2016 ESC/EAS Guidelines For The Management of Dyslipidaemias
2016 ESC/EAS Guidelines For The Management of Dyslipidaemias
2016 ESC/EAS Guidelines For The Management of Dyslipidaemias
doi:10.1093/eurheartj/ehw272
* Corresponding authors: Alberico L. Catapano, Department of Pharmacological and Biomolecular Sciences, University of Milan, Via Balzaretti 9, 20133 Milan, and Multimedica IRCCS
(MI) Italy. Tel: +39 02 5031 8401, Fax: +39 02 5031 8386, E-mail: alberico.catapano@unimi.it; Ian Graham, Cardiology Department, Hermitage Medical Clinic, Old Lucan Road, Dublin
20, Dublin, Ireland. Tel: +353 1 6459715, Fax: +353 1 6459714, E-mail: ian@grahams.net
ESC Committee for Practice Guidelines (CPG) and National Cardiac Society Reviewers can be found in the Appendix.
ESC entities having participated in the development of this document:
Associations: Acute Cardiovascular Care Association (ACCA), European Association for Cardiovascular Prevention & Rehabilitation (EACPR), European Association of Cardiovas-
cular Imaging (EACVI), European Association of Percutaneous Cardiovascular Interventions (EAPCI), Heart Failure Association (HFA)
Councils: Council on Cardiovascular Nursing and Allied Professions, Council for Cardiology Practice, Council on Cardiovascular Primary Care, Council on Hypertension
Working Groups: Atherosclerosis & Vascular Biology, Cardiovascular Pharmacotherapy, Coronary Pathophysiology & Microcirculation, E-cardiology, Myocardial and Pericardial
Diseases, Peripheral Circulation, Thrombosis.
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use is authorized. No part of the ESC Guidelines may be translated or reproduced in any form without written permission from the ESC. Permission can be obtained upon submission of
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(journals.permissions@oup.com).
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the time of their publication. The ESC is not responsible in the event of any contradiction, discrepancy and/or ambiguity between the ESC Guidelines and any other official recom-
mendations or guidelines issued by the relevant public health authorities, in particular in relation to good use of healthcare or therapeutic strategies. Health professionals are encour-
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therapeutic medical strategies; however, the ESC Guidelines do not override, in any way whatsoever, the individual responsibility of health professionals to make appropriate and
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3000 ESC/EAS Guidelines
François Gueyffier (France), Goran Krstačić (Croatia), Maddalena Lettino (Italy), Christos Lionis (Greece),
Gregory Y. H. Lip (UK), Pedro Marques-Vidal (Switzerland), Davor Milicic (Croatia), Juan Pedro-Botet (Spain),
Massimo F. Piepoli (Italy), Angelos G. Rigopoulos (Germany), Frank Ruschitzka (Switzerland), José Tuñón (Spain),
Arnold von Eckardstein (Switzerland), Michal Vrablik (Czech Republic), Thomas W. Weiss (Austria), Bryan Williams
(UK), Stephan Windecker (Switzerland), and Reuven Zimlichman (Israel)
The disclosure forms of the authors and reviewers are available on the ESC website www.escardio.org/guidelines.
Online publish-ahead-of-print 28 August 2016
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Keywords dyslipidaemias † cholesterol † triglycerides † low-density lipoproteins † high-density lipoproteins †
apolipoprotein B † lipoprotein remnants † total cardiovascular risk † treatment, lifestyle † treatment,
Table of Contents
List of abbreviations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 5.4.5 Smoking . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25
Preamble . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 5.5 Dietary supplements and functional foods for the
1. What is cardiovascular disease prevention? . . . . . . . . . . . . . 6 treatment of dyslipidaemias . . . . . . . . . . . . . . . . . . . . . . 25
1.1 Definition and rationale . . . . . . . . . . . . . . . . . . . . . . 6 5.5.1 Phytosterols . . . . . . . . . . . . . . . . . . . . . . . . . . 26
1.2 Development of the Joint Task Force guidelines . . . . . . 6 5.5.2 Monacolin and red yeast rice . . . . . . . . . . . . . . . . 26
1.3 Cost-effectiveness of prevention . . . . . . . . . . . . . . . . 7 5.5.3 Dietary fibre . . . . . . . . . . . . . . . . . . . . . . . . . . 26
2. Total cardiovascular risk . . . . . . . . . . . . . . . . . . . . . . . . . 8 5.5.4 Soy protein . . . . . . . . . . . . . . . . . . . . . . . . . . . 26
2.1 Total cardiovascular risk estimation . . . . . . . . . . . . . . 8 5.5.5 Policosanol and berberine . . . . . . . . . . . . . . . . . 26
2.1.1 Rationale for assessing total cardiovascular disease 5.5.6 n-3 unsaturated fatty acids . . . . . . . . . . . . . . . . . 26
risk . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 5.6 Other features of a healthy diet contributing to
2.1.2 How to use the risk estimation charts . . . . . . . . . . 12 cardiovascular disease prevention . . . . . . . . . . . . . . . . . . 26
2.2 Risk levels . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 6. Drugs for treatment of hypercholesterolaemia . . . . . . . . . . 27
2.2.1 Risk- based intervention strategies . . . . . . . . . . . . 13 6.1 Statins . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27
3. Evaluation of laboratory lipid and apolipoprotein parameters . 14 6.1.1 Mechanism of action . . . . . . . . . . . . . . . . . . . . . 27
3.1 Fasting or non-fasting? . . . . . . . . . . . . . . . . . . . . . . . 16 6.1.2 Efficacy of cardiovascular disease prevention in clinical
3.2 Intra-individual variation . . . . . . . . . . . . . . . . . . . . . . 16 studies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27
3.3 Lipid and lipoprotein analyses . . . . . . . . . . . . . . . . . . 16 6.1.3 Adverse effects of statins . . . . . . . . . . . . . . . . . . 29
3.3.1 Total cholesterol . . . . . . . . . . . . . . . . . . . . . . . 16 6.1.4 Interactions . . . . . . . . . . . . . . . . . . . . . . . . . . . 30
3.3.2 Low-density lipoprotein cholesterol . . . . . . . . . . . 16 6.2 Bile acid sequestrants . . . . . . . . . . . . . . . . . . . . . . . 30
3.3.3 Non-high-density lipoprotein cholesterol . . . . . . . . 17 6.2.1 Mechanism of action . . . . . . . . . . . . . . . . . . . . . 30
3.3.4 High-density lipoprotein cholesterol . . . . . . . . . . . 18 6.2.2 Efficacy in clinical studies . . . . . . . . . . . . . . . . . . 30
3.3.5 Triglycerides . . . . . . . . . . . . . . . . . . . . . . . . . . 18 6.2.3 Adverse effects and interactions . . . . . . . . . . . . . 30
3.3.6 Apolipoproteins . . . . . . . . . . . . . . . . . . . . . . . . 18 6.3 Cholesterol absorption inhibitors . . . . . . . . . . . . . . . 30
3.3.7 Lipoprotein(a) . . . . . . . . . . . . . . . . . . . . . . . . . 19 6.3.1 Mechanism of action . . . . . . . . . . . . . . . . . . . . . 30
3.3.8 Lipoprotein particle size . . . . . . . . . . . . . . . . . . . 19 6.3.2 Efficacy in clinical studies . . . . . . . . . . . . . . . . . . 31
3.3.9 Genotyping . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 6.3.3 Adverse effects and interactions . . . . . . . . . . . . . 31
4. Treatment targets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20 6.4 PCSK9 inhibitors . . . . . . . . . . . . . . . . . . . . . . . . . . 31
5. Lifestyle modifications to improve the plasma lipid profile . . . 21 6.4.1 Mechanism of action . . . . . . . . . . . . . . . . . . . . . 31
5.1 The influence of lifestyle on total cholesterol and low- 6.4.2 Efficacy in clinical studies . . . . . . . . . . . . . . . . . . 31
density lipoprotein cholesterol levels . . . . . . . . . . . . . . . . 23 6.4.3 Adverse effects and interactions . . . . . . . . . . . . . 31
5.2 The influence of lifestyle on triglyceride levels . . . . . . . 24 6.5 Nicotinic acid . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31
5.3 The influence of lifestyle on high-density lipoprotein 6.6 Drug combinations . . . . . . . . . . . . . . . . . . . . . . . . . 32
cholesterol levels . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 6.6.1 Statins and cholesterol absorption inhibitors . . . . . 32
5.4 Lifestyle recommendations to improve the plasma lipid 6.6.2 Statins and bile acid sequestrants . . . . . . . . . . . . . 32
profile . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 6.6.3 Other combinations . . . . . . . . . . . . . . . . . . . . . 32
5.4.1 Body weight and physical activity . . . . . . . . . . . . . 24 7. Drugs for treatment of hypertriglyceridaemia . . . . . . . . . . . 32
5.4.2 Dietary fat . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25 7.1 Triglycerides and cardiovascular disease risk . . . . . . . . . 32
5.4.3 Dietary carbohydrate and fibre . . . . . . . . . . . . . . 25 7.2 Definition of hypertriglyceridaemia . . . . . . . . . . . . . . 33
5.4.4 Alcohol . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25 7.3 Strategies to control plasma triglycerides . . . . . . . . . . . 33
ESC/EAS Guidelines 3001
REVEAL Randomized Evaluation of the Effects of Anace- Guidelines represent the official position of the ESC on a given topic
trapib Through Lipid modification and are regularly updated.
