Burgos de Jong
Burgos de Jong
Burgos de Jong
, e1, 54 pages
doi:
1
Abstract
In this paper we study the singularities of the invariant metric of the Poincaré bundle over a
family of abelian varieties and their duals over a base of arbitrary dimension. As an application
of this study we prove the effectiveness of the height jump divisors for families of pointed abelian
varieties. The effectiveness of the height jump divisor was conjectured by Hain in the more general
case of variations of polarized Hodge structures of weight −1.
2010 Mathematics Subject Classification: 14H10 (primary); 11G50; 14D07
1. Introduction
h(x) = hA x , B x i∞ ,
c The Author(s) 2018. This is an Open Access article, distributed under the terms of the Creative Commons Attribution licence
(<http://creativecommons.org/licenses/by/3.0/>), which permits unrestricted re-use, distribution, and reproduction in any medium,
provided the original work is properly cited.
J. I. Burgos Gil, D. Holmes and R. de Jong 2
We make a few remarks about Theorem 1.1. First of all, by [6, Theorem 81], if
U is small enough, admissible sections s as in Theorem 1.1 exist.
Next, by [6, Corollary 177], if U is small enough the set of admissible biex-
tension variations on U ∩ X is a non-empty torsor over the group of meromorphic
functions with poles only on D. Hence the admissibility of s and condition (1.4)
imply the admissibility of s′ .
Clearly, the function f s from Theorem 1.1 coincides with the f s from Pearl-
stein’s asymptotic estimate (1.3). However, we do not assume [21, Theorem 5.19]
in our proof, hence our arguments give an independent proof of (1.3) for the case
of polarized, torsion-free variations of type (−1, 0), (0, −1).
If the family J = J(H) of jacobians is algebraic, that is, J is an abelian scheme
over X, then any two algebraic sections µ and ν of J over X are admissible, and
for such µ, ν the Lear extension of Pν,µ over X is an algebraic Q-line bundle.
Let the rank of H be 2g. Our proof of Theorem 1.1 in section 4 will show
that the function f s in the theorem has the shape
Xk Xk Xk
f s (x1 , . . . , xk ) = ( xi Ai ci )t ( xi Ai )−1 ( xi Ai ci ), (1.5)
i=1 i=1 i=1
Finally, Example 3.3 below will show that, in general, the locus of indeterminacy
Dsing of b can not be reduced to a smaller set.
We next turn to the issue of local integrability, in dimension one. R. Hain
has made the following conjecture (see [14, Conjecture 6.4]). Assume we work
with an arbitrary polarized variation of Hodge structures (H, λ) of weight −1,
whose underlying local system of abelian groups is torsion-free, and let P be
its Poincaré bundle. Let ν be an admissible normal function of the family of
intermediate jacobians J(H) over X.
Singularities of the biextension metric for abelian varieties 7
Conjecture 1.2 (Hain). Write P̂ = (id, λ)∗ P and let ω = c1 (P̂) be the first Chern
form of the pullback of the Poincaré bundle with its canonical metric. Assume
that X is a curve. Let L = Pν = ν∗ P̂ with induced metric ||−|| and let N ∈ Z>0
be hsuch that i L⊗N extends as a continuous metrized line bundle over
h X. Let
i
c1 L⊗N , ||−|| be the first Chern class of the extended line bundle L⊗N , ||−|| .
X X
Then the 2-form ν∗ ω is integrable on X, and the equality
Z Z
1
ν∗ ω = c1 L⊗N , ||−||
X N X X
holds.
∗
h ν ω =i c1 (Pν ), and that the integral on the right hand side equals
Note that
1 ⊗N
N degX L , ||−|| X . We prove the following result, which implies Hain’s con-
jecture in the case of a variation of torsion-free polarized Hodge structure of type
(−1, 0), (0, −1).
Theorem 1.3. Assume that the polarized variation H over X is torsion-free and
pure of type (−1, 0), (0, −1), and that the monodromy operators on the fibers of
H about all irreducible components of D are unipotent. Let s be a section of Pν,µ
corresponding to an admissible biextension variation of mixed Hodge structures
over U ∩ X and assume that dim X = 1. Write
− log ksk = b(z) − r log |t|
on U ∩ X with r ∈ Q and with b bounded continuous on U, as can be done by
the existence of the Lear extension of Pν,µ over X. Then the 1-form ∂b is locally
integrable on U with zero residue. Moreover the 2-form ∂∂b¯ is locally integrable
on U.
As also ∂∂¯ log |t| is locally integrable, we find that ∂∂¯ log||s|| is locally integrable.
Since moreover the 1-form ∂b has no residue on U, so that d[∂b] ¯ = [∂∂b],
¯ upon
globalizing using bump functions and applying Stokes’ theorem we find
Z Z h i
1
c1 (Pν,µ ) = c1 P⊗N ν,µ , ||−|| = deg Pν,µ , ||−|| .
X N X X X
In the diagonal case, we mention that by [14, Theorem 13.1] or [20, Theorem 8.2]
the metric on Pν is non-negative. Thus Theorem 1.3 implies that actually the
inequality h i
deg Pν , ||−|| ≥ 0 (1.6)
X
holds. We mention that in a letter to P. Griffiths, G. Pearlstein sketches a proof
of Conjecture 1.2, and hence of the inequality (1.6), without the assumption that
the type be (−1, 0), (0, −1).
J. I. Burgos Gil, D. Holmes and R. de Jong 8
Conjecture 1.4. For all holomorphic test curves φ : C → X with image not
contained in D, the height jump divisor J = Jφ,ν on C is effective.
