Slope Movement Processes and Characteristics
Slope Movement Processes and Characteristics
Slope Movement Processes and Characteristics
by
D.N. Swanston
U.S. Department of Agriculture
Pacific Northwest Forest and Range Experiment Station
Forestry Science Laboratory
Juneau, Alaska
and
D.E. Howes
Recreational Fisheries Branch
B.C. Ministry of Environment
Victoria, British Columbia
1.1 SLOPE MOVEMENT TYPES AND
PROCESSES
The mechanics and rates of slope movement are controlled by
many factors: slope gradients, overburden depth, structural rock
properties, water content and soil pore water pressure, and
certain engineering properties of overburden and weathered rock,
such as cohesion and coefficient of friction. Geomorphic,
hydrologic, and vegetative factors determine the occurrence,
frequency, and relative importance of such processes in an area.
1.1.1 Classification
Six dominant groups of landslide processes are encountered
on steep forested terrain in the Pacific Northwest: falls, creep,
slumps and earthflows, debris avalanches and debris flows,
debris torrents and bedrock failures. These groups have been
categorized according to depth of movement, rate of initial failure,
failure mechanics, and water content of the moving material. As
well, each category is distinguished by zone of initiation (slope
source) rather than by transportation and deposition zones, and
by composition of its material.
2
1 .1.2 Description of Forest-Landslide Categories
Falls
Movement takes place
mainly through the air by
free-fall, leaping, bound-
ing, or rolling. Falls are
very rapid to extremely
rapid mass movements
(from meters/minute to
meters/second).
Creep
The slow downslope
movement of overburden.
Rates of movement are
very slow (centimeters/
year) to extremely slow
(millimeters/year).
3
a flow or a gliding displacement of a series of blocks (earthflow).
Creep activity is a common precursor to slumps and earthflows.
Rates of movement range from extremely slow (millimeters/year)
to rapid (meters/second).
4
Debris Torrents
Where debris ava-
lanches and debris flows
enter steep gullies and
canyons during high flow
periods, debris torrents
or debris floods occur.
These torrents involve
the rapid movement of
large volumes of water-
charged soil, rock, and debris. Rates of movement are very
high (meters/second) and damage can be extensive.
Bedrock Failures
Bedrock slumps typically occur as a displacement of one or
more blocks, which rotate backward along a curved basal shear
surface which may cross several rock units. Movement rates are
extremely slow (millimeters/year) to moderate (meters/day) and
take place well beneath the surface of the earth.
Bedrock slides typically occur as movements along a planar or
nearly straight basal shear surface which follows a structural dis-
continuity within or at the boundary of rock units. Movement rates
of bedrock slides range from rapid (meters/minute) to extremely
rapid (meters/second) and are usually initiated below the surface.
5
1.2 THE GENERAL DYNAMICS OF LANDSLIDES
1.2.1 Mechanics of Movement
The infinite slope model is a common framework for discussing
the mechanisms and complex relationships between the factors
active in development of landslides on steep forested slopes.
Although this model applies predominantly to shallow planar
slides, it is useful in illustrating the mechanics of more complex
failures. It describes the stability of a block of material in terms of
the ratio between its shear strength, or resistance to sliding along
a surface of failure, and the downslope gravity or shear force. This
ratio defines the “Factor of Safety” of the block. As long as the
shear strength exceeds the pull of gravity, the Factor of Safety is
greater than 1 and the block of material will remain in place. By
analogy, the block becomes a surrogate of the material and terrain
conditions prevailing in an area. Landslides result from changes
in the “Factor of Safety” of a block of overburden in the vicinity of
failure.
The geometrical relationship of the forces acting on a small
block are shown below.