RR relative risk Members of this Task Force were selected by the ESC, in-
RYR red yeast rice cluding representation from the European Association for Car-
4S Scandinavian Simvastatin Survival Study diovascular Prevention & Rehabilitation (EACPR), and EAS to
SALTIRE Scottish Aortic Stenosis and Lipid Lowering represent professionals involved with the medical care of pa-
Trial, Impact on Regression tients with this pathology. Selected experts in the field undertook
SAGE Studies Assessing Goals in the Elderly a comprehensive review of the published evidence for manage-
SCORE Systemic Coronary Risk Estimation ment (including diagnosis, treatment, prevention and rehabilita-
SEAS Simvastatin and Ezetimibe in Aortic Stenosis tion) of a given condition according to ESC Committee for
SFA saturated fatty acid Practice Guidelines (CPG) policy and approved by the EAS. A
SHARP Study of Heart and Renal Protection critical evaluation of diagnostic and therapeutic procedures was
his/her total CV risk: the higher the risk, the more intense the action
should be.
Increasing Increasing Many risk assessment systems are available and have been com-
population individual prehensively reviewed, including different Framingham models,41
impact effort needed
Systemic Coronary Risk Estimation (SCORE),42 ASSIGN (CV risk
estimation model from the Scottish Intercollegiate Guidelines Net-
Counseling
and education work),43 Q-Risk,44 Prospective Cardiovascular Munster Study
(PROCAM),45 Reynolds,46,47 CUORE,48 the Pooled Cohort equa-
Clinical tions49 and Globorisk.50 Most guidelines use one of these risk esti-
interventions mation systems.50 – 52
One of the advantages of the SCORE system is that it can be re-
Long-lasting protective calibrated for use in different populations by adjustment for secular
Figure 2 SCORE chart: 10-year risk of fatal cardiovascular disease (CVD) in populations at high CVD risk based on the following risk factors:
age, gender, smoking, systolic blood pressure, and total cholesterol. To convert the risk of fatal CVD to risk of total (fatal + nonfatal) hard CVD,
multiply by 3 in men and 4 in women, and slightly less in old people. Note: the SCORE chart is for use in people without overt CVD, diabetes,
chronic kidney disease, familial hypercholesterolaemia or very high levels of individual risk factors because such people are already at high-risk and
need intensive risk factor advice.
variable multipliers to convert fatal to total events. In addition, total Naturally, the risk of total fatal and non-fatal events is higher, and
event charts, in contrast to those based on mortality, cannot easily clinicians frequently ask for this to be quantified. The SCORE data
be recalibrated to suit different populations. indicate that the total CVD event risk is about three times higher
3008 ESC/EAS Guidelines
Figure 3 SCORE chart: 10-year risk of fatal cardiovascular disease (CVD) in populations at low CVD risk based on the following risk factors:
age, gender, smoking, systolic blood pressure, and total cholesterol. To convert the risk of fatal CVD to risk of total (fatal + non-fatal) hard CVD,
multiply by 3 in men and 4 in women, and slightly less in old people. Note: the SCORE chart is for use in people without overt CVD, diabetes,
chronic kidney disease, familial hypercholesterolaemia, or very high levels of individual risk factors because such people are already at high-risk and
need intensive risk factor advice.
than the risk of fatal CVD for men, so that a SCORE risk of 5% trans- Clinicians often ask for thresholds to trigger certain interventions.
lates into a CVD risk of 15% of total (fatal + non-fatal) hard CVD This is problematic since risk is a continuum and there is no thres-
endpoints; the multiplier is 4 in women and lower in older hold at which, for example, a drug is automatically indicated. This is
persons. true for all continuous risk factors such as plasma cholesterol or
ESC/EAS Guidelines 3009
systolic blood pressure. Therefore, the goals that are proposed in burden of risk factors, the higher the lifetime risk. This approach
this document reflect this concept. produces higher risk figures for younger people because of their
A particular problem relates to young people with high levels of longer exposure times. It is therefore more useful as a way of illus-
risk factors; a low absolute risk may conceal a very high relative risk trating risk than as a guide to treatment because therapeutic trials
requiring intensive lifestyle advice. To motivate young people not to have been based on a fixed follow-up period and not on lifetime
delay changing their unhealthy lifestyle, an estimate of their relative risk and such an approach would likely lead to excessive use of drugs
risk, illustrating that lifestyle changes can reduce relative risk sub- in young people.
stantially, may be helpful (Figure 4). Another problem relates to old people. In some age categories
Another approach to this problem in young people is to use CV the majority, especially of men, will have estimated CV death risks
risk age. The risk age of a person with several CV risk factors is the exceeding the 5 – 10% level, based on age (and gender) only,
age of a person with the same level of risk but with ideal levels of even when other CV risk factor levels are relatively low. This could
risk factors. Thus a high-risk 40-year-old may have a risk age ≥60 lead to excessive use of drugs in the elderly and should be evalu-
years. Risk age is an intuitive and easily understood way of illustrat- ated carefully by the clinician. Recent work has shown that
ing the likely reduction in life expectancy that a young person with b-coefficients are not constant with ageing and that SCORE over-
a low absolute but high relative risk of CVD will be exposed to if estimates risk in older people.54 This article includes illustrative
preventive measures are not adopted. Risk age can be estimated charts in subjects older than 65 years of age. While such subjects
visually by looking at the SCORE chart (as illustrated in Figure 5). benefit from smoking cessation and control of hypertension and
In this chart, the risk age is calculated compared with someone hyperlipidaemia, clinical judgement is required to avoid side effects
with ideal risk factor levels, which have been taken as non- from overmedication.
smoking, total cholesterol of 4 mmol/L (155 mg/dL) and systolic SCORE charts are available for both total cholesterol (TC) and
blood pressure of 120 mmHg. Risk age is also automatically calcu- the TC:high-density lipoprotein cholesterol (HDL-C) ratio. How-
lated as part of the latest revision of HeartScore (http://www ever, subsequent work on the SCORE database has shown that
.HeartScore.org). HDL-C can contribute more to risk estimation if entered as a sep-
Risk age has been shown to be independent of the CV endpoint arate variable as opposed to the ratio. For example, HDL-C modi-
used,51,52 which bypasses the dilemma of whether to use a risk es- fies risk at all levels of risk as estimated from the SCORE
timation system based on CVD mortality or on the more attractive cholesterol charts.55 Furthermore, this effect is seen in both gen-
but less reliable endpoint of total CVD events. Risk age can be used ders and in all age groups, including older women. This is particu-
in any population regardless of baseline risk or secular changes in larly important at levels of risk just below the 5% threshold for
mortality, and therefore avoids the need for recalibration. At pre- intensive risk modification; many of these subjects will qualify for
sent, risk age is recommended for helping to communicate about intensive advice if their HDL-C is low. Charts including HDL-C
risk, especially to younger people with a low absolute risk but a are available on the ESC website (http://www.escardio.org/
high relative risk. It is not currently recommended to base treatment guidelines). The additional impact of HDL-C on risk estimation
decisions on risk age. is illustrated in Figures 6 and 7. In these charts, HDL-C is used
Lifetime risk is another approach to illustrating the impact of risk categorically. The electronic version of SCORE, HeartScore
factors that may be useful in younger people.53 The greater the (http://www.heartscore.org), has been modified to take HDL-C
3010 ESC/EAS Guidelines
into account on a continuous basis, which is even better; we rec- (,225/100 000 in men and ,175/100 000 in women) (http://
ommend its use in order to increase the accuracy of the risk evalu- apps.who.int/gho/data/node.main.A865CARDIOVASCULAR?
ation. Overall, HDL-C has a modest but useful effect in refining risk lang=en).
estimation,56 but this may not be universal, as its effect may not be The high-risk charts should be considered in all other countries.
seen in some low-risk populations, particularly with a relatively Of these, some are at very high risk, and the high-risk chart may
high mean HDL-C level.57 underestimate risk in these countries. These are countries with a
CVD mortality rate more than double the cut-off of low-risk coun-
2.1.2 How to use the risk estimation charts tries according to 2012 WHO statistics (http://apps.who.int/
When it comes to European countries and to countries with car- gho/data/node.main.A865CARDIOVASCULAR?lang=en): ≥450/
diology societies that belong to the ESC, the low-risk charts should 100 000 for men or ≥350/100 000 for women (Albania, Algeria,
be considered for use in Austria, Belgium, Cyprus, Czech Republic, Armenia, Azerbaijan, Belarus, Bulgaria, Egypt, Georgia, Kazakhstan,
Denmark, Finland, France, Germany, Greece, Iceland, Ireland, Is- Kyrgyzstan, Latvia, FYR Macedonia, Republic of Moldova, Russian
rael, Italy, Luxembourg, Malta, The Netherlands, Norway, Portu- Federation, Syrian Arab Republic, Tajikistan, Turkmenistan, Ukraine
gal, San Marino, Slovenia, Spain, Sweden, Switzerland and the and Uzbekistan). The remaining high-risk countries are Bosnia and
United Kingdom. While any cut-off point is arbitrary and open Herzegovina, Croatia, Estonia, Hungary, Lithuania, Montenegro,
to debate, in these guidelines the cut-off points for calling a country Morocco, Poland, Romania, Serbia, Slovakia, Tunisia and Turkey.
