Cit - Science
Cit - Science
Cit - Science
): 2229-2245
(Annals of the Brazilian Academy of Sciences)
Printed version ISSN 0001-3765 / Online version ISSN 1678-2690
http://dx.doi.org/10.1590/0001-3765201720160548
www.scielo.br/aabc | www.fb.com/aabcjournal
1
Departamento de Hidráulica e Saneamento, Escola de Engenharia de São Carlos, Universidade de São
Paulo, Avenida Trabalhador São-Carlense, 400, Centro, 13566-590 São Carlos, SP, Brazil
2
Universidade Federal de São Carlos, Rodovia Washington Luís, s/n, Jardim Guanabara, 13565-905 São Carlos, SP, Brazil
3
Earthwatch Institute, Oxford, 256 Banbury Rd, Oxford OX2 7DE, United Kingdom
Manuscript received on August 24, 2016; accepted for publication on March 1, 2017
ABSTRACT
The potential impacts of citizen science initiatives are increasing across the globe, albeit in an imbalanced
manner. In general, there is a strong element of trial and error in most projects, and the comparison of best
practices and project structure between different initiatives remains difficult. In Brazil, the participation of
volunteers in environmental research is limited. Identifying the factors related to citizen science projects’
success and longevity within a global perspective can contribute for consolidating such practices in the
country. In this study, we explore past and present projects, including a case study in Brazil, to identify the
spatial and temporal trends of citizen science programs as well as their best practices and challenges. We
performed a bibliographic search using Google Scholar and considered results from 2005-2014. Although
these results are subjective due to the Google Scholar’s algorithm and ranking criteria, we highlighted
factors to compare projects across geographical and disciplinary areas and identified key matches between
project proponents and participants, project goals and local priorities, participant profiles and engagement,
scientific methods and funding. This approach is a useful starting point for future citizen science projects,
allowing for a systematic analysis of potential inconsistencies and shortcomings in this emerging field.
Key words: Citizen science, community-based monitoring, environmental management, public participa-
tion, volunteer data collection.
stakeholders (Conrad 2006, Cooper et al. 2007, assessing biodiversity associated with ecoturism
Ely 2008, Haywood and Besley 2014). Public activities was reported in a project in Ubatuba (São
engagement, scientific learning, socialization and Paulo State) (Dias and Figueira 2010). A biotic
awareness raising are often important results from index for volunteer monitoring was proposed for
citizen science programs (Conrad and Hilchey water quality assessment of Brazilian streams at
2011, Lowry and Fienen 2013). Espírito Santo State (Buss 2008). A recent Brazilian
Recent citizen science projects on biodiversity, case of citizen monitoring activities occurred after
ecosystems functioning, species distribution, water, the collapse of a mining dam in Mariana (Minas
soil and air quality have shown that productive Gerais State). Immediately following the incident
partnerships between scientists and the public can (in 2015), volunteers organized themselves to
be formed (Toomey and Domroese 2013, Thornhill produce information regarding the environmental
et al. 2016). The increase in spatial and temporal impacts of the release of the iron ore tailings. One
resolution of environmental information made of the most active groups of volunteers is GIAIA
possible by citizen science makes these programs (Grupo Independente para Avaliação do Impacto
an attractive choice for monitoring and research Ambiental, see GIAIA 2016). While all these
activities where high resolution data are necessary projects are fundamental to produce important
(Devictor et al. 2010, Newman et al. 2011, Krasny information for decision making and environmental
et al. 2014). Citizen science initiatives can span assessment, the integration among such initiatives
different environmental scales, from biome and and the development of common methodologies
biogeographical studies to specific evaluations and performance indicators are still lacking. Since
of local issues (e.g., biological communities and Brazil is a large country with different biomes (e.g.,
fauna-environment interactions) (Wei et al. 2016, Atlantic Rainforest, Amazon, Pantanal, Cerrado,
Loiselle et al. 2016), being the latter approach still Caatinga and Pampa), the integration of volunteer
more common. monitoring of local natural resources, water,
The term “citizen science” is widely used soil and biodiversity could be a cost effective
to denote voluntary participation of citizens in mean to gather high resolution data and support
scientific data gathering and/or analysis (Dickinson environmental management.
