Optimal Reinforcement of RC Columns For Biaxial Bending: Materials and Structures November 2010
Optimal Reinforcement of RC Columns For Biaxial Bending: Materials and Structures November 2010
Optimal Reinforcement of RC Columns For Biaxial Bending: Materials and Structures November 2010
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ORIGINAL ARTICLE
Mark Aschheim
Received: 4 May 2009 / Accepted: 7 December 2009 / Published online: 15 December 2009
Ó RILEM 2009
Abstract The Reinforcement Sizing Diagram This contrasts with conventional approaches for the
(RSD) approach to determining optimal reinforce- design of column reinforcement, in which a predeter-
ment for reinforced concrete beam and column mined distribution of longitudinal reinforcement is
sections subjected to uniaxial bending is extended to assumed, even though such a distribution generally is
the case of biaxial bending. Conventional constraints non-optimal in any given design. Column and wall
on the distribution of longitudinal reinforcement are sections that are subjected to uniaxial or biaxial
relaxed, leading to an infinite number of reinforce- loading may be designed using this method. The
ment solutions, from which the optimal solution and a solutions are displayed using a biaxial RSD and can be
corresponding quasi-optimal pragmatic is determined. obtained with relatively simple algorithms imple-
First, all possibilities of reinforcement arrangements mented in widely accessible software programs such
are considered for a biaxial loading, including sym- as MathematicaÒ and ExcelÒ. Several examples
metric and non-symmetric configurations, subject to illustrate the method and the savings in reinforcement
the constraint that the reinforcement is located in a that can be obtained relative to conventional solutions.
single layer near the circumference of the section.
This theoretical approach establishes the context for Keywords Ultimate strength design
obtaining pragmatic distributions of reinforcement Optimal reinforcement Biaxial bending
that are more suitable for construction, in which
distributions having double symmetry are considered. List of symbols
Ac Cross sectional area of concrete section
As Area of bottom reinforcement
L. M. Gil-Martı́n (&) E. Hernández-Montes A0s Area of top reinforcement
Department of Structural Mechanics, University Ap Area of prestressing tendon
of Granada, E.T.S. Ingenieros de Caminos,
N Nominal axial strength
Campus Universitario de Fuentenueva,
18072 Granada, Spain Nd Design value of the applied axial force
e-mail: mlgil@ugr.es M Bending moment applied at the center of
E. Hernández-Montes gravity of the gross section
e-mail: emontes@ugr.es Md Design value of the applied bending moment
Mx Flexural moment strength about x-axis
M. Aschheim
Mxd Design value of the bending moment applied
Department of Civil Engineering, Santa Clara University,
500 El Camino Real, Santa Clara, CA 95053, USA about the x-axis
e-mail: maschheim@scu.edu My Flexural moment strength about y-axis
1246 Materials and Structures (2010) 43:1245–1256
Myd Design value of the bending moment applied should be distributed symmetrically. Unlike previous
about the x-axis approaches, the present work determines longitudinal
fck Characteristic compressive strength of reinforcement solutions for the design problem as a
concrete function of the neutral axis depth and inclination, and
fyk Characteristic yield strength of reinforcement thus identifies an infinite number of reinforcement
sh Distance between centroids of consecutive solutions from which the optimal reinforcement
bars of the top and bottom reinforcement solution may be selected for design. In the present
sv Distance between centroids of consecutive case, the fundamental assumptions and hypotheses
bars of side reinforcement are given as represented in Eurocode 2 [8].
x Depth to neutral axis from top fiber of cross The present work represents a simplification of the
section more general approach for ultimate strength design
y Vertical coordinate measures from the center presented by Aschheim et al. [9], wherein a single
of gravity of the gross section model applicable to a rectangular section and solution
rc Stress in concrete approach was used for the design of reinforced
rp Stress in prestressing tendon concrete beams, columns and walls for uniaxial or
rs Stress in bottom reinforcement biaxial loading. The model uses a conjugate gradient
r0s Stress in top reinforcement search method to solve the nonlinear optimization
n Intersection of the neutral axis with the y-axis problem of minimizing the total reinforcement area.
u Angle of the neutral fiber The solution approach allows additional constraints
U Bar diameter to be imposed such as single or double symmetry of
the reinforcement distribution.