‘low risk’ are based on age-adjusted 2012 CVD mortality rates Note that several countries have undertaken national recalibrations
ESC/EAS Guidelines 3011
To estimate a person’s 10-year risk of CVD death, find the table for his/ The charts can assist in risk assessment and management but must be
her gender, smoking status, and age. Within the table find the cell nearest interpreted in light of the clinician’s knowledge and experience and of
to the person’s blood pressure and TC. Risk estimates will need to be the patient’s pre-test likelihood of CVD.
adjusted upwards as the person approaches the next age category. Risk will be overestimated in countries with a decreasing CVD mortality,
Risk is initially assessed on the level of TC and systolic blood pressure and underestimated in countries in which mortality is increasing. This is
before treatment, if known. The longer the treatment and the more dealt with by recalibration (www.heartscore.org).
effective it is, the greater the reduction in risk, but in general it will not Risk estimates appear lower in women than in men. However, risk is only
be more than about one-third of the baseline risk. For example, for a deferred in women; the risk of a 60-year-old woman is similar to that of
person on antihypertensive drug treatment in whom the pre-treatment a 50-year-old man. Ultimately more women die from CVD than men.
blood pressure is not known, if the total CV SCORE risk is 6%, then the
pre-treatment total CV risk may have been 9%. Relative risks may be unexpectedly high in young persons, even if absolute
risk levels are low. The relative risk chart (Figure 4 ) and the estimated
Low-risk persons should be offered advice to maintain their low-risk risk age (Figure 5 ) may be helpful in identifying and counselling such
status.While no threshold is universally applicable, the intensity of advice persons.
should increase with increasing risk.
The charts may be used to give some indication of the effects of reducing
risk factors, given that there will be a time lag before the risk reduces
and that the results of randomized controlled trials in general give better
estimates of benefits. In general, those who stop smoking rapidly halve
their cumulative risk.
3012 ESC/EAS Guidelines
Table 5 Intervention strategies as a function of total cardiovascular risk and low-density lipoprotein cholesterol level
Lifestyle intervention,
<1 No lipid intervention No lipid intervention No lipid intervention No lipid intervention consider drug if
uncontrolled
CV ¼ cardiovascular; LDL-C ¼ low-density lipoprotein cholesterol; SCORE ¼ Systematic Coronary Risk Estimation.
a
Class of recommendation.
b
Level of evidence.
c
In patients with myocardial infarction, statin therapy should be considered irrespective of total cholesterol levels
Table 7 Recommendations for lipid analyses in Lp(a) should be recommended in selected cases
at high-risk, for reclassification at borderline
cardiovascular disease risk estimation risk, and in subjects with a family history of
IIa C
premature CVD (see Box 7).
Recommendations Class a Level b TC may be considered but is usually not enough
TC is to be used for the estimation of total CV for the characterization of dyslipidaemia before IIb C
I C initiation of treatment.
risk by means of the SCORE system.
LDL-C is recommended to be used as the
primary lipid analysis for screening, risk Apo ¼ apolipoprotein; CVD ¼ cardiovascular disease; HDL-C ¼ high-density
estimation, diagnosis and management. HDL-C lipoprotein-cholesterol; LDL-C ¼ low-density lipoprotein-cholesterol; Lp ¼
I C lipoprotein; TC ¼ total cholesterol; TG ¼ triglycerides.
is a strong independent risk factor and is a
recommended to be used in the HeartScore Class of recommendation.
b
Level of evidence.
algorithm.
TG adds information on risk and is indicated for
I C
risk estimation.
The direct methods for HDL-C and LDL-C analysis are currently
Non-HDL-C is a strong independent risk factor
and should be considered as a risk marker, I C
widely used and are reliable in patients with normal lipid levels.72
especially in subjects with high TG. However, in hypertriglyceridaemia (HTG) these methods have
ApoB should be considered as an alternative
been found to be unreliable, with variable results and variations be-
risk marker whenever available, especially in IIa C tween the commercially available methods. Therefore, under these
subjects with high TG. conditions, the values obtained with direct methods may be over- or
Lp(a) should be considered in selected cases underestimating the LDL-C and HDL-C levels. The use of
at high-risk, in patients with a family history non-HDL-C may overcome some of these problems, but it is still
IIa C
of premature CVD, and for reclassification in dependent on a correct analysis of HDL-C. An alternative to
subjects with borderline risk.
non-HDL-C may be the analysis of apoB. The analysis of apoB is ac-
The ratio apoB/apoA1 may be considered as an curate, with small variations, and is recommended as an alternative
IIb C
alternative analysis for risk estimation.
when available. Near patient testing is also available using dry chem-
The ratio non-HDL-C/HDL-C may be
istry methods. These methods may give a crude estimate, but should
considered as an alternative but HDL-C used in IIb C
HeartScore gives a better risk estimation. be verified by analysis in an established certified laboratory.
severe dyslipidaemias further, and for follow-up of patients with † The Friedewald formula may be unreliable when blood is ob-
HTG, fasting samples are recommended. tained under non-fasting conditions. Under these conditions,
non-HDL-C may be determined.
3.2 Intra-individual variation Despite its limitations, the calculated LDL-C value is still widely
There is a considerable intra-individual variation in plasma lipids. used. With very low LDL-C or in patients with high TGs, the Frie-
Variations of 5–10% for TC and .20% for TGs have been reported, dewald formula may underestimate LDL-C, even giving negative va-
particularly in those patients with HTG. This is to some extent due lues. Direct methods for the determination of LDL-C are available
to analytical variation, but is also due to environmental factors and are now widely used. In general, comparisons between calcu-
such as diet and physical activity, and a seasonal variation, with lated and direct LDL-C show good agreement.81 Several of the lim-
higher levels of TC and HDL-C during the winter.78 itations of the Friedewald formula may be overcome with the direct
methods. However, the direct methods have been found to be un-
3.3. Lipid and lipoprotein analyses reliable in patients with HTG and should be used with caution in
development of atherosclerosis than the HDL-C level.93 – 95 Most estimation, but not for diagnosis or as treatment targets. The com-
available assays are of high quality, but the method used should be ponents of the ratio have to be considered separately.
evaluated against the available reference methods and controlled in Apolipoprotein CIII. ApoCIII has been identified as a potentially im-
international quality programmes. It should also be considered that portant new risk factor.104 – 106 ApoCIII is a key regulator of TG me-
HTG might interfere with the direct HDL-C assays.72 tabolism, and high apoCIII plasma levels are associated with high
plasma VLDL and plasma TGs. Furthermore, loss of function muta-
3.3.5 Triglycerides tions are associated with low TGs as well as with reduced risk
TGs are determined by accurate enzymatic techniques. A rare error for CVD.106,107 ApoCIII has been identified as a new potential thera-
occurs in patients with hyperglycerolaemia, where falsely very high peutic target that is currently being studied, but whether it has a role
values for TGs are detected. in clinical practice is unknown and its measurements on a routine
High TG levels are often associated with low HDL-C and high le- basis are not encouraged.108
vels of small dense LDL particles. In a number of meta-analyses, TGs
of the risk of CVD.118 However, the causal relation of subclasses to recommendations for lipid analyses as treatment targets in the
atherosclerosis is unclear. Determination of small dense LDL may prevention of CVD.
be regarded as an emerging risk factor and may be used in the future,
but it is not currently recommended for risk estimation.119
4. Treatment targets
In both the 2011 EAS/ESC guidelines for the management of
3.3.9 Genotyping dyslipidaemias125 and the American Heart Association/Ameri-
Several genes have been associated with CVD. Large GWASs have can College of Cardiology (AHA/ACC) guidelines on the treat-
been published for coronary heart disease (CHD), as well as for as- ment of blood cholesterol to reduce atherosclerotic CV risk in
sociated biomarkers and risk factors. At present, the use of genotyp- adults,71 the importance of LDL-C lowering to prevent CVD is
ing for risk estimation is not recommended since known risk loci strongly emphasized. The approaches that are proposed to
account for only a small proportion of risk.120 For the diagnosis of reach that LDL-C reduction are different. The task force
Secondary targets have also been defined by inference for 5. Lifestyle modifications to
non-HDL-C and for apoB; they receive a moderate grading, as they
have not been extensively studied in RCTs. Clinicians who are using improve the plasma lipid profile
apoB in their practice can use targets levels of ,100 mg/dL and The role of nutrition in the prevention of CVD has been extensively
,80 mg/dL for subjects at high or at very high total CV risk, respect- reviewed.132 – 134 There is strong evidence showing that dietary fac-
ively. The specific goal for non-HDL-C should be 0.8 mmol/L (30 mg/ tors may influence atherogenesis directly or through effects on trad-
dL) higher than the corresponding LDL-C goal; adjusting itional risk factors such as plasma lipids, blood pressure or glucose
lipid-lowering therapy in accordance with these secondary targets levels.
