2004 SP NABCReno ACBL
2004 SP NABCReno ACBL
2004 SP NABCReno ACBL
presented by
www.acbl.org
CONTENTS
Foreword .............................................................................................................. ii
Index .................................................................................................................. 87
AC Appeals Committee
AI Authorized Information
AWMW Appeal without Merit Warning
BIT Break in Tempo
LA Logical Alternative
MI Misinformation
NOS Nonoffending Side
PP Procedural Penalty
UI Unauthorized Information
i
FOREWORD
This casebook marks some changes. Richard Colker, who served as editor for
the past several years, no longer assembles these cases. Under his guidance,
the casebook became what it is today – a useful tool to help improve Appeals
Committees, particularly at NABCs. Richard was more than an editor, serving
also as a commentator. The ACBL recognizes and appreciates Richard’s work
over the years.
The casebooks are now being compiled, edited and printed by ACBL
headquarters in Memphis. The editor no longer takes an active role in the
commentary, leaving comments to an expert panel. Some transitional comments
have been inserted to help with the flow. The ACBL will also continue to make
these casebooks available on its web site in order to reach a wider audience.
There were 36 cases heard in Reno. Twenty-four of them were NABC cases,
which means they were from unrestricted NABC+ events and heard by an
Appeals Committee. In most cases the appeal passed through a screener, usually
a senior tournament director. The names of the players are included in all of
these cases.
Twelve cases were from regional events; they included the regional
championship events, some side events and any NABC event that carried
masterpoint restrictions. These were reviewed by a panel of directors (usually
three of them). In this category, the names of the players are included only when
the event had no upper masterpoint limit
We thank everyone who contributed. This starts with committee members,
chairpersons, scribes and screeners and later on the expert panelists who
commented on the various cases. Without the time and efforts of these people
the casebook would not have happened.
You may also wish to visit our web site to view this case book or previous
ones.
1. Go to our home page at http://www.acbl.org
2. Across the top put your cursor on “Play”, then click on tournaments
3. From the next page, across a green banner at the top, find and click on
“Charts, Rules and Regulations”
4. Under “Tournament specific regulations” find and click on NABC
casebooks
ii
THE EXPERT PANEL
Barry Rigal, 46, was born in London, England. He currently resides in New
York City with his wife, Sue Picus. A bridge writer and analyst, he contributes to
many periodicals worldwide and is the author of a dozen books, including Card
Games for Dummies and Precision in the Nineties. He enjoys theater, music,
arts and travel. Barry is an outstanding Vugraph commentator, demonstrating
an extensive knowledge of bidding systems played by pairs all over the world.
He coached the USA I team to the Venice Cup in 1997. He is proudest of his
fourth-place finish in the 1990 Geneva World Mixed Pairs and winning the
Common Market Mixed Teams in 1998 and the Gold Cup in 1991. In 2003 he
was appointed chairman of the ACBL National Appeals Committee.
Ron Gerard, 60, was born in New York. He is a graduate of Harvard University
and Michigan Law School (JD). He currently resides in White Plains, NY, with
his wife Joan (District 3 Director) where he is an attorney. Ron is a college
basketball fan and enjoys classical music and tennis. He is proudest of winning
the Spingold and Blue Ribbon Pairs in 1981. Each year from 1990 to 1995 he
made it to at least the round of eight in the Vanderbilt KO Teams; he played in
three finals (winning in Fort Worth in 1990) and one semifinal without playing
once on a professional team.
Jeff Goldsmith, 42, was born near Schenectady, NY. He has lived in Pasadena,
CA, for the last 20 years. He graduated from Rensselaer Polytechnic Institute
and Caltech. He is a software engineer, focusing on computer graphics
and animation and internet programming, all with a heavy mathematical
perspective. He created computer animation for JPL for several years including
the movies about Voyager’s encountering Neptune. He ice dances and plays
many other games, particularly German board games. His web site (http://
www.gg.caltech.edu/~jeff) contains lots of bridge and other material.
www.gg.caltech.edu/~jeff
Adam Wildavsky, 44, was born in Ohio and grew up in Berkeley and Oakland,
CA. He is a graduate of MIT. Since 1986 he has resided in New York with long-
time companion Ann Raymond. He is the proprietor of Tameware LLC, a New
York computer consulting company specializing in Extreme Programming.
He’s won three NABC championships, most recently the 2002 Reisinger BAM
Teams. He and his Reisinger team went on to win the 2003 Team Trials and took
a bronze medal in the 2003 Bermuda Bowl in Monaco. His study of the laws is
informed by his study of objectivism, the philosophy of Ayn Rand.
Bobby Wolff
Wolff, 71, was born in San Antonio and is a graduate of Trinity
University. He currently resides in Dallas. His father, mother, brother and wives,
including present wife Judy, all have played bridge. Bobby is a member of the
ACBL Hall of Fame as well as a Grand Life Master in both the WBF and the
ACBL. He is one of the world’s great players and has won 11 World titles. He
iii
is the only player ever to win world championships in five different categories:
World Team Olympiad, World Open Pairs, World Mixed Teams, World Senior
Bowl and seven Bermuda Bowls. He has also won numerous NABCs including
four straight Spingolds (1993-1996). He served as ACBL president in 1987 and
WBF president from 1992-1994. He started the ACBL Recorder system in 1985,
has served as tournament recorder at NABCs and is the author of the ACBL
Active Ethics program. Among his pet projects are eliminating both Convention
Disruption (CD) and Hesitation Disruption (HD).
iv
CASE ONE
Subject: MI
DIC: Cukoff
North American Open Pairs – 1st Final Session
The Decision: West had already offered to play in a partscore of 3. The
committee agreed that the UI demonstrably suggested bidding over 3 and that
pass was a logical alternative. In a 3 contract a spade lead was likely followed
by a trump switch. Declarer could then play a club to the ace, followed by a
heart finesse to secure seven tricks. However, the committee also considered
the possibility of declarer playing the opening bidder for the K and taking a
club finesse. South could then discard clubs on North’s spade winners to secure
a club ruff. The committee felt that it was not unreasonable to score seven
1
defensive tricks for down three. The committee ruled 3 minus 150 for both
sides.
Rigal: This was a slam-dunk. The UI arising from the MI made bidding on
more attractive and passing was clearly a LA – East’s 2 call was on as poor a
suit as I’ve seen from an expert for a long while. The 3 call over 3 strongly
suggested a good six-card suit not a pathetic five-card suit. The only point at
issue was how many undertricks to assign and the committee did a good job. I
agree with the reciprocal adjustment. There was enough discussion to make an
AWMW inappropriate, but barely.
Goldsmith: Good job by the committee until they failed to issue an AWMW.
Gerard: Look at what East overcalled with and tell me again how West was too
strong to pass 3. The club finesse seems odds against, but South might have
doubled with xx, KJ10xxx, Qxx, xx — then the club finesse rescues
down one. I’m adding “My partner frequently misexplains our methods” to my
“Yeah, sure” list.
Wildavsky: West’s contention that “It was common for her partner to explain
agreements imprecisely” seems profoundly irrelevant. First, with no adjusted
score East will have no incentive to improve his precision in the future. Second,
East’s 3 call seems to indicate that he thought the agreement was precisely the
one he stated.
Staff: The only possible merit here is in the play analysis. West’s argument
about the bidding is so silly though, that I find myself unable to muster any
sympathy for the possibility of –100. It seems Committees are just as guilty as
Panels of not discussing enough AWMWs.
2
CASE TWO
Subject: Tempo
DIC: Cukoff
North American Pairs – 2nd Final
3
Rigal: The TD made what to my mind was clearly the right ruling: namely when
in doubt to rule for the non-offenders and leave the AC to sort it out. This is
the sort of deal that gets a lot of people up in arms; what constitutes a break in
tempo? Does the five to seven seconds constitute a license to convey UI, because
passing in two seconds conveys no interest, and can’t be subject to penalty? I
don’t know; I’d rather we established some more definite rules here, even if I
did not agree with them 100%, if only for the sake of consistency. For what it is
worth I agree with the committee.
Goldsmith: The committee didn’t say that EW showed them system notes to
indicate that a reopening double is mandatory with shortness. Without that,
I’d reject that argument as uncorroborated self-serving testimony. Without
that argument, I don’t see EW as having a case. While five to eight seconds
is normal tempo for competitive auctions, if everyone at the table knows there
was a BIT, then there was. East’s hand suggests he had a problem, though it
was probably trying to remember system and follow-ups after methods one only
plays in Midchart events are typically not in the front of one’s memory. If East
knew for sure partner would reopen with shortness, he’d pass in tempo.
So, if EW produced system notes demonstrating their claim that the double is
mandatory with West’s hand, then there is no problem because passing is no
longer an LA. If they didn’t, then passing is an LA and is contraindicated by the
UI from the BIT, and therefore is required.
For what it’s worth, Jill and Randy Montin’s Women’s Trials announcement of
this same convention does not mention that reopening doubles are mandatory,
but they do say that responder’s doubles are negative. Since it is not the case that
negative doubles necessarily imply forced reopening doubles, we need written
notes to rule as the AC did.
Gerard: What does the opponent’s tempo have to do with systemic obligations?
If I open 1 with a 4-5-3-1 minimum and it goes 2-Pass-Pass back to me, am
I systemically obligated to reopen with a double only if RHO passed quickly?
Apparently, aggregate value theory (see Philadelphia 32, Anaheim 28) isn’t
something the Committee was acquainted with. If the Committee really believed
that business about South’s tempo, West was not systemically obligated to
bid. I think this was a case of paw-in-mouth disease and they just didn’t think
about the consequences. If the evidence upheld West’s contention about EW’s
methods, there was no LA to her double whatever the tempo of East and South.
Now, having said all that, what difference did it make? There was no BIT,
therefore no UI, and therefore no constraints on West.
Wildavsky: A pair’s claim that they “always reopen when short” should not be
accepted without additional evidence. In particular this agreement ought to be
noted on their convention card, along with details as to degree of shortness and
level. After all, their opponents are entitled to know. See my dissent from Case
Six in New Orleans.
4
I don’t understand why “five to seven seconds” is the recommended tempo
in this auction. Recommended by whom? Three to five seconds seems more
appropriate to me. If my opponent hesitated for seven seconds and it turned out
he had a poor hand and was not considering acting I’d feel put upon.
On the facts as presented, I prefer the TD’s ruling, but I don’t think the AC
decision is necessarily incorrect. It can be difficult enough to assess whether
there was a break in tempo if the TD is called immediately. It is all the more
difficult if he is called only after a subsequent board.
5
CASE THREE
Subject: UI
DIC: Cukoff
North American Open Pairs – 2nd Final
Rigal: There are a number of peripheral issues not covered by the writer having
to do with the length of time taken to give the initial ruling. Also the committee
ruling was based on one line in the system notes produced by the offenders,
which the committee interpreted to create a blanket rule covering this precise
position. The offenders detailed an earlier sequence which had led to their
creating a rule “When an opponent makes a possibly natural call, a cuebid
6
is always forcing and not natural.” Once the committee had come to that
conclusion, they had little option but to rule as they did.
Goldsmith: Theory: The committee is correct that it is not the case that a player
must ask questions. But it is the case that UI is transmitted by the manner in
which a player makes a call. To have asked or not asked about a call is the
manner in which a call is made, so failing to ask can definitely supply UI.