The theory for strength design of biaxial columns
1 Introduction can be found in several references or text books [6,
10]. Beal and Pannell [11] shows that multibar
The approaches, assumptions, and hypotheses com- rectangular concrete columns can be designed using
monly used for the design of reinforced concrete the published curves for four-bar columns if the
sections subjected to combinations of axial load and effective depth of the multibar column is transformed
moment applied about one or both principal axes of the into an equivalent four-bar effective depth. Rafiq and
cross section were established many years ago. Even Southcombe [12] presented an interesting approach to
though conventional approaches for the analysis and optimal design of RC biaxial columns using genetic
design of cross sections make use of pre-determined algorithms. Extensions to RC moment frames have
patterns of longitudinal reinforcement distributed been made. For example, Liu [13] considered a
symmetrically about the cross section, there are quadratic expression for the relationship between the
significant differences in the approaches suggested area of longitudinal reinforcement and the fully
by different authors. For example, Bresler [1] and plastic moments of cross-sections in order to mini-
Gouwens [2] have suggested different approximations mize the total volume of reinforcing steel in the frame.
for design of rectangular sections subjected to biaxial Once the reinforcement has been determined,
bending. Marı́n [3] addressed the biaxial bending of L- existing software such as PCAColumn [14] or
shaped sections. Approximate methods for biaxial BIAX-2 [15] may be used to analyse the strength of
bending were evaluated by Lepage-Rodrı́guez [4] and the section, producing interaction diagrams that are
Furlong et al. [5]. A rigorous application of the plane- useful for validating trial designs. Ehsani [16] shows
sections remain plane assumption for the sectional a valid algorithm that can be used to obtain the
analysis of rectangular sections is described by Leet interaction diagrams. These programs, which analyse
and Bernal [6]. Even more recently, Lepš and Šejnoha sections with known reinforcement, do not provide a
[7] used genetic algorithms to design RC cross sections. direct solution for the reinforcement required to
The present work applies conventional assump- provide a section with adequate strength according to
tions and hypotheses at a fundamental level for the a governing building code.
design of longitudinal reinforcement, but relaxes the Recent work by the authors has emphasized a
conventional assumption that the reinforcement unique solution strategy in which reinforcement
Materials and Structures (2010) 43:1245–1256 1247
solutions are obtained as a function of the neutral axis equilibrium, compatibility, and the constitutive rela-
depth, allowing optimal reinforcement solutions to be tions of the steel and concrete materials at the section
characterized and used for design. The resulting level. In the present biaxial formulation, the orthog-
reinforcement distributions generally are not sym- onal axes x and y are aligned with the principal axes
metric, but conform to building code requirements of the cross section, and the applied moment, M, is
and may result in significant savings of reinforce- represented in terms of its components about the x
ment, and thus advance the aims of sustainability in and y axes, Mx and My, respectively.
construction. In one instance, Reinforcement Sizing The compatibility conditions make use of Ber-
Diagrams are applied to the design of sections noulli’s hypothesis that plane sections remain plane
subjected to uniaxial bending in conjunction with after deformation (see Fig. 1). The plane sections
axial load [17]. Characteristics of the optimal solu- hypothesis allows the distribution of strain over the
tions obtained with Reinforcement Sizing Diagrams cross section to be defined by two variables in the
are the basis of the Optimal Domains identified in case of uniaxial bending (usually strain at the center
Aschheim et al. [18]. The treatment of multiple load of gravity of the gross section and curvature, or
combinations is addressed by Lee et al. [19]. A alternatively, depth to the neutral axis and curvature).
general solution to the biaxial bending problem was In the case of biaxial bending, three variables are
described by Aschheim et al. [9]. This reference sufficient to define the distribution of strain over the
includes a comparison of an optimal solution with a cross section (usually strain at the center of gravity of
conventional textbook solution for the biaxial bend- the gross section, angle of inclination of the neutral
ing of a rectangular section column. fiber relative to a principal axis of the section, and
The present paper extends the uniaxial Reinforce- curvature). For example, the maximum compressive
ment Sizing Diagram concept to sections subjected to strain of the gross section, the height of the neutral
biaxial bending. Rather than considering the general axis (along the y-axis) from the center of gravity of
solution that is described in [9], this solution reflects a
view that rectangular cross sections should have Tension
reinforcement patterns in which double symmetry is
present (i.e. parallel sides have equal reinforcement). Neutral axis
Reinforcement configured in this way, with double
symmetry, is often used for rectangular sections Compression
the gross section (n), and the angle between the x-axis is to measure x and y from the center of gravity of the
and the neutral fiber (u) may be used to define the gross section (see Fig. 2). In Eq. 1, extended from
strain diagram, as illustrated in Fig. 1. Under the Collins and Mitchell [21] to biaxial bending, rc = the
constraint of ultimate strength design, one of these normal stress on a differential element of concrete,
variables is given, because the maximum compres- Ac = the area of concrete in the cross section,
sive strain is established by code. r0s = the stress and A0s = the area of the compression
Let’s consider the following example to clarify the reinforcement, rs = the stress and As = the area of the
previous paragraph: h = 700 mm and b = 400 mm tension reinforcement, and rp = the stress and
are given for the cross section in Fig. 1. Steel grade is Ap = the area of the prestressing steel, if present, with
500 (fyk = 500 MPa) and concrete strength, fck, is x and y being the respective distances of each
30 MPa (C-30). Reinforcement consists of five bars differential area (Ac, As, A0s or Ap) from the center of
along each side of the cross-section and mechanical gravity of the gross section, as illustrated in Fig. 2.
