Neural Plasticity and Consciousness (Figures Are Missing in This Version) Susan Hurley
Neural Plasticity and Consciousness (Figures Are Missing in This Version) Susan Hurley
Neural Plasticity and Consciousness (Figures Are Missing in This Version) Susan Hurley
Susan Hurley
< s.l.hurley@warwick.ac.uk >
Alva Noë
< anoe@cats.ucsc.edu>
Submitted to Biology and Philosophy for the special issue on Philosophy and the
Neurosciences edited by Kathleen Akins and Philip Gerrans
Why does neural activity in a particular area of cortex give rise to experience of
red, say, rather than green, or to visual experience rather than auditory? Why, for that
matter, does it have any conscious qualitative expression at all? These familiar questions
point to the explanatory gap between neural activity and qualities of conscious
experience.
In fact, these questions indicate that there are three different types of explanatory
gap for consciousness.2 There’s the absolute gap: Why should neural processes be
‘accompanied’ by any conscious experience at all? And there are two comparative gaps.
First, there’s the intermodal comparative gap: Why does certain neural activity give rise
to visual rather than auditory experience, say? Second, there’s the intramodal
comparative gap: Why does certain neural activity give rise to experience as of red, say,
rather than experience as of green?
1
For helpful discussions and comments, we are grateful to David Chalmers, Alan Cowey, Jeffrey
Gray, Mark Greenberg, Robert Hanna, Colin McGinn, Philip Pettit, Kim Plunkett, Nicholas
Rawlins, Evan Thompson, Michael Tooley, and Larry Weiskrantz. We are also grateful to
participants in the 2002 NEH Summer Institute on Consciousness and Intentionality in Santa
Cruz, California,. A.N. gratefully acknowledges the support of faculty research funds
granted by the University of California, Santa Cruz as well as that of a UC President's
Fellowship in the Humanities.
2
Compare Chalmers 1996, p. 5, who in effect distinguishes the absolute and comparative gaps,
but not the intermodal and intramodal comparative gaps.
Neural plasticity and consciousness:
about this strategy of response. Neural properties are qualitatively inscrutable. 3 If you
were to land in the visual system as a microscopic alien, you couldn’t tell, by looking
around at the local fireworks, whether experience was happening, or whether, if it was, it
was visual experience, or whether, given that it was visual, it was visual experience as of
something red. Mueller’s theory (1838) of “specific nerve energies” recognized this. On
his view, it is not the intrinsic character of the neural activity that makes it visual. Rather,
it is the fact that the neural activity is set up by stimulation of the retina, and not, say, the
cochlea. But this view still leaves the explanatory gap unbridged: why should
differences in the peripheral sources of input, leading to differences in the cortical
locations of the neural activity, make for the difference between what it is like to see and
what it is like to hear?
This distinction is puzzling, and raises closely related empirical and philosophical
issues. What explains why qualitative character defers to nonstandard inputs in some
cases but not others? How does explanation of this difference address the comparative
explanatory gaps?5 After laying out the dominance/deference distinction, with both
intermodal and intramodal illustrations, we consider and criticize some possible
explanations of it. We then put forward a dynamic sensorimotor account of the
distinction. This promising hypothesis has the potential, if correct, to bridge the
comparative explanatory gaps.
3
“How pulses of water in pipes might give rise to toothaches is indeed entirely incomprehensible,
but no less so than how electro-chemical impulses along neurons can”. Maudlin 1989, 413.
4
Compare related discussions in von Melcher et al 2000; Merzenich 2000; Pallas 2000.
5
The distinction raises further philosophical issues as well, about how supervenience claims
relate to explanatory gaps. We address these in another article, in progress. In particular, we
claim that our dynamic sensorimotor account is compatible with neural supervenience claims, but
does more to address explanatory issues.
2
Neural plasticity and consciousness:
Whether or not our dynamic sensorimotor proposal turns out to be correct, our
main claim here is that the dominance/deference distinction is important and worthy of
further study, both empirical and philosophical. Explaining this distinction will help us
to understand how qualities of consciousness are related to the rest of the natural world.
What happens when areas of cortex receive input from sensory sources that would not
normally project to those areas? When an area of cortex is activated by a new source,
what is it like for the subject? Is the qualitative character of the subject’s experience
determined by the area of cortex that is active, or by the source of input to it?
Empirical work on neural plasticity shows that it can go either way. In cases of
cortical dominance, cortical activation from a new peripheral input source gives rise to
experience with a qualitative character normally or previously associated with cortical
activity in that area. In such cases, we can say that cortical activity in a particular region
dominates, that is, it retains its ‘natural sign’ or normal qualitative expression. In cases of
cortical deference, in contrast, cortical activity in a given area appears to take its
qualitative expression from the character of its nonstandard or new input source. In these
cases, the qualitative expression of cortical activity in that area changes, deferring to the
new input source.
3
Neural plasticity and consciousness:
experience of that type supervenes on neural activity at that locus. Activity at such a
neural locus may be held to be necessary and/or sufficient to produce experience of the
relevant type however that activity is produced, whether by normal perceptual processes,
by direct stimulation, or by stimulation from a nonstandard source. Such a locus is
sometimes called a neural correlate of consciousness (NCC), or a bridge locus.6 It may
seem that if there is such a bridge locus for a given type of experience, then cortex should
dominate in the event of rerouting.
There are two points to note about this assumption of dominance as the norm.
First, an empirical point: cortex does not in fact always dominate, as we have noted. It
is important to recognize that cortical deference occurs as well. Second, a philosophical
point: the supervenience of types of experience on neural properties at bridge loci does
not entail dominance, but is equally compatible with deference, since neural activity at a
given locus can have different neural properties. We argue this point elsewhere, where
we claim that our account of the dominance/deference distinction, though compatible
with neural supervenience, addresses explanatory gaps in a way that neural supervenience
does not. To avoid distraction for purposes of this article, it is helpful to keep in mind
that we do not regard cortical deference, or our account of the dominance/deference
distinction, as threatening to the neural supervenience of experience.
