Roberts1988 PDF
Roberts1988 PDF
Roberts1988 PDF
INTRODUCTION
The present Department of Information Studies was established in 1963
with the title of Post-Graduate School of Librarianship and Information
Science. The founder head of the school, Professor W L Saunders,
frequently emphasized his own commitment, and that of the school, to
research. Individual members of staff were expected and encouraged to
undertake research. Students, too, through their dissertations, were
required to undertake research exercises. During subsequent years, which
saw a change in headship and a dramatic general worsening of academic
and financial circumstances, neither staff nor students have been allowed
to forget the dominating imperatives of research. The research orientation
of the department was reflected in the attraction of over £2 million in
external research funds between 1964 and 1987. A record which ranks
the department as one of the highest earners of external research funding
in the University of Sheffield. A record, too, that evoked an unusual
commendation from an otherwise grudging Transbinary Committee:
’While the overall quality of research appears questionable in most LIS
schools ... We have noted the consistently high standard of research at
Sheffield University’s Department of Information Studies which puts it
well above average in research ratings’ (1).
As might be expected, research activities over a period of almost 25
years span a wide range of interests. For example, computerized indexing,
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manpower studies, public library finance, chemical structure searching,
automatic classification, trainee schemes, online services, parallel process-
ing, organizational information behaviour, use of various types of library,
business information, information flows, have all generated research
projects by staff and students. This variety of research activities includes
a
major and continuing concern for user studies of different types, many
distinguished by a strong emphasis upon social research techniques. In
this respect the interest of the school, later the Department of Information
Studies, and that of the Centre for Research on User Studies (CRUS)
complemented and remforced each other. The imminent quarter of a
century anniversary of the department, together with the changed status
of CRUS,1 suggests that this may be an appropriate time to consider and
reflect upon the development and implications of user study research
carried out at Sheffield.
BEGINNINGS
Interest in user studies was apparent in the first batch of research exercises
undertaken by students of the new school in 1964. Two out of a total of
23 research exercises were directed at exploring aspects of user behaviour
in a university library (2; 3). These studies investigated aspects of stock
use by specified groups of borrowers through analyses of circulation
records. The method was then favoured for its objectivity and the relative
ease of application. Although the method has recognized limitations, the
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interlibrary loans. Public library topics included use patterns, academic
uses, use of local history departments, branches and mobile libraries,
analysis of adult membership, library use by special groups-children,
ethnic groups, business library and business information, teenagers-use
of computerized community information services, readers, inquiry times,
visual impact of buildings, examination of services for the housebound,
use of catalogues. Only a small number of students
attempted user studies
in schools. This may be attributed to the fact that for many years the
department paid little attention to the subject of school librarianship. The
situation was changed during the late 1970s. The use of books in schools,
the selection of books by teachers, and the recreational and educational
uses of school libraries, have since been
investigated by students.
By 1969 information issues not confined to library contexts were
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generalizations? Such questions might be expected to form part of the
critical armoury of all librarians. There are few better ways of cultivating
a critical approach to research and research findings than by undertaking
personal research. For many students the most relevant forms of research
are associated with users and their information-seeking and use behaviour.
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systems, information agencies, etc. In some instances, too, it is apparent
that individuals have difficulties in transforming crucial aspects of problem
perception into information demands. There are implications of a practical
nature in such findings. Chiefly, what can be done to remedy such
deficiencies of skills? Is there an answer in education? In more transparent
systems? In publicity and marketing? In active information intermediaries?
Given the complexity of the issues involved it is likely that the solution,
too, will not be simple.
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the language problem from research workers m other universities, in industry
and elsewhere. Subsequently a letter was sent to every university hbrarian in
the country, asking for details of their policies with respect to translations
and for suggestions on improving access to the research material appearing
in foreign languages.
available technology, individual education, etc. If such was the case then
it would be advantageous to monitor trends by replicating investigations
at regular intervals. Such hopes came to nothing. Research funding bodies
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(1473), again with a 61 per cent response rate. Some 62 members of staff
were interviewed. This number represented a random stratified sample
of questionnaire respondents who had indicated a willingness to be
interviewed. ’Instant diaries’, in-library use records, reading room use
counts, and library records were also employed. In addition, to assess
demands for information/reference services, two other forms of data
collection were employed.
Firstly, a time-sampling study using a small pocket alarm device ... together
with a brief
questionnaire for recording activity when the alarm went off;
secondly, a ’diary’ sheet with response boxes for types of enquiry and time
required to answer.... By this method a total of 656 observations was
collected in the space of one week.
The user study represented only a part of the library cooperation project.