cover is 70 mm. In order to resist Nd = 200 kN, Axial forces and stresses are positive in compression
Mxd = 400 kN m and Myd = 100 kN m, the bars and negative in tension. The moments, Mx and My, are
must have a diameter of 16.1 mm (so 20 mm is considered positive if they produce tensile strain on the
used) and the sectional strains are defined by three upper and left portions of the section, respectively.
variables: maximum compression strain of 0.035,
u = 438 and n = 0.07 m.
The strain diagram defines the strains at every fiber 3 Reinforcement Sizing Diagrams for uniaxial
of the cross section. Based on the constitutive bending
relationships for the component materials, or useful
design approximations thereof, the nominal axial In the event that Mx or My is zero, the biaxial problem
strength, N, and flexural strengths Mx and My may be reduces to the simpler case of uniaxial bending in
determined as conjunction with axial load. In this case bending
X Z Z Z moments are applied about a principal axis of the
0 0
N¼ N ¼ rc dAc þ rs dAs þ rs dAs cross section and only two variables are required to
internal
Ac A0s As define the strain distribution, because the neutral axis
Z is aligned with one of the principal axes of the cross
þ rp dAp section. Thus, design for uniaxial bending requires
Ap that only two equilibrium equations be satisfied
X Z Z (N and either Mx or My).
Mx ¼ Mx ¼ ÿ rc ydAc ÿ r0s ydA0s The reinforcement is used most efficiently when it
internal
Ac A0s is located as far from the neutral axis as possible. Thus,
Z Z for uniaxial bending problems it is desirable to have
ÿ rs ydAs ÿ rp ydAp reinforcement at the bottom of the section (As) and/or
As Ap at the top of the section (A0s ). In this case, the number of
X Z Z Z unknowns in the two governing equilibrium equations
My ¼ My ¼ rc xdAc þ r0s xdA0s þ rs xdAs is three: As, A0s and the neutral axis depth, x. Since the
internal number of unknowns exceeds the number of equilib-
Ac A0s As
Z rium equations, an infinite number of solutions are
þ rp xdAp possible, and constraints of some kind must be
Ap imposed in order to identify a particular solution. For
ð1Þ beam design, A0s = 0 is often imposed, while for
column design A0s = As is often imposed. More
where N acts at the point where x and y are measured generally, however, one may observe that solutions
P
from and Mx is the summation of internal for As and A0s may be determined for any neutral axis
internal
P depth, x. Alternatively, since top reinforcement may be
bending moments about the x-axis (idem for My
internal used to satisfy strength requirements or for other
about the y-axis). The convention adopted in this paper reasons, such as to increase the curvature ductility of
Materials and Structures (2010) 43:1245–1256 1249
y s1
As2· s2
Neutral axis
As3· s3
s2
1
M
My s3
x
N Mx
3
2
center of gravity
of the gross
the member, to control long term deformations due to h=406 mm (20 in)
creep and shrinkage, or to aid in constructability, one
0.75h
may solve for the required value of As given a
predetermined value of A0s .
b= 508 mm (16 in)
The general solution of As and A0s as a function of y
for a cross section subjected to a single combination A’s As
of axial load, N, and moment, Mx, can be portrayed
Pn=3559 kN (800 kips)
on a Reinforcement Sizing Diagram. This diagram, e=178 mm (7in)
proposed by Hernández-Montes et al. [17], provides a
convenient way to represent the infinite solutions
P
given by the equilibrium equations (N ¼ N and Steel area (mm )
2
P internal 10000
Mx ¼ Mx ) for the case of uniaxial bending. In Total area (A s + A’s)
internal As
8000
addition to plotting As and A0s
as a function of the
neutral axis depth, y, the sum (As ? A0s ) is also 6000
plotted, in order to allow the minimum total longi-
tudinal reinforcement solution to be identified. The 4000
A’s
RSD also portrays solutions corresponding to sym-
2000
metric reinforcement and the solution for one steel
area given a known value for the other steel area.