Why does cortex defer in some cases but dominate in others? How could an
explanation of this difference contribute to bridging the comparative explanatory gaps?
This article makes an initial approach to these questions. We lay the groundwork in the
next two sections by giving a general schematization of the distinction and applying it to
various examples.
We schematize the distinction in terms of the relations between two mappings, one from
peripheral sources of input to cortical target areas, the other from cortical areas to
qualitative expressions.
Suppose there are two different peripheral (i.e. proximal) sources of afference or
input, A and B. A and B can be specified broadly to give an intermodal comparison, as in
6
Teller and Pugh (1983) introduced the term “bridge locus”. They write: “Most visual scientists
probably believe that there exists a set of neurons with visual system input, whose activities form
the immediate substrate of visual perception. We single out this one particular neural stage, with a
name: the bridge locus. The occurrence of a particular activity pattern in these bridge locus
neurons is necessary for the occurrence of a particular perceptual state; neural activity elsewhere
in the visual system is not necessary. The physical location of these neurons in the brain is of
course unknown. However, we feel that most visual scientists would agree that they are certainly
not in the retina. For if one could set up conditions for properly stimulating them in the absence
of the retina, the correlated perceptual state would presumably occur” (Teller and Pugh, 1983, p.
581). For discussion of this conception, see Noë and Thompson, forthcoming.)
4
Neural plasticity and consciousness:
visual stimulation (a pattern of light hitting the eye) vs. tactile stimulation (a pattern of
touch to the skin). Or they can be specified more narrowly to give an intramodal
comparison, such as tactile simulation to the face vs. tactile stimulation to the arm.
Suppose also there are two different target areas of cortex to which afference of kinds A
and B normally project, respectively. A normally projects to area 1, and B to area 2.
These areas are identified anatomically. The normal qualitative expression associated
with area 1 is the A-feeling and that associated with area 2 is the B-feeling.7
Or, will activation of area 2 by afference with source A give rise instead to
sensation of the same type as activation of area 1 by afference with source A? That is,
will the qualitative expression of area 2 change from the B-feeling to the A-feeling,
reflecting the new source of afference? If so, then the qualitative character of the
subject’s experience depends in some way on the character of the source of input, rather
than just on whether cortical area 1 or 2 is active: cortex defers, apparently to the source
of input, in the determination of ‘what it is like’ for the subject.
FIGURE 1
7
It will sometimes be convenient to refer to the A-feeling as ‘A’, as in the looks-yellow-feeling
and ‘looks yellow’, in the discussion of synaesthesia in section 3 below.
5
Neural plasticity and consciousness:
We now explain how the distinction applies to the examples mentioned above and to
further examples.
The arm is then lost, so there is no longer any afference from the arm reaching area
2. Instead, area 2 appears to be invaded by afference from the face, which now projects to
area 2 as well as the adjacent area 1. Touches to the face now activate both cortical areas
1 and 2. The question arises: will touches to the face feel only like touches to the face, or
will they also feel like touches to the missing ‘phantom’ arm? The answer is: in many
cases they feel also like touches to the missing arm (Ramachandran and Hirstein 1998,
Ramachandran and Blakeslee1998, 29, 33, 45).8 This suggests that activation of area 2
retains its normal qualitative expression, touch-to-arm feeling. Cortex dominates the new
source in determining what it is like for the subject.
8
Such referral of touches to the face to the phantom arm can occur less than one day after
amputation, suggesting that the referral may be due to the unmasking of ordinarily silent inputs
rather than the sprouting of new axon terminals (Borsook et al 1998; Ramachadran and Rogers-
Ramachandran 1996, 385). However, the precise topographic mapping from facial stimulation to
phantom arm can become extremely disorganized and may be highly unstable over time,
suggesting that the relevant alterations in sensory processing may not be hardwired but rather be
mediated by an extensive and interconnected neural network with fluctuating synaptic strengths
(Knecht et al 1998; see also Halligan et al 1994).
6
Neural plasticity and consciousness:
not found in normal subjects. This suggests that language inputs get routed in
synaesthetes not just to their normal destinations but also to this area of visual cortex,
where they elicit experiences as of color. Cortical activation dominates over the source of
stimulation.
Moreover, the visual information thus carried in rewired auditory cortex can be
made to mediate visual behavior. Unilaterally rewired ferrets are trained to respond
differently to light stimuli and sound stimuli presented to the non-rewired hemisphere.
Then, when light stimuli are presented to the rewired hemisphere, in the portion of the
visual field that is ‘seen’ only by this induced projection to auditory cortex, the rewired
ferrets respond as though they perceive the stimuli to be visual rather than auditory. The
researchers suggest that the functional specification and perceptual modality of a given
cortical area can be instructed to a significant extent by its extrinsic inputs; as a result, “...
The animals ‘see’ with what was their auditory cortex” (Mezernich 2000, 821; cf.
Carman et al 1992; von Melcher et al 2000). It is argued that the different characteristics
of input activity from specific sources (visual vs. auditory) generate not just
7
Neural plasticity and consciousness:
representational structure specific to that source but also source-specific sensory and
perceptual qualities. To put the point in our terminology, this recognition of cortical
deference is seen as a striking departure from the traditional and widely held assumption
cortical dominance (Mezernich 2000).
However, this work on ferrets, striking though it is, still leaves room for skepticism
about whether there has really been an alteration in the qualitative expression, as opposed
to representational and functional roles, of a given area of cortex (expressed to us, for
example, by Ned Block). Other work, on human subjects, leaves no such room for
skeptical manoeuver.