Practice: The UI helped NS avoid a disaster, but North’s hand alone is enough
information for North to realize that his partner probably does not have a huge
club suit and therefore 4 was probably intended as a cuebid. So while there
was UI, AI duplicated the information, and North was free to bid as he wished.
If his hand were different, an adjustment would be in order.
Could South have something like AKx Axx x KQJ109x? Yes, but not
likely. If 4 showed essentially independent clubs, then 4 would have been a
cuebid (North could not normally expect only a six-card club suit). North would
surely cater to the possibility of a misunderstanding by cueing 4, so would end
up in the same spot.
The AWMW is definitely not appropriate. There was UI, the UI appeared to
influence the opponent’s decision, and EW appeared to have been damaged by
that decision. Only after working out that North’s normal action would have
caused NS to land on their feet would I not rule against NS.
Gerard: Suppose 3 was Alerted as showing a weak 5-5 in the minors. Double
would be takeout, 4 more distributional. On all other Alerts to 3 (1NT-3
weak is not Alertable), double is natural, 4 is takeout. Therefore, South needs
to ask before doubling but not before bidding 4. Failure to ask before bidding
4 could never be UI, since there is no Alert to 3 that changes the meaning of
4.
Now suppose NS had agreed that 4 would be natural over all Alerts except
the weak 5-5. Then South needs to ask before doubling or bidding 4. But by
not asking he would be conveying club UI, not takeout UI, because the obvious
conclusion is that he assumed a normal Alert, probably even forgetting about
the abnormal one. So North would be free to bid the contraindicated 4. In
other words, the meaning of 4 depends entirely on NS’s agreement, not on
EW’s agreement. Assuming a consistent meaning for 4, there is no possibility
of UI. Assuming a variable meaning for 4, there is UI but no demonstrable
suggestion of 4. I’m amazed that EW didn’t understand this.
Wildavsky: “The Ruling: Failure to ask questions does not constitute UI.”
I’m not sure this is correct. Authorized information from partner can come
only from his calls and plays. The fact that he has or has not asked a question
is not authorized information. Would that mean that players have unauthorized
information on every deal? Sadly it would. That need not result in a tumult of
TD calls, though. Normally this unauthorized information does not suggest one
7
action over another, so partner has no special obligations under Law 73C.
That said, I have no quarrel with the rulings, though I think the appeal had merit.
I wish, though, that when the AC asserts that a pair has a documented agreement
they would tell us where and in what form that agreement is documented.
An exact quote does not seem too much to ask — then we could judge its
applicability for ourselves.
Staff: If the last two sentences of the Committee decision had been the first two,
it could have dispensed with any other analysis, except the AWMW of course. I
wish this appeal had been withdrawn during screening.
8
CASE FOUR
Subject: Proprieties
DIC: Cukoff
NABC Open Pairs – 1st Qualifying
The committee determined that East knew at that point that West had to hold the
A. East’s statement would have been accurate if either he or declarer held the
spade King and the long club. That was not the case. With two red winners in
dummy the quickest way to end the deal was for partner to play the A and a
spade. Thus, the committee judged that East’s comment did subtly suggest the
lead of a spade.
Was there a logical alternative to the spade play? East’s play of his club spots
earlier in the hand clearly showed that either the declarer had the long club,
or that East was trying to tell his partner to play a spade. West had defended
less than optimally at several instances during this deal, and had taken two
minutes without leading to trick 10. A majority of the committee thought that
for a comparable player in West’s state of mind (under time pressure) playing a
diamond was a logical alternative to the winning spade play.
9
J 6
8
J
—
A 5 3 K 9 8 7
— —
5 —
— —
Q 10
7
—
2
Nevertheless, though a diamond lead was plausible, after the play of the J
at trick nine, it could not possibly be logical for West to lead a diamond. The
committee assigned for NS the contract of 2 doubled, –100, and for EW 2
doubled –470.
Rigal: Excellent committee ruling to stamp out such behavior at the table.
The split ruling is exactly right also – it could be a poster-boy for this sort of
adjustment.
Goldsmith: I don’t buy the “subtle” inference. East’s comment didn’t say
much about his hand, just about his state of mind. He was irritated that partner
was taking forever so he basically just said, “do something.” In a sense, no card
mattered if West took another two minutes, because losing a board is expensive,
too. East was not in any state of mind to be subtle. So, West’s taking such an
inference successfully is not realistic. There was no UI. Since there was no UI,
there is no score adjustment. If the AC chose to give a disciplinary penalty to
East for his outburst, that might be reasonable, but I’d judge not to.
Gerard: Words fail me, m’lud. I can’t dignify this kind of failure of
documentation with an extended commentary. Oh, I can guess what happened,
involving West’s mishandling of the trump suit, but why should I have to. I
will say that it would seem off the chart to play East for Q10x QJ Q9x
Jxxxx whether dealing with NS or EW.
Wildavsky: This was a close case. Suppose we grant that the UI demonstrably
suggested the play chosen, and that the losing play was a logical alternative. At
the time I thought both were the case, but certainly neither is clear. Even if both
were clear I do not think we decided 100% correctly. The correct ruling depends
on how one interprets Law 12C2.
10
“When the Director awards an assigned adjusted score in place of a result
actually obtained after an irregularity, the score is, for a non-offending side, the
most favorable result that was likely had the irregularity not occurred or, for an
offending side, the most unfavorable result that was at all probable.”
This seemed clear for years, but then Howard Weinstein suggested that in a UI
case the irregularity in question might be the action that provided UI rather than
the action that failed to “carefully avoid taking any advantage” as required by
law 73C. This has been discussed in prior casebooks, but I’ll add my two cents
worth.
This is a case I’ve cited before, where a player finds a dangerous and successful
balance after his partner has hesitated. It cannot be right to allow players to bid
in situations like this. Even adjusting for only the offenders would be harmful
to the game. First it would give the non-offenders less reason to summon the
TD, and we might not have the opportunity to adjust the score for the offenders.
Second it would be unjust. As Michael Rosenberg has noted, why should we
saddle the non-offenders with a worse result than they would have achieved
opposite a player who fulfilled his Law 73C obligation?
Staff: Minus 470 for EW is quite a stretch. By its own admission, the
Committee needed to find a “subtle inference” demonstrably suggesting the
spade lead. Can a subtle inference demonstrably suggest? Then they forced West
to lead a card “which could not possibly be logical.” This is too big a stretch.
Table result should stand. Procedural penalty to EW for East’s comment which
caused all the fuss.
11
CASE FIVE
Subject: Tempo
DIC: Cukoff
NABC Open Pairs – 1st Qualifying
Rigal: See case #2. I personally agree with the determination that this was not a
BIT, but had the non-offenders been present we might have had a more contested
view about the BIT. Well, we can’t stop non-offenders from not turning up, but it
is obviously at their own risk, as cases of this sort show.
Goldsmith: There was a break in tempo. Why else did East bid 5 with a
likely trump trick and no shortness? Against 5 doubled, however, a trump lead
seems blatantly obvious. It may be possible to make 5doubled after that, but
12
it’s not real likely. Therefore, the 5 bid didn’t damage NS and no adjustment is
needed.
Wildavsky: I agree with the AC: four to five seconds ought to be the normal
tempo in this auction. A faster call would make UI available. If it were close (I
don’t think it is) I would look at the hand of the player who is alleged to have
shown that he had a problem. In fact there is nothing about the West hand to
suggest that he thought double was unclear.
Staff: Did South pause 10 seconds after the 4 bid? If not, West’s action might
arguably be considered fast! If the director found four to five seconds as the
time taken by West, no adjustment should have been considered.
13
CASE SIX
Subject: Tempo
DIC: Cukoff
Silodor Open Pairs, 2nd Qualifying Session
The Decision: The committee felt that East’s BIT suggested some form of extra
values, not necessarily a pure penalty double. It did not agree that Pass was not
an LA, since it could easily produce a plus score when 3 could not be made.
That the form of scoring was matchpoints did not compel action rather than
inaction because even at matchpoints plus scores are more desirable than minus
scores. Given that the BIT suggested action over inaction, and that double would
have been an illegal suggested alternative, the committee judged that 3 was
demonstrably suggested by the BIT (especially if facing what was thought at the
time to be a five-card spade suit) and that pass was an LA.
Therefore, for EW it disallowed the 3 bid and adjusted the result to 3,
14
down one. It analyzed NS’s defense to 3 to determine whether it constituted
failure to continue playing bridge, since the non-offenders had the opportunity
to profit from the irregularity (defeating 3 rather than going down in 3).
Although the defense had not been optimal – North had won the opening heart
lead (declarer discarding from dummy) and plunked down the king of diamonds
and a diamond – it was not deemed to be egregious since it might have been
necessary to cash diamond tricks before they were discarded on clubs. In
addition, the defense was very complicated and not subject to precise analysis.
As a result, the committee agreed with the NS adjustment to 3, –50.
Dissenting opinion from Aaron Silverstein: With the current language of the
Laws, I do not believe that the hesitation suggests anything. Looking at a
heart void partner might very well be thinking of a penalty double with heart
values, the most likely hand to make it wrong to bid on. If no alternative is
demonstrably suggested, and extra values is only one of the hands that may be
suggested, then there is no basis for an adjustment.
Rigal: At the time I felt little sympathy for EW. I’ve modified my position a little
but I still felt that East’s BIT pointed West towards some sort of action, and in a
professional/client relationship, I believe the committee made a reasonable call.
Goldsmith: When given this hand in Reno, I thought the committee had lost
their collective minds. Not only would I bid 3 without thinking there is an
alternative, it’s obvious from my hand that partner was thinking of doubling 3,
so I am not constrained to pass 3; in fact, the UI that I have suggests passing
over bidding, though only mildly. This was essentially West’s argument and he
was right.
Gerard: West thought the BIT suggested “Defend”. We thought the BIT
indicated “Do something.” The specific something would depend on West’s
hand. Since double was out no matter what the BIT indicated, Pass was tainted
if you agree with West, 3 if you agree with us. If you can’t figure out what the
BIT indicated, nothing is tainted. The one thing all the non-Wests of the world
should be able to agree upon is that “Pass is not a consideration” was not a good
place for the discussion to start.
Wildavsky: The TD ruling leaves out a step. To adjust the score he must also
find that the UI demonstrably suggests the action taken. I’m not sure it does.
This was a difficult case — I have great sympathy for West’s contention that his
3 bid was required by Law 73C.
Far from constituting a “failure to play bridge” North’s diamond switch was
his best chance to defeat the contract. After three rounds of diamonds ruffed by
North with a spade honor declarer must play very well to take nine tricks. On the
lie of the cards the contract was makable on any defense.
Staff: Why not a player poll? Wouldn’t most players of this caliber compete?
15
CASE SEVEN
Subject: Tempo
DIC: Hubert
Silver Ribbon Pairs, 2nd Qualifying
The Decision: Despite the peculiarities and speed of the auction the committee
determined that North had paused considerably longer than necessary, creating
UI from that BIT. The committee felt this BIT demonstrably suggested bidding.
Pass was considered a logical alternative for South, although possibly a minority
action. The committee upheld the director’s ruling changing the score to 4
+ 420 for both sides.
Rigal: The decision was clear here, the AWMW question less so. I wonder
whether if this had been the Blue Ribbons rather than the Silver Ribbons if the
view might not have been taken that passing was not an LA. I also feel that
16
looking at North’s hand she was obviously simply out to lunch – which makes
me feel more sympathetic towards South. Perhaps it should have been stated that
West’s 5 call was a reasonable action that in no way broke the chain.
