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UBC 97 seismic code - Lecture notes 1

Konstruksione Beton Arme 2 (Universiteti Politeknik i Tiranës)

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Earthquake Resistant Design

According To 1997 UBC
Major Changes from UBC 1994

(1) Soil Profile Types:

The four Site Coefficients S1 to S4 of the UBC 1994, which are
independent of the level of ground shaking, were expanded to six
soil profile types, which are dependent on the seismic zone factors,
in the 1997 UBC (SA to SF) based on previous earthquake records.
The new soil profile types were based on soil characteristics for the
top 30 m of the soil. The shear wave velocity, standard penetration
test and undrained shear strength are used to identify the soil profile
types.
(2) Structural Framing Systems:
In addition to the four basic framing systems (bearing wall, building
frame, moment-resisting frame, and dual), two new structural system
classifications were introduced: cantilevered column systems and
shear wall-frame interaction systems.
(3) Load Combinations:
The 1997 UBC seismic design provisions are based on strength-level
design rather than service-level design.
(4) Earthquake Loads:
In the 1997 UBC, the earthquake load (E) is a function of both the
horizontal and vertical components of the ground motion.

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(5) Design Base Shear:

The design base shear in the 1997 UBC varies in inverse proportion
to the period T, rather than T2/3 prescribed previously. Also, the
minimum design base shear limitation for Seismic Zone 4 was
introduced as a result of the ground motion that was observed at sites
near the fault rupture in 1994 Northridge earthquake.
(6) Simplified Design Base Shear:
In the 1997 UBC, a simplified method for determining the design
base shear (V) was introduced for buildings not more than three
stories in height (excluding basements).
(7) Displacement and Drift:
In the 1997 UBC, displacements are determined for the strength-
level earthquake forces.
(8) Lateral Forces on Elements of Structures:
New equations for determining the seismic forces (Fp) for elements
of structures, nonstructural components and equipment are given.

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The Static Lateral Force Procedure

Applicability:

The static lateral force procedure may be used for the following
structures:
A. All structures, regular or irregular (Table A-1), in Seismic Zone
no. 1 (Table A-2) and in Occupancy Categories 4 and 5 (Table A-
3) in Seismic Zone 2.
B. Regular structures under 73 m in height with lateral force
resistance provided by systems given in Table (A-4) except for
structures located in soil profile type SF, that have a period greater
than 0.70 sec. (see Table A-5 for soil profiles).
C. Irregular structures not more than five stories or 20 m in height.
D. Structures having a flexible upper portion supported on a rigid
lower portion where both portions of the structure considered
separately can be classified as being regular, the average story
stiffness of the lower portion is at least ten times the average
stiffness of the upper portion and the period of the entire structure
is not greater than 1.10 times the period of the upper portion
considered as a separate structure fixed at the base.
Regular Structures:
Regular structures are structures having no significant physical
discontinuities in plan or vertical configuration or in their lateral
force resisting systems.

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Irregular Structures:
Irregular structures are structures having significant physical
discontinuities in configuration or in their lateral force resisting
systems (See Table A-1.a and A-1.b for detailed description of such
structures).
Design Base Shear:
The total design base shear in a given direction is to be determined
from the following formula.

Cv I W
V= (A-1)
RT
The total design base shear need not exceed the following:

2.5 C a I W
V= (A-2)
R

The total design base shear shall not be less than the following:
V = 0.11 Ca I W (A-3)
In addition, for Seismic Zone 4, the total base shear shall not be less
than the following:

0.8 Z N v I W
V= (A-4)
R
The minimum design base shear limitation for Seismic Zone 4 was
introduced as a result of the ground motion effects observed at sites
near fault rupture in 1994 Northridge earthquake.
Where

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V = total design lateral force or shear at the base.

W = total seismic dead load
- In storage and warehouse occupancies, a minimum of 25 % of
floor live load is to be considered.
- Total weight of permanent equipment is to be included.
- Where a partition load is used in floor design, a load of not less
than 50 kg/m2 is to be included.
I = Building importance factor given in Table (A-3).
Z = Seismic Zone factor, shown in Table (A-2).
R = response modification factor for lateral force resisting system,
shown in Table (A-4).
Ca = acceleration-dependent seismic coefficient, shown in Table
(A-6).
Cv = velocity-dependent seismic coefficient, shown in Table (A-7).
N a = near source factor used in determination of Ca in Seismic
Zone 4, shown in Table (A-8).
Nv = near source factor used in determination of Cv in Seismic
Zone 4, shown in Table (A-9).
T = elastic fundamental period of vibration, in seconds, of the
structure in the direction under consideration evaluated from
the following equations:
For reinforced concrete moment-resisting frames,
T = 0.073 (hn )3 / 4 (A-5)

