TIAC 14-005 Final
TIAC 14-005 Final
TIAC 14-005 Final
during heli-skiing flight, Mount Alta, near Mount Aspiring National Park, 16 August 2014
The Commission may make recommendations to improve transport safety. The cost of implementing
any recommendation must always be balanced against its benefits. Such analysis is a matter for the
regulator and the industry.
These reports may be reprinted in whole or in part without charge, providing acknowledgement is made
to the Transport Accident Investigation Commission.
Final Report
Aviation inquiry AO-2014-005
Eurocopter AS350-B2 (ZK-HYO)
collision with terrain during heli-skiing flight
Mount Alta, near Mount Aspiring National Park
16 August 2014
The Transport Accident Investigation Commission (the Commission) is a standing commission of inquiry
and an independent Crown entity responsible for inquiring into maritime, aviation and rail accidents and
incidents for New Zealand, and co-ordinating and co-operating with other accident investigation
organisations overseas. The principal purpose of its inquiries is to determine the circumstances and
causes of the occurrences with a view to avoiding similar occurrences in the future. Its purpose is not to
ascribe blame to any person or agency or to pursue (or to assist an agency to pursue) criminal, civil or
regulatory action against a person or agency. The Commission carries out its purpose by informing
members of the transport sector and the public, both domestically and internationally, of the lessons
that can be learnt from transport accidents and incidents.
Commissioners
Email inquiries@taic.org.nz
Web www.taic.org.nz
Telephone + 64 4 473 3112 (24 hrs) or 0800 188 926
Fax + 64 4 499 1510
Address Level 16, 80 The Terrace, PO Box 10 323, Wellington 6143, New Zealand
Important notes
Nature of the final report
This final report has not been prepared for the purpose of supporting any criminal, civil or regulatory action
against any person or agency. The Transport Accident Investigation Commission Act 1990 makes this
final report inadmissible as evidence in any proceedings with the exception of a Coroner’s inquest.
Ownership of report
This report remains the intellectual property of the Transport Accident Investigation Commission.
This report may be reprinted in whole or in part without charge, provided that acknowledgement is made
to the Transport Accident Investigation Commission.
Information derived from interviews during the Commission’s inquiry into the occurrence is not cited in
this final report. Documents that would normally be accessible to industry participants only and not
discoverable under the Official Information Act 1982 have been referenced as footnotes only. Other
documents referred to during the Commission’s inquiry that are publicly available are cited.
Unless otherwise specified, photographs, diagrams and pictures included in this final report are provided
by, and owned by, the Commission.
The expressions listed in the following table are used in this report to describe the degree of probability
(or likelihood) that an event happened or a condition existed in support of a hypothesis.
Mount Alta
Source: mapsof.net
Location of accident
Contents
Abbreviations ..................................................................................................................................................... ii
Glossary ............................................................................................................................................................. ii
Data summary .................................................................................................................................................. iii
1. Executive summary .................................................................................................................................. 1
2. Conduct of the inquiry .............................................................................................................................. 3
3. Factual information .................................................................................................................................. 5
3.1. Narrative ....................................................................................................................................5
16 August 2014 ....................................................................................................................... 5
3.2. Site examination .......................................................................................................................9
Wreckage examination .......................................................................................................... 12
Engine investigation ............................................................................................................... 13
3.3. Aircraft information ................................................................................................................ 13
Weight and balance ............................................................................................................... 14
3.4. The pilot .................................................................................................................................. 14
3.5. Meteorological information ................................................................................................... 15
3.6. Organisational and management information ..................................................................... 16
CAA auditing ........................................................................................................................... 16
4. Analysis ................................................................................................................................................... 19
4.1. Introduction ............................................................................................................................ 19
4.2. What happened ...................................................................................................................... 19
4.3. Factors affecting the flight path ............................................................................................ 21
Sinking air ............................................................................................................................... 21
Engine performance............................................................................................................... 21
Weight and balance ............................................................................................................... 22
Helicopter performance ......................................................................................................... 25
Vortex ring state ..................................................................................................................... 26
Summary................................................................................................................................. 28
4.4. The operator’s training policies and procedures ................................................................. 29
The pilot’s training.................................................................................................................. 30
4.5. A potential sector-wide safety issue...................................................................................... 31
4.6. Survival ................................................................................................................................... 32
Injuries .................................................................................................................................... 32
Safety briefing ........................................................................................................................ 32
Seatbelts................................................................................................................................. 32
Other means of protection..................................................................................................... 34
Emergency response.............................................................................................................. 35
5. Findings................................................................................................................................................... 36
6. Safety actions ......................................................................................................................................... 37
General ................................................................................................................................................ 37
Safety actions addressing safety issues identified during an inquiry ................................................. 37
Safety actions addressing other safety issues ..................................................................................... 37
7. Recommendations ................................................................................................................................. 38
General ................................................................................................................................................ 38
Recommendations ................................................................................................................................. 38
8. Key lessons............................................................................................................................................. 40
9. Citations .................................................................................................................................................. 41
Appendix 1: Engine examination ................................................................................................................... 42
Appendix 2: Confined area – The Seven S’s................................................................................................. 46
Appendix 3: Estimated weight at start of accident flight ............................................................................. 47
Appendix 4: Vortex ring state ......................................................................................................................... 48
Appendix 5: Airworthiness Directive – All Airbus Helicopters AS350 Series .............................................. 50
Figures
Tables
Table 1 Occupant status ........................................................................................................................ 33
cm centimetres
kg kilogram(s)
km kilometre(s)
m metre(s)
Glossary
aft of datum effectively the nose of a helicopter
Category A pilot a pilot authorised to act as pilot in command on any flight, unless a specific
restriction is applied
collective lever one of the flight controls, used by a pilot to manage the collective pitch (lift or
thrust) of the main rotor
cyclic one of the flight controls, used by a pilot to manage the attitude of the disc
(main rotor blades) to control the direction and speed of a helicopter
datum a reference point on an aircraft used to calculate centres of gravity. The point
may vary between different aircraft types
density altitude the pressure altitude corrected for any temperature difference from the
temperature at that altitude in the International Standard Atmosphere
ground effect a helicopter is ‘in ground effect’ when the downwash from the main rotor
strikes the surface, stopping the downward wash and generating an
increase in pressure, effectively a cushion of air that reduces the power
required to maintain position. The effect reduces as the helicopter moves
higher, meaning more power will be required. At a height equivalent to the
distance of half to one rotor diameter, the effect is considered to be nil and the
helicopter is said to be ‘out of ground effect’
pressure altitude the altitude in the International Standard Atmosphere with the same pressure
as the part of the atmosphere in question
translation the phase of flight when accelerating from a hover to forward flight or back to a
hover
vortex ring state a helicopter is said to be in vortex ring state when it is descending in its own
downwash and any increase in power to counter the descent further
accelerates the downwash and the helicopter descends faster
Pilot’s age: 48
Pilot’s total flying experience: 4,176 flight hours (605 hours on type)
1On 2 January 2014 the Eurocopter Group, previously Aérospatiale, was renamed Airbus Helicopters.
2Times in this report are in New Zealand Standard Time (Co-ordinated Universal Time + 12 hours) and
expressed in the 24-hour format.
1.2. One of the helicopters was on its fourth heli-ski flight for the morning, ferrying a group of five
skiers and their ski guide to a ridgeline close to the summit of Mount Alta. On the approach to
the landing site the helicopter began to descend below the pilot’s intended angle of approach.
The pilot discontinued the approach by turning the helicopter away from the ridgeline and
down the mountain. However, the pilot was unable to avoid the terrain and the helicopter
struck the steep, snow-clad slope heavily and rolled 300 metres down the mountain.
1.3. The cabin structure broke apart and five of the seven occupants were ejected from the
helicopter as it rolled down the mountain. Two passengers remained strapped to their seats.
One of the passengers was trapped under the helicopter and died from his injuries. The
remaining six occupants received moderate to serious injuries. The helicopter was destroyed.
1.4. The Transport Accident Investigation Commission (Commission) found that the total weight of
the helicopter was about 30 kilograms over the maximum permissible weight, and the centre
of gravity was about 3.0 centimetres ahead of the forward limit. The helicopter was operating
at or close to the limit of its performance capability to maintain a hover outside of ‘ground
effect’ at that weight and at the temperature and altitude of the landing site. This was a likely
factor in the pilot not achieving a safe landing.
1.5. The Commission was unable to make a conclusive finding on whether the helicopter was
affected by a phenomenon known as ‘vortex ring state’.
1.6. The Commission found no mechanical reason for the accident. The engine was delivering high
power and the helicopter was controllable. The pilot was experienced and had received
training in mountain flying and heli-ski operations.
1.7. Two safety issues were identified during this inquiry. The first was that the operator’s
standard operating procedures did not require its pilots to routinely calculate the performance
capabilities of their helicopters for the intended flights.
1.8. The second was that there was a risk of not knowing an aircraft’s capability when using
standard passenger weights, and therefore of pilots operating close to the limits of their
aircraft’s performance.
1.9. This accident and others are suggestive of a third safety issue, which is some New Zealand
helicopter pilots may have a culture of operating their aircraft beyond the manufacturers’
published and placarded limits, with the possibility that such a culture has become
normalised.
1.10. The importance of pilots knowing the performance capabilities of their aircraft and of
observing published limitations is well known. For example, the Civil Aviation Authority has
commented:
Take-off, landing and hovering are all potentially risky phases of helicopter flight. The more
that we can do as pilots to minimise these risks – especially when operating at high gross
weights, from challenging sites, with high density altitudes – the safer we will be.
Most performance-related accidents can be prevented, provided that the pilot maintains a
good awareness of the surrounding conditions, knows the performance limitations of the
helicopter, always does a power check before committing to a marginal situation, and is
disciplined enough to “give it away early” if the odds are stacking up against getting the job
done safely. (CAA, 2012, p. 33)
1.11. A number of safety actions were taken in respect of these safety issues.
2.2. On 16 August 2014 the Commission notified the Bureau d’Enquêtes et d’Analyses (BEA) of
France, which was the State of Manufacture for the helicopter and the engine. In accordance
with Annex 13 to the Convention on International Civil Aviation, France appointed a BEA
investigator as its Accredited Representative to participate in the investigation.
2.3. Three of the Commission’s investigators arrived in Queenstown on the afternoon of 17 August
2014 and conducted an initial survey of the accident site from a helicopter. The investigators
conducted a full site examination on 18 August 2014. The wreckage was removed later that
day and transported to the Commission’s technical facility in Wellington for further detailed
examination.
2.4. In the following three days, witnesses and first responders to the accident were interviewed.
The maintenance records for the helicopter were obtained by the Commission and relevant
engineering personnel were interviewed. The helicopter was not fitted with any equipment to
record data, and no other source of recorded data was obtained from the accident flight.
2.5. On 25 and 26 August 2014 the investigator in charge interviewed the surviving passengers.
The investigation reviewed the CAA files concerning The Helicopter Line (the operator) and the
pilot. On 3 September 2014 the operator’s general manager and chief pilot were interviewed.