6
Increases in shear force or the pull of gravity on a block result
from increased sliding surface inclinations, such as those pro-
duced by undercutting slope, or from increased weight of the block
of rock or overburden. Shear force can also be influenced by:
7
1.2.2 Factors Affecting Slope Stability
Undisturbed, steep mountain slopes have adjusted to the
various forces acting on them and have developed a delicate
“static equilibrium” between gravitational forces tending to pull the
overburden materials downslope and the various resisting forces
comprising shear strength. Slopes in such a state are highly
sensitive to modifying factors which change the developed
strength/stress relationships over geologic time. The table below
lists these modifying factors for both shear strength and gravita-
tional force in terms of their influence on the Factor of Safety at a
site. Road construction and logging activities strongly influence
these factors by undercutting of hillslopes, increasing surface
weight, altering surface and subsurface drainage, and reducing
short-term anchoring and reinforcing effects of tree roots.
Texture and mineralogy (both of which govern cohesion), angle
of internal friction, water content of overburden, pore water
pressure, and gradient of the potential sliding surface are control--
ling factors in determining the stability of a steep forested slope.
These controlling factors are interactive, and the importance or
effectiveness of each in controlling the type and degree of insta-
bility is dependent on local geologic, vegetative, and hydrologic
conditions.
Factors modifying slope stability
Increasing Gravitational Force (Shear Stress) Reducing Shear Strength
Inherent (internal) External (variable) Inherent (internal) External (variable)
1. composition 1. undercutting (increas- 1. composition 1. weathering
(increased es local gradient, (reduce cohesion, (disintegration,
weight) removes lateral support) reduce internal clay alteration,
2. structure 2. surcharging friction angle) permeability)
(downslope dip of (increased surface 2. structure 2. intergranular
fractures and beds) load) (downslope dip of forces
3. slope geometry 3. shocks and tilting beds and joints) (pore water
(increased gradient) (earthquakes, 3. slope geometry pressure)
blasting) (increase gradient, 3. vegetation
4. lateral pressure concave slopes, removal
(frost wedging, slope depressions) (loss of anchor
heaving) 4. creep deformation and reinforcing
5. wind stress (reduces cohesion) effects of roots)
(prying, loosening,
lateral pressure from
swaying trees)
8
Influence of Geologic Conditions
1) Overburden Debris avalanches and debris flows
Materials dominate in non-cohesive materials. Slope
angle is a major indicator of the stability of
Non-cohesive these sites. Slopes at or above the angle of
(coarse-textured
materials low In internal friction of the overburden material
clay-sized particles) indicate a highly unstable natural state
• Colluvium even in the absence of excess water. The
• Sands
• Gravels development of a temporary perched water
• Weathered sur- table or the disturbances produced by
face of most tills timber harvest and road construction
• Residual soils
greatly increase the probability of failure of
such slopes.
Cohesive Stability in cohesive materials is con-
(fine-textured
materials) trolled largely by clay mineralogy and mois-
• Lake silt/clay ture content of overburden. When they are
• Marine silt/clay dry, clayey materials have high shear
• Some residual
soils and tills strength with high cohesion and angle of
internal friction (>30 degrees or >58%). In-
creased water content mobilizes the clay as
it is absorbed into the clay structure. Thus, clay-rich materials
have a high potential for accelerated deformation and ultimate
failure in the presence of excess water. Under these conditions,
failures do not depend directly on sliding surface gradient as in
shallow, cohesionless materials, but may develop in slopes with
gradients as low as 2-3 degrees (about 5%), with creep, slump and
earthflows being the dominant processes.
2) Bedrock Under moist upper mid-latitude climatic
conditions, many materials are susceptible
• Silt/claystones to rapid weathering: medium- to fine-
• Mudstones grained sedimentary rocks (siltstones,
• Soft shales
• Graywacke mudstones, claystones, poorly indurated
• Sandstone shales, sandstone, graywacke); welded
• Welded ash-tuff
• Serpentine-rich
ash and tuff; and serpentine-rich rocks.
rocks Such materials develop a high degree of
9
cohesion and mobility. They are prone to slope movements of the
creep, slump and earthflow types.
