Analysis of IEC 61850-9-2LE Measured Values Using A Neural Network
Analysis of IEC 61850-9-2LE Measured Values Using A Neural Network
Analysis of IEC 61850-9-2LE Measured Values Using A Neural Network
Abstract: Process bus communication has an important role to digitalize substations. The IEC 61850-
9-2 standard specifies the requirements to transmit digital data over Ethernet networks. The paper
analyses the impact of IEC 61850-9-2LE on physical protections with (analog-digital) input data of
voltage and current. With the increased interaction between physical devices and communication
components, the test proposes a communication analysis for a substation with the conventional
method (analog input) and digital method based on the IEC 61850 standard. The use of IEC 61850
as the basis for smart grids includes the use of merging units (MUs) and deployment of relays based
on microprocessors. The paper analyses the merging unit's functions for relays using IEC 61850-9-
2LE. The proposed method defines the sampled measured values source and analysis of the traffic.
By using neural net pattern recognition that solves the pattern recognition problem, a relation
between the inputs (number of samples/ms—interval time between the packets) and the source of
the data is found. The benefit of this approach is to reduce the time to test the merging unit by
getting the feedback from the merging unit and using the neural network to get the data structure
of the publisher IED. Tests examine the GOOSE message and performance using the IEC standard
based on a network traffic perspective.
Keywords: IEC61850; SMV; sampled value; GOOSE; Ethernet; SVScout; delay time; IED; time
synchronization; machine learning; ROCs
1. Introduction
Substations in energy systems use intelligent electronic devices (IEDs) that can share data in real-
time, in order to use and share these data quickly and efficiently among the substation devices [1].
Sharing data must be standardized as a communication standard. The IEC 61850 standard unites the
structure, requirements, and communication specifications that can be implemented during sharing
of data among IEDs, the first announcement of the cooperation and creates a platform between the
substation automation system (SAS) and the substations (IEC 61850 2003) [2]. IEC 61850-9-2 specifies
that the transmission of sampled measured values (SMVs) over an Ethernet network is located in the
second layer (Ethernet layer) in an OSI system, using sampled values generated by merging units of
IEDs or individual merging units, instrument transformers [3]. The implementation of IEC 61850-9-2
depends on the dataset specifications such as (time synchronization, sample counts, and interval
time). Four currents and voltages are included into the IEC 68150-9-2 packets.
Some studies have presented practical implementations of IEC 61850 that included a large
number of IEDs; these studies explored the challenges coming from this technical evolution and used
equipment from multiple vendors to achieve interoperability. The references cited below discuss the
requirements of interoperable distributed functions and distinguish the differences between MV and
HV substations regarding IEC61850 implementation [4,5].
Reference [6] proposes solutions to integrate IEC 61850 communication with the meters and their
communication interfaces. This work implemented a complete smart grid realized on the basis of IEC
standards. As further discussed in this work, the number of integrated units that can be used for
monitoring and control purposes in the power system is quite small, and that means that there is also
need for developed techniques for data handling to achieve realize smart distribution [7].
Research work has been presented in [8] analyzing the various communications options for
scalable deployment of smart grid services. As stated in [8], the authors used the software-defined
utility (SDU) concept to obtain automated management of the smart grid.
Reference [9] focused on the communications capabilities in traditional protections with the
ability to use other technologies like WiFi and 3G for signal communication in real time. Several
research articles [10,11] have proposed methods to develop self-healing functionality in smart grids
using IEC 61850.
Reference [12] proposed a laboratory test bed for comparing the performance of digital, hybrid
and traditional substations. The experiment focused on the hard in the loop test with traditional
current and voltage-operated protection relays and with sampled measured values according to IEC
61850-9-2LE. The comparison found that the relay protection function performance is very similar to
that of classical substations, with the advantage of the data transmission in digital form.
Reference [13] focused on the configuration of IEC 61850 GOOSE service for easy
implementation with electric protection systems; the authors proposed an algorithm to achieve full
implementation of the IEC 61850 instead of the hard wired network connection.
Reference [14] focused on the reliability analysis of the cyber-physical interface matrix (CPIM)
methodology. The test calculated the impact of the physical device failure and the communication
devices failures.
This paper contains the following sections:
Section 2: Time synchronization over a process bus. This section contains the test structure with
the devices used during the test. It contains the GPS parameters and initial test of the signal
which generated from the GPS.
Section 3: The IEC 61850 sampled measured values testing. This section contains the sampled
values test with the OMICRON device and the test structure and sampled values directions.