Note that indeed ord0 J is independent of the choice of s. The rational number
ord0 J is called the “height jump” associated to the test curve φ, the admissible
normal function ν and the point 0 ∈ C.
The terminology is due to R. Hain [14], who also observed a first instance
where the height jump is non-zero. We refer the reader to the monograph [6]
by P. Brosnan and G. Pearlstein, where an extensive study of the height jump in
complete generality is given. Note that the height jumps precisely when f s is not
linear. We mention that Conjecture 1.4 about the height jump was stated in [14]
only for the normal function on Mg associated to the Ceresa cycle, but it seems
reasonable to make this broader conjecture.
In this paper we prove Conjecture 1.4 in the case of admissible normal
functions of families of polarized abelian varieties.
Singularities of the biextension metric for abelian varieties 9
Theorem 1.5. Assume that the polarized variation H over the smooth complex
variety X is torsion-free and pure of type (−1, 0), (0, −1), and that the monodromy
operators on the fibers of H about all irreducible components of D are unipotent.
Let ν be an admissible normal function of the family of intermediate jacobians
J(H) over X. Then for all holomorphic test curves φ : C → X with image not
contained in D, the associated height jump divisor J = Jφ,ν on C is effective.
Combining with inequality (1.6) we obtain
Corollary 1.6. Assume that C is smooth and projective. i Then under the as-
∗h
sumptions of Theorem 1.5, the Q-line bundle φ Pν , ||−|| has non-negative de-
X
gree on C.
The key to our proof of Theorem 1.5 is the convexity of the homogeneous
function f s , as asserted in Theorem 1.1(4). We have the following explicit
expression for ord0 J. In equation (1.5) we already gave an expression for f s
and hence f s in terms of matrices Ai and vectors ci for i = 1, . . . , k. We will
see in subsection 3.4 that f s,i = cti Ai ci for i = 1, . . . , k. Following the general
expression (1.7) this gives
Xk X
k X
k X
k
ord0 J = −( mi Ai ci )t ( mi Ai )−1 ( mi Ai ci ) + mi cti Ai ci
i=1 i=1 i=1 i=1
Remark 1.7. After the initial submission of the present paper to arxiv, two proofs
of Conjecture 1.4 have appeared, see [6] and [7].
1.4. Overview of the paper. We review the content of the different sections
of this paper. In the preliminary section 2 we start by recalling the notions of
Q-line bundle and of Lear extension, and the Poincaré bundle on the product of a
complex torus and its dual, together with its associated metric. We also recall the
explicit description of the Poincaré bundle and its metric on a family of polarized
J. I. Burgos Gil, D. Holmes and R. de Jong 10
abelian varieties. Also we study the period map associated to a family of pointed
polarized abelian varieties. Moreover we give a local expansion for the metric
on the pullback of the Poincaré bundle under this period map. The functions that
appear as the logarithm of the norm of a section of the pullback of the Poincaré
bundle will be called norm-like functions.
In section 3 we study norm-like functions and give several estimates on their
growth and that of their derivatives. Finally in section 4 we prove the main results
on local integrability and positivity of the height jump.
We fix some notation that we will use throughout. Let r be a positive
integer. For any commutative ring R we will denote by Colr (R) (respectively
Rowr (R), Mr (R) and S r (R)) the set of column vectors of size r with entries in R
(respectively row vectors, matrices and symmetric matrices of size r-by-r).
We denote by S r++ (R) ⊂ S r (R) (respectively S r+ (R) ⊂ S r (R)) the cone of
positive definite (respectively positive semidefinite) symmetric real matrices. We
denote by Hr Siegel’s upper half space of rank r, and by Pr its compact dual.
By a variety we mean an integral separated scheme of finite type over C.
2. Preliminary results
2.1. Lear extensions. We start by recalling the formalism of Q-line bundles.
Details can be found in [3, Definition 2.10].
2.2. Poincaré bundle and its metric. In this section we recall the definition
of the Poincaré bundle and its biextension metric. Moreover we make the
biextension metric explicit in the case of families of polarized abelian varieties.
In the literature one can find small discrepancies in the description of the
Poincaré bundle, see Remark 2.5. These discrepancies can be traced back to two
different choices of the identification of a complex torus with its bidual. More-
over, there are also different conventions regarding the sign of the polarization
of the abelian variety. Since one of our main results is a positivity result it is
worthwhile to fix all the signs to avoid these ambiguities.
Complex tori and their duals. Let g ≥ 0 be a non-negative integer, V a g-
dimensional complex vector space and Λ ⊂ V a rank 2g lattice. The quotient
J. I. Burgos Gil, D. Holmes and R. de Jong 12
is non-degenerate. Thus
Λ∨ = {λ ∈ V ∗ | hλ, Λi ⊂ Z}
def
aP : (Λ × Λ∨ ) × (V × V ∗ ) → C×
given by
aP ((µ, λ), (z, w)) = exp π (w + λ)(µ) + λ(z) . (2.3)
which implies that the restriction P|{0}×T ∨ is trivial. The uniqueness of the
Poincaré bundle follows from the seesaw principle (see [4, Appendix A]).
We conclude
Remark 2.5. Using the above identification of T with the dual torus of T ∨ we
have that, for a fixed z ∈ V, the restriction P|{[z]}×T ∨ agrees with L[z] . In fact
Remark 2.6. As we will see later, in equation (2.12), the cocycle (2.3) is not
optimal because it does not vary holomorphically in holomorphic families of
tori.
Proof. From the explicit description of the cocycle (2.3) and of the action (2.7)
we deduce that PT is a Poincaré bundle.