2.6. On 14 November 2014, at the request of the Commission, the helicopter manufacturer, Airbus
Helicopters, completed an analysis of relevant helicopter performance data.
2.7. On 28 January 2015, once the snow had melted, a team searched the accident site for any
unrecovered items. The search team recovered some items from the helicopter.
2.8. Between December 2014 and February 2015, the Commission obtained additional
information through BEA concerning the helicopter seats and seatbelts.
2.9. On 19 October 2015 the engine was examined by Turbomeca at its maintenance facility in
Sydney, Australia. The Australian Transport Safety Bureau appointed an Accredited
Representative to the Commission’s inquiry to supervise the examination on behalf of the
Commission. On 29 October 2015 the Australian Transport Safety Bureau provided the
Commission with a report on the engine examination.
2.10. On 27 January 2016 three investigators from BEA and a senior investigator from Airbus
Helicopters travelled to New Zealand and examined the wreckage of the helicopter at the
Commission’s technical facility.
2.11. On 24 August 2016 the Commission approved the circulation of the draft report to interested
persons for comment and received submissions from four interested persons.
2.12. In response to the submissions received, the Commission undertook further independent
enquiries, which included a review of all the primary evidence and information it had received
from all sources. The Commission also sought the opinion of an expert who had a long
association with heli-skiing operations in Canada as a helicopter pilot, a regulator and an
independent accident investigator.
2.13. On 24 May 2017 the Commission approved the circulation of a revised draft report to
interested persons affected by the changes. Substantive submissions were received from
three interested persons, including the operator and the regulator (CAA). The Commission
requested further information concerning those submissions.
2.15. On 25 October 2017, the Commission deferred publication of its final report due to
prosecution proceedings the CAA and the operator were parties to, and which was proceeding
to trial in November. The Commission wanted to ensure its report did not affect the fair
administration of justice.
2.16. On 16 November 2017, the Commission approved publication of its final report following
notification the prosecution proceedings were not proceeding to trial.
3.1.2. The heli-skiing was initially organised through an associated company (the heli-ski provider),
which had taken the bookings and organised guides for each group.4 Five of the operator’s
helicopters were to be used to support heli-skiing groups during the day, mainly in the
mountains between Mount Aspiring National Park and Lake Wanaka.
16 August 2014
3.1.3. At 0754 on Saturday 16 August 2014, the pilot took off from Queenstown in an AS350-B2
helicopter and took a group of passengers to the Cardrona snow park. He then continued to
Wanaka where he delivered the helicopter to the maintenance provider. The pilot then picked
up another AS350-B2 helicopter, the one involved in the accident (the helicopter). The
operator had recently imported the helicopter from the United States, and this was to be its
first commercial flight in New Zealand.
3.1.4. The pilot met with the engineer who had supervised the maintenance check and fitting of
equipment to the helicopter. Together they transferred the ski basket and other equipment,
checked the documentation and conducted a visual inspection of the helicopter. The pilot
then flew the helicopter back to Queenstown to meet up with the ski groups.
3.1.5. At 1002 the pilot landed back at Queenstown and the three groups were given their helicopter
safety briefing in preparation for the day’s activities. A heli-ski guide loaded the first group of
five, group A, and their gear onto the helicopter. Group A was to be flown to the Phoebe Creek
staging area in the lower Matukituki Valley west of Wanaka (see Figure 1), while groups B and
C travelled by road.
3.1.6. When the pilot boarded the helicopter he noted that the passengers in group A were all males
of about medium build. The guide told the pilot that he did not know what the passenger
weights were. The pilot spoke with one of the passengers, who confirmed that they had not
been individually weighed but that they each weighed about 85 kilograms (kg). The pilot
thought this was a reasonable estimate that he would use when calculating his fuel loads for
the loaded flights to the high-altitude drop-off points for the rest of the day. At 1014 the
helicopter departed for Phoebe Creek.
3.1.7. The pilot fuelled the helicopter at Phoebe Creek while the groups were briefed by their
allocated guides on mountain safety and the day’s activities. The guides were equipped with
radios to communicate with their respective pilots on a common frequency.
3.1.8. The helicopter, like most of the operator’s other helicopters, was configured with a dual front
seat to the left of the pilot and four seats across the rear of the cabin. The pilot asked a
smaller member of the group to occupy the front centre seat next to him. This was a company
procedure to minimise the risk of exceeding the weight and balance limits of the helicopter,
and to minimise the risk of a passenger’s arm obstructing the pilot’s use of the collective
lever5 located between them.
3.1.9. Group A and their guide then boarded the helicopter and were flown to the top of their first ski
run – known as Tony’s Run. The pilot returned to the staging area and repeated the exercise
3.1.10. The pilot then flew group C to the top of Tony’s Run and descended to the bottom of the run to
uplift group A for their next run, which was to be from near the summit of Mount Alta. The
smaller passenger returned to his allocated front-centre seat. The guide sat in the front-left
seat and donned a headset to talk to the pilot and discuss the next run. The pilot then flew
the helicopter in a climbing left-hand orbit around Mount Alta to enable the pilot and guide to
assess the conditions. The pilot and guide agreed to land groups A and B at a designated
landing site on a flat ridge near the summit and group C further down the mountain.6
Tony’s Run
Mount Alta
Figure 1
Ski run map
(Courtesy of The Helicopter Line)
6 Group C was a family group considered to have a lesser skill level than the other groups.
3.1.12. After passing over the ridge, the pilot and guide saw the wind marker below the ridgeline. The
wind marker indicated a light southerly breeze, so the pilot overflew the landing site a second
time and repositioned the helicopter on the north side of the ridge for an approach (see
Figures 2 and 3).
Mount Alta
landing area
first impact
point
Figure 2
Mount Alta looking southeast in the direction of the landing approach
location of
wind marker
Figure 3
Mount Alta looking northwest
3.1.13. The pilot said he made a relatively shallow approach to the landing site. His last check of the
engine torque gauge showed a power demand that he thought was appropriate for an
approach at that altitude.7 At a point the pilot later estimated to have been 10 to 20 metres
(m) from the landing site, he noticed that the helicopter’s rate of descent had increased; he
described it as “a bit of a sink”. The pilot raised the collective lever slightly in an attempt to
maintain his preferred approach angle. The guide recalled that the helicopter appeared to be
“almost stopped” when it was about 30 m from the site and 2 to 3 m above it. At that point
the pilot turned the helicopter left in the direction of his planned escape route and descended
away from the ridgeline. The pilot said that as the helicopter turned downhill, he felt it sink
rapidly and unexpectedly. Before he could take any action to arrest the descent the helicopter
struck the side of the slope heavily.
3.1.14. The helicopter tumbled forward then rolled down the steep slope, coming to rest 315 m below
the ridgeline. Five of the occupants were thrown from the fuselage as it rolled down the side
of the mountain. One of the five passengers was trapped underneath the helicopter where it
came to rest in an upright position. He had died from his injuries. The remaining two
passengers were still restrained in their seats.
3.1.15. The guide had been restrained in his seat until the seatbelt attachment broke and he was
thrown from the helicopter. He used his radio to call the guides of groups B and C and alert
them to the accident. The pilot of another company helicopter in the area heard of the
accident and initiated the operator’s emergency plan by informing the operator’s Queenstown
base staff and calling a halt to all other heli-skiing operations. Meanwhile, one of the
passengers who had been thrown clear of the helicopter found the aircraft’s first aid kit and
moved down the mountain providing first aid to the other occupants. The pilot of the second
helicopter uplifted two of his group’s guides and flew them to the ridgeline landing site, from
7The torque gauge is marked with a green arc up to 94% and a yellow ‘caution’ range between 94% and
100%. The pilot estimated the torque was 95% of the green arc, or approximately 89% torque.
3.1.16. During the next hour emergency helicopters with medical personnel arrived on the scene. The
more severely injured were winched off the mountain and flown to hospital in Dunedin. Others
were taken to Wanaka for treatment.
3.2.2. The landing site and main slopes were covered in snow, but exposed rock was visible about
the summit and on some of the steeper slopes. The ground sloped steeply away from the
landing area on both sides. The northern face was the one down which the group intended to
snowboard or ski and where the helicopter struck. It had an initial slope of about 35º,
reducing to about 30º further down the mountain.
3.2.3. The first impact mark was a cut through the snow about 20 m below and 47 m from the
intended landing site. The cut extended for several metres and was adjacent to a flattened or
compressed area of snow and rock. Paint transfer was found on some of the exposed rocks in
this area. The shape of the cut suggested that one of the helicopter’s skids had struck first.
The confused nature of the following marks in the snow and the paint transfer marks on the
rocks were consistent with the fuselage having started to tumble immediately after the first
impact.
3.2.4. The main rotor assembly, including the transmission and three main rotor blades, was found a
further 45 m along the wreckage trail. The number and pattern of rotor blade strikes in the
snow and on the exposed rock were consistent with the main rotor blades having been turning
at high speed (see Figure 5).
initial impact
main rotor
Figure 4
Initial impact site
3.2.5. The engine and part of the left skid were found about 35 m further down the slope. The tail
boom had separated from the fuselage and was found approximately 35 m from the engine,
but about 20 m to the right of the path taken by the fuselage. The tail rotor guard had been
bent upwards but there was little damage to the tail rotor assembly.
3.2.6. Marks in the snow showed that the fuselage had rolled at least 25 times before coming to rest
about 300 m below the first impact point. The direction of roll was to the left.8 The ski basket,
with its contents still secured inside, was found a further 300 m down the slope.
3.2.7. The fuselage had come to rest upright. The deceased passenger was found outside the
fuselage, partially trapped underneath the right side of the helicopter belly. This was on the
uphill side of the fuselage.
tail boom
fuselage
ski basket
(out of view)
Figure 5
Accident site – general
3.2.8. The structure around the cabin, including all the doors, roof and nose cowling, had separated,
exposing the seats (see Figure 5). The instrument panel had broken from its mounting but
remained attached by wiring. Both skids had broken in several locations. The fuel tank was
intact but a small amount of fuel was found leaking from the fuel line leading to the engine.
The emergency locator transmitter had activated but the cable leading to the aerial had
broken as a result of the tail boom separating. The emergency locator transmitter was
reported to have been turned off soon after rescue personnel arrived on-site.
3.2.9. The aircraft seats remained attached to the aircraft with their cushions in place. The pilot’s
seat back had broken but was retained by both shoulder straps that ran through guides on the
back of the seat. The back of the dual front seat was bent rearwards about 15º and the rear
bench seat was deformed in several places.
3.2.10. With the exception of two passengers having released themselves from their seats, there was
no other known disturbance of the seatbelts before the arrival of the Commission’s
investigators. Four seatbelts were found released, while the seatbelts for the pilot and a rear-
seat passenger remained buckled. The metal tube framing that held the attachment for the
front outboard passenger seat9 was broken. The missing left lap belt was found a short
distance up the slope along the wreckage trail.
