Bacon 1990
Bacon 1990
Bacon 1990
A MAJOR AREA OF SECOND LANGUAGE (SL) ing (LL) strategies in general and with ~he
acquisition research is the role playe? by learner's anticipated cognitive and affective
learner variables in the process of learnmg a responses to authentic input in particular.
second language. I The focus of interest is on
the complex relationship between learner char- REVIEW OF LITERATURE
acteristics, their specific language learnin.g
Authentic Input, Affective, Social, and Personality
behaviors or strategies, and, of course, the ulti-
Factors. A rapidly growing body of literature
mate success of these strategies in language
discusses ways and means of exploiting authentic
learning. Learner characteristics in the social materials in classroom instruction (15; 25, for
and affective domains in particular are widely examplej.? The use of authentic materials is
regarded as profoundly influencing outcome b.y promoted for both cognitive and affective :e~
virtue of their association with language acqUI- sons. In cognitive terms, for example, It IS
sition behavior. The pioneering work of
argued that authentic materials provide the
Gardner and Lambert (13, 14) brought moti-
necessary context for appropriately relating
vation and other attitudinal/affective variables form to meaning in the language acquisition
to the forefront of research. Krashen's Monitor process. In terms of affect, authentic texts are
Model, widely assumed if also widely criticized,
regarded as motivators and as a means to o~er
ascribes a powerful influence to the "Affective come the cultural barrier to language learning
Filter." Research by Beebe shows that per-
(2, 22, 27).
sonality variables, such as the willingness to
Although the pedagogical trend is clearly in
take risks, are powerful determinants of the
the direction of increased use of authentic input
propensity to interact in the target language.
in language instruction, a clearer understand-
Horwitz and her colleagues (16,17,18) con-
ing of the mechanisms of interaction between
tinually remind us of the profound effects on
learner and authentic texts is required to pro-
learner behavior of both beliefs about language
vide the basis for sound pedagogical use of
and affective responses ("anxiety") to specific
authentic input. Research is essential to under-
language learning situations.
standing how to prepare both m~terials .and
This paper reports the main findings of a students for effective language instrucuon.
survey-based research project condu.cted ~m Unfortunately, very little empirical resea~ch
first-year Spanish students at two maJ?r ml.d- exists on the learner's cognitive and affective
western universities. The goal was to identify
responses to authentic input. A few studies have
a reliable set of learner beliefs (or factors) for emerged at the levels of primary and secondary
that population associated with language learn- education. Kienbaum, Russell, and Welty com-
pared traditional classroom contexts (elementary
The Modern Language Journal, 74, iv (1990) school) with communicative contexts .charac-
0026-7902/90/0004/459 S1.50/0 terized primarily by the use of authentic mate-
e 1990 The Modern Language Journal
rials in instruction. Although test results
460 Modern Language Journal 74 (1990)
showed no significant differences between the mirror the integrative/instrumental distinction
groups in language performance, an attitude first posited by Gardner and Lambert: "The
survey revealed favorable attitudes toward the similarities are especially interesting in light of
absence of the traditional textbook and a high the fact that the motivational clusters were
degree of interest in current events materials. developed from a descriptive survey rather than
Duquette, Dunnett, and Papalia studied the constructed on the basis of prior theory" (9: p.
effect of authentic materials on language acqui- 32). The type and degree of motivation likely
sition and cultural attitudes at the kindergarten will affect the learner's disposition toward au-
level and found that the children in the experi- thentic input situations. Specifically, one might
mental group improved linguistically and expect more highly motivated learners and the
learned to respond positively and appropriately more integratively oriented learners to welcome
to cultural materials. Bernhardt and Berke- the opportunity and challenge of operating on
meyer found that high school students of Ger- authentic written and oral input to a greater
man at all levels were able to handle all extent than others.
authentic text types and that students fell into Personality factors have been investigated in
three levels of comprehension associated with regard to language learning as well. Ely (10),
years of language study. Allen and colleagues in a study of 125 university-level Spanish stu-
did the general study that encompasses Bern- dents, found correlations between Language
hardt and Berkemeyer. They tested 1,500 high Class Risk-taking and a preference for activi-
school students with from one to five years of ties involving free language use and between
language instruction for comprehension of Language Class Sociability and activities
authentic texts at three levels of difficulty. They involving interaction and "performing" in class.