The metric of the Poincaré bundle. The Poincaré bundle has a metric that is
determined up to constant by the condition that its curvature form is invariant
under translation. On a rigidified Poincaré bundle, with given rigidification
∼
PT |{0}×T ∨ −
→ O{0}×T ∨ , the constant is fixed by imposing the condition k1k = 1.
We now describe explicitly this metric.
Let W e 1 = W ⋉ C1 with the product described before. Denote by P× the
T
Poincaré bundle with the zero section deleted. Since P×T = WZ \P, the invariant
metric of PT is described by the unique function k · k : P → R>0 satisfying the
conditions
1. (Norm condition) For (z, w, s) ∈ P, we have
k(z, w, s)k = |s|k(z, w, 1)k.
e 1 ) For g ∈ W
2. (Invariance under W e 1 and x ∈ P, we have
kg · xk = kxk
with s. We will use the lattice Λ to define a holomorphic structure on this family
of vector spaces.
Write HC = Λ ⊗ OX . It is a holomorphic vector bundle, with a holomorphic
surjection HC → V and an integral structure that determines a complex
conjugation in HC . The kernel F 0 = Ker(HC → V) is a holomorphic vector
bundle. For every s ∈ X, the surjection HC → V allows us to identify F 0 s with
V s , hence F s0 with V s . Let Λ∨ be the dual local system to Λ. On the dual vector
bundle H ∨ = Λ∨ ⊗ OX consider the orthogonal complement (F 0 )⊥ to F 0 . Then
(F 0 )⊥ is isomorphic with the dual vector bundle V∨ . The quotient H ∨ /(F 0 )⊥ is
a holomorphic vector bundle that we denote by V∗ . The identification F s0 = V s
gives us the equality
(V∗ ) s = (H ∨ /(F 0 )⊥ ) s = (F s0 )∨ = (V s )∨ = (V s )∗ ,
T ∨ = V∗ /Λ∨ .
(a, b) identifies Λ with the trivial local system Colg (Z) ⊕ Colg (Z). With these
identifications, the inclusion Λ → V is given by
(µ1 , µ2) 7→ µ = µ1 + Ωµ2 .
Let now (a , b ) = (a∗1 , . . . , a∗g , b∗1, . . . , b∗g) be the basis of Λ∨s0 dual to (a, b).
∗ ∗
Remark 2.9. Since the cocycle aP does not vary holomorphically in families,
the frame for the Poincaré bundle used in equation (2.8) is not holomorphic
in families. The cocycle bP and the rigidification do determine a holomorphic
frame of the Poincaré bundle over X × V × V ∗ . In this holomorphic frame the
metric is given by
k(z, w, s)k2 = |s|2 exp(−π(w(z) + w(z)))|ψ(z, w)|2
= |s|2 exp(4π Im(w)(Im Ω)−1 Im(z)), (2.15)
where ψ is the function given in (2.14).
Singularities of the biextension metric for abelian varieties 19
Theorem 2.10. The metric induced on the bundle (id, λE )∗ P is given by the
function k · k : V × C× → R>0 ,
k(z, s)k2 = |s|2 exp(−4π Im(z)t ∆(Im Ω)−1 Im(z)). (2.19)
Proof. This follows from equations (2.15) and (2.18).
Hodge structures of type (−1, 0), (0, −1). Recall that a pure Hodge structure of
type (−1, 0), (0, −1) is given by
1. A finite rank Z-module, HZ .
def
2. A decreasing filtration F • on HC = HZ ⊗ C such that
F −1 HC = HC , F 1 HC = 0, HC = F 0 HC ⊕ F 0 HC .
2.3. Nilpotent orbit theorem. The aim of this section is to formulate a version
of the Nilpotent orbit theorem that allows us to deal with variations of mixed
Hodge structures, in a setting with several variables. Such a Nilpotent orbit
theorem is stated and proved in [22]. In order to formulate this theorem, we
need quite a bit of background material and in particular define the notion of
“admissibility” for variations of mixed Hodge structures. Also we need to take a
detailed look at the behaviour of monodromy on the fibers of the underlying local
systems. Most of the introductory material below is taken from [25, Section 14.4]
and [22].
W• : 0 ⊆ . . . ⊆ W k ⊆ W k+1 ⊆ . . . ⊆ HQ
F•: HC ⊗ OX ⊇ . . . ⊇ F p−1 ⊇ F p ⊇ . . . ⊇ 0
Qk : GrW W
k (H Q ) ⊗ Grk (H Q ) → Q X
of parity (−1)k ,
such that:
of vector spaces.
It can be verified that if H has a weight filtration for N relative to W• , then it is
unique. We call N strict if N(H) ∩ Wk = N(Wk ) for all k ∈ Z. By [27, Proposition
2.16], if the filtration W• has length two (in the sense that H = Wk and Wk−2 = 0
for some k), and if H has a weight filtration for N relative to W• , then N is strict.
Admissible variations of mixed Hodge structures. Now let (H, W • , F • , Qk ) be
a variation of graded-polarized mixed Hodge structures over the punctured unit
disc ∆∗ . Let s0 ∈ ∆∗ and (H, W• , F • , Qk ) the fiber of (H, W • , F • , Qk ) over s0 .
Let γ be a generator of the fundamental group π1 (∆∗ , s0 ) and T the monodromy
operator defined by γ acting on H. Since W • is a filtration by local subsystems,
the monodromy operator preserves W • . The operator T can be written as
T = T s T u , where T s is semisimple and T u is unipotent. The monodromy is
said to be quasi-unipotent if T sr = Id for certain integer r ≥ 1. We denote by
N = log T u the logarithm of the unipotent part of the monodromy. Clearly N is
nilpotent.