3.2.11. The inertia reel units for the shoulder straps of all seven seatbelts functioned after the
accident as intended. The lap belts for the passengers were found extended to varying
degrees, with some at near-full extension. The pilot’s lap belts were found in a position
consistent with the belts being firm around the pilot’s lap. (See paragraphs 3.3.6 and 4.6.4–
4.6.11 for a fuller description of the seatbelts.)
3.2.12. After the initial site examination, the wreckage was removed to an assembly area, where the
remaining fuel was removed and weighed. A sample of the fuel was clean and of the correct
type for the engine. No fuel problems were reported by other users of the same fuel stock.
3.2.13. The ski basket and its contents of skis and snowboards were examined and weighed. The
wreckage was then transported to the Commission’s technical facility in Wellington for more
detailed examination.
3.2.14. All major components of the helicopter were accounted for and matched with logbook part
descriptions and serial numbers. No useful engine instrument readings could be obtained.
3.2.15. The continuity and correct operation of the main rotor cyclic10 and collective controls were
confirmed from the pilot’s controls to the engine deck, where the connections to the main
rotor had separated during the accident sequence. Correct tail rotor control functionality was
confirmed from the tail rotor pedals to where the tail boom had separated from the fuselage,
and from that point to the tail rotor.
3.2.16. The outer section of each main rotor blade displayed damage that indicated the main rotor
had been operating at high speed when it struck the slope. The three arms of the Starflex
main rotor head displayed rotational damage. The arms of the yellow and blue blades were
fractured but the blades remained attached to the hub.11 The attachment for the red blade
had fractured but not separated. The direction of the fractures was consistent with the blades
having been under power at the time of impact.
Engine investigation
3.2.18. The engine was shipped to the engine manufacturer’s facility in Sydney, Australia for detailed
examination under the supervision of the Accredited Representative for Australia, on behalf of
the Commission.
3.2.19. A condensed version of the report prepared by the Australian Accredited Representative is in
Appendix 1. The examination determined the following:
● it was concluded that the engine was operating and capable of normal operation
● the misalignment of the drive shaft was indicative of an engine delivering power at the
time the helicopter struck the ridgeline. This movement of the drive shaft was
associated with a torque spike attributed to power-train shock loads generated from a
main rotor system strike.
3.3.2. The helicopter had been imported to New Zealand from the United States in April 2014 and
given the registration ZK-HYO. For the helicopter to be issued with a New Zealand
airworthiness certificate, the CAA had directed the owner to complete the certification
requirements prescribed by Civil Aviation Rules.13 The requirements had included, among
other things, the completion of a 100-hour inspection in accordance with the manufacturer’s
maintenance schedule, and an inspection of the helicopter and associated documents by a
CAA airworthiness inspector. The helicopter’s documentation recorded that the required
maintenance actions had been completed.
3.3.3. Additional work requested by the operator had included the fitting of a dual front seat,14 a
guard for the collective lever and attachments for a ski basket on the left side of the
helicopter. These had been fitted in accordance with the relevant supplemental type
certificate requirements. The helicopter had been repainted and its empty weight and
balance determined.
3.3.4. One of the operator’s senior pilots had completed a maintenance check flight on 5 August
2014 and had considered that the helicopter performed satisfactorily. On 15 August 2014
the helicopter had been issued with an airworthiness certificate in the Standard Category and
placed on the operator’s Operations Specifications. At this time the helicopter had been
recorded as having accrued a total of 3,214.7 flight hours.
3.3.5. The engine, serial number 9517, had entered service in May 1997 and been installed in the
helicopter in April 2009. It had accrued a total of 6,788.1 hours.
12 An assembly within the drive train that allows the main and tail rotors to continue to rotate should there be
a power interruption.
13 Specifically, Civil Aviation Rules Part 21, Certification of Products and Parts, paragraph 21.191.
14 The seat fitted was a Dart Aerospace seat, which did not have a weight limit. Other dual seat types used
3.3.7. The helicopter had a maximum certified take-off weight of 2,500 kg, but was limited to 2,250
kg when the load was carried internally. At 2,250 kg the allowable centre of gravity range was
between 3.210 m and 3.425 m aft of datum.15
3.3.8. The helicopter’s basic (empty) weight, determined on 2 August 2014, was 1,326.95 kg,16 with
a centre of gravity 3.604 m aft of datum.
3.3.9. See paragraphs 4.3.6–4.3.23 for a detailed examination of the weight and balance for the
accident flight.
3.4.2. At the time of the accident the pilot had accrued 4,176 hours flying helicopters, including
about 605 hours in the AS350. He had also flown 1,493 hours in the AS355 helicopter, a
twin-engine version of the AS350. His previous annual competency check flight had been
flown on 1 May 2014 and he had passed the associated theory examination the following day.
3.4.3. The pilot held a current Class 1 medical certificate valid until April 2015. A requirement of his
medical certificate was that he wear distance-vision spectacles. At the time of the accident
the pilot was wearing his prescription glasses. The glasses were tinted to help protect against
bright light. The pilot said that he had slept well the night before the accident and was not
suffering from any illness or fatigue. In accordance with the operator’s procedures, blood and
urine samples were taken from him after the accident. These were found to be negative for
any performance-impairing substances.
3.4.4. A review of the pilot’s activities in the seven days leading up to the accident identified nothing
of note. He had had two rostered days off but had otherwise averaged eight-hour working
days. He had flown a total of 4.3 hours in the preceding three days. The remainder of his
time had been spent undertaking his additional duties as the operator’s quality assurance
officer, a position he had held since September 2010.
3.4.5. According to the pilot’s logbook and the operator’s records, the pilot had been first considered
for heli-skiing flights in July 2011. The pilot had completed the operator’s ground training and
then undergone an assessment flight, after which it had been determined that he did not
meet the operator’s required standards for heli-skiing flying. During the assessment flight the
instructor had not been comfortable with the pilot’s approaches and considered that he
15Effectively the nose of the helicopter. Datum is a reference point on an aircraft used to calculate
centres of gravity. The point may vary between different aircraft types.
16 Includes unusable fuel, fixed ballast, full operating fluids (oils) and ‘equipment list’ items, for example first
aid kit, fire extinguisher, collective guard and the dual front seat.
17 These Australian qualifications were equivalent to New Zealand Category B and Category A instructor
qualifications respectively.
3.4.6. On 2 May 2012, before the start of the heli-skiing season, the pilot had completed a one-hour
heli-skiing training flight and assessment with the same instructor who had assessed him in
the previous season. The instructor recommended that the pilot work on aspects of his flight
skills and be reassessed in one month’s time. On 7 June 2012 the pilot completed a further
1.6-hour training and assessment flight with the same instructor. The instructor considered
that the pilot was flying safely and conservatively and recommended that he commence heli-
skiing operations under supervision and with restrictions. The pilot repeated the ground
training syllabus and was approved for heli-skiing operations with restrictions. The restrictions
included:
● being under supervision
● being limited to the Motatapu Ridge, Black Peak and Fog Peak A trails
● a marker stake was to be present at each of the landing sites
● he was to be briefed on avalanche terrain and where to park the helicopter safely.
3.4.7. The operator’s records showed that the pilot had completed the avalanche safety training on 3
July 2012. He had then flown a total of 29 hours on heli-skiing operations during the 2012
heli-skiing season, under the supervision of the operator’s senior heli-skiing pilots. On 30
June 2013, at the start of the 2013 heli-skiing season, the pilot had been approved as a
Category A pilot.18 The pilot had then flown a total of 25 hours on heli-skiing operations during
the 2013 winter season. At the time of the accident he had accrued approximately 69 hours
on heli-skiing operations in the Queenstown and Wanaka areas. His logbook recorded that he
had most recently landed at the Mount Alta landing site on 26 July 2014, three weeks before
the accident.19
3.4.8. The operator advised that, unless otherwise stated, the appointment to Category A pilot
removed any previous restrictions, including any restrictions for heli-skiing. The document
approving the pilot as a Category A pilot had been signed off by the instructor and the chief
pilot. There were no records of the processes that management had followed prior to the
appointment of the pilot as a Category A pilot.
3.4.9. Notwithstanding the absence of documentation on the decision to upgrade the pilot, the
operator considered that the pilot met its standards of a Category A pilot and could therefore
fly without landing site restrictions.
3.5.2. The aviation forecast for the area that included Mount Alta was for wind from the southwest at
10 knots (19 km per hour), increasing to 25 knots (46 km per hour) at 10,000 feet (3,050 m).
The freezing level was forecast to be 6,000 feet (1,830 m) and the temperature at 7,000 feet
(2,135 m) to be -1º Celsius. The visibility was forecast to be 30 km, reducing to 2 km in early-
morning fog. Any low-level cloud was forecast to clear by late morning.
3.5.3. Witnesses said that the weather on the morning of the accident had been frosty and fine. At a
weather station near the Treble Cone ski field, 17 km south of Mount Alta, the temperature at
an elevation of 2,300 feet (700 m) was 9º Celsius at midday. Other pilots who had been flying
in the general area of the accident site reported generally calm conditions with the occasional
18 A pilot authorised to act as pilot in command on any flight, unless a specific restriction is applied.
19 The nature of heli-skiing meant that it was likely the pilot had landed on Mount Alta several times that day.
3.6.2. At the time of the accident the operator had a fleet of 19 AS350 helicopters, which it
considered was the most suitable type for the range of operations flown in the mountains.
3.6.3. The operator appointed ‘lead pilots’ for each of the bases, but pilot training and competency,
and quality assurance requirements were managed from the Queenstown base. Both the
operations manager20 and the chief pilot (training and competency manager) would visit all
bases as required. The operator’s full-time pilots were paid salaries and part-time pilots paid
a daily rate.
3.6.4. The operator and heli-ski provider were owned by the same parent company but operated as
separate commercial identities. The heli-ski provider promoted the heli-skiing element of the
business, managed the bookings and provided experienced guides for each group. It had an
arrangement with the operator to provide helicopter support in the field. Before the start of
each season the operator and heli-ski provider ran combined training sessions that lasted up
to two days.
3.6.5. The operator advised that in preparation for the 2014 heli-skiing season, available staff from
both companies had attended this training on 28 and 29 June 2014. The training had
included a review of the lessons learnt in the previous season, but its main purpose had been
to recertify some guides in first aid and helicopter loading, and to provide refresher training in
transceiver use, avalanche awareness, and search and rescue. Those involved in heli-skiing
who had not been able to attend had been briefed and recertified at a later date. It had not
been a requirement for the pilot to attend this training and he had already received training in
avalanche awareness and transceiver use.
CAA auditing
3.6.6. As a routine part of the investigation the Commission reviewed the CAA’s documents relating
to the pilot, aircraft and operator.
3.6.7. In July 2013 the CAA had undertaken a five-yearly recertification audit of the operator prior to
the renewal of the operator’s Part 119 Air Operator’s Certificate. The audit team had made no
adverse findings. The audit report stated that senior staff and operational procedures were
maintaining “high levels of operational safety”. The audit report also stated that a review of
the CAA database “shows no significant safety issues or trends indicating systemic problems”.
The certificate had been renewed on 16 October 2013.