Section 4: The timing analysis of sampled values streams. This section contains the result of the
measurement of the OMICRON merging unit and physical relays. (CMC-publisher, IED-
publisher- 2x IED-subscriber) when time synchronization is applied, however, the interval time
is around 240 µs with the local clock of the publisher IED or CMC merging unit, the interval
time is around 230 µs with the global clock (GPS is applied).
Section 5: Generic Object Oriented Substation Events (GOOSE). A GOOSE trip signal is sent from
the publisher IED to the subscriber IED. This test found that when the GOOSE message is sent
to the receiver IED (tripping signal), the signal is duplicated four times with a size of 147 bytes
per packet, the average interval time between the packets was practically constant from the first
to the fourth packets (278 µs) and the average interval between the fourth and the fifth packet
was 102 ms.
Section 6: Machine learning. By machine learning, we found a link between two parameters
(number of samples/ms – interval time) and used to determine the publisher. The inputs and the
target provided to the network and the algorithm breaks up the data for test sets (training 70%—
validation 15%—testing 15%), the best validation was in epoch 23.
The IEC 61850 standard offers a data model that can replace the physical devices by the logical
devices. In this way IEC 61850 is able to virtualize to all devices in the power system. Each logical
device (LD) has logical nodes (LNs) that provides the functions of the devices. These functions are
called "distributed functions" in SAS, and the three main rules to implement the distributed functions
are:
The IEC 61850 configuration should follow the performance requirements.
The communication interface between IEDs and the system should follow the IEC 61850
standards communication fundamentals.
Establish the communications between devices by mean transfer data between IEDs and the
power system among the SAS.
Energies 2018, 11, 1618 4 of 20
The structure of the data model in the IEC 61850 standard is virtual (data object, logical device,
logical node), although, it represents real data that are used by the energy system (monitoring,
protection and automation systems) [11]. IEC 61850 offers various features that cover all aspects of
the substations measurements, as follows [11]:
Data characterization such as sampling frequency, sampling counts, and time synchronization.
Communication specification that can be summarized as a generic object oriented substation
event (GOOSE), manufacturing message specification (MMS), SMV, and Ethernet
communication.
The data structures and data objects’ services.
According to the specification of the IEC 61850 can be summarized as follows:
Definition and determine how to access the structure for the data's abstract communication
services interface (ACSI) and the configuration of the communication solution and compatible
protocols.
Standardizing the output data from IEDs and categories the sharing of data between GOOSE
and SMV orders
The IEDs and network communications are implemented using eXtendable Markup Language
(XML).
or wrong tripping. In the laboratory during implementation the SMV IEDs configuration, the time
synchronization can be done by the IEDs-publisher. In this way the IED-subscriber will follow and
get the same phase error limit. In case of using several merging units connected together and sharing
data among the power system, the time source according to IEC 61869 is required. This time source
will be a global area clock, however, a local area clock cannot match the time in the global area clock.
There are various methods that can be implemented to achieve the time synchronization in the whole
testing system and between the merging units such as master-slave architecture for clock distribution
(IEEE 1588) precision time protocol (PTP). IEEE 1588 is used to achieve the time synchronization
because the IEDs are adaptable to this method and offered high accuracy time synchronization.
According to IEC 61869, the GPS or time source is sharing the time over the process bus side by side
with sampled values. The configuration of the time synchronization of IEDs is shown in Figure 3. In
IEDs, time synchronization is enabled by using synch source (IEEE 1588—slave), IED-subscriber
(Figure 3) shows a synch accuracy of 23 ns.
More precisely, the sampled values and PTP are using the same network cable; however, a cut
in the Ethernet cable can cause SMV and PTP transfer failure. The relation between sampled values
and time synchronization is called SmpSynch. This attribute is an indicator of time source loss,
moreover, SmpSynch gives details about the time source (GPS) and the sampled values sources (IED-
publisher). Table 1 provides the settings of the GPS data and the timing accuracy that are used to
achieve the time synchronization in our network [4].
Supported
Channels and
Timing Accuracy Timing Specifications
Frequency
Protocols
CMGPS 588 synchronization unit
±100 ns to reference 12 channel GPS receiver,
PTP with integrated antenna and timing
time (TAI/UTC) Frequency: 1575.42 MHz
receiver
between two synchronized messages is 1 s, and announcing the timeout and losing the time
synchronization takes 3 s.
CMCGPS 588
Time Interval
Status
GPS Locked Sync interval 1s
PTP Master Announce interval 1s
NTP Synchronized Announce receipt timeout 3s
Satellites usable 4 Peer mean path delay 85 ns
The GPS sends three messages to synchronize the devices (announce message, synch message
and follow up message) and it duplicates them each second, in order to keep all IEDs synchronized
as shown in figures 4–5.