It provided data essential for establishing both the role and contribution
of cooperation in the Sheffield area. It also provided a model for analysing
cooperative requirements and possibilities. Unlike many research projects,
there was a known practical outcome. In 1974 the Sheffield Libraries
Coordinating Committee was established as a direct result of the
recommendations made in the report. The SLCC is still in being and
playing an important role in the continuous improvement of cooperative
relationships among the member libraries. That role may change in the
near future as a result of the development of the Sheffield Library and
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Information Plan, but its continued existence is testimony to the soundness
of a structure based upon research.
ESTABLISHMENT OF CRUS
By the early 1970s user studies had become one of the most favoured
research areas in librarianship and information studies. In many instances
enthusiasm for the approach was more evident than technical competence.
Indifferent use of techniques, poor questionnaires, superficial analysis,
triviality, were common enough to draw severe criticism of user surveys
(16). The lack of social research expertise within the profession, associated
with the need to encourage a greater uniformity of methods, persuaded
the British Library Research and Development Department to undertake
remedial action. In addition to supporting specialist courses the BLR&DD
established the Centre for Research on User Studies (CRUS) at Sheffield
University in 1975. The decision to locate CRUS at Sheffield was related
directly to the tradition of user-based studies established by Professor
W L Saunders, and reinforced by major research projects initiated by
T D Wilson (later professor, and head of department). CRUS had its
own director and research staff, but was under the general supervision
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Written in 1977, these views have not altogether lost their point. A
situation that indicates that user studies may not have consolidated the
research ground gained during the early 1970s, and that practitioners
may have had to contend with more pressing issues than the application
of research findings during this period.
Having cleared the ground in this fashion CRUS, in subsequent years,
embarked upon a series of research projects which explored a variety of
issues, and which drew attention to methodological problems and
solutions. Much of the work fell into three broad areas-humanities,
education and business information. For example, C Corkill and M Mann
explored neglected problems of information needs in the humanities by
postal survey (17) and, with contributions from S Stone, undertook a
longitudinal study of such needs based upon interviews spaced over 3
years (18; 19). This work established the solitary working practices of
most researchers in the humanities. At the same time, as a group, they
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unappreciated by most teachers. When investigating the teachmg of
information skills it was found that the organization and use of books
in primary schools were influenced by many variables, but the most
significant of these was the support provided by the Schools Library
Services. It was discovered that information skills lessons tended to be
separate from project work. However, it was observed that in schools
where skills training was integrated into project work, the pupils’
approach to their projects was more systematic.
Business information interest was represented by an investigation of
the information practices of 156 metal-producing and metal-using firms
(24). Data were gathered through semi-structured interviews. These
related to sources of information used, problems giving rise to information
actions, difficulties in obtaining needed information, etc. This lead was
followed by the ’new’ CRUS with investigations of information acquisition
procedures in manufacturing firms, and of the use of public sector
business libraries (see below).
In addition to these programmes CRUS undertook a number of one-
off research projects, usually reflecting dominant professional interests of
the period. For example, the use of medical literature was studied through
self-completed questionnaires distributed to large samples of medical
personnel (25). Self-administered questionnaires were employed also to
investigate the ’kind of knowledge users had of items requested on inter-
library loan prior to making the request’. The project ’tried to establish
whether some sources of information contributed more effectively than
others to meeting the users’ expectations of the items requested’ (26). An
encouraging 72 per cent response (601 respondents) provided a sound
basis for describing the general characteristics of interlibrary borrowers
and consequences of such borrowing. Exploration of the use of infor-
mation sources, the second phase of the project, was not so conclusive.
However, the findings of this part of the survey suggested ’that
users might be more successful in identifying appropriate materials for
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it took to answer queries (less than 10 minutes 56-95 per cent; 10-30
minutes 4-32 per cent; more than 30 minutes 1-13 per cent). The
consolidation of the user approach may be seen in the widespread
professional acceptance of community profiling as a management tool.
This is a method which attempts, through description and analysis of
economic, demographic, social and educational factors, to place users
within their working, community and library contexts for the better
design, implementation and justification of library services. C Beal, of
CRUS, drew on the growing interest of librarians in community profiling
to produce the most comprehensive guide to the range of techniques
associated with profiling activities (28). It remains the standard work in
this area.