Goldsmith: I’m surprised North didn’t simply say, “I waited ten seconds for
the skip bid and that’s it.” Certainly her hand doesn’t suggest that she had a
problem. But everyone knew she did have a problem, so there was UI, which the
AC correctly diagnosed. What does the UI suggest?
I have no idea what sort of hand it should show. With any hand which would
even vaguely consider acting here, North would have bid 2NT the first time, not
double.
Upon reflection, I don’t think the UI demonstrably suggested anything other than
North probably didn’t realize it was her turn to bid. Logically, she can’t have a
problem; she is incredibly unlikely to have any call other than pass. If the UI
doesn’t demonstrably suggest anything about North’s hand, South is on his own.
In fact, he was about to go for 500. Table result stands.
Wildavsky: I think West caused the problem in large part by her failure to use
the Stop card. That said, I have no quarrel with the rulings.
17
CASE EIGHT
Subject: Tempo
DIC: Hubert
Silver Ribbon Pairs, 1st Final
Having equal length in the two suits isn’t a common reason for a difficult
decision; usually it doesn’t matter which suit is chosen in that case, so few
players dither over that choice. Thus, the committee’s ruling is pretty much on
target, though they claim that advancer’s hesitation probably suggested strength
(“bidding more”) which is the more common reason for a hesitation, though not
in this auction, I believe.
Can I demonstrate it? That’s easy. A priori South is unlikely to have equal length
in both red suits. A hesitation makes that much more likely, since with disparate
lengths South would often have nothing to think about. If South holds equal
length in both red suits then 3 is likely the best call, since it shows extra values
without increasing the level. Many players would bid 3 with the North hand,
and in fact with careful play 4 can be made on the lie of the cards. That said,
we would not credit North with such careful play when adjusting the score.
Of the likely results absent the illegal 3 bid, which is the most favorable for
EW? +100 against some four level contract.
Of the at all probable results absent the illegal 3 bid, which is the most
unfavorable for NS? I’d say the same, -100, though I would not quarrel with
–200 for 4 doubled down one.
Staff: Were the system notes not available during screening? This appeal should
have been avoided.
19
CASE NINE
Subject: Tempo
DIC: Hubert
Silver Ribbon Pairs, 1st Final
For a group of North’s peers (6000 masterpoints), the committee felt that 30% of
them would pass. Passing follows the rule of “once you’ve preempted, don’t bid
again.” Perhaps North should hope EW are cold for a spade game. Once South
huddles, that is less likely and makes bidding more attractive.
Two committee members knew the North player and said he is very aggressive
and he was likely not to pass. Still, the committee considered that the LA by his
peers was the standard to apply.
Since it was close, the committee thought the appeal clearly had merit.
20
The play in 2 was analyzed, but the committee didn’t think it at all likely that
nine tricks would be made so they upheld the director’s ruling of 110 to EW.
Committee: Larry Cohen, Chairperson, Judy Randel, Mike Passell, Bill Passell
and Eddie Wold.
Rigal: Far closer to an AWMW than to anything else. If your hand is worth a
second call then don’t make the weak jump shift in the first place. It is far from
clear to me that NS are not due –140. On the A lead and a top trump shift, the
defense might let a trick get away.
Goldsmith: Right ruling. Not so right about failing to give the AWMW,
however. I don’t think the decision is at all close. There’s no way that South
took only eight seconds. That’s normal tempo for him.
Staff: Sorry. This one is not nearly as close as the committee would have us
believe. Did the UI demonstrably suggest bidding on? Of course it did. Was
pass an LA? You bet. Sometimes opponents do miss games, especially when
your side opens the bidding and takes up space. An AWMW should have been
issued.
21
CASE TEN
Subject: MI
DIC: Cukoff
NABC Mixed Pairs, 1st Qualifying
For EW, the adjusted score would be the most unfavorable score that was at
all likely and for NS the most favorable score that was at all probable. The
committee considered several assigned scores. After some discussion 6NT, –100
EW was assigned to both sides. It was because it was considered that South
would not have led a heart against 6NT that the score was adjusted the way it
was.
Rigal: I love this committee ruling as much as I hate the TD ruling (though to be
fair this seems more a sin of omission than commission on their part). Still, you
would have hoped someone might have spotted the point. Most of the discussion
revolved around whether EW should get –200 or worse.
Gerard: I would have opted for 6, –200. +650 doesn’t seem to be a possible
ruling, based on EW’s methods.
Staff: Was it, in fact, EW who appealed? (Editor’s note: yes it was EW who
appealed.) If I had been NS, I would have appealed –650. Either the write-up is
in error, or the committee misread Law 12.C.2. For the offenders, it’s the most
unfavorable result that was at all probable. For the non-offenders, it’s the most
favorable result that was likely. I wish the committee had included the projected
auction to 6NT in its decision. If EW made 12 tricks at the table, how could
the Committee be sure 6NT would go down. Just how did the actual defense go
anyway?
23
CASE ELEVEN
Subject: MI
DIC: Cukoff
NABC Mixed Pairs, 2nd Qualifying
The Ruling: NS had been given misinformation and it was too late to adjust
the call (Law 21(3)) at the point it was corrected. Law 40( C) led the director
to adjust the score as per 12C2. The Directors determined that the contract for
both sides would be 5 undoubled, since South had been influenced by the
misinformation. The score changed to 5, +400.
The Appeal: EW appealed the director’s ruling. North initially did not attend
the hearing but showed up later near the end of the questioning. EW claimed
that North knew what was happening at the table and would still have doubled
with his defensive assets. Even if South had doubled 3, North would still have
doubled 5.
South claimed that their partnership opens light with shapely hands and that she
24
would clearly double 3 if given the correct information about the 2NT bid (but
it was clearly dangerous to double if West indeed had spades). North could then
visualize South’s shapely black suit hand and avoid doubling the final contract.
There was also some disagreement over when the director was initially called.
EW claimed it was after the auction was over, while NS claimed it was after the
opening lead and when dummy was known.
The Decision: The committee had eventually questioned North and determined
that he had strongly suspected what was happening prior to making the opening
lead. Thus, the timing of the director call and the impact of the MI upon North’s
opening lead was deemed irrelevant to the case. The committee determined
that MI had indeed been given and that it had adversely affected South’s bidding.
South would very likely have doubled 3 given the proper information.
Thereafter, the discussion centered upon the table director’s failure to address
West’s jump to 5 in light of the presence of the UI. East’s attempt to play
3 would seem to imply some hand pattern o the order of 7=2=1=3 which
would seriously impact the playing strength of West’s hand. The committee
believed that UI demonstrably suggested that East’s hand was more balanced
and supportive of a red suit contract. Thus, a 4 bid would be much more
appropriate than a 5 bid. Therefore, East would very likely cuebid the heart
Ace resulting in a final contract of either 4 or 5.
Since both contracts would make, EW were given the score for 5 making five,
+400. The committee also believed that North would not double the final 5
contract if South had doubled 3. Thus, NS were given the reciprocal score.
Rigal: I do not agree that NS would be less likely to double 5, but I can
see where the committee was coming from. The procedural penalty is entirely
appropriate and to my mind we need more not less of them.
Goldsmith: The NS argument is total baloney. If I were South and I knew that
LHO had the reds and the opponents were considering playing in the only spot
I can beat, it wouldn’t occur to me to double. I suspect South didn’t think the
problem through when taken away from the table. It’s just natural to say you’d
do something different when asked, if there’s any reasonable different thing to
do, because you feel as if you are likely being robbed where you are now. That’s
not rational thinking, but it’s natural. And generally to the non-offending side’s
advantage.
I think the committee was generous about the score adjustment, but was right
on with the PP and AWMW. I think it’s surely at least at all probable that EW
25
would end up in spades sans UI. It’s not ridiculous for West to pass 3 (what if
partner has Q J109xxx xx x xxx?), though most would bid 4. After
4, what should East do? Partner says she has a good 6-5, say something like
AQxxx Kx AKJ10xx —. 4 isn’t enough; he’ll cue 4 and there
they’ll lie. Is it at all probable that West would pass 3? I think so. E/W –300
in 3. Is it likely? No. If West bids, I don’t see getting anywhere but 4. So
N/S get –450 and North won’t double that.
It seems likely that the TD would have considered the UI. The write-up ought
to say whether or not the TD addressed the UI aspect of the case, and if so what
reasoning he used to adjust to 5.
Staff: For what technical reason did the committee believe North would not
have doubled 5 if South had doubled 3? I bet a blind poll of North’s peers
would have resulted in a unanimous vote for double, especially if the pollees
knew about the explanation, which just had to be bogus. West should have been
hit with a PP by the table director for her 5 bid, but NS were advantaged by it,
since otherwise EW would have stumbled to 4. Table result stands. PP to EW.
Forget the AWMW.
26
CASE TWELVE
Subject: Tempo
DIC: Cukoff
NABC Mixed Pairs, 2nd Qualifying
Thus, since a slow 3 bid did not demonstrably suggest spades, South was free
to do what he wanted and the result stands.
Rigal: The discussion here took quite some while but it was nonetheless close
to an AWMW. The lack of ‘demonstrable suggestion’ of the slow 3 call was
in context obvious (note that had South delivered anything like a normal double
27
of 2, 3 would have been cold, so passing was clearly an option here). Had
South been present we would have been happier at assigning our bridge logic to
him.
Goldsmith: Right. The only real problem is the AWMW. Players are expected
to file appeals reasonably quickly; there isn’t a whole lot of time to figure
out details of subtle auctions. AWMWs go to obvious cases, cases where we
definitely do not want to see an appeal. This one was tricky, so no AWMW.
28
CASE THIRTEEN
Subject: Tempo
DIC: Cukoff
NABC Mixed Pairs, Second Qualifying
Additionally the committee found that this was the first day that EW had ever
played together. As already noted, South did not use a stop card before bidding
4.
The Appeal: West did not like passing 4, but it sounded as if the opponents
had a lot of shape, and her spades were badly placed. She did not have enough
length in either minor to justify a 5 or 5 bid.
East had a good hand and was short in the opponent’s suit. On hands of less
than game going strength, his partner would have bypassed diamonds to bid a
four-card major if she had one, so he thought there was a reasonable chance of
finding her with long diamonds.
29
NS were not present at the appeal.
Additionally, the committee thought that when a close call as to whether or not
a break in tempo occurred, there should be a slight tendency to rule against the
side that failed to use the stop card. Had South used a stop card, West could
have anticipated the 4 bid, collected her thoughts, and had a couple of extra
seconds to decide on her action while the 4 bid was being made.
Rigal: The asides regarding the failure to use the stop card are absolutely
in point – I’d like them enshrined as proper procedure. Whether or not the
committee made the right decision their logic was more than reasonable.
Goldsmith: Why was this judged to have merit? I don’t believe much testimony
about exact lengths of time of hesitations; it’s obvious to everyone that West had
a problem. In fact, she did have a problem. East didn’t have a problem. How
can he bid 5 now if he couldn’t bid 3 the last round? Because he had UI
which clearly suggested that passing 4 was wrong.
The contract has to be returned to 4 undoubled and either down two or down
three is likely. Therefore down two is given to each side for +100 and –100.
West sounds as though she’s saying “Certainly I hesitated – look at the problem I
had!” I would have no trouble believing that “normal” tempo for this West is two
30
to three seconds, and that 10 seconds did in fact constitute a break in tempo for
her.
