Occupational Safety Review of High Technology Facilities: L. C. Cadwallader January 2005
Occupational Safety Review of High Technology Facilities: L. C. Cadwallader January 2005
Occupational Safety Review of High Technology Facilities: L. C. Cadwallader January 2005
L. C. Cadwallader
January 2005
L. C. Cadwallader
This report contains reviews of operating experiences, selected accident events, and
industrial safety performance indicators that document the performance of the major US
DOE magnetic fusion experiments and particle accelerators. These data are useful to
form a basis for the occupational safety level at matured research facilities with known
sets of safety rules and regulations. Some of the issues discussed are radiation safety,
electromagnetic energy exposure events, and some of the more widespread issues of
working at height, equipment fires, confined space work, electrical work, and other
industrial hazards. Nuclear power plant industrial safety data are also included for
comparison.
i
SUMMARY
ii
CONTENTS
ABSTRACT.................................................................................................................................... i
SUMMARY...................................................................................................................................ii
ACRONYMS................................................................................................................................. v
1. Introduction............................................................................................................................... 1
iii
TABLES
2. Occupational Safety Data for the Electric, Gas, and Sanitary Services in the US. ............... 22
4. Early Values of Occupational Safety Rates for the Nuclear Fission Industry....................... 89
FIGURES
9. Plots of All DOE Research Industrial Safety Performance from 1993-2003 ........................ 81
iv
ACRONYMS
HP health physics
MG motor-generator
MCC motor control center
v
ODH oxygen deficiency hazard
ORPS Occurrence Reporting and Processing System
OSHA Occupational Safety and Health Administration
rem roentgen-equivalent-man
RF radiofrequency
RHIC Relativistic Heavy Ion Collider at Brookhaven National Laboratory
V volts
VESDA very early smoke detection apparatus
vi
OCCUPATIONAL SAFETY REVIEW
OF HIGH TECHNOLOGY FACILITIES
1.0 INTRODUCTION
This report also contains information about US nuclear fission power plant occupational
safety. Power plants are included because ITER is a much larger experiment than the
currently existing tokamaks in the world; ITER is approaching a small power plant in size
and scale. ITER cooling systems operate at moderate pressures and temperatures
(~4 MPa and 100qC), at parameters greater than existing fusion machines but somewhat
less than fission power plant parameters. In that respect, nuclear power plant
occupational safety should provide an upper bound of the ITER safety envelope. Another
fact to consider is that ITER will have frequent maintenance sessions for both
refurbishment of the machine and systems and for equipment/diagnostics upgrades or
modifications. This is expected, as it is the nature of experimental facilities. Power
plants operate continuously over long times and have short duration maintenance outages
with few upgrades or modifications; consequently the power plant workers have more
time at risk during plant operations and generally shorter, more hurried maintenance
sessions. Such factors must be taken into account for occupational safety.
1
Chapter 1 references
IAEA, 2002. ITER Technical Basis, ITER EDA Documentation Series No. 27,
International Atomic Energy Agency, Vienna (2002) chapter 5.
2
2.0 MAGNETIC FUSION EXPERIMENT OCCUPATIONAL SAFETY
The major US fusion site that has operated the most experiments is also the best known
site - the Princeton Plasma Physics Laboratory (PPPL) in Princeton, New Jersey. This
site also has safety data available from the DOE. As a single purpose site, the PPPL data
are easily retrieved from the appropriate DOE data bases. PPPL has about 400 total
employees and an annual budget of approximately $55M. PPPL was the first fusion
laboratory in the US; in the 1950’s and 1960’s, stellarators were used to study fusion. In
the 1970’s, tokamaks became the leading fusion research machines. There have been
several tokamaks of interest, including the Princeton Large Torus (PLT), which was
operated in the 1970’s and 1980’s, and the Tokamak Fusion Test Reactor (TFTR), which
was operated in the 1980’s and 1990’s. The PLT studied radiofrequency (RF) heating
and current drive, neutral beam injection heating, and other aspects of tokamak physics.
The PLT is regarded as a direct predecessor to the TFTR. The Poloidal Divertor
Experiment (PDX) was a medium sized experiment in the 1970’s to study the
effectiveness of poloidal magnetic divertors to control impurities in fusion plasmas. The
PDX was modified and became the Princeton Beta Experiment (PBX). The PBX
investigated advanced tokamak regimes, such as indented plasmas with high beta factors,
and the second stability regime. The PBX was later modified and became PBX-M, to
investigate higher plasma pressure operation. Only the TFTR used tritium (T) fuel; the
other machines were fueled with hydrogen, hydrogen-deuterium, or deuterium (D).
Using the smaller hydrogen isotopes was safety conservative since they are not
radioactive, and their reactions do not emit the very high energy neutrons like D-T
reactions. Low neutron fluence over machine life kept the radiation fields manageable.
Newer experiments are the National Spherical Torus Experiment (NSTX) (Neumeyer,
1999) and the National Compact Stellarator Experiment (NCSX) (Nelson, 2003). A time
line of some of the major experiments at PPPL (Tanner, 1982) is:
3
Princeton Beta Experiment (PBX), R = 1.4 m, a = 0.45 m, I = 500 kA (Bol, 1985)
Construction PDX conversion to PBX began in mid-1983 (Bol, 1983),
PBX operated 1985-1989, and the conversion to
PBX-Modification began in 1987
First discharge PBX operated in 1985; the PBX-M operated 1989-1994.
It is also notable that the TFTR machine ceased operation in April 1997 and after a period
of safe shutdown in 1997-1999, was decommissioned between late 1999 to 2002 (Perry,
1999; Raftopoulos, 2002). The staff dealt with many commonplace hazards, including
power tool injuries, falls, lacerations, oxygen deficient spaces, electrical hazards, and
hoisting and rigging hazards (Raftopoulos, 2002). The lead oxide on shielding bricks to
be decommissioned and the beryllium dust chemical contamination from machine
operations both posed hazards until the particulates were removed with strippable
coatings (Lumia, 2002; Lumia, 2003).
The industrial safety performance of the PPPL staff over the last decade has been
obtained from the DOE Computerized Accident/Incident Reporting System (CAIRS) and
plotted in Figures 1 and 2. Overall, the data in Figure 1 show a positive trend of
decreasing the lost work days, which means PPPL is working on reducing the number
and severity of accidents. This is positive since the PPPL values are higher than the
overall R&D values presented later this report. The PPPL peak values in 1994, 1997, and
1999-2002 are explained by the activities under way at the lab during those years. In
1994, the PBX-M was shut down and was placed into safe, cold shut down mode. In
1997, the TFTR ceased its D-T operations and entered a safe shut down mode, which
entailed a great deal of work with all the tokamak subsystems. In 1999, the NSTX
machine began operations, but, more importantly, the TFTR began decontamination and
decommissioning (D&D). That was a significant task, demanding large efforts from the
staff in tasks that they were not as familiar with as operations. The PLT and PBX-M
machines were dismantled and removed from their test cell building in the same time
4
note: The DOE data have shown that no staff or other workers have suffered a work-related
fatality while working at PPPL.
period as TFTR D&D. Their removal made way for the NCSX device, which is currently
under construction. The NCSX will use neutral beam, vacuum pumping, and water
cooling systems from the PBX-M, and power supplies from the TFTR. The occupational
injury distribution results are presented in Figure 2. The first chart shows that lacerations
are frequent. The ‘other injuries’ category includes punctures, dislocations, cumulative
trauma, dermatitis, eye injuries, insect bites, hernia, injuries “not otherwise classified”,
and other types of injuries that individually were small in number but summed together
comprise almost a third of all reported injuries. The second chart in Figure 2 shows that
finger injuries are the most common, which is to be expected with the large amount of
hands-on work involved with tokamak maintenance. The third chart shows that
technicians have the highest number of injuries incurred in their work, this is because the
technicians are continually closest to the tokamak systems and perform the majority of
the hands-on tasks. The data plotted in Figure 1 can be compared to the research facility
totals that will be presented later in this report (see Figure 9). The charts from Figure 2
can be compared to the similar charts given for accelerator facilities. Note that PPPL did
not report construction contractor or services subcontractor injuries. Some sites report
their construction contractor and services (electricians, technicians, custodians, etc.)
injuries, especially when the contracts involve significant amounts of manpower.
There have been several published events of industrial safety concern at PPPL. The most
noteworthy events are discussed here. On September 12, 1970, employees were
conducting a scheduled power outage. After completing scheduled maintenance work, an
attempt was made to restore normal power. Immediately after closing the main 138 kV
5
Figure 2. PPPL Industrial Injury Distributions from 1981-2003.
6
circuit breaker, a short circuit occurred on the secondary side of the power system in the
4160-V circuit breaker cubicles. The fault was not cleared by the protective relays
tripping the 138 kV breaker, but rather remained on for approximately 30 seconds before
the breaker was manually opened. The electrical flashover in the 4160-V switchgear
cubicle caused the resulting fire and damage to three units of switchgear. This damage
could probably have been less if the 138 kV circuit breaker on the incoming service line
had properly tripped open to clear the fault condition. Roughly half of the $51k loss was
due to replacement costs of the three switchgear units. The remaining cost was labor to
remove damaged parts and install the replacement parts. There were no personnel
injuries in this event (WASH, 1975). Princeton documentation also describes this event
in more detail (Tanner, 1982). The fire was described as the most damaging fire in the
first 30 years of laboratory operations. An eyewitness recounted the following events:
The DOE Occurrence Reporting and Processing System (ORPS) lists 197 off-normal
events for PPPL between 1990 and 2003. Some of these events are environmental
release issues, noncompliances, security issues, equipment leaks and failures that did not
endanger personnel, several events of receipt of counterfeit and substandard replacement
parts, and a few events of on-site digging that severed underground telephone, electrical,
sewer, and natural gas lines. While the natural gas line breach events did pose an obvious
combustion hazard, there were no adverse consequences from the gas leaks. The ORPS
events related to industrial safety are described below. These descriptions provide the
details of energy sources that harmed workers and the progression of accident events.
7
On September 10, 1990, a maintenance subcontractor attempted to lift the 16-ton stator of
a motor-generator (MG) set with 75-ton crane. Unknown to the subcontract workers, two
hidden 1.5-inch bolts were still fastened. These two bolts were broken during the lift.
The direct cause of this incident was the failure of subcontractor personnel to recognize
and remove two bolts holding the upper half of the field yoke assembly. The
subcontractor personnel made assumptions that all the bolting was removed. Effective
investigation during the lift was not performed when the field yoke assembly did not
react the way it was expected as the lift proceeded. PPPL personnel failed to research all
of the available documentation and hence failed to locate and use an existing drawing
which showed the bolt pattern. The root cause involved the failure of the subcontractor
foreman to perform a detailed investigation of all possible mounting bolts prior to
initiating the lift (ORPS CH-PA-PPPL-PPPL-1990-0001).
On March 28, 1991, two personnel performing maintenance on the D-Site MG crane
traversed the room by walking on a 25 to 30 cm building frame I-beam about 18 m above
the ground. They were not wearing safety harnesses. No one was injured. The workers
were ordered to don safety harnesses. Several of the issues associated with this
occurrence were identified in the Tiger Team review earlier this year and are in the
process of being addressed (ORPS CH-PA-PPPL-PPPL-1991-0028).
On the morning of April 12, 1991, a work assignment was started which would involve
entry into TFTR Neutral Beam line #4, which is a confined space. During the work
authorization process, two individuals were found to be in the confined space for which
the 'Confined Space Entry Work Permit' had expired. The entry safety checklist
prerequisites (air monitoring, ventilation, electrical isolation, safety watch) were
implemented and followed; however, the job had not yet been checked by the
Environment, Safety & Health (ES&H) Office, nor the permit authorized by the ES&H
Office prior to entry. At the time the incident took place, efforts were underway to obtain
the necessary authorization; however, the employees assumed an expired permit, still
posted at the entry point, was the new authorized permit. A contributing cause for this
occurrence involved the fact that no one had been specifically assigned the responsibility
to remove permits once they expire. In this case, two expired permits (covering two
sequential time periods) were posted at the entry point. A permit can only remain valid
for 30 days. The employees had requested a new permit, and were following the
confined space rules for air monitoring, ventilation, electrical isolation, safety watch, etc.
However, the ES&H Office had not yet issued a permit before the workers entered the
space (ORPS CH-PA-PPPL-PPPL-1991-1002).
On May 1, 1991, a PPPL employee noticed a manhole grate with a water hose protruding
from the manhole. He did not see a posted Confined Space Entry Permit. Upon further
investigation, he found that a maintenance technician had entered the well (manhole
access) to make a water connection. (The maintenance technician was performing clean-
up work on the exterior of the QA office trailers at the time). A confined Space Entry
Permit had not been obtained. This is a violation of the PPPL procedure on Confined
Space Entry. The maintenance technician was counseled on the need for a confined
space entry permit. The technician had worked at PPPL for over 29 years and had not
8
needed such a permit in the past. In January 1991, PPPL identified and labeled over 500
confined spaces at the facility (ORPS CH-PA-PPPL-PPPL-1991-1004).
On May 16, 1991, two PPPL employees were allowed to enter the TFTR Test Cell
without a film badge dosimeter. This is a violation of the established rules for entry into
the Test Cell. At no time were these individuals in a radiation area. The two individuals
were counseled on the requirement for wearing dosimeters in the TFTR Test Cell and the
TFTR Test Cell Basement (ORPS CH-PA-PPPL-PPPL-1991-1006).
On December 5, 1991, the water pump motor 806 (a 600 horsepower, 4160 Volt motor in
the D site pump house) failed electrically by a turn-to-turn short circuit in the motor coils.
A ground fault was created which caused a power outage in portions of PPPL’s "B" and
"C" sites. The extent of the power outage was determined. Upon the report of the pump
motor failure, the Emergency Services Unit responded to the Pump House. An active fire
condition did not exist. TFTR and PBX-M terminated operations, and the "C" and "D"
site motor generators were brought to a halt. A small fire was discovered and
immediately extinguished in a vacuum pump motor. Electrical service to PPPL was
restored within approximately 60 minutes. The on-line spare pump was brought into
service after power was restored. TFTR experienced a 4-hour delay in operations, and
PBX-M was not restarted; operations re-scheduled the week as a maintenance week
(ORPS CH-PA-PPPL-PPPL-1991-1035).
On January 21 and 22, 1992, a technician was assigned to cut lead blocks for a diagnostic
on the PBX-M Device. Prior to the work, the PPPL Industrial Hygienist was contacted
for advice. At his advice, the employee was outfitted with a belt mounted air sampling
unit during the cutting operation. On February 21, 1992, the lab results from the
sampling unit were received and found to be 139 and 169 micro-grams per cubic meter,
while the permissible limit for personnel exposure is 50 micro-grams per cubic meter.
The work was stopped and the employee had blood work done to determine if his lead
uptake was significant. The test results showed he did not have elevated lead
concentration in his blood. The exact cause of apparent exposure is not known. It may
have been via the lead oxide loosened during the handling of the lead or it may have been
only a sampling error caused by the employee adjusting the position of the sampling tube
wearing the gloves that had been handling the lead (ORPS CH-PA-PPPL-PPPL-1992-
0003). A related event occurred at the Microwave Tokamak Experiment in 1992 when
shielding bricks were moved and restacked; the exposure is discussed later in this
chapter.
On March 9, 1992, an employee caught his foot on table leg while rising from the desk in
his office. The employee fell on his hip. X-rays indicated a broken femur. The office
was found to be a safe environment and was not cluttered. This was considered to be a
highly unusual, unique event (ORPS CH-PA-PPPL-PPPL-1992-0007).
9
transported by ambulance to the hospital. The work crew had abandoned the original
scaffolding as being too dangerous and they had designed their own scaffolding, but this
scaffolding did not have rails or toeboards, and used inadequate ladders (ORPS CH-PA-
PPPL-PPPL-1992-0012).
On August 14, 1992, a halon system discharge occurred when a subcontractor was
working in the computer Tape Vault. It is believed that the sensor was tripped while the
technician was replacing ceiling tiles, possibly due to a defective sensor. Investigation
indicates that the thermal detector that senses a fire and activates the halon system was
not properly installed (it was placed above the ceiling tiles instead of protruding through
it). It also appears that the detector was defective. In addition, investigation revealed that
the sensor was inappropriately relocated to a new position above the ceiling tile at some
time in the past as part of an unrelated maintenance activity. About 8.6 kg of halon were
discharged. The subcontractor apparently was not injured in this event (ORPS CH-PA-
PPPL-PPPL-1992-0023).
On October 20, 1992, at approximately 1550 hours, it was discovered that an individual
had apparently exceeded the PPPL TFTR radiation exposure limit of 25 mrem/day
(0.25 mSv/day). The individual operating the crane had received a dose of 39 mrem
(0.39 mSv), as determined by the individual’s digital dosimeter, within a two hour time
period. The individual receiving the dose was assisting a team of technicians in the
installation of the alpha charge exchange analyzer. The other technicians involved in the
work task did not exceed the administrative limit. The direct cause for this event
involved failure to follow established requirements for access to the Test Cell with
respect to calculating stay times and monitoring of the self-reading dosimeter. A
contributing cause was determined to be the content of the previously administered
radiation safety training (for the 25 mrem/day [0.25 mSv/day] administrative limit).
Although this requirement had apparently been discussed in training sessions, it was not
formally included in the course material. Another contributing cause was determined to
be the fact that a radiation survey was not performed of the crane area to determine the
dose rate in the elevated portion of the Test Cell. The root cause was the inadequacy of
the administrative procedure used to control access to the Test Cell following high power
operations (ORPS CH-PA-PPPL-PPPL-1992-0028).
On January 15, 1993, a subcontract employee was assisting the vendor in a test of TFTR
tritium seal dampers. The individual attempted to close fire damper within a duct and
became entrapped in the inspection port due to its size (~20 x 30 cm). Confined space
10
procedures were violated. The PPPL Emergency Service Unit (ESU) responded. The
victim freed himself from the duct work before the ESU arrived. ESU personnel
evaluated the victim. The individual refused medical treatment. Work inside of the ducts
was stopped until the event was evaluated. The individual had entered the confined space
without a hazard evaluation and a confined space permit by the Industrial Hygienist.
There was a lack of adequate supervision of the individual performing the work. His
supervisor did not acknowledge safety responsibility for the individual who entered the
confined space (ORPS CH-PA-PPPL-PPPL-1993-0002).
On Friday, April 2, 1993, a custodial staff member stepped over a yellow safety rope with
a danger sign in the PPPL C-Site Motor Generator Building and approached to within
approximately 30 cm of a 50-kV hipot machine. Hipotting of ground sticks was in
progress at the time, although the machine was not energized at the time of the
occurrence. (note: hipotting is a ‘high potential difference’ voltage test, a type of
electrical insulation test, performed every 2 years as per 29CFR1910.269) Test
operations personnel intercepted the custodian and escorted him out of the area. The
custodian was counseled on the hazards of ignoring the safety barriers (ORPS CH-PA-
PPPL-PPPL-1993-0011).
On April 20, 1993, during work to activate a new modular building at the PPPL C-Site, a
subcontract technician entered a confined space [a telephone manhole] and was not
confined space trained. The individual entered momentarily (after explicitly being told
not to enter the confined space by a PPPL Industrial Hygienist) to retrieve a roll of fish
line used to pull cable for utility installation. The subcontract technician and the
Facilities Engineering Representative were strongly reprimanded on the failure to obey
instructions (ORPS CH-PA-PPPL-PPPL-1993-0017).
On August 11,1997 a 480 Volt three-phase electrical line was cut during mechanical
cutting operations of a 35 cm concrete floor in D-Site Mock-Up Building East. The floor
cut was being made to install a jib crane foundation. Although a Digging Permit had
been obtained for the cutting operation, an obvious discrepancy existed, because the
11
drawing utilized to issue the permit indicated no conduit traversing the area. The
alternating current power group did not participate in the permitting process due to
limited available staff. On his own cognition the operator wore rubber boots, leather
gloves, and had insulating handles on the saw. When the building lights went out during
the cut, he stopped work. No injuries occurred during this incident, although the
potential for injury was present (ORPS CH-PA-PPPL-PPPL-1997-0002).
On August 28, 1997, work to disassemble a glovebox was in progress. A piece of copper
pipe with a valve and a cap, which was determined to be clean (external) by a tritium
technician was carried out of the Tritium Area by another technician to a shop for rework.
The copper pipe was not surveyed by a health physics technician. The tritium technician
took the copper pipe to a welding area and soldered a coupling to the pipe. Next, he took
the pipe to the vacuum prep area to test leak tightness. After that he took the pipe to the
neutral beam machine shop where he performed other work. Then he was called away
and he left the pipe in the machine shop. The health physics technicians stated that they
had requested the technicians to “hold all line breaks” until they could finish other tasks
in other parts of the facility and return to the Tritium Area. The tritium technicians
determined that they could continue with some tasks despite the lack of health physics
technicians. When the next shift began, the new health physics technician noted that
there was tritium contamination in the area due to the open end of the copper pipe. The
pipe end was covered and ‘elephant trunked’ while the pipe piece was located.
Subsequent surveys have determined that the piece of pipe that was carried out of the
area was contaminated with tritium (15.5 million dpm/100 cm2 internal). No personnel
and no areas were surface contaminated, but the leak detector coupling was
contaminated. The health physics manager evaluated the radiological data for the event
and determined that there may have been some personnel contamination, particularly on
the technician who soldered the pipe. Bio-assays performed on the individuals involved
in this incident indicated a maximum individual dose of 1.1 mrem (11 microSv), a
minimal worker exposure (ORPS CH-PA-PPPL-PPPL-1997-0004).
On July 31, 1998, four PPPL personnel were making preparations for the removal of a
mechanical pump from the Neutral beam Vacuum Pumping system in the TFTR Test
Cell Basement. TFTR was in a caretaking mode at that time, and the pump was being
removed permanently. Due to the configuration of the pump and hardware system, the
workers found it necessary to reposition the horizontal section of flexible corrugated hose
that led to the blower pump, still attached a tee, to allow them access to attach blank
flanges. In the process of repositioning the corrugated hose in the exhaust line of the
pump, an estimated 50 cm3 of contaminated oil dripped out from a horizontal section of
the exhaust line where oil had accumulated. The oil dripped onto the pump and an oil
pan below the pump. The tritium vapors from the contaminated oil set off the room’s
area monitor, at which time the pump and exhaust line openings were blanked off. The
workers then proceeded to clean up the oil until instructed by a health physics
representative to go to the Safety Check Area. The workers were swiped by health
physics personnel and it was determined that they were contaminated at levels between
approximately 5,900 and 11,300 dpm/100 cm2. The basement was put into full purge
mode, the area was decontaminated and then secured. The workers were
12
decontaminated. Workers must be retrained on the response required when a tritium
alarm is activated (ORPS CH-PA-PPPL-PPPL-1998-0006).
On January 28, 1999, a maintenance worker entered a water utility pit to complete work
that had started the day before. This entry into a confined space was done with a
confined space permit, which had expired the previous day. In addition, the worker
entered the confined space without using the full body harness and retrieval gear
specified by the permit because the Emergency Services Unit was unable to locate this
gear the day before. The task to be performed was simple and brief, plugging in a cord,
and the worker believed that the process of finding the appropriate personnel and
equipment, the necessity of entering the space to have enough clearance to don the
harness, then donning the gear, was more time consuming than the task itself. He did
follow the atmosphere monitoring procedure before entering the pit. He was counseled
on following the rules and all maintenance workers were informed that if they have
disputes with the rules that they need to discuss them with their supervisor for resolution
instead of violating the rules (ORPS CH-PA-PPPL-PPPL-1999-0001).
On June 22, 2000, a health physics technician was identified as having exceeded the
contamination level of 10,000 dpm/100 cm2. The level was identified through routine
smears required by the Radiological Work Permit. The contamination was identified on
the technician’s face. This incident was caused by the technician accidentally touching
his face after touching the equipment that was being worked on. The technician was
wearing personal protective equipment (PPE), but was not wearing the appropriate PPE
to contact the equipment. The manager conducted a review of the work practices
associated with the incident. Upon review of the data from the smears on all personnel,
along with the bioassay results, and interviews of the three technicians working in the
containment tent, it is believed that this incident was isolated and caused by a direct
action of the technician touching the equipment being worked on and then inadvertently
touching his face. At the time the technician was wearing PPE, but not the correct PPE
that would have allowed him to contact the equipment directly. There was no health
consequence of this short duration contamination exposure. The technicians were
reminded to use caution when doffing their PPE to avoid skin contamination (ORPS CH-
PA-PPPL-PPPL-2000-0005).
On August 15, 2000, three employees were assigned a task to cut a 20-cm diameter pipe
in the TFTR building. After trying two other methods, the employees selected a
hydraulically operated cutting tool (a pincer type tool) in an attempt to cut the pipe. The
pipe was too large to fit completely between the cutting jaws of the tool. The workers
then tried to cut the pipe by working inward through the pipe. They used the tips of the
tool jaws to compress the pipe, enabling the cutter to reach further onto the pipe. During
this process, the cutting tool was continuously twisting due to side loading of the blades.
During the second cut of this pipe with the cutting tool, the continual side-loading of the
blade caused the tip of the blade to fracture, propelling it approximately 6 m across the
room until it impacted a tool chest. The cause of this incident was that the individuals
operated the equipment without the required practice or hands-on experience with the
equipment. In addition, closer supervision should have been provided to ensure that the
13
employees did not try to operate equipment with which they had limited experience or in
a manner inconsistent with manufacturer’s recommendations. No one was injured by the
cutter blade (ORPS CH-PA-PPPL-PPPL-2000-0007).
On August 22, 2000, two technicians, and one HP technician, were in the process of
removing RF antenna feedthroughs in the TFTR Test Cell area. At one hour into the job,
routine nasal and facial samples were taken from each worker. The results of the analysis
determined that the results for one technician was 11,696 dpm per 100 cm2 by nasal
sample. All other smears were significantly less than 10,000 dpm per 100 cm2 for all
other workers in the area. The workers in the area were consistently observed by an HP
Technician and were in full compliance with the approved radiation work permit. The
job was immediately stopped. The employee was decontaminated, and bio-assay samples
were collected. The cause of this incident could not be positively verified. It appears that
all requirements were met, and the radiological work permit was in compliance with
expected environment in the area. The logical conclusion for this incident appears to be
that the individual inadvertently touched his nose when removing the mask; however, this
could not be validated. There was no health consequence due to this contamination event
(ORPS CH-PA-PPPL-PPPL-2000-0008).