In addition to research, CRUS engaged in education and advice
related to user study. For example, a programme of seminars based on
methodological issues was initiated. In these, experienced library and
information researchers discussed the applicability and promise of novel
techniques imported from other disciplines. At the time these were
thought to be especially valuable since there was no other professional
forum for the encouragement of cross-disciplinary discussions. Short
courses on research methods for beginners were also provided. Between
1978 and 1984 (the period of full BLR&DD support) over 400 librarians
and researchers contacted CRUS by telephone, mail or personal visit to
seek advice on, or discuss, user research matters. In meeting these requests
it became evident that the majority of individuals and groups were
undertaking research for the first time, or with indifferent research
backgrounds. In these circumstances the free advice offered by CRUS
was welcomed. Advice given ranged from such specifics as sample size
OTHER ACTIVITIES
Parallel with user studies at CRUS, T D Wilson was developing intensive,
qualitative, forms of data gathering in a project designed to examine the
information needs and information services in local authority social
services departments. The study was financed by the BLR&DD in its
first phase and subsequently by the Department of Health and Social
Security. ’The ultimate aim of the project [was] to establish guidelines
for the development of effective information services for social services
departments of local authorities’ (29). Project INISS was conceived as an
action research project. The principal method adopted for the study of
users’ needs and information-seeking behaviour was structured obser-
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vation. This methodological development diminished reliance of user
studies upon questionnaires and interview schedules which, almost
inevitably, reflect the investigator’s viewpoint more strongly and thereby
introduce a greater degree of bias. The results of the period of structured
observation were employed as a basis for the development of more
effective interview schedules for follow-up studies of more individuals.
’Project INISS demonstrated that the examination of information services
cannot be divorced from the organisational and work context of the
departments in which they are provided’ (29). The findings revealed the
heavy reliance upon informal oral communication in social service
departments and the highly fragmented patterns of work. The situations
investigated did not suggest a role for traditional library and information
services, but did indicate the need for, and utility of, departmental
information officers with a more dynamic role.
From the outset Project INISS was designed to produce practical
outcomes in terms of improved information services and practices. For
this purpose the research team undertook what has to be regarded as one
of the major, and certainly one of the most sustained and successful,
dissemination of findings campaigns (see, for example, 30; 31; 32; 33;
34). As a result it is not surprising that Project INISS produced a significant
heightening of information issues in social services departments. The
principal researchers, David Streatfield and T D Wilson, continued to
run workshops on information in social services departments for almost
10 years after the end of the project.
Both C Harris and T D Wilson may be regarded as implementing G
Ford’s concern to develop information research within organizational
contexts. T D Wilson consolidated this organizational emphasis by
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organizational responsibilities present librarians and information managers
with the most challenging tests of professional competence.
CRUS CHANGES
At the end of 1984 the BLR&DD substantially reduced the amount of
financial support which it provided for CRUS. The decision brought
about a complete change of staff, and more pressing financial imperatives.
None the less, despite the change of name to Consultancy and Research
Unit, users remain a prime focus of CRUS research. The shift to business
information and organizational information issues was continued in an
investigation of information practices in manufacturing firms outside
London and the South East. More specifically, CRUS staff were required
to assess the significance to firms, in information terms, of their distance
from the accepted rich information sources of the South East. This was
done through interviews in 59 firms in Lincoln, Cleveland and Manchester.
In the event, although the regional variations project provided rich data
on forms of information-seeking behaviour, there was little evidence to
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public sector business libraries as the only sources of essential business
information in their areas. Work-related respondents were questioned as
to the significance of their information actions in libraries. It became
REFLECTIONS
As new user studies added to the existing stockpile it is not unusual
are
to encounter expressed disillusion with the results of such work. The
variety of environments in which forms of individual and organizational
behaviour are manifested makes the formulation of widely applicable
generalizations difhcult. There are problems of cumulating results of
studies based upon varying, and sometimes inadequate, methodologies.
There are difficulties in transforming research findings into practical
applications.2 Such criticisms cannot be dismissed. However, they can be
qualified to provide a more constructive understanding of the state and
contribution of user studies. The main issues may be gathered under four
heads-methods, findings, applications and education.
Methods
Ford (16), among others, noted the lack of rigour in the approach to the
design and development of research instruments in the field of user
studies. His observations, made in 1977, still retain some of their original
force, but there is little doubt that research techniques and approaches
have improved during the intervening decade. The point may be
illustrated, for example, by reference to the excellent studies carried out
by Cheshire County Library (39; 40), the work of research officers in
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certain polytechnic libraries (see, for example, 41; 42), the innovative
techniques of T D Wilson and D Streatfield (15; 29) and the more
sophisticated use of administrative data to establish community library~/
information profiles (e.g. 43). Of course, such advances may be contrasted
with examples of sloppily produced questionnaires and badly conceived
surveys, but the trend towards higher research standards is evident.