In the end I have no quarrel with the AC decision or with their justification. If
the TD had done a more complete job, though, the appeal could have gone the
other way and might have been judged to lack merit.
31
CASE FOURTEEN
Subject: Tempo
DIC: Cukoff
NABC Mixed Pairs, 2nd Qualifying
32
Additionally, an experienced player such as East should have realized that he
could not win this case and therefore, an AWMW was awarded to EW (although
the Chairperson believed this to be a close decision).
Rigal: I agree with both the TD and committee, reluctantly. Even the AWMW
seems right. I think East must have simply lost focus in a situation where in a
more rational moment he might have appreciated the weakness of his case.
Gerard: The Chairperson is wrong, this is not close. EW were wrong about
West’s ability to continue. If West discovered an extra keycard after East’s BIT,
my view and I think prevailing opinion is that the extra time is UI and she is not
entitled to find it. See Vancouver Case 2, Cincinnati Case 3 and Washington
Case 11. And West didn’t have an undisclosed void anyway. With everything
else, playing professionally involves certain educational responsibilities.
Pursuing an appeal like this fails to live up to that standard.
Wildavsky: I agree that there was no merit. I do not agree that it was close. I am
surprised that EW chose to appeal.
Staff: This was an automatic AWMW. Why did the Chairman think this was a
close decision?
33
CASE FIFTEEN
Subject: Tempo, UI
DIC: Cokoff
NABC Mixed Pairs, 2nd Qualifying
East thought that the South hand had enough defensive potential that it was not
automatic for South to save in 5. It was pretty clear that North was thinking
about bidding 5 and that made it more attractive for South to bid 5.
Other important facts that were discovered: South had used the stop card before
bidding 4 and West had waited 10 seconds before bidding 5. It was likely
that a director had told South that she was barred from bidding 5 with the
hand that she held. North that he might not have hesitated for 20 seconds but it
was at least 15.
The Decision: North clearly broke tempo over 5. During the 10-second skip
bid pause, the only bid by West that could give North a problem was 5 so
North had plenty of time to make up his mind what to do without passing UI to
his partner.
What did North’s hesitation suggest? He was thinking about raising spades
34
(South’s hand was too strong defensively for North to have been considering a
double). A hand that contained no tricks would pass since the opponents would
either double 5 for 800 or bid on to a successful slam. (The 4 bidder would
be assumed to have seven offensive tricks and one defensive trick.) With one
trick, North would be inclined to raise to 5, expecting it to cost less than the
value of the opponent’s game, but could hope to set the opponents at the six
level. With one and a half to two tricks, North would be in between bidding as a
save and passing, hoping for a set.
South had a much better than average 4 bid, both offensively and defensively.
However, double is not attractive, both because of the questionable value of the
heart King, and because the hand lacked the A. The choice is between pass
and 5.
When North hesitates before passing, South knows he can be counted on for at
least a couple of spades and a trick or two. Thus, 4 was very likely making,
and South will automatically lose to those allowed to play 4 if she passes.
Therefore, the hesitation demonstrably suggests that pass is a losing action by
South and that 5 is more than likely to be successful. Since pass is a logical
alternative to the suggested 5 bid, the contract was changed to 5, down one
on a spade lead.
It is quite possible that most other players of South’s experience and ability
would automatically bid 5 without considering the hand’s defensive potential
or likely contracts at the other tables. Nevertheless, in a national event players
are expected to be at least close to the standard of the event when considering
logical alternatives.
Rigal: Once North has hung his partner, the ruling has to be made the way it
was. Yes, many would act again with the South cards, but pass is an LA.
Wildavsky: I agree with the TD and AC decisions. I do not see any merit in the
appeal.
Staff: It’s tough to tell a player with that South hand she must pass 5. White
vs. red no less. I’m not sure that pass is actually an LA for players at the table.
This case really cries for a blind poll of players. A Regional Panel might have
been better suited for this hand. I agree with the committee that pass is an LA.
I just have a very queasy feeling about the likelihood of actually passing at the
table.
36
CASE SIXTEEN
Subject: Tempo
DIC: Cukoff
NABC Mixed Pairs – 1st Final
The Decision: The hesitation was agreed. All felt that the UI from the BIT
suggested doubling over passing. We all would have passed, oddly, for several
different reasons. For example, one felt they would run somewhere. Another
thought 2 doubled was making, so getting to play anything undoubled was an
improvement. The infraction led directly to the NS’s bad result so the score must
be adjusted. The only other result even slightly probable was 2 down one
undoubled so that was awarded to each side.
All members of the committee felt that doubling was attractive enough that may
players might see no alternative, so they judged that the appeal just barely had
enough merit to not award an AWMW.
Rigal: Some sympathy for EW – the arguments made about the extra values
being marked here are indeed reasonable. But given how little East has in high-
cards for his penalty pass one can hardly deny that passing 2 is an LA.
37
Goldsmith: Nothing more to add.
Gerard: Please do not tell me what you all would have done. This East player
didn’t think 2 was making, so his peers didn’t think they should play anything
undoubled. Did any of you really think that 2 was making, with South’s hearts
limited by his original pass? As for running, where? What were they going
to use for tricks in 2NT or 3? I suspect Intelligence Transfer — failure to
recognize that East and his ilk were into red meat. Plus that North hand is what
certain players overcall with these days — maybe the first board of the round
gave some indication of that. And it could easily enough be determined on
what round this hand occurred and the status of EW’s score at that point. You
all may have passed, but to the players that you were supposed to be taking into
consideration pass was not an LA.
38
CASE SEVENTEEN
Subject: Tempo
DIC: Cukoff
NABC Mixed Pairs, 2nd Final
The Appeal: North said the hesitation was not “overly long.” South said he
thought North’s hesitation was “at most three seconds.” North admitted she is
normally a fairly rapid bidder, but she always hesitates 10 seconds over a jump
bid. North also admitted that she did not know whether the 2 bid was forcing.
North said she doubled 4 because she had tricks and a bidding partner, and
she thought she could beat it but if her partner wanted to bid, that was fine.
South said he bid because he had a very offensive hand and didn’t like his
defensive prospects. South said his partner was not asked about the duration of
her hesitation with reference to 10 seconds, but only asked a general question
about the duration of the hesitation.
West said the hesitation took longer than 10 seconds. She noted that South’s
spade queen was a possible defensive trick.
The Decision: There are two major issues in this case, both of them UI issues.
First, there is the tempo problem and second, there is the non-alert of 2.
39
Tempo: Law 16A makes reference to “unmistakable hesitation.” This is not
the same as a minor change of tempo. For some people, the recommended
10 second pause after a skip bid is a “bridge eternity” while others might
misestimate the time on the long side.
In this case, West’s testimony was generally credible, but totally uncorroborated
by anyone else (her partner said nothing at the table and was not present at
the hearing). South’s incredible table statement that North took at most three
seconds was modified at the hearing to a more credible statement that he didn’t
notice any undue hesitation. North said she thought she took about 10 seconds,
maybe a little longer. The screening director’s test revealed that North thought
she took six to eight seconds. Faced with these representations and East’s
absence, the committee decided there was no “unmistakable hesitation,” and
therefore no unauthorized information from tempo.
Rigal: The TDs this tournament have done a pretty fine job of penalizing
the offenders. This too was a good example of “When in doubt smack the
offenders.” At a different vulnerability passing might have been an option but not
here. Everything about the South hand screams ‘bid!’
Goldsmith: North’s double just shows values; it’s not penalty. South’s choice
to bid only 5 is an underbid, but given the UI from the failure to alert
2, it seems like the right choice. In fact, 6 is a pretty good spot. Sans
misunderstanding/UI, NS ought to probably get there.
We definitely need to have 10-second timers on stop cards. A player places the
stop card and the timer starts. When ten seconds go by, it turns green. When ten
more seconds go by, it turns red, so we have clear knowledge of whether or not a
bid was too fast or an unmistakable hesitation. Such timers made in quantity are
quite cheap. For NABCs, the expense seems unquestionably justified.
Wildavsky: As the AC noted, South’s contention that North hesitated for three
seconds was “incredible.” I would thus discount South’s testimony entirely.
North conceded that she had hesitated “maybe a little longer” than 10 seconds.
West’s testimony was not uncorroborated, it was corroborated by the table
director, who had the opportunity to speak with all four players and found that
UI was present.
I agree with the TD ruling and disagree with the AC decision. While the AC
can and should engage in fact finding, its primary role is to exercise the bridge
judgment necessary for proper application of the laws. The table director has the
advantage of being on the spot, and the AC ought to defer to his findings of fact
when they have no compelling reason to do otherwise.
Staff: Are we beginning to notice how many tempo cases are arising after skip
bids? Do we doubt for a moment that part of the problem is how frequently they
are ignored by so many? Now if someone waits a full 10 seconds, invariably
somebody screams for the director. I have a draconian cure, for NABC events
anyway. How about automatic PP’s for anyone who acts immediately over a skip
bid? Fun huh? OK, we can exclude 1NT-Pass-3NT. The more feasible option
may be to rule that any pause for less than one minute does not pass UI. I know
some of this seems silly, but we really do have a spreading epidemic here.
41
CASE EIGHTEEN
Subject: Tempo
DIC: Cukoff
NABC Open Pairs II, 2nd Qualifying
The Appeal: West thought that it was normal to bid 2 over 2. He had
already passed over 1, thus limiting his hand. The opponents rated to have an
eight or nine card heart fit, while his side had at least eight and quite possibly
nine spades. He thought that there was a good chance that his RHO had psyched
1. West also stated that it was impossible to make any reliable inferences
from his partner’s hesitations.
NS thought that it would be reasonable for West to pass 2. The little that he
had featured a doubtful King of hearts in front of the heart opener. Had West
passed, there was a good chance that NS would have played in 2, making two.
North only bid 3 over 2 as a competitive bid and she would have passed had
West not bid 2.
Other Information discovered: East was playing in her first NABC and was
very nervous. Her tempo varied considerably and did not reliably indicate
anything. West is a very experienced player from Israel. He has tried to
42
stress the importance of having support for the unbid suits (especially majors)
when making a takeout double (and shortness in the suit doubled), but East
occasionally lapsed and made inappropriate doubles. The break in tempo at
East’s second turn to call was agreed by all. It took East about eight seconds to
pass. All other calls in the auction were normal tempo.
The Decision: Although eight seconds is not a long time to take to bid, it was
long enough so that it was clear to the table that East had a problem over 2.
Thus, the committee ruled that there had been a break in tempo.
What did it suggest? East probably had more than minimum values for her
double, but did not know how (or whether) to express them. Perhaps she had
good diamonds and did not know whether double would be takeout or penalty.
If that were the case, then a 2 bid was not likely to be successful. If East had
made an off-shape double that she occasionally could not resist, then a 2 bid
would work out very badly. Further, if East had a normal takeout double pattern
with extra values, North would likely pass the preference to 2, and East could
then double for takeout. The committee decided that East’s hesitation was as
likely to be based on good diamonds as it was on a hand with close to 4-4-4-1
distribution and extra values. Therefore, it did not demonstrably suggest West’s
2 bid, and the table result could not be adjusted.
Rigal: I agree with the TD ruling though I could have understood it going the
other way. The committee nailed this one. West (a good player) has a clear-cut
2 bid here, but the tempo of the pass of 2 does not make it more attractive,
if anything it points the other way.