On March 26, 2002, at approximately 0920 hours, the Laboratory Site Protection
Division received a call, via the Emergency Notification System, that a subcontractor had
been injured while working in a trench. Upon arrival the Emergency Services Unit
determined that the individual was pinned, and the PPPL Mutual Aid Agreement was
activated. The local fire company and ALS medical unit responded to the scene, and the
county trench rescue team was automatically placed on stand-by, but was not required to
respond to the incident. Upon arrival at the scene it was determined that a dense mass
composed of clay, stone, soil, and sand had broken loose from the sidewall of the trench
and fell onto the lower leg of a subcontractor working in the > 1.5 m deep trench. The
weight of the mass pinned the individual in the trench. The individual was removed from
14
the trench by rescue personnel and transported to the local medical center. The scene was
secured, and an investigation of the incident commenced. The victim was then ground
transported to the local medical center emergency room. Subsequently, it was learned
that the patient sustained fractures to both the tibia and fibula of the right leg. Surgery
was performed on the evening of March 26. The work in progress in the trenches was to
replace canal water lines throughout the complex. Trenches were dug to ~2 m and
backfilled with ~30 cm of sand to use as a bed for the new piping. Workers had to enter
the trenches whenever the trenching operation encountered other buried services. The
pinned worker was a foreman who was checking for a potential path around other
services. Workers had noticed water accumulations and trickling water on the trench
walls, but neither the contractor nor PPPL had the required competent person at the
worksite to receive such a report. Part of the trench wall gave way at the foreman’s
location, and even over such a short distance struck him with enough force to fracture
both leg bones. Management did not verify that the contractor was in compliance with
OSHA regulations (ORPS CH-PA-PPPL-PPPL-2002-0001).
The DOE formed safety and environmental audit teams, referred to as Tiger Teams, in
the early 1990’s. These teams of professionals visited DOE sites to observe and audit all
types of work activities. The PPPL was visited in late 1990 and early 1991 (DOE, 1991).
The Tiger Team found a number of violations of occupational safety and health
administration (OSHA) regulations. The break down of the violations were: 46%
electrical, 23% machine guarding, 7% hazard communication, 5% walking and working
surfaces, 4% egress, 3% hand tools, 3% personal protective equipment, 3% welding, and
7% other issues. One of two important safety findings was that PPPL was not
administratively controlling the Kirk keys (safety interlock keys) for engineered safety
systems. Late returns of keys were being allowed, which presented a possible
electrocution hazard. The other important safety finding was that PPPL did not have the
ability to provide a timely and effective response to protect personnel in the event of an
emergency requiring electrical isolation. PPPL also acknowledged that they had
determined in a self-assessment that their confined space safety program was deficient;
they worked to improve the program. In a US fusion experiment, the tokamak interior,
the neutral beam lines, the motor-generator equipment accesses, and any equipment wells
or underground tunnels are typically confined spaces and must be treated according to US
safety regulations.
These occurrences have shown that most of the industrial safety concerns at PPPL are the
same concerns shared by many DOE facilities and even those in other industries – the
safety issues and concerns discussed in this section are not unique to fusion.
Subcontractors do not always follow the DOE or OSHA safety rules although their
contracts state that they will comply, temporary workers unfamiliar with the facility can
make errors that jeopardize their own safety, and that facility management does not
always verify that the subcontract personnel are meeting all aspects of their contractual
obligations. Events of working without fall protection and without confined space
15
permits, falls from height, severed underground lines, trench wall collapse, small fires,
and crane events have occurred. The Tiger Team found that the staff was not always
following OSHA safety rules, but PPPL has made efforts to improve their compliance.
This section presents some of the industrial safety-related events that have occurred at
other fusion experiments in the US. These events serve to illustrate several safety-related
issues, including the energies utilized in fusion experiments, the operating practices used
at fusion facilities, and the nature of non-obvious hazards.
On November 13, 1978, six employees and one visiting scientist working on a direct
energy conversion experiment at a magnetic fusion energy research facility in Livermore,
California, were exposed to an unmonitored source of x-ray radiation. The direct
conversion experiment produced intense x-rays, which had not been predicted by the
experimenters or by the Hazards Control Group. The exposures occurred after several
changes in the experimental equipment inadvertently eliminated inherent shielding.
Three individuals did not observe the radiation source during the experiment, their
dosimeters indicated low levels within permissible limits. The dose estimates for the
eyes of the other four experimenters were 15, 5.7, 3.1, and 2 rem (0.15, 0.057, 0.031, and
0.02 Sv) (DOE, 1980b).
On January 24 and 26, 1980, earthquakes struck near the Lawrence Livermore National
Laboratory (LLNL) (Becker, 1982). The first earthquake measured 5.5 on the Richter
scale, and the second measured 5.8. The first earthquake had aftershocks of 5.2 and 4.2
on the Richter scale at 53 and 97 s after the initial earthquake. Laboratory employees
responded well, sought cover under furniture or in doorways. They evacuated buildings
and trailers without any panic. Of the 65 reported injuries to personnel, 46 injuries were
caused by falls or falling objects (note: Becker stated that there were a number of falling
objects, including light fixtures, books and materials stored on shelves, etc.). Other
injuries were back injuries, lacerations, sprains, contusions, and other minor injuries. The
earthquakes did trip electrical circuit breakers and broke fuses, so most portions of the
site were without power. The laser facilities appeared to have suffered damage, but it
was mostly cosmetic damage that was easily repaired. There was slight optics damage
and some structural damage. The laser was back in operation after a month of repairs.
The Engineering Test Accelerator was misaligned by the earthquakes. Realignment and
other repairs required several weeks at a cost of ~$200k.
On June 12, 1980, the Elmo Bumpy Torus fusion experiment at Oak Ridge National
Laboratory experienced damage to six of the 24 copper magnet coils. The fusion
experiment was located in the Y-12 plant, and was adjacent to a US Nuclear Regulatory
Commission experiment. While separate, the two experiments shared the same power
supply. The Elmo Bumpy Torus was shut down, with safety interlocks in place to
16
preclude operation. Apparently, the electrical safety interlocks failed while the other
experiment was in operation; as a result the Elmo Bumpy Torus magnet coils were
energized by the shared power supply. The magnet cooling system was not in operation.
The coils overheated and six coils were so badly damaged that they required replacement.
The Elmo Bumpy Torus was expected to be out of service for two months while the
replacement was made. Fortunately, no employees were injured during this unexpected
magnet power-up event (DOE, 1981).
On March 20, 1992, three technicians moved approximately 450 lead bricks to provide
shielding from x-ray production on the Experimental Test Accelerator II (ETA-II) at
Lawrence Livermore National Laboratory. It was decided to use the opportunity to
measure the exposure to lead and/or lead oxide dust during such operations, and to
establish data on such operations. The technicians were therefore fitted with air samplers
for the entire duration (90 minutes) of the move. The air sampler results were reported as
much higher than expected. Following subsequent corrections, the exposures averaged
for an eight-hour day for the three technicians were: 104 (plus or minus 12) Pg/m3, 90
(plus or minus 11) Pg/m3, and 30 (plus or minus 4) Pg/m3. Two of these results were
above the OSHA permissible exposure limit (PEL) of 50 Pg/m3 averaged over an eight-
hour day. However, serious concerns were raised about the quality control on the
measurement, both in the laboratory analysis of the samples and in possible
contamination of the sample by the technicians involved (e.g., by dust from their gloves).
The LLNL Medical Department was consulted. They advised that a one-time exposure at
this level is not a hazard to health. The exposed workers were informed that a possible
exposure had occurred. They were offered medical advice and tests if desired. A
planned movement of 400 additional bricks on April 13, 1992 was used as an opportunity
to make more careful measurements. Supervisory personnel were used as brick movers
("Handlers"), in protective gear to ensure that they were not exposed. Each wore two
samplers. The person controlling the samplers ("Sampler") wore one, and an Area
Sampler was placed 1.5 m from the lead pile and 1.5 m from the floor. The personnel
were given careful instructions on preventing contamination of the sample. Bricks with
visible oxidation were used, although they may not have been as heavily oxidized as the
initial set of bricks. A third party reviewed the data and analysis. The results of the more
careful measurement were (outside of the respirators worn by the lead brick handlers):
17
Handler #1 - 8 hour averaged exposure was 42 (plus or minus 5) Pg/m3
Handler #2 - 8 hour averaged exposure was 58 (plus or minus 7) Pg/m3
Handler #3 - 8 hour averaged exposure was 50 (plus or minus 6) Pg/m3
Sampler - 8 hour averaged exposure was 12 (plus or minus 1) Pg/m3
Area Sample - 8 hour averaged exposure was 17 (plus or minus 2) Pg/m3
The quality assurance procedure was completed on April 16, 1992 at 1015 hours. It was
concluded that the initial exposures on March 20 were probably in excess of OSHA
standards, even though some contamination of the samples cannot be excluded. It was
expected that the moving of lead bricks in the amount handled would not expose the
workers to lead levels in excess of the OSHA limits. There was no information known to
the program to indicate that conditions (e.g., lead oxide dust from brick surfaces) could
be such as to permit exposure. These data have indicated a need for a re-evaluation of
possible controls on handling lead (ORPS OAK--LLNL-LLNL-1992-0041).
On June 15, 1993, two contractor employees were repairing a cathode tip from the
Particle Beam Fusion Accelerator experiment at Sandia when the cathode tip fell about
~2 m to the floor. The cathode tip missed the two workers and there were no injuries.
The cathode tip weighs about 159 kg and was situated on a lift platform. A working
stand was above the cathode tip. One worker began using a chain fall and crane to
remove the working stand, the other worker began pushing the lift platform toward the
elevator so the cathode tip could be re-installed on the machine. The chain fall’s hook
caught the cathode tip as it went past and the cathode tip fell to the floor. It was not
damaged. The incident was discussed and the procedure was rewritten (ORPS ALO-KO-
SNL-1000-1993-0008).
On April 10, 1995, a technician received an electrical shock to his left thumb while
working at the Particle Beam Fusion Accelerator. He was working on a temporary RF
power generator, tracing cables to verify proper system configuration during pre-
operational testing. As he grasped a cable while physically tracing its route, the cable
detached from its connector, leaving the direct current center conductor exposed. The
outer braid of the cable was at ground at all times due to the connection at the far end of
the cable. The center conductor came into contact with the technician’s thumb and he
received an electrical shock. The power supply was immediately de-energized. The
technician reported to medial, was examined, observed, and released to return to work.
Cable examination revealed that the connector had not been adequately crimped, so when
the technician grasped the cable, the cable and connector parted. The incident was
discussed with the staff and the defective cable was replaced (ORPS ALO-KO-SNL-
1000-1995-0006).
A summer student was testing the electrical insulation of cables for the field reversed
configuration experiment at Los Alamos on June 1, 2004. He was using a ‘megger’ type
crank-operated insulation tester. He placed his left hand on a shelf unit for balance while
18
he cranked, and he received an electrical shock. After applying the leads and properly
discharging the tester from a previous test, he cranked the tester for about two seconds,
heard the clutch slip once and then felt a vibration through his arms and chest. He let go
of the handle and the rack immediately. It took him about ten seconds to realize he had
been shocked. He felt a slight muscle contraction along the path the current had taken,
but there was not any significant reflex action or bodily jerk. He experienced slight
cramping in the muscles in the palm of his left hand, where it had been touching the
grounded instrument rack. The principal investigator determined that while there could
have been 1,000 V in the wire, there was not enough energy (less than 2 Joules), charge
(0.001 Coulomb), current (0.2mA steady, 2A pulsed), time duration (400 microsecond
pulse), and effective capacitance to cause a safety concern. The principal investigator,
and the task leader, concluded that the cable connected to the Megger had a ground shield
that was touching or arcing to the screen room ground, and student was completing the
circuit. The event was discussed, and the megger was removed from service to be
dismantled so that it could be determined if the unit was malfunctioning (ORPS ALO-
LA-LANL-PHYSCOMPLX-2004-0001).
There have been a few other events of concern to fusion. Cadwallader (1994) noted that
a 1.5-m long high vacuum chamber at the Skeats High Power Lab, operated by General
Electric in Philadelphia, suffered a window implosion on September 11, 1986. A
technician, who was standing in front of the window, was partially drawn into the
vacuum chamber by the inrushing air. He died from asphyxia and chest injuries. This
accident with a modest sized chamber caused fusion experiments, with very large
vacuum reservoirs, to review and strengthen their approach to vacuum window safety.
Plexiglass barriers were placed in front of windows, exclusion areas were re-affirmed for
windows that could not accommodate plexiglass, and fusion personnel were briefed on
the Philadelphia event.
2.3 Summary
The initial assumption at the beginning of this analysis was that fusion experiments
would be maintained and operated very well because they are unique and expensive
machines, and that any personnel injuries would be atypical events associated with
failures of the exotic equipment used in fusion research. The data review has shown that
PPPL has had staff injuries and also subcontract workers not wearing fall protection,
workers not using confined space permits, occurrences of small fires, subcontract and
staff worker fall hazards, spurious halon discharges, staff worker radiation
overexposures, underground lines cut during excavation, crane-related events, and even a
trench collapse. A valuable insight from all of these event reports is that fusion
experiments rely on their “conventional facilities” for all the needed support functions of
electric power input, water cooling, gas handling, etc. Fusion experiments operate many
systems that are very similar to other industrial concerns, so the safety concerns in other
industries are shared by fusion experiments. Aside from the radiation exposure, the
19
industrial accidents and events in this chapter are recognized as typical industrial safety
problems faced by many industries. Tables 1 and 2 give actuarial data on US industrial
safety problems that show falls, being struck by an object, and fires are important, nation-
wide industrial hazards that create many injuries each year (NSC, 2003). Confined
spaces, of which fusion has many, have averaged over 80 fatalities per year, with about
one-fourth of those being co-workers attempting rescue (Suruda, 1994). Fortunately,
there have not been any fatalities in fusion confined spaces. The other fusion events
discussed in this chapter were radiation overexposure, inadvertent magnet power up,
oxygen deficiency, chemical overexposure, dropped crane load, and electrical shock.
Other than the radiation exposure, these events are also typical of many industrial
environments. From the plots given in Figures 1 and 2, the PPPL staff injuries are higher
than other DOE operations, but the injuries have not been debilitating. PPPL has been
able to operate fusion experiments (the basic machines and their diagnostics), even a
successful D-T campaign, safely. It is also positive that PPPL has not experienced any
fatalities in the operation of their machines, and that they have made strides to increase
the effectiveness of their occupational safety programs after the DOE Tiger Team audit in
1991. PPPL has not had many accident investigation reports filed with the DOE, which
indicates that there have been very few accidents of high consequence. The
subcontracted workers are suffering injuries of concern around fusion experiments. For a
large future machine (such as ITER) that may subcontract hundreds of support
employees, proper oversight of the subcontracted workers will be very important for
occupational safety.
20
Table 1. Occupational Safety Data for US Industrial Workers
Private Industry All Industries
Count of Nonfatal Cases Count of Fatalities
Event or Exposure for 2001 between 1992-2001
Contact with object or 400,033 9,969
equipment
Struck by object 199,855 5,649
Struck against object 101,177 147
Caught in object, 68,048 4,137
equipment, or material
Fall to lower level 96,359 6,078
Fall on same level 182,641 584
Slips and trips 50,269 16
Overexertion 409,011 67
Overexertion in lifting 227,291 40
Repetitive motion injuries 65,162 --
Exposed to harmful 68,269 5,623
substance
Transportation accidents 66,803 25,891
Fires, explosions 3,711 1,948
Assault or violent act 23,694 11,190
Violence by person 17,215 8,702
Violence by another 6,480 2,488
person
All other events or 17,615 458
exposures
There were 115,933,000 people employed in private industry in the US in calendar year
2001 (NSC, 2003).
21
Table 2. Occupational Safety Data for the Electric, Gas, and Sanitary Services in the US
Electric, Gas, and Electric, Gas, and
Sanitary Services Sanitary Services
Count of Nonfatal Cases Count of Fatalities
Event or Exposure for 2001 between 1992-2001
Contact with object or 2,858 153
equipment
Struck by object 1,324 81
Struck against object 910 --
Caught in object, 474 72
equipment, or material
Fall to lower level 1,122 64
Fall on same level 1,223 6
Slips and trips 678 --
Overexertion 3,083 --
Overexertion in lifting 1,437 --
Repetitive motion injuries 470 --
Exposed to harmful 775 304
substance
Transportation accidents 1,007 463
Fires, explosions 63 82
Assault or violent act 194 50
Violence by person 54 23
Violence by other 140 27
person
All other events or 2,398 8
exposures
Standard Industrial Classification code 49. Employment in this code totaled 852,000 in
calendar year 2001 (NSC, 2003).
22
Chapter 2 References
Becker, 1982. R. C. Becker et al., “Impact of the January 1980 Earthquakes on the
Lawrence Livermore National Laboratory,” Nuclear Safety, 23 (1982) 198-209.
Bol, 1983. K. Bol et al., PBX: The Princeton Beta Experiment, PPPL-2032, Princeton
Plasma Physics Laboratory, September 1983.
Bol, 1985. K. Bol, M. Okabayashi, and R. Fonck, “The Poloidal Divertor Experiment
(PDX) and the Princeton Beta Experiment (PBX),” Nuclear Fusion, 25 (1985)
1149-1153.
DOE, 1980b. Operational Accidents and Radiation Exposures at DOE Facilities Fiscal
Year 1979, DOE/EV-0091/2, US Department of Energy, December 1980.
DOE, 1981. Environment, Safety and Health at DOE Facilities, Annual Report Fiscal
Year 1980, DOE/EP-0024, US Department of Energy, July 1981.
DOE, 1991. Tiger Team Assessment of the Princeton Plasma Physics Laboratory,
DOE/EH-0165, US Department of Energy, March 1991.
Hosea, 1985. J. Hosea, R. Goldston, and P. Colestock, “The Princeton Large Torus,”
Nuclear Fusion, 25 (1985) 1155-1160.
Lumia, 2002. M. E. Lumia and C. A. Gentile, “Industrial Hygiene Concerns During the
Decontamination and Decommissioning of the Tokamak Fusion Test Reactor,”
Proceedings of the 19th IEEE/NPSS Symposium on Fusion Engineering, January
22-25, 2002, Atlantic City, New Jersey, IEEE (2002) 111-113.
Nelson, 2003. B. E. Nelson et al., “Design of the national compact stellarator experiment
(NCSX),” Fusion Engineering and Design, 66-68 (2003) 169-174.
23
Neumeyer, 2000. C. Neumeyer, National Spherical Torus Experiment (NSTX)
Construction, Commissioning, and Initial Operations, PPPL-3414, Princeton
Plasma Physics Laboratory, 2000.
NSC, 2003. Injury Facts, 2003 Edition, National Safety Council, Itasca, Illinois, 2003.
Tanner, 1982. E. C. Tanner, The First Princeton Tokamaks, An Informal History, 1970-
1980, Princeton Plasma Physics Laboratory, February 1982.
WASH, 1975. Operational Accidents and Radiation Exposure Experience within the
United States Atomic Energy Commission, 1943-1975, WASH-1192, US Atomic
Energy Commission, Fall 1975.
24
3.0 PARTICLE ACCELERATOR SAFETY
Particle accelerators have several features and issues in common with magnetic fusion
experiments. Both use large amounts of electricity and cryogens. Also, high vacuum is
required for both types of machines. Both have radiation concerns, including ionizing
radiation and non-ionizing radiation (e.g., RF heating). Shielding is needed to protect
against radiation exposure. Constructing a new accelerator that could be several
kilometers in circumference is a major construction project, perhaps smaller than, but
similar to, the ITER construction activity. Both types of machines operate in campaigns,
followed by maintenance outages; however, the accelerators generally tend toward
operating for more calendar time per year than fusion experiments. Examining
accelerator operating experiences for occupational safety is not only wise from the
facility similarities, but also offers potential insights into possible issues for a fusion
experiment that operates with higher availability than the present fusion experiments.
This accelerator was planned in the early 1960’s and construction began in June 1962
(Neal, 1965). Construction was completed in 1966; the electron accelerator began
operating the same year. The accelerator has operated since that time, thus the original
accelerator lifetime is approaching 40 years. Other facilities have also been constructed
at the Stanford site, including a synchrotron in 1973. Parts of the descriptions of these
machines have come from the Stanford Linear Accelerator Center (SLAC) web site. The
Positron Electron Project (PEP) was completed in 1980, and is a 9 GeV storage ring; it
has been recently rebuilt as PEP-II. It is part of the B Factory, with “B particles” being
made from d-quarks and anti-b-quarks. The “CB particle” is called B-bar, and it is made
from an anti-d-quark and a b-quark. In 1999, a detector was built for the B Factory, it is
the B/CB detector, called “BaBar”. SLAC employs about 1,200 people (about 150 are
doctoral-educated researchers) and annually hosts about 2,500 to 3,000 visiting
researchers from around the world. About 900 technical papers are produced annually at
SLAC. The annual SLAC budget is about $170M. In comparison, the PPPL has only
about 400 employees. ITER is tentatively expected to be somewhere between these
employment levels.
One of the initial events cited for SLAC was an apparent radiation overexposure. The
accelerator worker’s film badge indicated 150 rem (1.5 Sv) over several weeks; however,
since the employee had only been performing his routine duties, the film badge was not
trusted (WASH, 1975).
25
On December 26, 1965, a construction worker was fatally crushed and another was
seriously injured with a six-ton concrete plank that fell at the SLAC site (WASH, 1975).
Over the three months of January to March, 1966, an employee received an estimated soft
x-ray exposure of 300 rem (3 Sv) to his foot (at < 35 keV). There was no evidence of
erythema on his foot. The employee had been tuning an RF circulator during that time.
On June 8, 1967, a spectrometer magnet was severely damaged by coil overheating. The
magnet had been connected to the wrong power supply. The cost to repair the magnet
was $17k (WASH, 1975). Fortunately, no one was injured in that event.
On December 7, 1971, two bombs were detonated in the injector sector of the SLAC
accelerator, one in the main trigger generator and one in the master oscillator. There was
no damage to the main accelerator tunnel and the scheduled startup date for this
equipment was not affected. The damage was estimated to be $45k. The bombs were
attributed to student unrest (WASH, 1975).
A fire ignited in the west interaction pit of the Stanford Positron-Electron Asymmetric
Ring (SPEAR) facility on March 16, 1975, when a thyratron (a high energy switch that
controls high voltage and high amperage) malfunctioned. Four thyratron pulsers, their
high voltage power supply, and related cables were either severely damaged or destroyed.
Significant damage was sustained by the SPEAR muon chamber in the west pit and also
the pit roof. Operation of the ring facility was interrupted for eight days. Operation of
the magnetic detector and muon chamber in the west pit was interrupted for
approximately four weeks (DOE, 1980).
A construction worker suffered serious burns on July 5, 1978. The worker was steadying
a load for a crane operator on the SLAC PEP site. The crane boom came into contact
with, or within arcing distance of, a 60 kV power line. The worker’s clothing ignited
from the flow of current to ground. He suffered 1st, 2nd, and 3rd degree burns over 90% of
his body. His lost workdays while recovering from the burns were recorded as a SLAC
occupational injury (DOE, 1980a).
26
note: There were no fatalities at SLAC in the 1993-2003 time frame.
27
Figure 4. SLAC Industrial Injury Distributions from 1981-2003.
28
services, laborers, and other workers. The results show a cyclic trend of decreases and
then increases. Reasons for these varying results are not known. Figure 4 shows that the
‘other injuries’ category is large; it includes issues such as skin irritation, insect bites,
puncture wounds to fingers, carpal tunnel syndrome, dermatitis, mental illness, and
“injuries not otherwise specified”. As seen with PPPL, the SLAC technicians suffer the
highest number of injuries, which indicates that again, the technicians are the people who
interface most directly with the machine and its subsystems, the work is similar between
the two types of facilities. A surprising result is the high number of injuries among the
other occupational groups, mainly the administrative staff and the engineers/scientists.
The injuries were typically not severe, generally they were small lacerations, falls to the
same level (i.e., slipping and tripping), and carpal tunnel syndrome. Nonetheless, the
numbers of injuries appeared to be high for the administrative people in traditionally low
hazard office occupations. The scientists and engineers probably are injured due to
spending time working with the machine and its diagnostics rather than designing,
analyzing data, etc. Data similar to that presented in Figures 3 and 4 were prepared for
SLAC for the 1985-1990 time period (Lyon, 1991); the earlier data very comparable.
The DOE ORPS database was searched for events at SLAC. There were 198 off-normal
events from 1990-2003. Many were not industrial accidents, they were noncompliances
with environmental regulations, missed test intervals, false alarms, procedure
noncompliance, equipment failures that did not affect personnel, etc. The events
pertinent to industrial safety are described below.
On October 17, 1990, an operator noted that if the rolling radiation shield blocks for
section 19 of the positron vault of the accelerator were moved, there was no personnel
safety interlock if people were to enter through the opening made by displaced shielding
blocks. The issue was reviewed and then the system scheduled to have a personnel safety
interlock added in the November 1990 shut down (OAK--SU-SLAC-1990-0006).
29
On November 27, 1990, workers were removing an ion chamber assembly from the beam
switch yard. An arc occurred when they cut a coaxial cable. The high voltage equipment
was not locked out and tagged out per procedure. The employee believed that there were
no live conductors in the cable bundle he was cutting, and he had not verified zero energy
or lockout-tagout. The worker was not injured but will receive additional training in
lockout-tagout (ORPS OAK--SU-SLAC-1990-0011).
On November 27, 1990, during removal of control circuits for rolling concrete blocks in
the Final Focus area, wiring technician cut into live 480 V ac cable and drew an electrical
arc. The technician had disconnected and tagged the disconnect switch, but by mistake,
he cut into incoming line. The technician should have followed the Lock & Tag
procedure by locking or disconnecting an additional circuit & checking for voltage before
cutting. No one was injured in the arc (ORPS OAK--SU-SLAC-1990-0012).
On December 14, 1990, an employee received an electrical shock to his left hand and
arm. He had been testing an energized wire mover assembly in the vacuum building, but
he was not following the specific procedures for this type of test. He was exposed to
~900 Volts. The employee was examined by the SLAC medical office, his
electrocardiogram was normal and he suffered no physiological damage from the shock.