et al. 2012, Roy et al. 2012, Donnelly et al. 2014). The present study examined spatial and
When a community takes the responsibility to temporal trends of citizen science programs to
collect data on their local environment, citizen determine commonalities, best practices, and
science can be denoted as community-based major opportunities and challenges. We identified
monitoring (Conrad and Hilchey 2011). Despite a preliminary list of key factors to compare, in a
such conceptual differences, volunteer participation systematic manner, the basic structure and function
in environmental monitoring, as citizen science of these disparate projects. We tested this approach
or community-based monitoring, is increasing in in a large scale citizen science project on freshwater
practice (Au et al. 2000, Conrad 2006, Couvet et ecosystems in Brazil, putting this project into the
al. 2008). Interestingly, best practices for project global context. Although there are other review
implementation and volunteer engagement still papers available in the literature (Couvet et al.
remain unclear (Stewart and Sinclair 2007, 2008, Elwood 2010, Magurran et al. 2010, Wiggins
O’Faircheallaigh 2010). and Crowston 2011, Catlin-Groves 2012, Ferster
In Brazil, the citizen science approach has been and Coops 2013), our research shows that there
usually limited to local projects. Bird watching for is a higher diversity on citizen science initiatives
than usually reported. This review represents an analyzed to identify the importance of the themes
attempt to systematize and analyze these projects to and topics discussed (Figure 1).
identify potential inconsistencies and shortcomings Although the criteria for ranking publications
in this emerging field and how these projects are and the searching algorithms of Google Scholar
reported. are not completely clear, studies have shown that
the article’s citation count has a significant impact
MATERIALS AND METHODS
on the retrieved ranking of publications (Beel and
A bibliographic search using Google Scholar Gipp 2009a, b). One important consequence of
was used to identify the main characteristics of this is that publications with different views to the
ongoing or past citizen science projects in the last mainstream are more likely to be unrepresented
ten years (2005-2014). Two major search terms (Beel and Gipp 2009a). However, one of the
were used (“citizen science” and “monitoring”), advantages of using Google Scholar is that it gives
combined with the logical operator AND to a better understanding of the international and
determine the number of publications available. interdisciplinary views of the scholarly community
The search gave 7,770 results on May, 2015. The (Yang and Meho 2007), with a diverse content from
first 498 results were sorted by relevance according different angles.
to the criteria: availability of full text, where it was Another sub dataset (n=126) of publications was
published, how often and how recently cited (About filtered according to the following criteria: [1]
Google Scholar 2015). Based on the journal type, papers describing the activities of the monitoring
the manuscripts were classified in peer-reviewed scheme (such as volunteers training and protocols
or not peer-reviewed, publication type and year. of data quality assurance etc.); [2] papers reporting
Using the sub dataset of articles published in peer- the experiences from citizen science projects;
reviewed journals (n=303), keyword frequency was [3] papers presenting results and conclusions
of scientific research based on citizen scientist associated with the search software. Our search
acquired data. results were therefore subject to the ranking
The citizen science projects found were algorithm used by Google Scholar, where highly-
classified in terms of monitoring type and biological cited documents are more frequently retrieved
topic. The projects with no strict components (Martin-Martin et al. 2017), possibly attributing
on biological communities (such as earthquake more weight to “classic” or old publications (with
monitoring and astronomy) were also included. For more time available for being cited).
each analyzed publication, information related to The language of the search terms is also an
the impact of the project (e.g., human resources important caveat. English was used, leaving out
required, project implementation and continuation, publications in other languages, such as Portuguese
financial sustainability and communication) was or Spanish. For example, Brazilian papers
used to identify common challenges and barriers, published in Portuguese and in local journals with
as well as the main opportunities and projects’ limited circulation were not considered, allowing
outcomes. These data were used in a comparative for possible inconsistencies in the assessment of
analysis according to the relative frequency for the project geographic location. However, English
each category. For example, regarding the “funding is the most commonly used language for scientific
source” of a given project, the options were public/ publications and as the most popular search engine
government, non-governmental organization, in colleges and universities (Neuhaus et al. 2008),
private, university or no information provided. it is expected to index the greatest number of
Finally, information from a multiple city core/fundamental articles on different fields (e.g.,
Brazilian citizen science project “Adopt a River” Walters 2007). Therefore, we consider the analyzed
was used to examine key issues related to project publications in this study are representative of
sustainability. This project is part of the FreshWater citizen science papers produced by the scientific
Watch (FWW), a global mass citizen science community between 2005 and 2014.