• Granite/diorite On slopes underlain by more resistant
• Hard sedimentary
• Metamorphic
coarse-grained intrusives (granites and
rocks diorites), hard and dense sedimentary
and metamorphic rocks (massive shale,
graywacke, sandstone and conglomerate, greenstone and lime-
stone/marble), shallow overburden derived from these rock types
are usually coarse grained and low in clay-sized particles. Such
materials have low cohesion and are most likely to develop slope
movements of the debris avalanche and debris flow types.
• Andesite and basalt Fine-grained andesite and basalt flow
rock also develop thin, coarse-textured
overburden on steep surfaces, with resul-
tant debris avalanche and debris flow failures. On flat-lying
surfaces underlain by such rocks, deep weathering is common
due to retained water, and slumps and earthflows are the domi-
nant types of slope movements. On near-vertical outcrops of this
rock, rockfalls are most common.
10
provide potential failure surfaces along
which overlying materials can slide.
• Dipping bedding Downslope dipping surfaces between
surfaces units with different composition, per-
meability, or degree of alteration serve
as boundaries to subsurface water
movement, as layers restricting penetra-
tion and development of root systems,
and as potential surfaces of failure. Con-
Parallel versely, horizontal bedding surfaces and
(less stable)
those dipping into the slope frequently
produce natural buttresses that may
actually increase stability of slopes lo-
cally. Care must be taken in assessing
the stabilizing influence of horizontal and
in-dipping bedding surfaces, however,
because jointing, which is always pres-
ent to some degree, frequently cross-
Perpendicular cuts the bedding planes. When this
(more stable)
happens, it becomes the major determi-
nant of a slope's ultimate stability.
11
4)Topography Shallow, linear depressions or
"swales" on hillslopes are common
• Shallow, linear
points of origin for debris avalanches
depressions or and debris flows. Such linear depres-
"swales" sions are created by the weathering of
bedrock along zones of weakness.
Subsequent and recurring slope proc-
esses result in periodic stripping and in-
filling of these swales. Converging flows
of groundwater into these depressions
during periods of storm precipitation or
rapid snowmelt cause the buildup of
temporary perched water tables. Later generation of pore-water
pressures in the in-fillings of the depressions reduces the strength
of the material and greatly increases the instability of the site.
In local areas, subsurface water accumulation in these depres-
sions may be substantially augmented by seepage from
downslope-dipping bedrock units and joint systems. Midslope
springs are indicative of this type of augmented flow and may be
important indicators of potential failure sites. Jointing also con-
ducts surface water considerable distances downslope under
confined conditions, resulting in the local buildup of excess
hydraulic head and the explosive failure of overburden.
• Deep gullies and Deep gullies and canyons (V-notch
canyons drainages) dissecting the slope fre-
quently serve as collectors of debris
avalanche and debris flow material from
adjacent hillslopes. They also tend to
have very steep, unstable side slopes
with frequent rockslides and small debris
avalanches that dump additional soil,
rock and organic debris directly into
these confined channels. If the quanti-
ties of debris are large enough, or if flows
are too small to mobilize debris initially, temporary dams may
develop. During major storms, these dams may fail, producing
12
large volume, high velocity debris torrents. Torrents may also be
produced during high-flow periods by the mobilization of stored
channel materials. In general, debris torrent activity increases
with increasing gully density.
Influence of Vegetation
Tree cover influences the amount and intensity of rainfall
reaching the surface, the amount of water stored in the overbur-
den, and the strength developed along a potential failure surface.
• Interception The direct effect of interception on the
water budget in the overburden material
is probably not large, especially in areas
of high total rainfall or during large
storms, when most slope movements occur. Small storms, where
interception is effective, probably have little influence on total
subsurface water available for activating slope movements.
