Plaintiff-Appellee Vs Vs Accused-Appellant: Third Division
Plaintiff-Appellee Vs Vs Accused-Appellant: Third Division
Plaintiff-Appellee Vs Vs Accused-Appellant: Third Division
DECISION
REYES , J : p
For automatic review is the Decision 1 dated March 25, 2013 of the Court of
Appeals (CA) in CA-G.R. CR-H.C. No. 05374, which upheld the Decision 2 dated
November 24, 2011 of the Regional Trial Court (RTC) of Pasig City (stationed in Taguig
City), Branch 69, in Criminal Case No. 139521, convicting Anecito Estibal y Calungsag
(accused-appellant) of the crime of Rape under Article 266-A (2), in relation to Article
266-B (5) (1) of the Revised Penal Code, as amended by Republic Act (R.A.) No. 8353 3
and in further relation to Section 5 (a) of R.A. No. 8369. 4 The fallo of the RTC decision
reads:
WHEREFORE, nding accused Anecito Estibal y Calungsag guilty beyond
reasonable doubt of Rape, he is hereby sentenced to suffer the penalty of
Reclusion Perpetua without eligibility for parole in lieu of the death penalty; and to
pay AAA 5 the amount of PhP75,000.00 as civil indemnity; PhP75,000.00 as
moral damages, and PhP25,000.00 as exemplary damages.
SO ORDERED. 6 (Citation omitted)
Antecedent Facts
The accusatory portion of the Information 7 for rape against the accused-
appellant filed on February 6, 2009 reads:
That on or about the 5th day of February, 2009 in the City of Taguig,
Philippines and within the jurisdiction of this Honorable Court, the above-named
accused, while taking advantage of his moral authority and ascendancy and with
his intention to gratify his sexual desire upon his daughter [AAA], by means of
force, violence and intimidation did then and there willfully, unlawfully and
feloniously succeed in having sexual intercourse with the latter against her will
and consent, the said crime having been attended by the qualifying
circumstances of relationship and minority, as the said accused being the natural
father of the victim, a thirteen (13)[-]year[-]old, a minor at the time of the
commission of the crime, which is aggravated by the circumstances of abuse of
superior strength and dwelling, all to the damage and prejudice of the said victim
[AAA].
CONTRARY TO LAW . 8
3. That she reduced her examination into writing and issued the Initial Medico
Legal Report Case No. R09-288 which Anogenital ndings are diagnostic
of previous blunt force or penetrating trauma (to the hymen);
4. And that she also issued other documents in relation to the examination. 10
2. That in the evening of February 5, 2009 while they were on duty at . . ., the
minor victim and her mother appeared at their o ce and reported that the
victim was molested or sexually abused by the accused; and that based on
this report, they proceeded to the house of the perpetrator;
3. That while on their way, they met the accused and informed him about the
complaint of the minor victim and eventually arrested him without the
corresponding warrant of arrest and brought to their office; DASCIc
4. That based on the incident, they referred the case to the Taguig City Police
Station for proper disposition; and
Concerning AAA and BBB, several subpoenas were sent to their address for the
taking of their testimonies, but they never appeared. On April 13, 2010, it was reported
to the court that they had moved out of their house, and subsequent subpoenas were
returned unserved. 12
The prosecution's last witness, Police O cer 3 Fretzie S. Cobardo (PO3
Cobardo), was the o cer assigned at the Philippine National Police (PNP) Women and
Children Protection Center of Taguig City. It was she who investigated the above
incident and took down the sworn statement of AAA late in the evening of February 5,
2009. Her testimony was also stipulated, as follows:
1. that she is a member of the PNP assigned at the Women and Children
Protection Desk, Taguig City Police Station;
2. that she was the investigating o cer at the time the accused was brought to
the police station;
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3. that she personally encountered the private offended party and the accused;
4. that she brought the private offended party to the PNP Crime Laboratory for
Genito Physical Examination;
5. that she was present at the time the private offended party executed an
affidavit complaint;
6. that she was the one who brought the private offended party and the accused
for inquest proceedings;
7. that she has no personal knowledge as to the incident which gave rise to this
case;