The question arises how the early blind experience such activation of visual cortex:
what is its qualitative expression? This question is directly addressed by work that uses
TMS to produce transient interference with visual cortex activity during Braille reading.
In the early blind subjects, TMS applied to visual cortex produced both errors in Braille
reading and reports of tactile illusions (“missing dots”, “extra dots”, and “dots don’t
make sense”) (Cohen et al 1997a).10 By contrast, in normal subjects TMS to visual cortex
had no effect on tactile tasks or sensations, whereas similar stimulation is known to
disrupt the visual performance of normal subjects. In our terms, the qualitative expression
of area 1 in normal subjects is visual experience, while in these early blind subjects it is
tactile experience: the qualitative expression of activation of visual cortex here defers,
apparently to the source of input. The researchers view their work as supporting “the idea
that perceptions are dynamically determined by the characteristics of the sensory inputs
rather than only by the brain region that receives these inputs” (Cohen et al 1997a, 182;
cf. Maudlin 1989, 408).11
9
Other imaging work has shown that visual cortex of blind subjects is activated by sound
changes, when the task is to detect these changes (Kujala et al 2000).
10
Speech was unaffected by TMS, and subjects given a chance to correct their reports after TMS
had ended did not do so, suggesting that errors were not due to interference with speech output.
11
The perception of signing by the congenitally deaf provides another example suggestive of
intermodal deference. Auditory cortex lights up when some congenitally deaf persons receive
inputs from the visual periphery (where manual signing is perceived by those fluent at sign
8
Neural plasticity and consciousness:
The fact that both dominance and deference occur needs explanation. Why do some cases
of neural rerouting result in dominance while others result in deference? What explains
whether qualitative expression goes one way or the other in particular cases? What
explains why activity in a certain cortical area is experienced as like this rather than like
that? To take one of our intramodal examples, why is cortical activity in a certain area
expressed as a touch-to-arm feeling rather than merely as a touch-to-face feeling? And in
the intermodal examples, why is cortical activity in a certain area expressed as tactile
rather than visual feeling, or as visual rather than auditory? These questions express
comparative explanatory gap issues, but they are open to empirical answer.
First, it does not accommodate all the cases we’ve considered, even so far. We have
seen that some intermodal cases are plausibly regarded as examples of dominance, such
as synaesthesia. Moreover, there is evidence that the referral of sensations to phantom
limbs may be highly unstable over time, so even here they may be departures from strict
dominance. However, the hypothesis could be reformulated, so that intermodal rerouting
is necessary but not sufficient for deference.
But second, even if this reformulated hypothesis is correct, we’ll still want to know
why. Indeed, even if it were to turn out, on further reflection, that the
intermodal/intramodal distinction does coincide with the deference/dominance
distinction, we would still want to know why. The intermodal deference/intramodal
dominance hypothesis, if correct, would still not be explanatory, would be too close to
mere redescription of data (though it might provide clues to a more explanatory account).
language, who focus on faces; Elman et al 1996, 299). It would be interesting to discover
whether in these cases TMS to auditory cortex produces visual distortions.
9
Neural plasticity and consciousness:
dominance is the norm for a mature brain with established qualitative expressions, while
deference results from early rerouting, before the brain has settled into a quality space.
However, consider the fact that patients born without arms may nevertheless have
phantom arms (Ramachandran and Blakeslee 1998, 40-42). The early deference/late
dominance hypothesis would predict that such patients should not experience the kind of
referred sensation experienced by amputees with phantoms, such as in the case of
dominance we described above in which a touch to the face is felt also as a touch to the
phantom arm. We do not know if referred sensation is found in congenital phantoms as
well as in late-acquired phantoms. Again however, if it were, the hypothesis could be
reformulated, so that early rerouting is necessary but not sufficient for deference. This
reformulation would also be prompted by synaesthesia, an apparent example of
dominance that starts very early in development (from as far back as synaesthetes can
remember).12
The reformulated prediction would then be that late rerouting should give rise to
cortical dominance. Here, the evidence at present seems less than decisive. Sadato et al
(1998) studied 8 blind subjects, 4 of whom were blind at birth and 4 of whom became
blind later (on average, at 8.5 years). “...[T]he critical point is that the primary visual
cortices of both early and later blind groups are activated during Braille reading....”,
irrespective of the onset of time of blindness (Sadato et al 1998, 1215; see and compare
Buchel 1998; Buchel et al 1998).
However, this study did not directly address the question of how the later blind
subjects experienced this activation by applying TMS to visual cortex, as did Cohen et al
(1997a). It would be interesting to know whether Sadato’s later blind subjects would
experience tactile distortions from TMS to visual cortex. Even if visual illusions also
resulted, tactile distortions from TMS to visual cortex in these subjects would show
cortical deference resulting from relatively late rerouting, contrary to the present
prediction.13
Cohen et al (1997b, 1999) studied blind subjects who lost their sight later in life
still (14-15 years) than Sadato’s subjects. But in these subjects, activation was not found
in visual cortex during Braille reading. Moreover, TMS to visual cortex did not disturb
Braille reading. However, since there is no imaging evidence of tactile to visual rerouting
in these subjects in the first place, the issue of dominance vs. deference is not raised by
Cohen’s late blind studies.
However, if the prediction that late rerouting leads to cortical dominance holds up,
further explanation would still be needed. We’d still want to know why: what is it about
early but not late rerouting that permits deference? We’d want an explanation at a deeper
12
Thanks here to Jeffrey Gray.
13
See also Kujala et al 2000 for further evidence on cross-modal cortical reorganization in the
mature brain.