• Evapotranspiration In areas of low rainfall (<750 mm), the
effect of evapotranspiration is much
more pronounced, but it is particularly
dependent on region and rainfall. For
example, in areas characterized by warm, dry summers, eva-
potranspiration significantly reduces the degree of saturation re-
sulting from the first storms of the fall recharge period. This effect
diminishes as subsurface water deficit is satisfied. Once the over-
burden material is recharged, the effects of previous eva-
potranspirational losses become negligible. Conversely, in areas
of continuous high rainfall or those with arid or semi-arid climates,
evapotranspirational withdrawals are probably negligible during
the time period when most landslides occur.
• Depth of evapo- Depth of evapotranspirational with-
transpirational
withdrawals
drawals is important, also. Deep materi-
als may require substantial recharge of
the groundwater deficit, delaying or re-
ducing the possibility of saturated condi-
tions necessary for major landslide-pro-
13
ducing events. Shallow materials, however, recharge rapidly,
possibly becoming saturated and reaching an unstable state
during the first major storm.
• Root systems Root systems of trees and other vege-
tation may increase the shear strength of
unstable overburden by anchoring
through the mass into fractures in bed-
rock, providing continuous long-fiber
binders within the overburden (a fiber re-
inforcing effect) and tying the slope to-
gether across zones of weakness or
instability. In shallow materials, all three effects may be important.
In deep materials, the anchoring effect of roots becomes negli-
gible, but pore water pressures and soil strength parameters
remain important. In some extremely steep areas, root anchoring
may be the dominant factor in maintaining slope equilibrium of an
otherwise unstable area.
15
creased channel erosion and mobilization of debris temporarily
stored on and adjacent to the channel banks. Much of this stored
debris is the direct result of local slumping of channel banks and
deposition from earlier landslide activity.
The gradient of the channel controls the rate at which landslide
debris is transported and the dominance of erosion or deposition
processes during a particular flow event. Scouring and mobiliza-
tion of debris in and adjacent to the channel generally occur at
gradients above 10 degrees (about 18%). Major velocity reduc-
tions and significant deposition of materials occur when channel
gradients drop below 7 or 8 degrees (12 to 16%).
Preliminary research on landslide transport distances sug-
gests that behavior of channelized landslides is determined by
a combination of geomorphic and hydrologic factors, including
junction angle, channel gradient, and magnitude of stream dis-
charge. Channelized landslides that reach tributaries at a low
angle of incidence (70-90 degrees) tend to deposit debris at the
tributary junction. At this point, channel gradients are decreasing,
channel widths are increasing, and an abrupt change in flow
direction occurs. How long this deposit remains in place is a
function of the drainage area above the deposit and the volume of
flow in the tributary at the time of deposition. It is possible that
during major storm flows, the deposit may be almost immediately
remobilized. Channelized landslides that enter tributaries at a
high angle of incidence tend to travel farther initially and may pass
through several tributary systems before final deposition occurs.
In small first- and second-order channels with gradients greater
than 10 degrees (about 18%), scouring and lateral erosion domi-
nate, resulting in a major portionof the mobilized material originat-
ing in this portion of the flow path. Below that gradient, erosion
rates are reduced. Significant deposition begins below 8 degrees
(14%). As debris flows into larger, higher-order channels, depo-
sition and erosion are reduced as magnitude of the streamflow
increases.
16
Further Reading for Chapter 1
Benda, L.E. 1985. Delineation of channels susceptible to de-
bris flows and debris floods. In International Symp. on
Erosion, Debris Flows, and Disaster Prevention. Sep-
tember 3-5, 1985, Tsukuba, Japan, pp. 195-201.
Schuster, R.L. and R.J. Krizek (editors). 1978. Landslides:
analysis and control. Transportation Research Board,
Special Report 176, Nat. Academy of Sciences,
Washington, D.C., 235 p.
Sidle, R.C., A.J. Pearce, and C.L. O'Loughlin. 1985. Hillslope
stability and land use. Am. Geophysical Union, Wash-
ington, D.C. 140 p.
Swanston, D.N. and F.J. Swanson. 1976. Timber harvesting,
mass erosion and steep land geomorphology. In
Geomorphology and engineering. D.R. Coates (editor).
