Sarver Mission Possible
Sarver Mission Possible
Sarver Mission Possible
TORONTO
2016
AACD 2016 TORONTO: THURSDAY MORNING “TRIPLE PLAY!” One Session. One Theme. Three Big Hitters.
Dr. David M. Sarver, along with Dr. J. William Robbins and Dr. Jeffrey Rouse, will “cover the bases”
on diagnosis, decision making, and treatment planning. These three “big hitters” will be presenting
sequentially in the same room on Thursday, April 28, 2016. Dr. Sarver will present “Orthodontics—
How it Has Changed and What You Really Want to Know!” This article discusses how orthodontics is
incorporating smile design principles into its overall functional and esthetic treatment goals.
Abstract
For decades, dentistry has been evolving into a
profession that is extremely multifaceted and varied
Patients seeking esthetic in its approach to both smile and facial esthetics.
treatment today wish to The coordination of macro esthetics (the face), mini
enhance their appearance esthetics (the smile), and micro esthetics (the dental
esthetic component) offers a complete approach to
for improved self-esteem esthetic planning. This article presents an expanded
and quality of life. vision of esthetic treatment designed to take readers
to another level of facial, smile, and dental esthetic
planning that can elevate patient outcomes.
Figure 1: In both multidisciplinary and orthodontic diagnosis, three esthetic divisions are advocated: macro esthetics (the face), mini esthetics
(the smile), and micro esthetics (the teeth).
Introduction
Patients seeking esthetic treatment today wish to en- In cosmetic dentistry, orthodontics, and orthognathic surgery, if
hance their appearance for improved self-esteem and the esthetic outcome is not satisfactory to the patient they consider
quality of life. I advocate use of the term appearance in our work a failure. Orthodontists do not perform cosmetic dental
conjunction with the term esthetics because it involves procedures such as composite bonding, veneers, and crowns. How-
a broader assessment of the patient than just the smile ever, we all recognize that in some instances when orthodontic treat-
(the esthetics of the smile is important, but the pa- ment is completed, not all smiles look “right.” Not all patients want
tient’s appearance is how they look to others). or can afford veneers, and certainly not all need them. But there are
Interdisciplinary treatment has become a very im- principles of cosmetic dentistry that orthodontists can follow to en-
portant part of the practice of dentistry, and the pos- hance their work to provide a superior esthetic outcome.3
sibilities for a more inclusive approach to diagnosis This article’s goal is to illustrate how orthodontics has incorpo-
and treatment have expanded at an exponential rate. rated the principles of smile design from esthetic dentistry into how
What we can offer our patients now is so much more we treat our orthodontic patients. Of greater interest to the esthetic
than just smile design. While patients may seek to cor- dental audience, however, is how a well-planned, well-coordinated
rect their bite or other functional issues, the fact is that multidisciplinary treatment plan can yield results that are exponen-
a great majority of patients are coming to our offices tially greater than what one individual can achieve. It is important
to enhance the appearance of their dentition, smile, for all members of the interdisciplinary team to understand what the
and face. other members bring to the table in terms of enhancing the overall
Dental and orthodontic diagnosis and treatment outcome. This mutual understanding of each other’s capabilities and
planning have merged much more closely over the responsibilities facilitates synchronization of the overall treatment
past decade. This article and my presentation in To- plan to deliver the best outcome with a minimal amount of time
ronto will describe how, in orthodontic diagnosis and burden for the patient. I believe that this works best if the team
and treatment planning, I have created an approach has a “quarterback.” The football quarterback knows what routes the
to evaluation divided into three categories (Fig 1). receivers are going to run, where the left guard is going, what the right
The descriptive process was arrived at by borrowing guard’s duties are, and what the other team’s defense is presenting to
a set of terms from Morley and Eubank in which they them. That adds up to a winning team, and the selected interdisci-
described the macro esthetics of smile design.1 I have plinary team “quarterback” should have that depth of understanding
expanded it to include a broader approach to esthetic to be able to effectively solve problems.
treatment.2 The three major divisions are as follows:
• macro esthetics (the profile and vertical facial di-
mensions, i.e., the face)
• mini esthetics (the smile’s attributes, e.g., buccal
corridors, smile arc, incisor display)
• micro esthetics (the teeth and their many attri- What we can offer our
butes, e.g., contacts and connectors, embrasures,
gingival shape and contour).
patients now is so much
The key in this fundamental approach to esthetic more than just smile design.
analysis is the systematic analysis of all the facial and
smile components, both anatomically static and func-
tionally dynamic. This leads to a greater appreciation
of the subtle interactions of each of the facial elements
and how each can be appropriately managed through
a unified treatment approach.
the width of the tooth, close the space, and then reassess for
further enamelplasty. Also, it is important for orthodontists
to note that in this particular case the space closure was done
on round wire so that the incisors rotated palatally around
the rotation point in such a way as to upright the teeth, which
also increased the incisor display (Fig 6). The final outcome
was a dramatic improvement in smile esthetics (Figs 7a-7c).