The analog signal is converted to a digital signal in the IED (A/D converter). The IED-publisher
publishes the sampled value signal according to the standard IEC 61850 with 80 samples/cycle in a
50 Hz system. The subscriber IED is receiving the digital signal SMV and reacts according to the
signal and the configuration of the IED. SVScout software is used to visualize sampled values and
subscribes to the SMV streams from multiple merging units and shows the waveforms. An Omicron
CMC 256 simulator is used to simulate the current transformer (CT) and voltage transformer (VT)
signals as shown in Figure 7 [10].
and the comparison with the IED merging unite offering a way to analyze the time as shown in Figure
9. The interval between two packets can be calculated as T = 1/4000 = 250 ms, more than that, the
delay time is accompanied by the interval as shown in Table 4. The IED-publisher publishes the
sampled values and the time synchronized as the local clock (master clock) of the publisher IED [8].
Figure 10 presents the number of packet per millisecond. The figure shows the comparison
between the merging units of the IED and CMC, the number of packets is proximity around four
packets for each merging units, with some high number of packets for the IED-publisher and a low
number of packets for the IED publisher. The CMC hold still the number of packets to four packets
Energies 2018, 11, 1618 10 of 20
per ms. Experiments offer the possibility to make a comparison between two merging units, the
physical relay merging unit and the simulated merging unit (CMC). The figure shows that regression
of the samples is 230 µs in case of time synchronization applied to both merging units. The simulated
merging unit shows a constant interval of time between the packets as shown in the figure, however,
the merging unit of a physical IED in 4000 samples showed that the interval time is not constant, the
sender IED sends packets with 126 bytes length and the subscriber IED sends packets with 122 bytes
length.
Figure 10. The calculation of time duration to publish the sampled values. The CMC publisher sends
packets with interval 250 µs and IED-72 follows by sending packets to keep the system synchronized.
Figure 11 shows the SMV packets between the publisher and subscriber of physical relays, the
regression of the interval time is around 240 µs, the current and voltage signals are plugged in the
IED, the publisher converted them to a digital form and sent them to the IED-subscriber [9].
Energies 2018, 11, 1618 11 of 20
Figure 11. The interval time + delay time in µsec between publisher / subscriber IEDs.
In Figure 12, CMC is the publisher of SMV that is synchronized by the global clock (GPS), IED-
72 is the receiver or subscriber of the SMVs, according to the measurements the publisher is sending
the packets and waits for the subscriber to send a confirmation of acceptance of the packets which
explains why there are small delay times from the publisher in this case [18].
Figure 12. The interval time + delay time in µsec between publisher/subscriber (CMC & IED-72).
In order to make the study clear, Wireshark wasused to capture the sampled values streams and
packet delay time or the time between two following streams calculated in two cases, the first one
when two IEDs are connected and are an IED-publisher and IED-subscriber with time
Energies 2018, 11, 1618 12 of 20
synchronization. The second case is when the CMC Omicron 256 plus merging unit is connected
through the Ethernet switch to the IED-subscriber. The difference between no synchronization and
synchronized time is that the IEDs start to synchronize with the master grand clock (GPS).
The sample count is an important parameter to determine and view the links between the
synchronization time and the sampled value measurements. In order to explain and verify the sample
count, the measurement is implemented with different cases, first with the SMV from merging units
of IED without time synchronization, second with the SMV from IED merging units with time
synchronization. The third count is the SMV from the CMC Omicron merging unit without the time
synchronization; the fourth count is the SMV from the merging unit of the CMC Omicron with time
synchronization. The last count is the count of the samples values of the merging unit of CMC
Omicron and IED in parallel with time synchronization as shown in Figure 13.
The SMV packets from different sources can be analyzed by using the Wireshark software which
is the tool used to capture the network traffic. SMV streams of merging units of IEDs or the CMC
Omicron can be monitored and analyses can be done to measure the interval time between different
packets from the merging units and eventually Wireshark offers the way to show the dropped or lost
packets. Figure 7 offers a diagram or schematic of a test, where the Omicron CMC acts as a current
and voltage source (CT transformer sensor, VT transformer sensor), two IEDs are connected and is
configured to be a publisher of sampled values and the second IED is a SMV subscriber, a network
capture tool (Wireshark, SVScout), CMC Omicron merging unit, eventually using GPS time
synchronization as shown in Figure 3. The IEC 61850-9-2 standard determines the sampled frequency
which is based on the power system frequency that according to the IEC 61850 standard is 4 kHz for
a 50 Hz system, or 4.8 kHz for a 60 Hz one. For one unit stream, the interval between one packet and
the following packet is between (200 µs to 250 µs). SVScout is the tool which is used in the graphical
display that allows one to verify the published measured values and compare the samples from other
merging units. The SVScout enabling the way to compare the streams from merging units and save
the report in comtrade format. The delay of packets can be caused by many reasons: lack of numerical
precision, merging unit accuracy and sample count rate [19]. The calculation of communication
capacity shown in table 5.