Dowden, Hutchinson and Ross Inc., Stroudsburg, Pa.,
pp. 199-221.
Terzaghi, K. 1950. Mechanics of landslides. In Geolog. Soc.
Am., Berkey Vol., New York, N.Y., pp. 83-124.
Thurber Consultants Ltd. 1983. Debris torrent and flow haz-
ards, Highway 99, Howe Sound. Rep. to B.C.
Min. Trans. High., Vancouver, B.C., 24 p.
Wilson, D. 1985. Techniques for identification and hazard as-
sessment of unstable terrain. In Proc. Workshop on
Slope Stability: Problems and Solutions in Forest Man-
agement. D.N. Swanston (editor). NW For. Range Exp.
Sta., Portland, Oreg. Gen. Tech Rep. PNW-180, pp.
36-43.
17
CHAPTER 2
A TECHNIQUE FOR
STABILITY HAZARD ASSESSMENT
by
D.E. Howes
Recreational Fisheries Branch
B.C. Ministry of Environment
Victoria, British Columbia
and
D.N. Swanston
U.S. Department of Agriculture
Pacific Northwest Forest and Range Experiment Station
Forestry Science Laboratory
Juneau, Alaska
2.1 GENERAL PROCEDURE FOR RECOGNIZING
UNSTABLE TERRAIN AND IDENTIFYING AREAS
AFFECTED BY LANDSLIDES
Steps for identifying both potentialand existing landslideareas
are outlined on page 24. After following these steps, the user
should be able to recognize that a landslide problem may exist
within a specific development area. Having recognized the
problem, the user should seek the expertise of a specialist for
further analysis of the problem, assessment of risk, and recom-
mendations for control and correction.
20
TOPOGRAPHIC MAP indicates slope gradient, terrain
configuration, drainage pattern.
21
Site Name: Date:
Map Sheet Number: Map Scale 1 :
ReviewedBy:
Summary
Field Check Required ❏ (Yes)
22
Site Information
Site Name: Identify the site by geographic name, drainage basin, cut block number,
etc.
Map Sheet Number: Indicate topographic number and name
Map Sheet Scale: Enter map scale
Summary
Summarize the information available; indicate if a field check is required.
23
Flow diagram of procedures for recognizing unstable terrain
24
2.2.1 Maps and Reports
There are several types of geological, geotechnical, and
biophysical maps and reports from which data can be extracted
for a landslide evaluation. These include topographical maps,
terrain (surficial geology) and soil maps and reports, slope
stability maps, landslide inventory maps, forest cover maps,
and bedrock maps and reports. The maps vary from large to
small scale (e.g., 1:10 000 to 1:100 000) and the reports, which
may accompany these maps, can be regional or site specific.
In British Columbia, information from terrain classification
(Appendix 2) and mapping is used as a basis for deriving slope
stability classes (Appendix 3) with regards to forest activity.
These classes are portrayed on stability maps (e.g., page 96).
The types of information available from maps and reports
listed in the table below and on page 27 note the various agen-
cies or locations where the maps and reports may be obtained.
25
2.2.2 Limitation of Map and Report Data
26
Sources of Maps/Reports
• Map/report available
27
Sources of Remote Imagery
Imagery
Source of data Aerial Photos EOSAT (LANDSAT) SLR
Rock cliffs subject to rockfall processes. Note fresh accumulation of large rock
blocks at the base of the slope (talus deposit).
29
Features of bedrock landslides
HEADWALL and sidewall scarps that are straight or concave.
TOPOGRAPHY below scarp may consist of large blocks of
bedrock, or irregular mounds made up of large bedrock frag-
ments.
SURFACES may display tension fractures, benches and ponded
water.
STREAMS at base of landslide may be displaced laterally towards
opposite valley sidewall.
OLDER bedrock landslides may display some of the above
features, but they are not as sharply defined.