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For other buildings,

T = 0.0488 (hn )3 / 4 (A-6)
Alternatively, for shear walls,
(hn )3 / 4
T = 0.0743 (A-7)
Ac
Where
hn = total height of building in meters
Ac = combined effective area, in m2, of the shear walls in the first
story of the structure, given by
  De  
2
Ac = ∑ Ai 0.2 +    De / hn ≤ 0.9 (A-8)
  hn  
Where
De is the length, in meters, of each shear wall in the first story in the
direction parallel to the applied forces.
Ai = cross-sectional area of individual shear walls in the direction
of loads in m2
Load Combinations:
Based on section 1612 of UBC, structures are to resist the most
critical effects from the following combinations of factored loads:
1.4 D + 1.7 L (A-9)
0.75 (1.4 D + 1.7 L + 1.7 W ) (A-10)
0.9 D + 1.3 W (A-11)
1.32 D + 1.1 f1 L + 1.1 E (A-12)
0.99 D + 1.1 E (A-13)

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Where
f1 = 1.0 for floors in public assembly, live loads in excess of 500
kg/m2 and for garage live loads
f1 = 0.5 for other live loads

Earthquake Loads:
Based on UBC 1630.1.1, horizontal earthquake loads to be used in
the above-stated load combinations are determined as follows:
E = ρ E h + Ev (A-14)
Em = Ω o Eh (A-15)
Where:
E = earthquake load resulting from the combination of the horizontal
component E h , and the vertical component, E v
Eh = the earthquake load due to the base shear, V
Em = the estimated maximum earthquake force that can be developed
in the structure
Ev = the load effects resulting from the vertical component of the
earthquake ground motion and is equal to the addition of
0.50 C a I D to the dead load effects D

Ω o = seismic force amplification factor as given in Table (A-4), and

accounts for structural over-strength
ρ = redundancy factor, to increase the effects of earthquake loads
on structures with few lateral force resisting elements, given by

6.10
ρ = 2− (A-16)
rmax Ag

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Ag = the minimum cross-sectional area in any horizontal plane in

the first story of a shear wall in m2
rmax = the maximum element-story shear ratio
For a given direction of loading, the element story shear ratio is the
ratio of design story shear in the most heavily loaded single element
divided by the total design story shear. rmax is defined as the largest
of the element story shear ratio, ri , which occurs in any of the story
levels at or below two-thirds height level of the building.
• For moment-resisting frames, ri is taken as the maximum of
the sum of the shears in any two adjacent columns in a
moment-resisting frame bay divided by the story shear
• For shear walls, ri is taken as the maximum of the product of
the wall shear multiplied by 3.05 / l w and divided by the total
story shear, where l w is the length of the wall in meters.
• For dual ρ ≤ 80 % of the values calculated above.
• When calculating drift, or when the structure is located in
Seismic Zones 0, 1, or 2, ρ shall be taken as 1.0.
• ρ can't be smaller than 1.0 and can't be grater than 1.5.
Vertical Distribution of Force:
The base shear evaluated from Eqn. (A-17) is distributed over the
height of the building according to the following Eqn.

Fx =
(V − F )w
t x hx
(A-17)
n
∑ wi hi
i =1

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Fig. (A-1) Vertical Distribution of Force

Where
Ft = 0 for T ≤ 0.7 sec.
Ft = 0.07 T V ≤ 0.25V for T > 0.7 sec.
The shear force at each story is given by Eqn. (A-18)
n
V x = Ft + ∑ Fi (A-18)
i=x
Where
n = number of stories above the base of the building
Ft = the portion of the base shear, concentrated at the top of the
structure to account for higher mode effects
Fi , Fn , Fx = lateral forces applied at levels i , n , or x , respectively
hi , hn , hx = height above the base to levels i , n , or x , respectively
V x = design shear in story x

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Horizontal Distribution of Force:

The design story shear in any direction V x , is distributed to the
various elements of the lateral force-resisting system in proportion to
their rigidities, considering the rigidity of the diaphragm.
Horizontal Torsional Moment:
To account for the uncertainties in locations of loads, the mass at
each level is assumed to be displaced from the calculated center of
mass in each direction a distance equal to 5 % of the building
dimension at that level perpendicular to the direction of the force
under consideration. The torsional design moment at a given story is
given by moment resulting from eccentricities between applied
design lateral forces applied through each story’s center of mass at
levels above the story and the center of stiffness of the vertical
elements of the story, in addition to the accidental torsion.
Overturning Moments:
Buildings must be designed to resist the overturning effects caused
by the earthquake forces.
The overturning moment M x at level x is given by Eqn. (A-19).
n
M x = Ft (hn − hx ) + ∑ Fi (hi − hx ) (A-19)
i = x +1

Overturning moments are distributed to the various elements of the

vertical lateral force-resisting system in proportion to their rigidities.

