricant or lubrication method, high
speed operation, vibration impact too strong, Fig.4 Scuffing on roller end face and guide rib
advanced stage of wear face. (Cylindrical Roller Bearing)
Creep
Rust covering whole bearing surface, Defective washing oil or lubricant, water,
corrosion humidity
Fig.6 False brinelling on inner ring.
(Deep Groove Ball Bearing)
False brinelling Progressing stage of flaws caused by load from
vibration when machine is not running.
(Fig. 6)
Others
4
3. Failures, Causes and Countermeasures
1 Flaking, Pitting
■ Flaking is a phenomena in which the bearing surface turns ■ Flaking on inner ring of Deep Groove Ball Bearing
scaly and peels off due to contact load repeatedly received on
the raceway and rolling surface during rotation.
(A-6977)
● Pitting is a phenomena in which small holes 0.1 mm in depth
are generated on the raceway surface by rolling fatigue.
■ Flaking on inner ring of Cylindrical Roller Bearing
(A-7024)
Flaking and pitting occur early in a bearing's service life
under the following conditions:
1)During operation, bearing internal clearance becomes
narrower than specified. ■ Flaking on outer ring of Double-Row Cylindrical Roller Bearing
(A-6466, 6473)
■ Flaking on inner ring of Tapered Roller Bearing
■ Flaking
a)Use a bearing with heavier rated load.
(A-6644, 6645)
5
3. Failures, Causes and Countermeasures
■ Wear is caused mainly by sliding abrasion on parts including ■ Wear on roller and face of Cylindrical Roller Bearing
the roller end face and rib, cage pocket surface, cage, and the
guide surface of the bearing ring.
Wear due to contamination by foreign matter and corrosion occurs
not only to the sliding surface but also to the rolling surface.
Phenomena
(A-4718)
On the fitting surface, fretting corrosion occurs, generating a
rust like powder. ■ Wear on outer ring raceway surface
▲ If bearings receive a vibration load when they stop or of Double-Row Cylindrical Roller Bearing
■ Wear
(A-6714)
1)Improper lubricant or shortage of lubricant.
(s)
2)Contamination by foreign matter . ● Fretting on inner ring bore surface of Tapered Roller Bearing
● Fretting
1)Vibration load.
2)Slight vibration on fitting surface caused by load.
Causes
(A-6649)
● Fretting on outer ring O.D. surface of Deep Groove Ball Bearing
Vertical fretting at symmetric positions 180º apart.
■ Wear
a)Review and improvement of lubricant and lubrication
method.
(A-6735)
b)Filtering of oil.
Countermeasures
c)Improvement of sealing.
● Fretting ▲ False brinelling on inner ring raceway surface
of Deep Groove Ball Bearing
a)Investigation and countermeasures for the source of
vibration.
b)Investigation and increase of interference.
c)Enhancement of shaft rigidity.
(A-7278)
6
3 Cracks and Chips
■ Cracks include slight cracks, splitting and fracture. ■ Crack and chip in a Spherical Roller Bearing
(A-6395)
■ Crack on outer ring of Four-Point Contact Ball Bearing
Crack starting from key groove on O.D. surface.
■ Cracks
(A-6625)
1)Heavy load.
2)Excessively heavy internal load caused by improper
installation. ■ Crack in outer ring of Double-Row Cylindrical Roller Bearing
3)Excessive interference at fitting, or shaft and housing of
improper shape.
Causes
(A-6626)
● Chips
1)Abnormally heavy axial load or impact load.
2)Partial impact of hammer or other tool used when bearing
● Chip in outer ring rib of Cylindrical Roller Bearing
is mounting or dismounting.
■ Cracks
a)Investigation followed by countermeasures for excessively
heavy load.
(A-6555)
7
3. Failures, Causes and Countermeasures
■ Brinelling is depressions created on the part of the raceway ■ Brinelling on outer ring raceway surface
of Deep Groove Ball Bearing
surface which comes into contact with the rolling element,
and is due to plastic deformation.
Brinelling is also small depressions on the rolling surface
caused by contamination by solid foreign matters.
Phenomena
(A-6474)
bearings are hit by a hammer or other solid tool.
■ Brinelling
1)Extremely heavy load(static load, impact load)applied
(A-6617)
to bearing.
2)Solid foreign matter caught in bearing parts.
● Nicks
Causes
■ Brinelling
a)Investigation followed by countermeasures for excessively
heavy load or impact.
b)Enhancement of sealing capability.
Countermeasures
8
5 Scratches and Scuffing
■ A scratch is a relatively shallow flaw caused by sliding ■ Scratch on roller rolling surface of Cylindrical Roller Bearing
contact.