8. that Exhibit "A" was the same document executed by the mother of the victim
as well as the victim herself before her;
9. that Exhibit "G" was the same Medico Legal Report that was transmitted to her
by the PNP Crime Laboratory;
10. that she was the one who received the Initial Medico-Legal Report. 13
On clari catory questioning by the court, PO3 Cobardo narrated how she was
trained to prepare for her assignment as desk o cer at the PNP Women and Children
Protection Center; that during her investigation of AAA and BBB, they were both crying;
that without being asked leading questions and without being coached by her mother,
AAA, 13 years old and a rst-year high school student, revealed in detail how the
accused-appellant abused her for several years and how he raped her that morning of
February 5, 2009; that AAA told that the rst time she was raped by her father was
when she was in Grade III, but this was the rst time she was telling anyone about the
rapes; that BBB told PO3 Cobardo that she could not imagine how her husband could
commit such an outrage against their own daughter; that from her own observations of
AAA's demeanor, PO3 Cobardo was convinced that she was telling the truth. 14
The accused-appellant's defense consisted mainly of denial. From his testimony,
the court learned that the accused-appellant, his wife BBB and their two children, AAA
and CCC, lived in a one-room house in Taguig City; that he and his wife were employed
as security guards in Taguig City; that on February 4, 2009, his wife was on night duty
and came home the next morning; that on the night of the alleged rape, he and his two
children retired for the night at around midnight, and thus, he could not have sexually
abused his daughter AAA between 1:00 a.m. and 2:00 a.m. on February 5, 2009; that he
and his wife used to ght about her brothers Romulo and Rey Santos, whom he now
suspected of in uencing AAA to le the complaint for rape against him, although he
treated them as his own brothers; that he was arrested by the Barangay Tanod at 6:00
p.m. on February 5, 2009 as he was coming from work. 15
Relying on PO3 Cobardo's testimony of what AAA narrated to her, the RTC
considered the spontaneity of the declarations made by AAA as con rmed by
PO3 Cobardo as part of the res gestae, and convicted the accused-appellant. The
court said:
Thus, the court considers the spontaneity of the declarations made by AAA
as con rmed by PO3 Cobardo. Moreover, there is nothing on record that would
compel the court to believe that said prosecution witness has improper motive to
falsely testify against the accused-appellant. Accordingly, it shall uphold the
presumption of regularity in the performance of her duties.
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Further, the testimony of PO3 Cobardo was corroborated by the ndings of
Dr. Jesille Baluyot of a shallow healed lacerations at 4 and 8 o'clock and deep
healed laceration at 5 o'clock positions in the hymen of AAA which Anogenital
ndings are diagnostic of previous blunt force or penetrating trauma. 16
(Citations omitted) SHADEC
Below is the pertinent portion of PO3 Cobardo's testimony cited by the RTC:
COURT —
Some questions from the Court.
Q PO3 Cobardo[,] you were the one who investigated the minor victim in this
case?
A Yes[,] Your Honor.
Q Could you tell the Court what is the appearance of the victim at the time of the
investigation?
A At that time Your Honor the victim was together with her mother, they were
crying.
A No[,] Your Honor, the victim was not coached by the mother. It was the victim
who stated all the incident.
Q Did you make, did you use leading questions in conducting, propounding the
questions?
A No[,] Your Honor.
Q How did you ask the victim? Was it in a question and answer where rst you
will ask the victim to narrate the incident?
A Yes[,] Your Honor. First I asked the victim to narrate the incident.
Q And then you propounded question in the question and answer form?
A Yes[,] Your Honor.
Q And you found out that, was that the rst time that the incident happened or
several times already?
Q Because, I notice, actually I noticed in the preliminary question you stated "hindi
ako magagalit, kahit ano ang sasabihin mo sa akin, naiintindihan mo ba
lahat ng sinabi ko" . It may be a preliminary question because you have
attended seminars on this. Is that right?
A Yes[,] Your Honor.
COURT —
So judging from the preliminary question[,] I know that you had undergone
seminars on how to conduct questions on child abuse cases.