may be considered after having achieved an LDL-C goal in patients Results from RCTs relating dietary patterns to CVD have been
at very high CV risk, although the clinical advantages of this approach reviewed.132 Some interventions resulted in significant CVD pre-
with respect to outcomes remain to be addressed. To date, no spe- vention, whereas others did not. In order to get an overall estimate
cific goals for HDL-C or TG levels have been determined in clinical of the impact of dietary modifications on the CV risk, different
limitations suggest that caution is required in interpreting the results significantly reduced the incidence of major CV events by almost
of meta-analyses of RCTs in relation to the impact of a single dietary 30%.137 However, despite the strong support of lifestyle interven-
change on CVD, particularly where they conflict with the existing tion for CVD prevention coming from the PREDIMED and other
global research, including clinical studies on risk factors and epi- intervention studies with CVD endpoints, most evidence linking nu-
demiological observations. In this respect, it is relevant that a trition to CVD is based on observational studies and investigations
meta-analysis of the relationship between improvement of the plas- of the effects of dietary changes on CV risk factors.
ma lipoprotein profile and the rate of CV events has demonstrated The influence of lifestyle changes and functional foods on lipopro-
that non-HDL-C lowering translates into a reduction in risk inde- teins is evaluated and summarized in Table 12; in this table the mag-
pendent of the mechanisms (statins, resins, diet and ileal bypass) nitude of the effects and the levels of evidence refer to the impact of
involved.131 dietary modifications on the specific lipoprotein class and not to
In summary, the available evidence from RCTs addressing the is- CVD endpoints.
sue of how to modify the habitual diet in order to contribute to
Table 13 Dietary recommendations to lower low-density lipoprotein-cholesterol and improve the overall lipoprotein
profile
the n-3 series have no hypocholesterolaemic effect; conversely, are directly transported and metabolized in the liver following
when they are used at high dosages (.3 g/day), the effect on transport in the portal vein.
LDL-C levels is either neutral or a slight increase [particularly Glucose and lipid metabolism are strongly related, and any per-
with docosahexaenoic acid (DHA)] with a concomitant decrease turbation of carbohydrate metabolism induced by a high carbohy-
of TGs.165 drate diet will also lead to an increase in TG concentrations.148,165
A positive relationship exists between dietary cholesterol and The greater and more rapid this perturbation, the more pro-
CAD mortality, which is partly independent of TC levels. Several ex- nounced are the metabolic consequences. Most detrimental ef-
perimental studies in humans have evaluated the effects of dietary fects of a high carbohydrate diet could be minimized if
cholesterol on cholesterol absorption and lipid metabolism and carbohydrate digestion and absorption were slowed down. The
have revealed marked variability among individuals.167,168 Dietary glycaemic index permits identification, among carbohydrate-rich
carbohydrate is ‘neutral’ on LDL-C; therefore, carbohydrate-rich foods, of those with ‘fast’ and ‘slow’ absorption. In particular,
foods represent one of the possible options to replace saturated the detrimental effects of a high carbohydrate diet on TGs occur
for those needing to lose weight or with high plasma TG values, possible decrease in carotenoid and fat-soluble vitamin levels by
MetS or diabetes. Soft drinks should be used with moderation by sterols/stanols can be prevented with a balanced diet rich in these
the general population and should be drastically limited in those nutrients.185 Based on LDL-C lowering and the absence of ad-
individuals with elevated TG values.158,159 verse signals, functional foods with plant sterols/stanols (at least
2 g/day with the main meal) may be considered: (i) in individuals
5.4.4 Alcohol with high cholesterol levels at intermediate or low global CV
Moderate alcohol consumption [up to 20 g/day (2 units) for men risk who do not qualify for pharmacotherapy; (ii) as an adjunct
and 10 g/day (1 unit) for women] is acceptable for those who drink to pharmacologic therapy in high- and very high-risk patients
alcoholic beverages, provided that TG levels are not elevated. who fail to achieve LDL-C goals on statins or are statin intolerant;
and (iii) in adults and children (.6 years) with FH, in line with cur-
5.4.5 Smoking rent guidance.142
Smoking cessation has clear benefits on the overall CV risk, and spe-
cifically on HDL-C, but special attention should be paid in order to
significant heterogeneity, were all performed in China in people of Food choices to lower TC and LDL-C are summarized in
Asian ethnicity. The comparative evaluation of berberine and life- Table 13. Box 9 lists lifestyle measures and healthy food choices
style intervention or placebo indicated that in the berberine group, for managing total CV risk. All individuals should be advised on life-
LDL-C and plasma TG levels were more effectively reduced than in styles associated with a lower CVD risk. High-risk subjects, in par-
the control group. However, due to the lack of high-quality rando- ticular those with dyslipidaemia, should receive specialist dietary
mized clinical trials, the efficacy of berberine for treating dyslipidae- advice, if feasible.
mia needs to be further validated.
5.5.6 n-3 unsaturated fatty acids Box 9 Summary of lifestyle measures and healthy food
Observational evidence supports the recommendation that the choices for managing total cardiovascular risk
intake of fish (at least twice a week) and long chain n-3 fatty acids
Dietary recommendations should always take into account local food
supplements at low dosage may reduce the risk of CV death and
habits; however, interest in healthy food choices from other cultures
prevention Salt intake should be reduced to <5 g/day by avoiding table salt and
limiting salt in cooking, and by choosing fresh or frozen unsalted foods;
The results of the PREDIMED trial are clearly in support of a diet many processed and convenience foods, including bread, are high in salt.
inspired by the traditional Mediterranean diet as an effective ap-
For those who drink alcoholic beverages, moderation should be advised
proach to the lifestyle prevention of CVDs. This type of diet is char- (<10 g/day for women and <20 g/day for men) and patients with
acterized by the regular consumption of extra-virgin olive oil, fruits, hypertriglyceridaemia should abstain.
nuts, vegetables and cereals; a moderate intake of fish and poultry The intake of beverages and foods with added sugars, particularly soft
and a low intake of dairy products, red meat, processed meats drinks, should be limited, especially for persons who are overweight, have
and sweets; wine is consumed in moderation with meals.137 Dietary hypertriglyceridaemia, metabolic syndrome or diabetes.
choices inspired by this model should be recommended for both Physical activity should be encouraged, aiming at regular physical exercise
primary and secondary prevention of CVD. for at least 30 min/day every day.
One of the important features of this type of diet is represented Use of and exposure to tobacco products should be avoided.
by the consumption of large amounts of fruits and vegetables of dif-
ferent types providing a sufficient amount and variety of minerals,
vitamins and antioxidants, particularly polyphenols. New evidence
is accumulating on the possible beneficial effects of these com-
pounds, which are also present in olive oil, red wine, coffee, tea
6. Drugs for treatment of
and cocoa, on subclinical inflammation and endothelial function, as hypercholesterolaemia
well as their beneficial influence on plasma TGs at fasting and par-
ticularly in the postprandial period. 6.1 Statins
As for the consumption of fish, at least two portions per week are 6.1.1 Mechanism of action
recommended to the general population for the prevention of Statins reduce the synthesis of cholesterol in the liver by competi-
CVD, together with the regular consumption of other food sources tively inhibiting HMG-CoA reductase activity. The reduction in
of n-3 PUFAs (nuts, soy and flaxseed oil). For secondary prevention intracellular cholesterol concentration induces an increased expres-
of CVD, the use of n-3 PUFA supplements is no longer recom- sion of LDLR on the surface of the hepatocytes, which results in in-
mended in view of the recent evidence showing no benefit on creased uptake of LDL-C from the blood and a decreased plasma
CVD of this supplementation in people who have already experi- concentration of LDL-C and other apoB-containing lipoproteins,
enced a CV event. Previous RCTs where omega-3 supplementation including TG-rich particles.
was beneficial were not blinded or had low use of standard CV med- The degree of LDL-C reduction is dose dependent and varies
ications (such as statins). between the different statins (supplementary Figure A and supple-
Salt intake should be limited to ,5 g/day, not only by reducing mentary Table A).191 There is also considerable interindividual
the amount of salt used for food seasoning, but especially by redu- variation in LDL-C reduction with the same dose of drug. 61
cing the consumption of foods preserved by the addition of salt; this Poor response to statin treatment in clinical studies is to some
recommendation should be more stringent in people with hyper- extent caused by poor compliance, but may also be explained
tension or MetS.132 – 134 by a genetic background involving variations in genes of both
3026 ESC/EAS Guidelines
70
60
50
LDL %
40
30
20
0
A10 A20 A40 A80 F20 F40 F80 L10 L20 L40 L80 P10 P20 P40 S10 S20 S40 S80 R5 R10 R20 R40 P1 P2 P4
Supplementary Figure A A systematic review and meta-analysis of the therapeutic equivalence of statins. ATOR ¼ atorvastatin; FLUVA ¼
fluvastatin; LOVA ¼ lovastatin; PRAVA ¼ pravastatin; SIMVA ¼ simvastatin; ROSU ¼ rosuvastatin; PITA ¼ pitavastatin.