● Scuffing is a flaw caused by high contact pressure and heat
on the rolling surface.
In general, more serious scratches are regarded as scuffing.
Phenomena
(A-6451, 6453)
1)Flaw in the axial direction(flaw occurring in mounting)
In the mounting of bearings whose outer rings and inner
rings are separable, a flaw in the axial direction is
sometimes caused by contact with the edge of rollers or
raceway surfaces. ■ Scratch on roller rolling surface of Cylindrical Roller Bearing
These are referred to as flaws in the axial direction. Scratch occurring in circumference direction.
(A-6452)
1)Careless handling in mounting or dismounting.
(2)Scuffing on roller end face and rib face. ■ Scratch on outer ring raceway surface of Double-Row
1)Improper lubrication at contact face. Cylindrical Roller Bearing Roller which slides when running.
2)Excessive preload.
3)Intrusion of foreign matter.
Causes
(A-6470)
1)Improper rotation of rolling element.
2)Improper lubrication.
3)Intrusion of foreign matter. ● Scuffing on inner ring bore surface of Tapered Roller Bearing
a)Review and improvement of lubricant and lubrication ● Scuffing on inner ring rib face and roller and face
method. of Cylindrical Roller Bearing with rib
b)Inspection and countermeasures for abnormal load.
c)Enhancement of sealing capability.
(3)Scratches and scuffing on raceway surface and rolling
surface.
a)Review and improvement of lubricant and lubrication
method.
(A-6669)
9
3. Failures, Causes and Countermeasures
■ Rust is a film of oxide, hydroxide, or carbonate produced on ■ Rust on outer ring raceway surface of Double-Row Angular Ball
Bearing Rust on raceway surface of one row.
a metallic surface by chemical action.
(A-6494)
■ Rust on outer ring raceway surface
of Double-Row Cylindrical Roller Bearing Rust on roller pitch.
■ Rust
(A-6472)
1)When equipment is stopped and its temperature
decreases to the dew point, humidity in the housing turns
into drops of water. The water drops often contaminate ■ Rust on roller rolling surface of Cylindrical Roller Bearing
the lubricant. As a result, rust is generated on the bearing Rust at one position the rollers.
surface.
2)When bearings are stored in a humid place for a long time,
Causes
(A-6479)
temperature.
2)Corrosion occurs when water gets inside bearings. ■ Rust on inner and outer rings and on roller
of Tapered Roller Bearing Rust on roller pitch of one row.
■ Rust ● Corrosion
a)Enhancement of sealing capability.
b)Periodic inspection of lubricant.
c)Provision for adequate rust prevention during storage of
(A-7130)
Countermeasures
bearings.
10
7 Pear skin, Discoloration
■ Pear skin is a condition of the rolling surface where small ■ Pear skin on inner ring raceway surface
of Double-Row Cylindrical Roller Bearing
depressions are created entirely as a result of many foreign
matters being caught between parts.
A rolling surface suffering from pear skin appears dim and is
rough in texture. In the worst case, the surface is discolored
Phenomena
by heat.
(A-6556)
● Discoloration is a phenomena in which the bearing surface is
discolored by staining or heat generated during operation.
■ Pear skin on inner ring raceway surface
of Deep Groove Ball Bearing
■ Pear skin
(A-6960)
Since pear skin is mainly caused by contamination by foreign
matter or lack of lubricant, these two points should be
● Discoloration on ball surface of Deep Groove Ball Bearing
inspected most carefully.
● Discoloration
Causes
(A-6639)
wiping with a solvent.
2)A brown discoloration of the rolling or sliding surface is
caused by adhesion of acidic powders generated by ● Discoloration on raceway surface, roller rolling surface
abrasion during operation. of Cylindrical Roller Bearing
In general, these powders adhere uniformly to the bearing
circumference.
■ Pear skin
a)Careful washing of shaft and housing.
b)Enhancement of sealing capability.
c)Filtering of oil.
(A-6725)
● Discoloration
Discoloration can be classified as follows: staining, electric ● Discoloration on inner ring and roller of Tapered Roller Bearing
Staining
pitting, rust, corrosion, and temper color. Stains can be removed
by wiping with an organic solvent(aceton) . When observed by
microscope, electric pitting is small depressions caused by
electric discharge. If unevenness remains on the surface after
wiping with sand paper, the phenomena are judged to be rust
and corrosion. If unevenness is completely removed, the
phenomena is judged to be temper color caused by heat.
a)Improvement of heat dissipation from bearings.