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Displacement and Drift:

The calculated story drifts are computed using the maximum
inelastic response displacement drift ( ∆ m ), which is an estimate of
the displacement that occurs when the structure is subjected to the
design basis ground motion.
According to UBC 1630.9.2,
∆ m = 0.7 R ∆ s (A-20)
Where:
∆ s = design level response displacement, which is the total drift or
total story drift that occurs when the structure is subjected to the
design seismic forces.
• Calculated story drift ∆ m shall not exceed 0.025 times the story
height for structures having a fundamental period of less than
0.70 seconds.
• Calculated story drift ∆ m shall not exceed 0.020 times the story
height for structures having a fundamental period equal to or
greater than 0.70 seconds.
P−∆ Effects:
P − ∆ effects are neglected when the ratio given by Eqn. (A-21) is
≤ 0.1.
M sec ondary Px ∆
= (A-21)
M primary V x hs x

Px = total unfactored gravity load at and above level x

∆ = seismic story drift by design seismic forces ( ∆ s )
Vx = seismic shear between levels x and x − 1

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hs x = story height below level x

• In seismic zones no. 3 and 4, P − ∆ need not be considered

when the story drift ( ∆ s ) ≤ 0.02 hs x / R times the story height.

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Simplified Design Base Shear:

Applicability:
• Buildings of any occupancy and buildings not more than three
stories in height, excluding basements, in standard occupancy
structures.
• Other buildings not more than two stories in height, excluding
basements.
Base Shear:
The total design base shear in a given direction is determined from
the following formula:
3.0 C a W
V= (A-22)
R
• When the soil properties are not known in sufficient detail to
determine the soil profile type, type S D is used in Seismic
Zones 3 and 4.
• When the soil properties are not known in sufficient detail to
determine the soil profile type, type S E is used in Seismic
Zones 1, 2A and 2B.
Vertical Distribution of Force:
The forces at each level are calculated from the following formula:
3.0 C a wi
Fx = (A-23)
R

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Table (A -1.a) V ertical Structural Irregularities

Irregularity Type and Definition

1- Stiffness Irregularity- - -Soft Story
A soft story is one in which the lateral stiffness in less than 70 percent
of than in the story above or less than 80 percent of the average stiffness
of the three stories above.
2- M ass Irregularity
Mass irregularity is considered to exist where the effective mass of any
story is more than 150 percent of the effective mass of an adjacent story.
A roof that is lighter than the floor below need not be considered.
3- Vertical Geometric Irregularity
Vertical geometric irregularity shall be considered to exist where the
horizontal dimension of the lateral force-resisting system in any story is
more than 130 percent of that in an adjacent story. One-story
penthouses need not be considered.
4- In-Plane Discontinuity in V ertical Lateral Force-resisting Element
An in-plane offset of the lateral load-resisting elements greater than the
length of these elements.
5- Discontinuity in Capacity-W eak Story
A weak story is one in which the story strength is less than 80 percent
of that in the story above. The story strength is the total strength of all
seismic-resisting elements sharing the story shear for the direction
under consideration.

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Table (A-1.b) Plan Structural Irregularities

Irregularity Type and Definition
1- Torsional Irregularity
Torsional irregularity is to be considered to exist when the maximum
story drift, computed including accidental torsion, at one end of the
structure transverse to an axis is more than 1.2 times the average of the
story drifts of the two ends of the structure.
2- Re-entrant Corners
Plan configurations of a structure and its lateral force-resisting system
contain re-entrant corners, where both projections of the structure
beyond a re-entrant corner are greater than 15 % of the plan dimension
of the structure in the given direction.
3- Diaphragm Discontinuity
Diaphragms with abrupt discontinuities or variations in stiffness,
including those having cutout or open areas greater than 50 % of the
gross enclosed area of the diaphragm, or changes in effective
diaphragm stiffness of more than 50 % from one story to the next.
4- Out-of-plane Offsets
Discontinuities in a lateral force path, such as out-of-plane offsets of the
vertical elements.
5- Nonparallel Systems
The vertical lateral load-resisting elements are not parallel to or
symmetric about the major orthogonal axes of the lateral force-resisting
system.

Table (A -2) Seismic Zone Factor Z

Zone 1 2A 2B 3 4
Z 0.075 0.15 0.20 0.30 0.40
Note: The zone shall be determined from the seismic zone map.