found that the subjects in the study could deal In another study carried out in anticipation of
with all of the authentic texts they were asked the establishment of a university-wide language
to read. The protocols illustrated that, regard- requirement, Moody used Myers-Briggs type
less oflevel, "all subjects were at the very least indicators on a university-wide sample and
able to capture some meaning from all of the found significantly different personality con-
texts" (p. 168). Furthermore, even beginners figurations in different majors. He hypothe-
could cope with authentic texts of considerable sized corresponding differences in preferences
length, 250-300 words. The researchers found for language practice activity. For example, he
that target language and level of instruction was interprets the results to suggest that, while lan-
a more important correlate of comprehension guage and science students would benefit from
than was text difficulty. the traditional language classroom environ-
Although initial indications with respect to ment, engineering and particularly business
learner reaction to authentic input are promis- students would be adversely affected. The per-
ing, it should not be assumed that learners will sonality profile of business students indicates
behave in uniformly positive fashion to lan- the need for social learning activities involving
guage learning trends that teachers regard as "performance." These studies suggest that
beneficial. For example, the Kienbaum et al. learners will vary with respect to their willing-
study, which found a basically positive response ness to take risks in language learning activi-
to classroom instruction based primarily on au- ties, particularly if there is a concomitant
thentic materials, also found that an appre- requirement to "perform" publicly. The impli-
ciable number of students still wanted materials cations of this observation are particularly
associated with traditional language instruc- important in the case of authentic interaction
tion: vocabulary lists, grammar review items, with native speakers of the target language.
and finite content and testing. The findings of Horwitz and colleagues (18)
Recent research involving university-level with respect to foreign language (FL) anxiety
populations on the interaction of social and affec- underscore the point made above with respect
tivevariables and language learning behavior also to "performance." They found through a survey
suggests that learning strategies and preferences and support-group discussions that FL anxiety
for learning activities are closely tied to social is distinguishable from general communicative
and affective variables. Motivation has been anxiety and that "significant foreign language
found to be a significant variable, either singly anxiety is experienced by many students in
or interacting with other variables such as response to at least some aspects of foreign lan-
gender (5, 7, 9, 23). Ely reports results that guage learning" (p. 130). FL anxiety has a
Susan M. Bacon & Michael D. Finnemann 461
number of concrete manifestations, but the Factor Analysis. Factor analysis is a useful
findings of the study suggest that anxiety will method to improve and test the internal con-
have a particularly acute role in the case of sistency of a survey instrument and to improve
conversation in the target language (TL). The interpretation of data. It is a multivariate statis-
need to understand every word will produce tical method used in the analysis of correlation
interference in comprehension processes. coefficients (see 12: pp. 520-44, for discussion
Speaking, moreover, is problematic for very of uses). When an instrument produces a great
deep-seated reasons related to self-concept. The number of variables, factor analysis reduces
authors state, "Anxious students feel a deep and simplifies the data to help the researcher
anxiety when asked to risk revealing themselves interpret the interrelationship of the variables.
by speaking a foreign language in the presence Often, factor analysis is used when the distinc-
of others" (18: p. 129). Furthermore, the tion between independent and dependent vari-
authors suggest that this fear of self-revelation ables is less meaningful. Rather, the concern
may interfere in particular with a learner's is with the description and interpretation of
ability to profit from situations of authentic interdependencies.
in teraction: The analysis first organizes the number of
Authentic communication also becomes prob- variables into a fewer number of factors. Then,
lematic in the second language because of the the factors are examined according to the new
immature command of the second language structure they have acquired by virtue of being
relative to the first. Thus adult language a unit composed of several interrelated vari-
learners' selfperceptions of genuineness in pre- ables. The whole, therefore, may be different
senting themselvesto others may be threatened from the sum of the parts. Reduction and struc-
by the limited range of meaning and affectthat ture, in short, are the two distinguishing char-
can be deliberately communicated. In sum, the acteristics of factor analysis. The structural
language learners' self-esteem is vulnerable to properties of a factor determine its meaning
the awareness that the range of communicative (12: p. 525).
choices and authenticity is restricted. (18: Once a factor has been identified, it is treated
p. 128) as a variable. The difference is that a variable
is directly measured, whereas a factor is derived
In short, situations of authentic language input from a set of variables.
may be perceived as entailing risk and may A variety of methods exist for the identifica-
heighten the anxiety response (or raise the tion and determination of the number of factors
Affective Filter, in Krashen's terms) of the to retain (28). Once the number of factors has
learner such that comprehension is affected, been determined, the reference axes are rotated
particularly in anticipation of the need to in order to allow the interpretation of these
perform. factors. A minimum of three variables must be
Methodology: Self-Report Data. Much of the interrelated on a single factor. The factors are
data reviewed above are based completely or then tested for internal consistency using a sta-
in part on self-report (7; 9, 10; 11; 13; 14; 16; tistical program for reliability. A standardized
18; 21; 23). Self-report data have the limitation alpha of .8 or higher is considered acceptable.
