Etsi Ts 1 136 410: Technical Specification ION
Etsi Ts 1 136 410: Technical Specification ION
Etsi Ts 1 136 410: Technical Specification ION
TECHNICAL SPECIFICATION
ION
LTE;
Evolved Universal Terres
restrial Radio Access Networkk ((E-UTRAN);
S1 genera
eral aspects and principles
(3GPP TS 36.4
6.410 version 13.0.0 Release 13
3)
3GPP TS 36.410 version 13.0.0 Release 13 1 ETSI TS 136 410 V13.0.0 (2016-01)
Reference
RTS/TSGR-0336410vd00
Keywords
LTE
ETSI
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3GPP TS 36.410 version 13.0.0 Release 13 2 ETSI TS 136 410 V13.0.0 (2016-01)
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can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web
server) which are, or may be, or may become, essential to the present document.
Foreword
This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP).
The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or
GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables.
The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under
http://webapp.etsi.org/key/queryform.asp.
"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.
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3GPP TS 36.410 version 13.0.0 Release 13 3 ETSI TS 136 410 V13.0.0 (2016-01)
Contents
Intellectual Property Rights ................................................................................................................................2
Foreword.............................................................................................................................................................2
Modal verbs terminology....................................................................................................................................2
Foreword.............................................................................................................................................................5
1 Scope ........................................................................................................................................................6
2 References ................................................................................................................................................6
3 Definitions and abbreviations ...................................................................................................................6
3.1 Definitions .......................................................................................................................................................... 6
3.2 Abbreviations ..................................................................................................................................................... 7
3.3 Specification notations ....................................................................................................................................... 7
4 General aspects .........................................................................................................................................7
4.1 E-UTRAN architecture....................................................................................................................................... 8
4.2 S1 interface general principles ........................................................................................................................... 8
4.3 S1 interface specification objectives .................................................................................................................. 9
4.4 S1 interface capabilities...................................................................................................................................... 9
4.5 S1 interface characteristics ................................................................................................................................. 9
4.5.1 Use of the Stream Control Transmission Protocol (SCTP)........................................................................... 9
5 Functions of the S1 interface protocols and functional split ....................................................................9
5.1 General ............................................................................................................................................................... 9
5.2 S1 UE context management function ................................................................................................................. 9
5.3 E-RAB management functions ......................................................................................................................... 10
5.4 S1 link management function ........................................................................................................................... 10
5.4.1 GTP-U tunnels management function......................................................................................................... 10
5.4.2 S1 signalling link management function..................................................................................................... 10
5.5 Mobility functions for UEs in LTE_Active ...................................................................................................... 10
5.5.1 Intra-LTE handover .................................................................................................................................... 10
5.5.2 Inter-3GPP RAT handover ......................................................................................................................... 10
5.5.3 Mobility to CDMA2000 system ................................................................................................................. 10
5.6 Paging function ................................................................................................................................................ 10
5.7 Void .................................................................................................................................................................. 10
5.7a Roaming and access restriction support functions............................................................................................ 10
5.8 S1 interface management function ................................................................................................................... 11
5.9 Coordination functions ..................................................................................................................................... 11
5.9.1 Network sharing function ........................................................................................................................... 11
5.9.2 NAS node selection function ...................................................................................................................... 11
5.9.3 MME overload control function ................................................................................................................. 11
5.10 Security function .............................................................................................................................................. 11
5.10.1 Data confidentiality..................................................................................................................................... 11
5.10.1.1 Radio interface ciphering function ........................................................................................................ 11
5.10.1.2 Ciphering key management function .................................................................................................... 11
5.10.2 Data integrity .............................................................................................................................................. 12
5.10.2.1 Integrity checking ................................................................................................................................. 12
5.10.2.2 Integrity key management ..................................................................................................................... 12
5.11 Service and network access function ................................................................................................................ 12
5.11.1 Core network signalling data transfer function ........................................................................................... 12
5.11.2 UE tracing ................................................................................................................................................... 12
5.11.3 Location reporting function ........................................................................................................................ 12
5.11.4 LTE Positioning Protocol A (LPPa) signalling transfer function ............................................................... 12
5.11.5 Delivery of warning messages .................................................................................................................... 12
5.12 RAN Information Management (RIM) function .............................................................................................. 12
5.13 Configuration Transfer function ....................................................................................................................... 12
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Foreword
This Technical Specification has been produced by the 3rd Generation Partnership Project (3GPP).
The contents of the present document are subject to continuing work within the TSG and may change following formal
TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an
identifying change of release date and an increase in version number as follows:
Version x.y.z
where:
y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections,
updates, etc.
z the third digit is incremented when editorial only changes have been incorporated in the document.
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1 Scope
The present document is an introduction to the 3GPP TS 36.41x series of technical specifications that define the S1
interface for the interconnection of the evolved NodeB (eNB) component of the Evolved Universal Terrestrial Radio
Access Network (E-UTRAN) to the Core Network (CN) of the Evolved Packet System (EPS).
2 References
The following documents contain provisions which, through reference in this text, constitute provisions of the present
document.