Goldsmith: This is a strange case. The committee felt that the most likely
reason that East was hesitating was that she had good diamonds and was
considering what her double would have meant. (Answer: undefined in the
partnership.) This does not suggest bidding 2 over passing, so West was free
to bid 2. If that inference was taken, however, bidding 2 looks unwise,
so maybe the committee should have judged that West based his action on his
partner’s mannerism, regardlessof whether it was, in fact, suggested by the UI.
I wonder why North bid 3. Unless her partner had psyched 1, she knows
that LHO is likely offshape from the hesitation, thus probably has diamonds.
With the opponents probably in a six- or seven-card fit breaking badly, bidding
what could easily be LHO’s main suit is asking for trouble. NS were lucky not
to be doubled in 3.
Gerard: 1-4-4-4 was not a possible distribution for East (1-3-5-4 is the closest I
can come), but North was the culprit. I would call 3 egregious by a player of
North’s caliber, so there was no chance of a NS adjustment. I agree with West
43
and the Committee about the randomness of 2.
Wildavsky: East’s break in tempo suggested that she did not hold an
undistinguished minimum. West could thus conclude that the danger of going
for 200 or 500 in 2 was reduced. A pass by West was certainly a logical
alternative, so I disagree with the AC decision.
As for the TD decision, I do not understand it. If he rules the 2 bid illegal then
it seems unlikely that the final contract would be 2. Perhaps he envisioned
a reopening double which West would convert to 2, NS then subsiding. If
he judges this is both the most favorable result likely for NS and the most
unfavorable at all probable for EW he should say so, otherwise we have no
reason to believe the laws have been applied.
Staff: The Ruling paragraph makes no sense. If pass over 2 was deemed
an unsuggested LA, why would a contract of 2 be assigned? If the 2
bid is allowed, why is North released from bidding 3? Something is very
screwy here. Either the table ruling, the appeal form, or the write-up, or some
combination, is in error.
[Editor’s note: According to the appeal form, the director disallowed the 2
bid, but then projected over pass pass East would double again and now West
would bid 2.]
I hope the table ruling was not 2 down 2 for EW minus 200. This would be
unsupportable by either logic or law. I guess I don’t really care, but NS will
likely beat 2 by three tricks. I agree with the Committee’s final decision.
Both North and South have enough experience to know that a nervous East’s
tempo is unreliable.
44
CASE NINETEEN
Subject: MI and UI
DIC: Cukoff
NABC Women’s Pairs, 1st Qualifying
The Appeal: North claimed that if West had made a support double and East
bid 4, she would have known to bid 4. Upon questioning, South defended
her 2 action by admitting she didn’t want to play 1NT doubled with partner
unaware of the takeout nature of her hand. EW were not present at the hearing.
The Decision: Since North didn’t realize that partner had black suits until her
partner improperly announced it at the end of the auction, the committee saw
no reason to believe that an EW contract of 4 would have caused North to
sacrifice in 4. While South might have led a club against 4, NS didn’t offer
any such argument.
The appeal was not deemed to have merit and an AWMW was assigned.
Rigal: I have less strong feelings about South’s decision to pull 1NT than the
committee. I’ve yet to see anyone EVER sit for 1NT doubled and get anything
but a complete zero. The PP makes sense though, in the context of the offending
side bringing this appeal. I’m not sure I would have done it but I approve of the
philosophical approach.
Goldsmith: The director was called after West’s final pass? Huh? The first
sentence of the ruling is false. This case is a mess. Did no one ever determine
NS’s actual agreement? We don’t know if there was misinformation or not.
There surely was UI.
A quarter board is letting South off easy. 2 was a blantant foul. If 1NT
doubled had been a good result for EW, that’s where the board would have been
played. If the agreement about 1NT had been strong, then 1NT doubled down
two would have been the right ruling.
The AC really also needed to judge if EW’s damage was significantly due to
East’s 3 underbid subsequent to NS’s infractions. I think it’s close, but bidding
3 will probably get EW to 3NT going down, after which, of course, EW would
get an adjusted score, so their bad result was not caused by later misbidding.
Upon reflection, Adam has convinced me that 1NT doubled is the right spot. It
is surely likely that declarer will try to make the contract by winning a heart lead
or shift, crossing to the A and taking a spade hook. That leads to 10 tricks for
the defense (one spade, four hearts, three diamonds and two clubs). Reciprocal
1100s must be awarded.
Wildavsky: Good work by the AC. The TD might have assessed a procedural
penalty as well.
As for the adjusted score, how would the play go in 1NT doubled? Were I
declaring at matchpoints with a heart lead, I’d try to make it since there’s no
reason to believe that 4 is cold. This would result in 1100 to EW. Since that is
one of the likely results I believe it is the proper adjustment for both sides, along
46
with the procedural penalty and the AWMW. Even if it’s not a likely result it’s
surely “at all probable,” and I certainly see no reason not to assign –800 to NS.
47
CASE TWENTY
The Appeal: NS believed that the 9 had been played since they had both
clearly seen that card over the table.
West said that though she had started to play the 9, she had caught herself in
time to play the queen instead.
Other facts discovered by the Committee: When declarer said “up,” dummy
detached the 10 and placed it at the edge of the table. West thinking that
declarer said “club” (meaning small club), removed the 9 from her hand and
started to play it. She demonstrated to the Committee how she had held the
card. It was roughly three to five inches past the edge of the table (over the
table) and tilted very slightly forward (perhaps 5 to 10 degrees from vertical).
Upon noticing the 10 at the edge of the table on her right, West quickly pulled
the 9 back into her hand and played the queen instead (saying “whoa” or
something to that effect).
South demonstrated what she recalled seeing. The card was held in the same
location but tilted forward slightly more at perhaps a 25 degree angle from the
vertical. In neither case was the Committee (sitting across the table from the
48
player) able to see the card that was held.
The screening director had explained to NS the rule regarding a played card.
It is not unusual for an opponent to be able to see a card you hold, while your
partner cannot see it.
The laws state that declarer should name the suit and rank of the card to be
played, but make allowance for other designations such as “hi,” “low” and “win.”
The Committee suggested that North refrain from using “up” to call for a high
club, because the word nearly rhymes with “club.”
The Committee thought that NS should not have proceeded with the appeal after
the screening director had explained the rule regarding a played card, especially
since the situation had been brought about because of declarer’s nonstandard
form of designation. NS were assigned an AWMW.
Wildavsky: Were I chairing the AC I’d have explained that we would have
allowed West to change her play even if the Q had been placed face up on the
table.
The designation “Up,” so easily confused with “Club,” ought to have no place
in the game. If one must use the word, then the phrase “Go up” does not risk
misinterpretation.
Directing Staff: Wait a minute. Who cares what declarer said? How could
the 9 ever be right? This nonsense about what declarer said is an irrelevant
smokescreen. If West was asserting she might have scored two club tricks, with
declarer calling dummy’s card prematurely, then she had lost complete touch
with the hand. My guess is she simply pulled the wrong card out of her hand.
Was it legally a played card? Who knows? I wasn’t there. My guess is that it
was, but the Committee’s procedure was correct. Based on the Committee’s
investigation, the ruling was correct.
Unless the table director explained the relevant law correctly, the AWMW seems
heavy-handed.
49
CASE TWENTY-ONE
The committee noted that all four players agreed that South extracted the 5
from his hand and held it some inches from the table in a position where all three
players could and did see it. The length of time that the card was visible was
short but not instantaneous.
The application of the word “held” in Law 45C2 was deemed to cover the
situation encountered at the table. The 5 did not emerge accidentally from
South’s hand. South did not observe that East had not played the A and thus
had to pay the penalty for his distraction.
Dissent on the finding of merit: Doug Doub. All four players demonstrated how
they saw Declarer’s placement of the 5. Although the amount of time that the
card was exposed varied a bit, in each case the card was face up, roughly one
to three inches above the table, with the face tilted toward declarer’s partner.
According to the law, it was clearly a played card and NS should not have
appealed the Director’s ruling. The committee should have found no merit and
50
assigned AWMW to the appealing side.
Rigal: I can’t remember but I think I was neutral on the issue of the AWMW at
the time. I think it was the interpretation of the Laws that took us some time to
decide. That being so there seemed to be some merit. I am not so sure I feel that
way now; I could be persuaded either way by the rest of my committee.
Goldsmith: I agree with the dissent. While the played card rules are not well-
known and are a bit arcane, NS could have simply asked a director to explain
them. The failure to do so made them eligible for an AWMW. Ignorance of the
law is no excuse.
Gerard: Where’s the rest of them? One person filed a dissent, a minority
thought the law was unclear. What about the other two? I don’t see anything
uncertain in the law and agree with the dissent about an AWMW.
Wildavsky: I’d have liked to learn why NS thought the ruling should be
changed. That said, I agree with the dissent. I see no merit in the appeal.
51
CASE TWENTY-TWO
Subject: MI
DIC: Bates
NABC Open Swiss, 1st Final
The committee had a great deal of sympathy for West who had taken out
reasonable insurance. However, his decision was not based on the MI. East had
heard South make a strong slam try and had still doubled. Had East simply held
the AK would this be enough to double? The committee felt it was not.
The random nature of the 2 call meant that if South had properly alerted West,
she would have expected North to hold five to nine diamonds and perhaps a
club fit. Again the decision to sacrifice and overrule partner would have been
a reasonable act. West had taken that decision, however, and even though the
Committee could sympathize with it, EW were not entitled to redress.
52
Rigal: This was tough on West; we understood where she was coming from
but we felt her decision to overrule her partner had broken the chain. As to the
length of North’s diamonds: North’s diamond length was described as five to
nine cards. Not playing EHAA I can’t dispute this. If West had heard South bid
a natural 5 and North bid 6 over that, the nine-card suit might have been a
live possibility.
Wildavsky: Kudos to the TD for citing the law under which he ruled. That said,
both the TD and the AC noted that the damage was subsequent to the infraction
rather than being a direct consequence of it. They therefore ought to have applied
Law 72B1 and adjusted the NS score while leaving EW with the table result.
Staff: If West had known NS had no such agreement, he would never have
taken out insurance. The auction itself would have told him NS were having an
accident. If his 6 bid wasn’t egregious, as the Committee seems to be saying,
then he must be allowed to pass 6 doubled, with correct information, because
he would have!
Regardless of EW’s fate, NS would never have avoided disaster if not for their
infraction. They cannot benefit. Their result must be 6 doubled. My guess
is down four, plus 800 EW. I can’t help feeling part of what happened here,
although unstated, is the Committee felt EW should never have bought into the
explanation. I hope I’m wrong, since I know from experience that NS have a
multitude of unusual agreements.
53
CASE TWENTY-THREE
Subject: Tempo
DIC: Bates
NABC Open Swiss, 1st Final
The non-appealing side said that East is always very slow and deliberate in all
his bids and that the slowness of his partner’s pass had no effect on his actions.
Upon questioning by the Committee, they were told East’s opening bid was
made in approximately five seconds.
The Decision: This case presented some serious problems for the Committee
because of the ruling that was made at the table. (The directors ruled that East
would have bid again resulting in a contract of 2 or 3 and therefore no
damage to NS.) The Committee felt that it was not at all probable that East
would act again in the auction. The Committee ruled that the contract would be
2 by South. The Committee discussed numerous lines of play and decided the
most probable result would be down one.
The Committee then discussed a PP for West for blatant misuse of the UI. There
was strong sentiment for a PP except for the fact that the director’s ruling created
the jeopardy for the “non-offending side.” If the director had ruled against EW
and EW had brought this appeal to Committee, they would have received a PP
that would have been richly deserved.
