Middle Constructions Saved
Middle Constructions Saved
Middle Constructions Saved
Kabyong Park
Namseoul University
1 Introduction
The researches in the early generative grammar assume that the transitive
verbs should occur in the underlying representation of the middle
construction, since those verbs carry a passive meaning. This section
discusses some previous analyses of the constraints on the construction under
investigation and point out their limitations.
1
An argument A of a verb or predicate is AFFECTED by the action or process P
referred to by the verb if the referent of A exists prior to P and if its inherent
properties are modified by P (Fellbaum & Zribi-Hertz 1989:28).
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property of the argument is affected. This hypothesis can account for the
grammaticality of the following sentences 2 .
We can perhaps simply say that the subjects bridge and poem in (5)
are 'created' by the action of building and writing. Thus, we might not say
that the process of creation results in the change of any intrinsic properties of
these particular arguments. Then, the Affectedness Constraint can account for
the ill-formedness of the examples in (5). Along the same line of thought, we
can explain the contrast in (6), where the same verb occurs in the middle
construction.
As the same verb play is used in both sentences, the choice of subjects
is solely responsible for the contrast. In (6a), the subject this piano can be
affected by the action of playing, though this sonata can not 3 . However, let us
consider the following example in Fellbaum & Zribi-Hertz.
2
Change of state is some property of the theme held before the time with respect to
which the proposition containing the predicate is evaluated and fails to hold after that
time, or vice versa (Roberts 1985:394).
3
However, it is not easy to claim that the action of playing affects the piano in any
way.
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4
Roberts(1986)'s agentivity test also differentiate two groups of verbs: activity and
accomplishments involve an external agent, whereas achievement and state verbs do
not.
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Explaining English Middle Sentences
The contrast in (12-15) leads Fagan to assume that only activity and
accomplishment verbs are allowed in the middle construction and to claim
that the aspectual features of a verb is responsible for the formation of the
middle construction.
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Van Oosten (1986) and Fellbaum (1986) claim that the subject of the middle
construction takes the primary responsibility for the event expressed by a
verb. In other words, only the patient taking the primary responsibility can be
allowed as the subject of the middle construction. Consider the following
examples.
In this pair of sentences, patients are the same. Likewise, the primary
responsibility should be the same for hitting or being hit. Thus, Oosten's
primary responsibility constraint may not be able to explain the contrast in
(23). Moreover, this model does not capture the fact that the primary
responsibility could vary depending on the patients, thought the same verb is
employed, as illustrated below.
Note that in (24) the only difference between the two is the patient and
still the acceptability is different. The contrast might show that the middle
formation can not be due to the primary responsibility constraint only.
5
The logical object is called 'quasi-agent' in van Oosten(1986: 460-461) and
'constructional agent role' in Hale and Keyser(1986).
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Explaining English Middle Sentences
Chung (1995) observes that all the middles are allowed with a transitive verb
but not all transitive verbs are allowed in the middle construction. He argues
that a transitive verb can appear in the middle construction only when the
internal argument carries the feature of causer.
Unless there is a cause for an event, the caused event can not
take place (Chung 1995: 276)
6
Chung(1995)'s concept of the causer seems to be the same as Van Oosten(1986)'s
responsibility of the subject.
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7
Chung (1995:270) claim that the Goal role can not appear as the subject of a middle
does not hold for the following sentence.
(i) The target hits easily.
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Explaining English Middle Sentences
Both types involve an implicit agent and the verb appears in the active voice
with a passive meaning. The difference lies in the crucial observation that the
non-generic middle can take a progressive tense and a past tense. And the
subject is non-generic, as the name indicates, and is not primarily responsible
for the event expressed by the predicate.
In this section we attempt to make a new proposal that can account for
the middle formation. More specifically, we assume that there exist two types
of middle construction: generic and non-generic middle construction. And we
aim to show that a set of aspectual features of the middle verbs are
responsible for the middle formation. We also argue that the definiteness of
the subject of a middle sentence is closely related with the aspectual features
of the verb.
(31) *This car was handling smoothly while I was sleeping in the
backseat.
(32) *This car handled smoothly while I was sleeping in the
backseat.
It is clear that the implicit agent is not a generic subject but the
speaker. Thus, while the speaker is sleeping, this car can not be handled.
When a middle sentence involves a specific event, the interpretation of the
subject plays a key role.
Iwata (1999) raises a question about the judgment on the sentences in
(33), which are judged ungrammatical in Keyser and Roeper (1984). If we
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assume that these are examples of the non-generic middle, these sentences
can be given a legitimate interpretation.
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Explaining English Middle Sentences
between the middle and the ergative can be found in (35) and (36). The
typical middle in (35) can not be saved unless with the addition of an
adverbial 8 .
8
Fellbaum(1986:6) points out that an ergative verb can be modified by an adverbial in
certain contexts.
(i) a. The door closes easily; you just have to press down. (middle)
b. The door closes easily; it only takes a gust. (ergative)
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features; the middle verb write carries the features [+state, +process,
+repetition].