10
Neural plasticity and consciousness:
level, one that sheds light on why qualitative expression can come to reflect the source of
input in early but not late rerouting.
After a period of adaptation (as short as a few minutes), subjects report perceptual
experiences that are distinctively non-tactile and quasi-visual. For example, objects are
reported to be perceived as arrayed at a distance from the body in space and as standing
in perceptible spatial relations such as “in front of” or “partially blocking the view of,”
etc. However, Bach-y-Rita emphasizes that the transition to quasi-visual perception
depends on the subject’s exercising active control of the camera (1984, 149). If the
camera is stationary, or if someone else controls it while the subject passively receives
tactile inputs from the camera, subjects report only tactile sensation.
14
See also Arho et al 1999 on the possibility of an auditory-visual substitution system, as well as
Meijer (1992,) and also http://ourworld.compuserve.com/homepages/Peter_Meijer/).
11
Neural plasticity and consciousness:
light falling on the eye). Call cortical target area 1 somatosensory cortex and cortical
target area 2 visual cortex. Note that TVSS involves no rerouting from peripheral source
of input to cortical areas, either before or after perceptual adaptation. Peripheral tactile
input continues to stimulate cortical activity in somatosensory cortex throughout.
What has been rerouted is the external relationship between distal sources of visual
input, objects in space, and peripheral sources of tactile input. So, we can add to our
schematism a new lowest level of distal sources of inputs, A’ and B’. Let A’ be a distal
source of tactile input, an object that is touching the skin, and B’ be a distal source of
visual input, namely, an array of objects in space. TVSS effects a new external
intermodal mapping from distal sources of visual input to peripheral tactile inputs and on
to somatosensory cortex. As a result, the qualitative expression of somatosensory cortex
after adaptation appears to change intermodally, to take on the visual character of normal
qualitative expressions of visual cortex. Such a change in qualitative expression involves
no neural rerouting and so does not fit our original characterization of cortical deference.
That is, in contrast to the cases of deference we considered earlier, here there is no
apparent deference to a nonstandard source of peripheral input, for there is no change in
peripheral sources of input. However, because there is still a change in qualitative
expression of activity in given area of cortex, this case prompts us to extend our
characterization of deference to include cases of external rerouting.
FIGURE 2
There are other similarities as well. When you see an object, you make perceptual
contact only with the facing side or aspect of the object. You only see what is in view.
This fact has important dynamic sensorimotor implications. To bring more of an object
into view, it often suffices to move in relation to the object. This pattern of dependence of
what you perceive on what you do holds for tactile-vision in much the same way that it
holds for vision. In a similar vein, both vision and TVSS are governed by laws of
occlusion for which there is no analog in touch. You see, or TVSS-perceive, objects
around you only if they are not blocked “from view” by other opaque objects.
12
Neural plasticity and consciousness:
What makes tactile-vision visual? Here we cannot appeal to the proximal source of
stimulation, or to the fact that visual areas of the brain are activated. For TVSS-
perception is visual despite the fact that eyes and visual cortex are not directly activated.
The visual character of tactile vision stems from the way perceivers can acquire and use
practical knowledge of the common laws of sensorimotor contingency that vision and
TVSS share (O’Regan and Noë 2001a). For example, as you move closer to an object, its
apparent tactile-visual size increases, just as it would if you were seeing it. As you turn
to the left, objects in “view” swing to the right in your tactile-visual field, just as they
would if you were seeing them. As you move around an object, hidden portions of its
surface come into tactile-visual view, just as they would if you were seeing them. What it
is like to see is similar to what it is like to perceive by TVSS because seeing and tactile-
vision are similar ways of exploring the environment: they are governed by similar
sensorimotor constraints, draw on similar sensorimotor skills, and are directed toward
similar visual properties, including perspectivally available occlusion properties such as
apparent size and shape.
Recall that if the camera is stationary, or if someone else controls it, TVSS subjects
do not adapt to achieve vision-like experience of objects in space, but continue to report
only tactile sensation. Adaptation to TVSS does not occur unless the subject actively
controls the camera. This is what a dynamic sensorimotor approach would predict: active
movement is required in order for the subject to acquire practical knowledge of the
change from sensorimotor contingencies characteristic of touch to those characteristic of
vision and the ability to exploit this change skillfully.15
However, we do not suggest that this external rerouting in itself explains the
change in qualitative expression. Rather, the external rerouting effects a change in the
dynamic pattern of sensorimotor contingencies in which peripheral tactile inputs
participate, a change from the pattern characteristic of touch to the pattern characteristic
of vision. This change makes distinctively visual know-how and skills newly available to
the active subject. In TVSS, somatosensory cortex defers to distinctively visual qualities
of distal objects, but this deference is mediated by the perceiver’s new sensorimotor
skills. It is the perceiver’s practical knowledge of distinctively visual patterns of
sensorimotor contingency that give TVSS visual objects.
15
This is also argued in Hurley 1998, ch. 9, and O’Regan and Noë (2001, a, b, c; Noë 2002).
13
Neural plasticity and consciousness:
16
Here we draw on Noë and O’Regan (2002), O’Regan and Noë (2001a, b, c) and on Hurley
1998a, especially chapter 9.
17
A more satisfyingly detailed characterization of the distinctive sensorimotor patterns charcteristic of
different modalities is given in O’Regan Noë 2001a, c.)
18
We do not accept the constraint that explanatory gaps concerning consciousness can only be
bridged by conceptual truths. See and cf. Levine 1993; van Gulick 1993, 146; Chalmers 1996.
14
Neural plasticity and consciousness:
Readers should keep in mind, when consulting their own intuitions for the ‘aha!’
response, that we are here addressing comparative rather than absolute explanatory gaps.