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Table (A -3) Occupancy Importance Factors

Occupancy Category Seismic Importance Factor, I

1-Essential facilities
1.25
2-Hazardous facilities
1.25
3-Special occupancy
structures 1.00
4-Standard occupancy
structures 1.00
5-Miscellaneous structures
1.00

Table (A -4) Structural Systems

Basic Structural Lateral- force resisting system R Ωo Height limit

System description Zones 3 &4.
(meters)
Bearing Wall Concrete shear walls 4.5 2.8 48
Building Frame Concrete shear walls 5.5 2.8 73
Moment- SMRF 8.5 2.8 N.L
Resisting Frame IMRF 5.5 2.8 ----
OMRF 3.5 2.8 ----
Dual Shear wall + SMRF 8.5 2.8 N.L
Shear wall + IMRF 6.5 2.8 48

Cantilevered Cantilevered column elements 2.2 2.0 10

Column Building
Shear-wall Frame 5.5 2.8 48
Interaction

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Table (A -5) Spoil Profile Types

Soil Soil Profile A verage Soil Properties For Top 30 m Of Soil

Profile Name/Generic Profile
Type Description Shear W ave Standard Undrained
V elocity, v s Penetration Shear
m/s Test, N Strength, S u
(blows/foot) kPa
SA Hard Rock > 1,500 --- ---
SB Rock 760 to 1,500
SC Very Dense Soil and 360 to 760 > 50 > 100
Soft Rock
SD Stiff Soil Profile 180 to 360 15 to 50 50 to 100
SE Soft Soil Profile < 180 < 15 < 50
SF Soil Requiring Site-specific Evaluation

Table (A -6) Seismic Coefficient C a

Soil Profile Type Seismic Zone Factor, Z

Z =0.075 Z = 0.15 Z = 0.2 Z = 0.3 Z = 0.4
SA 0.06 0.12 0.16 0.24 0.32 Na
SB 0.08 0.15 0.20 0.30 0.40 Na
SC 0.09 0.18 0.24 0.33 0.40 Na
SD 0.12 0.22 0.28 0.36 0.44 Na
SE 0.19 0.30 0.34 0.36 0.36 Na
SF See Footnote
Footnote: Site-specific geotechnical investigation and dynamic response analysis shall be
performed to determine seismic coefficients for soil Profile Type S F .

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Table (A -7) Seismic Coefficient C v

Soil Profile Type Seismic Zone Factor, Z
Z =0.075 Z = 0.15 Z = 0.2 Z = 0.3 Z = 0.4
SA 0.06 0.12 0.16 0.24 0.32 Na
SB 0.08 0.15 0.20 0.30 0.40 Na
SC 0.13 0.25 0.33 0.45 0.56 Na
SD 0.18 0.32 0.40 0.54 0.64 Na
SE 0.26 0.50 0.64 0.84 0.96 Na
SF See Footnote
Footnote: Site-specific geotechnical investigation and dynamic response analysis shall be
performed to determine seismic coefficients for soil Profile Type S F .

Table (A-8) Near-Source Factor Na

Seismic Source Type Closest Distance to Known Seismic Source
≤ 2 km 5 km ≥ 10 km
A 1.5 1.2 1.0
B 1.3 1.0 1.0
C 1.0 1.0 1.0

Table (A -9) Near-Source Factor Nv

Seismic Source Type Closest Distance to Known Seismic Source
≤ 2 km 5 km 10 km ≥ 15 km
A 2.0 1.6 1.2 1.0
B 1.6 1.2 1.0 1.0
C 1.0 1.0 1.0 1.0

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Example (A-1):
Using UBC 97, evaluate the seismic base shear acting on a regular
twelve-story building frame system with reinforced concrete shear
walls in the principal directions, as the main lateral force-resisting
system. The building which is located in Gaza City is 31.2 m by 19
m in plan and 32.8 m in height (Standard Occupancy). It is
constructed on a sandy soil profile with SPT values ranging from 20
to 50 blows/foot.
Solution:
From Table A-2 and for Zone 1, Z = 0.075
From Table A-3 and for Standard Occupancy, I = 1.0
From Table A-5, Soil Profile Type is S D
From Table A-4, R = 5.5
From Table A-6, C a = 0.12
From Table A-7, C v = 0.18
From Eqn. (A-6),
T = 0.0488 (38.28)3 / 4
= 0.75 sec .
From Eq. (A-1), the total base shear is
Cv I W 0.18 W
V= = = 0.0436 W
RT 5.5 (0.75)
From Eq. (A-2), the total base is not to exceed

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2.5 C a I W 2.5 (0.12)W

V= = = 0.0545 W O.K
R 5.5
From Eq. (A-3), the total design base is not to be less than
V = 0.11 C a I W = 0.11 (0.12) W = 0.0132 W O.K

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