• References are either specific (identified by date of publication, edition number, version number, etc.) or
non-specific.
• For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including
a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same
Release as the present document.
[2] 3GPP TS 36.401: "Evolved Universal Terrestrial Radio Access Network (E-UTRAN);
Architecture description".
[3] 3GPP TS 36.411: "Evolved Universal Terrestrial Radio Access Network (E-UTRAN); S1 layer 1".
[4] 3GPP TS 36.412: "Evolved Universal Terrestrial Radio Access Network (E-UTRAN); S1
signalling transport".
[5] 3GPP TS 36.413: "Evolved Universal Terrestrial Access (E-UTRA); S1 Application Protocol (S1
AP)".
[6] 3GPP TS 36.414: "Evolved Universal Terrestrial Radio Access Network (E-UTRAN); S1 data
transport".
[8] 3GPP TS 29.281: "General Packet Radio Service (GPRS); GPRS Tunnelling Protocol User Plane
(GTPv1-U)".
[9] 3GPP TS 23.401: "General Packet Radio Service (GPRS) enhancements for Evolved Universal
Terrestrial Radio Access Network (E-UTRAN) access".
[10] 3GPP TS 36.455: "Evolved Universal Terrestrial Access (E-UTRA); LTE Positioning Protocol A
(LPPa)".
[11] 3GPP TS 36.300: "Evolved Universal Terrestrial Radio Access (E-UTRA), Evolved Universal
Terrestrial Radio Access Network (E-UTRAN); Overall description; Stage 2".
[12] 3GPP TS 33.401: "3GPP System Architecture Evolution (SAE); Security architecture".
3.1 Definitions
For the purposes of the present document, the terms and definitions given in TR 21.905 [1] and the following apply.
A term defined in the present document takes precedence over the definition of the same term, if any, in TR 21.905 [1].
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Dual Connectivity: mode of operation of a UE in RRC_CONNECTED, configured with a Master Cell Group and a
Secondary Cell Group as defined in TS 36.300 [11].
3.2 Abbreviations
For the purposes of the present document, the abbreviations given in TR 21.905 [1] and the following apply.
An abbreviation defined in the present document takes precedence over the definition of the same abbreviation, if any,
in TR 21.905 [1].
AS Access Stratum
CMAS Commercial Mobile Alert Service
DC Dual Connectivity
E-RAB E-UTRAN Radio Access Bearer
eNB E-UTRAN Node B
EPC Evolved Packet Core
EPS Evolved Packet System
ETWS Earthquake and Tsunami Warning System
GTP-U GPRS Tunnelling Protocol
IP Internet Protocol
LTE Long Term Evolution
MeNB Master eNB
MME Mobility Management Entity
O&M Operation and Maintenance
PWS Public Warning System
QoS Quality of Service
RAT Radio Access Technology
RIM RAN Information Management
RNL Radio Network Layer
S1-U S1 User plane interface
S1-MME S1 control plane interface
S-GW Serving Gateway
S1AP S1 Application Protocol
SAP Service Access Point
SCG Secondary Cell Group
SeNB Secondary eNB
SCTP Stream Control Transmission Protocol
TNL Transport Network Layer
Procedure When referring to a procedure in the specification the Procedure Name is written with the first
letters in each word in upper case characters followed by the word "procedure", e.g. Radio
Network Layer (RNL) procedures.
Message When referring to a message in the specification the MESSAGE NAME is written with all letters
in upper case characters followed by the word "message", e.g. RADIO LINK SETUP REQUEST
message.
4 General aspects
This clause captures the S1 interface principles and characteristics.
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The E-UTRAN architecture consists of a set of eNBs connected to the EPC through the S1 interface. The overall LTE
architecture and E-UTRAN architecture are described in 3GPP TS 36.401 [2]. This subclause specifies only the
architecture of the S1 interface, and shall not constrain the network architecture of either core or radio access networks.
The S1 interface is specified at the boundary between the EPC and the E-UTRAN. Figure 4.1 depicts the logical
division of the S1 interface. From the S1 perspective, the E-UTRAN access point is an eNB, and the EPC access point
is either the control plane MME logical node or the user plane S-GW logical node. Two types of S1 interfaces are thus
defined at the boundary depending on the EPC access point: S1-MME towards an MME and S1-U towards an S- GW.
EUTRAN EPC
“S1-MME” MME
MME
eNode
B
S-GTW
eNode
S-GTW
B
“S1-U”
The E-UTRAN may thus have several S1 access points towards the EPC. As a minimum, each S1 access point
(in E-UTRAN or EPC) shall independently fulfil the requirements of the relevant S1 specifications (3GPP 36.41x series
- see clause 7).
S1 is a logical interface.
There may be multiple S1-MME logical interfaces towards the EPC from any one eNB. The selection of the S1-MME
interface is then determined by the NAS Node Selection function as described in clause 5.
There may be multiple S1-U logical interfaces towards the EPC from any one eNB. The selection of the S1-U interface
is done within the EPC and signalled to the eNB by the MME.