that subjects may respond in a way that they
believe they are expected to respond. The study
PURPOSE OF PRESENT STUDY
of expressed beliefs, however, has gained
importance over the past few years (see, for To identify factors that pertain to how novice
example, 8; 16; 26). In order to verify the learners believe they interact with authentic
validity of self-report data, some studies follow input, the following research questions were
initial questionnaires by think-aloud techniques considered: 1) can a self-report instrument de-
and other criterion measures (such as compre- signed to elicit learner beliefs about attitudes,
hension or course grade). An important first motivation, and strategies toward language
step, however, is to establish a self-report learning, in general, and willingness, strategies,
instrument that reaches a high level of internal perception of comprehension, satisfaction, and
consistency. The internal reliability of such an affective response toward authentic input, in
instrument is best established by testing a large particular, reach an acceptable level of internal
number of subjects. A subsequent study would consistency? (This question is submitted with the
examine how reported beliefs relate to reality. understanding that the instrument measures an
462 Modern Language Journal 74 (1990)
individual's perceptions of his or her behav- were identified. Items that did not contribute
iors.); 2) can these identified perceptions of to the reliability were revised or replaced. Five
general language learning (attitudes, motiva- statements were revised and four more were
tion, choice of strategies), gender, and willing- added to improve the reliability of the factors. 6
ness to deal with and/or exposure to authentic The revised instrument with 109 items was ad-
input - including the native language back- ministered to a new sample of almost 1,000
ground of the instructor - predict a learner's students at the two institutions in spring 1989.
anticipated comprehension, satisfaction, and A uniform set of instructions was used to ad-
strategy use regarding authentic input? (The minister each stage of the instrument in class;
term predict is used to show the association student participation was entirely voluntary.
between factors; it does not imply causation.) An average of fewer than one student in each
class declined to participate.
POPULATION AND PROCEDURES Sample. Descriptive statistics were obtained
using the SPSSX package on the AMDAHL
The Language Program. Most of the basic lan-
580 computer at the University of Cincinnati.
guage instruction at both institutions is per-
The results of the first three pilot tests revealed
formed by graduate students in Spanish or
that 95 percent of the students were studying
Foreign Language Education or by adjunct
Spanish to fulfill the College of Arts and Sci-
instructors of Spanish. Both institutions pro-
ences foreign language requirement at the
vide extensive training in methodology prior to
respective institutions. 7 Since both institutions
and in conjunction with each instructor's first
have FL entrance requirements, moreover,
year of teaching. Both institutions use the same
most students had had experience with Spanish
basic text and use departmental tests. The end-
in high school. The geographical location of the
of-course grade is based primarily on written
two universities (Midwest) precluded appre-
tests (70 %), of which a small portion, usually
ciable contact with Spanish outside of class.
less than 10 percent, may include authentic
The ratio of male to female respondents was
reading input. Because of the standard cur-
approximately even, as was the ratio of native-
riculum, the in-class exposure to authentic oral
speaker instructors to nonnative instructors."
input is very limited. 3
See Figure I for a summary of the demographic
Instrumentation. The instrument used for this
information and the Appendix for frequency
study was developed over a period of eight
distributions.
months at two large state institutions. The first
stage involved an open-ended questionnaire
RESULTS
that was administered to a total of 100 students
in the second and third quarters of basic The analysis of the data using the SAS sta-
Spanish." In addition to supplying demo- tistical package confirmed seven factors deal-
graphic information, students completed state- ing with language learning in general and five
ments such as "The two most important reasons
for studying Spanish are... ," "What helps me
most when I am learning Spanish is... ," and
"When I hear people speaking in Spanish FIGURE I
I. . . ." The statements were designed to elicit Demographic Information, n = 938
a variety of attitude, motivation, strategy, and
affective responses. In addition to producing % Yes % No
a range of strategies that are similar to those 1. Began FL study in college 14.5 85.5
2. Studied Spanish in high school 81.0 19.0
reported elsewhere (7, 23), students expressed
3. Travel to Spanish-speaking country 21.3 78.7
degrees of willingness to confront authentic 4. Lived in Spanish-speaking country 2.0 98.0
input. The summary of responses to this ques- 5. Other foreign travel 32.6 67.4
tionnaire then served as the basis for a 6. Have Spanish-speaking friends 37.4 62.6
100-item, Likert-style questionnaire. 5 7. Spanish spoken at home 1.8 98.2
The questionnaire was pilot-tested twice on % Male % Female
two different groups of fifty students each. After 8. Gender of student 48.0 52.0
each pilot test, the instrument was submitted % Span. % Eng.