Hope landslide, B.C. Note well-defined headwall scarp (arrows) and irregular
topography on the valley floor
30
Terrain susceptible to bedrock instability
Steep bedrock slopes (cliffs or escarpments) that exhibit the
following features are common sites of rockfall or deep-seated
bedrock landslides. Wet sites are particularly prone to failure.
31
Features of slumps and earthflows in
overburden
HEADWALL and sidewall scarps that are straight or concave.
Scarps may be rectangular or horseshoe-shaped.
TOPOGRAPHY below scarp may consist of a large intact block
or series of blocks with scarps, or chaotic irregular-shaped
mounds and hummocks, or mixes of both.
SURFACES of slumps and earthflows may display tension frac-
tures, benches and small scarps, and ponded water (sag ponds).
STREAMS along the base of these landslides may be diverted
laterally towards the opposite site of the valley.
OLDER landslides may display some of the above features but
they are not as sharply defined.
33
• FINE-TEXTURED RESIDUAL OVERBURDEN
Raised marine silts, northern Vancouver Island, B.C. Note flat topography
absence of surface drainage and escarpment along shoreline (potential site for
failure).
34
Features of debris avalanches, debris flows
and debris torrents
BARE, narrow, linear tracks in forested terrain oriented down-
slope; denuded gullies and canyons.
DEPOSITION of material at slope toe, or some distance down-
slope in fan-shaped or hummocky forms.
OLDER TRACKS indicated by vegetation differences (species
type or age - see page 71).
SNOW AVALANCHES and debris flow tracks may be separated
by their point of origin (alpine zone vs below treeline).
ORIGINATE in gullies and canyons displaying steep, unstable
side slopes and steep channel gradients or steep open slopes.
Oblique photo of debris avalanches, Vancouver Island, B.C. Note bare linear
tracks in contrast to an older revegetated track (arrow).
35
Terrain susceptible to debris avalanches,
debris flows, or debris torrents
Debris avalanches and flows develop on steep slopes and in
coarse-grained, low cohesion overburden. Debris torrents (debris
floods) result from rapid discharge of debris-laden water from con-
fining gullies during high-flow periods. Failures that indicate
terrain susceptible to these processes are:
STEEP, smooth, slopes (>26°); lighter tone, irregular or narrow
linear patches indicate wet sites and are prone to failure.
SHALLOW OVERBURDEN indicated by frequent bedrock out-
crops and minor surface irregularities.
SLOPES DISSECTED by gullies or canyons; usually indicated by
linear features whose tone contrasts with the nearby area.
DEBRIS FANS and cones at foot of the slope.
36
2.2.4 Sources of Support Research
Published reports from various public and private research
organizations charged with developing knowledge of landslide
processes and the influence of management practices on them
are excellent sources of technical information. The output of
public agencies is generally available through government publi-
cations or as reprints from professional journals obtained from the
particular agency involved. The output from universities, govern-
ment departments and private organizations may appear as
internal reports, or consultation reports, or in professional journals
available from departments, companies or authors. Several
federal agencies in British Columbia and the U.S. Pacific North-
west have active slope stability research programs and are
primary sources for most available research information.
37
STEP TWO: Review resource map/air photo data for
landslides
38
If the area consists of cohesive,3 deep (>3 m), fine-textured
materials on slopes >30 degrees (about >58%), or on slopes >10
degrees (18%) that are wet or exhibit progressive deformation:
39
2.3 PART B : FIELD EVALUATION
An integral part of the procedure for recognizing unstable
terrain is being able to identify and interpret certain "indicators" of
controlling and contributing factors in the slope stability model de-
scribed in Chapter 1 . This requires a working knowledge of how
these factors operate and interact, and sufficient knowledge at the
site to discover what kinds of indicators of instability are present.
The resulting information can be integrated with support data to
provide a final stability assessment. Some of the field information
can be obtained from air photo analysis. This may be all that is
required for general planning.
1) Landform
2) Overburden
3) Geological Processes on the Slope
4) Bedrock Lithology and Structure
5) Hydrology
6) Vegetation