225 250 275 300 325 350 375 400
Fig. 3 illustrates the RSD for an example according
Neutral axis depth, x (mm)
to design provisions of ACI-318 [17]. Cross section
analyses indicate that ductility capacities are not Fig. 3 Example of RSD for uniaxial bending
significantly reduced, and may be enhanced in some
cases, when optimal (minimum) reinforcement is The RSD is intended for use in design, that is, for
selected relative to conventional (symmetric) rein- determining necessary and sufficient reinforcement
forcement [22]. quantities for a given cross section for the governing
1250 Materials and Structures (2010) 43:1245–1256
load case. N–M interaction diagrams [23] may then For strength design of rectangular RC cross section,
be developed for the section having a particular equilibrium provides three equations while there are
combination of As and A0s in order to establish that the six unknowns (As,t, As,b, As,l, As,r, n, and u), therefore
given design has adequate resistance for the various an infinite number of satisfactory combinations of
combinations of N and M associated with the relevant reinforcement steel areas may be identified.
load combinations. In this way, an interaction Aschheim et al. [9] presented a procedure to easily
diagram for an asymmetrically reinforced section is obtain the optimal solutions using nonlinear conju-
developed, in contrast to the conventional use of N–M gate gradient search methods; the optimum could be a
interaction diagrams, which are prepared for a global minimum area or minimum area subjected to
predetermined reinforcement pattern. Conventional additional constraints, such as the use of equal
interaction diagrams enforce ad hoc assumptions reinforcement on opposite faces or equal reinforce-
about the distribution of reinforcement in the cross ment on all faces. ‘‘Smeared reinforcement’’ was
section and provide no information about the range of considered by using plates along each side. To
acceptable solutions, and thus do not aid the designer illustrate the application, an example previously
in identifying a truly optimal reinforcement solution. evaluated by McGregor and Wight [24] was used.
Aschheim et al. [9] presented minimum reinforce-
ment required to provide the section with the same
nominal strength (Nn = 1700 kN, Mnx = 225 kN m
4 Optimization problem for rectangular RC and Mny = 111 kN m), determined for different val-
concrete under biaxial bending ues of n and u (see Fig. 4). Minimum reinforcement
solutions are shown for each value of n and u
In the case of rectangular RC cross sections, the (uniformly spaced) where such solutions could be
general problem of reinforcement distribution can be obtained, along with contours. The global minimum
considered in terms of independent quantities of is given by qg = 2.22%, and occurs for n/h = 0.750
reinforcement along each side: As,t, As,b, As,l and As,r. and u = 38.8°. Small sketches superimposed on
Optimal
0.75
2.41% 0.04%
0.70
15 20 25 30 35
Materials and Structures (2010) 43:1245–1256 1251
sh
4500
Total Side Reinforcement (mm 2)
4000
3500
3000
2500
2000
1500
1000
500
0
0 1000 2000 3000 4000 5000 6000
Top and Bottom Reinforcement (mm2 )
4900
4800
4700
4600
4500
4400
4300
4200
0 1000 2000 3000 4000 5000 6000
2
Top and Bottom Reinforcement Area (mm )
conjunction with the strain limit specified in the unknowns (the diameter of the reinforcement, U, and
applicable design code for ultimate strength analysis, the bar spacing ratio, sh/sv). Thus, the equilibrium
while the reinforcement distribution is defined by two equations can be stated as:
Materials and Structures (2010) 43:1245–1256 1253
X
N¼ Nðn; u; /; sh =sv Þ section width and height are given so these values
X are not included as optimization parameters.
Mx ¼ Mx ðn; u; /; sh =sv Þ ð2Þ Eurocode 2 [8] assumptions for ultimate strength
X
My ¼ My ðn; u; /; sh =sv Þ analysis are used, wherein the maximum usable
compressive strain is 0.0035, the maximum usable
where summations are used in place of integrals to tensile strain in the reinforcement is 0.01, and
reflect the discrete locations of the resultant forces, admissible strain diagrams are limited to strain
determined in conformance with the applicable domains as described by Eurocode 2 [8]. The
design provisions. The right side of the first equation reinforcement is assumed to be elastoplastic, with
in (2) represents the internal contribution to the axial design yield strength fyd equal to the nominal yield
force, and includes concrete and steel. The same strength fyk divided by a material safety factor, cs,
types of terms contribute to the flexural moments Mx which is equal to 1.15. The parabola-rectangle
and My, in the second and third equations of (2), diagram for concrete compressive stress defined in
respectively. The number of variables considered is Eurocode 2 [8] was used, with a maximum stress of
four (n, u, / and sh/sv), which cover all the possible 0.85 fcd. The design strength fcd is given by the
cases for double symmetry reinforcement arrange- nominal strength fck divided by a material safety
ments. Solutions may be obtained by calculating the factor cc, which is equal to 1.5. The depth of the
required bar diameter (together with n and u) for concrete stress block is given by k times the depth of
different values of sh/sv. In practice, the required bar the neutral axis, even where the neutral axis is
diameter may be determined assuming an integer inclined at an angle u. In this example k is taken
number of bars on the top and bottom faces and a equal to 0.8.