By [11, II Remarque 5.5] the vector bundle H = H ⊗C O∆∗ can be “canoni-
cally” extended to a vector bundle H̃ on the unit disk. Moreover, the subbundles
Wk = W k ⊗ O∆∗ also extend canonically to subbundles W̃k of H̃. These exten-
sions are really canonical when the monodromy is unipotent. In case it is not, the
extensions depend on the choice of a logarithm, but, as explained in [11, § II 5]
this choice can be made once and for all.
Following [17], [25] and [27] we call the variation (H, W • , F • , Qk ) pre-
admissible if
J. I. Burgos Gil, D. Holmes and R. de Jong 24
(e,id)
φ
(∆∗ )k × ∆n−k // Γ \ M
(−1, 0), (0, −1) over X. We note that such a pure polarized variation is necessarily
admissible. Write Y = J(H) and let π : Y → X be the associated analytic family
of polarized abelian varieties over X, with polarization λ : Y → Y ∨ .
We will now work locally complex analytically. Thus we will suppose that
X is the polydisk ∆n , and D is the divisor given by the equation q1 · · · qk = 0, so
that X = (∆∗ )k × ∆n−k . We further assume that all local monodromy operators
T 1 , . . . , T k about the various branches determined by q1 , . . . , qk are unipotent (for
instance, this is the case if the family extends as a semiabelian scheme Y → X).
Let g be the relative dimension of Y → X. Also, we will henceforth usually
suppress the polarization from our notation.
Let (H, F • ) be a reference fiber of H near the origin. Let N be any element
of the open monodromy cone of H. Then we have N 2 = 0 and the filtration
associated to N simply reads
0 ⊂ M−2 ⊂ M−1 ⊂ M0 = HQ
with M−2 = Im N and M−1 = Ker N. Since, in this case the group GR acts
transitively on M, the operator N belongs to the Lie algebra of GR , thus there
exist a Q-symplectic integral basis (a1 , . . . , ag, b1 , . . . , bg ) of (H, Q) and a non-
negative integer r ≤ g such that:
On this new basis we can realize the period domain associated to H as the
usual Siegel’s upper half space Hg of rank g. We have GR = Sp(2g, R), and the
action on Hg is given by the usual prescription
! !
A B −1 A B
· M = (AM + B)(CM + D) , ∈ Sp(2g, R) , M ∈ Hg .
C D C D
In this representation the period map Ω : X → Γ \ Hg is made explicit by
associating to each x ∈ X the matrix Ω(x) = ∆ΩYx , where ΩYx is the period
matrix of the fiber Yx on the chosen Q-symplectic integral basis of H. Here Γ is
the image of the monodromy representation into Sp(2g, R). In the new basis, the
monodromy representation sends the local monodromy operator T j to the matrix
!
1 Aj
∈ Sp(2g, R) .
0 1
We will now extend this picture to include an admissible normal function ν.
W• : 0 ⊂ W −1 = HQ ⊂ W 0 = H(ν)Q ,
so that GrW W
−1 H(ν)Q = H Q and Gr0 H(ν) = Q(0). We denote the Hodge filtration
•
of H(ν) by F . We start by taking a reference fiber H(ν) of H(ν) and augmenting
our chosen Q-symplectic integral basis of H by an a0 ∈ H(ν) lifting the canonical
generator of Z(0).
Since by assumption, H(ν) is an admissible variation of polarized mixed
Hodge structures, the relative weight filtration M•′ on our reference fiber H(ν)
exists. Let N ′ be an element of the open monodromy cone of H(ν) such that
N = N ′ |H . We will now proceed to determine the matrix shape of N ′ on the basis
(a0 , a∆−1, b) of H(ν). As N ′2 = 0, the filtration associated to N ′ on H(ν) is
L• : 0 ⊂ L−1 ⊂ L0 ⊂ L1 = H(ν)Q ,
Singularities of the biextension metric for abelian varieties 29
n C D
Varying x ∈ X = (∆∗ )k × ∆n−k and then taking F 0 we obtain a period map
associated to the variation H(ν)
(δ, Ω) : X → Γ \ (Cg × Hg )
that is given by
(δ(x), Ω(x)) = (∆δH(ν(x)) , ∆ΩYx ).
We denote by
(δ̃, Ω̃) : Hk × ∆n−k → Cg × Hg
the lift of the period map along the map (e, id) : Hk × ∆n−k → X, where we recall
that we denote by e : Hk → (∆∗ )k the map
e(z1 , . . . , zk ) = (exp(2πiz1 ), . . . , exp(2πizk )).
Proof. Let N j denote the local monodromy operator of H around the branch of
D determined by q j = 0. We have
!
z 1 z jA j
exp(z j N j ) = T j j =
0 1
X
k X
k
Ω̃(z, t) = exp( z j N j ).ψ(e(z), t) = z j A j + ψ(e(z), t)
j=1 j=1
in S g (C).
Let N ′j denote the local monodromy operator of H(ν) around the branch of D
determined by q j = 0. The equality Im(N ′j ) = Im(N ′j |HQ ) on H(ν)Q that follows
from our above considerations shows that N ′j has a matrix
0 0 0
−1 −1
∆ A j c j 0 ∆ A j
0 0 0
on the integral basis (a0 , a1 , . . . , ag , b1, . . . , bg), for some c j ∈ Qg . Since the
monodromy is integral in such basis, we deduce that ∆−1 A j c j has to be integral.