54
A question for thought: Can the “non-offending” side ever be subject to a
PP? The appealing side always has the option of dropping their appeal during
screening if they feel that the risks of sanctions are high. We have no similar
escape mechanism for the “non-offending” side.
Rigal: This was the last night of the tournament I believe. It is hard to find any
other excuse for the TD ruling. After the event a colleague persuaded me that
a PP might theoretically have been in order even for a non-appealing side. If
that were so, one might have been given here. As to whether we could find a
convincing enough line to let 2 make – we did try hard. As I recall, I thought
we should have given a non-reciprocal ruling to let it make for the offenders, but
I was outvoted.
Goldsmith: This seems right; while East would like to bid something, I don’t
see anything that makes sense. In 2, is making it at all probable? Even after
trump, spade shift won, high club, declarer is still down one. Reciprocal –50s
should be awarded.
Yes, the EW pair can be subject to a PP. ACs are not a court of law; there are no
laws which protect anyone from their own wrongdoing. While an appeal case
has an appealing side and a nonappealing side, that only matters in the procedure
of who gets to speak first. The AC has complete rights to enforce the laws as
they see fit. If one is put in a position whereby one needs to appeal in order to
get a fair score, but knows that doing so may cause one to have to pay a larger
penalty as a result, then that’s just too bad.
If the other side does not get its score corrected as a result, the field suffers
mildly. Perhaps, therefore, one can arrange not to be subject to any penalty if
one appeals and claims only to want to have the other side’s score adjusted. If
so, however, the AC must not adjust said appealing side’s score. That’s not
currently legal.
Gerard: Here’s the escape mechanism: Don’t take blatant advantage in the first
place. No one EVER withdraws his or her appeal because of the warning. If
they tell you they would, it’s just another self-serving statement like “East is
always very slow and I swear on a pile of weapons of mass destruction I was
always going to bid 2.” Besides I don’t know if the warning extends to the PP
as well as the AWMW. It should but we assign them even if it doesn’t.
A question for thought: Which does a greater disservice, failure to achieve the
correct rankings because of an incorrect decision on appeal or failure to make
a record of bad actors (which could also affect the rankings) because of an
incorrect ruling?
55
Wildavsky: The TD seems not to have applied the laws. The write-up says “the
director felt that East would take another call over 2” but the laws do not
require the TD to speculate. He needs to enumerate the results that were likely
absent the illegal 2 bid, and then add the results that were at all probable. He
may have judged that Pass by East was not even “at all probable,” but unless
he says so explicitly we have no reason to believe that he applied the laws as
written.
Correctly faulty bridge judgment by TDs is one of the primary purposes of the
AC, and they did a fine job. I sympathize with their unwillingness to impose a
PP on the non-appellants, and I’d have liked to see the TD assess one at the table,
the more so since he chose not to adjust the score.
Staff: Did the floor director poll any players as to what they would do after
2-P-P? What is East’s level of expertise? I submit that only very strong, and
perhaps very weak, players would pass. The Committee’s procedure was fine.
I’m just not sure I agree with its judgment. I think the intended question refers
to “the non-appealing side.” My answer is yes, depending on the attitude. If
a player immediately admits a misdeed and shows contrition, a PP would be
inappropriate. Otherwise I wouldn’t hesitate to issue one.
56
CASE TWENTY-FOUR
Subject: Tempo
DIC: Bates
NABC Open Swiss, 2nd Final
(1) shows one or four key cards The Appeal: The North, South and
(2) BIT East players attended the hearing. NS
appealed. They felt that EW could
have been off two key cards and that
pass was an LA after the BIT. East stated he bid 5 because he knew it was
forcing and he was looking for more information. He further stated he was
offering 5 as a choice of slams since he had gone past 5 and hearts had been
bid and supported.
Other facts discovered by the Committee: The Committee asked East about
follow-ups to keycard in some other auctions. For example, they asked about
1–3; 4NT–5; 6? East stated that this was undiscussed and he didn’t
know what it meant.
The Decision: The committee allowed the table result to stand, 6 making six.
EW were not a regular partnership and the Committee believed that they had no
agreement. East bid beyond the trump suit (hearts) and this did not suggest he
was trying to sign off since he could have used a 5 bid to do that.
57
Rigal: I can’t decide about this one. On balance I think a reasonable decision,
but arguably the tempo did point towards this call not being a sign-off. Was
passing ever an LA? I think it might have been.
Gerard: If 5 were natural, West had the right to reevaluate his response
because of the auction, not the tempo. I don’t see the merit. NS brought nothing
to the table, other than a stubborn refusal to recognize 5 for what it was.
K J x x x x
A x x x
X
K Q
The time for thought, however, was before using Blackwood. It should not be
asking too much for the 4NT bidder to plan his auction over the likely responses.
While the TD was certainly correct that the 5 bid was unusual, it ought to be
obvious that a slow 5 suggests that the side is not off two key cards. Suppose
East held this hand (provided to me by the appellants):
Q 10 9
K J 9 x
K Q
A Q x x
He’d have been able to bid 5 in tempo then. In fact this hand seems more
likely than the hand he held, since on the actual deal he could have found the
best slam simply by asking for the Q.
58
CASE TWENTY-FIVE
Subject: UI
DIC: Ron Johnston
Flight A/X Pairs 3/20/04
The Decision: The panel consulted seven experts regarding North’s action over
3 and what information the hesitation may have conveyed. All seven would
have bid 3. As to what the hesitation before the 3 bid might suggest, one
saw a connection between the UI and the 4 bid. He successfully described
South’s likely hand type for a slow 3 bid (“bad hearts and honor doubletons in
the black suits”). When two experts were asked what 3 over 2 would have
been, they both said it should logically be a splinter.
Despite this, the panel was swayed by the rest of the expert opinion. One thought
the break in tempo might show values, but he saw no connection to the black suits.
Another agreed that the BIT didn’t help North and thought her 4 bid was an
indication that she didn’t trust her partner to bid game with the right hand.
59
Four others said that the BIT and the 4 bid were totally unrelated. One said
that South’s BIT might have been due to holding an under strength hand with
a diamond card, hardly indicating 4. The two who were asked agreed that a
direct 3 bid over 2 should logically be a splinter.
The panel decided that there was an unmistakable hesitation by South before
bidding 3. This created UI, but it did not demonstrably suggest 4 (Law
16A). No violation of law occurred, so the panel ruled the table result stood.
Since EW had provided no conceivable connection between the BIT and the 4
bid, and since they were told that the success of their case hinged on this factor,
they were each assessed an AWMW.
Players consulted: Jill Levin, Bobby Levin, Kyle Larsen, Marc Jacobus, Fred
Hamilton, Dan Morse, and Magnus Lindqvist.
Rigal: This appeal was well decided and the AWMW entirely appropriate. The
grounds for appeal were at best tenuous and seemed to be close to “if it hesitates,
shoot it!”
Gerard: Don’t agree with the AWMW. First they brought the case, they don’t
need to articulate the connection. Second, one of the consultants could see it,
he presumably disallowed 4. Third, this is a matter for consultation. The only
person consulted on the issue indirectly said the appeal had merit. That makes it
unanimous among those who were consulted that the AWMW was wrong.
Wildavsky: The panel’s decision to assess an AWMW is beyond the pale. One
consultant practically described South’s hand card for card – he could not have
done so without the UI. EW are owed a board and an apology.
Can I demonstrate that a slow 3 suggests 4 over 3? I don’t think it’s
difficult:
Doubt that 3 will be the best contract suggests both poor hearts (hearts will
play poorly) and honors in one or both of partner’s suits (a black suit will play
well.)
Black suit honors suggest that the best contract will be 4 or 5 rather than
3 or 4.
One consultant had the right idea when he suggested that 4 implied that
North did not trust South to bid game over 3 with the right hand. All that
was missing was to add that due to the hesitation North could have strongly
suspected that South did indeed hold the right hand.
How long do you suppose South would have taken to bid 3 if he held
xx K Q J 10 xx xxx xx?
60
CASE TWENTY-SIX
Subject: Tempo - UI
DIC: Peter Knee
Stratified Open Pairs 1st Session 3/23/04
The Decision: The panel polled players of different experience levels regarding
East’s action over 4-P-P. Of the three experts polled, two would have passed
and one would have bid 4. Of the six flight C players polled, two passed and
four bid 4. Several novices were polled and all bid 4. The panel decided
that East’s bridge knowledge was at least at the level of Flight C players despite
his limited masterpoint holding, so the input of the novices was not given
consideration as a peer group. The panel’s conclusion was based on two factors.
During the hearing East’s stated reason for bidding 4 matched that of the
one expert who bid 4, and EW played variable no trump openings based on
vulnerability.
Therefore, based on the player input, the panel decided that pass was an LA for
East. The panel also determined that there was an unmistakable hesitation and
that it demonstrably suggested not passing (Law 16A). The panel ruled 4
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making four for NS +130 (Laws 16A, 73F1, 12C2). The appeal was judged to
have merit considering the mixed responses of the polled players.
Players Consulted: Jim Murphy, Keith Garber, Dennis Lesage, six flight C
players, and several novices.
Rigal: Excellent ruling and panel decision. I would personally have given the
AWMW but I entirely approve with the panel’s decision to rely on the sample
selected, even though I do not agree with it.
Wildavsky: I see no merit in the appeal. Pass must be an LA for a player who
bid only 3 at his previous turn.
62
CASE TWENTY-SEVEN
Subject: UI
DIC: Olin Hubert
Wed Strat Open Pairs 1st Session 3/24/04
The Appeal: EW appealed the ruling and all players but East attended the
hearing. North and South each had fewer than 150 masterpoints; West had
195 and East had 1195. NS reiterated that East had flinched after his partner’s
explanation of the 3 bid. West described his partner’s facial and body
language as one of “superiority” at the point of the explanation. He said that
2 promised “nothing” systemically. East had told the table director that it was
merely non-forcing.
The Decision: The panel believed that West’s statement to the reviewer
indicated that he perceived some sort of reaction to the description of 3
(“superiority”), so by a preponderance of the evidence the panel ruled that UI
had occurred (Law 16A). The panel also believed that such a reaction would
demonstrably suggest a pass by West, so the panel gave West’s hand as a bidding
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problem over 3-P to five players with 200-300 masterpoints. All chose to bid
4. One experienced player (3000 points) gave the same answer. Therefore,
the panel ruled that pass was demonstrably suggested (by the UI) over 4 and
could not be allowed (Laws 16A and 73F1), so the score was adjusted to 4
down one for NS +100 (Law 12C2). Since the player involved had only about
200 masterpoints, an AWMW was not given.
Players consulted: Five with 200-300 masterpoints, and one with 3000.
Rigal: A messy case. The panel had to decide on the facts in a situation where
someone was going to be very upset at the conclusion. For what it is worth I
agree with their decision based on what I read. I think one had to be there to
have any feel for what was going on, but the mere fact that the TD was called
at all adds credence to the NS case. Once that was decided the decision seems
clear. Agreed no AWMW, of course.
Gerard: “Superiority” implies “smirk”, not “flinch”. Does “smirk” mean “You
dodo, what are you thinking?” or “You idiots, what else could it be?” The Panel
didn’t make the connection for us, other than by their conclusion. I don’t know
which it was, maybe West could have helped. In any case, East sounds like a
sheer joy to play with.