Supplementary Table A Percentage reduction of low-density lipoprotein cholesterol (LDL-C) requested to achieve
goals as a function of the starting value.
cholesterol metabolism and of statin uptake and metabolism in secondary prevention, in both genders and in all age groups. Statins
the liver.192,193 Furthermore, conditions causing high cholesterol have also been shown to slow the progression or even promote
(e.g. hypothyroidism) should be considered. Indeed, interindivi- regression of coronary atherosclerosis.
dual variations in statin response warrant monitoring of individual Meta-analyses. A large number of meta-analyses have been per-
response on initiation of therapy. formed to analyse the effects of statins in larger populations and in
subgroups.64 – 66,68,129,194 – 200 In the large Cholesterol Treatment
6.1.2 Efficacy of cardiovascular disease prevention in Trialists (CTT) analysis data, .170 000 participants and 26 RCTs
clinical studies with statins were included.64 A 10% proportional reduction in all-
Statins are among the most studied drugs in CVD prevention, and cause mortality and 20% proportional reduction in CAD death
dealing with single studies is beyond the scope of the present guide- per 1.0 mmol/L (40 mg/dL) LDL-C reduction was reported. The
lines. A number of large-scale trials have demonstrated that statins risk of major coronary events was reduced by 23% and the risk
substantially reduce CV morbidity and mortality in both primary and of stroke was reduced by 17% per 1 mmol/L (40 mg/dL) LDL-C
ESC/EAS Guidelines 3027
reduction. The benefits were similar in all subgroups examined. HDL-C by 5 – 10%. For indications for statins in HTG, see section
The benefits were significant within the first year, but were great- 7.4.
er in subsequent years. There was no increased risk for any The suggested effect on Alzheimer’s disease was recently re-
non-CV cause of death, including cancer, in those receiving statins. viewed in a Cochrane analysis reporting no conclusive positive ef-
Other meta-analyses have confirmed these results, coming to es- fect from statins. Furthermore, case reports on neurocognitive
sentially the same conclusions. Most of the meta-analyses include side effects of statins have not been confirmed in analyses of larger
studies in primary as well as secondary prevention. The absolute patient populations or in meta-analyses.210
benefit from statin treatment may be less evident in patients in pri-
mary prevention, who are typically at lower risk. Several 6.1.3 Adverse effects of statins
meta-analyses have specifically studied statins in primary preven- Statins differ in their absorption, bioavailability, plasma protein bind-
tion.66,68,199 The largest of these was published as a Cochrane re- ing, excretion and solubility. Lovastatin and simvastatin are pro-
view in 2013.200 The analysis included 19 studies with different drugs, whereas the other available statins are administered in their
In clinical trials, bile acid sequestrants have contributed greatly to of harm caused by the further LDL-C reduction. In this group of pa-
the demonstration of the efficacy of LDL-C lowering in reducing CV tients already treated with statins to reach goals, the absolute bene-
events in hypercholesterolaemic subjects, with a benefit propor- fit from added ezetimibe was small, although significant. However,
tional to the degree of LDL-C lowering. However, this study was the study supports the proposition that LDL-C lowering by means
performed before many of the modern treatment options were other than statins is beneficial and can be performed without ad-
available.239 – 241 verse effects. The beneficial effect of ezetimibe is also supported
by genetic studies of mutations in NPC1L1. Naturally occurring mu-
6.2.3 Adverse effects and interactions tations that inactivate the protein were found to be associated with
Gastrointestinal adverse effects (most commonly flatulence, consti- reduced plasma LDL-C and reduced risk for CAD.245
pation, dyspepsia and nausea) are often present with these drugs, Taken together with other studies such as the PRECISE-IVUS
even at low doses, which limits their practical use. These adverse ef- study,246 IMPROVE-IT supports the proposal that ezetimibe should
fects can be attenuated by beginning treatment at low doses and in- be used as second-line therapy in association with statins when the
reported on HDL-C or plasma TGs. However, the TG effect must found to reduce atherosclerosis, as evaluated by coronary
be reconfirmed in populations with higher starting plasma TG levels. angiography.253
Given the mechanism of action, these drugs are effective at redu-
cing LDL-C in all patients with the capability of expressing LDLRs in 6.6.3 Other combinations
the liver. Therefore this pharmacological approach is effective in the In high-risk patients such as those with FH, or in cases of statin intoler-
vast majority of patients, including those with heterozygous FH ance, other combinations may be considered. Co-administration of
(HeFH) and, albeit to a lower level, those with homozygous FH ezetimibe and bile acid sequestrants (colesevelam, colestipol or cho-
(HoFH) with residual LDLR expression. Receptor-deficient HoFH lestyramine) resulted in an additional reduction of LDL-C levels with-
responds poorly to the therapy. out any additional adverse effects when compared with the stable bile
People at very high total CV risk, people with HeFH (and some acid sequestrant regimen alone.254 Clinical outcome studies with these
with HoFH) on maximally tolerated doses of first- and second-line combinations have not been performed.
therapy and/or in apheresis and who are statin ‘intolerant’ with per- Functional foods containing phytosterols as well as plant sterol–
reduce both total CVD risk and moderately elevated TG levels. study, one case of rhabdomyolysis was reported in the placebo
More potent statins (atorvastatin, rosuvastatin and pitavastatin) group and three cases in the fenofibrate group.261 The risk of my-
demonstrate a robust lowering of TG levels, especially at high doses opathy has been reported to be 5.5-fold greater with fibrate use as
and in patients with elevated TGs. In subgroup analyses from statin a monotherapy compared with statin use. The risk of myopathy is
trials, the risk reduction is the same in subjects with HTG as in greater in patients with CKD, and it varies with different fibrates
normotriglyceridaemic subjects. and statins used in combination. This is explained by the pharma-
cological interaction between different fibrates and glucuronida-
7.5 Fibrates tion of statins. Gemfibrozil inhibits the metabolism of statins via
7.5.1 Mechanism of action the glucuronidation pathway, which leads to highly increased plas-
Fibrates are agonists of peroxisome proliferator-activated ma concentrations of statins. As fenofibrate does not share the
receptor-a (PPAR-a), acting via transcription factors regulating vari- same pharmacokinetic pathways as gemfibrozil, the risk of myop-
ous steps in lipid and lipoprotein metabolism. By interacting with athy is much less with this combination therapy.273
TG ¼ triglycerides.
well as the dose employed and the baseline lipid phenotype. Fur- torcetrapib was withdrawn following an excess of mortality in the
thermore, the percentage increase in HDL-C following treatment torcetrapib arm of the Investigation of Lipid Level Management to
tends to be greater in subjects with the lowest baseline levels. Understand its Impact in Atherosclerotic Events (ILLUMINATE)
The available options for elevating low HDL-C levels are relative- trial.294 The Assessment of Clinical Effects of Cholesteryl Ester Trans-
ly few. While HDL-C levels may be increased by up to 10% by im- fer Protein Inhibition with Evacetrapib in Patients at a High-Risk for
plementing therapeutic lifestyle changes, including weight reduction, Vascular Outcomes (ACCELERATE) trial of evacetrapib in acute cor-
exercise, smoking cessation and moderate alcohol consumption, onary syndrome subjects on statins was terminated due to futility.
many patients will also require pharmacological intervention if an Retrospectively, it appears that the deleterious effects of torce-
HDL-C increase is sought. However, until now there has been no trapib arose primarily from off-target toxicity related to activation
clear direct evidence that raising HDL-C really results in CVD pre- of the renin–angiotensin –aldosterone system (RAAS). The results
vention. Recent studies aimed at testing this hypothesis have failed of the dalcetrapib trial (Dal-OUTCOMES) shows no effects in ACS
to show any beneficial effect [ILLUMINATE (torcetrapib), Dalcetra- patients. Phase III trials with anacetrapib (REVEAL) are ongoing.
hopefully this approach will facilitate diagnosis of this frequent gen- diagnosed early and properly treated, the risk for CAD may be dra-
etic dyslipidaemia. matically reduced, with some studies even suggesting a normal life
The concept of FCH is also valuable clinically in assessing CV risk. expectancy.
It emphasizes both the importance of considering family history in The frequency of HeFH in the population has earlier been esti-
deciding how rigorously to treat dyslipidaemia and that elevated mated at 1/500; however, recent studies from whole populations
LDL-C levels are riskier when HTG is also present. Statin treatment suggest that the frequency is higher, in some populations as high
decreases CV risk by the same relative amount in people with HTG as 1/137.297 Based on extrapolations from available data, the fre-
as in those without. Because the absolute risk is often greater in quency of HeFH can be estimated to be between 1/200 and
those with HTG, they may therefore benefit greatly from hypocho- 1/250, putting the total number of cases at between 14 and 34 mil-
lesterolaemic therapy. lion worldwide.121,298 Only a minor fraction of these are identified
and properly treated. The risk of CHD among individuals with def-
9.1.2 Familial hypercholesterolaemia
inite or probable HeFH is estimated to be increased at least 10-fold.
9.1.2.1 Heterozygous familial hypercholesterolaemia
,2.6 mmol/L (100 mg/dL) or ,1.8 mmol/L (70 mg/dL) if CVD is 9.1.2.2 Homozygous familial hypercholesterolaemia
present. Homozygous FH (HoFH) is a rare and life-threatening disease.