The employee was counseled about following proper procedures and was given
additional electrical safety training (ORPS OAK--SU-SLAC-1990-0014).
On January 3, 1991, the plating shop staff smelled nitric acid fumes and they evacuated
the plating shop. The shop was externally ventilated and the staff safely re-entered in
2 hours. The shop ventilating system for exhausting fumes from metal finishing
operations had suffered fan belt failure. There was no periodic fan belt inspection in
place at the time. The fan belts were replaced and a periodic inspection interval was
established for the shop (ORPS OAK--SU-SLAC-1991-0017).
During a search of the Damping Ring Intersection Point (DRIP) on February 1, 1991, the
operators discovered a problem with the personnel safety system. They determined that it
was possible to enter the DRIP via sector 2 or sector 1 doors without safety system
actuation (i.e., without dropping the search presets). This lack of actuation would allow
unsuspecting personnel to enter the DRIP after searchers had exited, so it was
conceivable that personnel could be inside the DRIP tunnel when the searchers secured
30
the doors for operations. The access control system will be modified to remove this
design flaw OAK--SU-SLAC-1991-0022). It is notable that accelerator safety personnel
place a great deal of confidence in the personnel access control systems to maintain
personnel safety from machine radiation, yet there are instances where these systems do
not protect personnel as required.
On March 4, 1991, a fire occurred in a modulator at test station #3 in the klystron test
laboratory. The plexiglass cover used for personnel electrical protection in the modulator
caught fire and the fire destroyed some of the internal components of the modulator
power supply. Personnel extinguished the fire. The staff changed the Test Lab to use
lockable disconnects on each modulator feed and they have modified the modulator
interlocks so that the cabinets cannot be accessed without first locking out the disconnect,
so that the flammable plexiglass cover is no longer needed as a safety shield from the
internal circuitry (OAK--SU-SLAC-1991-0025).
On May 1, 1991, a North Damping Ring (NDR) distributed ion pump (DIP) high voltage
power supply interlock was bypassed. This would have allowed the power supply to be
turned on with the NDR in permitted access. The incident revealed a lack of familiarity
on the part of some personnel with hazardous equipment interlocks, from both the design
and operation point of view. It was also a reminder that non-standard and inadequately
documented systems are difficult to troubleshoot and maintain, and that they can
contribute to potentially hazardous situations (ORPS OAK--SU-SLAC-1991-1006).
On June 23, 1991, the SSRL Booster to storage ring extraction kicker failed and started a
fire. A short circuit in the pulse forming cable caused a resistor to overheat. The root
cause was inadequate design safeguards to prevent overheating of the resistor in question.
The pulser box directly below the kicker magnet caught on fire. After getting access to
the area, Palo Alto Fire Department entered the booster enclosure and extinguished the
burning/smoldering components. No one was injured in the fire. Engineering safeguards
to prevent fire must be incorporated into the design (ORPS OAK--SU-SLAC-1991-
1014).
On October 4, 1991, employees heard a “bang” emanating from the End Station A (ESA)
area. The accelerator was operating and an experiment was in progress in the ESA.
Employees entered the area and made a brief visual inspection, but they did not find any
reason for the noise. On October 6, other employees entered the ESA and noticed that an
aluminum sphere portion of the 3PC3 collimator had ruptured, and pieces were found up
to 6 m away from the unit. The collimator had ruptured due to lack of cooling water. A
faulty flow switch had given a false reading that water was flowing but the cooling water
was not turned on. The collimator failure resulted in the loss of 3 days of experiment
data taking. No one was injured in this explosion (ORPS OAK--SU-SLAC-1991-1026).
On October 10, 1991, four vacuum system metal bellows on a mobile test cart in the
klystron lab were found to have induced radioactivity. The contact dose rate was
31
8 mrem/h (80 PSv/h) and the dose rate at 30 cm was 1 mrem/h (10 PSv/h). Apparently,
radioactive materials were removed from a radioactive materials management area
without proper sign-out and labeling procedures. Workers were refamiliarized with
proper procedures. The bellows were labeled as activated material and moved to a
storage area (ORPS OAK--SU-SLAC-1991-1028).
On October 11, 1991, the hydrogen gas feed system for the furnaces inside the pit furnace
developed a leak. The leak was on the hydrogen dryer inside the shack attached to
building 025. The leak vented 1.43 MPa (200 psig) hydrogen gas into the shack. The
hydrogen low pressure alarm sounded. No furnace operators were present at the time.
An estimated 283 cubic meters (10,000 standard cubic feet) of hydrogen vented. The
hydrogen feed was eventually turned off at the tank pad. The hydrogen release was
caused by a failure of an elastomeric pressure seal on the body of a particulate filter
located in the hydrogen supply circuit of the Pit Furnace. An independent engineering
review after the incident showed the cause of the filter failure to be system overpressure,
which was caused by regulator failure. The gas did not ignite and no one was injured
(ORPS OAK--SU-SLAC-1991-1029).
On October 24, 1991, contract workers were seen in the restricted area of the Beam
Dump in the ESA during accelerator operations. Work was stopped. Radiation surveys
showed no significant amount of radiation in the area. The radiation padlock keys had
been distributed too widely to persons who were not familiar with the access schedule.
Workers were allowed to enter while the beam was running. Fortunately there was no
radiation exposure to these workers (ORPS OAK--SU-SLAC-1991-1032).
On October 21, 1991, a vacuum technician received an electrical shock when he touched
an exposed feedthrough on an operating vacuum ion pump. The technician was
examined and was found to be uninjured. The vacuum technician was unfamiliar with
the way in which this rebuilt pump was connected. Furthermore, he did not follow a
procedure that requires checking high voltage connections for shorts and as a result
received a shock (ORPS OAK--SU-SLAC-1991-1033).
On November 1, 1991, a worker was injured while moving material just inside the Final
Focus Test Beam (FFTB) tunnel. Two other workmen were in the tunnel at the time but
neither saw the accident. The worker was moving a section of 30 cm (12 inch) channel
approximately 1 m long in the FFTB tunnel toward the sump hole. He hit a small
protrusion on the floor and flipped over the piece of channel, landing on his left arm and
breaking it. At the time of the report, doctors believed he would require an operation
(ORPS OAK--SU-SLAC-1991-1034).
32
approximately 1000-1050 ppm, slightly exceeding the 1000 ppm Immediately Dangerous
to Life or Health (IDLH) limit. There are no written procedures concerning worker
health and safety specifically approved for the Kicker Room in addition to, or integrated
with, technical procedures necessary to assemble and/or repair Epoxy Kicker magnets.
Management did not react to the change in materials required by the development of
epoxy-based kicker magnets as the established production gradually transitioned from
room temperature vulcanizing-based instruments. Procedures will be created, and the
mixing tank and epoxy tool cleaning operation will be moved to an area with better
ventilation (ORPS OAK--SU-SLAC-1992-0009).
On March 10, 1992, a worker was observed standing on the handrail of a platform for the
Stanford Large Detector. The worker was not wearing a safety strap even though the
distance to the floor was 7.6 m. The worker was accessing an electronics cabinet. The
worker safely stepped down from the railing after being given a verbal cease and desist
order. The worker stated that he was standing on the railing since it was the most
convenient position to access the components being installed in the top of the racks of the
cabinets at that location. The worker thought that it was inconvenient to obtain a safety
strap belt from the tool crib, so had not done so. Management must be involved to stress
the importance of adhering to safety policies and practices (ORPS OAK--SU-SLAC-
1992-0011). It is notable that while this is clearly a violation of fall protection, the
incident also serves to illustrate that designing for maintainability and ease of access to
the electronics cabinets will preclude many of these near-miss events. As ITER in-room
equipment and systems are laid out, attention to personnel accessibility can promote
operational safety.
On April 29, 1992, an RF transmitter in the Klystron Gallery caught fire. The smoke
from the fire actuated the smoke detectors. The Fire Department responded and
extinguished the fire. No one was injured in this fire. A transformer initiated the fire.
The 22-year-old transformer had suffered from degradation of the insulating material,
which led to arcing and flames. The firefighters used mono-ammonium phosphate (dry
powder) extinguishing agent, which added time to the cleanup process. This compound
is caustic to electrical parts and must be cleaned up promptly to avoid damage. (Note:
The firefighters may have preferentially used dry powder if insulating oil had been
present in the transformer). The total down time was 12 hours of accelerator beam time
lost (ORPS OAK--SU-SLAC-1992-0016).
On May 22, 1992, the klystron 6-7 modulator unit sent a fire alarm signal to the control
room at 0030 hours. Operators verified that it was a real event rather than a spurious
alarm. The Palo Alto Fire Department Engine 7 (the SLAC fire department) was then
called to respond. At 0035 hours, the power was cut to the unit, but it continued to burn.
The fire department extinguished the fire at 0041 hours, using two portable carbon
dioxide fire extinguishers. The fire ignited due to an electrical arc on top of a divider in
the modulator cabinet. The arc was probably caused by a combination of dust collecting
on top of the divider assembly and an overvoltage condition caused by a voltage regulator
failure. The arc set fire to other components in the cabinet, including a 5 kV driver, a
33
pulse cable, and other wiring. SLAC will make attempts to clean the cabinets of dust on
a regular basis, as operating constraints and personnel reductions allow. No one was
injured in this event (ORPS OAK--SU-SLAC-1992-0017).
On October 16, 1992, a SLAC electrician came into contact with a 12 kV line in the
Stanford Synchrotron Radiation Lab (SSRL). The electrician involved received burns to
his right hand and knee, and a lesser burn to his left knee. He was hospitalized for two
days. His co-worker was exposed to an arc flash from the short circuit, but sustained no
significant injury. The cause of this accident was the failure of the electrician concerned
to follow existing procedures and training in using a high voltage "Hot Stick" voltmeter
to determine if there was voltage present before he entered a high voltage cubicle. He
read the tags on the switch handle mechanism and apparently assumed that the fuse side
of the disconnect was de-energized. He also failed to read two signs on the front of the
switch door that warn personnel of the "bottom fed" hookup of this switch. In addition,
he had not been instructed to work in sub-station 507 where the event occurred; his
assigned work was downstream of the disconnect switch at substation 514. A
contributing cause was a defective door interlock on switch A5D, which did not prevent
the door from being opened while the switch was in the cubicle. The SSRL and Stanford
Positron Electron Asymmetric Ring (SPEAR) were both in a shutdown at the time of this
event. Power was lost to the complex for about 2 hours (ORPS OAK--SU-SLAC-1992-
0028).
On January 21, 1993, vacuum technicians were filling a cryogenics bucket with liquid
nitrogen (LN2) from a 100 liter dewar in the accelerator tunnel. The valve on the dewar
froze in the open position, so the technicians could not stop the nitrogen flow. Shortly
after the cryo bucket overflowed, the oxygen deficiency alarm system activated and the
tunnel was promptly evacuated. Upon arrival of the Engineering Operator In Charge
(EOIC) and the Fire Department, the EOIC requested the Linac tunnel be evacuated from
the collider injector development (CID) to S-4. The Fire Department and the EOIC
entered the tunnel and cleared the area. No one was found in tunnel. When the 100 liter
dewar had emptied, the EOIC checked the area with a portable oxygen monitor and could
find no regions less than 20% oxygen, including near the floor. The EIOC reactivated the
oxygen monitoring system and declared the area safe for entry. The direct cause of the
event was the liquid nitrogen dewar "freezing" in the open position. The root cause of
the valve sticking was water getting into the valve body and freezing when liquid
nitrogen flows through the valve. The dewar was stored outside and prior to being used
there had been heavy rains that soaked the valve. The lesson learned is that the dewar
valves are susceptible to water contamination which can result in the valves "freezing"
when liquid nitrogen cools the valve (ORPS OAK--SU-SLAC-1993-0001).
On December 3, 1993, workers were disassembling a polarized gun. A cold trap was
placed in a cabinet during the disassembly. The cold trap evolved nitrogen trifluoride as
it warmed to room temperature. Nitrogen trifluoride (NF3) was not typically condensed
in the trap, it was present due to a cryosorption pump containing NF3 being processed.
The building was evacuated as a precaution. The root cause was the lack of a procedure
for cleaning a cold trap that might be contaminated with material other than the normal
34
atmospheric gases encountered in typical operations. The NF3 could pose a health threat,
but only 400 cubic centimeters at atmospheric pressure were released. Four workers
were examined by the medical department as a precaution, but no injuries were reported
(ORPS OAK--SU-SLAC-1993-0015).
On February 19, 1994, the reset button on some water pumps for magnet cooling faulted.
The faulted button caused the pumps to trip off line. The magnet continued to operate
and overheated, causing the epoxy to melt. No one was injured in this event, but the cost
to repair the magnet was $13k (ORPS OAK--SU-SLAC-1994-0002).
On February 10, 1996, a fire started in a cable junction box. The fire spread along pump
power distribution cables, causing about $200k in damage to the facility. The direct
cause of the fire was breakdown of insulation in a high voltage terminal cabinet, which
was caused by the entry of rainwater run off into the cabinet. Heavy rains had saturated
the ground and water was coming in to the SLAC buildings. No one was injured in this
fire event, but employees were exposed to smoke from the fire, and the accelerator had to
be shut down for two weeks to conduct repairs (ORPS OAK--SU-SLAC-1996-0003).
On March 6, 1996, a brazing retort in the Precision Assembly Shop malfunctioned and
resulted in an explosion. The retort shell was propelled to the roof and then fell back to
the floor. The operator had failed to properly evacuate the retort and backfill it with
nitrogen. The hydrogen purge was shorter than the specified 20 minutes. The retort
housing and shell were damaged but no employees were seriously injured; one of the two
employees closest to the retort had temporary hearing loss and a minor shoulder injury
(ORPS OAK--SU-SLAC-1996-0005).
On August 6, 1996, one of two electricians working for an electrical contractor sustained
a broken leg and lacerations to the back of the head when a motor control cabinet that
they were installing in a klystron alcove overturned. Paramedics took the injured man to
the local hospital. The men were attempting to reposition the cabinet on a pallet jack by
rotating it 90 degrees so they could move it through an aisle way. As they rotated the
cabinet, the pallet jack rocked and tilted; one edge of the cabinet slipped off the fork and
it started to overturn. The men tried to steady the cabinet but could not. The electrician's
pant leg got caught and trapped under the falling cabinet and he was knocked to the floor.
Some damage did occur to the motor control cabinet but the damage had not been
assessed at the time of the ORPS report. The event did not disrupt SLAC beam line
operations (ORPS OAK--SU-SLAC-1996-0008).
On March 26, 1997, an engineer was testing a prototype modulator design in a high
voltage test cage in building 15 at SLAC. Two other workers were present. After turning
off the high voltage the engineer neglected to actuate the shorting device used to
discharge storage capacitors. Because he had neglected to attach a test probe to the
device he rushed to attach the probe. While using two hands to secure the probe he
discharged a capacitor through his hand to the other side of his body. He also injured one
hand by cutting it on the modulator chassis as he removed it. He was examined by a
35
medical staff and was determined to have no injury except to his hand. The root cause of
this accident was failure to use proper safety procedures. Safety procedures were not
followed due to pressures to complete testing and design in a timely manner. The test
program was shut down for three hours as a result of this event (ORPS OAK--SU-SLAC-
1997-0005).
On April 24, 1997, a painter working for the Plant Engineering Department (PED) Paint
Shop received minor injuries when he fell from a scaffold while painting the exterior wall
of an electrical substation. The painter had finished painting the east wall and was
attempting to step from the scaffold platform on to an adjacent step ladder while still
holding his roller extension in one hand. As he placed his foot on the next-to-the-top step
of the ladder, the ladder rocked and shifted causing the painter to loose his balance and
fall to the pavement below, about 1.5 m. Three electricians working in the next building
heard the painter fall, one called the emergency phone number while the others went to
the painter's aid. The painter received first aid at the scene from SLAC Fire and Medical
personnel and was then taken by paramedics to Stanford Hospital Emergency for
treatment. The painter suffered a bump on the head, sore left knee and ribs, and a sore
right wrist. He was released from the hospital at around noon the same day. He missed
one and a half days of work as a result of the accident. The painter had failed to follow
standard practice for the safe use of scaffolds and ladders (ORPS OAK--SU-SLAC-1997-
0007).
On January 27, 1998, a contract worker was pulling a cable into an energized 480 V
Motor Control Center (MCC) unit for the B-factory BaBar detector in the Infrared 2
support building 625. The wire-way in the MCC, where the cable was being pulled in
had been inspected by the foreman on the previous day, but he had failed to notice the
energized bus bars and thought it was safe. The worker, a journeyman electrician, was
using a metal fish tape to pull the wire. The metal fish tape touched the energized bus at
480 V. That caused an electric arc and tripped the main 480 V breaker. The worker
received an arc flash in his eyes. He was wearing UV safety glasses and leather gloves.
He was not injured, and was sent to the SLAC medical unit for examination as a
precaution. The B-Factory Safety Officer and the ES&H Electrical Safety Engineer
reviewed the mishap. The work was stopped. The root cause of this occurrence was
inattention to details. The foreman checked the job a day before and did the job planning.
Then he gave the job briefing to the electrician. But he failed to notice the exposed hot
bus underneath the cluster of wires. If he had looked carefully with a flashlight,
reviewers believed he would have noticed the hazard. Then adequate precautions could
have been taken and the incident would have been precluded. The journeyman
electrician also took for granted that there was no hazard, and was not paying attention to
the work (ORPS OAK--SU-SLAC-1998-0001).
On April 23, 1998, a subcontract employee reported that he was ascending a fixed metal
ladder with a tool belt slung over his left shoulder and a laptop computer handle held
between his left thumb and forefinger. While holding onto the ladder with his left hand,
he grasped the next rung with his right hand. As he lifted his right foot, the weight of the
tools and laptop shifted. He lost his balance and grip on the ladder rung. The individual
36
shed the tools and laptop, to no avail. He fell 2 m (6.5 feet) from the ladder and sustained
a fracture to the right femoral bone and a hairline fracture to the L2 disk in his lower
back. At 1058 hours on April 23, 1998, a 911 Operator received a call requesting
medical assistance at SLAC Building 120 of the SSRL. The subcontractor stopped work.
The employee was released from the hospital on April 28, 1998 at 0930 hours. The
employee knew climbing a ladder in this manner was not safe and against procedures, but
he had climbed with this same equipment many times without accident, so he believed it
was a low risk act (ORPS OAK--SU-SLAC-1998-0002). It is notable that this event
typifies the issue of worker risk-taking attitudes. The worker in question believed that he
was not taking a great risk since he had climbed the ladder improperly many times
without any adverse results. Since there seemed to be no adverse consequences to his
ladder climbing with tools and laptop computer, he had adopted an unsafe, time-saving
approach as his standard approach, and in this instance he experienced the hazard of
falling. He dropped the laptop computer and tools so that he could try to stop himself
from falling, and we realize how desperate the worker must have been to allow a
computer he was responsible for to drop ~ 2 m. With any new facility startup, there is the
opportunity to ingrain proper work attitudes. Perhaps training and enlightenment, or
enforcement, or both, are needed, but the new ITER facility should start operation
without any worker risk-taking habits.
On May 19, 1999, high radiation was noted around a klystron. During a routine radiation
survey in the Klystron Test Lab on May 19, 1999, an Operational Health Physics
representative encountered a high radiation reading near the collector of a new 5045
klystron, operating in Test Stand 9. After checking instrumentation, the radiation level
was found to be greater than 2 rem/h on contact. The stream of radiation was
approximately 2.3 m (7.5 feet) off the ground and the direction of the stream was towards
the West wall of the Test Lab away from the walkways. The high radiation level was the
result of a missing piece of lead shielding (known as the horseshoe) on the klystron
where the cooling water exits the collector. The test stand was shut down, the shielding
put into place, a new survey showed normal radiation levels and processing continued.
The klystron had been installed on May 14, 1999 and processed in voltage per Klystron
Test Note number 5 at a 1 microsecond pulse width. On May 18th the testing reached
350 kV at 180 Hz. The test technician performed a radiation survey at this time. His
survey showed no unusual radiation dose rates around the klystron. The test technicians’
primary dosimeter readings were less than the minimum detectable. The direct cause of
the radiation field hazard was a missing horseshoe shaped piece of lead shielding (painted
yellow to stand out). The shielding had been overlooked during installation of the
klystron. There were no injuries, the two test technicians at test stand #9 had personal
dosimetry, and those dosimeters read no whole body exposure for this time period (ORPS
OAK--SU-SLAC-1999-0003).
On September 16, 2000, a smoke alarm sounded in a section of the PEP-II storage ring
(PR04) while the colliding beam program for the BaBar detector was operating. The
stored beams were dumped and the region was put into controlled access. The
firefighters were escorted into the ring tunnel by the chief operator on duty. After a
couple of minutes of searching, they found a small fire on some isolated cables that
37
service the Longitudinal Feedback Kicker (LFBK) for the Low-Energy Ring (LER). The
fire was put out with a hand-held carbon dioxide extinguisher. There was some ancillary
damage from the fire to a water hose. The hose was replaced shortly after discovery.
There was no other damage to the accelerator or other support systems. The fire was
caused when an RF coupler box overheated, igniting the coaxial cable. Installing the
very early smoke detection apparatus (VESDA) system proved to be very valuable in
alerting personnel to this small fire before more damage could occur. No one was injured
in this fire event (OAK--SU-SLAC-2000-0005).
On July 12, 2001, the Area Radiation Monitor in Building 44 actuated, causing an
audible alarm. The Test Stand #2 (TS2) operator helped the person working on test stand
3 (TS3) by surveying a Research & Development (R&D) device being tested on TS3.
The TS2 operator found excessive X-ray output (~1.9 rem/h [19 mSv/h] at 30 cm from
the collector) when the tube voltage was at 150 kV. The person working on the TS3 was
an engineer from a company involved in the design of the R&D device. He had a visitor
badge and had been operating the device by himself without escort. The operator asked
the engineer to stop the operation. Meanwhile, the Klystron Radiation Safety Officer
(KRSO) was informed about the event. It was noticed that no lead shielding was in place
around the collector at TS3. The operators later stacked lead bricks around the collector.
During that work, the KRSO informed the responsible physicist for TS3 that the test
could not be restarted without first getting the safety documents completed and approved
by the KRSO. However, no further administrative control measures were taken and at
this point the engineer from the company still was not properly informed of the relevant
safety procedures. The next day, Friday July 13, the engineer was again operating on the
test stand when the Operational Health Physics Field Operations Group Leader came by
around 1500 hours in his walkthrough of the Building 44. The Group Leader found that
the engineer was not trained and qualified to operate the TS3. The Group Leader
immediately asked him to stop the testing and obtained both his dosimeter and the area
dosimeter to check their accumulated doses (fortunately, both were found to be zero).
The testing was halted until a full review could be completed. There were both specific
violations of procedures, and inadequate procedures for administrative control of the
Klystron Test Stand modulators. There was also a lack of communication and
enforcement of existing policies (ORPS OAK--SU-SLAC-2001-0003).
38
work process. The root cause of the incident was inadequate work planning for sanding
of concrete on the part of the subcontractor. The Pre-Work Hazard Analysis lacked
sufficient definition of the work, and the safety procedures defining the personal
protective equipment (PPE) were not appropriate to the hazard of the work process.
Long-term exposure to silica dust can cause a variety of respiratory diseases including
silicosis, pulmonary fibrosis, and emphysema. Short-term exposure to silica dust has not
been found to produce significant adverse health effects. If an overexposure occurred
(since an area sample was taken and not a personal air monitoring sample the exposure to
the employee can't be established precisely), it is believed that it occurred over a
relatively short period of time (while the length of exposure can not be established
precisely, best information is that it was on the order of hours) (ORPS OAK--SU-SLAC-
2001-0004).
Between 0840 and 0847 hours on June 18, 2002, a SLAC subcontractor employee
sustained a left elbow compound fracture and right knee hematoma after falling off an
extension ladder. It is estimated that the individual fell approximately six and one-half
feet to the ground. The individual was seen lying on the ground at approximately 0847
hours by a SLAC Technical Division employee. The SLAC employee spoke with the
individual and then called an Emergency 911 Operator called at approximately 0851
hours. The individual was transported to Stanford University Medical Center by the Palo
Alto Fire Department. The individual was released from the hospital on June 20, 2002.
While preparing to apply yellow paint to a Jib crane at Sector 20 of the SLAC Klystron
Gallery, the subcontractor employee placed the top rails of a 4.8 m (16-foot) extension
ladder onto the web (mid-section) of the crane's boom. The boom was in its full electric
stop position next to the Gallery wall. Even with the boom in this location, sufficient
force can be applied to move the boom closer to the wall and beyond the ‘electrical
disconnect closed’ position. In this incident, force was applied to the boom causing the
boom and mast to rotate towards the Gallery wall. The force was supplied by the
individual's ascent. When the individual's upper body approached the top of the ladder,
sufficient force was generated to make the boom move closer to the wall. The individual
stated that he realized that the rails had slid off the boom. The ladder fell towards the
ground, striking the wall. The individual rode the ladder down approximately four feet
until he fell off the ladder and struck the ground. The root cause was ruled to be
inattention to detail (ORPS OAK--SU-SLAC-2002-0004).
At approximately 0905 hours on August 20, 2002, a SLAC employee sustained a right
shoulder dislocation and fracture after tripping and falling forward into a fixed ladder
access opening within the Region 4 Positron Electron Project (PEP) utility shaft 4BU.
The individual's right shoulder struck a landing, which is located next to the access
opening, and his left foot caught the rungs of the ladder. The individual fell
approximately four feet and did not fall completely through the opening. The injured
employee was observed in the aforementioned position by a coworker who had just
turned around after the incident occurred. The coworker helped the injured employee out
of the opening and drove him to the SLAC Medical Department, who in turn contacted
the Palo Alto Fire Department for transportation to Stanford University Medical Center.