In the Q-basis (a0 , a∆−1 , b), the matrix of N ′j is
0 0 0
A j c j 0 A j
0 0 0
X
k X
k
′
δ̃(z, t) = exp( z j N j ).α(e(z), t) = z j A j c j + α(e(z), t)
j=1 j=1
in Cg .
Singularities of the biextension metric for abelian varieties 31
Proof. The vector z and the matrix Ω in Theorem 2.10 are expressed in the
integral basis (a, b), while δ(x) and Ω(x) are expressed in the Q-basis (a∆−1 , b).
Writing z = ∆−1 δ(x) and Ω = ∆−1 Ω(x), we obtain that
− log||s(x)|| = − log|h(x)| + 2π(Im δ(x))t (Im Ω(x))−1 (Im δ(x))
for a suitable meromorphic function h on ∆n which is holomorphic on (∆∗ )k ×
∆n−k . Note that, even though Ω(x), δ(x) are multivalued, their imaginary parts
1
are single valued. From Theorem 2.14 we obtain, noting that Im z j = − 2π log |t j |,
1 X 1 X
k k
Im Ω(x) = − A j log |t j | + Im ψ , Im δ(x) = − A j c j log |t j | + Im α .
2π j=1 2π j=1
3. Normlike functions
The purpose of this section is to carry out a systematic study of the functions
k t k −1 k
X X X
ϕ =
x j A j c j + a
x j A j + B x j A j c j + a
j=1 j=1 j=1
Singularities of the biextension metric for abelian varieties 33
that appear on the right hand side of the equality in Corollary 2.16. We call such
functions normlike functions.
Let f : Rn → R be a function. The recession function of f is the function
1
rec( f )(x) = lim f (λx).
λ
λ→+∞
has rank r. By the spectral theorem, upon replacing the basis (e1 , . . . , eg ) of Rg
by ( f1 , . . . , fg ) = (e1 , . . . , eg )u for some orthogonal matrix u we can assume that
the expression of Q in the basis ( f1 , . . . , fg ) is
!
A 0
M= ,
0 0
with A ∈ S r+ (R) invertible and diagonal. In particular, Q( fα , fα ) = 0 for
α = r + 1, . . . , g. For i = 1, . . . , k let Qi denote the symmetric positive semi-
definite bilinear form that Ni defines on the standard basis (e1 , . . . , eg ) of Rg .
Note that Q = Q1 +· · ·+ Qk . Since all the Qi are positive semidefinite, we deduce
that Qi ( fα , fα ) = 0 for i = 1, . . . , k. Note that Mi = ut Ni u is the expression of Qi
in the basis ( f1 , . . . , fg ). By the previous discussion we have
!
Mi′ 0
Mi = ,
0 0
P
with Mi′ ∈ S r+ (R) and Mi′ = A ∈ S r++ (R), proving the lemma.
def
X
k
P(x1 , . . . , xk , λ) = xi Ai + B(λ) > 0 . (3.1)
i=1
ϕ(x1 , . . . , xk , λ) =
k t k −1 k
X X X
xi Ai ci + a(λ) xi Ai + B(λ) xi Ai ci + a(λ) . (3.2)
i=1 i=1 i=1
Singularities of the biextension metric for abelian varieties 35
By condition (3.1), the function ϕ is well-defined and its values are non-negative.
We call ϕ the normlike function associated to the 4-tuple ((Ai ), (ci ), a, B). We call
P
the natural number k the dimension of ϕ. Write r = rk ki=1 xi Ai for some (hence
all) (x1 , . . . , xk ) ∈ Rk>κ . Note that r ≥ 1 if k > 0.
Let u ∈ Og (R). Replacing the vector ci by u−1 ci , a by u−1 a, the matrix B
by ut Bu and Ai by ut Ai u one checks that the function ϕ remains unchanged. By
Lemma 3.1 we can thus restrict to considering normlike functions where the Ai
have the shape !
A′i 0r,g−r
Ai = ,
0g−r,r 0g−r,g−r
P
with each A′i ∈ S r+ (R) and such that xi A′i ∈ S r++ (R) for all (x1 , . . . , xk ) ∈ Rk>κ
(hence for all (x1 , . . . , xk ) ∈ Rk>0 ).
From now on we assume that the matrices Ai indeed have this shape. We
write ! ! !
c′i a1 B11 B12
ci = , a= , and B =
⋆g−r a2 B21 B22
where c′i and a1 have size r, and B11 is an r-by-r matrix. The second block of the
vector ci is marked with an asterisk because the function ϕ is independent of its
value. Condition 3.1 implies that B22 (λ) is positive definite for all λ ∈ K, and the
symmetry of B implies that B21 = Bt12 .
We define another smooth function f : Rk>κ × K → R by
k t k −1 k
X X X
f (x1 , . . . , xk , λ) = xi A′i c′i xi A′i xi A′i c′i . (3.3)
i=1 i=1 i=1
Pk
This function f is well defined as i=1 xi A′i is positive definite on Rk>0 . The
function f depends trivially on λ and is clearly homogeneous of degree 1 in the
xi , and so defines a smooth function Rk>0 → R, which we also call f . Again, the
values of f are non-negative. By convention, if k = 0, the function f is zero.
Finally, the “recession” of ϕ is defined as the pointwise limit
rec(ϕ) : Rk>κ × K → R
(x1 , . . . , xk , λ) 7→ limµ→∞ µ1 ϕ(µx1 , . . . , µxk , λ),
3. when k = 1,
(a) the function ϕ0 : R>κ ×K → R extends continuously to a function from
R>κ × K to R, where by R>κ we denote R>κ ⊔ {∞} with the natural
topology;
(b) the derivatives of ϕ0 satisfy the estimates
∂ϕ0 ∂2 ϕ0
= O(x−2
1 ) and = O(x−3
1 ),
∂x1 ∂x21
as x1 → ∞, where the implicit constant is uniform in K.