program supporting scientists in more than 30 cities The worldwide increase in citizen science
(on five continents) using a common methodology initiatives was reflected in the number of
and framework. manuscripts and other academic texts published in
the last 10 years (Figure 2). There was an increase
RESULTS AND DISCUSSION from 2005 to 2012, with a maximum conditioned
by two special editions of Frontiers in Ecology and
CHARACTERIZATION OF THE PUBLICATIONS
FROM THE DATABASE the Environment (14 manuscripts) and Nature (11
manuscripts). The publications were dominated by
Our literature review was performed through Google journal manuscripts (67%), followed by conference
Scholar with the search terms “citizen science” and proceedings (15%) and book chapters (7%) (Figure
“monitoring”. As any other search engine, the use 3). Most of the articles were published in peer-
of Google Scholar filters publications according reviewed journals (61%).
to specific (and not always explicit) criteria, with Following “citizen science” and “monitoring”,
associated consequences for data mining and the keywords “conservation”, “biodiversity”
interpretation. Pros and cons of using Google and “climate change” were the most common
Scholar are comprehensively described by Jacsó of the 1,130 keywords in the 303 peer-reviewed
(2008), with the main strengths related to the vast papers (Table I, Figure 4). This highlights the
content of the source base and the main weaknesses importance of citizen science for long term
Figure 2 - Temporal trend of the 498 screened publications on Figure 3 - Distribution of publications on citizen science
citizen science from 2005 to 2014. (n=498) from 2005 to 2014 according to the type of publication.
“Other types”: equal or less than 1% of the total.
TABLE I
Ten keywords (with or without spaces) with the highest absolute and relative frequency (%) from the 303 analyzed peer-
reviewed articles.
Figure 4 - Word cloud for the first 400 keywords of the peer-reviewed papers analyzed in this study, www.tagxedo.com. The size
of each word is proportional to the relative frequency it is mentioned in the texts.
Figure 7 - Characterization of the 126 analyzed citizen science projects regarding: project proponents (a), funding sources (b),
volunteers profiles (c), volunteer commitment (d), scientific methods (e), communication and engagement (f) and citizen scientist
responsibility (g). “No information” means the information was never provided or, if provided, was unclear.
focused on the general public with no restrictions monitoring” (Bäckstrand 2003, Sharpe and Conrad
(73%, Figure 7c), although some were for specific 2006).
groups such as scuba divers, biologists or high The appropriateness of scientific methods and
school students. Project methodology reflected the training required for citizen science programs
the motivations and capabilities of the target have a significant impact on data quality (Hunter
volunteer profile to avoid bias in the dataset and et al. 2013, Tregidgo et al. 2013). Most published
loss of motivation due to frustration (Couvet et al. studies were based on observational data acquired
2008, Brook et al. 2009). Hobbs and White (2012) by volunteers (49%, Figure 7e), with no training
identified barriers to participation that vary across required. For example, the CrowdHydrology
different social and ethnic groups. People at lower project (Lowry and Fienen 2013) aims at
socio-economic levels were less represented most encouraging volunteers to submit hydrologic data
likely due to a lack of opportunities, motivation and by reading staff gauges. The second most common
accessibility. method was quantitative data acquisition with
Long term commitment in citizen science training required (24%, Figure 7e). These included
projects provides benefits to data quality and projects on population dynamics of specific
organisms or biological groups with training costs
quantity. Long term commitment (more than one
ranging from little to multiple day sessions focused
year) (41%) exceeded the cases of short term and
on safety procedures, monitoring protocols and
one time participation (33% and 15%, respectively,
equipment training (Brook et al. 2009, Ferreira et
Figure 7d). Pareto’s rule characterizes output from
al. 2012). Inadequate training of the volunteers can
citizen science or many crowdsourcing activities
compromise results and overall project efficiency
such as Wikipedia, where most data is obtained by a
(Milne et al. 2006, Conrad and Hilchey 2011).
minority of very dedicated participants (Sauermann
Mistrust from the scientific community regarding
and Franzoni 2015). Likewise, commitment is
the participation of untrained people in scientific
related to person motivation, participation costs
data gathering continues (McKinley et al. 2013);
and time requirements. Personal motivation is
data reliability is one of the most contested aspects
subject to change, with an initial enthusiasm due
of citizen science (Catlin-Groves 2012). Statistical
to the opportunity to increase personal knowledge methods, new protocols and long-distance learning
(Rotman et al. 2012). Continued engagement is have been shown to improve the quality of
associated to the presence of project mechanisms information acquired by volunteers (Galloway et
that support these personal goals together with al. 2006, Devictor et al. 2010, Bird et al. 2014).