Wildavsky: If an AWMW was not awarded it ought to have been because the
facts were in dispute, not because of the expertise of the appellants. There is no
rule restricting an AWMW to Life Masters.
64
CASE TWENTY-EIGHT
Subject: UI
DIC: Olin Hubert
Wed Open Pairs 2nd Session
The director considered whether West followed the requirement to pause after
the skip bid (Law 73A2). Although the facts were in dispute, the ruling was
based on the likelihood that the 3 bid occurred with less than a 10-second
pause. After speaking with both A and B players, however, the director
determined that Laws 73F1 and 16A were not violated since all players
consulted bid 4 with the East cards. The table result was ruled to stand.
The Appeal: NS appealed the ruling and all four players attended the hearing.
North had 13,500 masterpoints, South 9100, East 550, and West 600. The
players agreed that during the auction there was a discussion of the meaning of
the 3 bid, but no mention was made about the tempo of the bid. When asked
by the reviewer the meaning of the 3 bid, East described it as “at the three
level, having some cards”. He seemed reluctant to use his partner’s words “limit
raise”. South said he used the stop card. NS said that West did not pause. EW
did not recall that there was any tempo problem with the 3 bid.
The Decision: Given that the facts of what happened at the table were not
agreed, the panel first had to deal with the question of whether West transmitted
unauthorized information to his partner by making a fast 3 bid. On one
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hand, NS had not mentioned a fast 3 bid at the table and had not called the
director until two rounds later to report it. On the other, EW did not have a clear
memory of the timing of the 3 bid.
Since the players offered nothing new on the subject to the reviewer that had
not already been reported to the table director, the panel ultimately decided to
defer to the table director’s finding of fact that Law 73A2 had been violated. The
panel then polled three experts and four peers (450-700 points) on East’s action
over 3-P. One expert said he would not pass and would bid either 3NT or 4.
Another thought it was 50-50 between 4 and pass. A third player consulted
said he would pass.
Of the peers, one said he would bid 4 and the other three passed (although
each of them thought 4 was a close second choice). Since pass was therefore
a logical alternative to 4, and since the panel believed that a fast 3 bid
demonstrably suggested not passing, the score was adjusted to 3 making four,
EW +170 (Laws 16A, 73F1, 12C2).
Players consulted: Matt Granovetter, Ken Gee, Lloyd Arvedon, and four players
with 450-700 masterpoints.
Rigal: The TD ruling is surprising; are we looking at the same hand with KJx
under the preempter in diamonds? I agree with the panel here.
Wildavsky: Fair enough, but it would also be reasonable that the pair who failed
to summon the TD in a timely fashion should lose any benefit of the doubt. It
helps no one to avoid summoning a TD in a situation like this. After all, we do
not have to pay our TDs by the call.
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CASE TWENTY-NINE
Subject: UI
DIC: Harry Falk
Wednesday Fast Pairs 1st Session 3/24/04
The Ruling: Despite the UI and West’s illegal choice of a club lead in light of it
(Laws 16A, 73F1), the director ruled that the likelihood that 4 would go down
one even on a non-club lead was so high that NS had not been damaged by the
infraction (Law 12C2).
The Appeal: NS appealed the ruling and were the only players to attend the
hearing. North had 1050 masterpoints, South 1900, East 1250, and West 1350.
NS argued that the club lead was suggested by the UI and that since EW had
taken only four of the five possible defensive tricks, that they would have missed
one of the four tricks available after a trump or diamond or heart lead. They
were of the opinion that the opponents should be held to the worst possible
defense. They felt that they had been made to wait too long for the table director
to give them a ruling.
The Decision: The panel decided that East’s actions had transmitted UI to West
and it investigated whether that UI might have damaged NS. Ten players with
1000 to 1300 points were given the West hand as lead problem (absent the UI)
and four different ones were given the East hand to suggest a defense after a
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spade lead. The players given the lead problem chose a trump seven times,
a diamond twice, and a club once. Some offered that a heart would never be
their choice. Of the peer players given the problem of how they would plan
their defense with the East hand, three chose to try for a club ruff. The fourth
suggested a spade return. The panel interpreted this evidence to indicate that the
likelihood that 4 would have made on a non-club lead was too low to either
award it to NS or to assign it to EW (Law 12C2), so it ruled the result stands.
The panel thought that NS should have known that they would not win an
adjustment on the board (which North said would not affect their score in any
case), so an AWMW was assessed to NS.
Rigal: The TD should really have worked out the PP for himself. Well done
by the panel. A rare combination of AWMW for one side and PP for the other
— that should have left everyone happy! But it was what they both deserved.
Wildavsky: Kudos to the panel for assessing a procedural penalty. It might seem
inconsistent to also assess an AWMW, since without the appeal the opportunity
to assess the procedural penalty would have been lost. That said, the appeal in
fact had no merit. NS might well suspect that the defenders would have lost a
trick, but if they appeal they ought to be able to suggest a sequence of plays
leading to that result.
Wolff: When partner asked about the meaning of the auction (almost obviously
the one club bid) and partner followed it up with the winning club lead all hell
broke loose, ending with the strong committee’s ruling against the defenders.
To me, the appeals process needs to deal in precedents and cite cases so that
our rulings will not only eventually achieve a consistency, but even more
importantly, the perception will be more toward fairness.
The lesson to be learned is that a player should not do what the opening leader’s
partner did — look and sound suspicious by his questions and then when the
lead struck gold the bomb exploded. It is entirely possible that the non-leader
could have been asking for other reasons, but if he was and the lead was either
poor or nondescript we would never have heard of this case. Our write-ups
should discuss this point and conclude that the questioning of the bidding must
be done according to rule (only at his turn and without emphasis, requiring
positive guile) otherwise it will be deemed UI to partner, since doubt will usually
be judged against the questioner.
68
from this case and decision, oversee and make it happen. I’ll volunteer to
proofread his work until he doesn’t need anyone to help him. It’ll take a little
effort and, of course, time, to reach where we want to go, but the upside will be
worth it.
Staff: Strong Panel decision. The event staff is good enough to work out the PP
which would have avoided an AWMW.
69
CASE THIRTY
Subject: MI
DIC: Olin Hubert
Bracket 3 KOs 3/25/04
The Decision: The panel decided that the matching convention cards and the
immediately preceding discussion constituted a partnership agreement, so no
70
misinformation had occurred (Law 75). The panel also found that East had not
taken advantage of the UI from her partner’s alert and explanation of 2 after a
consulted expert termed 4 a “100% action” (Laws 16A and 73F1). Since no
violation of law occurred, the table result was allowed to stand.
The panel was concerned, however, about EW’s (particularly East’s) apparent
inability to understand the use of a convention in a basic situation. Therefore,
the panel assessed a 2 IMP procedural penalty against EW (Law 90A) and
warned them that further Hamilton accidents would result in them being denied
permission to use the convention. The recorder was notified of the panel’s
concern.
Rigal: Correct ruling and panel decision. Once in a while you just get to fix your
opponents. I can’t say I like the PP here, but I can sympathize with the decision
to do more to EW than warn them, given what had happened on the previous
deal. Any votes for convention disruption? Only kidding.
Wildavsky: Fair enough, but I’d like to know the range for 1NT on the previous
deal. It seems plausible that a variable NT range by NS contributed to the
misunderstanding.
71
CASE THIRTY-ONE
Subject: UI
DIC: Millard Nachtwey
Red Ribbon Pairs 2nd Qualifying 3/25/04
The Appeal: North had 470 masterpoints, South had 625, East 1900, and West
1950. EW pointed out that since North found it reasonable to pass at his first
turn (as opposed to double or 3), then it must have been possible for him to
pass at his second turn. They thought that the quality of the spade suit would
deter many from bidding. They said that South’s break in tempo suggested
extra values of some sort and that any action South was considering was an
encouragement for North to bid.
The Decision: Six 500-point players were given North’s hand (without any UI)
and asked for their bids at each turn. Three players passed at each turn. Two
players wanted to bid 3 at their first turn, but when forced to pass, they bid
4 at their next turn. One player passed at his first turn, then bid 4 over 4-
P-P. An expert was consulted and he passed first and bid 4 at his next turn,
but he said it could certainly backfire. He thought any break in tempo by partner
would encourage action.
The panel decided that there had been an unmistakable hesitation by South that
72
demonstrably suggested action over inaction by North. Based on peer opinions,
the panel decided that pass by North was a logical alternative. The score was
adjusted to 4 by West making five, EW +450 (Laws 73C, 16A2, 12C2).
Players consulted: Six players with about 500 masterpoints and Phil Brady.
Rigal: I’m slightly surprised at the TD ruling for the offenders in a case of
doubt. As the panel poll demonstrated, passing 4 was an option at this level
of player, and South’s pass suggested extras (even though they happened to be
in shape not high-cards). Just because I would bid 4 does not entitle me to
overrule the polled players and the panel sensibly relied on their decision.
Staff: I’m not so comfortable with this Panel decision. The auction got back
around to South at a high level. Some time is needed. Did a break in tempo
‘demonstrably’ suggest 4? Looking at my hand (North) we have somewhere
to play! Would I allow North to double here? No, demonstrably suggested.
73
CASE THIRTY-TWO
Subject: UI
DIC: Bob Leonard
2nd Friday Afternoon Side Game 3/26/04
When asked about their auction in general, NS stated that 2 was game forcing
promising four spades. South said she would have opened 1 if she had five
of them even with a longer minor (she had opened a 5-6 spade-club hand 1
earlier in the day). NS do play splinters, but both said that they splinter with
singletons and not voids. North said he expected partner to have only four
spades (perhaps even three). He agreed that he took 45 seconds before passing
5. He said he took the time trying to figure out if he had missed something
earlier in the auction, but that he eventually concluded that South must have true
heart support.
NS said they were familiar with an auction where a new suit bid at the five level
74
by the 4NT bidder requested a 5NT bid from partner. EW thought that the
remark by South suggested that North should pass and that 5 was a reasonable
alternative for North. At this point in the hearing, West volunteered that North’s
response to 4NT had been 5 and not 5. NS confirmed this fact (their
response structure to RKC was 1430).
As to the remark made by South, she agreed she said it in a quiet aside to
East. North said he did not hear the remark and West said he heard South say
something but did not understand what she said. At the end of the auction, East
asked West if he “wanted to let it go by.” West asked what she meant and when
he told him, he called the director.
The Decision: The panel polled three experts and three peers on what South’s
sequence of Bids showed. Two speculated that South was showing a hand that
was too good for a 4 bid or a splinter over 1 by North—perhaps a very
strong 3-4-1-5 pattern. North’s 3 bid may have end played South from
completing his description by jumping to 4 over an expected continuation by
North of 2NT or 3. Another was unsure what 5 showed in the absence of
partnership agreement. All agreed that 5 was not a queen ask since 5 was
available for that purpose.
The three peers (500, 270, and 450 points) were given North’s hand as a bidding
problem. Two of them preferred a bid of 2NT over 2, but over 5 all agreed
that pass was the only alternative as partner must have four hearts. Given this
input, the panel decided that although UI was available to North due to his
partner’s remark (although it may well not have been heard by him) and that the
remark suggested passing, there was no logical alternative to passing (Law 16A).
The table result of NS +650 was ruled to stand. Given that the confusion over
the auction was not cleared up until well into the hearing, EW were not given an
AWMW in a case that otherwise would have warranted one.