The individual was treated and released from the hospital on August 20, 2002. He was
39
instructed to return to the hospital on August 22, 2002 to have a metal plate inserted in
his shoulder. The individual was required to stay overnight for this procedure and was
released from the hospital on August 23, 2002. The course of events before the accident
were that after assisting another employee with changing light bulbs within the Region 4
PEP utility shaft, the SLAC employee took a broom and reached overhead to sweep away
cobwebs that had accumulated within the shaft. As the employee swept, he also walked
around the confines of the landing. The employee stated that he tripped and fell towards
the fixed ladder access opening. There were no objects on the floor that contributed to
the fall. The fall was on a level surface. The direct cause of this incident was due to an
inadequate work environment. As defined by OSHA, a fixed ladder access opening shall
be guarded by a standard railing with toe board on all exposed sides (except at the
entrance to the opening), with the passage through the railing either provided with a
swinging gate or so offset that a person cannot walk directly into the opening. The fixed
ladder access opening in PEP utility shaft 4BU was not equipped with a swinging gate
nor was it offset. If a gate had been present, the employee would not have fallen to the
floor nor entered the fixed ladder access opening. A contributing cause of this incident
was inattention to detail. While performing work overhead and looking up, the employee
was walking. If the employee had been standing still while performing the overhead task,
then it is unlikely that he would have tripped. The root cause of this incident is that the
OSHA standard was not brought to the attention of management prior to, or during, the
construction of the PEP utility shaft (ORPS OAK--SU-SLAC-2002-0009).
At approximately 1700 hours on September 16, 2002, a SLAC employee and a Stanford
University student experienced a near miss incident after a 1.04 by 1.8 m (41 by 72 inch)
by 0.32 cm (one-eighth inch) thick masonite (a type of wood fiber board, like plywood)
window covering fell 6 m (20 feet) to the floor. The covering landed on the floor and
within 30 cm (one foot) of the SLAC employee. There were no injuries sustained in this
incident, which is described as a near miss incident. The masonite was held in place over
a window with wood screws that had been screwed through the masonite and into the
aluminum window frame. Over time, the screws had loosened and eventually the
masonite fell to the ground. The staff resolved to use sheet metal screws on aluminum
window frames in the future (ORPS OAK--SU-SLAC-2002-0010).
On July 9, 2003, at 0006 hours, a fire broke out in the Next Linear Collider Test
Accelerator (NLCTA) Station 1 klystron high voltage modulator. The fire was caused by
an electrical failure inside the pulse forming network cabinet. The interlock system de-
energized the unit within a few minutes, but the fire continued to burn. Within 5 minutes,
the fire alarm signaled the fire department. They responded to the fire. By 0120 hours,
the fire was extinguished. All of the equipment inside the pulse forming network cabinet
was destroyed. Some support equipment and cables above the modulator were damaged.
During the fire, a nearby water hose was ruptured from the heat and 0.75 m3 (200
gallons) of water spilled into the 2.5 m3 (650 gallon) oil tank and the associated
secondary containment tank upon which the modulator sits. Approximately 0.37 m3 (100
gallons) of displaced oil spilled onto the floor around the modulator. The oil remained
confined in the building. The repair of Station 1 was estimated to require about 2
months. During this time, one of the other NLCTA modulators will be used to provide
40
Radio Frequency (RF) for accelerator structure development, minimizing the
programmatic impact. The cost of the repair is expected to be about $30k. No one was
injured in this event (ORPS OAK--SU-SLAC-2003-0002).
41
the fire would have burned longer and produced more smoke that would have increased
the hazard to plant staff and firefighters (ORPS OAK--SU-SLAC-2003-0003).
The DOE accident investigation reports were also surveyed for any severe accident
events that might have occurred at SLAC. Two events were found in the recent past.
These events are described below.
On January 28, 2003 at approximately 0930 hours, a SLAC systems engineer received
head injuries requiring hospitalization after falling from an A-frame, 3.6-m-tall fiberglass
stepladder in building 514 of the SSRL. The employee had been searching for nitrogen
leaks on the equipment in building 514; leaks were believed to be the cause of excessive
nitrogen blanketing gas usage in the klystron transformers (nitrogen is used instead of air,
to reduce moisture buildup in the ullage above the transformer insulating oil). The
engineer had walked past two electricians as he entered the building. Less than a minute
later, the two electricians, who were nearby on unrelated work, heard a ‘thud’ and found
the engineer on the concrete floor between the ladder and the power supplies. The
employee was transported and admitted to the hospital. SLAC immediately stopped
work at the immediate location of this incident. The stop work did not affect activities
related to the accident investigation or operation of a variable voltage transformer. There
were no eyewitnesses to the accident and the systems engineer does not remember any
events related to the fall. The Board concluded from the results of its limited engineering
evaluation that the Systems Engineer could have moved from the ladder while attempting
to access the top of the variable voltage transformer (VVT) section of the old Radio
Frequency High Voltage Power Supply (RFHVPS) or that the Systems Engineer
encountered circumstances that caused him to move off of the ladder while climbing up
or down (ORPS OAK--SU-SLAC-2003-0001). The accident investigation report stated
that the original design of the RFHVPS could develop a problem that could cause the
variable voltage transformers to overheat and violently disassemble, posing a shrapnel
hazard to nearby personnel. The RFHVPSs were fenced to maintain a personnel
exclusion area, keeping personnel at a safe distance. The cause of the problem was
identified and controlled to prevent recurrence. While the problem has been controlled,
the exclusion area remained in effect. The systems engineer was working alone and there
were no eyewitnesses. The Board concluded that based on the evidence the engineer lost
his footing when he stepped from the step ladder to the elevated surface of the RFHVPS.
The ladder was not inspected before use, it was not in good condition, and the engineer
stepped sideways off the ladder (DOE, 2003).
On October 11, 2004, a subcontractor electrician was injured at SLAC (DOE, 2004). The
electrician was installing a 30 ampere circuit breaker in an energized 480 V electrical
circuit breaker panel in the A sector of the klystron gallery. During the installation, an
electrical arc flash occurred at 1115 hours. The arc flash ignited the electrician’s clothing
and the pressure blew him away from the electrical panel. A laborer, who was present to
assist the electrician, was standing behind the electrician. The laborer was knocked to the
ground by the arc flash pressure burst. A nearby electrician, who was working on an
unrelated task, rushed to assist the electrician. He smothered the flames on the man’s
clothing. When the laborer revived, the rescuer electrician sent him to call for help. The
42
Palo Alto fire department emergency medical services personnel arrived at 1120 hours,
stabilized the victim, and transported by ambulance him to a burn center hospital [a
helicopter was sought first, but the closest available helicopter was too distant; the
ambulance offered the shortest travel time]. The injured electrician had third degree
burns on his face, chest, and legs, and second degree burns on his arms; approximately
50% of his body was burned. This accident was analyzed by an investigation board. The
normal working procedure would be to mechanically connect the new circuit breaker,
then make the electrical connections. The electrician was making the electrical phase
connections first; he had screwed down two of the electrical connections and was making
the third connection, to phase A, when the accident occurred. Apparently the third screw
was not threading and the electrician pushed the screwdriver with extra force. Under the
extra force, the phase A bus jumper bar was moved toward the phase B stabilizing clip,
compressing the jumper bar’s rubber insulation. This reduced distance and compressed
insulation allowed a phase-to-phase short circuit and arc flash. The injured electrician
was not using insulated, voltage rated tools, nor was he wearing fire retardant clothing,
natural fiber (non-melting) underwear, safety glasses, or a switching hood with face
shield. These are the protective clothing items, along with voltage-rated gloves, that are
specified in the US National Electrical Code for working on energized systems. The
accident investigators could not determine why the subcontractor employees were
working without proper personal protective equipment, without a pre-work hazard
analysis document, without an electrical hot work permit, and without a job hazard
analysis and mitigation analysis document. The board concluded that unsafe conditions
and operations had become an accepted part of the everyday way of doing business at
SLAC. Some divisions and departments at SLAC were not following the DOE Integrated
Safety Management approach; operations concerns were placed above safety concerns.
SLAC management placed high emphasis on the need to show scientific achievement in
their competition with other high energy physics laboratories for funding from the DOE.
This upper management emphasis translated to employees as ‘just get the job done’
(DOE, 2004). The author notes that blemished safety records and flagrant violation of
the DOE safety directives are detriments when seeking DOE funding. In general, the
DOE community responds to safety issues with replacement of the operating contractor
or the senior management of a facility or site.
These ORPS and accident investigation events have demonstrated that there are hazards
specific to the type of facility, such as cryogens, and electrical shock and arcs from the
many uses of electricity at the accelerator (particularly the klystrons). Other events were
a number of fires, mostly electrical in origin, personnel exposed to chemicals, a few
explosions, and several events outlining that strict rules regarding radiation safety are not
always adhered to at the facility. There were several falls discussed, and a one event of
being struck by an object, and nearly being struck by a falling object. The accelerator
personnel are noted to not always follow procedures and subcontract personnel do not
always follow procedures nor recognize the hazards of the facility. The subcontractors
also do not always follow industry good practices, and sometimes do not exhibit ‘skill of
the craft’ knowledge that would prevent accidents. The permanent staff members do not
always provide adequate oversight of the subcontract work.
43
3.2 Fermi National Accelerator Laboratory
Parts of this description of the Fermi National Accelerator Laboratory (FNAL) have
come from the history page of the lab’s internet site. FNAL is located near Batavia,
Illinois, outside of Chicago. Initial construction began in December 1968. The original
accelerator was composed of several sections. Protons are first accelerated by a 183-m
linear accelerator that sent 200 MeV protons into a Booster ring (287-m circumference),
which accelerated the protons to 8 GeV. Then the proton batches entered the 6.4-km
circumference Main Ring synchrotron, where they were accelerated to 150 GeV. These
accelerators are situated on a 6,800-acre site and were the original segments of the
laboratory, completed in 1971. As a later addition, some of the protons from the Main
Ring could be sent to a metal target to produce anti-protons. The anti-protons are stored
in a magnetic accumulator. In 1983, the Energy Doubler, later named the Tevatron, was
completed (Johnson, 1987). This is another 6.4-km ring, situated in the same tunnel
below the Main Ring. The Tevatron was the first accelerator to use superconducting
magnets; the original Main Ring used resistive magnets. The Tevatron accepted
150 GeV protons and the anti-protons, counter currently accelerating them to
~1,000 GeV (1 TeV) and allowed the two types of particles to collide in the region of a
collider detector. The Main Injector ring is tangent to the Tevatron; it is another 6.4-km
ring that was completed in 1998 and became operational in 1999. The Main Injector was
a 6-year, $230M construction project. The Main Injector accelerates protons into a nickel
target to create anti-protons. Above the Main Injector is another ring, the Anti-proton
Recycler, which stores anti-protons from the Tevatron for reuse. The Main Injector sends
both protons and anti-protons to the Tevatron, where the countercurrent beams are
collided. The Main Injector and the Tevatron magnets are liquid helium cooled, so
FNAL has a very large helium cryogenic plant on site. That plant is called the Central
Helium Liquefier and it is one of the largest cryogenic plants in the US. FNAL employs
a total of about 2,100 staff members and has an annual budget on the order of $300M. It
is one of the largest accelerator facilities in the world, and the largest in the US.
FNAL was searched in the DOE CAIRS and ORPS databases. The data in CAIRS is
summarized in the lost work day and lost work case plots given in Figure 5 and injury
graphs in Figure 6. In Figure 5, lump construction is construction work contracted on a
lump sum fee basis, and cost construction is contracted on an actual cost-plus award fee
basis. The actual construction work is the same for either type of contract. The 1990’s
peaks in construction work were likely due to initiation of the Main Injector construction
task. The reason for the peak in the 2000’s is probably the construction work for
additions to the Main Injector. The FNAL permanent staff graph shows an overall
downward trend over the time period. Reasons for service contractor peaks in 1998 and
2002 are not known. Service personnel can be technicians, computer support, custodians,
laundry, food services, laborers, and other workers. It is possible that the construction
work required more on-site support services. The total for all scientific research in the
DOE is presented later in this chapter and comparisons show that FNAL has modest or
44
Figure 5. Plots of FNAL Industrial Safety Performance from 1993-2003.
45
Figure 6. FNAL Industrial Injury Distributions from 1981-2003.
46
similar rates compared to the totals for all DOE research and development work. FNAL
did not have any work-related fatalities in the 1993-2003 time period, nor were any
fatalities noted in the previous DOE operating experience documentation.
Some accelerator operations issues that relate to safety have been discussed in the
literature (Mau, 2001; Cossairt, 2000). The Tevatron’s superconducting magnets have
small cross sectional current flow paths, yet over 4 kA current flows through each
magnet. If a magnet transitions to normal resistance (i.e., the magnet quenches due to
beam scraping, liquid helium interruption, etc.), the magnet experiencing normal
resistance heating from this high current can result in magnet destruction. A magnet
takes about one week to replace. The replacement is a time-consuming maintenance task
and is costly. Magnet replacement also places workers in the accelerator tunnel, where
they are at risk due to cryogen leaks from other magnets that are depowered but not
warmed during the replacement outage. Because of the sensitivity of the magnets to
quenching, the staff has installed quench protection and beam abort systems. The quench
protection system depowers a magnet if the magnet begins to warm up from cryogenic
temperature, and the beam abort system quickly sends the accelerator beam to a beam
dump if the beam has scraped a wall so that perhaps the magnets near the scrape location
will not receive too much heating. These active systems are used to limit magnet
damage, which in turn limits personnel exposure to the accelerator tunnel. If personnel
must enter the tunnel, the tunnel has been equipped with oxygen deficiency hazard
(ODH) alarms in the form of fixed oxygen monitors. These monitors are located
throughout the beam enclosures. Each worker who enters the tunnel is required to take a
personal oxygen monitor that will alarm if the oxygen concentration drops below 19.5%
by volume. Each worker is also required to carry a small tank that will give them
5 minutes of breathing air, to be used for escape in case of a cryogen leak. Workers must
also follow a mandatory FNAL two-man rule for all tunnel accesses. All workers must
be certified for tunnel work, with appropriate training and medical approvals to use
breathing air tanks. Any heavy work, such as moving magnets, in the tunnel has strict
procedures to avoid impacting and rupturing vacuum or cryogenic lines. In addition, the
tunnel staff and the Fire Department have been trained in proper response to an ODH
emergency. Zinkann (2001) echoed the cryogenic safety concerns, noting that cryogenic
lines of helium and nitrogen are routed through occupied work areas and the lines carry
large quantities of cryogen. A cryogen release from a pipe break presents both an
asphyxiation hazard by displacing air and also an egress hazard. The egress hazard
comes from condensation in the room air becoming so dense that people cannot see
escape routes through the fog. Zinkann noted that escape lanes have been painted on the
floor at his facility to assist in guiding people to exits. There are also room ODH
monitors connected to an alarm system; if an ODH condition is measured then loud
claxons and flashing lights will alert personnel to evacuate the area. Cadwallader (2003)
has noted that sometimes false alarms occur with oxygen monitors, so voting logic
among monitors will preclude most false evacuations.
47
Mau (2001) also discussed some other worker safety issues at FNAL. The main tunnel is
6.4-km circumference, it is too long to walk, especially when carrying tools and
equipment, or replacement parts, etc. Too much time is consumed for transporting
equipment or for an operator to reach an interlock, especially when the experimenters are
waiting for beam. Therefore, operators, technicians, and craftsmen use electric golf carts
to drive in the ring. FNAL performed a safety analysis regarding cart usage. Fixed
bumpers were added at vulnerable areas to prevent golf carts from colliding with
cryogenic and vacuum lines. This was a wise precaution because of the potential
frequency of occurrence. Cadwallader (1997) has cited some lift truck operator failure
rates on the order of 1E-03/demand for a collision during a lift truck task. A golf cart has
some advantages over a lift truck, such as the operator has direct line of sight forward, the
cart is more maneuverable than a lift truck, and it is likely that the light weight cart can
stop more easily than the much heavier lift truck. If lift truck experience can be used, to a
first approximation, as an upper bound for golf cart performance, and lift trucks in
industrial environments (warehouses, manufacturing plants, etc.) experience monthly
collisions, then collision barriers are an absolute necessity in the accelerator tunnel to
protect sensitive equipment and cryogenic pipe lines. While golf carts have better
visibility than lift trucks, and the tunnel is a single, more predictable path than warehouse
aisles or a factory floor, cart drivers can still be distracted by communication devices,
pedestrians, parts or equipment placed in the aisle, condensation fog from venting
cryogen, time pressure from tight schedules, etc.
Mau (2001) discussed another worker risk issue, the satellite cryogenic stations that cool
and pump liquid helium to parts of the Tevatron. These satellite stations are necessary to
provide cryogen where needed, but these stations present an operations challenge because
they add more rotating equipment in the form of compressors and expansion engines that
require constant attention and maintenance. Thus, the maintenance teams spend
significant time near the cryogenic equipment for adjustments and repairs. When the
workers are in proximity they are at risk of cryogen exposure. Another issue for the
operators is that FNAL is very susceptible to power glitches and outages. If the Central
Helium Liquefier equipment is not restarted within ~30 minutes of a site-wide power
glitch or outage, then the accelerator is down for a week to purify and recool the ring.
Thunderstorms – often accompanied by lightning that can cause power interruptions –
have a significant operational impact on FNAL. Zankann (2001) also echoed the cryogen
production system susceptibility to power glitches. If the cryogenic equipment is not
operating to re-condense boiloff vapor, the pressure in the cryogenic system quickly
increases and pressure relief valves lift to vent the vapor to protect the system from
overpressure. While necessary to protect the system, losing cryogenic gas is costly and
impacts the operational availability. There are also personnel safety concerns with
venting. If a pressure relief valve fails to operate or develops a freeze plug, the cryogen
vapor overpressure could breach the system and possibly vent in occupied areas. If the
pressure relief valve operates correctly but the prevailing wind at the time of the release
moves the cryogen to building air intakes, the gas could displace oxygen in a building.
48
Air intakes should be located away from loading docks, truck and rail receiving areas, the
cryoplant, and any emergency power generation equipment. The noise of venting is also
significant; workers need ear protection if they must remain near the high noise
environment of venting stacks.
Cossairt (2000) discussed some of the ‘ordinary’ and ‘novel’ occupational hazards of a
new muon facility at Fermilab. The ordinary hazards included high current electrical
circuits for the magnets; these require means to effectively lock out power supplies so
that the electrical hazard is controlled. RF generation and distribution equipment is
extensively used, so engineering and administrative controls to limit exposures would be
required. Large numbers of cables in cable trays would be used, so the fire protection
concerns are large. Long tunnels present egress concerns, medical response concerns,
and fire response concerns. Moving and aligning large, heavy components presents a
need to include design considerations that facilitate ease of movement and prevention of
injuries. The novel occupational hazards were the large scale use of cryogens in a deep
underground facility, requiring a provision to release cryogen to the surface both in
normal operations and in the event of magnet quenches. Engineering practices should
eliminate the concern for ODH. Another novel hazard is that liquid hydrogen was chosen
for the coolant of a neutrino source; the use of a flammable cryogen poses additional
hazards than the magnet coolant. Bubble chamber experts were called upon to enhance
the safety of the cooling system design. Other novel hazards were the depth and slope of
the muon tunnel. The egress points were at the ends of the tunnel; one egress was
ordinary and the other was much deeper, so the design called for an emergency egress
shaft with an elevator. A ‘safe room’ was also planned to provide a safe haven in case
workers could not reach an exit shaft. The steep slope presents unique hazards. Design
consideration was given to making the floor surface sufficiently rough to provide good
traction for workers. Gutters were provided to drain seepage water to the sump pits at the
lower end. Some type of “speed bump” or other means to retard the downhill movement
of rolling items, such as unrestrained equipment, was to be included in the design.
Regular tie-down points for heavy items of equipment were provided. Using gutters in a
spiral design had been considered, so the gutters drain water and regularly cross the
tunnel, serving to direct any rolling items toward the tunnel walls.
FNAL has suffered some large losses and injury events over its 35-year lifetime. Atomic
Energy Commission and DOE documents were searched to compile the major
occupational injury events. Brief descriptions of these events are given below.
On June 16, 1969, a construction carpenter was fatally injured when he fell 3.5 m through
a floor opening to a concrete floor the next level down. The carpenter fell through an
opening that was to be the site of a future stairwell. The temporary cover had been
positioned over the opening, but responders noted that it had been removed. No one in
the area had seen the cover removed, nor did anyone see the carpenter fall. The carpenter
died from basal skull fracture on impact (WASH, 1975). Another carpenter fell from
49
height on April 9, 1970. A barn at the laboratory site was being converted into storage
space for construction materials and equipment. A ceiling of Styrofoam panels was being
constructed on the underside of the joists in the barn. A carpenter fell from the second
floor joist level through the Styrofoam ceiling to the barn’s concrete floor 2.75 m below.
The carpenter died approximately 11 hours later from brain injuries and hemorrhage
resulting from the fall (WASH, 1975).
On January 10, 1973, a subcontractor employee was fatally injured. The employee was
attempting to start an earth compactor located in a trench at the FNAL site. A four-wheel
drive vehicle was driven to the edge of the excavation trench to provide a jump start for
the earth compactor. After the jumper cables were attached, the vehicle rolled forward
into the trench and pinned the employee against the earth compactor. The employee died
approximately 6 hours later from his injuries (WASH, 1975).
On June 15, 1973, a roof fire occurred. A fuel oil and tar fire occurred during
construction of the East Tower of the Central Laboratory and high rise office building.
Roofers were preparing to start up an oil-fired roofing tar kettle when vapors from an oil
leak in one kettle ignited and the fire spread to the other tar kettles and across the newly
installed 195 m2 roof surface. Fortunately, no one was injured. The contractor was
responsible for repairs to the roof (WASH, 1975).
On December 26, 1973, a fire began in polyurethane foam insulation in a beam tunnel
that was under construction (WASH, 1975). The fire caused $163k in damage to the
Meson Line Detector building. The cause of the fire was probably a spark or slag from
welding operations in a corrugated metal tube that ignited the insulation outside of the
tube. The burning insulation produced much smoke and there was concern that the
smoke had damaged electrical equipment in the building. Fortunately, there were no
personnel injuries.
A severe thunderstorm occurred on September 12-13, 1978 and caused a lengthy power
outage. The sump pumps in underground facilities were inoperable due to the power
outage and consequent flooding resulted in extensive equipment damage. The storm
wind and lightning also caused other damage, with a damage total of $140k (DOE, 1980).
No one was injured.
There were several industrial safety events in 1982. On January 10, there was a period of
unusually cold weather, below – 40°C. A propane heater that was being used to provide
supplemental heat stopped working because the fuel froze. The cold then damaged two
vacuum pump casings, cracking them. No one was injured. On February 20, the cooling
water to a vacuum pump froze because the building’s heating, ventilating, and air
conditioning unit overheated and then failed. The pump’s cooling water froze and the
vacuum pump motor burned out. On August 30, 1982, a magnet lift was under way at the
50
lab. The crane’s choker strap was off center during the lift and a magnet was dropped.
There was $3k in damage but no one was injured (DOE, 1984).
In 1987, perhaps the most consequential fire in FNAL history occurred. The fire in the
Wide Band Laboratory resulted in a property loss and cleanup cost of greater than $1M,
and a programmatic delay of several weeks while amelioration activities were carried out
(DOE, 1987). On October 3, 1987, at approximately 0145 hours, a fire was discovered in
the Wide Band Laboratory; the accelerator was not operating. The fire involved four
particle detectors, the hadron calorimeter, the inner electromagnetic calorimeter, a
hodoscope, and a proportional wire chamber. A misaligned ribbon cable connector in the
dynode sum box of the inner electromagnetic calorimeter caused an overcurrent in the
ribbon cable, which in turn led to overheating and ignition of the cable insulation. The
dynode sum box fire spread to several cable runs and to the other three diagnostic
detectors. Five automatic fire sprinklers near the ceiling activated; they did not
extinguish the fire but did prevent fire spread. The Wide Band lab was being used to
study quarks. The FNAL proton beam was to bombard a target to produce a high energy
electron beam. The electron beam was to pass through strips of lead in the Wide Band
lab and produce a large energy spread of GeV photons (i.e., a wide band of photon
energies) that impinge on a beryllium target to produce quark pairs. After the beryllium
target, silicon strip detectors identify and locate the quark states and the quark decay into
particles. The wire chambers track electrically charged reaction and decay products. The
calorimeters detect photons, pi mesons, and electrons. There is also a uranium
calorimeter used on this experiment. The inner electromagnetic calorimeter used
4,090 kg of lead in an aluminum frame, and 1,136 kg of poly methyl methacrylate
scintillator strips. Thus, the fire spread of toxic materials was a serious concern to the
staff and firefighters.
A scientist was examining the gate logic associated with the dynode sum box, which
involved going to the experiment hall and disconnecting certain cables. This is the
normal procedure for isolating channels of signal. Then the scientist went to the counting
room to observe the affected gates. He turned on the voltage and got a signal; this act
was per standard operating practices. At about 0120 hours, he returned to the experiment
hall (called “the pit”), and he noticed an odor that he described as ‘sour milk’. Nothing
appeared to be out of the ordinary; he disconnected some ribbon cables and returned to
the counting room. In the counting room, he could not get a signal from the gates. He
began to examine various systems to identify the problem. During that activity, another
scientist left the counting room and entered the pit to inspect wall outlet power, which
had tripped earlier in the evening. He saw white smoke and a glow emanating from the
pit. He yelled that there was “fire in the pit”. A third scientist called the operation center
to alert them of the fire, then all four scientists in the area went to the pit to determine the
severity of the fire. The smoke density made breathing difficult and flames were visible,
so the four evacuated the building. Once outside, two of the scientists secured gas
supplies (which included methane gas) to the pit and the other two re-entered the building
51
and went to the pit to shut down high voltage power supplies to the detectors. After
securing power, they again evacuated the building. Several of the detectors were heavily
damaged. All vertical cable insulation was consumed in the fire, and a vertical cable tray
had warped and fallen into the debris. Most of the cabling near the detectors was
destroyed. The polymethyl methacrylate in the calorimeter melted and burned like
flammable liquid; some of the lead in the calorimeter also melted. Aluminum support
frameworks melted in the fire; a steel I-beam was also noticeably deformed. The
detectors that were held above the floor fell when their aluminum frames lost strength
due to the heat. The dense smoke from the fire deposited heavy soot on the building roof
and interior surfaces. The sprinkler discharge water on the floor was pumped out; this
water contaminated the soil outside the building. No one was injured, although two
scientists did re-enter the pit to deenergize electrical power supplies and consequently
received additional exposure to the dense, toxic smoke.