PCSK9 antibodies have recently been registered for use in FH pa- The clinical picture is characterized by extensive xanthomas, marked
tients. The drugs very efficiently lower LDL-C by up to 60% on top premature and progressive CVD and total cholesterol .13 mmol/L
of the statin. Randomized controlled studies have yet to report clinical (500 mg/dL). Most patients develop CAD and aortic stenosis before
endpoints and therefore the use of these drugs should be limited. the age of 20 years and die before 30 years of age. The frequency of
PCSK9 inhibitors should be considered in patients with FH at very HoFH is estimated to be 1/160 000–1/300 000. The early identifica-
high risk due to the presence of CVD, a family history of CAD at a tion of these children and prompt referral to a specialized clinic is cru-
very young age or an LDL-C level far from goal even on maximal other cial. The patients should be treated with available cholesterol-
therapy. PCSK9 inhibitors should also be considered in HeFH patients lowering drugs and, when available, with lipoprotein apheresis. For
who cannot tolerate statins and in FH patients with high Lp(a). a more detailed discussion of HoFH, including the role of PCSK9
Recommendations for the detection and treatment of patients inhibitors and the microsomal triglyceride transfer protein (MTP) in-
homozygous for apoE2, a paraprotein should be sought. The treat- concentration is 5–10 mmol/L (440–880 mg/dL). Recent data from a
ment of familial dysbetalipoproteinaemia should be undertaken in a prospective cohort study (n ¼ 33 346) reported that the risk of acute
specialist clinic. Most cases respond well to treatment with a statin pancreatitis increased significantly over the quartiles of serum TGs,
or, if dominated by high TGs, a fibrate; often a combination of a sta- highlighting that serum TGs as a risk factor may have been underesti-
tin and a fibrate may be needed. mated.307 Any factor that increases VLDL production can aggravate the
risk of pancreatitis, with alcohol consumption being the most common
9.1.4 Genetic causes of hypertriglyceridaemia
contributing factor. The patient should be admitted to hospital if symp-
The genetic aetiology for HTG seems to be very complex, with effects
tomatic, or careful and close follow-up of the patient’s TG values
of both common and rare genetic variants.67,304 Moderate elevation of
should be undertaken. Restriction of calories and fat content (10–
TG levels (between 2.0–10.0 mmol/L) is caused by the polygenic effect
15% recommended) in the diet and alcohol abstinence are obligatory.
of multiple genes influencing both VLDL production and removal. In
Fibrate therapy (fenofibrate) should be initiated, with n-3 fatty acids
CVD prevention, polygenic moderate TG elevation is to be consid-
(2–4 g/day) as adjunct therapy or nicotinic acid. Lomitapide may also
ered. Monogenic severe HTG causes pancreatitis and lipid deposits.
apo ¼ apolipoprotein; FCH ¼ familial combined hyperlipidaemia; HeFH ¼ heterozygous familial hypercholesterolaemia; HoFH ¼ homozygous familial hypercholesterolaemia;
HDL-C ¼ high-density lipoprotein-cholesterol; IDL ¼ intermediate-density lipoprotein; LCAT ¼ lecithin cholesterol acyltransferase; LDL-C ¼ low-density
lipoproteincholesterol; VLDL ¼ very low-density lipoprotein-cholesterol.
3038 ESC/EAS Guidelines
(recessive transmission) of elevated LDL-C and low HDL-C accom- demonstrated. The meta-analysis of Walsh and Pignone314 reported
panied by hepatomegaly and microvesicular hepatosteatosis. Statin a 26% reduction of CV mortality, a 29% reduction of MI and a 20% re-
treatment does decrease LDL-C, and therefore could prevent CVD duction of total CAD events in a cohort of 8272 females with previous
in these patients, but it cannot stop the progression of liver damage. CVD mainly treated with statins. The CTT meta-analysis also indicates
Enzyme replacement therapy with sebelipase alfa might offer a treat- that the benefit overall is similar in men and women.65 Therefore, sec-
ment solution in the near future.309 ondary prevention of CV events in women should routinely include a
statin-based lipid-lowering regimen, with the same recommendations
9.2 Children and therapeutic goals that are applied to men.
Only children with FH should be considered for lipid-lowering drug
9.3.3 Non-statin lipid-lowering drugs
treatment. In other cases of dyslipidaemia in children, focus should
No definitive evidence of cardioprotective effects was available until
be on diet and treatment of underlying metabolic disorders. HoFH
recently. The IMPROVE-IT study63 included patients at least 50 years
patients should be treated with lipid-lowering drugs as early as pos-
of age who had been hospitalized within the preceding 10 days for an
older adults, with improving prognosis after the first MI.320 To target ,65, 65 –70 and .70 years.333 Similar results were found in sub-
the older population with risk reduction is important since CVD or group analyses of the Long-Term Intervention with Pravastatin in Is-
subclinical atherosclerosis is common and dyslipidaemia is frequent. chemic Disease (LIPID),334 Cholesterol and Recurrent Events
Results from a meta-analysis on blood cholesterol and vascular (CARE)335 and TNT trials.336 From data in the LIPID trial the
mortality indicates that high TC is a significant risk factor for CAD authors calculated that per 1000 persons treated, 45 deaths and
mortality at all ages, but this association is attenuated in older adults; 47 major coronary events would be prevented in the older group
1 mmol/L (38.7 mg/dL) lower TC was associated with about one- over 6 years compared with 22 deaths and 32 major coronary
half [hazard ratio (HR) 0.44] lower CAD mortality in the age group events in younger patients over the same time period.
40 – 49 years compared with an HR of 0.85 in those 80 – 89 years In a CTT meta-analysis, rate ratios for the effects of statins on ma-
old.321,322 However, although a relative risk reduction is seen in jor vascular events were 0.78, 0.78 and 0.84 in age groups ,65, 65 –
the oldest subjects, the increased frequency of CAD means that 75 and .75 years, respectively.64 Results from an MI registry study
the absolute number of cases associated with cholesterol is highest in Sweden demonstrate that statin treatment is associated with low-
[.2.3 mmol/L (204 mg/dL)] and reduced HDL-C (NNT ¼ evidence from outcome studies is limited.354 Patients with T2DM
23).351 The ACCORD trial confirmed this: patients who had both ,40 years of age, with a short duration of therapy, without other
TG levels in the higher third [≥2.3 mmol/L (204 mg/dL)] and an risk factors, without complications and with an LDL-C level
HDL-C level in the lower third [≤0.88 mmol/L (34 mg/dL)], repre- ,2.6 mmol/L (100 mg/ dL) may not need lipid-lowering drugs.
senting 17% of all participants, appeared to benefit from adding fe-
nofibrate to simvastatin.262
A post hoc analysis of patients with low HDL-C [,1 mmol/L 9.5.4 Type 1 diabetes
(40 mg/dL)] and elevated TGs [.1.80 mmol/L (160 mg/dL)] in Type 1 diabetes is associated with high CVD risk, in particular in pa-
the 4S trial demonstrated a relative risk for major coronary events of tients with microalbuminuria and renal disease.355 Conclusive evi-
0.48 with simvastatin. The respective relative risk for overall mortality dence supports the proposition that hyperglycaemia accelerates
was 0.44.352 Consistent with these findings, a meta-analysis of fibrates atherosclerosis. Emerging evidence highlights the frequent coexist-
in the prevention of CVD in 11 590 people with T2DM showed that ence of MetS with type 1 diabetes, resulting in this so-called double
diabetes increasing CVD risk.356
apoB ¼ apolipoprotein B; CKD ¼ chronic kidney disease; CVD ¼ cardiovascular disease; HDL-C ¼ high-density lipoprotein-cholesterol; LDL-C ¼ low-density
lipoproteincholesterol; MetS ¼ metabolic syndrome; TG ¼ triglycerides.
a
Class of recommendation.
b
Level of evidence.
c
Reference(s) supporting recommendations.