Synchronization Plan
Synchronization with the dental office in this case was fairly
minimal because there were no veneers or any other type
of cosmetic dentistry planned. The anterior teeth can be re-
shaped by the orthodontist or by the dentist. If either of them
is reluctant to reshape teeth, we recommend that a “set-up” Figure 5: Enamelplasty of the maxillary incisors was planned
be performed first. This is similar to a wax-up, but a set-up is to improve the height-to-width ratio and lengthen the
connectors, thus reducing the large incisal embrasures.
performed by creating plaster models of the patient’s exist-
Because the patient had no overjet, reshaping was extended
ing teeth and segmenting each tooth so that they can be re-
to the lower incisors as well as the maxillary incisors to
shaped, reset, and waxed to the proper position. This serves as accommodate retraction of the latter.
a “virtual walk-through” of the procedure before any enamel
is permanently altered. The important point is that the teeth
be completely aligned so that visualization of tooth propor-
tionality is accurate before any reshaping is done. Once orth-
odontic treatment is complete, a normal retention pattern is
implemented with a Hawley retainer or Essex-type retainer.
Take-Home Message
Rather than just “straightening teeth,” the principles of es-
thetics were applied in an orthodontic case with the goal of Figure 6: This illustration
taking the outcome from good to great. Orthodontic treat- demonstrates how subsequent
ment was utilized versus veneers, leaving the patient with an space closure after enamelplasty
intact tooth structure, the option that most of us would want results in retraction of the maxillary
for our children. incisors. The incisors rotate palatally
on round wire in such a way as to
increase incisor display and improve
the smile arc.
Figure 7b: The close-up smile image Figure 7c: From the oblique view, the maxillary
demonstrates the increased incisor display, incisors were uprighted, and her concern about
improved proportionality, and improved the flare of her anterior teeth was addressed
smile arc. successfully.
Synchronization Plan
To facilitate treatment with the dental of-
fice, we find it very useful to forward digital
images of our temporary restorations to the
dentist so they can see what was underneath
the composite I placed and what tooth struc-
ture was underneath. In this way, they can
exchange the temporary composite for more
esthetic and durable materials. Figure 10: To demonstrate our treatment
goals to the patient, we perform a digital
mock-up. This exercise also allows us to
visualize the desired normal tooth size
and smile arc.
Take-Home Message
Visualization is an exercise and skill that all esthetic den-
tists must possess. This case illustrates the use of digital
imaging for visualization and serves as a powerful tool in
communicating treatment goals to the patient. The wax-
up process in dentistry is very common, as is the use of
temporaries to assess speech, esthetics, and function be-
fore the final product is delivered. In our practice, the use
of composite is called the “orthodontic mock-up” and is
no different from mock-ups for veneers; it is simply trans-
ferred to the orthodontic arena. In the end, this patient’s
dentist planned to replace the composite with much more
Figure 11: Composite was bonded to the incisal edges to allow
esthetic materials and the patient is currently considering
evaluation of the incisal edges on smile, and to assess tooth
porcelain veneers. The prerestorative orthodontic phase size proportion. After orthodontic alignment, the gingival
accomplished two things of great benefit to the dentist: margins were placed vertically in the proper position, but the
increased incisor display to work with and appropriate smile arc was still flat.
anterior tooth proportionality.
Figure 12: To improve the smile arc, interproximal Figure 13: Final retracted image.
enamelplasty was performed, resulting not only in the
desired space to create space for retraction of the incisors, but
also improved height-to-width relationships.
Figure 14a:
Final full-face Figure 14b: Final close-up smile, with ideal smile esthetics and
smile, with tooth proportion.
consonant
smile arc and
full incisor
display.