Findings
Results of user studies are difficult to cumulate. They are often the
product of different methodologies, carried out at different points in time
and in different locations. This criticism is true, but only to a degree.
Substantial confirmatory findings have emerged from user studies which
librarians, information system designers and professional educators cannot
afford to ignore. For example, variable forms of individual and organiza-
tional information-seeking and use behaviour have been observed and
classified; the malleability of information practices in certain circumstances
has emerged as a significant factor for library/information system man-
agers ; the total dependence of individuals and groups upon publicly
provided information agencies has been established in many instances;
information provided by such agencies most certainly contributes to
economic and commercial efficiency and effectiveness. These are only
some of the broader generalizations emerging from user studies. Together
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may be claimed to have diminished the contribution of user studies to
Yet, attempts at addressing such issues would seem to offer the promise
of data crucial for a convincing justification of the activities of information
intermediaries.
Applications
Occasionally critics challenge the utility of user research on the basis that
research findings have contributed little, or nothing, to practical library
and/or information developments. The charge is difficult to rebut because
of its, usually, unspecific formulation, and because it embodies a naive
view of the connections between research and applications. Research
findings reach the mainstream of professional thinking and implemen-
tation through a variety of channels and timespans.3 It is often difficult
to delineate precise links between applications and research, but this is
not to deny that such links exist. It is evident that past research activity
has encouraged more libraries to undertake their own research activities.
It is evident, too, that circumstances are compelling librarians to improve
supplies of data for their management information systems. Such activities
have to be recognized as forms of research. To assert that the findings
of user studies contribute little of practical value to professional activities
is to disregard what librarians themselves are doing to discover more
about the working of their systems and shows ignorance of the way in
which ideas are adopted, attitudes formed and actions taken. Admittedly,
not all research affects professional practice; but then, not all research is
meant to do so. Of the remainder, the variable quality, specificity and
timeliness of individual exercises will influence their take-up, as will the
willingness of librarians to consider new ideas. The latter factor, curiously,
is rarely treated as a variable in the research implementation process, and
has yet to be researched.
User studies that set out to explore the preferences and practices of
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individuals and groups in specific information environments can be made
to yield data highly useful for ’tuning’ existing information services to
greater efficiency and effectiveness. They are also helpful in assessing
individual evaluations of information services and systems. They are
probably less successful in determining the character and purpose of
intended new services of which the potential users have little fore-
knowledge or understanding. They are at their most useful, in practical,
implementation, terms, as part of action research programmes in which
user requirements are researched, related to innovative information
CONCLUSION
User studies are firmly established within the curriculum of the Depart-
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for supporting such an activity. In practical terms there is sometimes
expressed a feeling of disillusionment both with the activity and its
results. Enthusiasm for investigating user actions, requirements, attitudes
may have given way to more worldly ’so-what’ cynicism.
In our view such attitudes are misplaced, if only because users are, and
will remain, the focus and justification of information activities, and
because of our continuing lamentable ignorance of many facets of
information-seeking and use behaviour. However, it has to be admitted
that many user studies lose their explanatory and descriptive potential
because they are not regularly replicated. As a consequence of this failure
it is possible to diminish the significance both of past work and of the
very idea of user studies. It is possible to indict researchers, funding
agencies and practitioners for this state of affairs. To apportion blame,
however, would be unproductive. Instead, it would be more effective to
discover ways in which representatives of the three groups could find
common ground. Common ground for what purpose?
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for a time. We need now to reaffirm our cooperative and collective
responsibilities. User studies seems an excellent area in which to start!
NOTES
1 From 1976 to 1984 the Centre for Research on User Studies (CRUS)
was funded mainly by the British Library Research and Development
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(1) Transbinary Group, Report of the Transbinary Group on Librarianship and Information
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(2) Roberts, E W. A survey of postgraduate borrowing at the University of Sheffield. PGSLIS,
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(3) Wickison, L J. A survey of library borrowing by science students. PGSLIS, Sheffield
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(4) Murray, M F. The information needs of a new industrial estate. PGSLIS, Sheffield
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(5) Allen, T J, and Cohen, S I. Informatson flow in an R. & D. laboratory. MIT-Alfred
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Library, 1971.
(10) Thayer, L. Communication: concepts and perspectives. Spartan Books, 1967.
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(20) Vincent, C. A survey of the methodology by which teachers select books. CRUS, Sheffield
University, 1980.
(21) Heather, P. Young people’s reading: a study of leisure reading of 13-15 year olds. CRUS,
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(24) Harris, C. The use of reference services in public libraries: a study of large city libraries.
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(25) Ford, G. The use of medical literature: a preliminary survey. BLR&DD, 1980.
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