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DP & Trading Combine Closure Request Form - 2

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Supriya Das

The document outlines the pre-check requirements that must be met before submitting requests to close trading and depository participant (DP) accounts with SBICAP Securities Ltd. The requirements include having a nil/credit ledger balance, matching signatures and account details to company records, no securities held in the company's pool account, removing any liens on funds or securities, providing target DP details for closure-cum-transfer requests, and obtaining signatures from all account holders.

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DP & Trading Combine Closure Request Form - 2

Uploaded by

Supriya Das
131 views2 pages
The document outlines the pre-check requirements that must be met before submitting requests to close trading and depository participant (DP) accounts with SBICAP Securities Ltd. The requirements include having a nil/credit ledger balance, matching signatures and account details to company records, no securities held in the company's pool account, removing any liens on funds or securities, providing target DP details for closure-cum-transfer requests, and obtaining signatures from all account holders.

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DP & Trading Combine Closure Request Form_2

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The document outlines the pre-check requirements that must be met before submitting requests to close trading and depository participant (DP) accounts with SBICAP Securities Ltd. The requirements include having a nil/credit ledger balance, matching signatures and account details to company records, no securities held in the company's pool account, removing any liens on funds or securities, providing target DP details for closure-cum-transfer requests, and obtaining signatures from all account holders.

Copyright:

© All Rights Reserved
Download as PDF, TXT or read online from Scribd
Download as pdf or txt
131 views2 pages

DP & Trading Combine Closure Request Form - 2

Uploaded by

Supriya Das
The document outlines the pre-check requirements that must be met before submitting requests to close trading and depository participant (DP) accounts with SBICAP Securities Ltd. The requirements include having a nil/credit ledger balance, matching signatures and account details to company records, no securities held in the company's pool account, removing any liens on funds or securities, providing target DP details for closure-cum-transfer requests, and obtaining signatures from all account holders.

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Closure Details:

PRE-CHECK
Following pre-check to be done before sending the requests for Closure of [Trading
and DP accounts (CDSL/NSDL)] to enable us to process the requests expeditiously and
to avoid possible rejections.

1. Ledger Balance in your account (should have Nil/ Credit balance), It should
not have Debit Balance.

2. Signatures of all the holders should match with SSL records.

3. Existing details i.e. Name and Address should be match with SSL records.

4. No stock of yours is held in our Pool account.

5. You are requested to unmark the lien on funds and securities created in favor
of SBICAP Securities ltd before applying for closure of the Account.

6. In case request is received for closure cum transfer request, DP client master
of target DP CML copy required along with seal and stamp of DP.

7. All holders are required to sign the closure request form.


Marathon Futurex, Unit No. 1201, 12th Floor,
B Wing, Mafatlal Mill Compound, N.M.Joshi Marg,
Lower Parel, Mumbai - 400013.

DETAILS OF REMAINING BALANCES IN THE ACCOUNT (IF ANY)

Confirmation for delivery instruction slips

SBICAP Securities Ltd. SBICAP Securities Ltd. SBICAP SBICAP Securities Ltd. SBICAP Securities Ltd. SBICAP SBICAP Securities Ltd. SBICAP Securities Ltd. SBICAP
Securities Ltd. SBICAP Securities Ltd. SBICAP Securities Ltd. Securities Ltd. SBICAP Securities Ltd. SBICAP Securities Ltd. Securities Ltd. SBICAP Securities Ltd. SBICAP Securities Ltd.
SBICAP Securities Ltd. SBICAP Securities Ltd. SBICAP SBICAP Securities Ltd. SBICAP Securities Ltd. SBICAP SBICAP Securities Ltd. SBICAP Securities Ltd. SBICAP
Securities Ltd. SBICAP Securities Ltd. SBICAP Securities Ltd. Securities Ltd. SBICAP Securities Ltd. SBICAP Securities Ltd. Securities Ltd. SBICAP Securities Ltd. SBICAP Securities Ltd.
SBICAP Securities Ltd. SBICAP Securities Ltd. SBICAP SBICAP Securities Ltd. SBICAP Securities Ltd. SBICAP SBICAP Securities Ltd. SBICAP Securities Ltd. SBICAP
Securities Ltd. SBICAP Securities Ltd. SBICAP Securities Ltd. Securities Ltd. SBICAP Securities Ltd. SBICAP Securities Ltd. Securities Ltd. SBICAP Securities Ltd. SBICAP Securities Ltd.

• For any Assistance you may kindly contact your request SSL Branch or Call: (022) 6854 5555 I write to us helpdesk@sbicapsec.com
• Email: complaints@sbicapsec.com I Contact No.022-42273301

CIN: U65999MH2005PLC155485SEBI I SEBI Registration No.: Stock Broker: INZ000200032 | DP Registration No.: IN-DP-314-2017| Research Analyst : INH000000602
Portfolio Manager: INP000004912 | IRDA : CA0103 | PFRDA Registration No: POP 26092018

DP & Trading Combine Closure Request Form.pmd

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