Before starting the proof of Theorem 3.2 we recall a few easy statements
related to Schur complements and inverting a symmetric block matrix. For a
symmetric block matrix !
A B
M= t
B C
with C invertible we call A − BC −1 Bt the Schur complement of the block C in M.
We have a product decomposition
! ! ! !
A B 1 BC −1 A − BC −1 Bt 0 1 0
M= t = .
B C 0 1 0 C C −1 Bt 1
Singularities of the biextension metric for abelian varieties 37
Definition 3.4. We say that the set of symmetric positive semidefinite matrices
A1 , . . . , Ak satisfies the flag condition if Ker(Ai ) ⊆ Ker(Ai+1 ), for i = 1, . . . , k − 1.
and [
∆0 = σ−1 U ∩ ∆0 ,
σ∈Sk
P
Lemma 3.5. Writing Ãi = kj=i A j we have that Ker Ãi ⊆ Ker Ãi+1 . Moreover we
Pk
have Im(Ãi ) = j=i Im(A j ).
\
k \
k
Ker Ãi = Ker A j ⊆ Ker A j = Ker Ãi+1 .
j=i j=i+1
Since, for a symmetric positive semidefinite matrix A, the image Im(A) is the
orthogonal complement of Ker(A) we deduce
\
k ⊥ X
k X
k
Im(Ãi ) = Ker(Ãi )⊥ = Ker(A j ) = Ker(A j )⊥ = Im(A j ) .
j=i j=i j=i
It follows from the Lemma that there exist vectors c̃i ∈ Rg such that
X
k
A j c j = Ãi c̃i .
j=i
X
k
{(x1 , . . . , xk ) ∈ Rk≥0 : x1 > 0 , xi ≥ 0 for all i > 1, (k − i + 1)xi = 1}
i=1
Singularities of the biextension metric for abelian varieties 39
under the extra hypothesis that the matrices A1 , . . . , Ak satisfy the flag condition
from Definition 3.4. Clearly, by the homogeneity of f it is enough to prove the
boundedness of f on the set
X
k
H = {(x1 , . . . , xk ) ∈ Rk≥0 : x1 > 0 , xi ≥ 0 for all i > 1, xi = 1}.
i=1
From now on we assume the flag condition and we write ri = rk(Ai ). Then
r = r1 ≥ · · · ≥ rk ≥ 1. Thanks to the flag condition, we can assume furthermore
that the basis of Rg has been chosen in such a way that
!
′ A′′i 0
Ai = , (3.4)
0 0
with A′′i ∈ S r++
i
(R).
The following is our main estimate.
Lemma 3.6. There exists a constant c such that for all 1 ≤ α, β ≤ r and all
(x1 , . . . , xk ) ∈ R>0 × Rk−1 ≥0 we have the following bound on the α, β-entry in the
P
inverse of the r-by-r matrix ki=1 xi A′i :
X k −1 c c
xi A′i ≤ X ≤ .
i=1 αβ xj x1
j : r j ≥min(α,β)
X
k Y
r X
det xi A′i ≥ c1 xi > 0.
i=1 j=1 i:ri ≥ j
Claim 3.7.1. There exists a constant c2 > 0 such that for all 1 ≤ α, β ≤ r and all
(x1 , . . . , xk ) ∈ R>0 × Rk−1 ≥0 we have the following bound on the cofactors of the
P
matrix ki=1 xi A′i :
Xk Y r X
cof α,β xi A′i ≤ c2 xi .
i=1
α′ =1 i:ri ≥α′
α′ ,min(α,β)
P
To prove this second claim, write A = i xi A′i . Then there is a constant c3 such
that for 1 ≤ α′ , β′ ≤ r one has
X X
Aα′ ,β′ ≤ c3 xi ≤ c3 xi .
i:ri ≥max(α′ ,β′ ) i:ri ≥α′
∼
Let σ : {1, . . . , α̂, . . . , r} −
→ {1, . . . , β̂, . . . , r} be a bijection (the ˆ means “omit”).
Then Y Y X
A ′ ′ ≤ cr−1 xi
α ,σ(α ) 3
α′ ,α α′ ,α i:ri ≥α′
and hence Y X
cof α,β (A) ≤ (r − 1)!cr−1
3 xi .
α′ ,min(α,β) i:ri ≥α′
Proof (Proof of Theorem 3.2 (2)). From Lemma 3.6 we deduce the existence of
a constant c4 > 0 such that, for all 1 ≤ α, β ≤ r,
P P
X X X
′ ′ t ′ −1 ′ ′ j : r j ≥α x j i : ri ≥β xi
xi Ai ci xi Ai xi Ai ci ≤ c4 · P
j : r ≥min(α,β) x j
α α,β β
X j
= c4 · xj
j : r j ≥max(α,β)
and hence
X X t X −1 X X X
0≤ f = xi A′i c′i xi A′i xi A′i c′i ≤ c4 xj .
α α,β β
α,β α,β j : r j ≥max(α,β)
Proof. The entries of the matrix M are continuous functions on the compact set
K, hence bounded. Let c be the constant of Lemma 3.6, choose
κ′ > max(cr2 max(Mαβ ), c, κ)
and put ǫ = cr2 max(Mαβ )/κ′ . Note that 0 < ǫ < 1. Moreover, by Lemma 3.6
and the condition x1 ≥ κ′ ,
c (c max(Mαβ )r2 )m
|(A−1 M)m A−1 | ≤ < ǫm.