The automatic fire sprinklers were about 13 m above the experiment hall, and from the
estimated time of fire ignition about 19 minutes elapsed before the sprinklers actuated.
This is to be expected of sprinklers so far above the seat of the fire, enough hot smoke
and combustion products must accumulate at the sprinkler head to warm it sufficiently
for actuation. However, the sprinklers did perform well despite the distance by limiting
the spread of the fire. There were no nearby smoke detectors in that portion of the
experiment hall, so the fire had early propagation without any intervention until by
chance the situation was noticed by a scientist. The investigators noted that there was no
fuse or current limitation on the affected power supply that would have prevented
overloading of the ribbon cable. They also noted that the flammability of the cable
insulation and the vertical cable runs allowed rapid fire propagation.
In 1992, A Tiger Team visited FNAL, inspecting their compliance with DOE regulations
(DOE, 1992). In the worker safety area, there were 161 noncompliances found at the
site. The findings indicated serious noncompliances in the areas of electrical standards,
hazard communication, respiratory protection, machine guarding, lock and tagout
procedures, confined space identification and entry, and storage of flammable and
combustible gases. Other concerns included noncompliances with walking/working
surfaces, welding, means of egress, and hazardous/toxic substance handling. The
Fermilab safety and health program was judged by the Tiger Team to not understand the
then-current safety and health requirements as adopted by the DOE. The fact that
workers were not recognizing or inspecting for safety and health issues in their
workplaces was evidenced in a video often presented to general visitors to the laboratory;
the Tiger Team noted several examples of unsafe work practices, all OSHA
noncompliances, in that public relations/visitor orientation video. The previous chapter
described the Tiger Team findings at PPPL, and the previous section described the Tiger
Team findings at SLAC. In the DOE Tiger Team summary (DOE, 1992a), this
comparison of numbers of major findings was given:
52
Key discipline PPPL SLAC FNAL
ES&H planning 0 1 1
Formality of 2 0 1
operations
ES&H program 4 0 1
commitment
When considering these data in view of the operations since the early-1990’s Tiger Team
visits, it appears that PPPL has strived to address their ES&H issues, SLAC has suffered
several events that has led the DOE to question if they have maintained their already-
adequate programs, and FNAL has worked to address their ES&H issues, although they
have experienced some electrical injury events.
Several more events of interest came from the DOE CAIRS database. On September 30,
1993, some resistors in the circuit for a transformer overheated when the transformer was
being started up, and the resistors caught fire. The fire cost about $3k in damage, but
fortunately no one was injured in that fire event. On October 15, 1993, a power supply
filter overheated and misfired, then ignited. That fire was controlled and no one was
injured. On July 7, 1994, a cable in a pulse-forming network sparked and burned its
polyethylene covering. No one was injured, but employees may have been exposed to
the smoke from the burning polyethylene. On July 26, 1994, a compressor motor
overheated and burned out. The fire detection system actuated to alert the staff of the
fire; again employees may have been exposed to smoke from this motor fire.
In 1997, two subcontractor electricians at FNAL received serious flash burns as a result
of an electrical fault and subsequent electrical arc blast while working on a 480 V ac
motor control center. At approximately 1210 hours on October 22, 1997, the two
subcontractor employees were attempting to provide temporary power for lighting and
heat from motor control center cabinet #4 in the RF gallery F-Zero compressor room.
The two electricians were removing the upper bus bar cover that shields the line side
connections in the electrical panel. The cover was being removed to connect the neutral
line associated with the temporary power connection. While attempting to remove the
cover, it contacted the “C” phase of the bus bar, causing a short to ground and a
subsequent arc blast. The two electricians did not understand that there were energized
components behind the cover; they believed that the entire building was de-energized and
they did not perform a zero energy check. When the cover movement allowed an arc,
one electrician was on a step ladder and his hands were exposed as he held the cover
plate, and the other electrician standing on the ground and was exposed to most of the
arc, whose energy was directed out and down by the cover plate. The first electrician’s
hands received second degree burns and the other electrician received second and third
degree burns to his face and hands; his hard hat did prevent some facial and forehead
injury. When the two electricians recovered their sight after the brilliant flash of the arc,
they went outside. Three laborers saw the electricians come out of the building and the
53
three laborers proceeded to the nearest building to call for an ambulance. The
electricians were transported by ambulance to the local hospital. The electrician with
burned hands was treated and released on October 22, and the more seriously burned
electrician was also treated and was released on October 27. The investigation board had
several findings, including that Fermilab did not have a comprehensive electrical safety
program, there was no work documentation and no engineering drawings of the system.
Fermilab did not ensure that an adequate integrated safety management system was in
place for electrical work. The investigation board found that Fermilab managers did not
understand their responsibilities for electrical safety (DOE, 1997).
As part of the Neutrinos at the Main Injector project at Fermilab, new accelerator tunnels
were being excavated. On June 21, 2001, a construction subcontractor employee
received a serious head injury when he was struck by part of a drilling rig (DOE, 2001).
The drill was being used to make six exhaust air ventilation shafts and survey risers for
this project. The driller and his helper were bringing drill pipe up to remove the lower
portions of the drill assembly. They were opening the jointed between drill pipe sections
by using a “tong” (a 0.8-m long steel bar used to torque drill pipe). The tong is connected
to a hydraulic system via a wire rope sling, eyebolt and the mechanical connection to the
hydraulic piston cylinder. The hydraulic system applies force to the drill pipe sections.
A field weld had been made in 1999 to repair the eyebolt at the end of the hydraulic
piston cylinder. The repair weld failed during operations on June 21 and the eyebolt
54
parted, allowing a release of the torque energy that had been imparted onto the drill pipe.
The tong was attached to the drill pipe joint and it rotated with the pipe. The tong struck
the right side of the driller’s head, just below his industrial helmet, as he was standing
near the drill pipe to disconnect the pipe joint. The drilling company did not have records
of their repair weld; in fact, the injured operator was the person who had made the repair
weld in 1999. Fermilab personnel did not verify that the drilling company was operating
up to OSHA requirements, and they did not inspect the drilling equipment nor observe
the work for any significant amount of time.
FNAL is the largest particle accelerator in the US and is among the largest accelerators in
the world. FNAL has not had any staff or subcontractor fatalities in operations, but the
site has experienced construction fatalities. The staff injury values are the same or
slightly higher than the DOE averages for research and development facilities, but many
of the injuries are not severe (contusions, lacerations, etc.). FNAL has experienced a
number of electrical fires, most resulting in only small damage and no injuries. The
accident investigation reports have shown that FNAL has had a number of severe
occupational accidents, and the investigation boards have pointed out both the good
practices FNAL has and its deficiencies in procedures, supervision, and oversight of
contractors.
The Jlab occupational safety data are presented in Figures 7 and 8. These data are similar
to the other facilities already presented. The Jlab plot annual values are below the DOE
research and development values. The staff peak in 1994 was probably due to
experiment commissioning tests, and free electron laser upgrade in 2001-2002 may be
responsible for the peaks in those years. The pie charts in Figure 8 show that once again,
technicians are the leading group for industrial injuries.
55
Figure 7. Plots of CEBAF Industrial Safety Performance from 1993-2003.
56
Figure 8. CEBAF Industrial Injury Distributions from 1988-2003.
57
There have been several events of importance at Jlab. The DOE ORPS had 41 reports
filed by Jlab between 1991 and 2003. The ORPS reports of occupational safety concern
are summarized here.
On October 16, 1991, a helium gas recovery compressor in the central helium liquefier
system began leaking compressor oil. The estimated ~378 cm3 (~0.1 gallon) of oil
impinged on hot parts of the compressor rig and began smoking, but there was no fire.
No one was injured in this event (ORPS report ORO--SURA-TJNAF-1991-1002). The
compressor fault caused the electrical substation to trip off line and the set of
compressors shut down; the compressors were restarted and the damaged compressor was
repaired in the next scheduled maintenance outage.
On January 29, 1993, a cable termination in a transformer failed and arced. This fault
tripped a 15,000 Volt electrical system and caused $3.7k in damage, fortunately no one
was injured (ORPS ORO--SURA-TJNAF-1993-0001).
58
limited duration activity and had been near the cryomodule. They had used a radiation
survey instrument in accordance with existing procedures and had not noted any radiation
levels of significance. When the defeated interlock was discovered, all systems were shut
down. The staff verified that no personnel were in the area close to the RF source when
RF power levels were high. The two staff member’s dosimeter badges showed that they
had not received any significant radiation exposure from that event. After a thorough
review, accelerator commissioning activities were resumed (ORPS ORO--SURA-
TJNAF-1993-0003).
59
and the CEBAF emergency response plan. The millwright was transported by a City of
Newport News medical services ambulance to a local hospital for evaluation. At
approximately 2:15 pm, he was transported to another local hospital, Riverside Hospital
in Newport News, for further evaluation. At approximately 1800 hours, he was
transported to Norfolk General Hospital in Norfolk, Virginia. There he was operated on
for scapular and back injuries. The operation was successful and the millwright went to
intensive care as a stable patient. He was moved out of the intensive care unit on April
16, 1995 and was discharged from the hospital on April 22, 1995. He then began
undergoing physical therapy. Investigation revealed that probable direct cause was that
the operator of the radial crane maneuvered the 20 ton trolley of the radial crane so that it
struck the handrails of the stator crane 500 ton trolley. Procedures were augmented to
account for crane interference in all aspects of Jlab operations. About a week of time was
lost to the experiment equipment installation schedule (ORPS ORO--SURA-TJNAF-
1995-0002).
Jefferson Lab Personnel Safety System (PSS) Group personnel were beginning routine
testing of the Oxygen Hazard Deficiency (ODH) monitoring system at approximately
1700 hours on January 15, 1997. The accelerator at Jefferson Lab is a superconducting
RF accelerator and uses cryogenic helium in several areas. These areas are equipped
with ODH monitoring sensors to note decreased oxygen levels in the event of helium
release. The PSS personnel noted that the alarm did not activate during the test. The
circuit breaker that supplies power to the monitors was found tripped. Investigation
revealed that electrical maintenance work from late 1996 caused the ODH system to
switch to temporary power, and this power transient caused the circuit breaker to open.
A power alarm was installed to alert operators if power to the ODH monitors is lost
(ORPS ORO--SURA-TJNAF-1997-0001).
60
personnel injury did exist. Radiological surveys showed that no contamination was
released when the chamber was breached. The direct cause of this event was determined
to be the steel survey tripod being inadvertently drawn into the uncovered target window
by an inappropriately energized air core magnet (ORPS ORO--SURA-TJNAF-1998-
0004). Note that this event is not unique to accelerators. Fusion experiments and
magnetic resonance imaging magnets have had magnetic field induced missiles as well
(Cadwallader, 1991).
The Jefferson Lab Radiation Control Group was notified at approximately 1600 hours on
Friday, August 17, 2001, that a radiation monitor in the Vertical Test Area (VTA) was in
alarm. The VTA had been processing a component with one of the eight dewars units in
operation. The VTA has eight dewars that provide liquid helium cooling of
superconducting RF and other cryogenic components used in the production of
accelerating structures. RF energy is created testing accelerator superconducting RF
(SRF) components. A byproduct of this RF energy is field emission X-ray generation.
Operators were testing components at higher and higher power levels, and noted the area
monitor alarmed. When it would not reset, they notified the radiological staff and the
VTA primary operator. The Operator arrived and noted that the radiation shielding door
was open. He then stopped the test. The shielding door was closed and the test resumed.
Four personnel had been previously working in the VTA area at the time of the area
monitor alarm. Film badges were processed and fortunately, no employees had received
any exposure from this event. An undocumented modification to the wiring to
accommodate a special test had been miswired to dewar #8 contacts instead of dewar #7
contacts, so the dewar #7 interlocks were bypassed. This is why the operators did not
realize that the shielding door was partially open during the test. The wiring was returned
to proper positions. A safety stand-down was performed. A procedure was written for
performing interlock alterations when special tests are needed (ORPS ORO--SURA-
TJNAF-2001-0003).
On August 14, 2001, an accelerator SRF component lifting device (a hoist) failed when
its chain broke and the hoist fell from its own weight. The special hoist that Jefferson
Lab designed and fabricated was located in the Production Chemistry Room, Building 58
(Test Lab). The hoist was installed for handling larger accelerator SRF components of up
to 90 kg (200 pounds) maximum weight. As the chain broke, the hoist fell approximately
four 1.2 m (4 feet) and landed on the lid of an ultrasonic tank. A Production Chemistry
Room technician was approximately 1.8 m (6 feet) away from the hoist at the time of the
hoist chain failure. The technician was not injured by the falling hoist. Preliminary
review tentatively noted that the hoist's chain and the chain sprocket did not align
properly. This misalignment possibly stressed the chain, by placing a bending action on
the chain, and may have been the direct cause of the hoist chain failure (ORPS ORO--
SURA-TJNAF-2001-0004).
61
worktable is grounded to the Building 98 steel frame). Earlier in the day, the technician
had repaired the 480 V welding receptacle wiring (which feeds the welding machine)
following the discovery of a welding machine problem. This repair resulted in a wiring
mistake that the following electrical circuit verification did not disclose, resulting in the
electrical shock. The exact mechanism of the shock path that caused the electrical shock
is under investigation. The technician was sent to the Jlab clinic and was referred to an
outside physician. The technician received medical treatment (a prescription pain
reliever) and medical work restrictions for several days. No permanent physiological
injury is expected from this electrical shock event (ORPS ORO--SURA-TJNAF-2001-
0005).
At about 1340 hours on Monday, Feb. 4, 2002, an Accelerator Division, Free Electron
Laser Instrumentation & Controls Group supervisor received an electrical shock to her
left hand. The shock resulted when her index finger came in contact with a 50 M-ohm
resistor that was connected across two terminals of an energized 10 microfarad/4,000 V
capacitor. She and an Operations Group technician were performing checks of new ion
pump power supplies because some similar units had a history of workmanship problems.
The supervisor said that she had briefly left the immediate work area and when she
returned to the work area was unaware that the power supply was still energized. The
supervisor received an electrical shock to her left thumb and index finger. She was taken
to Jefferson Lab Medical Services and was referred to the Riverside Regional Medical
Center's emergency room. She received medical treatment for second degree burns to her
thumb and second and third degree burns to her index finger. The supervisor had ten
restricted work days, and volunteered to brief personnel about the event (ORPS ORO--
SURA-TJNAF-2002-0002).
A rented temporary cooling tower at Jlab suffered a major loss of function when the unit's
fan blades were ejected. There were no personnel injuries or significant damage to other
Jlab structures or equipment. The temporary cooling tower was rented in December 2001
as a result of a cooling water piping failure at the accelerator site. A single replacement
tower was planned and ordered to be installed. The temporary cooling tower is located
between Bldg. 102, the End Station Refrigerator Building, and the Experimental Hall A
truck ramp. Lab staff noticed debris upon return to the work area on the morning of July
5, 2002, following the 4th of July holiday. A subsequent review of temperature recording
information indicated that the event occurred about 1045 hours on July 4, 2002. The fan
unit’s gearbox had torqued and pulled two bolt fasteners through the base plate. All of
the fan blades had sheared off at the fan hub. The fan shroud, screen cover and blades
were found around the fan unit. Some fan blades were an estimated 36 m (40 yards) from
the fan. Fortunately, no personnel were at that location when the fan blades failed (ORPS
ORO--SURA-TJNAF-2002-0004).
A subcontract electrician at Jlab discovered on July 24, 2002 that a lockout/tagout device,
that the electrician had installed a few weeks earlier, was not in place when he returned to
that area to perform work involved with that circuit, which had since been energized. It
is believed that the lockout/tagout device (designed for use on a double breaker), that had
been used to close off two adjacent single circuits, had fallen off the panel. The LO/TO
62
device was not a perfect fit to the equipment being locked out and may have fallen off if
it was brushed by passersby. There was no injury from this incident due to the diligence
of the electrician who verified the circuit status before performing any work (ORPS
ORO--SURA-TJNAF-2002-0005).
At about 1800 hours on Tuesday, April 29, 2003, subcontractor electricians were
beginning work on the Test Lab high bay lighting replacement. The overhead crane was
moved without observing the position of the hook. The crane hook struck an equipment
cabinet where two electrical conduits were severed, and continued moving until striking
stacked radiation shielding blocks and an installed radiation monitor. The subcontract
electrician (Worker #1) who was operating the crane had moved the crane without
observing the crane hook's position. Worker #1, who was a qualified Jefferson Lab crane
operator, stated that he had found the crane in the same position that he had left it in the
previous night. He stated that he assumed that the crane hook was in the same position
and started moving the crane without checking the hook location. The second
subcontract electrician (worker #2), who had been assigned to be the safety watch, stated
that he left the area of the crane hook and was preparing to load materials. The crane
hook struck the equipment cabinet and extensively damaged two conduits that were on
the cabinet's top. One conduit contained eight control cables and the second conduit
contained a 120 Volt, 20 Ampere control power circuit. The crane hook then struck
several masonry shielding blocks and an installed radiation monitor for the Test Cave
located below. No hazardous or radioactive materials or radiation producing activities
were associated with this event (ORPS ORO--SURA-TJNAF-2003-0001). No one was
injured in this event, but perhaps the controls put in place after the March 28, 1995 crane
hook event above have either eroded or have not been as effective as possible.
A Jlab technician was exposed to a mixture of sulfuric and hydrofluoric acids when he
was removing an acid container from a Test Lab Building electropolishing cabinet. The
event occurred on Friday morning, June 13, 2003. The electropolishing cabinet is used
for accelerator superconducting radiofrequency component processing. Investigators
believe that the worker inadvertently wiped his unprotected face with his protective
gloves still on his hands; the gloves had contacted droplets of the acid mixture while he
was removing the full container. The worker, after rinsing off at a safety shower and
applying calcium gluconate, drove to the Jefferson Lab Medical Services building, where
he received initial treatment for facial skin blistering. The worker had no respiratory
problems or symptoms at this time. The worker was transported by ambulance to a local
hospital for further evaluation on Friday morning. He was discharged from the hospital
on Friday afternoon and returned to work on Monday June 16, 2003 without any work
restrictions. There was no evidence of any skin blistering upon his return to work on
June 16th. It was identified that no follow-up medical evaluation was needed (ORPS
ORO--SURA-TJNAF-2003-0002).
At about 1430 hours on July 23, 2003, the crane was positioned for a lift of a vacuum
pump to an adjacent cold box. The crane control box for radio-controlled crane operation
was hanging from the strap around the crane operator's neck. The crane began –
unplanned – movement southward, where the crane hook contacted and damaged several
63
water pipes before the crane came to rest. The pipes were dented and bent by the impact.
There were no personnel in this area and there are no injuries associated with this event.
Property damage to the piping has been estimated at $2k. It is not clear to Jlab
management if there was a crane operator error or a crane malfunction that resulted in
unplanned crane movement (ORPS ORO--SURA-TJNAF-2003-0003).
Although the Jlab has not operated as long as other accelerators, it has suffered some of
the same types of events. Mechanical and electrical equipment fires, personnel receiving
electrical shocks, a person struck by a falling object, a hoist failure, unplanned crane
movement events leading to equipment damage and hazards to personnel, fan blade
ejection, employee chemical exposure, and people in areas being exposed to radiation or
RF energy. Jlab had a ferromagnetic object (a camera tripod) drawn by magnetic fields.
Much of this description came from the facility web pages at the bnl.gov web site. The
Relativistic Heavy Ion Collider (RHIC) began operation in the summer of 2000
(Trbojevic, 2001), after a ten-year planning and construction interval. The RHIC total
cost was $616M. The accelerator is located at Brookhaven National Laboratory (BNL)
near Upton, New York. The RHIC is supported by several other facilities at BNL,
including a tandem Van de Graaff accelerator to initially accelerate ions to 40 MeV, a
853-m Tandem-to-Booster beamline, a linear accelerator from this beamline to accelerate
ions into the Booster synchrotron. The Booster imparts more ion energy and then sends
the ions to the Alternating Gradient Synchrotron (AGS), where the ions are accelerated to
99.5% of the speed of light, hence the ‘relativistic’ description. Then the ion beam is
taken down to another beam line called the AGS-to-RHIC (ATR) transfer line. The
transfer line has a “Y” intersection, where beam ions directed left enter the ‘x’ or ‘blue’
clockwise ring of the RHIC and beams directed right enter the ‘y’ or ‘yellow’
counterclockwise ring of the RHIC. Both RHIC rings are 3.8 km circumference. The
RHIC accelerates the ions even faster, to 99.995% of the speed of light, and controls
countercurrent beam interactions at up to six interaction points between rings. The RHIC
can accelerate heavy ions such as silicon and gold. Some experiments have included
deuterium-gold collisions.
Some descriptions and industrial safety information from the AGS and BNL are given
here. A preliminary fire protection analysis in 1988 of the AGS Target Halls indicated
that there are loss potentials over $1M. The fire protection professionals noted a shift by
the experimental physics community toward large, high valued detectors. The
accelerator experiments typically use flammable gases, combustible signal cables, plastic
scintillating materials, and are closely arranged in the experiments. The Target Halls are
equipped with conventional heat or smoke detection at ceiling level. Early fire detection
is not expected due to the very high ceilings (over 21 m). Localized spot detection is
provided in some areas. The building's combustible Class II roof is not expected to be
involved in a fire, unless large quantities of combustibles burn (as in a trailer). Strict
housekeeping policies have been adopted to reduce the risk. The number of trailers have
64
been reduced inside the building. Local protection has been provided over and above
localized concerns (BNL, 1988). A VESDA system was scheduled for installation in the
target halls in stages over a period of a few years.
The RHIC and AGS did not have individual listings in CAIRS, so no safety performance
plots were available for just the accelerator portions of the BNL site. Any plots would
have included the nuclear fission reactors and other operations being conducted at BNL,
and as such are not strictly comparable to the other figures presented in this report, so
they have been omitted here.
From 1991 to 2003 there were 57 AGS/RHIC ORs in the DOE ORPS database. Some of
these were environmental issues, such as transformer oil leaks, some were procedural
noncompliances, some were unplanned halon fire suppressant gas actuations, and some
events were equipment failures that did not endanger any personnel. The industrial-
safety related events on the AGS and RHIC are summarized below since the AGS is
connected to the RHIC.
A Westinghouse molded case circuit breaker is installed in the 480 Vac input line of a
300 kW power supply as line protection. A line contactor is used for operational on/off
control. The Bakelite handle of the circuit breaker had a metal extension to aid the
manual operation. The extension and part of the Bakelite handle broke off on April 5,
1993. The next day, a technician tried to reset and close the breaker by manually
operating the remaining part of the handle. He received a shock in his right hand to his
grounded left hand. A metal rod was found to be exposed by the broken handle. Voltage
at this rod was measured to be 287 Vac to ground. The technician was not seriously
injured; he was not burned or have any other injuries. The threaded rod in the breaker
handle was found to be connected to the load side B phase of the breaker. The breaker
was reassembled with a new handle that did not have a metal rod (ORPS CH-BH-BNL-
BNL-1993-0009).
On January 23, 1995, two electricians needed to identify a circuit breaker that supplied
power to an RHIC building addition that had been completed in 1993. The two
electricians requested help from two towerline electricians who had a generic work
permit for working on live lines. The four electricians looked at the breakers and decided
that the breaker having a new-looking feed cable would be the one that powers the
building addition. One of the towerline electricians began to remove the back cover of
the distribution panel. The towerline electricians were only in the area to drop off some
equipment and they were not fully prepared with proper equipment to perform work
around live lines. The towerline electrician used a non-insulated screwdriver to remove
hexagonal screws, and then a screwdriver blade in an electricians knife to remove a
slotted head screw. He inadvertently dropped the knife, which slide into the distribution
panel via an adjacent cable tray. The uninsulated knife caused a short circuit that ignited
an electrical fire. The four electricians were able to move away from the fire but were in
a dead end corridor. Flames obstructed their primary path of egress and a deadlocked
door obstructed their secondary path. The towerline electrician kicked open the
65
deadlocked door, injuring his leg in the process. The four electricians escaped the fire
unharmed (except for the one man’s injured leg). Causes were inadequate labeling of
electrical equipment, inadequate electrical drawings, and electricians not following
procedures of working with proper tools and equipment (ORPS CH-BH-BNL-PE-1995-
0002).
66
At about 1030 hours on June 14, 1995, a 0.43-mm-thick Kevlar and 0.127-mm-thick
Mylar window on a vacuum decay-tank in the B5 beam line in Building 912 broke
suddenly. The window measured 0.86-m by 1.87-m. This failure caused air to rush
violently into several hundred cubic feet of space inside the decay-tank. No one was
injured, but experimenters reported the explosion noise and dust cloud to the main control
room. About $20,000 in damages were initially estimated to experimental detectors
downstream of the window and tank. The labor to repair the equipment was initially
estimated to be four person-months. The Kevlar (for strength) portion of the window was
torn free of the frame on both sides, the bottom, and 40% of the top, and the Mylar
(vacuum seal) portion of the window was obliterated. The failure occurred quickly. The
tear in the Kevlar, once started, went around the window quickly until the window
flapped open allowing a large slug of air to enter the chamber bringing with it the
adjacent detector equipment. A 0.8-mm speck of metal or dirt was found jammed into
the Mylar frame on the low-pressure side of the window. From the inspection it was
clear that when the window is under pressure, this speck rested on the metal frame and
was pushed into the Mylar and Kevlar. The tear is 0.8-mm away from the speck. It is
possible that the speck caused a localized increase in stress that started the tear. Noted
also was that the tear in the Kevlar went about the same distance on either side of the
speck. Further analysis of this area is being performed. The window was assembled in
the middle of Building 922, which is a mechanical equipment shop. There are metal
cutting and machining tools in proximity to the assembly area. Because of the size of the
window, an overhead crane must be used in order to lower the window clamp onto the
window plate. These operations could have resulted in the speck of debris, which was
found under the window as previously described. All other Kevlar windows have been
removed from service at AGS. There was some concern that the failure might also have
been age-related. The solution to longer lasting windows (i.e., decades) appears to be in
using a greater number of Kevlar yarn fibers per square inch in the weave. This window
used Kevlar fabric with about 50% fewer fibers per 645 square millimeters over that used
by other accelerators even though the window thickness could be the same (ORPS CH-
BH-BNL-AGS-1995-0003).