social aspects of involvement (in communities, in Previous studies indicate that communication
scientific networks and in advocacy). Interactive among participants, scientists, and policy makers
features and data visualization tools (e.g., real-time through different channels is the most important
maps, tables, and charts) are increasingly being motivational factor for continued participation
used to sustain volunteers’ commitment (Price in citizen science projects (Rotman et al. 2012).
and Dorcas 2011). Participation costs (time and However, information on communication and
financial) can be both a barrier to participation as engagement was rarely reported in the published
well as an incentive for continued engagement. Also, studies (<25%) (Figure 7f). Among those projects
barriers to democratic participation in decision- with available information, most depended upon
making influence motivation to participation, and online methods (35%) to contact the volunteers
lead to a feeling of “monitoring for the sake of and keep them active. Meeting with participants
(14%) and continuous learning activities (4%) multilanguage communication platform and are
were other communication options, although responsible for uploading data on environmental
multiple strategies were more frequent (20%, conditions and water quality of local aquatic
Figure 7f). In the absence of reported information systems in a common open-access database. The
on these aspects, a major challenge remains on project falls into the “Water monitoring” category,
how to evaluate the impact of citizen science on the which accounts for 6% of the assessed citizen
scientific literacy of the participants (Cooper et al. science projects (Table II).
2007, Shwartz et al. 2012, Crall et al. 2013). In the “Adopt a River” FWW project, citizen
In the majority of the analyzed projects (93%), scientists are trained to monitor rivers and streams
volunteer activities were limited to data acquisition in three state capitals in Brazil (Curitiba, São Paulo
(e.g., samples, visual observations) (Figure 7g), and Rio de Janeiro) (Castilla et al. 2015), which were
with data analysis and interpretation performed originally representative of at least two important
by experts and scientists (e.g., School of Ants, Brazilian biomes: Cerrado and Mata Atlântica.
Lucky et al. 2014). Other projects focused on data The “Adopt a River” partners and promoters are
interpretation, usually by visual inspection (e.g., the University of São Paulo, Earthwatch Institute
Galaxy Zoo). Combined approaches and volunteers and HSBC (Figure 6b), a collaboration of public,
contributing to interpretation of the data that they NGO and private sector partners. This would match
collect are more recent (Shirk et al. 2012, Toomey the category “multiple proponents” considering the
and Domroese 2013). This is expected to increase other analyzed projects worldwide (Figure 7a). The
as online geographic information systems become private bank was the key project funder, unusual
more user friendly and expand to mobile devices as most projects were funded by other types of
and social media can facilitate citizen science institutions (see Figure 2b). The training and long
programs (Daume et al. 2014). Mobile personal term engagement were performed by researchers
communication devices (e.g., camera, GPS, touch from the University of São Paulo and Earthwatch
screen, microphones etc) can be used to obtain and Institute. HSBC volunteers participated in the
share information on geographic platforms where training on a regular workday, while all monitoring
volunteers can contribute to the interpretation of activities are performed external to contracted
spatial trends. work periods. Teams of trained volunteers adopted
specific sites and made regular measurements
CASE STUDY IN BRAZIL - ADOPT A RIVER
PROJECT
under the guidance of researchers, using online
and smart technologies. The use of citizen scientist
The FreshWater Watch (FWW) is a citizen science teams promotes socialization and improves safety.