9.6 Patients with acute coronary 9.6.1 Specific lipid management issues in acute coronary
syndrome
syndrome and patients undergoing
Data from specific trials358 – 360 and meta-analysis support routine
percutaneous coronary intervention early use of prompt, intensive and prolonged statin therapy. Thus
Patients who have presented recently with ACS are at high risk of we recommend that high-intensity statin therapy be initiated during
experiencing further CV events. In these patients, lipid manage- the first 1–4 days of hospitalization for the index ACS; the dose should
ment should be undertaken in the context of a comprehensive glo- aim at reaching the LDL-C goal of ,1.8 mmol/L (70 mg/dL) or a
bal risk management strategy that includes lifestyle adaptations, 50% reduction of LDL-C as indicated in Table 11 on treatment goals.
management of risk factors and the use of cardioprotective drugs The use of lower-intensity statin therapy should be considered in pa-
in certain subgroups. Ideally, this can be well coordinated through tients at increased risk of adverse effects with high-intensity statins (e.g.
participation in a multidisciplinary cardiac rehabilitation the elderly, hepatic impairment, renal impairment or potential for
programme. interaction with essential concomitant therapy). Ezetimibe further
3042 ESC/EAS Guidelines
reduced LDL-C and offered additional benefit (6.4% relative risk re- with high-dose statin (ranging from .2 weeks to a single dose)
duction in composite clinical endpoint) in association with simvastatin in statin-naı̈ve patients (11 studies) or loading of a high-dose statin
in post-ACS patients.63 Results in studies with PCSK9 inhibitors that in patients receiving chronic statin therapy decreased periproce-
included post-ACS/very high-risk patients were promising115,116 and dural MI and 30-day adverse events in patients undergoing percu-
definitive outcome studies are awaited. taneous coronary intervention (PCI).363 – 365 In all but one study,
Lipids should be re-evaluated 4–6 weeks after ACS to determine PCI was performed in the setting of stable angina, or in a
whether lipid goals have been reached and whether there are any non-emergent fashion in non-ST elevation ACS (NSTE-ACS). In
safety issues; the therapeutic regimen can then be adapted accordingly. one study in the setting of primary PCI that was included in the
Supplementation with highly purified n-3 PUFAs reduced mortality meta-analysis, coronary flow was improved. 366 Thus a strategy
in survivors of MI in one study (Gruppo Italiano per lo Studio della of routine short pretreatment or loading (on the background of
Sopravvivenza nell’Infarto Miocardico (GISSI)], but failed to affect clin- chronic therapy) with high-dose statin before PCI should be con-
ical outcomes in two more recent trials using modern evidence-based sidered in elective PCI or in NSTE-ACS (class IIa, level of evidence
Table 27 Recommendations for lipid-lowering therapy in patients with acute coronary syndrome and patients
undergoing percutaneous coronary intervention
ACS ¼ acute coronary syndrome; LDL-C ¼ low-density lipoprotein-cholesterol; NSTE-ACS ¼ non-ST elevation acute coronary syndrome; PCI ¼ percutaneous coronary
intervention; PCSK9 ¼ proprotein convertase subtilisin/kexin type 9.
a
Class of recommendation.
b
Level of evidence.
c
Reference(s) supporting recommendations.
9.7 Heart failure and valvular diseases 9.7.2 Chronic heart failure
9.7.1 Prevention of incident heart failure in coronary HF patients have lower TC and LDL-C than patients without HF. In
artery disease patients contrast to patients without HF, low TC portends a poor prognosis
The onset of heart failure (HF) increases the risk of mortality and in HF. Routine administration of statins in patients with HF is not ad-
morbidity three to four times compared with patients without HF. vised. In two large RCTs373,374 there was no benefit on hard end-
Pooling of results from RCTs suggested that cholesterol lowering points, such as CV mortality and non-fatal MI and stroke, in spite
with statin treatment reduced incident HF by 9 – 45% in patients of a decrease in hospitalizations373,375 and a marked reduction of
with CAD.368,369 Four key prospective RCTs compared more inten- LDL-C and hs-CRP in patients with mainly systolic heart failure. In
sive vs. less intensive drug regimens. The more intense approach re- any case, there is no evidence for harm in patients on statin treat-
duced the incidence of hospitalization due to HF by an average of ment after the occurrence of HF, and therefore there is no need
27% in patients with acute and stable CAD without previous for discontinuation if patients are already on this medication. n-3
HF.358,370 – 372 However, there is no evidence that statins can pre- PUFAs may have a small benefit. In the GISSI-HF RCT, a significant
vent HF of non-ischaemic origin. effect on primary endpoints (all-cause death and hospitalization for
ESC/EAS Guidelines 3043
HF) was found in HF patients with New York Heart Association 9.8 Autoimmune diseases
(NYHA) classifications II –IV.376 Autoimmune diseases, including rheumatoid arthritis, SLE, psoriasis
and anti-phospholipid syndrome, are characterized by enhanced
9.7.3 Valvular disease atherosclerosis and consequently higher CV morbidity and mortal-
Aortic stenosis increases the risk of CV events and mortality. Sugges- ity rates compared with the general population.383 – 385 The immune
tions for an association between aortic stenosis, LDL-C and Lp(a), as system is believed to be involved in the pathogenesis of atheroscler-
well as between cholesterol and increased risk for calcification of osis. Inflammatory components of the immune response as well as
bioprosthetic valves, were matched with early observational non- autoimmune elements (e.g. autoantibodies, autoantigens and auto-
controlled trials that showed beneficial effects of aggressive lipid low- reactive lymphocytes) are involved in these processes. These dis-
ering in slowing the progression of aortic stenosis. However, this was eases are characterized by inflammatory vasculitis and endothelial
not confirmed in RCTs.243,377,378 The Scottish Aortic Stenosis and dysfunction. Therefore particular attention should be paid to con-
Lipid Lowering Trial, Impact on Regression (SALTIRE; 155 patients, ventional CVD risk factor treatment, including dyslipidaemia, in
of these particles in the circulation. Altogether, most patients with and due to increased blood concentration of the compound. Prefer-
stage 3–5 CKD have mixed dyslipidaemia and the lipid profile is highly ence should be given to regimens and doses that have been shown
atherogenic, with adverse changes in all lipoproteins. to be beneficial in RCTs conducted specifically in such patients.399
Prevention of coronary events has been documented with fluvasta-
9.9.2 Evidence for lipid management in patients with
tin 80 mg, atorvastatin 20 mg, rosuvastatin 10 mg, simvastatin/ezeti-
chronic kidney disease
mibe 20/10 mg, pravastatin 40 mg and simvastatin 40 mg. Lower
In a systematic review of 50 studies including 45 285 participants, the
doses than those used in the trials may be appropriate in Asian
benefits and harms of statins were evaluated in comparison with pla-
countries and in patients on polypharmacy and with co-morbidities.
cebo or no treatment (47 studies) or another statin (3 studies) in
Furthermore, statins that are eliminated mainly by the hepatic route
adults with CKD and no CVD at baseline.393 Statins consistently
may be preferred (fluvastatin, atorvastatin, pitavastatin). Statins me-
lowered the death rate and major coronary events by 20%; statin-
tabolized via CYP3A4 may result in adverse effects due to drug –
related effects on stroke and kidney function were found to be un-
drug interactions, and special caution is required.
certain. These results are in line with those from a meta-analysis of
Immunosuppressive drug regimens also have important adverse careful up-titration and caution regarding potential drug–drug interac-
effects on lipid metabolism. Glucocorticoid therapy causes weight tions. Initiation of therapy with low-dose pravastatin or fluvastatin is
gain and exacerbates insulin resistance, leading to increases in TC, recommended for those on ciclosporin. For patients with dyslipidae-
VLDL and TGs and in the size and density of LDL particles. Calci- mia who are unable to take statins, ezetimibe could be considered as
neurin inhibitors increase the activity of hepatic lipase, decrease an alternative in those with high LDL-C.404 No outcome data are avail-
LPL and bind LDLR, resulting in reduced clearance of atherogenic able for this drug, which should generally be reserved for second-line
lipoproteins. A greater adverse impact on lipid profiles is seen use. Care is required with the use of fibrates, as they can decrease ci-
with ciclosporin than with tacrolimus. Sirolimus, a structural ana- closporin levels and have the potential to cause myopathy. Extreme
logue of tacrolimus, causes dyslipidaemia in almost half of the pa- caution is required if fibrate therapy is planned in combination with
tients receiving it. Patients should receive healthy lifestyle advice a statin. Cholestyramine is not effective as monotherapy in heart
as recommended for patients at increased risk of CVD. transplant patients and has the potential to reduce absorption of im-
Statins have a similar effect on lipids in transplant recipients as in the munosuppressants, minimized by separate administration.
9.11.3 Retinal vascular disease vessel cerebrovascular disease and intracranial haemorrhage (in-
Atherosclerotic changes of retinal arteries correlate with TC, cluding intracerebral and subarachnoid haemorrhage). Dyslipidae-
LDL-C, TG and apoB levels and also with CAD.412 Fenofibrate re- mia may play a variable role in the pathogenesis of stroke
duces the progression of diabetic retinopathy.413,414 according to the particular aetiology. The relationship between dys-
lipidaemia and atherothrombotic events, including ischaemic stroke
9.11.4 Secondary prevention in patients with aortic and TIA, is well recognized, while the association of dyslipidaemia
abdominal aneurysm
with other types of stroke is uncertain. Notwithstanding, concomi-
The presence of an abdominal aortic aneurysm represents a
tant control of other aetiologic factors, such as hypertension, is of
risk-equivalent condition and is associated with age, male gender, per-
paramount importance.
sonal history of atherosclerotic CVD, smoking, hypertension and dys-
lipidaemia,415 while, in contrast, diabetic patients are at decreased risk. 9.12.1 Primary prevention of stroke
There are currently no available clinical trials on the reduction of CV The use of statin therapy in adults at high risk of CVD due to LDL-C or
risk with lipid-lowering therapy in patients affected by this condition. other CV risk factors, including arterial hypertension, as well as in the
9.12.2 Secondary prevention of stroke acid sequestrants is not recommended because they increase TGs
Following stroke or TIA, patients are at risk not only of recurrent and their effects on the absorption of antiretroviral drugs have not
cerebrovascular events, but also of other major CV events, including been studied.