3.6.8. Between the renewal of its Air Operator’s Certificate and August 2014, the operator had had
two accidents involving its helicopters. On 28 October 2013, while approaching to land on a
snowfield near Mount Tyndall, a helicopter had collided with another helicopter that had
20 At the time of the accident the operations manager also performed the functions of the general manager.
3.6.9. On 9 January 2014 a pilot from the operator’s Glentanner base had been on a local scenic
flight when he had reportedly experienced a loss of surface definition while landing on
Richardson Glacier. The helicopter had been moving sideways as it touched down, and rolled
onto its side. There had been no injuries.22 During the recovery of the helicopter, a second
helicopter’s tail rotor guard had touched the snow while landing.23 There had been no
damage.
3.6.10. On 30 May 2014, following the 9 January 2014 accident, two CAA staff had conducted a ‘risk
assessment’ of the operator. The risk assessment had been a desk-based exercise that
assessed the operator against predefined risk areas, and provided a grading of low, medium
or high risk for each area. Its purpose had been to guide auditors on areas on which to focus
during scheduled on-site audits.
3.6.11. The risk assessment was amended following the Mount Alta accident. The risk assessment
identified that the operator potentially fitted a ‘medium’ risk profile in the following areas:
● organisational profile
● people profile
● incident and safety profile
● specific group or unit safety initiatives
● types of operation and other risks.
3.6.12. The risk profile generated as part of the assessment placed the operator in “the lowest of the
CAA risk assessment bands for this document type”, based on the overall assessment of the
risk indicators.
3.6.13. On-site audits of the operator’s Queenstown, Pūkaki and Glentanner bases were undertaken in
October 2014. The auditors made the following comments:
3.6.14. While the auditors made some adverse comments, the routine audit programme for the
operator was not altered as a result of the risk assessment or the audit. The auditors also
concluded that planned routine audits of the West Coast bases would be an opportunity to
21 Final Report AO-2013-010, Aérospatiale AS350B2 ZK-IMJ, collision with second helicopter, Tyndall Glacier,
28 October 2013.
22 CAA incident report 14/52, AS350BA ZK-HKR, Richardson Glacier on 9 January 2014.
23 Extract from CAA Surveillance Risk Assessment Form.
24 Advisory Circular for operations involving helicopters and small aeroplanes (Part 135).
3.6.15. A subsequent Safety Audit Report generated for the operator in April 2015 found no instances
of non-compliance with Civil Aviation Rules.
4.1.1. The accident occurred on the pilot’s seventh flight for the day, the fourth heli-skiing flight. The
previous three heli-skiing flights had been without incident. The pilot was in good health and
there was no indication of any personal or medical issues that might have contributed to the
accident.
4.1.3. The intended landing site was one of many in the area used by the operator and could be
approached from several directions. The site was large enough to land up to three
helicopters simultaneously if required. The pilot had landed there before. It was considered
suitable for the conditions on the day.
4.1.4. The pilot said that he had been unable to maintain his intended angle of approach to the
landing site, so he had elected to follow his escape path down the mountain slope. However,
he had been unable to prevent the helicopter descending rapidly and it struck the slope
heavily.
4.1.5. The following analysis considers whether any of the following factors affected the intended
flight path or contributed to the escape manoeuvre being unsuccessful:
● the helicopter encountered ‘sinking air’
● engine performance
● the helicopter performance at the altitude of the landing site
● a phenomenon known as vortex ring state25
● pre-flight planning
● any combination of these factors.
4.1.6. The analysis also discusses two safety issues and a potential third safety issue:
● the operator’s standard operating procedures did not require its pilots to routinely
calculate the performance capabilities of their helicopters for the intended flights
● there was a risk of not knowing an aircraft’s capability when using standard passenger
weights, and therefore of pilots operating close to the limits of their aircraft’s performance
● some New Zealand helicopter pilots may have a culture of operating their aircraft beyond
the manufacturers’ published and placarded limits, with the possibility that such a culture
has become normalised.
4.2.1. When planning an approach and landing, a pilot needs to consider numerous factors to
ensure that the manoeuvre is as safe as possible, especially when landing at a new or
restrictive landing site. For helicopter pilots many of these considerations are encapsulated
in what is termed ‘the Seven S’s’: size, shape, slope, surface, surrounds, sun and select (the
landing spot) (Civil Aviation Safety Authority [Australia], 2012). The specifics of each are
described in Appendix 2. A pilot also needs to consider the wind conditions as part of the
process.
4.2.2. Having taken all the factors into account, a pilot will determine the best approach path and
where the termination point – hover or landing – will be. The approach direction will
25 See paragraphs 4.3.36–4.3.47 for an explanation of and discussion on vortex ring state.
4.2.3. A pilot should always have an escape route available in the event that something goes wrong,
for example having insufficient power to complete an approach safely. For a pinnacle or
ridgeline landing, the escape path may simply be to turn away from the high ground. For a
helicopter such as the AS350, with a main rotor that turns clockwise,26 a turn to the left may
be preferable.27 A turn using left pedal requires less power than a right turn using right pedal,
and therefore more power would be available to the main rotor to generate rotor thrust or lift.
4.2.4. The power required to perform a manoeuvre, for example a hover, increases as density
altitude28 or weight increases. There is a point where the power required exceeds the power
available. This will determine how an approach is flown and a landing made. For example,
there may be insufficient power available to terminate in a high or ‘out of ground effect’29
hover. The pilot may therefore have to terminate in a low or ‘in ground effect’ hover, or land
without hovering at all. This is discussed in more detail in section 4.3.
4.2.5. The pilot needed to know the total weight of the helicopter and to confirm that it had the
performance capability to land at the site. He also needed to assess the wind and
temperature as accurately as possible. The variable light wind and obscured marker flag
made it difficult initially for the pilot to choose the best approach direction.
4.2.6. The pilot said that as the helicopter was approaching to land, he had detected a slight sink
that put the helicopter below his intended approach path. He had raised the collective lever
slightly to increase the rotor thrust in an attempt to regain the desired approach profile. The
pilot had then decided that he could not achieve the landing site so he had turned the
helicopter to the left, his planned escape path, to fly away from the high ground and down the
northern face of the mountain. However, the pilot said the rate of descent had then
increased rapidly and unexpectedly.
4.2.7. The helicopter struck the steep slope heavily in a nose-down attitude. The right skid
collapsed under the force of the impact and the belly of the helicopter struck the slope. The
markings made in the snow indicated that this was likely followed by the tail rotor guard
hitting the ground and the helicopter pitching forward. When the main rotor struck the slope
this caused the helicopter to roll down the slope. Five of the occupants were thrown from the
helicopter as it rolled 300 m down the mountain.
downward wash and generating an increase in pressure, effectively a cushion of air that reduces the power
required to maintain position. The effect reduces as the helicopter moves higher, meaning more power will
be required. At a height equivalent to the distance of half to one rotor diameter, the effect is considered to
be nil and the helicopter is said to be ‘out of ground effect’.
Sinking air
4.3.1. It is unlikely that the helicopter encountered sinking air on the approach to land. There was
little or no wind reported and therefore neither turbulence nor downdraughts were considered
to have been a contributing factor. However, variable wind conditions can be encountered in
the mountains. Therefore, the possibility of the helicopter encountering downdraughts or
sinking air could not be totally excluded.
4.3.2. In calm, sunny conditions, differential heating causes updraughts. A steep slope exposed to
the sun will heat up more than one that is not similarly exposed. The heated air adjacent to
the slope rises and generates an upslope wind called an anabatic wind. Local paragliding
pilots interviewed for the investigation advised that even in winter they had experienced
anabatic wind off snow-covered slopes. The wind would normally be light in strength and
would quickly dissipate as the afternoon progressed.
4.3.3. At the time of the accident the northern slopes of Mount Alta would have been facing directly
towards the sun. The approach was being made from the side of the northern slope of Mount
Alta, making it more likely that the air mass would be rising up the slope over which the pilot
had chosen his escape path. On the approach to land the helicopter was unlikely to have
encountered sinking air.
Engine performance
4.3.4. The possibility of a sudden power loss was examined in detail and discounted as a cause of
the accident for a number of reasons. First, the pilot said there had been no power loss or
engine problem and neither the pilot nor the guide, who was also on headset and familiar
with helicopters, reported seeing or hearing any low engine or rotor RPM (revolutions per
minute) warning indications.30 This was supported by other witnesses who indicated that the
helicopter had been performing normally as it approached the intended landing area.
4.3.5. Secondly, rotor strike marks on the slope and the damage to the main rotor blades and
Starflex main rotor head were consistent with the blades rotating at high speed when they
struck the slope. They were also consistent with the main rotor being driven by the engine
when it struck the slope. Thirdly, the witness marks on the engine’s fifth-stage module
confirmed that the engine had been delivering power and, given the degree of misalignment,
probably high power, at the time the helicopter struck the slope. Fourthly, the scoring marks
on the inside of the coupling tube showed that the engine had still been driving the main rotor
transmission as the helicopter tumbled down the hillside. Finally, there was no pre-existing
fault found and the damage sustained by the engine was consistent with the impact
sequence.
30A constant aural warning horn and associated warning light will activate when main rotor RPM reduces
below the normal operating range. A sudden engine failure will also result in a sudden yawing of the
helicopter and a range of other instrument warning indications.
Safety issue – the operator’s standard operating procedures did not require its pilots to
routinely calculate the performance capabilities of their helicopters for the intended flights.
Safety issue – there was a risk of not knowing an aircraft’s capability when using standard
passenger weights, and therefore of pilots operating close to the limits of their aircraft’s
performance.
4.3.6. The Commission determined that at the time of the accident the helicopter was over its
maximum permitted weight by approximately 30 kg, and the longitudinal centre of gravity for
the helicopter was about 3.0 centimetres (cm) forward of the limit.
4.3.7. To ensure that an aircraft is flown within its design limits, Civil Aviation Rule 135.303 requires
an operator to establish the weight of the crew, passengers and baggage or goods for each
flight (CAA, 2007). A weight and balance check is to be completed to determine an aircraft’s
weight and centre of gravity for the flight, and to provide a basis for performance calculations.
The weight of the passengers can be determined using one of three options:
1. The operator conducts a survey to establish a standard passenger weight.
2. The operator uses a passenger’s declared weight with 4 kg added to allow for the
tendency of people to underestimate their weight.
3. The operator weighs each passenger.
4.3.8. The CAA issued an Advisory Circular (CAA, 2005) detailing the procedure an operator had to
undertake in order to establish a standard passenger weight. The operator had undertaken a
passenger weight survey in 2010, which resulted in an average passenger weight of 76.57
kg. This was rounded up to 80 kg to provide a more conservative and easier-to-use figure.
The standard passenger weight of 80 kg was used for calculating helicopter weight and
balance for most (tourist) trips.
4.3.9. The Advisory Circular made the point that “there is no relief provided in the Civil Aviation
Rules for an aircraft to operate overweight when using standard passenger weights”. Civil
Aviation Rules also require air operators to adhere to the limitations set by the aircraft
manufacturers.