(A-6982)
b)Improvement of lubrication.
c)Review followed by countermeasures for bearing operating
conditions.
11
3. Failures, Causes and Countermeasures
8 Smearing
■ Smearing is a phenomena where minute seizure is concentrated ■ Smearing on inner ring raceway surface
of Deep Groove Ball Bearing
on the rolling surface.
In smearing, the surface is partially melted by heat of high
temperature generated by friction; and on some parts, the
surface damaged becomes significantly rough.
Phenomena
(A-6640)
■ Smearing on ball surface
(A-6641)
elements stop rotating due to inappropriate use or
improper lubrication, and then start to slide on the
raceway surface. ■ Smearing on inner ring raceway surface of Angular Ball Bearing
2)In ball bearings, smearing is caused by sliding or spinning
of balls; and, in roller bearings, smearing tends to occur
when the roller enters into on from the load zone.
Causes
(A-6642)
■ Smearing on outer ring raceway surface
of Cylindrical Roller Bearing
12
9 Creep
■ Creep is the displacement during operation of a bearing ring, ■ Creep of Deep Groove Ball Bearing inner ring
relative to the shaft or housing.
Phenomena
(A-6726)
■ Creep of Deep Groove Ball Bearing outer ring
(A-6957)
Creep occurs when interference is too small in relation to the
heat or load generated during operation.
(A-6647)
■ Creep of Tapered Roller Bearing inner ring
13
3. Failures, Causes and Countermeasures
10 Electric pitting
■ Electric pitting is a phenomena in which the bearing surface ■ Electric pitting on Deep Groove Ball Bearing
Fluting on inner ring raceway surface.
is partially melted by sparks generated when electric current
enters the bearing and passes through an extremely thin oil
film at the rolling contact point.
Electric pitting can be classified into pitting or ridge marks,
Phenomena
(A-6652)
indicating that the surface has been melted by sparks.
・Significant electric pitting causes flaking.
In addition, since the hardness of the rolling contact surface ■ Electric pitting on Cylindrical Roller Bearing
deteriorates, the surface tends to be easily worn.
・If a fluting surface is found by manual inspection, or pitting is
observed by normal visual inspection, the bearing cannot be
re-used.
(A-6653)
through the bearing.
(A-5180)
■ Fluting on Cylindrical Roller Bearing inner ring
14
11 Seizure
■ Although scuffing and smearing can be categorized as ■ Seizure of Cylindrical Roller Bearing
Rollers are removed because pocket surface of cage has become worn.
seizure, scuffing is generally regarded as a more serious type
of failure. The seizure described in this section is the kind in
which bearing parts are melted and adhere to one another
due to abnormal heat or the rolling surface becoming rough;
Phenomena
(A-6457)
because the hardness has deteriorated and smooth rotation is
impossible on the rough surface.
■ Seizure of Cylindrical Roller Bearing with rib
(A-6464)
lubrication, excessive preload, or improper contact of rolling
elements with the raceway surface, which cannot be
compensated for by the cooling method or lubrication ■ Seizure of Tapered Roller Bearing
employed in the bearings. Heat is generated on roller end face and inner ring rib face.
Causes
(A-6679)
15
3. Failures, Causes and Countermeasures
12 Failure of Cage
(A-6455)
accuracy may decrease.
And the motion of the rolling element is consequently
affected; therefore, especially the size and location of the
flaw should be checked with care. ● Crack of Tapered Roller Bearing cage
3)Rust and Corrosion
If rust or corrosion is found on cages, it can be assumed
Phenomena
(A-6670)
of the rolling element is hindered: cages whose pocket
surface has been worn down in the shape of the rolling
elements; cages which cannot maintain the rolling
elements, and cages whose guide surface for the bearing ● Distortion of Cylindrical Roller Bearing cage
ring has been eccentrically or severely worn.
5)Looseness and Improper Riveting
Looseness of the rivet is caused by an error in bearing
mounting, moment load, variable load, vibration, etc.
If a bearing is operated with improper riveting, the bearing
cannot be returned to service because the rivets may
break.
(A-7026)
● Looseness of Cylindrical Roller Bearing cage rivet
1)Cracks and Chips
a)Careless handling.
b)Abnormal load, Vibration impact.
2)Flaw, Distortion
Causes and countermeasures
a)Careless handling.
3)Rust, Corrosion
a)Improvement of sealing capability.
Periodic inspection of lubricant.
(A-6481)
16
GLOBAL NETWORK
BEARING BUSINESS OPERATIONS
2015.5
CAT.NO.B3001E
Printed in Japan '15.5-2CDS('92.4)