MI. Secondary prevention therapy with statins reduces the risk of re- There are no data on the effects of statins, ezetimibe or fibrates
current stroke (by 12%), MI and vascular death.422,428 Statin pre- on CV events in dyslipidaemic HIV-infected patients.
treatment at TIA onset was associated with reduced recurrent The recommendations for lipid-lowering drugs in HIV patients
early stroke risk in patients with carotid stenosis in a pooled data are shown in Table 34.
analysis, supporting an as-early-as-possible initiation of statins after
stroke.429 However, the aetiology of stroke may influence the re- Table 34 Recommendation for lipid-lowering drugs in
sponse to statins, and those patients with evidence of atherothrom- human immunodeficiency virus patients
bosis underlying their cerebrovascular events appear to benefit
most, while those with haemorrhagic stroke may not benefit.422 Recommendation Class a Level b
ATV/r DRV/r FPV/r IDV/r LPV/r SQV/r EFV ETV NVP RPV MVC EVG/c RAL ABC FTC 3TC TDF ZDV
Fluvastatin ↔ ↔ ↔ ↑ ↔ ↑ ↑ ↑ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔
Lovastatin ↑ ↑ ↑ ↑ ↑ ↑ ↓ ↓ ↓ ↔ ↔ ↑ ↔ ↔ ↔ ↔ ↔ ↔
Statins
Bezafibrate ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔
Fibrates
Clofibrate ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↑⇑ ↔
Fenofibrate ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔
Gemfibrozil ↓ ↓ ↓ ↓ ↓41% ↓ ↔ ↔ ↔ ↔ ↔ ↔ ↑ ↔ ↔ ↔ ↔ ↔
Ezetimibe ↑a ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔ ↔
Colour Legend
No clinically significant interaction expected.
Potential interaction predicted to be of weak intensity (<2 fold ↑AUC or <50% ↓AUC). No a priori dosage adjustment is recommended.
Text Legend
↑ Potential increased exposure of the lipid-lowering drug
↓ Potential decreased exposure of the lipid-lowering drug
↔ No signficant effect
⇑ Potential increased exposure of HIV drug
⇓ Potential decreased exposure of HIV drug
a
Unboosted atazanavir
Numbers refer to increased or decreased AUC of the lipid-lowering drug as observed in drug-drug interaction studies.
Table 36 Summary of recommendations for monitoring lipids and enzymes in patients on lipid-lowering therapy
Testing lipids
How often should lipids be tested?
• Before starting lipid-lowering drug treatment, at least two measurements should be made, with an interval of 1–12 weeks, with the exception of conditions
where concomitant drug treatment is suggested such as ACS and very high-risk patients.
How often should a patient’s lipids be tested after starting lipid-lowering treatment?
• 8 (±4) weeks after starting treatment.
• 8 (±4) weeks after adjustment of treatment until within the target range.
How often should lipids be tested once a patient has reached the target or optimal lipid level?
• Annually (unless there is adherence problems or other specific reasons for more frequent reviews).
Monitoring liver and muscle enzymes
Monitoring:
• Routine monitoring of CK is not necessary.
• Check CK if patient develops myalgia.
Be alert regarding myopathy and CK elevation in patients at risk such as: elderly patients, concomitant interfering therapy, multiple medications, liver or renal
disease or sport athletes.
What if CK becomes elevated in a person taking lipid-lowering drugs?
Re-evaluate indication for statin treatment.
If ≥4 x ULN:
• If CK >10x ULN: stop treatment, check renal function and monitor CK every 2 weeks.
• If CK <10x ULN: if no symptoms, continue lipid-lowering therapy while monitoring CK.
• If CK <10x ULN: if symptoms present, stop statin and monitor normalization of CK, before re-challenge with a lower statin dose.
• Consider the possibility of transient CK elevation for other reasons such as exertion.
• Consider myopathy if CK remains elevated.
• Consider combination therapy or an alternative drug.
If <4 x ULN:
• If no muscle symptoms, continue statin (patient should be alerted to report symptoms; check CK).
• If muscle symptoms, monitor symptoms and CK regularly.
• If symptoms persist, stop statin and re-evaluate symptoms after 6 weeks; re-evaluate indication for statin treatment.
• Consider re-challenge with the same or another statin.
• Consider low-dose statin, alternate day or once/twice weekly dosing regimen or combination therapy.
For details on CK elevation and treatment of muscular symptoms during statin treatment see algorithm in supplementary figure C.
ACS ¼ acute coronary syndrome; ALT ¼ alanine aminotransferase; CK ¼ creatine kinase; ULN ¼ upper limit of normal.
The adoption of effective strategies to help patients to change beha- developed a system of standardized labelling of behavioural strategies,
viours is now made easier with the development of a hierarchical tax- which allows a clear description of complex interventions449 in research
onomy of behaviour change strategies.448 The taxonomy has reports and their subsequent translation into clinical practice initiatives.
ESC/EAS Guidelines 3051
Symptoms improve:
Symptoms persist:
second statin at usual or
statin re-challenge
starting dose
Symptom-free:
Symptoms re-occur
continue statin
Ezetimibe
If still not at goal: consider additional (future) novel therapies: PCSK9 monoclonal antibody therapy, CETP inhibitor
CETP = cholesteryl ester transfer protein; CK = creatine kinase; LDL-C= low-density lipoprotein cholesterol; PCKS9 = propotein onvertase subtilisin/kesin type 9; ULN = upper limit
of the normal range.
aEfficacious statin such as atorvastatin or rosuvastatin.
Web Figure C Algorithm for treatment of muscular symptoms during statin treatment.211.
3052 ESC/EAS Guidelines
Box 11 includes some useful techniques when counselling pa- with the additional controversy generated by Abramson et al.464,465
tients for behavioural change. regarding their analysis of the adverse effects of statins, which was
subsequently corrected, it is not surprising that GPs, in particular,
Box 11 Hints to aid adherence to lifestyle changes have a certain degree of reluctance to proceed with the NICE strat-
egy. If there is a lack of local consensus on the prescription of statins
1. Explore motivation and identify ambivalence. Weigh pros and cons in primary prevention, then GPs may be less inclined to prescribe
for change, assess and build self-efficacy and confidence, avoid circular them, let alone encourage patients to adhere to their statin therapy,
discussion. even in the face of minor adverse effects.
2. Offer support and establish an alliance with the patient and his/her Various empirical models of health behaviour and behaviour
family. change theory have been shown to predict adherence, including
3. Involve the partner, other household members or caregiver who may the Theory of Planned Behaviour466 and the Health Belief Model.467
be influential in the lifestyle of the patient.
Studies that investigated adherence to medications in long-term
Blood pressure
Lisinopril
20 mg
1 pill once a day 20
Cholesterol
Simvastatin
40 mg 40
1 pill at bedtime
Diabetes
Metformin
500 mg 500 500
2 pills twice a day
Nerve pain
Gabapentin
300 mg
1 pill 300 300 300
every 8 hours
Heart
Aspirin EC
81 mg
1 pill once a day
information, elicit from the patient how they can use this new RCT482 compared an FDC containing aspirin, statin and two blood
knowledge to their benefit). pressure–lowering agents with usual care in both primary and sec-
(c) Acknowledge and reflect your patient’s resistance. ondary prevention in 2004 randomized patients in India and Europe.
(d) Support your patient’s autonomy to make their own decisions At 15 months, statistically significant differences between intervention
about their health and treatment. and usual care were seen in self-reported adherence and changes in
(e) Explore your patient’s ambivalence to adhere to their systolic blood pressure and LDL-C. The Fixed-Dose Combination
treatment. Drug for Secondary Cardiovascular Prevention (FOCUS) study483
(f) Develop a plan of action together and share decision-making. had a cross-sectional first phase, which identified factors contributing
9. Build self-efficacy and confidence, drawing on social learning to non-adherence after MI in 2118 patients from five countries in
theory.478 South America and Europe. In the second phase, 695 patients from
the first phase were randomized to receive either a polypill containing
Being able to identify patients with low health literacy is import- aspirin, statin and ramipril in varying doses or were given the three
In patients with type 2 diabetes and CVD or CKD, and in those without CVD who are >40 years of age with one or more other
CVD risk factors or markers of target organ damage, the recommended goal for LDL-C is <1.8 mmol/L (< 70 mg/dL) and I B
the secondary goal for non-HDL-C is <2.6 mmol/L (< 100 mg/dL) and for apoB is <80 mg/dL.
In all patients with type 2 diabetes and no additional risk factors and/or evidence of target organ damage, LDL-C <2.6 mmol/L
I B
(<100 mg/dL) is the primary goal. Non-HDL-C <3.4 mmol/L (<130 mg/dL) and apoB <100 mg/dL are the secondary goals.
Recommendation for lipid-lowering therapy in patients with acute coronary syndrome and patients undergoing percutaneous
coronary intervention
It is recommended to initiate or continue high dose statins early after admission in all ACS patients without contra-indication or
I A
history of intolerance, regardless of initial LDL-C values.
continued
3056 ESC/EAS Guidelines
a
Class of recommendation.
b
Level of evidence.
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