For present purposes the relevant question is not: when we describe certain sensorimotor
patterns, do we make it compelling that there is something it is like for the agent at all? It
is rather: assuming that there is something it is like for the agent, when we describe the
sensorimotor patterns characteristic of, say, vision by contrast with those characteristic of
audition, does our description make it compelling that it is like seeing rather than like
hearing for the agent?
However, it does not hold up. In principle, the dynamic sensorimotor account
applies to intramodal as well as intermodal differences in qualitative character. Perhaps
For a different kind of attempt to bridge the explanatory gaps in sensorimotor terms, see
O’Regan, Myin and Noë, submitted and O’Regan and Noë 2001c).
15
Neural plasticity and consciousness:
sensorimotor contingencies change in subtler, less global ways within modalities than
between modalities than within modalities. But at the qualitative level also, there is a
subtler difference between seeing red and seeing green than there is between seeing and
touching, or between seeing and hearing. There are nevertheless significant differences
in sensorimotor contingencies between qualities within one modality.19 So the dynamic
sensorimotor hypothesis does not necessarily predict intramodal dominance. And this is
all to the good, since we find striking intramodal deference when we consider adaptation
to goggles, to which we now turn.
FIGURE 3
19
This may hold even for differences in color (O’Regan and Noë 2001a; O’Regan, Myin & Noë
submited; Noë, forthcoming; see also Pettit in press). Also relevant is the fact that there are
asymmetries in color relationships that prevent inversions from working smoothly. SeeThompson
1995; Myin 2001; van Gulick 1993, 144-145.
20
Note that this terminology can mislead. RV-cortex is the part of visual cortex that normally subserves the
experience as some something being visually on the right. It is not the anatomically right part of the visual
cortex.
16
Neural plasticity and consciousness:
effects. For example, when you rotate your head, the world, dizzyingly, seems to move
around you. It used to be that you had to move your head leftward to bring leftward
objects more into view, but that no longer works. When you try to move your right hand
rightward, it feels as if your right hand is moving rightward, but it looks as if your left
hand is moving leftward. Moving your right hand still activates right proprioceptive
cortex, the qualitative expression of which remains ‘feels right’, even though it looks
leftward. So there is a conflict between vision and proprioception when they are co-
stimulated by the same right hand movement. The external intramodal visual rerouting
effected by the goggles results in an intermodal conflict between vision and
proprioception, such that proprioception is veridical and vision is not.
FIGURE 4
Thus, movements of your eyes, head, limbs, and whole body quickly demonstrate
that the old patterns of sensorimotor contingency no longer apply. While the mapping
from distal objects, such as your moving hand, to visual cortex has altered, the mapping
from your moving hand to proprioceptive cortex has not altered. Nor has the mapping
from motor cortex to your moving hand. Since the mapping to visual cortex has changed,
but not the mappings to proprioceptive cortex or from motor cortex, the higher-order
relations between these mappings, or sensorimotor contingencies, have changed.
According to our view, for you to experience something as visually leftward is for
it to present itself to you as occupying a certain position in a space of sensorimotor
possibilities, through which you have the skills to navigate. For example, when
something looks to you as though it is on the left, you know how to move your eyes, or
turn your head, to bring the thing more into view, you know how to raise your arm and
hand in order to block it from view, or to rearrange things that block your view of it so
that they no longer do, and so on. When you put this goggles on, you initially lose this
know-how.
17
Neural plasticity and consciousness:
FIGURE 5
Taylor emphasizes that this result was achieved as a result of a rigorous and
extended training program during which the goggle wearer engaged in intensive
sensorimotor interactions with his environment. Visual adaptation was modular, and
reflected specific practice sessions. For example, after lots of bike riding with goggles,
buildings on the left came to look leftward, while the writing on signs on those buildings
was still left-right reversed. After subsequent practice at reading with goggles, the
writing appeared normal as well. Just as intermodal adaptation to TVSS depends on the
active control and sensorimotor interactions, so intramodal visual adaptation to left-right
reversing goggles depends on the subject’s activity. 21
Our response is again that the external rerouting effects a change in the dynamic
pattern of sensorimotor contingencies in which peripheral inputs participate. As a result,
the subject temporarily loses the know-how on which his visual experience depends.
But with practice he regains it, having learned a new way of navigating skillfully through
a restructured space of sensorimotor contingencies with which he eventually has become
familiar. Leftward objects once more present themselves to him as in terms of a certain
characteristic trajectory in this multidimensional space, as related to changing
proprioceptive and motor mappings in characteristic ways. Now, when he moves his
head leftward, it does bring objects that look (and are) leftward more into view. When he
tries to move his right hand rightward, it feels as if his right hand is moving rightward
and it also looks as if his right hand is moving rightward. Vision here defers to the true
position of distal objects, but this deference is mediated by the perceiver’s reconfigured
21
Taylor reports that one of his long-term subjects experienced no aftereffect when removing or
reinstating the goggles (while riding a bicycle!). This suggests a very striking variability in
qualitative expression. With goggles on, left arm stimulates RV-cortex, and looks leftward. With
goggles off, right arm stimulates RV-cortex, and looks rightward. Here, the qualitative
expression of activity in RV-cortex would vary between ‘looks rightward and ‘looks leftward’.
The subject has acquired know-how in relation to both sets of patterns of sensorimotor
contingencies, with and without goggles, and switches between them seamlessly. See Hurley
1998a, ch. 9, for further discussion.
18
Neural plasticity and consciousness:
8. A challenge.
Charles Harris (1965, 1980) questions whether there is genuinely visual adaptation
to reversing goggles of the kind claimed by Taylor. Some long-term goggle wearers may
judge that their visual experience has veridicalized, that leftward objects eventually come
to look leftward even while wearing goggles. But Harris suggests that any such
judgements are mistaken. He explains two aspects of adaptation to reversing goggles.