4.3.10. For weight and balance calculations, the operator’s pilots could use the weight and balance
calculator,31 which included the details for each helicopter, or use the operator’s standard
loading plan. However, the helicopter was new to the fleet and this was the first day the
operator had used it for commercial operations. The operator had not yet entered the
helicopter’s weight and balance details into the calculator database. This would have been
unlikely to make any difference on the day of this accident because the operator’s pilots
normally used the standard loading configuration based on standard passenger weights
instead. Nevertheless, the weight and balance details should have been loaded into the
calculator to allow the pilot the option of using it, particularly as the helicopter was new to the
fleet.
4.3.11. The operator’s procedures contained within its exposition32 stated that: “A Weight & Balance
Calculation is NOT required for any flight that is loaded in compliance with a standard loading
plan authorised by Ops Procedures 9.1”. The standard loading plan form described a range
of passenger combinations and guidance information. For example, when there were two
people in the dual front seat the form stated, “the smallest person of all the passengers
31 A computer program usable for all of the operator’s helicopters. A pilot or designated person would enter
the weight of each seat occupant, the fuel load and any cargo to determine the helicopter’s all-up weight and
centre-of-gravity position. Alerts would be generated if the program calculated that the helicopter was
outside any flight manual weight and balance limit.
32 The Helicopter Line Operations Manual 9.1, dated June 2014.
4.3.12. The standard loading plan applied to the majority of the operator’s scenic operations. For
specialised activities, such as heli-rafting, heli-biking and heli-skiing, pilots were directed to
the weight and balance calculator’s ‘Frequent Unique Activities’ page.34 The page contained
standard loading configurations, which used a range of assumptions for each of these
activities. However, in June 2014, before the commencement of the heli-ski season, the
operator had issued an Operations Notice that took precedence. This notice described the
standard empty weight configuration for heli-ski flights and included standard pilot and
passenger weights (95 and 80 kg respectively), 20% fuel load, 4 kg in the boot locker, no
survival bags,35 10 kg for empty lunch containers in the boot and the heaviest ski basket
containing 42 kg of ski equipment, an 8 kg guide pack and 2 kg for other client gear.
4.3.13. The Commission calculated the helicopter’s take-off weight and balance for the accident trip
using each of the three options referred to in paragraph 4.3.7. A fuel load of 50% (270 litres
weighing 216 kg) was used for each of the calculations. This was based on the pilot having
refuelled the helicopter to nearly 60% before loading group C and flying them to the top of
Tony’s Run, then descending and loading group A.
4.3.14. Using standard passenger weights. In the operator’s Operations Notice 261 for heli-skiing the
following figures are used: 480 kg for the six passengers, 95 kg for the pilot and 4 kg for the
pilot’s bag. For the lunch containers, 20 kg was used as the clients had yet to eat lunch. The
heaviest ski basket at 43 kg contained a total of 52 kg of ski equipment and bags. This gave
a total weight of 2,237 kg on the accident flight, 13 kg less than the maximum allowed 2,250
kg. The centre of gravity was calculated to be at the forward limit of 3.210 m.
4.3.15. The pilot’s use of declared passenger weights. For the accident flight the pilot assumed that
the five passengers weighed an average of 85 kg, which was based on his observation of the
group and a discussion with one of the passengers. The pilot did not add the 4 kg allowance
that was required, because he thought 85 kg was a good approximation.36 The pilot recalled
that the weight of the guide had been 78 kg and allowed 95 kg for the ski basket and
equipment and 20 kg for the lunches in the baggage compartment. The pilot had known his
own weight to be 80 kg with another 5 kg for his bag. The take-off weight for these conditions
had been calculated as 2,246 kg, 4 kg under the maximum permissible weight, and the
centre of gravity at the forward limit. Had the pilot added the mandatory 4 kg to each
declared passenger weight, he would also have had to reduce the fuel load for each flight in
order to prevent the helicopter’s weight exceeding the maximum permissible.
4.3.16. Estimated weight. The weights of the pilot, guide and passengers were obtained through
interviews and medical records. The ski basket and contents were weighed soon after the
accident. The pilot’s weight was stated to be 80 kg. The combined weight of the guide,
passengers and their gear was estimated to be 603 kg. The pilot’s bag weighed 5 kg, there
was 2 kg of gear in the left locker, and the ski basket weighed 36.5 kg. The lunches were
passenger’s weight was “clearly greater than the exposition or standard weight”. “The term ‘clearly greater’
refers to a passenger whose weight can be readily assessed as being over the applicable exposition or
standard weight.” To help describe this, the Advisory Circular used the example of a person being 34 kg over
the standard weight, while for a person who weighed “less than 110 kg, the term ‘clearly greater than’ is not
applicable and a more indicative weight is not necessary”.
4.3.17. During the accident some passengers’ ski apparel was contaminated with fuel and
subsequently discarded by the passengers. Therefore the Commission weighed a range of
commonly used skiing and snowboarding apparel and used these weights in its calculations.
An allowance was added for personal items such as cameras, cell phones, snacks and water.
4.3.18. Allowing for about 9 kg of fuel used in the climb up Mount Alta, the weight of the helicopter as
it approached the landing site was estimated to have been 2,280 kg, which would have been
30 kg over the maximum permitted weight.
4.3.19. Civil Aviation Rules allow the use of standard passenger weights, in recognition that it is not
always practical for all helicopter operations to physically weigh every passenger carried.
However, the rules are explicit that no aircraft should be flown outside permissible weight and
balance limits, regardless of the method used to calculate weight and balance.
4.3.20. Heli-skiing is considered one of the riskiest types of helicopter passenger operation. It is
conducted at high altitude in mountainous terrain, with the additional challenges that pilots
face when landing in snow. Also, the helicopters are often being operaterated with loads that
place them at the margins of their performance capabilities.
4.3.21. It is not difficult to weigh every passenger who is undertaking heli-skiing. Every passenger
passes through some point where this could occur. It is also not difficult to provide pilots with
devices that enable them to calculate accurately the weight and balance of their helicopters
at any time in the field should that be required.
4.3.22. There was considerable risk in an operator using a standard loading configuration that
assumed standard passenger weights for heli-skiing operations, particularly when two
passengers were to occupy the dual front seat in the Squirrel helicopter. In this case the use
of a standard loading configuration and weights was not appropriate because the passengers
could be loaded in such a way that the helicopter was outside its weight and balance limits.
This had been the situation for some time and was not recorded in CAA audits or the
operator’s own quality assurance processes. The same would have applied to any Squirrel
helicopter similarly configured and loaded using standard weights.
4.3.23. The pilot attempted to manage the loading of his helicopter after he left the base. However,
he had no means of weighing the passengers. Having changed his weight calculation from
using a standard loading plan to using assessed weights, he was required to include the
additional 4 kg for each passenger. Had he done so, he could have reduced his fuel load to
keep the helicopter below the maximum all-up weight. However, it was never going to be
possible for him to calculate the helicopter’s longitudinal centre of gravity accurately without
the aid of a weight and balance calculator. The risk of inadvertently exceeding the limits was
therefore high.
4.3.24. The need for pilots to understand the performance capabilities of their aircraft is well known.
The CAA comments in its Helicopter Performance publication:
Take-off, landing and hovering are all potentially risky phases of helicopter flight.
The more that we can do as pilots to minimise these risks – especially when
operating at high gross weights, from challenging sites, with high density altitudes –
the safer we will be.
Most performance-related accidents can be prevented, provided that the pilot
maintains a good awareness of the surrounding conditions, knows the performance
limitations of the helicopter, always does a power check before committing to a
marginal situation, and is disciplined enough to “give it away early” if the odds are
stacking up against getting the job done safely (CAA, 2012, p. 33).
4.3.25. To determine accurately an aircraft’s performance capability, it is necessary to know the total
aircraft weight, the pressure altitude37 and the air temperature before the intended take-off
and landing. The pilot recognised that the helicopter would be heavy, but he did not estimate
the total weight accurately. Therefore he would not have known accurately the combined
effect of the total weight, the air temperature and the pressure altitude. The pilot noted that
at some point the outside air temperature gauge in the helicopter was reading about 0ºC.38
4.3.26. A landing onto a site like that on Mount Alta is usually made after a steady descent, the
steepness of which depends on the excess power available and the wind strength. The
excess power, or power margin, decreases with increasing altitude or weight. It is good
practice to check the power required before landing by flying at minimum power speed when
in the vicinity of the landing site. However, the pilot did not check the power until he was on
the final approach to the landing site. He considered that the power being demanded at that
point was not “excessively high” for the conditions.
4.3.27. A pinnacle landing site such as Mount Alta would not offer the benefit of a true ground
effect,39 because the ground would slope away too steeply in all directions. Therefore
operations at such a site should be planned on the basis of landing from an out-of-ground-
effect hover, which requires more power.
4.3.28. The helicopter flight manual performance charts showed that at the maximum permissible
weight of 2,250 kg and an air temperature of 0ºC the helicopter had an out-of-ground-effect
hover capability of up to 7,750 feet and an in-ground-effect hover capability of up to 9,500
feet. The charts also showed that the maximum altitude for an out-of-ground effect hover at
the estimated weight of 2,280 kg was about 7,300 feet. The altitude of the landing site was
7,545 feet.
4.3.29. The performance charts were conservative, in that they assumed an engine that met the
minimum guaranteed performance. The operator reported that the engine had been
performing satisfactorily before the accident flight. Airbus Helicopters advised that the
operator’s most recent engine performance data had indicated that the engine was “able to
supply more than the minimum guaranteed engine power”. However, the best way for a pilot
to assess the likely capability was to check the power margin before landing.
4.3.30. The topography of the landing site was such that there would have been some ground effect
available only if the helicopter had reached the chosen landing site. Helicopter performance
37 The altitude in the International Standard Atmosphere with the same pressure as the part of the
atmosphere in question.
38 0ºC was used in the following performance calculations.
39 When hovering close to the ground, the ground acts as a cushion and reduces the power required to
maintain position. Moving higher reduces the effect of the cushioning, and the power required increases
until about the equivalent of half of the rotor diameter, when the effect is considered to be nil.
4.3.31. BEA (and Airbus Helicopters) advised that at the calculated centre of gravity, “the pilot would
not have been able to observe that he was outside the flight envelope defined by the flight
manual”. In other words, the position of the centre of gravity was not so extreme that a pilot
would have noticed, and they would have had no difficulty controlling the helicopter. A
forward centre of gravity would assist a pilot to move forward or accelerate the helicopter,
provided there was sufficient terrain clearance to do so.
4.3.32. Before departing on the flight to the top of Mount Alta, the helicopter was over its maximum
allowable weight by 39 kg. It was also forward of its centre of gravity limit by about 3.0 cm.
The pilot said that the performance of the helicopter on lifting from the staging area, landing
at the top of Tony’s Run and uplifting group A from the bottom of Tony’s Run, had been as
expected and he had had no problem controlling the helicopter.40 The landing site at the top
of Tony’s Run was about 140 m lower than the Mount Alta landing site.