The Pulsed Power Group Leader entered the H-10 house on June 26, 1996 and caused an
electric discharge to occur by pushing an expanded metal cabinet wall approximately
1.5 mm to gain clearance. The metal wall touched live conductors; the capacitors in the
power supply discharged and melted a hole in the expanded metal wall about 25 mm in
diameter. Molten aluminum was sprayed onto the eyeglasses of the Group leader. Four
persons were present and were exposed to the electrical arc flash, but no one was injured.
The Bump Power Supply enclosure will be re-designed and modified to result in an
improved electrical hazard barrier, and prevent inadvertent contact with the high-current
conductors and stored energy (ORPS CH-BH-BNL-AGS-1996-0001).
On December 19, 1996 an experiment user from Experiment 896 received an electrical
shock while assembling a detector near the beam line. The user was holding a flexible
metal vacuum hose attached to a vacuum pump and received a shock when he attempted
to connect the hose to the grounded magnet vacuum chamber. The pump skid was
67
plugged into a 208 V ac outlet. The user reported the shock was not severe and he did
not experience any symptoms of injury. He continued to work. Investigation revealed
that the pump skid plug was missing a connection to the neutral pin in the connector. The
extension cord that was attached to this improperly-wired pump cord was also improperly
wired. It was a 4-wire extension cord with no ground connection to its connector shell.
The AGS standard is to use 5-wire for a 3-phase extension cord and to have the ground
on the cord's connector shell. The AGS policy for proper grounding was not being
enforced (ORPS CH-BH-BNL-AGS-1996-0004).
On April 12, 1997, an AGS HP technician was performing a routine radiation survey near
the B5 beam line. He discovered the southeast corner of the orange radiation barrier had
been taken down. This allows access to the top of the shield blocks near the B5 line.
This area is a High Radiation Area With Beam On and was posted as such. The fence
was re-established. An inquiry was begun. An initial report by an E935 experimenter is
that another E935 experimenter, who just left BNL for the west coast, had cut the fence
down to more easily access detectors in the beam line. When this was learned, the B5
beam line was shut down and an investigation begun. The beam line remained shut down
until further notice by AGS management. An experimenter willfully circumvented safety
rules at AGS and placed himself - and his colleagues - in jeopardy of significant radiation
exposure. On several occasions, the experimenter removed straps from a "High
Radiation Area With Beam On" barrier and created an opening in the fence in order to
improperly access detectors in the B5 beam line. In addition to willfully violating AGS
safety rules, the experimenter allowed the opening in the fence to remain after he left the
beam line. Thus, the experimenter created a potentially hazardous situation for others
whenever beam was on. The User’s March 1997 dosimeter badge was located after a
collaborator searched a shared on-site apartment on April 13 (this was another poor
practice to take the dosimeter to the apartment and to not turn it in for processing at the
end of the time interval). The badge was immediately processed and indicated 43 mrem
(430 PSv). A phone interview with the E935 user in question on April 14, 1997 at 1400
hours established the following: The user stated that he obtained a Visitor's badge and
was assigned an escort for the period March 13 to March 25, 1997. He stated that he cut
the fence straps on multiple occasions. After creating a way through the fence, he stated
that he left it open since he knew he needed to return. On one or more occasions of
return, he would find the barrier repaired. The User stated that he always wore his TLD
badge when he broke through the fence. He stated that he always checked to see if the
gate to B5 beam line was open before crossing the shield top and reaching into the beam
line. He felt this was the easiest and safest way to access his detectors. He
acknowledged that he knew the rules about not violating a radiation barrier. He felt that
this barrier was not a radiation barrier. He stated he kept his March badge with him until
the day he left, April 11, since it was only a few more days past the due date of April 5.
The User's statements appear to be contradictory in that he checked to see if the B5 gate
was open before crossing the barrier, yet he felt the barrier was not a radiation barrier.
AGS User Training makes users aware that they must enter beam lines through a gate
because gates have interlocks that inhibit beam. Thus, an open gate always eliminates the
potential for an in-beam radiation hazard. AGS User Training emphasizes one "Golden
Rule" which is "never climb over or defeat a radiation barrier or fence." Users are
68
explicitly tested on this rule, as was this User. The user in question correctly answered
several questions on his exam, which dealt with barrier violation, but in practice he did
not follow the rule. The user is indefinitely debarred from entry to the BNL site (ORPS
CH-BH-BNL-AGS-1997-0002).
On June 2, 1998, a Controlled Access period began at about 0830 hours for the AGS
Ring. Controlled Access requires personnel to sign-in and sign-out at a single gate to the
AGS Ring. As lunchtime approached, the personnel began to stop their tasks and sign
out to go to lunch. The Operations Coordinator conferred with the Gate Watch person.
Believing that all persons were out of the ring, the Operations Coordinator placed the
machine on a beam-enabled state, which interlocks the gate and prevents entry. This new
state allowed the Gate Watch to leave for lunch as well. The Operations Coordinator did
not have a sweep of the AGS ring performed since there was no intention to initiate a
beam. When the machine was switched to beam-enabled state, a technician still working
in the ring noted the lights dimming as a sign of the enabled state and he reported to the
gate since he believed that a beam was going to be started. The gate watch did not
understand that some other employee had erroneously entered a name in the location
where the technician would sign out on the log sheet. The name had been crossed out,
but at first survey of the form the gate watch believed that all persons were accounted for.
The Operations Coordinator was counseled that the safety procedures are to be followed
explicitly and are not open for interpretation or deviation for operational convenience
without a specific review and management consent (ORPS CH-BH-BNL-AGS-1998-
0003).
On July 16, 1998, four technicians were riding an electric cart. The cart exited a dirt road
and slid sideways upon entering the paved surface, causing the cart to go up on two
wheels. One of the occupants fell from the vehicle. The fallen cart occupant complained
of back pain, and he was sent to a local hospital as a precaution. The injured person was
transported to a local hospital for examination. He reported that the doctor indicated that
he had a sprained back and bruised soft tissue. He was then sent home. The employees’
behavior in operating the vehicle in such an unsafe manner (taking it off the paved road
of the RHIC construction site and speeding) is not condoned by RHIC management. The
employees involved were suspended for 10 working days without pay (ORPS CH-BH-
BNL-BNL-1998-0018).
69
performed. The survey indicated that the radiation level in the area was 5,000 mrem/hr
(50 mSv/h). Based on the results from the MSTS's dosimeter badge and on a subsequent
dose investigation, the exposure of the MSTS was better estimated to have been
180 mrem (1.8 mSv) due to this unplanned task. Since the daily AGS Administrative
Control Limit is 100 mrem (1 mSv), the event was further investigated as an off-normal
occurrence. The AGS Policy was not clearly defined and as a result not enforced. This
task was not classified as a job. As a result, it was unclear to the Accelerator Division
leadership chain that this task needed formal review for hazards. Thus, the AGS
procedure titled "Enhanced Work Planning," was not invoked prior to authorizing a job.
A contributing cause is stress due to a tight schedule. Investigation revealed that the
maintenance coordinator, the MSTS, and the Associate Head of the Accelerator Division
had all discussed finding the argon leak and had decided to turn up the argon flow so that
the hissing of escaping gas would allow quick identification of the leak. But they did not
enter the task into the work control system. As a result of this event, the staff now has to
be equipped with pencil dosimeters and alarming (“chirping”) personal dosimeters when
working in radiation fields, the staff will be retrained on using the work control system,
and the management involved will be counseled for planning a job in a high radiation
field and not performing a hazard analysis (ORPS CH-BH-BNL-AGS-1998-0004).
At 0849 hours on May 11, 1999, gas pressure in the RHIC cryogenic system had to be
manually relieved to lower the pressure. The Cryogenic Shift Supervisor determined that
a 7.6 cm (3 inch) manual ball valve should be opened to reduce pressure below the
setpoint for automatic venting. Because of the unique set of circumstances, the initial
startup of the systems and the time pressure to vent the gas, personnel were not fully
aware of the potential hazards and the controls to minimize hazards. In the process of
opening the manual valve the Operator slipped and got partially in the path of the gas
exiting the valve. The valve is about 1.27 m (50 inches) above the ground and vents
horizontally. A large break-away torque was required to begin to open the valve. The
noise from escaping gas caused the Operator to reclose the valve and quickly obtain
hearing protection. When he re-opened the valve, the required torque was much less than
he expected and he lost his balance as the valve quickly and easily re-opened. The
Operator slipped into the escaping gas stream. He was propelled into a nearby helium
storage tank by the high velocity exhaust gas, causing a minor laceration to his head. At
0906 hours he was transported by ambulance to the hospital for observation. Following
examination and treatment, the Operator returned to work by 1500 hours that same day.
A second Operator was at the scene during the valve operation in order to satisfy the two-
person staffing rule. The second Operator called for help on the radio and a third
Operator from the Cryogenic Control Room (CCR) went to the scene. Radio
communications were poor due to the high noise caused by the venting helium gas. The
third Operator had the CCR call for an ambulance. Meanwhile, the second Operator
helped the victim away from the scene. The valve was shut at 0915 hours when the gas
pressure was stabilized. After the event, a vent pipe extension was installed on the
7.6 cm ball valve that will direct the escaping helium to a point ~4.5 m above the ground
where any effects to the operator will be minor (ORPS CH-BH-BNL-BNL-1999-0012).
70
On February 10, 2000, a technician cutting electrical cables with an insulated cable-cutter
saw a flash of light when he cut through a cable. The employee was cutting and
removing cable in the Slow Extracted Beam experimental area encompassed by Building
912. This area is under long-term renovation, and has not been operating since
September 1999. The employee was wearing leather gloves but was not wearing safety
glasses. He was brought to the Clinic after complaining about a blind spot in the corner
of his right eye. After an examination showed no damage to the employee's eye, the
Clinic released the employee back to work without restriction and the employee returned
to work at 1600 hours. Cable cutting was stopped and the power to these cables and lines
were retraced. The electrical flash was determined to be from two phases of a 208Y/120-
Volt, 60 Hz power source that had not been isolated. Work planning was not adequate to
protect the workers in this case (ORPS CH-BH-BNL-AGS-2000-0002).
On October 18, 2000, a technician, accompanied by an engineer, was checking the status
of a beam instrument package near a beam pipe in an accelerator tunnel. This instrument
71
package had been recently relocated to this area. The technician, on his knees during the
inspection, was preparing to stand up. He put one hand on the instrument package
cabinet and the other hand on a column that supports the beam pipe. His right hand, on
the beam pipe support, contacted a cut coaxial cable causing a shock at approximately
1155 hours. The technician reported to the Clinic, was examined and given an
electrocardiogram; nothing abnormal was noted. He was observed to have a small wound
on his right hand where the cable contact was made and a small contusion on his shoulder
from backing into a wall in reaction to the shock. After being examined at the BNL
Clinic, he returned to work. The cut cable was energized at about 6 kV and was not
related to the instrument being inspected. It was quickly determined that the cut coaxial
cable was connected to a DC power supply for two beam line ion vacuum pumps. The
power supply is located on the second floor, remote from the ion pumps. The output
voltage varies as the direct current varies. The DC output is about 1 mA at 5 kV, 100 mA
at 2.5 kV and 200 mA at 21 Volts. The direct cause was an improperly exposed
conductor. Previous work had incorrectly identified matching equipment powered from a
common source. There was incorrect post-work testing to verify the final configuration
of the wiring and confirm ion pump operability (ORPS CH-BH-BNL-AGS-2000-0005).
On August 3, 2001, at 1259 hours, a smoke detector alarm from building 928 (the Motor
Generator Building) was received at the Brookhaven National Lab (BNL) firehouse.
This alarm was followed by other fire detection alarms in the building. The BNL
Fire/Rescue Group responded and found smoke coming from the building. The fire
alarms caused the evacuation of building 928 and a contiguous building 929. When the
fire department arrived, it was assumed that there was a working fire in the building. In
accordance with the BNL Emergency Plan, the Incident Commander declared an
Operational Emergency at 1325 hours. On receipt of the alarm, motor-generator (MG)
Operators, present in building 928, returned to the MG set control room within the
building to determine the cause of the alarm and the status of the MG set. This MG set
powers the AGS main magnets via transformers, rectifiers, switches and filters. The MG
set was found tripped, the electrical motor brake was on and there was no smoke visible
in the MG room. The MG room is adjacent to the MG control room. The two operators
entered the basement to determine the cause of the alarm. Upon seeing smoke in the
basement, they called the accelerator complex Main Control Room to report that the
alarm was real, verified that there were no injured personnel in the building and
evacuated to await arrival of the BNL Fire/Rescue Group, who arrived at 1303 hours.
Firefighting personnel connected their fire truck pumper to the building fire-standpipe
and pressurized the system in preparation to fight a fire. The MG set operators entered
the building with firefighters to determine the source of the smoke. Upon entering the
basement, they found a cracked fire-standpipe drain line, causing water to spray near
equipment. The standpipe was depressurized, and water and electrical power to the
building were isolated. When the building electrical power was isolated, the MG set
forced air ventilation ended. Smoke began to collect in the MG room. Eventually, when
the smoke cleared, the operators visually inspected the internals of the MG set through
view ports. Debris was visible on the bottom of the stator at the exciter (south) end of the
generator. The Fire Department did not have to apply water. The AGS shut down, and
consequently the RHIC also shut down. Investigation revealed that the recently
72
refurbished MG set had been given a new retaining ring but that the ring was inadequate
to handle the service stresses. A ring with 65 ksi yield strength was used, when in reality
the service stress for the retaining ring is between 95 and 130 ksi for the MG set. The
retaining ring failed after eight weeks of operation. When the retaining ring yielded, ring
material contacted the stator windings and iron core, which resulted in a catastrophic
failure of the retaining ring, the shorting ring, and the stator windings. The consequent
electrical arcing and hot debris caused the smoke that actuated the building fire alarm.
No one was injured in this event (ORPS CH-BH-BNL-AGS-2001-0001).
On May 15, 2002, the Mechanical Service Group (MSG) released approximately 1 liter
of water to the floor of the AGS Ring (Building 913) in the location of a water-cooled
magnet during maintenance repair of a cooling water hose. Radiological Control
Technicians (RCTs) covering the job measured beta contamination at a level of 6,000
dpm on the surface of the sole of the shoes of the MSG Technician as he exited the
Radiation Area. The magnets and magnet bus in the AGS are supplied by the Cooling
Tower 1 water system, it provides water at about 200 psi. In the past, the water in this
system has not been significantly activated. Approximately four months ago, at the end
of the RHIC run in which this line was last in service, the magnet appeared to have
developed a cooling water leak. The magnet’s water system was valved off to prevent
any release of water, and the small amount of water remaining in the magnet essentially
became standing water at atmospheric pressure. The cooling system was taken out of
service, and repair of this leak was to be performed at a future time. On May 15, 2002, at
approximately 10:30 hrs, the Technical Supervisor (TS) and a Technician from the MSG
along with two RCTs entered Building 913, through the North Gate. The MSG personnel
were to diagnose and repair the water leak on the magnet. The RCTs performed a survey
prior to the MSG personnel entering the area. The MSG TS inspected the magnet and
determined that a water hose fitting was leaking. The TS left the magnet area and
returned to the North Gate area to fabricate a replacement hose. The TS with one of the
RCTs, reentered the area. The TS loosened the hose fitting on the existing magnet
cooling hose, releasing approximately 1 liter of water onto the floor. The TS removed
the old hose and attached one half of the new hose to the magnet. The TS observed that
he was approaching 17 mrem (170 PSv) on his digital dosimeter and left the area so as to
not exceed the 20-mrem (0.2 mSv) dose-limit, which was specified on the radiological
work permit used for this job. The MSG Technician entered the magnet area to complete
attaching the water hose to the magnet. As observed by the RCT, both the MSG TS and
Technician had walked in the released magnet water. As a prudent practice the RCT
frisked the two workers for contamination. The sole of one the MSG TS shoes was
contaminated at a level of 1500 dpm. This shoe was decontaminated and returned to the
TS. The MSG Technician’s shoes were contaminated at a level of 6,000 dpm. These
shoes could not be decontaminated and were confiscated by the RCT. Additional surveys
showed that the workers had no additional contamination. The shoes were analyzed; Na-
24 (14 hour half life) and Be-7 (54 day half life) were found. These isotopes were
unexpected in the cooling water; usually the water is activated with short-lived isotopes
such as O-15 (half life of 2 minutes). Investigators believed that the water standing in the
magnet for several months had become activated by the AGS main ring. The AGS had
recently operated with high-intensity protons. The workers were not injured by the
73
contamination and they controlled the contamination well (ORPS CH-BH-BNL-AGS-
2002-0001).
An important environmental and safety issue arose with the AGS and Brookhaven
National Laboratory in 1997 (Ingrassia, 2001). Tritium was found in the ground water.
The first discovery was 5 Ci of tritium from the spent fuel rod storage pool at the High
Flux Beam Reactor, a fission reactor on site. The DOE terminated the contract with the
Associated Universities managing contractor, closed the fission reactor, and wrote a new
74
contract that highlighted environmental compliance (Briggs, 2001). With the RHIC
nearing completion, the accelerator staff realized that being able to prove environmental
compliance would be crucial to continued operation of the AGS and startup of the RHIC.
After detailed checks the site for other possible sources of tritium, three sources were
found at the AGS. One tritium source was in the earthen shielding near an active beam
dump, another source in the earthen shielding due to chronic beam losses on one of the
final quadrupole magnets, and one from the earthen shielding near a decommissioned
beam dump. Another source was found elsewhere in the accelerator complex, but has not
been openly discussed. The active beam dump area had a tritium concentration that was
twice the Environmental Protection Agency’s drinking water standard, and the
quadrupole magnet area had a tritium concentration that was 90 times the drinking water
standard. Since rainwater would transport the tritium and activated sodium to the water
table, this was an environmental concern and also a personnel safety concern of ingestion
and exposure since Brookhaven has always taken its on-site drinking water, and process
water , from six on-site wells (Bennett, 2000). Steel, concrete and soil are the primary
shielding materials for accelerators, based on experience, economics, and convenience
(Chao, 1999). The AGS and RHIC are no exception. Most of the secondary particles,
created from shielding material interactions with the primary protons from the beam, are
stopped by the shielding. When a high energy secondary particle interacts with soil
shielding, the longest lived radionuclides produced are tritium and sodium-22, at 12.3 and
2.6 years, respectively. The tritium and sodium form water soluble compounds that are
easily dispersed by rainwater. After these sources of tritium were identified, changes
were made to prevent tritium mobilization to the groundwater. For the active beam
dump, it was positioned so that it will not inadvertently intercept the proton beam, which
will reduce the scattered protons. A gunite cap was placed over the soil above both beam
dump locations to prevent rainwater from leaching the tritium and sodium to the water
table or the site boundary. For the quadrupole, the beam optics were reworked to prevent
beam losses. Loss monitors were installed near the quadrupole and are regularly checked
for beam losses in transport. A gunite cap was placed over the soil near the quadrupole
as well. The corrective actions for the other trouble spot was not discussed. The
accelerator operators have been given watchdog software that will generate an alarm
when beam losses are high at critical, monitored locations or during prescribed segments
of the acceleration cycles. The operators have been trained to react as required to beam
losses and to proactively prevent beam losses where possible.
There have been several other events at smaller facilities. Brief descriptions of these
older events are presented in Table 3. A few other events are described in more detail
below.
75
Table 3. Operational Events at Particle Accelerators
Event date Event Description Event Damage Reference
11/08/1960 Two employees were accidentally 12,340 rem and WASH, 1975
exposed to an electron beam from a 1,277 rem to
Van de Graaff accelerator. hands
10/17/1963 While making an adjustment on a Whole-body WASH, 1975
synchrotron, an employee received a exposure of 3.8
radiation exposure. rem
07/21/1964 A hydrogen purifier exploded when a Precooler and WASH, 1975
valve was inadvertently left closed adsorber coils
during a purging operation. were torn open
and the dewar
was bulged.
01/11/1965 An employee received radiation 3.6 rem whole- WASH, 1975
exposure while working next to a body exposure
cyclotron vault.
05/06/1965 A fire occurred due to capacitor $127k in WASH, 1975
failure in an electrical pulsing equipment and
modulator of an electron accelerator. cleanup costs.
No injuries.
05/22/1965 a physicist received radiation to a 51 rem to a WASH, 1975
finger when the beam shutter on a finger.
Van de Graaff machine opened
without his knowledge.
07/07/1965 An employee thought an x-ray 1,000 rem to WASH, 1975
machine was off and he reached in to fingers, 2nd
change materials. He received degree burns. 12
exposure to his hand. days lost during
burn recovery.
09/15/1965 An employee was unaware that an x- 80,000 rem to WASH, 1975
ray machine was on and the shutter fingers; 100 days
was open; he reached into the lost time and
machine to wipe away moisture. amputation of
part of his index
finger.
03/18/1966 A hydrogen explosion occurred at the No injuries, WASH, 1975
inlet to an adsorber coil of a bubble $11.6k damage
chamber when hydrogen flow began.
06/06 to 19/ An employee at a university linear 50 rem whole WASH, 1975
1966 accelerator had an overexposure. body
76
Table 3. Continued.
Event date Event Description Event Damage Reference
12/09/1966 A rubber cooling water hose for an No injuries, WASH, 1975
experimental magnet ruptured, the $8.3k in damage
water spray caused a short circuit
across the bus connections. The arc
ignited polyethylene sheeting.
06/14/1967 A Van de Graaff accelerating tube, in No injuries, WASH, 1975
its cradle, was being moved by crane. $10.6k in
Workers did not check the four lifting damage
slings, which had been shackled but
not lashed together. When lifted, the
tube slid out of its cradle and fell
4.5 m to the floor.
12/24/1967 A fire began in the compressor trailer No injuries. WASH, 1975
for a bubble chamber facility. The Compressors,
cause was probably electrical. piping and
wiring were
damaged, $15k.
06/23/1968 A defective transformer joint failed, No injuries. WASH, 1975
resulting in a fire. The power supply Damages at $12k
transformer was damaged.
07/24/1970 A bomb was exploded at the One fatality. WASH, 1975
University of Wisconsin, fatally
injuring a researcher in the low
energy physics lab. This act was
attributed to student unrest.
11/17-18/ A staff assistant was exposed when finger doses WASH, 1975
1970 handling Cu targets from alpha from 150 to 480
particle irradiation in a cyclotron rem.
08/19/1972 An electrical failure in the rotor of a No injuries. WASH, 1975
motor in the main magnet supply $45k to repair.
system resulted in a forced shutdown
of the synchrotron. The motor had to
be removed and sent to a shop for
repairs.
01/14/1973 A staff engineer was electrocuted One fatality. WASH, 1975
during energized trouble-shooting
operations of a high voltage, high
power RF amplifier at a synchrotron.
Attempts to revive the man failed.
77
Table 3. Continued.
Event date Event Description Event Damage Reference
07/15/1974 An electrical engineer was One fatality. WASH, 1975
electrocuted when he sustained a
shock from a betatron capacitor bank
and its support structure that were
energized to ~5 kV from a low
impedance power source. The
engineer was working on an
energized control circuit at the time.
11/11/1974 A graduate student received exposure First and second
from a 3 MeV proton beam at a degree burns on
tandem Van de Graaff generator. hand, 2E+6 rads
to 2nd degree
area, and 4.6E+5
rads to 1st degree
area.
01/26/1976 Fatigue cracks were found in a No injuries. DOE, 1980
bubble chamber, operations were $75k in damage.
delayed for 10 months.
On July 5, 1965, an explosion and fire occurred in the experimental hall of the
Cambridge electron accelerator (AEC, 1966). The complex was located on the grounds
of Harvard University, and consisted of a laboratory/office building, a cryogenics
building, a power building, the experimental hall, and the accelerator tunnel. Three
experiments were under way in the experiment hall on the day of the explosion. These
were a 500-liter liquid hydrogen bubble chamber, a liquid hydrogen target and Freon-
filled counter for photoproduction of mesons from the accelerator beam, and an
experiment on elastic photoproduction of K mesons that used a propane-filled Cerenkov
counter and an ethylene filled Cerenkov counter. Other important equipment included
the two 100-pound storage cylinders of liquefied petroleum gas (LPG) used to fuel the
emergency electrical generator. These two cylinders were mounted not far from the
bubble chamber. While operations were in progress, at 0332 hours an explosion occurred
at the bubble chamber. Investigation revealed that the inner thin beryllium window (3-
mm thick, 241-mm diameter) catastrophically failed, and that window shards and the
hydrogen jet from the chamber then almost instantaneously failed the outer beryllium
window of the same size. The inner beryllium window was thought to have failed due to
78
fracture from excessive mechanical and thermal stresses placed on it by the window-
mounting system when cooled to cryogenic temperature; investigators concluded that the
inner window had been poorly designed. The failure of both windows allowed about half
the contents of the chamber to be rapidly expelled into the room. The most likely
ignition source for the vaporizing cryogenic hydrogen was the fracture energy of the
outer beryllium window, but numerous other sources of ignition were also present. This
deflagration of hydrogen in the air caused an overpressure of about 10.3 kPa (1.5 psig) in
the experiment hall. The pressure lifted the roof and then it settled back onto the
building. All the personnel injuries were attributed to the first explosion. Roof
insulation, a tar-coated fiberboard, was ignited in some locations. Melting tar that fell to
the floor also burned in many locations. Combustibles in the room (cables, papers, hoses,
fallen roof insulation) ignited near the bubble chamber. Most of the secondary fires were
of short duration due to limited combustibles and conditions being unfavorable for
continued combustion. Exceptions were fires consuming hydrogen near the bubble
chamber, the darkroom, the two LPG tanks, and the propane supply tanks for the
Cerenkov counter. Fire near the two LPG tanks sufficiently heated the tanks until they
vented. The venting LPG caused a second explosion and an intense gas-fed fire. Fire
heat melted the mylar window of the Cerenkov counter and falling roof debris damaged
the propane gas manifold. The window and manifold failures were believed to be the
causes of propane release; the gas ignited and also added to the fire. The heat caused the
six propane tanks in the room to pressurize and lift their relief valves to vent. Fire heat
also melted the fusible safety links on the cylinder valves to allow even more venting.
The venting propane caused another fierce fire in the room. Portions of the roof and
combustible materials in the room burned until the fire department extinguished the fires.