Energies 2018, 11, 1618 13 of 20
Available communication capacity for two SMV publishers in a parallel redundancy protocol
(PRP) network [19] is given by:
𝑆𝑀𝑉 = 12.3 𝑀𝑏/𝑠 (1)
(a) (b)
Figure 14. The full scheme of testing the IEC 61850 (SMV-GOOSE). (a) Shows the mapping of a
GOOSE message with the dataset details. It shows the tripping signal is false before increasing the
current and overcurrent function of IED takes action, (b) shows changing of the status to true, which
means the GOOSE message (tripping signal) is sent to the subscriber.
The IEDScout tool provides the ability to map the GOOSE message and the dataset of all the
IEDs in the network, in order to implement interoperability between the devices on SAS. Figure 15
shows the IEDScout tool and the dataset of the IEDs that are part of the configuration (publisher,
subscriber) and the interface of this tool imports the Configured IED Description (CID) file and linked
the IEDs according to the configuration as shown in Figure 15.
The GOOSE message measurements show that the same packet is duplicated five times with a
length of 147 bytes per message, the interval between GOOSE messages is not constant, conversely,
the interval begins to be longer than the first interval between the first and second packet of GOOSE
messages, as shown in Figure 16.
Figure 16. GOOSE Messages duplicities for five different GOOSE messages. n-repetition.
Energies 2018, 11, 1618 15 of 20
The interval starts at 278 µs and the last interval ends at 102.66 milliseconds, and the same thing
occurs for four different GOOSE messages. Eventually, the GOOSE messages have been removed
from the network and the network protocol analyzer. The configuration of GOOSE communication
is implemented in the subscriber and publisher IEDs, the GOOSE message is sent from publisher to
subscriber once the voltage or current is higher than the limit [20].
6. Machine Learning
Machine learning techniques are used for power quantity analysis and decision-making tasks
(accurate forecasting, comparing different machine learning techniques). The data description of the
model can be summarized by the IED merging unit and CMC merging unit. A Substation
Configuration Language (SCL) file is exported from the IED-publisher to CMC, the data set of the
model contains two parameters (interval time between packets, the number of packets per ms), the
goal is to find the link between the number of samples and interval time and determine which
merging unit is sending the SMV and help the subscriber IED to figure out the correct sender of
sampled values. The parameters of both merging units are captured by the network protocol analysis;
in Figure 17 and in Table 6 data preparation is added to show the link between the input parameters
and the sender of sampled values. The main goal of this test was to determine the source of the
sampled values streams.
Input Target/Output
Parameter IED-Publisher CMC_ Simulated IED-Subscriber
Interval time (4000 × 1) (4000 × 1) IED
Number of samples per ms (4000 × 1) (4000 × 1) CMC
The original dataset (155) was divided into test and validation sets. With these settings, the input
vectors and targets vectors are randomly divided into three sets as follows:
The training set is 70%.
The validation set is 15% to prove that the network stops training before overfitting.
The testing set is 15% and is used as an iindependent test of network generalization [6].
A two layers feedforward network is included in the standard network that is used for pattern
recognition, with a sigmoid transfer function in the hidden layer and a softmax transfer function in
the output layer. Matlab uses 10 hidden neurons as the default set, and the number of output neurons
is set to 2. Table 7 shows the number of samples for each merging unit and the test split of the input
samples into training and test sets accordingly.
Figure 18 shows the best validation performance of the network. The plot is used to obtain a plot
of training record error values against the number of training epochs, eventually, the error of training
decreases after more epochs and retraining, and the best performance is taken from the epoch (epoch
23) with the lowest validation error.
Figure 19 shows the test performance of the network (input—hidden networks—output), and
contains all of the information related to the training of the network. The structure keeps track of
several variables during the course of training, such as the value of the performance function, and
Energies 2018, 11, 1618 17 of 20
the magnitude of the gradient. The best validation indicates the iteration at which performance
reached a minimum.