αβ x1 κ′m
It follows that the series converges absolutely. By construction, the limit of the
series is (A + M)−1 = Q finishing the proof of the claim.
J. I. Burgos Gil, D. Holmes and R. de Jong 42
Write M1 = (Idr + MA−1 )−1 and M2 = (Idr + A−1 M)−1 . Then Q = A−1 M1 =
M2 A−1 . An argument similar to that of Claim 3.8 shows that the entries of M1
and M2 are bounded on the set R>κ′ × Rk−1
≥0 × K.
We deduce from Lemma 3.6 that there is a constant c2 such that
c2
|Qαβ | ≤ P
j : r j ≥min(α,β) xj
−1
are bounded on R>κ′ × Rk−1
≥0 × K. Moreover, since Q − A = A−1 M3 A−1 with
again M3 having bounded entries, we deduce that there is another constant c3
such that
Q − A−1 ≤ c3
P ,
αβ P
j : r j ≥α x j i : ri ≥β xi
and consequently
X t X
xi A′i c′i Q − A−1 xi A′i c′i
and we use the previously obtained bounds. This proves Theorem 3.2 (1).
Proof. We compute
ϕ0 (x1 , λ) = (A1 x1 c1 + a)t P−1 (A1 x1 c1 + a) − ct1 A1 c1 x1
= (w0 + Pc1 )t P−1 (w0 + Pc1 ) − ct1 A1 c1 x1
= wt0 P−1 w0 + 2ct1 w0 + ct1 Pc1 − ct1 A1 c1 x1
= wt0 P−1 w0 + 2ct1 a − ct1 Bc1 .
We continue to assume that k = 1. It follows that A′1 is invertible.
Lemma 3.10. In the above notation and with k = 1, we have
! !
−1 0 0 1 A′−1
1 −A′−1
1 B12 B−1
22 −2
P = + −1 + O(x1 )
0 B−1 22 x1 −B−1 ′−1
22 B21 A1 B−1 ′−1
22 B21 A1 B12 B22
and !
1 1 0
P−1 A1 = + O(x−2
1 )
x1 −B−1
22 B21 0
as x1 → ∞, where the implicit constants are uniform in K.
Proof. From equation (3.7) we obtain
! !
−1 0 0 Q −QB12 B−122
P = + −1 .
0 B−122 −B−1 −1
22 B21 Q B22 B21 QB12 B22
Also recall that Q = (Idr + A−1 M)−1 A−1 with A = A′1 x1 and M bounded. This
yields Q = x−1 ′−1 −2
1 A1 +O(x1 ) as x1 → ∞. The first estimate readily follows. Upon
recalling that !
A′1 0
A1 =
0 0
the second estimate also follows.
To finish the proof of Theorem 3.2.3, note that by combining Lemma 3.9 and
Lemma 3.10 that
!
t 0 0
t t
ϕ0 (x1 , λ) = 2a c1 − c1 Bc1 + w0 w0 + O(x−1
1 )
0 B−1
22
as x1 → ∞. From this it is immediate that ϕ0 extends continuously to a function
from R>κ × K to R. Next, from Lemma 3.9 we have
∂ϕ0 ∂2 ϕ0
= −wt0 P−1 A1 P−1 w0 , = 2wt0 P−1 A1 P−1 A1 P−1 w0 .
∂x1 ∂x21
Combining this with Lemma 3.10 we find the estimates
∂ϕ0 ∂2 ϕ0
= O(x−2
1 ), = O(x−3
1 ),
∂x1 ∂x21
completing the proof of Theorem 3.2.3.
J. I. Burgos Gil, D. Holmes and R. de Jong 44
Proposition 3.11. The function f is convex, that is, for all x, y ∈ Rk>0 and all
λ ∈ [0, 1] we have f (λx + (1 − λ)y) ≤ λ f (x) + (1 − λ) f (y).
Proof. Example 3.4 on p. 90 of [5] states that the function hg : Rg ×S g++ (R) → R
given by hg (x, Y) = xt Y −1 x is convex. The function f : Rk>0 → R is the
composition of hg with the linear map
k
X X
k
k g ++
R>0 → R × S g (R), (x1 , . . . , xk ) 7→ ′ ′
xi Ai ci , xi Ai .
′
i=1 i=1
Proof. By Theorem 3.2 (2) we know that the function f is bounded on the open
standard simplex ∆0 . Define
f : ∆ → R≥0
by the formula
We can make the function f explicit as follows. Let I ⊆ {1, . . . , k} be any subset,
I
and set J = {1, . . . , k}\I. We consider the restriction of f to the subset R>0 ⊆ Rk≥0
given by setting x j equal to zero for all j ∈ J. Let
X
rI = rk xi Ai : xi > 0,
i∈I
Singularities of the biextension metric for abelian varieties 45
as required.
where Aei has size ri = rk Ai and hence is positive definite; here e is short for
“essential”. Similarly set
!
cei
ci = ,
⋆
where cei has length ri . Define
with A′1 positive semidefinite of size r, and A′′1 = Ae1 positive definite of size and
rank r1 . Then it is readily verified that both rec( f ′ ) and rec(ϕ′ ) are equal to the
linear function x1 µ1 = x1 ct1 A1 c1 = f (x1 , 0, . . . , 0). Note that
In order to compute the divisor divX (s) that represents the Lear extension
of Pν over X we are interested in the behavior of the function f s : Σ1 → Q(x)
obtained from Lemma 4.1 by restricting to k = 1. Note that Σ1 = D \ Dsing .