WITNESS SIDTCa
There might be an intervening period between the time the crime of rape
was committed and the rst time it was reported by AAA to the prosecution
witnesses. However, said intervening period of less than twenty-four (24) hours is
so short a time for AAA to fully recover physically and emotionally from such a
traumatic and harrowing experience, considering her tender age of only thirteen
(13) years and the fact that her abuser is her own biological father.
Res gestae refers to statements made by the participants or the victims of,
or the spectators to, a crime immediately before, during, or after its commission.
These statements are a spontaneous reaction or utterance inspired by the
excitement of the occasion, without any opportunity for the declarant to fabricate
a false statement. An important consideration is whether there intervened,
between the occurrence and the statement, any circumstance calculated to divert
the mind and thus restore the mental balance of the declarant; and afford an
opportunity for deliberation.
Indeed, the statements made by AAA before BSF Estudillo, BSF Perlas and
PO3 Cobardo were spontaneous and her utterances were inspired by the
excitement of the occasion, without any opportunity to fabricate a false
statement.
There is, of course, no hard and fast rule by which spontaneity may be
determined although a number of factors have been considered, including, but not
always con ned to: (1) the time that has lapsed between the occurrence of the
act or transaction and the making of the statement, (2) the place where the
statement is made, (3) the condition of the declarant when the utterance is given,
(4) the presence or absence of intervening events between the occurrence and the
statement relative thereto, and (5) the nature and the circumstances of the
statement itself. The Supreme Court, in People v. Manhuyod, has explained the
import of the first four factors; thus:
". . . (C)ases are not uniform as to the interval of time that should
separate the occurrence of the startling event and the making of the
declaration. What is important is that the declarations were voluntarily and
spontaneously made 'so nearly contemporaneous as to be in the presence
of the transaction which they illustrate or explain, and were made under
such circumstances as necessarily to exclude the ideas of design or
deliberation.'
"As to the second factor, it may be stressed that 'a statement made,
or an act done, at a place some distance from the place where the principal
transaction occurred will not ordinarily possess such spontaneity as would
render it admissible.'
The Court is called upon to review the verdict of conviction below, keeping in
mind the following principles as guidance: (1) an accusation for rape can be made with
facility, while the accusation is di cult to prove, it is even more di cult for the
accused, albeit innocent, to disprove; (2) considering that, in the nature of things, only
two persons are usually involved in the crime of rape, the testimony of the complainant
must be scrutinized with extreme care; and (3) the evidence for the prosecution must
succeed or fail on its own merits, and cannot be allowed to derive strength from the
weakness of the evidence for the defense. 30
In essence, the res gestae exception
to the hearsay rule provides that the
declarations must have been
"voluntarily and spontaneously
made so nearly contemporaneous as
to be in the presence of the
transaction which they illustrate and
explain, and were made under such
circumstances as necessarily to
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exclude the idea of design or
deliberation."
Section 36 of Rule 130 of the Rules of Court provides that "a witness can testify
only to those facts which he knows of his personal knowledge; that is, which are
derived from his own perception, except as otherwise provided in these rules." Res
gestae, one of eleven (11) exceptions to the hearsay rule, is found in Section 42 of Rule
130, thus:
Sec. 42. Part of res gestae. — Statements made by a person while a
startling occurrence is taking place or immediately prior or subsequent thereto
with respect to the circumstances thereof, may be given in evidence as part of the
res gestae. So, also, statements accompanying an equivocal act material to the
issue, and giving it a legal significance may be received as part of the res gestae.