Figure 18. The best validation performance at epoch 23, validation error at the lowest point.
(a)
(b)
Energies 2018, 11, 1618 18 of 20
(c) (d)
Figure 19. The receiver operation characteristic curve (a) shows the training ROC that is exploring the
tradeoff between true positives and false positives, this curve is a metric used to examine the quality
classifier, (b) represents the validation ROC, (c) represents the test ROC, (d) represents the All ROC.
7. Conclusions
This paper examines the IEC 61850-9-2 standard based on the sampled measured values. The
paper provides different methods to compare the timing analysis between the merging unit of
physical protection relay (IED) that converts the current and voltage signals from the conventional
transformers into a digital signal and shares it with sampling frequency (4000 samples/second) and
the simulated merging unit of an Omicron 256 CMC that is used to publish SMV to the physical relay
(IED-subscriber). The implementation and configuration of the test requires two IEDs are applicable
to sending and receiving SMV and GOOSE messages according to standard IEC 61850. Modern IEDs
are able to publish four current signals and four voltage signals and share the voltage in the power
system. GPS is used to synchronize the time and keep all the devices in the same time and without
phase offset. In summary, we can conclude the following from the experiments above:
The IED-subscriber starts to send sampled measured values once the global clock is applied (GPS
- time synchronization), conversely, IED-subscriber does not send or publish SMV once the
internal clock is applied from the publisher IED.
The interval time between the samples is 250 µs according to the IEC 61850 standard, and the
network analysis tool shows that four MAC addresses are available, in this case (CMC-publisher,
IED-publisher- 2x IED-Subscriber) with time synchronization is applied, however, the interval
time is around 240 µs with the local clock of the publisher IED or CMC merging unit, and the
interval time is around 230 µs with the global clock (GPS) applied.
The number of samples per millisecond of IED-publisher: the number of packets is not constant,
the range was between 3 to 5 packets/ms, while with CMC-publisher: the number of packets is
almost constant at 5 packets/ms.
GOOSE message configuration is implemented to the IEDs (sender-receiver), the GOOSE
message is sent to the receiver IED (tripping signal), the signal is duplicated four times with a
size of 147 bytes per packet, the average interval time between the packets was practically
constant from the first to the fourth packets (278 µs) and the average interval between the fourth
and the fifth packet was 102 milliseconds.
Energies 2018, 11, 1618 19 of 20
IED-subscriber is subscribing the SMV from the IED-publisher and CMC-publisher equally,
IED-subscriber is unable to recognize who is the publisher of the SMV (IED or CMC) due to the
fact the CMC-publisher has the same dataset as the IED-publisher (that is, in fact, what happened
when CMC-publisher was simulating the IED-publisher). Wherefore, a model is applied to
predict if the IED-subscriber would recognize which merging unit is sending the sampled values
based on different attributes, to implement the approach, train a classifier using different models
and measure the accuracy and compare models, using the classifier for prediction. The
preparation data includes two parameters (number of samples/ms - interval time between the
packets) for each publisher of SMV (IED or CMC). By using neural net pattern recognition that
solves the pattern recognition problem using two layer feed networks (nprtool), the inputs and
the target provided to the network and the algorithm break up the data into test sets (training
70%- validation 15%- testing 15%), and the best validation was in the 23rd epoch.
This method can be used for optimization of testing procedures in substations where IEC 61850-
9-2LE are implemented. This method can be used for shorter test preparation, to lower the cost
and the method can lower the cost and help support research projects since it allows one to
implement better platform and services as well as to integrate different communication
protocols when necessary.
Author Contributions: Conceptualization, K.W.; Data curation, K.W. and V.J.; Formal analysis, K.W.;
Investigation, K.W.; Methodology, P.T., K.W. and V.W.; Project administration, P.T.; Resources, P.T.;
Supervision, P.T.; Visualization, K.W.; Writing—original draft, K.W.
Acknowledgments: This research work has been carried out in the Centre for Research and Utilization of
Renewable Energy (CVVOZE). Authors gratefully acknowledge financial support from the Ministry of
Education, Youth and Sports of the Czech Republic under OP VVV Programme (project No.
CZ.02.1.01/0.0/0.0/16_013/0001638 CVVOZE Power Laboratories - Modernization of Research Infrastructure).
Funding: This research was funded by the Ministry of Education, Youth and Sports of the Czech Republic
under OP VVV Programme (project No. CZ.02.1.01/0.0/0.0/16_013/0001638 CVVOZE Power Laboratories—
Modernization of Research Infrastructure).
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