Eight people in the room were injured, one perished 15 days after the event due to third-
degree burns over 60% of his body and having suffered a ruptured liver from the event
trauma. Of the seven other staff and researchers, one had severe burns, one had serious
burns, one had burns and back injury, two had modest burns, one suffered head injuries
and lacerations, and the last person had injuries to his chin and leg. Also, two firefighters
were injured, one from smoke inhalation and one suffered a laceration that required
stitches (WASH, 1975). This facility cost $11.6 M to construct, and the fire damage
amounted to $1.45 M to repair the building and replace the equipment. These
catastrophic explosions and fire resulted in a loss at over 12% of the initial cost of the
facility (AEC, 1966). This event is definitely a case where a component failure produced
catastrophic results.
Dewald (1988) discussed a fire that broke out in a duoplasmatron ion source at the
Cologne tandem accelerator in the summer of 1984. The fire was most likely caused by a
defective resistor or a high voltage discharge on top of the ion source chamber. The fire
ignited under the plexiglass shielding. The shielding, cables, gas tubes, polyvinyl
chloride tubes, and resistors were completely destroyed; plaster fell from the ceiling due
to the intense heat and the smoke blackened the walls and ceiling. The burning polyvinyl
chloride released HCl gas, which caused a great deal of corrosion to aluminum and
79
stainless steel surfaces, power supply contacts, electrical wiring (insulation and wire), and
other surfaces. The accelerator was down for over 6 months to clean the facility and
repair the fire damage.
The following event has been included here due to the fact that the same type of
operation occurs at accelerators and fusion experiments. The Los Alamos National
Laboratory Gas Facility was receiving a gas shipment via a tube trailer on June 3, 1981.
A hydrogen tube trailer and an oxygen tube trailer were simultaneously connected to the
same manifold. There were insufficient barriers – only one shutoff valve – between the
two types of gas. Incorrect purging procedures contributed to the event by allowing
damage to the one valve and subsequent flow of higher pressure oxygen into one tube of
the hydrogen trailer. Investigators believed that ignition was caused by contamination
(i.e., sand particles) traveling through the valve at high velocity. The resulting explosion
ruptured the tube, propelling tube fragments up to 380 m away from the trailer and
creating a fireball of short duration. The fireball caused first and second degree burns
over about 30% of the body of each of the two employees. One of the employees also
suffered a small area of third degree burns. The tube trailer suffered major damage, the
facility suffered minor damage. The total estimated damage was $25k (DOE, 1982). The
accident investigation revealed that the cause was inadvertent mixing of hydrogen and
oxygen due to insufficient technical and safety training of the personnel involved, lack of
management control of the operation, lack of standard operating procedures for the task
being attempted, and inadequate/poorly maintained equipment.
The CAIRS web site provided this information: the Superconducting Super Collider
construction site near Waxahachie. Texas, suffered a construction accident. A
construction worker was killed on January 29, 1993. An employee of the
Obayashi/Dillingham company, a subcontractor at the SSC project site, was fatally
injured when a concrete tunnel segment fell, crushing him against the segment erection
device.
3.6 Summary
Figure 9 gives the DOE safety performance data for all research and development
facilities from 1993-2003. Comparisons of these overall rate data to Figures 1, 3, 5, and
7 show that for staff members, PPPL varies between being equal to the yearly ‘all DOE
research’ values and having much higher rate values, SLAC varies between being equal
to the ‘all DOE research’ values and having about double the rate values, FNAL is about
the same as the ‘all DOE research’ values, and CEBAF/Jlab is usually slightly below the
‘all DOE research’ values for lost work day rates. For services subcontractors, SLAC
and FNAL were much higher than the ‘all DOE research’ values, CEBAF was lower, and
PPPL did not list services separately. For construction, SLAC had rates generally higher
by factors of 2 to 3, FNAL was slightly lower than the DOE values (except for a few
peak years), and CEBAF was generally lower than the DOE rates except for one spike
80
Figure 9. Plots of All DOE Research Industrial Safety Performance from 1993-2003.
81
upward. Both SLAC and FNAL had construction fatalities, as did the Superconducting
Super Collider; but CEBAF and RHIC did not experience any construction fatalities.
These fatality results may be due to the time frames of the construction; SLAC and
FNAL main construction was in the 1960’s (before the comprehensive OSHA regulations
were in effect) and the early 1970’s (when OSHA was a new administration, having just
come into effect in 1971). In the 1980’s and 1990’s, when OSHA regulations had
become more enforced in the construction industry, the overall trend was decreased
annual numbers of fatalities. The additional construction at FNAL and CEBAF in the
1990’s and 2000’s has been completed without any construction fatalities. The data show
that there have not been any staff or subcontractor fatalities in the operation and
maintenance of the accelerators, but there have been high consequence occupational
accidents, usually dealing with electrical energy. Therefore, a strong program of
electrical safety is considered essential for future experiments.
The initial expectation was that since FNAL is a worldwide leading particle accelerator
and that SLAC is also a major facility in the world, that the facilities would be operated
very professionally. However, the safety records show that these machines are not
always operated with trend-setting safety or with best practices. Busick (1979) described
that experimenters are human and possess human responses to pressure. As experimental
apparatus becomes more complex and costly, time pressure increases. Safeguards are
often viewed as serious impediments to experimental necessity. When pressures mount
and safety barriers are in the way there is strong desire to bypass such barriers. Busick
advocated enlightenment rather than enforcement as the means to obtain compliance with
safety requirements; explaining the reasons for safety barriers rather than handing out
punishment when a worker was caught in a violation. Busick believed that willing
support of the experimenters and staff was essential to provide a safe working
environment. Patterson (1994) describes the growth of high energy physics post-WW II.
There was a somewhat cavalier attitude toward chronic radiation exposure, the only
safety respect that was given by the research staff was for possible large, acute radiation
doses. This was because there was adequate and accepted proof at the time that these
doses could incur great harm or even be lethal. The experimenters were definitely in
charge of the machines, it was nearly impossible for safety personnel to keep the
experimenters and users from the machine even though close contact with the machine
meant radiation exposure. Experimenters and technicians would walk and crawl over all
parts of the machines; they only acknowledged dangers were present when the beam was
on. If radiation safety was taken cavalierly, then we can be reasonably certain that
industrial safety was not diligently addressed. This sort of attitude seems to have
survived in the institutional memory of these facilities despite the DOE and OSHA rules
and regulations that the facilities must comply with. Overall, FNAL and SLAC produce
physics results and have accomplished these results without any operational fatalities.
They have experienced occupational accidents, but these accident events have been
accepted by the DOE. While these losses may be acceptable, it is nonetheless clear that
safe operations are good business. In an example from another industry, Mottel (1995)
82
described the DuPont company’s safety story. Mottel pointed out that while safety
programs cost money, the savings by safe operations are greater than the safety program
costs. The DuPont company has operated safety programs that do not cost significantly
more than other companies, but DuPont has had lost work case rates a factor of 10 less
than the comparable chemical industry. The savings in medical costs and replacement
work alone recoup the safety program costs. Mottel also describes some other savings:
lost work time accidents generally mean replacing a skilled employee with a less skilled
backup employee, safe performance minimizes the disruption of efficient plant
operations, safe performance enhances maintenance at optimum operating conditions and
minimizes damage to equipment and materials, and safe workers perform better than
unsafe workers. Mottel also noted that employee morale is much higher in high safety
facilities. Even when workers complain about safety requirements slowing their
progress, they still tend to mentally equate the time, funding, and effort spent on safety as
indications that management is interested in them as individuals. With such good morale
built up, the total group works toward productive goals, including safe and efficient
operations. Mottel also stated that at DuPont, employees and managers had clear safety
goals, everyone understood that safety was a condition of continued employment. Since
ITER is higher risk than present fusion experiments, continued attention to occupational
safety is needed.
Another important issue seen from the ORPS reports and accident investigations is that
more and more of the work has been subcontracted to outside companies as cost savings
and time efficiency measures. Cost savings may have been realized by keeping smaller
maintenance staff, but from the ORPS and accident reports it is also clear that there has
been inadequate supervision by accelerator staff to determine that the subcontractors
were meeting their safety obligations as specified in their contracts. This inadequate
oversight combined with inadequate subcontractor safety and lack of subcontractor
familiarity with the facilities has resulted in some of the highest consequence events at
the accelerators, including electric arc burns, falls, chemical combustion accidents, and
other events. If ITER hires subcontractors, then proper oversight of the subcontractors is
necessary to enforce occupational safety.
83
Chapter 3 References
AEC, 1966. Report on Investigation of Explosion and Fire Experimental Hall Cambridge
Electron Accelerator, Cambridge, Massachusetts, July 5, 1965, TID-22594,
United States Atomic Energy Commission, February 1966.
BNL, 1988. Brookhaven National Laboratory Annual Industrial Summary of Fire and
Other Property Damage Experience, CY 1988, available from the BNL web site,
bnl.gov/emergencyservices/.
Briggs, 2001. S. K. Briggs and S. V. Musolino, Preventing Pollution Using ISO 14001 at
a Particle Accelerator, the Relativistic Heavy Ion Collider Project, BNL-68666,
Brookhaven National Laboratory, 2001.
Busick, 1979. D. D. Busick and G. J. Warren, A Unique Safety Manual for Experimental
Personnel, SLAC-Pub-2384, August 1979.
Dewald, 1988. A. Dewald and L. Steinert, “Reconditioning of the Cologne Tandem after
a Fire at the Ion Source,” Nuclear Instruments and Methods in Physics Research
A, 268 (1988) 356-360.
84
DOE, 1980. Operational Accidents and Radiation Exposures at ERDA Facilities 1975-
1977, DOE/EV-0080, US Department of Energy, 1980.
DOE, 1980a. Operational Accidents and Radiation Exposures at DOE Facilities, Fiscal
Year 1978, DOE/EV-0091/1, US Department of Energy, 1980.
DOE, 1982. Environment, Safety and Health at DOE Facilities, Annual Report Calendar
Year 1981, DOE/EP-0024/1, US Department of Energy, October 1982.
DOE, 1984. Environment, Safety and Health at DOE Facilities, Annual Report Calendar
Year 1982, DOE/PE-0055, US Department of Energy, 1984.
DOE, 1987. Investigation Report of the Fire in the Wide Band Laboratory at Fermi
National Accelerator Laboratory Batavia, Illinois October 3, 1987, cataloged as
DOE/MISC-108 at the INEEL, US Department of Energy, 1987.
DOE, 1991. Tiger Team Assessment of the Stanford Linear Accelerator Center,
DOE/EH-0243, US Department of Energy, November 1991.
DOE, 1992. Tiger Team Assessment of the Fermi National Accelerator Laboratory,
DOE/EH-0250, US Department of Energy, June 1992.
DOE, 1992a. Tiger Team Assessments Seventeen through Thirty-Five: A Summary and
Analysis, DOE/EH-0302-V2, US Department of Energy, December 1992, ch. 4.
DOE, 1997. Type B Accident Investigation Board Report on the October 22, 1997,
Electrical Arc Blast at Building F-Zero at Fermi National Accelerator Laboratory,
Batavia, Illinois, US Department of Energy, Chicago Operations Office,
November 1997.
DOE, 1998. Type B Accident Investigation Board Report on the September 4, 1998,
Flammable Liquid Fire/Explosion at Fermi National Accelerator Laboratory,
Batavia, Illinois, US Department of Energy, Chicago Operations Office, October
16, 1998.
DOE, 2001. Type A Accident Investigation Report of the June 21, 2001 Drilling Rig
Operator Injury at the Fermi National Accelerator Laboratory, US DOE Office of
Environment, Safety and Health Oversight, August 2001.
DOE, 2003. Type B Accident Investigation of the January 28, 2003 Fall and Injury at the
Stanford Linear Accelerator Center, US Department of Energy, Stanford Site
Office, February 2003.
85
DOE, 2004. Type A Accident Investigation of the Electrical Arc Injury on October 11,
2004, at the Stanford Linear Accelerator Center, Menlo Park, California, US
DOE, November 2004.
Neal, 1965. R. B. Neal, “The Stanford Two-Mile Linear Electron Accelerator,” Journal
of Vacuum Science and Technology, 2 (1965) 149-159.
WASH, 1975. Operational Accidents and Radiation Exposure Experience within the
United States Atomic Energy Commission, 1943-1975, WASH-1192, US Atomic
Energy Commission, Fall 1975.
86
Zinkann, 2001. G. P. Zinkann, “Operating ATLAS; The World’s First Supercondicting
Heavy-Ion Accelerator,” Workshop on Accelerator Operation, WAO 2001,
Villars sur-Ollon, Switzerland, 28 January - 2 February, 2001, pages 183-187.
Available at CERN document server/library web site.
87
4.0 NUCLEAR POWER PLANT OCCUPATIONAL SAFETY
This chapter presents data gathered from the US nuclear industry about the light water
reactor nuclear power plants, to allow general comparisons to the other data from DOE
experiment facilities. Power plant operation is covered by the US Bureau of Labor
Statistics (BLS) under ‘electric services’, but this category includes all types of power
plants. These include coal-fired plants, oil and gas burning plants, hydroelectric dams,
wind farms and solar plants, pumped storage, compressed air storage, and nuclear plants.
The data have been binned too broadly for close comparisons. Yager (2001) noted this,
and the author verified this same observation with the BLS. Nuclear plants are about
20% of the US electrical power production; however, nuclear power plants tend to
employ more staff than other types of power plants so using a scaling factor of 20% of
the electric services category values would be inaccurate. Also, scanning news reports
indicates that there are accidents involved with the material handling of large quantities
of coal, including rail accidents, injuries from moving coal at the plant site and crushing
the coal before burning, and the occasional explosion of coal dust. There have also been
several events of steam line breaks in coal-fired plants that resulted in fatalities, the worst
event in the US being the Mohave power plant event in June 1985, which resulted in six
employee fatalities and ten employees being seriously injured (Bangs, 1986).
The reader should recall that the first commercial nuclear power plant in the US was the
Shippingport pressurized water reactor (PWR) that came on line in 1957, and the next
plants were the Dresden I boiling water reactor (BWR) and the Yankee Rowe PWR in
1960, and the Big Rock Point BWR in 1963. There were 18 plants on line by mid-1965.
After that, dozens more plants came on line in the rest of the 1960’s and the 1970’s.
After the Three Mile Island accident in 1979, new plant orders were retracted, and only a
few plants that were under construction have been completed since then. There are now
just over 100 operating power plants in the US. As stated above, the BLS does not
partition its data by the type of plant that an electric power industry worker chooses as
his/her vocation. Therefore, other data sets have been sought. The earliest occupational
safety data located was a series of industry-specific reports that the US Atomic Energy
Commission requested from the BLS. These data spanned 1965-1970 (BLS, 1967; BLS,
1969; BLS, 1970; BLS 1971; BLS, 1972) and are presented in Table 4. There seems to
be great reluctance on the part of the nuclear power plant companies to discuss their
occupational injuries or fatalities. Perhaps this is due to the nuclear industry’s concern
that their industrial injuries and fatalities would be misconstrued by the media and the
public as being related to ionizing radiation when they are not.
Other sources of occupational safety data have also been compiled and published.
O’Donnell (1982) referred to the data in Table 4, and they used plant data from the
Tennessee Valley Authority, that was operating several nuclear power plants at that time
(Browns Ferry 1, 2, and 3 were all operational by 1977; the Sequoyah and Watt’s Bar
plants came on line later). This is only a small sample of the 100 US power plants that
now operate.
88
Table 4. Early Values of Occupational Safety Rates for the Nuclear Fission Industry
Annual Injury Frequency Rate
Type of Activity 1965 1966 1967 1968 1969 1970
Production of special 9.2 13.3 25.2 36.8 28.2 42.6
materials for use in (0.018) (0.027) (0.050) (0.074) (0.056) (0.085)
reactors
(graphite, beryllium,
etc.)
Fuel element 4.2 4.6 6.9 5.3 7.1 6.4
fabrication (0.008) (0.009) (0.014) (0.011) (0.014) (0.013)
Notes: The injury frequency rate is the number of injuries per million employee-hours
per year. Assuming a standard work year of 2,000 hours, this rate is per 500 workers
per year. The second number, in parenthesis, is the annual rate per individual worker.
“n/c” stands for not cited; the data were omitted if they were of questionable statistical
reliability (e.g., low values of man-hours worked were reported to BLS).
89
O’Donnell data from Tennessee Valley Authority plants is given below:
Cochran (1999) reported some data from a Nuclear News magazine article (Rippon,
1981) that outlined worker injury rates that had been complied for a United Kingdom
safety report; this report also cited other data sources. Operating a nuclear power station
of 1,000 MWe at 75% availability gave these results:
To convert the UK report values to injuries and fatalities per worker-year, the average
number of workers at a nuclear power plant is needed. Not all the sources above were
US data, and only counts of US workers at nuclear plants are available, but these are
probably similar to UK staffing counts. Due to the assumption of similar staffing, the
conversion will only be applied to the ranges of values. The annual radiation exposure
NUREG (Burrows, 2002) gives the number of workers monitored for radiation exposure
in all of the 104 commercial power plants in the US. This number of monitored workers
was 140,776 for 2001 and the average number of workers per plant is rounded off to
1,350. The Statistical Abstract of the US for 2002 cited 354,000 workers in the overall
electrical services industry (code 491). Therefore, nuclear plants that produce about 20%
of the nation’s power employ ~40% of the electric services workers, meaning that nuclear
plants are more highly staffed than coal-fired, hydroelectric, and other types of power
plants. These data qualitatively agree with industry claims of high amounts of staffing at
nuclear versus other power facilities. As a first approximation, we assume that most of
the US plants are large output; this is reasonable since the first several plants that were
small power output have been decommissioned (e.g., Shippingport, Dresden 1, Big Rock
90
Point, Yankee Rowe). Using this average number of workers per plant value to match
the 1,000 MWe plant, a new range values has been calculated for the data given above:
The US industry has had a more recent publication of occupational safety data in Nuclear
News (NN, 2001). These data were compiled by the US Institute of Nuclear Power
Operations (INPO). Their compilation was based on 200,000 worker-hours, with a
standard work year being 2,000 hours. Yearly aggregate values for lost work time
injuries, injuries resulting in restricted work, and fatalities (combined under the term
“accidents”) for nuclear power plants have been given as:
The World Association of Nuclear Operators (WANO) has also published some
occupational safety data that has been shared from member utilities (WANO, 2003). The
91
accident rate is for industrial accidents that result in lost work time, restricted work, or
fatalities. These data are summarized below for comparison to the Nuclear News/INPO
data:
The US is a member of WANO, and the count of US nuclear power plants in the 1990-
2003 time span was about 100; consequently there are data from about 100 other plants in
other WANO member countries represented in this table. The numbers closely agree to
the Nuclear News/INPO values. Therefore, of the ~400 worldwide reactors, the
occupational safety rates at half the plants are quite favorable.
These statistical data were the only published data found in an extensive literature search.
Assuming that these data are essentially correct, there remains the issue of how to
decompose the reported “accident” data into fatality and injury events. The earliest data
compiled by the BLS held some percentage values that have been given at the bottom of
Table 4. It is reasonable to assume that two factors would tend to reduce the cited
percentages of death in occupational accidents. The first is the OSHA regulations that
came into effect in 1971. While the set of BLS reports shows that the nuclear industry
was typically experiencing fewer incidents than general industry, some aspects of the
OSHA regulations would still impact power plant safety; for example, electrical safety
and ladder safety regulations. The OSHA regulations have had the overall industry effect
of reducing occupational fatalities throughout the country. From the National Institute of
Occupational Safety and Health web site cdc.gov/niosh:
The second factor responsible for saving lives is the increasing medical knowledge and
increased levels of emergency medical care, with paramedics and emergency medical
technicians that can administer first aid and lifesaving measures much more quickly than
the 1950’s and 1960’s ambulances that merely transported an injured person to a hospital.
The exact count of recent annual fatalities at nuclear power plants is not readily available,
92
but fatality counts are believed to be only a few persons each year, from causes such as
electrocutions, vehicle accidents, falls and other events. Considering 2002, when the
only known work-related fatality at a US nuclear plant was a worker who was
electrocuted while trimming tree branches near a 138 kV line on a reactor site (LER,
2002), then the fatal accident ratio is 1/140,776 or 7.1E-06 fatalities per worker-year.
Combining with 0.0022 accidents per worker-year for 2002 from INPO, the fatality
percentage is 0.32%. Comparing to the data in Table 4-1, this is a small decrease in the
fatality percentage, but consideration must also be given to the fact that the industry has
also expanded a great deal in ~30 years.
An overall table of the commercial power plant operation occupational safety data is
given below, on a per plant worker basis. Subcontractors are not included in these
estimates:
Accident rate Fatality rate
Year per worker-year per worker-year Source
93
The fission power industry is maturing; plant operators and maintainers, and their
managers, have recognized the hazards and they mitigate or avoid hazards. US fission
plants now operate in the 85-90% availability range per calendar year (Cadwallader,
1999), due to several factors - understanding the plant, the decrease in ‘infant mortality’
equipment failures that typically occur in the first few years of new plant operation,
economics drivers, and the Nuclear Regulatory Commission’s scram reduction program.
What is notable for fission plants is that the most hazardous plant areas are no longer
routinely occupied.
Unfortunately, the fission plant occupational safety data resolution does not allow
estimation of the accident or fatality risk for individual occupations (e.g., welder,
mechanic, electrician, etc.) or operation in the plant, such as maintenance, surveillance, or
inspection tasks, operations evolutions, or other tasks. Only the yearly totals have been
reported by INPO and WANO. These data apply only to the utility personnel, that is, the
people who are permanently assigned to the power plant, not subcontractors who are
hired for special tasks. Subcontractors were not included in these estimates. The data
can only serve as bounding values for overall yearly safety estimates for fusion workers.
From previous chapters, there have not been any occupational fatalities in operation of
the fusion experiments or accelerators, so there is no fatality rate. Lost work case rates
for PPPL, SLAC, FNAL and CEBAF, from Figures 1, 3, 5, and 7, have been compared to
the accident rates given for fission plants and were very comparable in past decades, but
now the fusion and accelerator rates are in the 0.02/worker-year range and the fission
plants have reduced their accident rate to the 0.002/worker-year range. However, the
severity of the accidents is usually quite low for the technology facilities (as seen in
Figures 2, 4, 6, and 8) while the accident severity for the power plants is not known.
Scanning the NRC database and web site has given a few recent power plant events of
industrial safety interest; however, these databases are not obligated to report
occupational injuries that did not endanger the public with exposure to radiation. In
10CFR50.72, the NRC must be notified in case an event or situation at a licensee was
related to the health or safety of the plant workers and the licensee planned to make a
press release; such as an on-site fatality or the release of radioactive materials. This
includes transporting a potentially contaminated worker off-site for medical treatment.
Some injuries have also been reported as a courtesy to the NRC. Of course, occupational
accidents and fatalities are reported to OSHA, but OSHA and the BLS do not publish
data strictly for nuclear power plants. Some events of industrial safety concern from
nuclear power plants are discussed below.
A few NRC publications have discussed industrial safety. Bertini (1980) and Sailor
(1985) discussed several events: seven employees injured at the Robinson-2 PWR in
1970 when a safety valve failed; an employee was seriously injured when he was drawn
through a manhole in a containment air lock at the Surry-2 PWR in 1973; two employees
were injured in a hydrogen gas explosion from the off-gas system at the Cooper BWR in
1975; and one employee injured in a hydrogen gas explosion from the off-gas system at
the Millstone-1 PWR in 1977. The workers at Robinson-2 were testing the secondary
side safety relief valves before the plant was operational. When they began to attach the
94
testing equipment to the ninth valve, a fan of steam jetted out and the valve
catastrophically failed, tearing loose and shooting up about 40 m. The workers were
showered with debris and were being impinged by steam. They were either blown from
the scaffolding to the floor or leapt down to avoid the steam. The seven men were
transported by ambulance to the hospital, where they were treated for steam burns and
injuries. Bertini also described the Surry-2 event with the worker drawn through the air
lock on December 10, 1973. The plant was operating and the control room received an
alarm that containment pressure was slightly increasing. An operator was sent to
investigate the seals of the air lock doors. He entered the air lock but forgot to close the
outer door and reduce the pressure in the passageway. As he was checking the seal to a
0.46-m diameter escape hatch, the hatch seal failed and the hatch opened. The air
pressure difference between the containment and the passageway propelled the worker
into the hatch and he fell ~5 m into the containment building where he struck a crane.
Other workers did not know what had happened to the employee; the plant shut down on
the containment air pressure increasing and two more operators were sent to investigate.
They saw the outer airlock door open and the inner hatch open; they assumed the first
operator had entered the containment and that he was careless to leave both sides of the
airlock open. They closed the outer door to re-establish containment pressure. After
about 30 minutes, the injured man crawled back into the airlock but could not open it, and
now the air pressure on the door was about 27 kPa (4 psi), so the door could not be
opened. The other workers found him in the airlock, and the containment had to be
brought up to a higher pressure to be able to open the outer door and render aid to the
operator. This took another 30 minutes. He was seriously injured, but he recovered from
his injuries and returned to work.
Sailor (1985) and Bertini (1980) described explosions at the Millstone-1 PWR on
December 13, 1977. During plant operation, a small hydrogen gas explosion occurred in
the auxiliary building. The damage was minor; the cause was not certain. The plant
continued to operate. Some of the water seals in the off-gas system were blown out in the
first explosion. The seals were not properly refilled, so hydrogen leaked out of the off-
gas system (as it is designed to do). When enough hydrogen had accumulated in the
auxiliary building, electrical equipment sparks ignited the gas and a larger explosion
occurred about 3.5 hours later. The door to the auxiliary building was blown from its
hinges and traveled 54.8 m (180 feet) where it struck the warehouse building. One man
was seriously injured and was hospitalized for 4 days.
Bertini (1980) also described an event at the Surry-1 plant on July 27, 1972. Workers
were attempting to vent steam from the secondary coolant system while the plant was in
hot-standby to perform maintenance on the main turbine bypass valves. They
manipulated the atmospheric steam dump valves, but these valves did not work. They
tried another valve and one of the three men went outside to see if the steam was venting
from the release line. It was not, and when he returned to the building he saw that the
upper level where the valves were was full of steam. The other two men had become
engulfed in steam. The third man called for valve closure and for help, but the two men
were badly scalded and died four days later. In that plant design, the release line was not
welded to the vent valve exhaust (presumably due to thermal expansion and contraction
95
issues), it was sleeve fitted. On the day of the event, investigators believed that the valve
hung up on the sleeve and then pushed downward farther than normal, so that steam
escaped from the sleeve connection into the surrounding area.