to factor analysis and each factor was tested for Instructor's native language 44.0 56.0
internal reliability. A total of twelve factors Exposure X=3.1 s.d.=.55
Susan M. Bacon & Michael D. Finnemann 463
factors dealing with authentic texts in particu- of attitude, motivation, and strategy identifi-
lar. The reliability of these factors and their cation (7, 9, 23). The factors were labelled
correlation to each other were tested using the according to the general tendency suggested by
SPSSX statistical package. Each item appears the total of the statements. Two factors dealt
on one factor only. One of the 109 items was with motivation for studying Spanish, of which
discarded because it did not factor strongly on one was more instrumental (1: Spanish Is Useful)
anyone index." A total of eleven factors with and one other was more integrative (2: Spanish
high internal consistency were identified. for Communication). 11 Factor 3, Perfectionist/Dis-
Language Learning in General. With the excep- crete-Point Strategies, was attitudinal, in that it re-
tion of Factor 5 (Spanish Is Easy), all factors dis- flected what aspects were important in learning
played an acceptable standardized alpha (.82 Spanish. It also seemed to reflect a perfectionist
or above). Since the low reliability score for the point of view. Factors 4 (Public/Oral Mode), 6
"ease" factor precluded replication, it was dis- (Prioate/Non-oral Mode), and 7 (Solitary Learner/Fl.
carded from further analysis. 10 The mean score as Object) reflected strategies for learning
for the other factors ranged from 3.1 to 4.1 Spanish. None of the items was highly skewed
(Figure II). within a factor.
The statements on several of the factors Authentic Input in Particular. Factors 11
tended to support previous research in the area through 15 also show an acceptable standardized
FIGURE II
General Language Learning Factors
Factor 1 Factor 2
Spanish is Useful/Instrumental Motivation X = 3.1 a = .87 Spanish for Communication/Noninstrumental Motivation
11. may help me get a job X= 4.0 a= .88
12. want to be able to communicate with Spanish- 25. being able to express myself to a native speaker
speaking people 26. understanding when a native speaker talks
H. part of a well-rounded education 27. understanding if someone wrote to me
15. hope to use in a future career 31. being able to write to someone in Spanish
17. I want to understand Hispanic culture 32. getting my ideas across in Spanish
19. I like thinking in Spanish 33. learning/sharing ideas with another
20. I'd like to use Spanish if I travel
23. understanding the culture
Factor 3
Pofectionist/Discrete- Point Strategies X = 3.6 a = .84 Factor 4
21. knowing all the grammar rules Public/Oral Mode Strategies (Risk-taker) X = 3.14 a = .82
22. knowing all the words 36. being called on in class
24. getting all the sounds right 37. finding new ways to use Spanish with others
28. getting all the accents and spelling right 42. hearing Spanish being used naturally
29. getting all the endings right 47. hearing Spanish spoken (in class/out of class)
30. hearing each word when someone speaks 48. expressing myself to others in small groups
34. hearing all the endings on the words 50. listening to tapes
52. trying out what I learned on someone else
53. repeating what I hear on tape
Factor 6
Private/Non-oral Mode Strategies (Non-Risk-taker) Factor 7
x-3.25a=.84 Solitary Leamer/Fl: as Object X = 3.7 a = .86
38. comparing Spanish with English 35. studying the text by myself
39. guessing at what may be going on 40. memorizing grammar rules
43. writing words and phrases over and over 41. translating in my head what I hear
46. translating what I read or hear to English 44. working it out by myself
49. writing the English words above the Spanish ones 45. memorizing vocabulary lists
54. keeping my dictionary close by 51. reading grammar explanations
55. rehearsing in my head before I speak
464 Modern Language Journal 74 (1990)
alpha of .80 or above. Average scores for each Other Variables of Interest. An average index for
factor range from 2.3 to 3.7 (Figure III). It perceived exposure to authentic texts (from
should be noted, however, that Factors 12 and never to often) was calculated for items 105-
13 became negative during factor analysis; a 107. The mean for this variable was 3.1. The
low score, therefore, means disagreement with composite index for "exposure" resulted in a
a negative statement. None of the items within stronger factor than when the individual com-
a factor was highly skewed. ponents were analyzed separately.