The Court enumerated three essential requisites for the admissibility of a given
statement as part of res gestae, to wit:
All that is required for the admissibility of a given statement as part of res gestae,
is that it be made under the in uence of a startling event witnessed by the person
who made the declaration before he had time to think and make up a story, or to
concoct or contrive a falsehood, or to fabricate an account, and without any
undue in uence in obtaining it, aside from referring to the event in question or its
immediate attending circum[s]tances. 33 (Citations omitted)
There are then three essential requisites to admit evidence as part of the res
gestae, namely: (1) that the principal act, the res gestae, be a startling occurrence; (2)
the statements were made before the declarant had the time to contrive or devise a
falsehood; and (3) that the statements must concern the occurrence in question and its
immediate attending circumstances. 34
In People v. Dianos , 35 the Court acknowledged that there are no hard and fast
rules in determining the spontaneity of a declaration, but at least ve factors have been
considered:
By res gestae, exclamations and statements made by either the
participants, victims, or spectators to a crime, immediately before, during or
immediately after the commission of the crime, when the circumstances are such
that the statements constitute nothing but spontaneous reaction or utterance
inspired by the excitement of the occasion there being no opportunity for the
declarant to deliberate and to fabricate a false statement become admissible in
evidence against the otherwise hearsay rule of inadmissibility. . . . .
There is, of course, no hard and fast rule by which spontaneity may be
determined although a number of factors have been considered, including, but not
always confined to, (1) the time that has lapsed between the occurrence of the act
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or transaction and the making of the statement, (2) the place where the statement
is made, (3) the condition of the declarant when the utterance is given, (4) the
presence or absence of intervening events between the occurrence and the
statement relative thereto, and (5) the nature and the circumstances of the
statement itself. . . . . 36 (Citations omitted and italics in the original)
In People v. Salafranca , 39 the Court cited two tests in applying the res gestae
rule: a) the act, declaration or exclamation is so intimately interwoven or connected with
the principal fact or event that it characterizes as to be regarded as a part of the
transaction itself; and b) the said evidence clearly negatives any premeditation or
purpose to manufacture testimony.
The term res gestae has been de ned as "those circumstances which are
the undesigned incidents of a particular litigated act and which are admissible
when illustrative of such act." In a general way, res gestae refers to the
circumstances, facts, and declarations that grow out of the main fact and serve to
illustrate its character and are so spontaneous and contemporaneous with the
main fact as to exclude the idea of deliberation and fabrication. The rule on res
gestae encompasses the exclamations and statements made by either the
participants, victims, or spectators to a crime immediately before, during, or
immediately after the commission of the crime when the circumstances are such
that the statements were made as a spontaneous reaction or utterance inspired
by the excitement of the occasion and there was no opportunity for the declarant
to deliberate and to fabricate a false statement. The test of admissibility of
evidence as a part of the res gestae is, therefore, whether the act, declaration, or
exclamation is so intimately interwoven or connected with the principal
fact or event that it characterizes as to be regarded as a part of the
transaction itself, and also whether it clearly negatives any
premeditation or purpose to manufacture testimony . 40 (Citations omitted,
emphasis ours and italics in the original)
By way of illustration, in People v. Villarama , 41 the 4-year-old rape victim did not
testify, but the accused, an uncle of the victim, was convicted on the basis of what the
child told her mother. The Court said:
The critical factor is the ability or chance to invent a story of rape. At her
age, the victim could not have had the sophistication, let alone the malice, to tell
her mother that her uncle made her lie down, took off her panties and inserted his
penis inside her vagina. AaHDSI
. . . [I]n Contreras, the victim's statement that she had been sexually
molested by the accused was not received under the res gestae exception to the
hearsay rule, because her statement did not refer to the incident witnessed by
Nelene but to a general pattern of molestation of her and her companions by the
accused. In contrast, Elizabeth's declaration to her mother regarding the then just
concluded assault were so full of details speci c to the incident that there could
be no doubt she was referring to the same incident witnessed by Ricardo
Tumulak. 42
In People v. Velasquez , 43 the 2-year-old rape victim told her mother the
following: a) "Si Tatang kakayan na ku pu." ("Tatang has been doing something to me.");
and b) "I-tatang kasi, kinayi ne pu ing pekpek ku kaya masakit ya." ("Because Tatang has
been doing something to my private part, that is why it hurts.") The girl then showed her
mother her private part, which was swollen and oozing with pus, and then she gestured
by slightly opening or raising her right foot, and using her right nger, to show what the
accused had done to it. 44 The Court ruled:
We hold, therefore, that Aira's statements and acts constitute res gestae, as
it was made immediately subsequent to a startling occurrence, uttered shortly
thereafter by her with spontaneity, without prior opportunity to contrive the same.