4.3.33. The first sign that the helicopter was not performing as the pilot expected was the unexpected
slight sink when approaching the landing site. The pilot said that as he got close to the
landing site he had been focused outside the helicopter, managing the approach path, and
had not paid close attention to the airspeed or power demand. He had noticed that he was
demanding about 90% of the normal operating range before the sink occurred, after which he
had immediately initiated his escape manoeuvre. The guide recalled that the helicopter had
“almost stopped” before it turned away to the left. It was very likely that the helicopter’s
speed had reduced below that for translational41 lift and the power requirement was
increasing with further speed reduction.
4.3.34. It is very unlikely that the helicopter entered into ground effect, because when the pilot turned
the helicopter left it had not reached the landing site and was moving over ground that sloped
steeply away. Therefore it was very likely that the helicopter had been approaching an out-of-
ground-effect hover, and it may not have had sufficient performance to achieve that, even if
the pilot had demanded all available power.
4.3.35. The last recollection the pilot had of the power he was demanding was about 90% of normal
torque, which he observed before he abandoned the approach. It was unclear from the
evidence whether the pilot increased the power demand after that, but the performance
graphs indicated that there may not have been sufficient power anyway. The distance from
the intended landing site to the first point of impact was 20 m vertically and 47 m
horizontally. If the helicopter was already operating beyond its performance capabilities and
descending, any banked turn would have increased the rate of descent. The greater the
angle of bank, the greater the effect. It is unclear whether the helicopter gained sufficient
forward speed to achieve translational lift before striking the slope.
4.3.36. The previous sections have described how the approach was flown when the helicopter was
operating above the limit of its performance capability, which resulted in a sink rate
developing before it reached the landing site. The initial sink rate was very unlikely to have
been high, but occurred close enough and low enough to the terrain for the pilot to make a
deliberate turn in the direction of his planned escape path.
40 Controllability and the estimated performance are checked against the amount of power being used
(weight) and cyclic control (centre of gravity).
41 Translation is the phase of flight when accelerating from a hover to forward flight or back to a hover
4.3.38. The pilot could not recall any of the symptoms of incipient or established vortex ring state as
having occurred at any time during the accident sequence. Possible reasons are that the
AS350 main rotor design has an anti-vibration feature that could have masked the onset of
buffet. If they were present, any symptoms might have been assumed to be associated with
the helicopter accelerating through translation as the helicopter dived away.
4.3.39. The pilot initially assessed the wind at Mount Alta as almost calm or possibly from the south,
so he approached towards the south into the anticipated wind. However, during that
approach he could not be sure of the wind direction, so he turned and made an approach
from the south, heading north. When he and the guide saw the wind indicator, he was
satisfied that any wind was light and from the south, which was consistent with the aviation
forecast for the area. It was unlikely that there was a northerly wind blowing over the landing
area.
4.3.40. As mentioned above, a moderate rate of descent through the air is one of the factors that can
induce vortex ring state. If a helicopter is descending through updraughting air it will need a
lesser rate of descent relative to the ground before it encounters vortex ring state. The sun
was shining on the northern-facing slope area over which the helicopter was approaching to
land. Therefore it was possible that a light anabatic wind was blowing up the side of the
mountain.
4.3.41. Airbus Helicopters stated that the helicopter under the accident conditions would not
generally enter vortex ring state unless the rate of descent was in the order of 900 feet per
minute.43 The pilot said he had commenced the escape manoeuvre immediately after the
aircraft had begun a slight sink and not responded to the small increase in power he had
applied. Therefore it was very unlikely that the helicopter would have encountered vortex ring
state on the approach.
4.3.42. During the escape manoeuvre the pilot turned the helicopter left through about 90º. The
heading change would have altered the relative direction of any wind that was present, but as
the strength of the prevailing wind and any anabatic flow were both likely to have been light,
their effect on the outcome of the manoeuvre was likely minimal.
4.3.43. When the pilot turned the helicopter and flew it down the slope, it was likely that the airspeed
increased as a result, which would generally have caused the helicopter to exit from the
‘envelope’ in which vortex ring state could be encountered.44
4.3.44. When the helicopter was banked during the latter part of the escape manoeuvre, the vertical
component of the rotor thrust would have decreased. The vertical component balances the
weight of the helicopter, so any reduction in that component will cause any rate of descent to
increase. Also, the pilot was actively trying to fly the helicopter down his intended escape
path.
42 Sometimes called ‘settling with power’, the term ‘vortex ring state’ is used in this report to avoid any
confusion with ‘over-pitching’ and ‘power settling’, where a helicopter may have insufficient power to
maintain a hover and subsequently settles onto the surface.
43 A rate of descent of 300 feet per minute is often quoted as the upper limit in order to avoid approaching
vortex ring state (FAA, 2012). The actual rate of descent depends on the specific helicopter type.
44 Airbus confirmed that at the weight estimated for the flight, the vortex ring state envelope was bounded by
an airspeed less than 20 knots and an existing rate of descent of more than 900 feet per minute.
4.3.46. The distance from the intended landing site to the first point of impact was only 20 m
vertically and 47 m horizontally. The pilot estimated that the helicopter had been close to and
about 3 m higher than the landing site when he initiated his escape manoeuvre. The
helicopter was already sinking at that point. It is feasible that his perception of a rapid rate of
descent was explained by any increase in the rate brought about by his manoeuvring the
helicopter, and because he was closing with the ridgeline to the right of his intended escape
path, which was where the helicopter first struck.
4.3.47. Based on the above analysis, it is unlikely that vortex ring state was a significant contributing
factor to the accident. However, the description of the helicopter’s flight path in the seconds
before the collision was deduced from the recollection of the people involved, and could not
be wholly substantiated by physical evidence. It could therefore not be ruled out that the
helicopter was affected to some degree by vortex ring state at some stage as the pilot carried
out his escape manoeuvre.
Summary
4.3.48. The accident highlighted the importance of pilots’ pre-flight planning to ensure that
helicopters will have sufficient performance to conduct intended flights safely. It also
highlighted the importance of pilots checking the performance capabilities of helicopters
while in flight.
4.3.49. The flight manual performance charts showed that at a weight of 2,280 kg the helicopter
could not have achieved an out-of-ground-effect hover at the altitude of the landing site and
in an air temperature of 0ºC.
4.3.50. The evidence showed that it was very likely the helicopter began an uncommanded descent
during the final phase of the landing, because it was approaching an out-of-ground hover with
minimal performance capability to hover at that weight, altitude and temperature. The
descent continued as the pilot executed his escape manoeuvre, likely exacerbated by the
helicopter banking as the pilot turned it away from the landing site. Although vortex ring state
could not be ruled out as having contributed to the helicopter’s rate of descent in the
moments before impact, this was considered unlikely.
4.3.51. Heli-ski operations are a high-risk activity. The risk is too high to be relying on standard
loading plans with assumed standard passenger weights, when relatively small variations
from the standards can put a helicopter outside its published maximum performance
capability. In addition, pilots should not rely on ground effect to make successful landings in
confined or high-risk areas.
4.3.52. The operator has since amended its procedures to require a calculation of the actual weight
and balance for every flight. Flexibility is provided for remote operations, where mobile
devices and declared weights plus 6 kg can be used.
Findings
1. The helicopter struck the face of the mountain heavily in a nose-down attitude
with a high rate of descent.
2. The engine was almost certainly operating normally and delivering a high level
of power when the accident occurred.
3. The helicopter was loaded by an estimated 30 kilograms over the maximum
permitted weight of 2,250 kilograms, with its longitudinal centre of gravity an
estimated up to 3.0 centimetres forward of the maximum permissible limit
when the accident occurred.
5. It is unlikely that vortex ring state was a significant factor contributing to the
accident. However, it could not be ruled out that the helicopter was affected to
some degree by vortex ring state at some stage as the pilot carried out his
escape manoeuvre.
6. The use of standard loading plans for Squirrel helicopters fitted with dual front
seats was inappropriate, in that it was possible for pilots and ground staff to
follow the plans and operate the helicopters outside their permissible limits.
7. The use of standard loading configurations that use standard passenger
weights should not be permitted when aircraft are fully loaded and operating
close to permissible limits.
4.4.1. The operator was one of the largest helicopter operators in New Zealand, with extensive
experience of flying in the mountains around Queenstown and Wanaka and further afield.
The operator’s pilots were experienced in this environment, with nearly all having more than
3,000 hours of flying helicopters. The pilot of the helicopter involved in this accident had
more than 4,000 hours.
4.4.2. The CAA, as part of its audit programme, had routinely audited the operator with no major
concerns identified. A more thorough five-yearly recertification audit had been undertaken in
July 2013, 13 months before the accident. That audit report had made no serious adverse
findings and had been overall complimentary about the operator and management. In
addition, while some adverse findings were made in audits of some of the operator’s bases in
2014, the CAA did not consider it necessary to alter the operator’s audit programme, and the
operator remained in the CAA’s lowest risk assessment band.
4.4.3. The operator’s induction, training and competency programmes were tailored to alpine
operations. For example, new pilots were not allowed to make their first landings at remote
mountain sites. These had to be undertaken by more qualified, senior pilots, who would
assess the landing sites and ensure that wind markers were available. The syllabus for this
qualification included subjects such as in-ground-effect and out-of-ground-effect approaches,
escape routes, performance considerations and vortex ring state “assessment and recovery
technique”. Following the Mount Alta accident, the operator reviewed its management,
supervision and training structure, resulting in a new management position and change of
responsibilities and personnel.
4.4.5. Pilots nominated for heli-skiing were required to undergo specific training and obtain approval
before commencing any heli-skiing flights. The training and assessment syllabus for heli-
skiing included a range of oral briefings and air exercises. Once a pilot was approved for heli-
skiing operations, the operator continued to provide supervision through more senior pilots
and through feedback from experienced guides. Guides were not allocated to one pilot and
could therefore compare their performance as the heli-skiing season progressed.
4.4.6. The operator’s general manager aviation commented that the risk of vortex ring state was
greater when flying in the mountains because of the variable conditions likely to be
encountered, and because the terrain often necessitated a steep or downwind approach. The
operator’s training programme addressed this risk by requiring its pilots to undertake flight
4.4.7. The pilot had been with the operator for nearly four years before he was considered for heli-
skiing. He had been assessed in 2011, but the operator had considered that he required
more dedicated heli-ski training and experience, so he had been held over until the following
year. He had begun his dedicated heli-ski training in June 2012. Some areas for
improvement had been identified, but these had later been signed off as being addressed
before the pilot was allowed to begin heli-skiing operations under supervision. He had then
completed two seasons without incident and was considered competent in this role. Neither
the operator nor the guides spoken to had any safety concerns about his performance as a
heli-ski pilot.
4.4.8. The pilot said he considered his training to have equipped him well for the role of a heli-ski
pilot. Although the operator had been satisfied that the pilot was ready to become a Category
A pilot (unrestricted), it would have been good practice for him to undergo a specific heli-ski
assessment flight for what is acknowledged as a high-risk operation. The results of such a
flight should have been included in his training record.
4.4.9. The Commission investigated an accident involving another of the operator’s helicopters near
Mount Tyndall in October 2013 (10 months prior to this accident). Although the
circumstances of that accident were different, the Commission noted a lack of formal
recording of issues relating to that pilot’s performance.