S
Let D = dα=1 Dα be the decomposition of D into irreducible components. Take
any irreducible component Dα . Since Dα \ Dsing is connected, we deduce from
Lemma 4.1 that the function
f s,α : Dα \ Dsing → Q(x)
is constant. Its value is a homogeneous linear function which we write as
f s,α (x) = aα x, with aα ∈ Q. In this notation we find:
Corollary 4.2. Let s be a section
h ofiP corresponding to an admissible biexten-
sion variation on X. Let L = P, ||−|| be the Lear extension of P over X. Then
X
L is represented by the Q-divisor
X
d
divX (s) = a α Dα
α=1
on X.
4.3. Local integrability. Our next task is to investigate ∂∂¯ log||s|| over curves.
Proof (Proof of Theorem 1.3). We use the estimates from Theorem 3.2.3. We
assume k = n = 1, but otherwise keep the notation and assumptions from
Section 4.1. In particular we have the normlike function ϕ(x1 , q1) on R>κ × ∆ǫ
and the associated recession function f = rec(ϕ) on R>0 . Put ϕ0 = ϕ − f . Put
ϕ1 (q1 ) = ϕ0 (− log |q1 |, q1 ). By Corollary 2.16 on Uǫ ∩ X, noting that f is linear,
we have
− log||s||(q1 ) = − log |h|(q1 ) + ϕ1 (q1 )
Singularities of the biextension metric for abelian varieties 51
Here ∂ϕ0 /∂q1 is smooth and bounded on Uǫ ′ , and by Theorem 3.2.3 we have a
constant c1 such that
∂ϕ0 ≤ c · x−2 .
∂x1 1 1
Hence for a smooth vector field T with bounded coefficients we find a constant
c2 such that
1
|∂ϕ1 (T )| ≤ c2 ·
(− log |q1 |)2 |q1 |
on Uǫ ∩ X. A similar argument yields
¯ 1 (T )| ≤ c2 · 1
|∂ϕ
(− log |q1 |)2 |q1 |
on Uǫ ∩ X. In particular, there is a constant c3 such that
Z
ǫ
∂ϕ1
≤ c3 .
∂U ǫ
(log ǫ)2 ǫ
¯ 1= 1 ∂2 ϕ0 1
∂∂ϕ dq1 dq1 + ζ .
4 ∂x21 |q1 |2
Hence for smooth vector fields T, U with bounded coefficients we find a constant
c5 and an estimate
¯ 1 (T, U)| ≤ c5 · 1
|∂∂ϕ
(− log |q1 |)3 |q1 |2
¯ 1 is locally integrable on Uǫ .
on Uǫ ∩ X. This shows that ∂∂ϕ
J. I. Burgos Gil, D. Holmes and R. de Jong 52
4.4. Effectivity of the height jump divisor. In this section we prove Theorem
1.5. We continue again with the notation as in Section 4.1. In particular we have
U = Uǫ , we have s an admissible section of Pν on U ∩ X, and f s : Rk>0 → R the
associated homogeneous weight one function such that
− log ksk − f s (− log |q1 |, . . . , − log |qk |)
is bounded on U∩X and extends continuously over X\Dsing . Moreover f s extends
as a convex homogeneous weight one function f s : Rk≥0 → R (cf. Theorem 1.1).
It is clear that a convex homogeneous weight one function is subadditive, hence
we have the estimate
X
k
f s (x1 , . . . , xk ) ≤ f s (0, . . . , 0, xi, 0, . . . , 0) (4.4)
i=1
on Rk≥0 .
Now let φ : C → X be a map from a smooth curve, sending a point 0 in C
to p = (0, . . . , 0), and such that there exists an open neighbourhood V of 0 in C
such that φ maps V into U. We also assume that φ does not map V into D. Then
φ is given locally at 0 ∈ C by
φ(t) = (tm1 u1 , . . . , tmi ui , . . .) ,
where t is a local coordinate on C at 0, the mi are non-negative integers, and ui
are units. Write φ for the restriction of φ to V \ {0}.
Proof (Proof of Theorem 1.5). Combining Propositions 4.3 and 4.4 one sees
that the line bundle
h i⊗−1 ∗h i
φ∗ (Pν , ||−||) ⊗ φ Pν , ||−||
C X
has a canonical non-zero rational section, whose divisor is
X
k
− f (m1 , . . . , mk ) + f s (0, . . . , 0, mi, 0, . . . , 0) · [0]
s
i=1
Acknowledgements
We would like to thank R. Hain and G. Pearlstein for several discussions and
useful hints. We also are very grateful to the referees for a number of important
corrections and clarifications. Finally we would like to thank the hospitality of
the Mathematical Institute of Leiden University and the Instituto de Ciencias
Matemáticas where the authors could meet to work on this paper.
The first author has been partially supported by the MINECO research projects
MTM2013-42135-P and MTM2016-79400-P and ICMAT Severo Ochoa project
SEV-2015-0554 and the DFG project SFB 1085 “Higher Invariants”.
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of algebraic cycles (Banff, AB, 1998), 133–154, CRM Proc. Lecture Notes 24, 2000.
[3] O. Biesel, D. Holmes, R. de Jong, Néron models and the height jump divisor. Trans. AMS
369 (2017), 8685–8723.
[4] C. Birkenhake, H. Lange, Complex Abelian Varieties. Second edition. Grundlehren der
Mathematischen Wissenschaften 302. Springer Verlag, Berlin.
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J. I. Burgos Gil, D. Holmes and R. de Jong 54