He argues, first, that adaptation to the goggles is the result not of vision righting
itself, but rather of the adaptation of proprioception to reversed vision. The right hand,
which looks as if it is on the left, now comes to feel (proprioceptively) as if it is on the
left too. Behavioral dispositions are also reversed and so brought into accord with
reversed visual experience, thus eliminating the intermodal discord and confusion
induced initially by putting on the goggles. Harris says that
…so many visual judgments and visually guided behaviors are affected [by
processes of adaptation] that one could talk about a modification of visual
perception, as long as one bears in mind that here too what is actually modified is
the interpretation of nonvisual information about positions of body parts” (1980,
113).
In his view, if perceivers interpret the adaptive change in their experience as a change in
visual experience, their judgments about their own experience are wrong; nonvisual
experience rather than visual experience has really adapted.
Secondly, Harris argues that a process of familiarization can explain why even
though proprioception, not vision, has really adapted, it nevertheless can seem to subjects
that vision has reverted to normal. Just as with practice mirror-writing can come to seem
“normal,” so, with practice, reversed vision can come to seem normal and familiar. But
Harris suggests that visual experience really remains left-right reversed even though it
comes to seem normal. Harris’ hypothesis is a kind of left-right positional version of an
inverted spectrum hypothesis.
If Harris is right, then proprioception adapts intramodally, not vision. We don’t get
a change in the visual qualitative expression of RV-cortex, as Taylor’s work suggests.
Rather, thanks to the power of vision to influence proprioception, we get a change in the
proprioceptive qualitative expression of neural activity in what we can call right-
proprioceptive cortex (RP-cortex). RP-cortex changes its qualitative expression from
‘feels rightward’ to ‘feels leftward’. Note that here again there has been no rerouting
19
Neural plasticity and consciousness:
between sources of proprioceptive inputs and their targets in proprioceptive cortex. The
right hand projects to RP-cortex both before and after adaptation.
So, if Harris is right, we still have a kind of deference. RP-cortex defers; but to
what? Here again it defers not to a new source of proprioceptive input (there is no new
source), but to a new co-stimulation relationship with visual cortex. Actions are intended,
felt, and seen, in relation to the environment, giving rise to patterns of neural activity.
The goggles alter the way neural patterns are coordinated by action on and in the world.
An intramodal external rerouting in vision generates an intermodal conflict between
vision and proprioception, which in turn induces an intramodal change in proprioceptive
qualitative expression that resolves the conflict, relative to the power of vision.22 The
illusion is thus compounded, as proprioception inherits the illusion the goggles have
perpetrated on vision. If Harris is right, deference here cannot be deference to the true
position of distal objects. But nevertheless, what would drive the change in qualitative
expression of LP-cortex, and could eventually give rise to the secondary illusion that
visual experience is re-inverted, would still be a change in the dynamic patterns of
sensorimotor contingency among intentional movement, proprioception and vision.
We are skeptical about Harris’ view. We will consider his view as a rival to
Taylor’s in order to spell out our misgivings about it. Consider why proprioception
might bend to vision, as Harris argues his experiments show it to do? Why might the new
co-stimulation relation induce illusory proprioceptive deference rather than veridical
visual deference? Suppose, for the sake of argument, that there are two distinct
qualitative possibilities, veridical Taylor-type visual adaptation and illusory Harris-type
proprioceptive adaptation with the secondary adaptation such that vision again seems
normal. Then it is an empirical question which form of adaptation in fact occurs.
Perhaps it is even possible that adaptation occurs one way under certain conditions and
the other way under other conditions. Either way, cortical activity somewhere changes its
qualitative expression intramodally, driven by the changes in dynamic patterns of
22
Visual capture is a widespread phenomenon. It is exhibited in such phenomena as the
ventriloguist effect, in which we hear the voice coming from the mouth of the dummy because we
see things that way, and in the McGurk effect, in which visual information about lip-movements
trumps accoustic information in determing heard phonemes. An interesting case has recently been
reported (Botvinik and Cohen 1998). Subjects were "seated with their left arm resting upon a
small table. A standing screen was positioned beside the arm to hide it from the subject's view
and a life-sized rubber model of a left hand and arm was placed on the table directly in front of
the subject. The subject sat with eyes fixed on the artificial hand while we used two small
paintbrushes to stroke the rubber hand and the subject's hidden hand, synchronising the timing of
the brushing as closely as possible" (Botvinik and Cohen 1998, 756). After a short interval
subjects have the distinct and unmistakable feeling that they sense the stroking and tapping in the
visible rubber hand and not in the hand which is in fact being touched. Further tests show that if
you ask subjects with eyes closed now to point to the left hand with the hidden hand, their
pointings, after experience of the illusion, are displaced toward the rubber hand.
20
Neural plasticity and consciousness:
It would be nice to stop there. But we have yet to pin down, in sensorimotor
terms, which intramodal change, in vision or in proprioception, has occurred in response
to changes in dynamic patterns of sensorimotor contingency. What does a dynamic
sensorimotor approach predict about which modality will, as it were, host the adaptive
change? Does it predict the kind of deference illustrated by Taylor’s view or that
illustrated by Harris’ view?
21
Neural plasticity and consciousness:
you hold your right hand, stylishly, near to his face, hoping to stop him in his tracks. His
response is not at all what you intended.
Can the secondary aspect of adaptation save you from such blunders? While it is
not completely clear how Harris understands this secondary aspect, it could be interpreted
as a kind of higher-order illusion: because everything rightward seems leftward, you
come to interpret seeming leftward, wrongly, as seeming rightward. Whether or not this
is the correct interpretation of Harris, it is worth spelling out why we are skeptical of this
dual-illusion hypothesis.