Regail's account of Aira's words and, more importantly, Aira's gestures,
constitutes independently relevant statements distinct from hearsay and
admissible not as to the veracity thereof but to the fact that they had been thus
uttered.
Under the doctrine of independently relevant statements, regardless of their
truth or falsity, the fact that such statements have been made is relevant. The
hearsay rule does not apply, and the statements are admissible as evidence.
Evidence as to the making of such statement is not secondary but primary, for the
statement itself may constitute a fact in issue or be circumstantially relevant as
to the existence of such a fact. 45 (Citation omitted)
In People v. Lupac , 46 the Court accepted as part of res gestae the 10-year-old
victim's denunciation of her uncle to a neighbor whom she met soon after she managed
to get away from her uncle after the rape, uttering the words "hindot" and "inano ako ni
Kuya Ega." 47 ITSCED
In People v. Moreno , 48 shortly after the three accused left the house where the
complaining victims worked as maids, the maids told their employers, who had just
arrived, that they had been raped. The employers testi ed in court on these statements.
The Court held that the maids' statements were part of res gestae since they were
spontaneously made as soon as the victims had opportunity to make them without
threat to their lives. The Court said:
This exception is based on the belief that such statements are trustworthy
because made instinctively, "while the declarant's mental powers for deliberation
are controlled and stilled by the shocking in uence of a startling occurrence, so
that all his utterances at the time are the re ex products of immediate sensual
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impressions, unaided by retrospective mental action." Said natural and
spontaneous utterances are perceived to be more convincing than the testimony
of the same person on the witness stand. 49 (Citations omitted)
Res gestae means the "things done." It "refers to those exclamations and
statements made by either the participants, victims, or spectators to a crime
immediately before, during, or immediately after the commission of the crime,
when the circumstances are such that the statements were made as a
spontaneous reaction or utterance inspired by the excitement of the occasion and
there was no opportunity for the declarant to deliberate and to fabricate a false
statement." A spontaneous exclamation is de ned as "a statement or
exclamation made immediately after some exciting occasion by a participant or
spectator and asserting the circumstances of that occasion as it is observed by
him. The admissibility of such exclamation is based on our experience that, under
certain external circumstances of physical or mental shock, a stress of nervous
excitement may be produced in a spectator which stills the reflective faculties and
removes their control, so that the utterance which then occurs is a spontaneous
and sincere response to the actual sensations and perceptions already produced
by the external shock. Since this utterance is made under the immediate and
uncontrolled domination of the senses, rather than reason and re ection, and
during the brief period when consideration of self-interest could not have been
fully brought to bear,' the utterance may be taken as expressing the real belief of
the speaker as to the facts just observed by him." In a manner of speaking, the
spontaneity of the declaration is such that the declaration itself may be regarded
as the event speaking through the declarant rather than the declarant speaking
for himself. Or, stated differently, ". . . the events speak for themselves, giving out
their fullest meaning through the unprompted language of the participants. The
spontaneous character of the language is assumed to preclude the probability of
its premeditation or fabrication. Its utterance on the spur of the moment is
regarded, with a good deal of reason, as a guarantee of its truth. 55 (Citations
omitted)
The RTC and the CA held that the inculpatory statements of AAA to the barangay
tanod and the police are part of the res gestae occurrence of the rape. This is error. It is
obvious that AAA had by then undergone a serious deliberation, prodded by her mother,
whose own outrage as the betrayed wife and grieving mother so emboldened AAA that
she nally resolved to emerge from her fear of her father. Here then lies the crux of the
matter: AAA had clearly ceased to act unthinkingly under the immediate in uence of her
shocking rape by her father, and was now led by another powerful compulsion, a new-
found resolve to punish her father. aIAcCH
Moreover, the theory of the hearsay rule is that when a human utterance is
offered as evidence of the truth of the fact asserted, the credit of the assertor
becomes the basis of inference, and, therefore, the assertion can be received as
evidence only when made on the witness stand, subject to the test of cross-
examination. However, if an extrajudicial utterance is offered, not as an assertion
to prove the matter asserted but without reference to the truth of the matter
asserted, the hearsay rule does not apply. For example, in a slander case, if a
prosecution witness testi es that he heard the accused say that the complainant
was a thief, this testimony is admissible not to prove that the complainant was
really a thief, but merely to show that the accused uttered those words. This kind
of utterance is hearsay in character but is not legal hearsay. The distinction is,
therefore, between (a) the fact that the statement was made, to which the hearsay
rule does not apply, and (b) the truth of the facts asserted in the statement, to
which the hearsay rule applies. cADEHI
Section 36, Rule 130 of the Rules of Court is understandably not the only
rule that explains why testimony that is hearsay should be excluded from
consideration. Excluding hearsay also aims to preserve the right of the opposing
party to cross-examine the original declarant claiming to have a direct knowledge
of the transaction or occurrence. If hearsay is allowed, the right stands to be
denied because the declarant is not in court. It is then to be stressed that the right
to cross-examine the adverse party's witness, being the only means of testing the
credibility of witnesses and their testimonies, is essential to the administration of
justice.