4.4.10. It is important for operators to keep comprehensive, formal records of all pilot training.
Historical training records provide the basis for ongoing performance monitoring, particularly
given natural attrition as safety and training managers move through the industry.
4.4.11. The operator’s training policies and procedures received a thorough review in the course of
this inquiry and that into the Mount Tyndall accident.45 Notwithstanding the shortcomings in
training record-keeping found in both inquiries, the training each pilot had received was
broadly comparable with that of other New Zealand operators. The Commission heard from a
Canadian expert46 that the training was also broadly comparable with that given by Canadian
heli-ski operators. Nevertheless, this operator experienced three serious landing accidents
within three years.
4.4.12. The CAA had raised no recent adverse findings against the operator’s policies and procedures
for training its pilots prior to these three accidents.
Findings
8. The operator’s policies and procedures for training its pilots were broadly
comparable to those of other New Zealand operators and to those of heli-ski
operators in Canada.
9. The pilot was trained in accordance with the operator’s training standards and
was experienced in heli-ski operations.
4.5.1. New Zealand’s helicopter accident rate is higher than that of other aviation sectors.47 There
has been public criticism of how helicopters are operated in New Zealand, including a culture
of operating outside the manufacturers’ published and placarded ‘never exceed’ limitations.
Should this situation exist, there is a possibility that such a culture has become normalised.
The core safety issue would therefore lie within the wider helicopter sector, with flow-on
effects to individual operators’ safety systems.
4.5.2. The Commission’s inquiries have not fully explored this potential wider issue. However, the
Commission is aware that the CAA is undertaking a review of the helicopter sector risk profile,
and has recommended that the Director of Civil Aviation include the issue of operational
culture in that review.
Finding
10. There are indications that a culture exists among some helicopter pilots in New
Zealand of operating their aircraft beyond the published and placarded limits.
Such a culture adversely affects the safety performance of the helicopter
sector.
Injuries
4.6.1. The injuries sustained by the deceased passenger were consistent with his having been
struck by the broken right skid (see Figure 6), and being ejected from the helicopter and
caught between it and the snow-covered slope as the helicopter came to rest. His injuries
were unsurvivable. Three of the surviving occupants sustained serious injuries, including
fractures, internal injuries and extensive bruising. The remaining three occupants sustained
minor to moderate injuries, predominantly extensive bruising and sprains.
Safety briefing
4.6.2. As discussed in section 3.1, the briefing of passengers involved in heli-skiing was normally
conducted in two separate briefings. The first briefing was a general helicopter safety briefing
given to passengers before commencing flying. The second briefing concerned activities
while skiing, for example avalanches and snow survival, and was normally given just prior to
commencing heli-skiing.
4.6.3. The content of the first briefing, which was detailed in the heli-skiing standard operating
procedure, included (among other things) how to approach and depart the helicopter, no-go
areas and emergency equipment carried on board. The operation of seatbelts was to be
discussed, with a requirement to ensure that the belts were fastened throughout the flight.
There was, however, no mention of how tight the seatbelts were to be and this aspect was not
raised during the briefing of any of the groups on the day of the accident.
Seatbelts
4.6.4. The seats and seatbelts fitted to the helicopter were of the usual type fitted to AS350
helicopters and conformed with internationally agreed technical standards.48 However, the
force experienced in the impact exceeded the design capability of the helicopter, its seats and
likely also the seatbelts.49 Of the seven persons on board, two were retained in their seats
and five were ejected from the helicopter, either during the initial impact or as the helicopter
rolled down the mountain. The following section reviews the accident sequence in terms of
survivability and explains why two people were retained in their seats and five were not.
Figure 6 and Table 1 describe the occupants’ seat positions, seatbelt status and injuries.
48 SAE International Aerospace Standard SAE AS8043 and European Technical Standard Order ETSO-C22g
(and the Federal Aviation Administration equivalent TSO-C22g) and specifically Federal Administration
Regulation FAR 27, amendment 10.
49 The designed maximum loading for the seats was 6 g (longitudinal), 2 g (lateral) and 6 g (vertical). The
E
A F
B
G
C
Figure 6
Seating positions
Table 1
Occupant status
4.6.6. The three front seats (positions A, B and C) were all equipped with four-point harnesses – a
lap belt and two shoulder straps. The outboard lap belt attachment fitting for seat C broke.
Despite the seatbelt remaining buckled, the broken attachment effectively released the
seatbelt and allowed the guide to be thrown out.
4.6.7. The pilot recalled tightening his seatbelt firmly before the flight and the latch remained
buckled during the accident sequence. The forward section of the cabin floor was bent
upwards when the nose of the helicopter struck the slope, probably after being pitched
forward from the initial impact. It was therefore almost impossible for him to have
‘submarined’50 down and forwards out of his lap belt. It is more likely that he was pulled
upward between the two shoulder straps and the broken seat back. The occupant in seat B
was retained in his seat.
4.6.8. The four rear seats (positions D, E, F and G) were each fitted with a three-point harness
comprising a lap belt and single shoulder harness. The person in seat F, directly behind seat
B, was retained in his seat. The person to his right, in seat E, was thrown clear of the rolling
helicopter despite his seatbelt remaining buckled. Both lap belt connections for this
passenger were found to be nearly fully extended. This would have given a very loose fit
around the waist and, like the pilot, he most likely slipped up through his lap belt.
4.6.9. The seatbelts for seats D and G were found to be released and both persons had been
ejected from the helicopter as it rolled down the mountain. Although it was possible that the
buckles were deliberately released, it was more likely that something caught the buckles
while the helicopter was rolling down the slope and released the seatbelts. The lap belts for
seats D and G were found at or near full extension, which would have given a very loose fit
around the waist.
4.6.10. The seatbelt catch mechanism was a common design found in most passenger aircraft
around the world. To release the belt, the lever had to be pulled up nearly 70º. The lap belts
being extended would have made it easier for the passengers to locate and fasten them after
boarding. However, if a belt remains loose around the waist the chances of something
inadvertently catching the semi-guarded release lever increase. Therefore, after buckling up
the straps the two lap belts should be pulled as tight as possible to minimise movement in
the event of an accident. It also reduces the possibility of the buckle being inadvertently
released. Only after landing, and when about to depart the aircraft, should the buckle be
released.
4.6.11. On 20 November 2015 the operator issued a notice to all staff reminding them that seatbelts
were to be fitted “snug across the hips”.
4.6.12. Five of the seven occupants were wearing ski helmets during the flight. However, this
appears to have had little influence on survivability in this case. The two occupants who were
not wearing helmets survived. Among the five who were wearing helmets, most had their chin
straps either loose or undone. While ski-type helmets are not designed for surviving a
helicopter crash, in the event of an accident they could provide an additional level of safety, if
worn properly.
4.6.13. The sudden and violent nature of the accident meant that none of the occupants had time to
adopt a ‘brace position’ prior to the helicopter striking the slope. The two occupants who
50‘Submarined’ is a term used to describe a person being pulled downward by the impact forces, and
potentially through their still-secure seatbelt.
Emergency response
4.6.14. The helicopter was fitted with a 406-megahertz emergency locator transmitter. This activated
as a result of the impact and at 1251 the Rescue Coordination Centre New Zealand received
an initial alert. The injured guide was able to alert the pilot of another of the operator’s
helicopters within minutes of the accident. If this had not been done, the guides of the other
groups would have raised the alarm when the helicopter did not return when expected. A
further back-up was provided by the operator’s normal flight-following through its base in
Queenstown.
4.6.15. There were no issues with the speed at which the relevant authorities learned of the accident
and responded.
Finding
11. It is very likely that several of the passengers’ seatbelts were not securely
adjusted. If seatbelts are loosely fitting, occupants are more likely to be
ejected from an aircraft and the seatbelts are more prone to inadvertent
release during an accident.
5.2. The engine was almost certainly operating normally and delivering a high level of power when
the accident occurred.
5.3. The helicopter was loaded by an estimated 30 kilograms above the maximum permitted
weight of 2,250 kilograms, with its longitudinal centre of gravity an estimated up to 3.0
centimetres forward of the maximum permissible limit when the accident occurred.
5.4. The helicopter’s weight and the altitude at which it was being flown meant that it was
operating at or close to the performance limit for an out-ground-effect hover. It is likely that
the initial sink on the landing approach was a result of the helicopter moving into an out-of-
ground-effect hover as the airspeed reduced.
5.5. It is unlikely that vortex ring state was a significant factor contributing to the accident.
However, it could not be ruled out that the helicopter was affected to some degree by vortex
ring state at some stage as the pilot carried out his escape manoeuvre.
5.6. The use of standard loading plans for Squirrel helicopters fitted with dual front seats was
inappropriate, in that it was possible for pilots and ground staff to follow the plans and operate
the helicopters outside their permissible limits.
5.7. The use of standard loading configurations that use standard passenger weights should not
be permitted when aircraft are fully loaded and operating close to permissible limits.
5.8. The operator’s policies and procedures for training its pilots were broadly comparable to those
of other New Zealand operators and to those of heli-ski operators in Canada.
5.9. The pilot was trained in accordance with the operator’s training standards and was
experienced in heli-ski operations.
5.10. There are indications that a culture exists among some helicopter pilots in New Zealand of
operating their aircraft beyond the published and placarded limits. Such a culture adversely
affects the safety performance of the helicopter sector.
5.11. It is very likely that several of the passengers’ seatbelts were not securely adjusted. If
seatbelts are loosely fitting, occupants are more likely to be ejected from an aircraft and the
seatbelts are more prone to inadvertently release during an accident.
(a) safety actions taken by the regulator or an operator to address safety issues identified
by the Commission during an inquiry that would otherwise result in the Commission
issuing a recommendation
(b) safety actions taken by the regulator or an operator to address other safety issues that
would not normally result in the Commission issuing a recommendation.
6.2. On 20 November 2015 the operator issued a notice to all staff reminding them that “the
seatbelt must fit snug across the hips of passengers during the loading process. Further,
harnesses, where fitted, must be worn”.
6.3. In late 2014 the operator changed its standard pilot weight to 88 kg and amended procedures
to require pilots to weigh passengers on scenic flights, including heli-skiing operations, when
departing from bases equipped with weighing equipment.
6.4. On 27 November 2015 the CAA issued Emergency Airworthiness Directive DCA/AS350/12851
concerning operating limitations for AS350 helicopters fitted with two-place front passenger
seats (see Appendix 5). A similar directive was issued for operators of AS355 helicopters, the
twin-engine version of the AS350. The directive required operators to ensure that the
helicopters were within their weight and balance limits by calculating their longitudinal and
lateral centre-of-gravity positions, and completing weight and balance data forms.
7.1. The Commission may issue, or give notice of, recommendations to any person or organisation
that it considers the most appropriate to address the identified safety issues, depending on
whether these safety issues are applicable to a single operator only or to the wider transport
sector. In this case, recommendations have been issued to the Director of Civil Aviation.
7.2. In the interests of transport safety, it is important that these recommendations are
implemented without delay to help prevent similar accidents or incidents occurring in the
future.