Two of the factors focused on anticipated or The intercorrelations of the eleven factors,
actual response to authentic input (11: Compre- gender, exposure to authentic language, and
hension/Satisfaction and 13: Negative Affect/Frus- language background of the instructor
tration); two dealt with anticipated or actual (NS/NNS) were calculated using Pearson
strategies or activities in response to authentic product moment correlation (Table I). The low
input (14: Global/Synthetic Strategies and 15: to moderate (.00 to .58) intercorrelations con-
Decoding/Analytic Strategies); and one focused on firmed that the factors were failry independent
the willingness of the student to confront of each other.P
authentic input (12: Unwillingness to Partici- Multiple regression analysis (24: pp. 154-
pate).12 57)14 was performed to determine whether or
FIGURE III
Factors Dealing Specifically with Authentic Input
Factor 11 Factor 12
Comprehension/Satisfaction X = 3.6 Ci = .88 Unwillingness to Participate X = 2.3 Ci = .87
58. understand most 56. (negative) try to get the gist
60. grasp basic concepts 57. not bother to listen
69. feel satisfied that I understand some 72. not be interested
74. grasp basic concept 76. (negative) pick it up and try to read it
75. understand most 81. not be interested
80. feel a sense that my study of Spanish had helped 88. (negative) try out what I've learned in Spanish
86. feel satisfied that I understand some 90. (negative) try to speak back
89. understand most 91. avoid conversation
99. feel satisfied that I can communicate 97. speak back in English
100. get the gist of what was being said to me 103. not be interested in having conversation
101. feel a sense that my study of Spanish had helped 104. (negative) ask questions to help me understand
Factor 13 Factor 14
Negative Affect/Frustration X = 2.7 Ci = .84 Global/Synthetic Strategies X = 3.7 Ci = .80
59. get frustrated 62. listen for key words and guess at meaning
64. feel uncomfortable 63. try to guess from the context of where I was
70. get discouraged 66. listen for words that I know
77. get frustrated 67. think of the meaning in English
78. find my knowledge of vocabulary inadequate 83. read the title and guess at the content
79. find my knowledge of grammar inadequate 84. look for familiar words and guess
93. get frustrated 92. listen for key words
98. get embarrassed 95. ask to slow down
96. listen; try to get the gist
Factor 15
Decoding/Analytic Strategies X = 3.7 Ci = .84
65. try to translate each word as fast as I could
68. listen for subjects, objects, verbs
71. concentrate on each word
73. reach for my dictionary
82. write the words in English between the lines
85. read each word one at a time
87. look at the endings on the words
94. try to translate every word in my head
102. try to hear all the verb endings
Susan M. Bacon & Michael D. Finnemann 465
not any combination of the general LL factors perception of comprehension and satisfaction
(attitudes, motivation, choice of strategies), was the negative input from Factor 12, Unwill-
gender, and willingness to deal with and/or ingness to Participate. This factor contributed .36
exposure to authentic input - including the of the total variance before other factors were
native language background of the instructors added to the model. Other contributing factors
- could predict a learner's perception of com- were Solitary Learner (Factor 7), Noninstrumental
prehension, satisfaction, and strategy use Motivation (Factor 2), Instrumental Motivation
regarding authentic input. (See Figure IV for (Factor 1), and Exposure to AuthenticInput. The
a summary of the independent and dependent total variance explained by the model was .42.
variables. ) In predicting Negative Affect/Frustration (Factor
This hypothesis was tested using multiple 13), the most important factor was Unwillingness
regression forward selection analysis with the (Factor 12) once again, though the association
SPSSX statistical package. Variables that was positive rather than negative. Thirteen per-
remained in the equation and their level of sig- cent of the total variance was explained by this
nificance are reported in Table II. factor. Other factors that remained in the equa-
The most important factor in predicting the tion were (negative) Exposure, Private/Non-oral
TABLE I
The Correlation between General LL and Specific Factors Dealing with Authentic Input, Gender, Exposure,
and Native Language Background of Instructor
FIGURE IV
Summary of Variables of Interest for H o2
Independent Dependent
General LL Factors Specific Authentic Input Factors
1: Instrumental Motivation 11: Comprehension/Satisfaction
2: Noninstrumental motivation 13: Negative Affect/Frustration
3: Perfectionist/Discrete-Point Strategies 14: Global/Synthetic Strategies
4-: Public/Oral Mode Strategies 15: Decoding/Analytic Strategies
6: Private/Non-oral Mode Strategies
7: Solitary Learner
APPENDIX
Valid Percentage Response for Each Item
APPENDIX (continued)