different integer number of bars along the side faces. Table 1 shows that the minimum total reinforce-
This represents a form of discrete optimization, and ment consists of 16 /11.6 bars distributed equally to
differs from the smeared reinforcement distribution the top and bottom layers with 13 bars added to each
(as plates) considered by Aschheim et al. [9]. One side, resulting in a total reinforcement area of
useful graphical representation, named Biaxial Rein- 4439 mm2 (Case 9). The reinforcement areas shown
forcement Sizing Diagram (BRSD), plots the total top in Table 1 are plotted in Fig. 6b and c. Figure 6b
and bottom reinforcement area on the abscissa and shows the variation in side reinforcement area as a
the total reinforcement area on the ordinate, as function of top and bottom steel reinforcement area;
illustrated subsequently. total reinforcement area is plotted in Fig. 6c. One can
For a set of axial load and biaxial load bending observe that the optimum (or minimum) reinforce-
moments a check is required to ensure that the cross- ment area is obtained for a specific amount of bottom
section resists this given set. This can be done with and top reinforcement area. Because significant
P–M interaction diagrams or with the Bresler load amounts of reinforcement are required on each face,
contour method [1], although the later is a conserva- the minimum reinforcement solution is similar to the
tive approximation. solution obtained for equal reinforcement on each
face, given by Case 5 of Table 1. The optimum
reinforcement solution requires 97.3% of the rein-
6 Biaxial bending example forcement area obtained with equal reinforcement on
each face (4560 mm2). In this procedure the bar
The 700 9 400 mm rectangular cross section of diameter has been obtained from Eq. 2 and does not
Fig. 6a was designed with doubly symmetric rein- match the available range of bars in the market, so a
forcement according to Eurocode 2 [8], for a concrete slightly larger, commercially available, bar would be
strength (fck) equal to 30 MPa and steel strength (fyk) used in construction.
of 500 MPa. To illustrate the potential under different The second loading case better illustrates the
loading conditions, two different design loadings are potential of biaxial RSDs to save reinforcement. For
considered: (1) Nd = 200 kN, Mxd = 300 kN m and this case, Nd = 200 kN, Mxd = 400 kN m and Myd =
Myd = 250 kN m and (2) Nd = 200 kN, Mxd = 100 kN m. The optimum reinforcement is given by
400 kN m and Myd = 100 kN m. Column cross Case 1 of Table 2, for which 16 longitudinal bars are
1254 Materials and Structures (2010) 43:1245–1256
Table 1 Analyses used to computer the biaxial Reinforcement Sizing Diagram for the example cross section, for Nd = 200 kN,
Mxd = 300 kN m and Myd = 250 kN m
Analysis Bar diameter (mm) Number Number sh/sv Total area Total area Total area
case of top and bottom of side barsb of top and of side bars of bars
barsa bottom bars (mm2) (mm2) (mm2)
The minimum total reinforcement solution is shown in bold text; that obtained using equal amounts of steel on each face is shown by underlining
a
Number of top and bottom bars is the number of bars at the top layer, which is the same as the number of bars in the bottom layer in this
implementation of biaxial RSDs
b
The number of side bars, excluding the corner bars (which are counted as top or bottom bars)
Table 2 Analyses used to computer the biaxial Reinforcement Sizing Diagram for the example cross section, for Nd = 200 kN,
Mxd = 400 kN m and Myd = 100 kN m
Analysis Bar Number Number sh/sv Total area Total area Total area
case diameter of top and bottom of side barsb of top and of side bars of bars
(mm) barsa bottom bars (mm2) (mm2) (mm2)
The minimum total reinforcement solution is shown in bold text; that obtained using equal amounts of steel on each face is shown by underlining
a
Number of top and bottom bars is the number of bars at the top layer, which is the same as the number of bars in the bottom layer in this
implementation of biaxial RSDs
b
The number of side bars, excluding the corner bars (which are counted as top or bottom bars)
Materials and Structures (2010) 43:1245–1256 1255
3900
3700
the cost of construction, but also reduce the carbon
footprint, helping to improve the sustainability of
3500
reinforced concrete construction.
3300
3100
2900
2700 References
2500
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