Recommendations
7.3. Five of the seven occupants were ejected from the helicopter as it tumbled and rolled down
the mountain. One was fatally injured and three received serious injuries. The injuries might
have been reduced had the passengers’ seatbelts been fitted tightly around their waists.
Seatbelts can only be effective in preventing or minimising injury if they are fastened and
properly adjusted. Aircraft operators must ensure that passengers and crew fasten their
seatbelts and adjust them to fit tightly across their hips.
On 25 October 2017 the Commission recommended to the Director of Civil Aviation that he
use the key lessons arising from this report to remind aircraft operators and pilots of the
importance of ensuring that aircraft occupants fasten and properly adjust their seatbelts at all
times. (005/17)
7.4. It is inconclusive to what extent vortex ring state contributed to this accident. Nevertheless, it
is a known hazard for helicopters. To avoid the hazard, pilots must:
● remain alert to the conditions conducive to the formation of vortex ring state
● closely monitor the airspeed and rate of descent during the final approach
● initiate recovery action at the first indication that they may be approaching vortex ring
state.
On 25 October 2017 the Commission recommended to the Director of Civil Aviation that he
use the key lessons arising from this report to remind aircraft operators and pilots of
helicopter performance and environmental conditions that can lead to vortex ring state, and of
the need to be alert to the potential for it to occur, even in apparently benign conditions.
(006/17)
7.5. New Zealand’s helicopter accident rate is higher than that of other aviation sectors. There has
been public criticism of how helicopters are operated in New Zealand, including a culture of
operating outside the manufacturers’ published and placarded ‘never exceed’ limitations.
Should this situation exist, there is a possibility that such a culture has become normalised.
The core safety issue would therefore lie within the wider helicopter sector, with flow-on
effects to individual operators’ safety systems.
On 25 October 2017 the Commission recommended that the Director of Civil Aviation include
the safety issue of helicopter operational culture in its current ‘sector risk profile’ review.
(032/17)
The Part 135 sector risk profile (SRP) published in 2015 identified culture as a risk.
Over the next two weeks workshops will confirm the 2015 risks and allocate
treatment owners. The CAA will monitor the implementation of the treatments,
however it must be stressed that it will take some years to convert in the aviation
sector.
8.2. The use of ‘standard’ or ‘assessed’ passenger weights is not a licence to exceed an aircraft’s
permissible weight and balance parameters. Any aircraft being operated outside the
permissible range will have a higher risk of having an accident, particularly when being
operated near the margins of aircraft performance capability.
8.3. It is important for operators to keep comprehensive, formal records of all pilot training.
Historical training records provide the basis for ongoing performance monitoring and
professional development, particularly given natural attrition as safety and training managers
move through the industry.
8.4. Seatbelts are only effective in preventing or minimising injury if they are fastened and properly
adjusted. Aircraft operators must ensure that passengers and crew fasten their seatbelts and
adjust them to fit tightly across their hips.
8.5. Vortex ring state is a known hazard for helicopters. To avoid the hazard, pilots must:
● remain alert to the conditions conducive to the formation of vortex ring state
● closely monitor the airspeed and rate of descent during the final approach
● initiate recovery action at the first indication that they may be approaching vortex ring
state.
CAA, 2007 Civil Aviation Rule Part 135, Air Operations – Helicopters and Small Aeroplanes,
effective 1 March 2007.
CAA, 2012 Civil Aviation Authority Good Aviation Practice booklet – Helicopter Performance,
page 33, October 2012
FAA, 2012 Helicopter Flying Handbook FAA-H-8083-21A. Washington, D.C.: Federal Aviation
Administration,
www.faa.gov/regulations_policies/handbooks_manuals/aviation/helicopter_flying_han
dbook.
H.H. Hurt Jnr, Aerodynamics for Naval Aviators, University of Southern California, January 1965.
United States Army, Field Manual FM3-04.203 Fundamentals of Flight, May 2007.
1.13 Other
Module assemblies: All engine modules were separated from the engine in the course of the engine
assessment. Other than the damage to the exhaust pipe and M03 turbine shroud that was required to
be cut away, all the modules separated without difficulty using the standard or dedicated workshop
tooling.
The modules were further disassembled to access areas of interest.
The power turbine nut was found to be over-torqued providing further indication of an engine torque
spike associated with a main rotor system strike.
2.2 Conclusions:
• It was concluded that the engine was operating and capable of normal operation.
• The misalignment of the witness marks on the M05 drive pinion nut was indicative of an engine
delivering power at the time the helicopter impacted the ridgeline. The movement of the pinion nut
was associated with a torque spike attributed to power train shock loads generated from a main rotor
system strike.
• The internal air path was littered with metallic particles that were also deposited on hot section
rotating
and static components – indicative of an operating engine ingesting abraded material.
Size. The size of the area is large enough to safely land, or if need be, winch or
enable a low hover to load or offload. There should be sufficient distance from the
main and tail rotors to allow for sudden or minor movement of the helicopter or
surrounding vegetation.
Shape. The shape of a landing area may determine the final approach direction.
This may also include objects on the landing area, for example people or freight.
Consideration should also be given to vegetation at the side of the landing area, for
example trees that may bend in the rotor downwash and alter the shape.
Surrounds. Consider the surrounding obstacles, for example wires, aerials and
houses. This may alter the approach and departure directions, and escape route(s).
The surrounds, along with the size, may also dictate the approach profile, for
example coming to a high hover before descending vertically to land.
Slope. The ground is sufficiently level to permit a landing, or will a low hover be
required.
Surface. What is the surface made of? Dust or snow that may blow up and suddenly
restrict visibility. Or small stones and loose items that may be hazardous if blown
about.
Sun. The position of the sun may restrict visibility by being in the face of the pilot. It
may also generate shadows that hide hazards.
Select the landing point. Having considered all the above, along with wind strength
and direction, identify the landing spot. The combination of these factors will
determine the approach direction, type of approach, termination, departure direction
and escape route(s). The pilot will then confirm they have a sufficient power margin
to be able to safely achieve the intended landing. There may also be decision points
along the approach that the pilot will use to decide whether to continue or initiate an
escape.
The pilot’s and passengers’ unclothed weights were obtained through interviews.54 Following the
accident some passengers’ apparel was contaminated with fuel, discarded and not recovered. The
Commission therefore had to estimate these weights based on a range of commonly used skiing and
snowboarding apparel and boots, which were weighed by Commission investigators.
Pilot 80 Clothed
Pilot’s bag 5 Right locker
Guide 82 Clothed
Passengers 427 Bare weight
Passengers’ clothing 44 Includes an allowance for
personal items such as
cameras, cell phones,
snacks and water
Ski basket and gear 86.5 Includes guide’s pack
Lunches 20
Left locker 2
Fuel 216 50%
Helicopter empty 1327
TOTAL WEIGHT 2,289.5
Figure 7 Figure 8
Typical rotor downwash flow Vortex ring state
(Courtesy of Federal Aviation Administration) (Courtesy of Federal Aviation Administration)
The onset of vortex ring state can be sudden, resulting in the helicopter descending at a very high rate.
Any increase in rotor thrust in an attempt to reduce the high rate of descent energises the vortices
further and increases the rate of descent. Rates of descent of more than 3,000 feet per minute are not
unusual. A United States National Transportation Safety Board report into an AS350-B2 accident cited
rates of descent between 4,000 feet and 6,000 feet per minute (National Transportation Safety Board,
2001). This is significantly faster than the 1,500 to 2,000 feet per minute rate of descent experienced
in an autorotation following a total power loss.
The conditions required for the formation of vortex ring state are very limited. The helicopter needs to
be under power to generate the downwash that initiates the tip vortices, and be descending in its own
downwash to energise the vortices and help establish vortex ring state over the full disc. The helicopter
therefore needs to be slow and descending. Flying in updraughting air may reduce the rate of descent
required to induce vortex ring state.
Airspeeds of 10 knots (19 km/hr) or less and a rate of descent of more than 300 feet (90 m) per
minute57 or more may be required to initiate vortex ring state. A steep downwind approach is often
cited as a situation where power, low airspeed and a moderately high rate of descent can combine to
create vortex ring state. The entry to vortex ring state is typically characterised by a vibration, buffet and
‘twitching’ of the fuselage from the turbulent air moving around the fuselage and through the main
rotors. Similar but milder characteristics may be observed when moving through translation, which is
the phase of flight when accelerating from a hover to forward flight or back to a hover.
To exit vortex ring state, the direction of the airflow through and around the rotor disc needs to be
changed. A pilot can increase forward airspeed to move clear of the downwash, or enter autorotation,
55 The ‘rotor disc’ is the area enclosed within the circle described by the rotor blade tips.
56 For further information on vortex ring state, see the references in section 9.
57 It is noted that, for the accident helicopter, Airbus confirmed the rate of descent required to enter vortex
58A third technique, called the ‘Vuichard Recovery’, advocates for helicopters like the AS350 applying
immediate left lateral cyclic while simultaneously increasing collective and applying right pedal.
AO-2015-005 Unplanned interruption to national air traffic control services, 23 June 2015
AO-2016-004 Guimbal Cabri G2, ZK-IIH, In-flight fire, near Rotorua Aerodrome, 15 April 2016
AO-2015-001 Pacific Aerospace Limited 750XL, ZK-SDT, Engine failure, Lake Taupō, 7 January
2015
AO-2013-010 Aérospatiale AS350B2 ‘Squirrel’, ZK-IMJ, collision with parked helicopter, near
Mount Tyndall, Otago, 28 October 2013
Addendum to final Mast bump and in-flight break-up, Robinson R44, ZK-IPY, Lochy River, near
report Queenstown, 19 February 2015
AO-2015-002
Interim Report Collision with terrain, Eurocopter AS350-BA, ZK-HKW, Port Hills, Christchurch, 14
AO-2017-001 February 2017
AO-2013-011 Runway excursion, British Aerospace Jetstream 32, ZK-VAH, Auckland Airport,
2 November 2013
AO-2014-006 Robinson R44 II, ZK-HBQ, mast-bump and in-flight break-up, Kahurangi National
Park, 7 October 2014
Interim Report Collision with terrain, Robinson R44, ZK-HTH, Glenbervie Forest, Northland, 31
AO-2016-007 October 2016
AO-2014-004 Piper PA32-300, ZK-DOJ, Collision with terrain, Near Poolburn Reservoir, Central
Otago, 5 August 2014
AO-2015-002 Mast bump and in-flight break-up, Robinson R44, ZK-IPY, Lochy River, near
Queenstown, 19 February 2015
AO-2013-008 Boeing 737-300, ZK-NGI, Loss of cabin pressure, near Raglan, Waikato,
30 August 2013
AO-2013-003 Robinson R66, ZK-IHU, Mast bump and in-flight break-up, Kaweka Range,
9 March 2013
AO-2014-002 Kawasaki BK117 B-2, ZK-HJC, Double engine power loss, Near Springston,
Canterbury, 5 May 2014
AO-2013-006 Misaligned take-off at night, Airbus A340, CC-CQF, Auckland Airport, 18 May 2013
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