The dual illusion hypothesis under scrutiny is that while rightward things really
look and feel leftward to you, they come to seem to look and feel rightward. So the true
qualities of your experience are no longer self-evident to you. Both the primary and
secondary adaptations generate illusions. By canceling out the primary illusion, such a
secondary illusion would at least restore your know-how in relation to your environment.
It would, for example, save you from the kind of wedding ring blunder just described, as
your right hand would come with ‘normalization’ to seem to you to look and feel
rightward, even though it still really looks and feels leftward. So your wedding ring
would stay where it belongs.
FIGURE 6
Note that the dual-illusion hypothesis conflicts with the claim that qualities of
experience are self-evident. In effect, the subject loses knowledge of the qualities of his
own experience, in regaining sensorimotor know-how. So any independent arguments
for self-evidence would favor Taylor’s hypothesis over the dual- illusion hypothesis.23
23
See Hurley 1998, ch. 4; cf. Chalmers 1996, ch. 5, on the paradox of phenomenal judgment.
While we cannot pursue the details here, we note that two distinctions are critical in assessing the
relevance of Chalmers’ arguments to present concerns.
First, self-evidence should be explicitly distinguished from incorrigibility: if experience
must be self-evident, there is an entailment from the character of experience to judgment. But the
reverse entailment does not follow: someone’s judgment the character of his experience need not
be incorrigible, even if his experience is self-evident. Hurley 1998 denies incorrigibility, but
defends a version of self-evidence. Self-evidence is all we need to rule out Harris’ dual-illusion
adaptation, not incorrigibility. Chalmers also denies incorrigibility, insisting that our judgements
about our own consciousness do not entail the truths of such judgments; a zombie could judge
himself to be conscious. His position on self-evidence is more complex; see pp. 97, 205ff.
22
Neural plasticity and consciousness:
Our view leads to the same conclusion by a different route. It predicts that the two
postulated illusions would cancel one another out qualitatively as well as practically.
The dual- illusion hypothesis relies on the bare idea that this is what it is really like
qualitatively for the subject, even though it does not seem to him that this is what is really
like. But our view predicts that if there were no difference in sensorimotor know-how
between the dual- illusion view and Taylor’s view, then there would be no qualitative
difference either.
Note that this response is not put forward on a priori verificationist grounds, along
the lines of denying a priori the qualitative possibility of an inverted spectrum despite
complete practical adaptation. Rather, it is an empirical prediction based on a theory
supported by evidence in other cases (see also Cole 1990). Indeed, it could prove
difficult to verify this particular prediction after adaptation, although the dynamic
sensorimotor theory is in general open to empirical assessment, as we have explained. 24
23
Neural plasticity and consciousness:
We will now review in general terms how the cases we have considered constrain
explanation of the dominance/deference distinction and move us toward a dynamic
sensorimotor account.
Deference resulting from neural rerouting, in our original cases, shows that
qualitative expression cannot be explained just in terms of the area of cortex activated.
Deference resulting from external rather than neural rerouting, as with adaptation to
TVSS and reversing goggles, shows that it is not enough to appeal in addition to the
character of peripheral sources of input, since there is no rerouting from peripheral inputs
to cortex in these cases. Rather, rerouting, whether internal or external, changes the
pattern of dynamic sensorimotor contingencies in which given areas of cortex participate.
Recall the way changes in qualitative expression in TVSS and goggle adaptation depend
on the agents’ active control and exploratory movement in their environment. As a result
of rerouting plus a subject’s activity, a global dynamic pattern characteristic of a specific
modality, or a more local pattern characteristic of a specific quality within a modality,
may be newly established or relocated to new neural pathways. And a given area of
cortex may find itself newly participating in and integrated into such dynamic patterns of
sensorimotor contingency. Such characteristic patterns govern agents’ skillful
perceptual activities in their environments, their perceptual know-how. Changes in the
neural paths of such characteristic sensorimotor patterns after rerouting can disrupt
agents’ perceptual know-how and with it the qualitative character of experience, but with
practice such know-how can be reacquired. Deference reflects agents’ know-how in
relation to dynamic patterns of sensorimotor contingencies that are characteristic of
specific modalities or qualities, but which use nonstandard neural paths that include areas
of cortex that would normally participate in different sensorimotor patterns. We suggest
that the dominance/deference distinction can be explained in terms of such skill-
governing sensorimotor patterns in both intermodal and intramodal cases.
Our account predicts deference where two general conditions are met: first, where
perceptual experience of the kinds in question normally arises out of distinct patterns of
sensorimotor contingency, which are systematically transformed by rerouting, and
second, where the agent is able to explore and learn the new operative contingencies and
their relations to the old ones. Thus, dominance should result when the second condition
is not met because the agent is relatively passive, or where the first condition is not met
because particular kinds of rerouted input give rise to ‘dangling’ cortical activity, not
substantially tied into a dynamic pattern of sensorimotor contingencies, of cross-modal
and feedback relationships. Such dangling activity latter could nevertheless generate a
limiting case of perceptual experience. There may be a spectrum of degrees of richness
and complexity in patterns of sensorimotor contingency, with a kind of nearly-null case at
one extreme whereby a source of input stimulates only one cortical area and is unaffected
by motor activity. These two conditions for dominance are connected: inactivity by the
24
Neural plasticity and consciousness:
subject may leave a new input dangling, until activity ties it in to the network of
sensorimotor contingencies through co-stimulation and feedback.