Synchronization Plan
Once the maximum extrusion allowable in this
patient’s alveolar bone had been reached, it was
retained for three months before referring her
to her dentist’s office for a final evaluation and
wax-up if needed. The preparations were done
and the temporaries fabricated as a single unit.
Once the individual veneers were situated, we
placed an Essix-type retainer that extended over
the height of contour to maintain the vertical po- Figure 17: In an orthodontic mock-up, composite was added
sition of the incisors. Another option to ensure temporarily to the incisal edge while enamelplasty was
maintenance of extrusion is to, prior to impres- performed to reduce the width of the incisors.
sions for an Essex retainer, place bonded attach-
ments (much as in aligner-type cases) before the
retainer impression is taken. Then, when the Es-
sex retainer is fabricated, it engages these attach-
ments when fully seated to maintain their verti-
cal position.
Take-Home Message
When evaluating smiles, esthetic dentists might
not often consider orthodontic extrusion or in-
trusion of incisors. Orthodontists routinely use
these dentoalveolar movements in adolescents,
but not very often in adult patients. However, al-
veolar bone is modifiable to a degree even in the
adult, and may be considered an option in the Figure 18: When the limit
multidisciplinary treatment plan. of maxillary anterior
extrusion had been
reached, we referred the
patient to her dentist for
finalization and wax-up.
Synchronization Plan
Near the end of the orthodontic treatment, the patient
needed to decide whether we should intrude the maxillary
first premolars. This was easy, as she had already decided
on veneers. Working with the dental office, we coordinated
a day for removal of the braces and preparation of the ve-
neers, sequentially. The temporaries were fabricated as a
single unit to retain orthodontic tooth movement. It was
important that retention be placed quickly as it was likely
the intruded maxillary first premolars would erupt rapidly
after appliance removal. To achieve this, we ensured that
the first premolars (which were becoming canines) were
included in the fabrication of a single-unit temporary res-
toration from canine to canine, consolidated into a six- Figure 22: This illustration depicts the ideal outline of
tooth unit. Once the final veneers were placed, the patient a lateral incisor superimposed on a canine. This allows
returned for final images and documentation, and place- the dentist or the orthodontist to visualize where
ment of a clear retainer. We checked for teeth that were enamelplasty needs to be performed to adequately
lateralize the canine. In simpler terms, we suggest,
prone to relapse and where retention in the full arch was
“Just carve away everything that does not look like a
desirable. lateral.”
Take-Home Message
The restorative dentist could have obtained a nice result
for this case simply by providing veneers. However, the
dentist’s willingness to consider a more comprehensive ap- Figure 23: Image reflecting
proach was critical in elevating a good result to an impres- the more aggressive
sive one. It also is important to note that if canines are reshaping required to
to be reshaped, it should be done deliberately and with a convert a canine to a
clear vision of what the final outcome should be. lateral. The incisal tip was
flattened, the mesiodistal
width reduced, the facial
convexity flattened, and
the cingulum of the canine
converted to a fossa.
Take-Home Message
This case illustrates the expansion of the term multidis-
ciplinary to include our medical colleagues, specifically
the facial plastic surgeon. The surgeon working with
us on this case has been a member of our team for
20 years and understands the soft tissue reaction to
the dental and skeletal changes we effect; he therefore
is able to develop the facial design in such a way as
to produce these types of results. Another important
point is that the patient’s referring dentist was well
versed in this multidisciplinary approach to treat-
ment, was comfortable discussing it with the patient,
and did a nice job of preparing her to hear what we
had to say.
Summary
This article presented five cases ranging from fairly Figure 29a: The patient’s profile Figure 29b: Veneers were also
simple to very complex. The goals were to demon- after all the adjunct soft tissue placed, providing a spectacular
strate the greater vision we all should offer our pa- procedures were performed. smile to complement the rest of
tients, and to demonstrate how orthodontic diagnosis her treatment.
and treatment planning has incorporated smile de-
sign principles into our overall functional and esthetic
treatment goals.
References
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phometric analysis of the posed smile. Clin Orthod Res. 1998 incisors. Am J Orthod. 1970 Aug;58(2):109-27.
Aug;1(1):2-11.
10. Kokich VO Jr, Kinzer GA. Managing congenitally missing lateral incisors. Part I: canine
5. Hulsey CM. An esthetic evaluation of tooth-lip relationships substitution. J Esthet Restor Dent. 2005;17(1):5-10. jCD
present in the smile. Am J Orthod. 1970 Feb;57(2):132-44.