project launched in 2012 in more than 30 cities Participants come from different areas of the
(on five continents) to support local freshwater bank, with an average age of 37 years (ages from
research in urban and peri-urban areas using a 21-59), and most have university degrees. The
common methodology. A field based training day participants are encouraged to act as ambassadors
prepares volunteers to perform measurements in a of the program and encourage community, family
safe and robust manner. Learning aspects include members and friends to join them in monitoring
awareness raising of local and global freshwater activities. Participant questionnaires and surveys
issues, opportunities for community leadership are used to evaluate training activities, the potential
and personal lifestyle changes. Participants for behavioral change and the understanding of
form a global citizen scientist network through a monitoring protocols. Over the first 24 months
of the project, 94% of the participants identified inadequate land use and anthropogenic impacts
a significant increase in their understanding of have been compromising ecosystem services and
freshwater issues (local and global), 95% reported the access to clean and safe water (e.g., Cunha et
a good to excellent understanding of the scientific al. 2016). The Adopt a River approach appeals
protocols and 96% reported an increased personal to the local participants as a means to contribute
commitment to action. to this local priority by supporting scientists and
After training, scientific engagement with the environmental agencies. Identifying appropriate
participants is maintained through multiple tools channels to make the data available for policy and
(Figure 6b). Feedback from researchers from the decision makers has been a challenge but was a
University of São Paulo and Earthwatch Institute key element to maintaining participation. Although
includes weekly quality control messages, online the participants’ activities also contribute to the
seminars and a yearly report. Automated feedback global FWW research objectives, participant’s
is returned in near real time following data upload contribution to local priorities was seen as a key
to the online database, and includes a comparative incentive to their long-term participation.
analysis of the uploaded dataset to local and global In the first 30 months of activity, there were
averages. 1,082 datasets uploaded by 307 different users,
The participant teams make regular working in teams. The number of repeat datasets
measurements using a standard global methodology obtained by single participants met the expected
with additional local parameters related to logarithmic trend (Figure 8). Interestingly, the
phytoplankton density and local meteorological data production shows a higher participation with
conditions. Local parameters are related to ongoing respect to other studies, as 80% of the data was
research into the conditions leading to harmful algal acquired by nearly 50% of the participant teams,
blooms in these mostly unmonitored ecosystems compared to the more common 80:20 rule found in
(e.g., Cunha et al. 2011). All data are uploaded most projects (Sauermann and Franzoni 2015). The
at an online platform (https://freshwaterwatch. engagement of the Brazilian volunteers was also
thewaterhub.org/) for open public consultation. attributed to the importance of the communication
In the first three years (2013-2015), more than channels and tools that were used to keep them
600 participants joined the project in Brazil and motivated. Communication strategies included
obtained data on a bimonthly basis in 80 streams online blogs, email communication, continuous
and rivers. Results from comparative analyses with learning activities and regular webinars. For the
other countries participating of the FWW project worldwide projects we analyzed, information
have been published in peer-reviewed journals on communication and engagement was rarely
(e.g., Loiselle et al. 2016). reported (Figure 7f), and we recommend special
The relevance of freshwater issues is of attention to this issue to achieve longer periods of
growing importance in Brazil. São Paulo, Rio volunteers’ active participation.
de Janeiro and Curitiba have had ongoing severe While the project showed a high activity rate,
water shortages with increasing eutrophication in clear barriers to long term commitment were present:
major water bodies. Water supply sources have i) volunteers build their own sample collectors;
reached the lowest water levels/discharges on ii) activities are performed outside of work hours
record and cyanobacterial blooms are common. and require travel to sample locations; iii) sample
Despite the country has a significant percentage ecosystems are often present in degraded areas (i.e.,
of the global water reserves, water pollution, with effluents discharge, presence of solid waste
and other unpleasant characteristics). Sampling remains unclear and a major challenge in many
frequency was every two months and to maintain projects (Newman et al. 2017).
participation, regular engagement activities (e.g. Engagement with Brazilian government
online interaction, follow-up workshops and agencies regarding information exchange is
events) were conducted. ongoing. Increasing the spatial and temporal
It was not possible to involve the volunteers in coverage of environmental monitoring is one of
data interpretation/analyses but temporal and spatial the most important challenges faced by local
analysis tools were provided online. Data gathering environmental agencies and the data obtained by
is the dominant task in the majority of citizen project participants represents a unique information
science projects (see Figure 1g). The effective base. At the moment (2016), citizen science is still
involvement of citizen scientists in decision-making
not fully embedded within public agencies and
(including delineation of scenarios and discussion
barriers remain, largely related to institutions’
of management options with professional scientists
structure and integration with strategic planning
and managers) has been more deeply studied in
(Blaney et al. 2016).
recent years and participatory models combined
to citizen science are already available (e.g., Gray CONCLUSIONS
et al. 2017). The direct transfer of the knowledge/
information gained from citizen science into The number and potential impact of citizen science
environmental conservation decision making initiatives are increasing worldwide. However,
Figure 8 - Datasets acquired by each volunteers of the Adopt a River project up to January 2015 (excluding datasets obtained by
the University of São Paulo and Earthwatch Institute).
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