Rigal: At the very least South was very close to a PP for a totally inappropriate
comment – whether or not North heard it. Since it might well have seemed to
South to be to his advantage to stop in 5 here, I think this is far closer to an
adjustment than the panel does. Still, if the sample voted the way they did, one
can hardly argue with them. This deal is certainly appropriate for the recorder.
If NS later emerge to be playing a trump queen ask I’d throw the book at them
– retrospectively.
Gerard: Not even close to warranting an AWMW. South blatantly violated the
Laws, North couldn’t tell whether to pass 5, the Panel spent a forever amount
of time dwelling on a queen ask that NS had never heard of, yet South got off
without even a warning and EW are told they shouldn’t have brought the appeal.
If I had been West, I would have reacted the same way when I found out what the
remark was. How can this type of behavior not even be questioned?
Subject: Tempo - UI
DIC: Ron Johnston
Senior Swiss 3/28/04
The Appeal: All players but South attended the hearing. North was a top flight
expert. He believed that South barely broke tempo over 2. He said that the
hesitation after the answer to South’s question was five to eight seconds. East
estimated 15 to 20 seconds and West estimated 10 to 15 seconds. North argued
that since EW had passed the hand out at 2, it was likely that South had some
high cards. He also said that with his six trick hand and a good suit it was
unlikely that anyone would double 2. EW thought that 2 had substantial
risk and that pass was a logical alternative.
The Decision: The panel gave North’s hand as a bidding problem to three
experts. Two of them said that pass was the only call at IMPs, but they would
bid at matchpoints. Another thought both pass and 2 were equally likely.
The panel found there had been an unmistakable hesitation which demonstrably
suggested bidding as opposed to passing. The information from the polled
players indicated that pass was a logical alternative to bidding 2. The contract
was changed to 2 according to Laws 16 and 73F1.
Since there was no IMP difference between EW +90 and +110, the panel ruled
2 made two, EW +90 (12C2).
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Since there was little potential gain available to bidding 2 and a potentially
huge risk, and since North put forth no cogent reason to change the director’s
ruling NS were assessed a AWMW.
Players Consulted: Jacqui Mitchell, Amalya Kearse, and Ron Smith (SF).
Rigal: The vulnerability makes passing an option, of course. I was both pleased
and surprised to see the sample agree with me, and an AWMW awarded. If
partner can’t bid over 2 why must he have values? Why should the opponents
not have missed game or a higher-scoring partscore in one or both of the majors
– as indeed they had!
Staff: We’ve seen these appeals before. This needs a PP and an AWMW.
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CASE THIRTY-FOUR
Subject: Tempo
DIC: Jeff Alexander
Flt A/X Swiss 3/28/04
The Decision: Two experts felt West underbid his hand with 4 and pass was
the correct action with the East hand. One thought pass was an LA and the
other two bid the game. They thought the slow 4 definitely suggested a better
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hand than an in tempo 4. The Panel ruled that there had been an unmistakable
hesitation that demonstrably suggested 5 over 4 and so it awarded a score of
4 making five for both sides. Laws 16, 73 and 12.
Players Consulted: Allan Falk, Peter Friedland, Greg Hinze, Dan Morse, and
Chris Willenken.
Gerard: West didn’t raise in competition and took only a simple preference,
yet East was still looking for slam. Do you think if West had properly bid 5
she would have bid six? And after signing off three times yet finding out that
partner bid game on her own, did West even consider that slam might have
been excellent? If I bid that way as East I would have AKxx x AKQxxx
Ax. In real life, East made a game try, West rejected and East accepted. This
was blatant misuse of MI and deserved a PP.
Wildavsky: A good decision by the panel. I’m not sure about their methodology,
though. Rather than asking the players consulted whether pass is a LA I think
they’d do better to ask
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CASE THIRTY-FIVE
Subject: UI
DIC: Jeff Alexander
Flt A/X Swiss 3/28/04
Two consultants felt South’s bidding showed a bad 4-6 hand, so North should
pass, especially since his hand was better oriented toward suit play. His hand
had too few clubs to raise.
The Decision: The Panel found there was UI that demonstrably suggested that
3NT would be likely to be a better spot than 3, so it changed the contract to
3 down one; NS –50 under Laws 16, 73 and 12.
Rigal: See the previous case for the TD ruling for the offenders and then being
overturned. The consulted players got this exactly right. Finally someone backs
my view that not all 3 calls after ‘Lebensohl’ 2NT bids can be over-ridden!
Wildavsky: This was a dreadful ruling by the TD. He clearly did not understand
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the auction or its relation to auctions in other decisions, which in any case do
not set a precedent. Informal polls are one way to improve rulings like this.
Especially in a Swiss, where he can consult with other players in the event, the
TD ought to have given the North hand as a bidding problem to a player or two.
When they all passed he’d hopefully realize that pass was in fact a LA.
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CASE THIRTY SIX
Subject: MI
DIC: Matt Smith
NAOP Flt C 3/28/04
The Appeal: North said he was aggressive and would have bid 2NT, just as he
did over the weak two. However, South would have known not to ask for a major
suit fit and passed his minimum hand. EW defended badly — at trick two North
led the 9 and ran it and still took eight tricks. Since North took eight tricks in
3NT, he asked for eight tricks in 2NT
The Decision: The panel accepted the logic that South would not have stretched
his values to bid if he knew 2 was Flannery. It found there had been
misinformation that directly led to NS’s poor result (Law 40C). It judged NS
+120 to be one of several likely result and thus, under Law 12C2, awarded that
score to NS since it was the most favorable of the likely results. That score
appeared to be the most unfavorable result that was at all probable, so it was also
awarded to EW.
Rigal: Excellent decision by the panel. The number of tricks taken in 3NT
should be what is used for the hypothetical 2NT contract.
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Gerard: Totally incompetent ruling and description. If South leads a spade to
the ace-king and another, declarer gets out for down one by playing a club to the
ten, then pitching on a club return or covering the heart switch and pitching on
the A return. If North hops with the A and plays a club, East lets the jack
hold and covers the heart return. Maybe declarer wouldn’t have been up to it
based on the defense to 3NT, but the projected auction was ridiculous in light of
the fact that North knew he was defending against Flannery. The panel restored
sanity.
Wildavsky: The text of “The Facts” is inconsistent with the text of “The
Appeal.” Assuming the latter is correct, and that North thought 2 showed
diamonds, then the TD ruling is fair and the panel ruling good. The Laws require
the TD to enumerate the likely and at all probable results, not to project a single
most likely result.
Staff: I disagree. North still wanted to bid 2NT, because he “was an aggressive
player.” Since South’s forward going bid was equally aggressive, why should
we accept the notion of passing over Flannery? The South hand’s pluses and
minuses do not change with the new information. If anything, missing honors
are more likely to be onside, with West having an opening bid.
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CLOSING REMARKS FROM THE EXPERT PANELISTS
Barry Rigal: The write-ups are far less well done than in previous years. It is
a major mistake to let the write-ups be handled by someone with other duties
at the Nationals. I’d urge the organization to utilize someone with time at their
disposal to produce a far more comprehensive write-up.
The TD rulings are definitely heading in the right direction. Very few outright
boners – though the tendency to rule for the offenders in the case of doubt is still
cropping up from time to time. As usual (in my opinion) the panels are doing a
fine job.
PS let’s try to use BIT for a break not for just a pause.
Jeff Goldsmith: The process is still improving. Polling players has made the
results of appeals (and directors’ rulings) not only more accurate, but far more
convincing. Lending a convincing air to this process is a very good thing.
I feel pretty strongly that players’ claims as to the lengths of hesitations need to
be taken with an enormous grain of salt. We’ll be much more accurate simply
by looking at the hand of the player who is alleged to have tanked. If he had an
obvious problem or if he took a very strange action, it’s likely that the claimed
hesitation is accurate, more so than the player’s estimates of the time taken.
We’ll never be free of hesitation problems, but timers on the table, preferably set
off by skip bid warnings, will really help. It’ll help players who want to avoid
varying their tempo; it’ll help directors and ACs who’ll then know exactly how
long the hesitation was, and it’ll put players who do not use the skip bid warning
at a substantial disadvantage over those who do; those players will “know” that
there was a real hesitation beyond the expected length; the others will only be
able to claim it.
Skip bid warnings are mandatory. Why do players refuse to use them, then go
to committee complaining about their opponents’ tempo? It’s not reasonable
to give the opponents of a player who does not use the skip bid warning carte
blanche. It is illegal to award split rulings so that a player who didn’t use a skip
bid warning is essentially never able to gain from the next player’s variation
of tempo. But it is legal to give PPs for the failure to use a skip bid warning
anytime an AC/Director rules in favor of such a player, essentially creating the
same effect. Ought we do that? Probably not, but we might consider threatening
to do it.
Four panelists is really not enough. It was really nice to be able to read the
casebook when a large group of panelists were available. Particularly valuable is
European commentary.
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Adam Wildavsky: ACs heard 24 cases in Reno. The AC ruled as the TD did
in 16 cases. In the remaining ten cases I judged that the AC improved the TD’s
ruling four times (5, 10, 13, 23) and never clearly worsened it. I found four
cases (2, 4, 17, 18) too close to call — I’ll revisit them after the casebook is
published.
Panels heard 12 cases and decided as the TD did in seven of them. In the five
remaining cases (4, 7, 10, 11, 12) I judged that they improved the TD’s ruling.
This is the first time in the three years I’ve been keeping track that neither an
AC nor a Panel clearly worsened a TD ruling. I find this encouraging, but as
always the sample size is small. I did disagree with some decisions though,
and once I’ve read the casebook comments I might move a case or two into the
“Worsened” column.
While I am a big fan of polling, Case Twenty-five shows that it has its limits.
A poll or consultation must be used to inform the panel’s decision, not as a
substitute for it.
It also demonstrates why many poor AC and Panel decisions follow from poor
TD decisions. Had the TD ruled the other way, and provided his reasoning, I
expect the Panel would have ruled as the TD did.
I have been hoping that the number of cases heard would decrease over time, but
lately we’ve seen the opposite. Considering just NABC events we’ve gone from
a high of 37 in Toronto to a low of 13 in Phoenix, but the caseload is trending up
again. Some of this can be attributed to random variation, but it could also be a
sign that TD rulings are not as consistent as they ought to be.
I’m not certain how to improve rulings in general but one sign of improvement
would be properly filed appeals forms. I don’t think it’s too much to ask that
every TD at an NABC should be willing and able to complete an appeal form.
A proper appeals form shows that the TD gathered as complete a set of facts as
were available to him, applied a specific law or laws to those facts, and explained
the law and the ruling to the players. If that procedure were followed in every
ruling I expect there would be fewer appeals.
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NABC APPEALS COMMITTEE
RED TEAM
Team Leaders
Mark Bartusek, Santa Barbara CA
Ron Gerard, White Plains NY
Vice Chairmen
Jeff Polisner, Walnut Creek CA
Adam Wildavsky, New York NY
Team Members
Darwin Afdahl, Virginia Beach VA
Lowell Andrews, Huntington Beach CA
David Berkowitz, Old Tappan NJ
Dick Budd, Portland ME
Gary Cohler, Miami FL
Ed Lazarus, Baltimore MD
Jeff Meckstroth, Tampa FL
Bill Passell, Coral Springs FL
Marlene Passell, Coral Springs FL
Lou Reich, Wheaton MD
Becky Rogers, Las Vegas NV
Eddie Wold, Houston TX
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Index — Reno NABC Appeal Cases
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