- the S1 interface shall support the exchange of signalling information between the eNB and EPC;
- from a logical standpoint, the S1 is a point-to-point interface between an eNB within the E-UTRAN and an
MME in the EPC. A point-to-point logical interface should be feasible even in the absence of a physical direct
connection between the eNB and MME.
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- separation of S1 interface Radio Network functionality and Transport Network functionality to facilitate
introduction of future technology.
- the separation of each UE on the protocol level for user specific signalling management;
- location services by transferring requests from the EPC to E-UTRAN, and location information from E-UTRAN
to EPC;
5.1 General
The following clauses describe the functions supported over S1-MME and S1-U to fulfil the S1 interface capabilities.
The S1 UE context management function supports the establishment of the necessary overall initial UE context
including E-RAB context, security context, roaming and access restrictions, UE S1 signalling connection ID(s), etc. in
the eNB to enable fast idle-to-active transition.
The S1 UE context management function also supports the release of the context previously established in the eNB to
enable the active-to-idle transition. The release of the context is triggered by the MME either directly or following a
request received from the eNB.
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5.7 Void
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The reset function is used to initialize the peer entity after node setup and after a failure event occurred. This procedure
can be used by both the eNB and MME.
The S1 setup (respectively the eNB and MME configuration update) function allows to exchange (respectively update)
application level data needed for the eNB and MME to interoperate correctly on the S1 interface.
The S1 interface supports the indication by the MME of its relative capacity to the eNB, in order to achieve load-
balanced MMEs within the pool area.
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5.11.2 UE tracing
This function allows tracing of various events related to the UE and its activities. This is an O&M functionality.
This function allows the MME to request the eNB for a given UE either to report directly the current serving cell or to
report upon change of serving cell.
If dual connectivity is configured for a specific UE, the location reported refers to the cell served by the MeNB.
In ETWS, the messages to be delivered can either be primary notifications which have stringent delivery delay or
secondary notifications.
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6.1 General
The radio network signalling over S1consists of the S1 Application Part (S1AP). The S1AP protocol consists of
mechanisms to handle all procedures between the EPC and E-UTRAN. It is also capable of conveying messages
transparently between the EPC and the UE without interpretation or processing by the E-UTRAN.
Over the S1 interface the S1AP protocol is, e.g., used to:
- Facilitate a set of general E-UTRAN procedures from the EPC such as paging-notification as defined by the
notification Service Access Point (SAP).
- Separate each User Equipment (UE) on the protocol level for mobile specific signalling management as defined
by the dedicated SAP.
6.2 S1-MME
Figure 6.2-1 shows the protocol structure for S1-MME, following the structure described in 3GPP TS 36.401 [2].
Control Plane
Radio
Network S1-AP
Layer
SCTP
Transport IP
Network
Layer Data link layer
Physical layer
The Transport Network Layer (TNL) is based on IP transport, comprising the Stream Control Transmission Protocol
(SCTP) on top of IP.
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6.3 S1-U
Figure 6.3-1 shows the protocol structure for S1-U, following the structure described in 3GPP TS 36.401 [2].
User Plane
Radio
Network
Layer
GTP-U
UDP
Transport IP
Network
Layer Data link layer
Physical layer
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Annex A (informative):
Change history
TSG # TSG Doc. CR Rev Subject/Comment New
RP-38 Specification approved at TSG-RAN 38 and placed under change control 8.0.0
RP-42 RP-080845 0001 Correction of SAE Bearers 8.1.0
RP-42 RP-080844 0002 1 Rapporteurs update of TS36.410 8.1.0
RP-42 RP-080844 0003 1 RIM support in E-UTRAN 8.1.0
RP-43 RP-090090 0004 2 Paging function clarification in E-UTRAN CR36.410 8.2.0
RP-46 RP-091189 0007 1 CR for Transportation support for LPPa 9.0.0
RP-48 RP-100599 0010 2 Handling of CMAS and ETWS 9.1.0
RP-48 RP-100592 0011 1 Clean-up of TS36.410 9.1.0
12/2010 Created Rel-10 version based on v 9.1.0 10.0.0
SP-49 SP-100629 Clarification on the use of References (TS 21.801 CR#0030) 10.0.1
RP-52 RP-110688 0014 3 Clarification on roaming and area restriction function 10.1.0
RP-52 RP-110684 0015 Correction of References 10.1.0
RP-53 RP-111196 0017 1 Miscellaneous updates 10.2.0
RP-56 RP-120744 0019 1 Introduction of KPAS delivery function 10.3.0
09/2012 Update to Rel-11 version (MCC) 11.0.0
RP-61 RP-131183 0022 1 Correction of terminology concerning the mobility restriction function 11.1.0
09/2013 MCC cleanup 11.1.0
09/2014 Update to Rel-12 version (MCC) 12.0.0
RP-66 RP-142089 0023 2 Introduction of Dual Connectivity 12.1.0
RP-66 RP-142093 0024 3 Correction on security functions 12.1.0
12/2015 Update to Rel-13 version (MCC) 13.0.0
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History
Document history
V13.0.0 January 2016 Publication
ETSI