Mappings from different input sources to cortex are affected in different ways and
to different degrees by motor activity, and the way and degree to which they are affected
can be altered by rerouting. Rerouting of inputs that are affected by motor activity should
generally produce changes in dynamic patterns of sensorimotor interdependence. Thus,
on this approach, such rerouting should generally produce deference. Deference is the
norm, and dominance is the exception that needs to be explained, as a kind of limiting
case.
How do these predictions play back onto our original cases? Intermodal deference
in the ferret and Braille cases are straightforwardly predicted, since neither condition
predicting dominance is met: the agents are active, and the rerouted input does not dangle
but is tied into a network of sensorimotor contingencies. It would be interesting to know
what would happen if TMS were applied to visual cortex when no Braille reading activity
by the subject is taking place: would it still generate a tactile sensation?
By contrast, dominance could be predicted in the phantom referral case on the basis
that the rerouted input from face-stroking to cortex that used to signal touch to arm is
dangling as a result of inactivity in relation to this specific input. Why? Because the
experimenter, not the subject himself, does the face stroking, so no feedback is set up. If
the subject were to stroke his or her own face, while also watching in a mirror, rather than
having the experimenter stroke it, the dynamic sensorimotor hypothesis would predict
that qualitative expression would defer. Such self-stroking would make available a new
set of relevant contingencies.
25
Neural plasticity and consciousness:
lifetime of practical familiarity with what in our terminology are dynamic patterns of
sensorimotor contingency. These are missing after amputation; the brain’s normal
‘expectations’ of sensorimotor feedback are ‘disappointed’, so adaptation is needed. As a
result the phantom may freeze or even disappear over time. But movement in a
congenital phantom may persist indefinitely because the congenital absence of a limb to
provide co-stimulation and feedback relationships between various modalities and motor
activity means that there are no normal expectations of sensorimotor feedback from such
a limb to be disappointed. So no adaptation is called for. In effect, the part of the innate
body image corresponding to the phantom is never overwritten but dangles, disconnected
from the network of sensorimotor contingencies into which it would normally be
integrated (See Ramachandran and Blakeslee 1998, 57).
25
In particular, colored graphemic synaesthetic perception does not have all the properties of
normal color perception. Synaesthetically induced colors give rise to cross-modal priming
effects, as do colors perceived by normal subjects. However, synaesthetically induced colors do
not give rise to covert cross-modal priming effects, while colors perceived by normal subjects do
(Mattingly et al 2001).
Here is what this means, operationally. Normal subjects asked to name the color of ink in
which a word is written show longer reaction times when the word spells the name of an
incongruent color: for example, if the word ‘red’ is printed in blue ink, they will take longer to
say ‘blue’ than they will if the word ‘blue’ is printed in blue ink (the Stroop effect). Synaesthetes
display a synaesthetic version of a Stroop effect: if they are asked to judge the physical color of a
letter that induces a different synaesthetic color, their reaction times are slowed (whereas that of
normal subjects are not). If they are shown a letter prime that induces experience of a certain
synaesthetic color, and then shown a color patch and asked to name its color, they are slower
when the induced synaesthetic color of the letter prime is different from the color of the color
patch. Syneasthetic and normal colors are thus similar in respect of Stroop priming effects, where
subjects are conscious of the colors in question.
However, normal subjects also display covert priming effects: a letter is briefly presented
and masked so that subjects are not consciously aware of having seen it, and then asked to name a
subsequently presented letter. Normal subjects are slower to name the subsequent letter when
the masked prime was a different letter, even though they are not consciously aware of the
masked prime. And synaesthetes show this same covert priming effect on letter recognition,
displaying unconscious processing of the letter prime. Note that this task does not involve
synaesthetic perceptions.
However, if the synaesthetes are asked to name not a letter but the color of a color-patch,
preceded by a masked letter prime which they are not aware of having seen, there is no covert
priming effect: reaction times are no longer when the masked letter prime would, if unmasked,
26
Neural plasticity and consciousness:
To the extent color perceptions resulting from synaesthetic rerouting do dangle, the
dynamic sensorimotor approach would predict dominance.
10. Conclusion
Our main aims in this article have been to draw the dominance/deference
distinction, to indicate its relationship to the comparative explanatory gaps, and to raise
the question of how the distinction should be explained. In our view, the NCC
perspective does not by itself have the right kind resources to explain the
dominance/deference distinction. We have proposed a dynamic sensorimotor hypothesis
as a way of explaining the dominance/deference distinction and have suggested further
experiments.26 If our dynamic sensorimotor hypothesis is successful---and we emphasize
that its success or otherwise turns among other things on empirical issues---the approach
should by the same token go some way to bridge the comparative explanatory gaps.
induce a different synaesthetic color from the color of the presented patch. Thus, synaesthetically
induced colors in particular appear to generate distinctively synaesthetic intermodal priming
effects only when they are consciously perceived, even though synaesthetes show normal covert
intramodal priming effects for letter recognition.
This suggests that synaesthetic color perception lacks some of the links that normal color
perception has. Mattingley et al 2001 suggests that synaesthetic interactions occur after initial
processes of recognition in the inducing modality are complete. See also Rich and Mattingley
2002.
26
Namely, we have suggested investigating whether applying TMS to auditory cortex of the cogenitally
deaf produces visual (or other sensory) distortions; whether Sadato’s later-blind subject would experience
tactile distortions when TMS is applied to visual cortex; whether TMS produces tactile illusions when no
Braille reading is in progress when applied to visual cortex in the congitally and early blind; whether
referred sensations are found in congenital phantoms; and whether referred sensations are found in late-
acquired phantoms who stroke themselves while watching in a mirror.
27
Again, more detailed sensorimotor characterizations of the modalities are given in O’Regan and Noë
2001a, c. We recommend attention to these for the most robust ‘aha!’ reaction.
27
Neural plasticity and consciousness:
28
Neural plasticity and consciousness:
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35