To address the problem of controlling inadmissible hearsay as evidence to
establish the truth in a dispute while also safeguarding a party's right to cross-
examine her adversary's witness, the Rules of Court offers two solutions. The rst
solution is to require that all the witnesses in a judicial trial or hearing be
examined only in court under oath or a rmation . Section 1, Rule 132 of the Rules
of Court formalizes this solution, viz.:
"Section 1. Examination to be done in open court. — The
examination of witnesses presented in a trial or hearing shall be done in
open court, and under oath or a rmation. Unless the witness is
incapacitated to speak, or the question calls for a different mode of
answer, the answers of the witness shall be given orally."
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The second solution is to require that all witnesses be subject to the cross-
examination by the adverse party. Section 6, Rule 132 of the Rules of Court
ensures this solution thusly:
This Court's views are not a condonation of the bestiality of the accused-
appellant but only indicate that there is reasonable doubt as to his guilt entitling him to
acquittal. As the Court stated in People v. Ladrillo: 64
Rape is a very emotional word, and the natural human reactions to it are
categorical: sympathy for the victim and admiration for her in publicly seeking
retribution for her outrageous misfortune, and condemnation of the rapist.
However, being interpreters of the law and dispensers of justice, judges must look
at a rape charge without those proclivities and deal with it with extreme caution
and circumspection. Judges must free themselves of the natural tendency to be
overprotective of every woman decrying her having been sexually abused and
demanding punishment for the abuser. While they ought to be cognizant of the
anguish and humiliation the rape victim goes through as she demands justice,
judges should equally bear in mind that their responsibility is to render justice
based on the law. 65 (Citation omitted)
Footnotes
* Additional member per Special Order No. 1883 dated November 25, 2014 in view of the
inhibition of Associate Justice Francis H. Jardeleza.
5. The real name of the victim, her personal circumstances and other information which tend to
establish or compromise her identity, as well as those of her immediate family or
household members, shall not be disclosed to protect her privacy and fictitious initials
shall, instead, be used, in accordance with People v. Cabalquinto (533 Phil. 703 [2006]),
and A.M. No. 04-11-09-SC dated September 19, 2006.
6. Records, p. 167.
7. Id. at 1-2.
8. Id. at 1.
9. See Brief for the Appellee, CA rollo, p. 79.
21. See People v. Montes, 461 Phil. 563, 584 (2003); Victoriano v. People, 538 Phil. 974, 984
(2006).
22. G.R. No. 188897, June 6, 2011, 650 SCRA 620.
30. People v. Ogarte, G.R. No. 182690, May 30, 2011, 689 SCRA 395, 405.
39. G.R. No. 173476, February 22, 2012, 666 SCRA 501.
52. Records, p. 7.
53. G.R. No. 74740, August 28, 1992, 213 SCRA 70.
54. Id. at 79.
57. Country Bankers Ins. Corp. v. Lianga Bay, 425 Phil. 511, 520 (2002).
n Note from the Publisher: Written as "OTHERWISE KNOWN AS ACT OF 1980" in the original
document.