On November 5, 1975, the Cooper power plant suffered a hydrogen gas explosion in the
auxiliary building. A misaligned valve (that gave proper valve lineup indication in the
control room) on the main condenser allowed steam, hydrogen and oxygen to back up
into a sump in the auxiliary building. When the sump began to register high pressure,
employees were sent to investigate. As one raised the manhole cover, the other turned on
the air sampler (this is proper procedure for testing the atmosphere in the sump before
entry). The air sampler apparently sparked, and the gas deflagrated. The one worker was
seriously injured and the other received minor burns. They both recovered and returned
to work.
On June 28, 1982, a feedwater heat extraction line failed at the Oconee 2 PWR (NRC,
1982). Two persons nearby suffered steam burns and had to be hospitalized. On
December 9, 1986, a main feedwater pipe failed catastrophically at the Surry 2 PWR
(NRC, 1986). Eight workers were nearby, replacing thermal insulation on other piping.
Four of the workers died from the burns they received from flashing feedwater, two
healed in the hospital, and two were treated and released from the hospital the day of the
event. That event motivated the NRC to cause the utilities to make studies of high energy
line breaks and map the hazardous areas in their plants.
The NRC has also published a notice (NRC, 1988) that described four fatal electrocution
accidents among electricians at US nuclear power plants in the 1970’s and 1980’s. In
1971 at the Quad Cities BWR, an electrician was pulling cable and the cable
inadvertently became energized, electrocuting him. In 1980, an electrical worker was
cleaning breaker cubicles at the San Onofre PWR; he contacted a live 4 kV line and was
electrocuted (note that this event is similar, in type but not in outcome, to one of the
FNAL events cited in chapter 3). In 1987 at the Wolf Creek PWR, and electrical
technician was cleaning transformer cubicles and came in contact with an energized 4 kV
line, electrocuting him. In 1988, at the same plant, an electrician was attempting to pull
additional wires through a conduit while the existing 480 V lines in the conduit were
energized. During his work to get the new wires through the conduit, damaged insulation
on the existing lines allowed a short circuit that electrocuted the electrician. On June 9,
1993, a quarterly in-service test of the high pressure coolant injection turbines was in
progress at the Quad Cities plant. The turbine’s exhaust steam line rupture disks burst
during the test due to a pressure pulsation, and the five people in the room were burned
by steam and were also slightly contaminated. The four workers performing the test were
not severely injured, and, even though they were stated to have become complacent with
the test procedure, they were not standing near the rupture disks. The fifth person, a
health physics technician, was the most severely injured. The technician was making
routine rounds and was not aware of the danger posed by the quarterly test (NRC, 1993).
The steam release caused the room’s fire doors to be blown off their hinges [they were
probably rated for only 6.8 kPa (1 psig) overpressure; the room was likely rated for high
96
pressure but the doors were not]. The NRC notice stated that if the release had been from
the turbine steam inlet rather than the exhaust, the damage would have been more severe.
A more recent event involved a contract worker trimming tree limbs and shrubbery
behind the emergency diesel generator building, near a 138 kV line, at the Indian Point 2
plant on July 19, 2002 (LER, 2002). The trimming work resulted in an electrical ground
path through the worker, resulting in electrocution. A loss of offsite power event
occurred at the power plant because of that short circuit to ground. Emergency medical
personnel were not able to revive the worker.
Some other nuclear power plant worker injury events and near miss events were listed in
the NRC Event Notification Reports and are summarized in Table 5. These events are of
interest since they originate from failures of power plant environment, and many of the
same types of equipment and systems could be used in ITER or other large fusion
experiments. A few of these events are due to personnel errors (choosing their footing,
using PPE, etc.). Some of the cited events did not result in personnel injuries, they were
“near miss” events that did not cause injuries simply because no workers were nearby at
the time of the event. All of these types of events, equipment failures, personnel
judgments, and near misses, require closer examination for industrial safety.
97
Table 5. Recent Power Reactor Events of Industrial Safety Concern
US NRC
Event
Notification
Report
number Plant Date Description of Event
35763 Millstone 05/25/1999 The reactor was manually tripped from 100% power
because of a steam leak in the 1A feedwater heater.
All control rods fully inserted. The plant is stable in
hot standby. The steam leak was discovered when
oscillations in the feedwater heater water level
resulted in a main control board annunicator.
Personnel sent to investigate the feedwater heater
reported a steam leak in the pipe leading up to the
flange to which the relief valve is connected.
Operators then manually tripped the reactor. Access
to the turbine building is restricted while the
feedwater heater is steaming down. There were no
injuries in this event.
36162 Salem 09/14/1999 An employee was transported to Salem Hospital after
exhibiting heat stress symptoms after a containment
entry. A complete frisk could not be completed prior
to loading him in the ambulance. A radiation
technician was able to complete the frisk prior to the
arrival at the hospital, but after the hospital had been
mobilized to accept a contaminated, injured
individual. The frisk revealed that the individual was
not contaminated. The individual is expected to fully
recover.
36203 Three Mile 09/21/1999 During refueling operations, the licensee transported
Island-1 a worker, who injured his lower back while working
inside containment on the upper manway, to the
Hershey Medical Center. He may have been
contaminated, so he was accompanied by Health
Physics personnel to the hospital.
32644 Hope Creek 09/29/1999 At 2117 hours, the 'B' control room ventilation train
chiller tripped resulting in an automatic start of the
'A' control room ventilation train. The trip was the
direct result of a major freon leak dispersing into the
auxiliary building. All non-essential personnel were
evacuated from the auxiliary building. An Unusual
Event was declared at 2133 hours in accordance with
Emergency Classification Guidance because the
release of toxic gas deemed detrimental to safe
operation of the plant. No personnel injuries have
occurred, and all access to the auxiliary building is
being controlled until follow-up actions are complete.
The leak was terminated because the full freon
charge in the chiller dispersed (1 metric ton, or 2,200
pounds), and the atmosphere in the auxiliary building
has been restored to normal. The licensee terminated
the Unusual Event at 0158 hours on 09/30/99.
98
Table 5. Continued.
US NRC
Event
Notification
Report
number Plant Date Description of Event
36408 Point Beach 11/06/1999 An employee slipped and fell in the plant laundry
room. An ambulance was called due to a possible
hip injury. The potentially contaminated person was
taken to a hospital.
36457 Brown’s 11/18/1999 During replacement of an oil cooler discharge
Ferry-2 temperature switch by Instrument Maintenance, the
pressure boundary of the oil system was
inadvertently breached for a total of approximately
five minutes (the work package assumed that the
Temperature Switch had a well, but it when the
Temperature Switch was removed it was discovered
that the switch did not have a well). The breach
occurred because adequate documentation was not
included in the work package. The switch was
successfully replaced.
36502 Salem 12/11/1999 An instrument line on a 10 Ton Carbon Dioxide tank
broke off, causing the tank to discharge into the tank
storage area, which is located at the 25.6 m (84 foot)
level in the Auxiliary Building. No personnel were
in the area when the instrument line broke. Personnel
entered the room wearing self-contained breathing
apparatus and isolated the leak. No one was injured
by the incident.
36583 River Bend 01/12/2000 At 1515 hours, an injured contract employee was
transported offsite to a hospital for medical treatment.
The individual was erecting scaffolding in the
Turbine Building, fell approximately 6 m (20 feet)
and sustained injuries. The individual was working
inside the Controlled Access Area, but not inside a
Contaminated Area, and a thorough survey for
radioactive contamination could not be performed
prior to transport. Therefore, the individual was
considered to be potentially contaminated. A
radiation protection technician accompanied the
ambulance to the hospital and a second radiation
protection technician has been dispatched to the
hospital as well. The injured contract employee has
been verified not contaminated. Preliminary medical
evaluation revealed no life threatening injuries.
36645 Quad Cities- 01/31/2000 At 1005 hours the control room received a report of a
2 small explosion in the Unit 2 pipeway between the
main steam isolation valve room and the low-
pressure heater bay. Control room personnel, in
accordance with station procedures, notified the local
fire department of an explosion and possible fire.
There were no personnel injuries, no equipment
damage, and no fire. As a result of the call to the fire
department, local law enforcement agencies and two
99
Table 5. Continued.
US NRC
Event
Notification
Report
number Plant Date Description of Event
36645 Quad Cities- 01/31/2000 (continued) television stations responded to the site.
2 For a period of time, the state road in the vicinity of
the plant was closed by law enforcement agencies.
The cause of the explosion reported to the control
room was a very loud, sudden noise that resulted
when a nylon bag containing small oxygen and
acetylene bottles and hoses was opened. The sound
was most likely the result of the ignition of a small
amount of oxygen and acetylene trapped in the bag.
Although no notification was made or planned for
local media or law enforcement support, personnel
from both of these areas were dispatched to the site.
There were no injuries or fire. No plant equipment
was affected.
37783 Perry 02/26/2000 At 1350 hours, an injury occurred to a worker when
the individual fell and injured his back. At 1426, the
worker was attended by local Emergency Medical
Personnel who transported the individual to the local
Hospital. Initial frisking of the individual showed no
contamination, but due to his back injury his back
was not completely monitored until arrival at the
hospital. At the hospital, it was determined the
individual had three small (quarter size, i.e., ~2.5-cm
diameter) and very low level contaminated spots of
100 counts corrected above the background of 80
counts per minute (cpm). One spot was located in
the back of the individual's head and was
immediately removed with water. Two additional
spots were detected on the worker's pants and these
were also immediately removed. The individual was
further surveyed and no contamination was found.
No dose was received by the individual as a result of
the contamination. The decon materials and clothing
were contained and returned to the plant by radiation
safety supervision. The ambulance, hospital
personnel and hospital materials were all surveyed
and released as no contamination was detected.
36813 Catawba-2 03/20/2000 A vendor support employee was injured due to a fall
(approximately 1.5 to 2.4 m, or 6 to 8 feet) in the
lower containment. The individual was supporting
reactor coolant pump work. Due to injuries, the
individual could not be fully frisked for
contamination. Until further determination,
individual is considered potentially contaminated and
is being transported offsite to the local medical
facility. Further investigation revealed that the
100
Table 5. Continued
US NRC
Event
Notification
Report
number Plant Date Description of Event
36813 Catawba-2 03/20/2000 (continued) injured individual was not contaminated,
however the harness and nylon choker used to lift the
injured man has some low level fixed contamination.
These materials have been transported back to the
site and all areas of the hospital and the transport
vehicle have been surveyed clean.
38369 Crystal 10/09/2001 During refueling, a contract worker injured his leg
River-3 while working in the Reactor Building. The injury
required the worker to be transported offsite to a
local medical facility. A Health Physics technician
(HP) accompanied the individual to the medical
facility since he was potentially contaminated.
Subsequent survey found radioactive contamination
on the individual's clothing and on the backboard
used for transport. The HP took custody of the
contaminated material and returned it to the plant.
38822 Nine Mile 04/02/2002 The licensee declared an unusual event at 0029 hours
Point due to a CO2 discharge from a broken hose reel on
the turbine building fire suppression CO2 system.
The hose reel was broken during work activities. The
turbine building, reactor building, radioactive waste
building, and control building were evacuated. The
plant’s control room was not evacuated. The broken
hose reel was isolated to terminate the release of
CO2. No personnel injuries were identified as a
result of the event.
38959 Peach 06/02/2002 The "Cardox system" fire suppression system
Bottom injected CO2 in the emergency diesel room at 0033
hours, during diesel testing. An alert was declared at
0102 due to the detection of toxic CO2 gas within a
vital area. The room was evacuated safely (only two
people were in the room at that time) and there were
no injuries. There was no fire damage and the CO2
tank was isolated.
39180 Wolf Creek 09/10/2002 At approximately 1400 hours a report was received in
the control room of a non-work related medical
emergency involving a contract employee. Onsite
medical personnel responded and commenced first
aid including cardiopulmonary resuscitation. An
ambulance was dispatched and the individual was
transported offsite to a local hospital. Station
personnel were subsequently notified by hospital
personnel that the contract employee had passed
away.
101
Table 5. Continued.
US NRC
Event
Notification
Report
number Plant Date Description of Event
39269 St. Lucie 10/11/2002 At 0925 hours, a release of chlorine gas was noted
from the sodium hypochlorite area, and smell of
chlorine gas was noted in the Turbine Generator
Building. All personnel were evacuated from the
Turbine Generator Building as a precautionary
measure, and emergency personnel were dispatched
to determine the concentration of chlorine gas. At
the release site the chlorine gas concentration was 3
ppm. Per the material safety data sheet, the
Immediately Dangerous to Life or Health limit is 30
ppm. No Emergency Action Levels were entered.
Additional samples were taken in the Turbine
Generator building prior to allowing unrestricted
access into the area. Both Units’ Control Rooms
were placed in the air recirculation mode as a
precautionary measure. There were no injuries from
this event. The leak was stopped. The chlorine gas
was generated while cleaning the NaOCl lines with
muriatic acid to remove calcium buildup. The acid
caused evolution of gaseous chlorine. The licensee
investigated why chlorine gas was released this time
when it was not released when the lines were cleaned
in the past. The licensee surmised that they may
have used a stronger concentration of muriatic acid
this time. (note: NaOCl is used for chlorination to
prevent biofouling in heat exchange equipment).
39321 Arkansas 10/24/2002 While working under the Reactor Vessel Head, an
Nuclear-1 individual bumped his head on a Control Rod Drive
Lead Screw. The contact resulted in a 2.5-cm
laceration on the side of his head. The Emergency
Medical Response Team was activated and
responded to the scene. The worker was conscious
but dazed. An initial survey for contamination was
performed but was inconclusive due to background
levels at the scene and due to a head brace that had
been placed on the individual as a precaution to
guard against neck injury. An ambulance was called
to the site and the individual was transported with a
Health Physicist to the regional Medical Center.
Additional surveying of the individual revealed that
the individual’s head was slightly contaminated at
~100 cpm above background and the backboard used
in transport had ~150 cpm. The individual was
decontaminated by plant Health Physics personnel
dispatched to the hospital. All of the radioactive
material was retrieved and returned to the site. The
individual is in satisfactory condition and the wound
required three stitches to close.
102
Table 5. Continued
US NRC
Event
Notification
Report
number Plant Date Description of Event
39513 Cook-1 01/15/2003 At 2010 hours, a fault occurred in the Unit 1 Main
Transformer, resulting in a fire. The fault caused an
automatic main generator trip and an immediate
turbine trip and reactor trip. The fire was originally
extinguished at 2035, with one minor reflash that was
promptly controlled by the fire brigade. The
Emergency Plan was activated at the Unusual Event
level due to a fire within the protected area not being
extinguished within fifteen minutes. All applicable
notifications were made for the Emergency Plan
declaration, including a one-hour report to the NRC
at 2100 hours. There was one minor personnel injury
involved that required off-site medical attention, due
to the person suffering a fall and smoke inhalation.
39596 Callaway 02/13/2003 At 0954 hours the Control Room was notified of a
personnel injury in the Turbine building. After
examination by the site doctor, the individual was
transported off site for treatment. Subsequently, on
February 18, 2003, the individual was admitted to the
hospital for further treatment. Preliminary
investigation indicates that the individual was struck
in the face with a flying object. The individual was
using a filter change out tool and attempting to
disconnect a 5 cm Camflex plug. The line was
apparently pressurized, resulting in plug ejection
toward the individual's face after it was disconnected.
39695 Susquehanna 03/24/2003 At 1652 hours, the plant declared an Unusual Event
for a contaminated individual transported offsite.
The individual had fallen while working in the
drywell of the Primary Containment. The plant is
presently in a refuel outage. First Aid personnel were
dispatched and treated her injuries. The individual's
injuries prevented the removal of all of the protective
clothing. Based on the inability to remove the
clothing and completely frisk the individual, the
individual is being considered contaminated. At
1657 hours a local ambulance transported the worker
offsite en route to a local hospital.
40157 Fort 09/14/2003 At about 0549 hours, a slightly contaminated worker
Calhoun who was exhibiting heat stress symptoms was
transported to an off-site medical facility for
treatment. The worker was very slightly con-
taminated on the forearms and elbows. The worker
was treated and is being observed prior to being
released. No contamination was spread off-site.
103
Table 5. Continued.
US NRC
Event
Notification
Report
number Plant Date Description of Event
Morning South Texas 12/09/2003 The licensee was performing a surveillance test run
report, Project of emergency diesel generator 22. The diesel
generator had been operating at full rated load for
4-2003-0016 approximately 20 minutes when the control room
received alarms indicating diesel generator trouble
and that the diesel generator output breaker was
open. In response, an operator shutdown the engine
for the generator by pulling the engine fuel rack
shutoff lever. Initial inspection by the licensee
revealed that parts of the generator's, number 9R
piston and connecting rod, had been ejected from the
engine. The ejected parts created a large hole in the
southeast side of the crankcase. There were no
personnel injuries. The licensee is evaluating the
damage and has formed a team to determine the
cause of the failure.
40580 Columbia 03/10/2004 This notification is being made to report an onsite
fatality due to a non-work related, personal medical
condition. During the incident, plant First Responder
personnel responded to a Control Room notification
of a man down. First Responder personnel initiated
cardiopulmonary resuscitation and used an
Automated External Defibrillator and continued until
the Hanford Fire Department ambulance paramedics
responded. The individual was taken via ambulance
to Kadlec Medical Center in Richland, Washington
where the individual was pronounced dead. The
fatality occurred in the Protected Area and was not
associated with any work inside a radiological area.
40677 Oconee-2 04/16/2004 A vendor received a possible ankle fracture while
working in the Reactor Building. The injured person
was descending a ladder and stepped on a roll of poly
material and injured his ankle when the roll shifted.
The onsite medical assistance team responded and
removed the vendor from the reactor building and
prepared him for transport to a hospital using a
hospital ambulance. Due to the nature of the injury,
he was unable to stand in the whole body frisker and
was transported to the hospital as potentially
contaminated. A Radiation Protection Technician
accompanied the injured person to the hospital where
it was determined that he was not contaminated.
104
Chapter 4 References
Bangs, 1986. S. Bangs, “When a weld fails…”, Welding Design & Fabrication, March
1986, pages 79-82.
BLS, 1967. Work Injury Experience in Atomic Energy 1965 and 1966, BLS Report 334,
PB 227 527, Bureau of Labor Statistics, Washington DC, 1967.
BLS, 1969. Work Injuries in Atomic Energy, 1967, BLS Report 359, PB 227 524,
Bureau of Labor Statistics, Washington DC, December 1969.
BLS, 1970. Work Injuries in Atomic Energy, 1968, BLS Report 378, PB 227 540,
Bureau of Labor Statistics, Washington DC, 1970.
BLS, 1971. Work Injuries in Atomic Energy, 1969, BLS Report 385, PB 227 528,
Bureau of Labor Statistics, Washington DC, 1971.
BLS, 1972. Work Injuries in Atomic Energy, 1970, BLS Report 411, Bureau of Labor
Statistics, Washington DC, 1972.
Cochran, 1999. R. G. Cochran and N. Tsoulfanidis, The Nuclear Fuel Cycle: Analysis
and Management, second edition, American Nuclear Society, La Grange Park, IL,
1999, chapter 11.
ENR, 2002. US NRC Event Notification Report, Offsite Notification at IP2 of Onsite
Fatality, power reactor event notification report 39074, July 19, 2002, available at
the web site nrc.gov.
INPO, 2003. 2002 Performance Indicators for the U.S. Nuclear Industry, Institute of
Nuclear Power Operations, Atlanta, GA, 2003, available at the web site inpo.org.
105
LER, 2002. “138 kV Ground Protection Trip Results in Auto Start of Emergency Diesel
Generators,” Licensee Event Report 2002-003, docket number 05000247, October
11, 2002.
NN, 2001. “Statistics show U.S. Nuclear plants always improving,” Nuclear News, 44
(May 2001) 38-40.
NRC, 1982. Failures in Turbine Exhaust Lines, Information Notice 82-22, US Nuclear
Regulatory Commission, July 9, 1982.
NRC, 1986. Feedwater Line Break, Information Notice 86-106, US Nuclear Regulatory
Commission, December 16, 1986.
NRC, 1988. Electrical Shock Fatalities at Nuclear Power Plants, Information Notice 88-
96, US Nuclear Regulatory Commission, December 14, 1988.
NRC, 1993. Bursting of High Pressure Coolant Injection Steam Line Rupture Discs
Injures Plant Personnel, Information Notice 93-67, US Nuclear Regulatory
Commission, August 16, 1993.
Sailor, 1985. V. L. Sailor and J. J. Colbert, Summary of Barrier Degradation Events and
Small Accidents in U.S. Commercial Nuclear Power Plants, NUREG/CR-4067,
US Nuclear Regulatory Commission, March 1985.
106
5. CONCLUSIONS AND RECOMMENDATIONS
These data provide several insights. The fusion experiment data have shown that the
expectation of any accident events being directly related to the unique aspects of fusion
experiments (much use of electrical power, cryogens, vacuum reservoir, radiofrequency
heating, compressed gases, etc.) is not strictly true. Many of the occupational accidents
described in this report are related to typical industrial safety concerns, such as
inadvertent power up of equipment, falling from height, dropped crane loads, trench wall
collapse, and other events. Some of the events did involve electrical shock, oxygen
deficiency, and radiation overexposure, which are more directly related to fusion but can
also occur in some other industrial activities. In an official auditing activity and in
subsequent reporting, it was found that fusion worker compliance with occupational
safety and health rules, especially lockout-tagout electrical safety and confined space
safety, was not consistent. The fusion events do serve to indicate what areas of
occupational safety are important and should be examined for ITER.
The first insight for the particle accelerator facilities is that these facilities are not as
benign as is generally believed in the nuclear industry. Because these facilities do not
handle large thermal energies in the form of superheated steam or high temperature, high
pressure liquids, and the radiation created at the accelerator’s target is well shielded with
concrete and earth, many believe that accelerators pose a very low hazard to workers.
While there have not been any occupational fatalities during operation or maintenance of
these machines, there have been some severe occupational injuries, particularly electrical
injuries. This report has also documented that there have been construction fatalities at
accelerators, meaning that we should endeavor to guard against construction fatalities
during ITER construction since ITER is more complex than most accelerators.
Accelerator radiation safety reports have shown that ionizing and non-ionizing radiation
safety has not always been practiced; some inadvertent exposures have occurred.
Another insight is the trend for the past ~10 years of hiring small companies to perform
tasks in the facilities on an ‘as needed’ basis. This practice reduces operating costs by
reducing the number of permanent staff and having maintenance and construction teams
on site only when needed for new projects. Such contracting is also thought to increase
machine availability because larger numbers of outside workers can be allocated to tasks
during facility outages so that outage time is decreased. If a smaller, permanent work
force is used, outages tend to be longer duration. These outside companies send skilled,
licensed craftsmen, but the craftsmen are not familiar with the facility and appear to not
be well supervised by accelerator personnel. Some of these subcontract workers have
suffered severe injuries at the accelerators, and some injuries have also occurred at fusion
experiments. Occupational safety specialists refer to such situations as “setting the
person up to fail”, which means placing a worker into an industrial environment with
insufficient knowledge and supervision so that he is highly likely to make an error that
will either harm himself or others, or both. From an occupational safety perspective,
ITER should not be operated and maintained by subcontracted companies unless the
contracts are for long terms (e.g., 10 years or more), which gives the staff of the
subcontracted company the time to become familiar with the facility and its operation.
The accelerators have continued to operate with these occupational injuries; however, the
107
evidence from other industries is that safe operations offer higher efficiency and
productivity. With ITER being the most expensive machine of its type ever built and
being a showcase for worldwide fusion, safe operations that improve machine
performance are highly desirable.
The fusion experiment and accelerator occupational safety data showed that technicians
are the most frequently injured workers in these facilities. This is due to the fact that the
technicians are most often working ‘hands-on’ with the components and systems of the
experiment and suffer the minor injuries (contusions, lacerations, sprains, etc.). Some of
the occupational accidents described in this report were caused by workers not following
the existing safety rules. Occupational safety specialists are quick to point out that
OSHA rules are minimums that positively affect worker safety; if the workers follow
even only these minimum OSHA regulations then they have increased their protection
and reduced losses. Other occupational accident events in this report were created by
workers not realizing all the issues or hazards of the workplace, such as the incident
where an inadvertent movement of an overhead crane allowed the crane hook to strike
and dislodge a hand rail, which fell from height and struck a worker. A third category of
accident noted in this report is workers exposed to energies or substances released when
equipment has failed. Fusion experiments and the accelerators had few accidents of this
latter category, but the brief review of power plant data revealed a number of accidents
originating with breached or failed equipment. Since ITER lies somewhere between
present day fusion experiments and power plants, the human decisions and awareness
aspect of accidents, and the equipment failure aspect of accidents, must both be addressed
for occupational safety.
The nuclear fission plant occupational safety data did not have very fine resolution. The
Bureau of Labor Statistics does not divide the power plant worker data by type of plant or
by occupation within the electric power industry. Therefore, it is difficult to determine if
any one occupational type (e.g., electrician, welder, mechanic, etc.) has had the highest
injuries or if one occupation was at higher risk than another. The power plant data had
fatality frequency estimates while there have not been any operational fatalities at the
fusion experiments or accelerators. However, the power plant worker accident rates were
lower than the comparable lost work case rates for both fusion and accelerators, this may
be due to the hands-on nature of experiments that are often shut down for modifications
and other reasons while high availability power plants have less work performed during
operation. There are probably differences in the consequences of the injuries; the DOE
data is typically low consequence, but the power plant worker accident consequence
information is not known. The fission power plant data can be used in goal-setting for a
robust fusion experiment that is similar to a power plant, but the fission power data are
not otherwise very helpful except as case histories. Reasons for the lack of resolution in
the data are not clear. It is suspected that since the radiological aspects of nuclear power
are often exaggerated by the media, there is reluctance on the part of public utilities to
discuss any type of accident event in a nuclear plant that is not mandated by law.
The event descriptions provided here can serve to support occupational safety analysis for
the ITER design. A room-by-room analysis of ITER for occupational hazards is planned.
108