Now let us turn our attention to the non-generic interpretation in
(30b,c) and (33). The non-generic middle verb can take the progressive and
past tense and hence is assumed to carry [-state, -repetition]. Thus, the
assumption above that a middle verb should carry [+state, +process,
+repetition] does not hold for the non-generic interpretation. A certain
modification of the hypothesis is in order.
M. Lee (2001) claims that the middle construction can possibly be
formed only if recursiveness based on regular repetition and definiteness
inside the predicate is presented 9 . However, she does not investigate the non-
generic interpretation. To account for the existence/contrast of both generic
and non-generic middle sentences, we must hypothesize that a transitive verb
with the features [-state, +process] can also appear in the non-generic middle
with the features [+state, +process, +repetition] as well as in the generic
middle with the features [-state, +process, -repetition]. It seems to be a
theory-internal choice whether we posit a lexical device 'shifting' features in
the lexicon or we assume more than one subentries for the same verb; a
typical transitive, a generic middle and/or a non-generic middle.
Vendler (1967) also mentions that it is not easy to make a clear cut
classification of verbs, which means that a verb might exhibit semantic and
aspectual variety and that shifts of aspectual features should be allowed 10 .
For example, such verbs as think, know, understand, see, hear can not easily
belong to a specific subcategory. Consider the following examples.
(40) a. Oh, I am quite tall, I saw him all the time he was in the
courtroom. I was watching him.
b. At that moment I saw him.
9
(i) a. * The suicide website terminates easily.
b. * That natural disaster prevents easily.
She attributes the ungrammaticality of the examples above to the
nonrecursiveness of the event. It does not happen repeatedly.
10
Brinton(1988) also points out that the same verb can belong to all the four different
categories. Some examples are found below.
(i) a. activity : The child is touching the breakable glassware.
b. accomplishment : Hannah touched all the buttons in the elevator to make them
light up.
c. achievement : Just then he touched the buzzer.
d. state : The wainscoting touches the floorboard at a right angle all along the
southern wall.
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Explaining English Middle Sentences
The same verb see carries the meaning of state in (40a) perhaps due to
the adverbial all the time in (40a), whereas might be classified as an
achievement verb in (b) where it refers to a specific time. Thus we might
conclude that the subcategorization should depend on the contexts.
The constraints discussed in section 2 show that the middle construction does
not describe a specific event but expresses an intrinsic property or general
state. For example, Fellbaum & Zribi-Hertz(1989) presents the following
examples to support this generalization.
We can clearly see from the above examples that the specificity of the
non-generic middle verb with progressive and past tense is closely related
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with the definiteness of the subjects. In this case an intrinsic property of the
subject is not really responsible for the specific event. Rather, a specific event
is performed by a specific agent. Thus we might conclude that the primary
responsibility constraint can not appeal to the interpretation of the non-
generic middle sentences. Consider the following examples.
The same line of thought can apply to the repeated examples above.
The sentences in (37) have definite subject, and thus can not exhibit a generic
interpretation, whereas in (38-39) the indefinite subjects this pen(meaning a
pen of this kind) and love letters can carry a generic interpretation. Again the
definiteness of the subject is closely related with the generic/non-generic
interpretation. In fact, many native speakers have reported that the following
examples are acceptable in certain contexts.
3.4 Adverbials
It seems apparent that we can not dispense with an adverbial for the
formation of a middle sentence. However, many examples are found to show
that other elements including verbs themselves can perform adverbial effects,
as shown below.
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Explaining English Middle Sentences
4 Concluding Remarks
References
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Hale, K., & Keyser, S. (1987). A view for the middle, lexicon project working
papers, 10, Cambridge, MA: Center for Cognitive Science, MIT.
Lee, M. (2001). Recursiveness condition on English middles. Eoneo, 26(4),
735-753. (written in Korean)
Keyser, S., & Roeper, T. (1984). On the middle and ergative constructions in
English. Linguistic Inquiry, 15, 381-416.
Iwata, S. (1999). On the status of an implicit arguments in middles. Journals
of Linguistics, 35, 527-553.
Massam, D. (1992). Null objects and non-thematic subjects. Journal of
Linguistics, 28, 115-137.
Roberts, I. (1987). The representation of implicit and dethematized subjects,
Dordrecht: Foris Publications.
Seo, J. (1991). Research on Korean grammar. Hanshin Publishers, Seoul,
Korea. (written in Korean)
Striok, T. (1992). Middles and movement. Linguistic Inquiry, 23, 127-137.
Van Oosten, J. (1986). The nature of subjects, topics, and agents: A cognitive
explanation. Bloomington, IN: Indiana University Linguistic Club.
Vendler, Z. (1967). Linguistic in philosophy. Ithaca, NY: Cornell University
Press.
Kabyong Park
English Department
Namseoul University
21 Maeju-Ri, Seonhwan-Eup
Chonan-shi, KOREA
82-41-580-2162(Office)
82041-580-2921(Fax)
E-mail: kpark@nsu.ac.kr
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