MSRP-S 10
MSRP-S 10
MSRP-S 10
MANUAL OF STANDARDS
AND
RECOMMENDED PRACTICES
SECTION S
CASTING DETAILS
Issue of 2010
Effective October 2010
Compiled under the direction of the Committees responsible for the subjects shown herein.
Published by
Printed in U.S.A.
10/2010
All rights reserved, including the right to reproduce this book in any form. It is the AAR’s intention that this publica-
tion be used to promote the objectives of the AAR and its members for the safe, efficient, and uniform interchange of
rail equipment in North America. To this end, only excerpts of a rule or specification may be reproduced by the pur-
chaser for their own use in promoting this objective. No portion of this publication may be displayed or otherwise
made available to multiple users through any electronic distribution media including but not limited to a local area net-
work or the Internet. No portion may be sold or used for advertisement or gain by any entity other than the AAR and
its authorized distributor(s) without written permission from the AAR.
AAR Manual of Standards and Recommended Practices
Casting Details
ORDERING INFORMATION
Copies of the various sections of this manual can be obtained as follows:
CIRCULAR Subscriptions to Circular Letters of the AAR Safety and Operations’ Technical Services are available in
LETTER hardcopy or electronic format (online access via AAR’s Web page at www.aarcirculars.aar.org). Circulars
SUBSCRIPTIONS are issued at least monthly and include industry letter ballots and results, arbitration decisions, notification
of rules and standards revisions, industry early warning and maintenance advisories, and other
information related to mechanical rules and standards. Subscriptions are valid for one year.
For ordering information, contact the following:
Phone: Toll-free 877-999-8824, Direct 719-584-0538
Fax: 719-584-7157
Email: pubs@aar.com
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TTCI Web page: http://www.aar.com
MSRP-A1 The MSRP-A1 Table of Contents is an inclusive index of all MSRP specifications, standards, and
INDEX recommended practices. It is available online at http://www.aar.com/aar_standards-publications.htm This
easy-to-access document is a convenient way to quickly identify in which manual a specific document
resides. The index is updated weekly, enabling the user to see in "real-time" which documents have been
updated via Circular Letter.
TECHNICAL For technical questions regarding this manual, contact the following:
QUESTIONS Technical Committee Coordinator
Transportation Technology Center, Inc.
P.O. Box 11130
55500 DOT Road
Pueblo, CO 81001
Email: castings@aar.com
Phone: 719-584-7101
Fax: 719-585-1895
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TO THE USER
Section S, Part I—”Casting Details,” Manual of Standards and Recommended Practices, Associa-
tion of American Railroads (AAR), covers casting and coupling system requirements of the Mechan-
ical Division of the Association of American Railroads.
USER’S GUIDE
Section S contains all of the specifications that relate to the design and casting of side frames, bol-
sters, couplers, and yokes. This manual also contains information on gauging and rebuilding these
components. It consists of the following:
• Preface: A listing of the subjects covered in the individual volumes making up this man-
ual. This preface is part of each section.
• Table of Contents in Alphabetical Sequence: A generalized subject listing that indi-
cates applicable specifications, standards, and recommended practices.
• Specifications, Standards, and Recommended Practices: The body of this volume
deals specifically with castings details.
RELATED SECTIONS
Section S, “Casting Details,” should be used in conjunction with Section S, Part II, “Trucks and
Truck Details,” and Section S, Part III, “Coupler and Yoke Details.” Other sections containing per-
tinent information are as follows:
• Section B—Couplers and Freight Car Draft Components
• Section C—Car Construction
• Section E—Brakes and Brake Equipment
• Section G—Wheels and Axles
• Section H—Journal Bearings and Lubrication
RESPONSIBILITY
The coverage of Section S, “Casting Details,” is the responsibility of the Coupling System and Truck
Castings Committee (CSTCC).
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PREFACE
The Manual of Standards and Recommended Practices of the Safety and Operations Department,
Association of American Railroads, is issued by authority of the Management Committee of the Di-
vision and includes all regularly adopted specifications, standards, and recommended practices of
the Association of American Railroads.
The manual is composed of the following sections:
• Section AS—Administrative Supplement serves as a suplement to all MSRP sections (this
is available as a free download at http://www.aar.com/aar_standards-publications.htm)
• Section A—Table of Contents, Alphabetical and Numerical Index of Sections B through S
inclusive (this is available as a free download at http://www.aar.com/aar_standards-publica-
tions.htm)
• Section B—Couplers and Freight Car Draft Components (100 Series)
• Section C—Car Construction—Fundamentals and Details (200 and 2000 Series)
• Section C, Part II—Design, Fabrication, and Construction of Freight Cars, M-1001
• Section C, Part III—Specifications for Tank Cars, M-1002
• Section D—Trucks and Truck Details (300 and 3000 Series)
• Section E—Brakes and Brake Equipment (300, 400, and 4000 Series)
• Section E, Part II—Electronically Controlled Brake Systems
• Section F—Sensors
• Section G—Wheels and Axles (600 Series)
• Section G, Part II—Wheel and Axle (Shop) Manual (600 Series)
• Section H—Journal Bearings and Lubrication (700 Series)
• Section H, Part II—Roller Bearing (Shop) Manual (700 Series)
• Section H, Part III—Lubrication (Shop) Manual (700 Series)
• Section I—Intermodal Equipment Manual
• Section J—Specification for Quality Assurance, M-1003
• Section K—Railway Electronics (5700 Series)
• Section K, Part II—Railway Electronics (5800 Series)
• Section K, Part III—Railway Electronics (5900 Series)
• Section L—Lettering and Marking of Cars (900 Series)
• Section M—Locomotives and Locomotive Interchange Equipment
• Section N—Multi-Level Manual
• Section S—Casting Details
• Section S, Part II—Truck Details and Casting Codes
• Section S, Part III—Coupler and Yoke Details
Specifications are designated with an “M” prefix (e.g., M-900). Standards are prefixed “S” (e.g.,
S-900). Recommended Practices carry the prefix “RP”( e.g., RP-900).
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TABLE OF CONTENTS—ALPHABETICAL
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TABLE OF CONTENTS—NUMERICAL
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Specification
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3.1.2 The steel when ordered to other than standard analysis in sizes not exceeding 200 in.2 in a
cross-sectional area shall conform to the requirements as to chemical ranges and limits prescribed
inTable 3.2.
Note: Data in Table 3.2 are applicable to other than standard semifinished steel products in sizes
not exceeding 200 in.2 in a cross-sectional area and are subject to permissible variations for check
analysis (see Table 3.4).
Table 3.2 Ladle chemical ranges and limits for basic and acid open-hearth steels
1 2 3 4
Chemical Ranges and Limits (%)
When Maximum of
Range Maximum Limit
Element Specified Element Is...
Carbona/ To 0.10, incl. 0.10
Over 0.10 to 0.25, incl. 0.06
Over 0.25 to 0.40, incl. 0.07
Over 0.40 to 0.55, incl. 0.08
Over 0.55 to 0.80, incl. 0.11
Over 0.80 0.14
Manganese To 0.40, incl. 0.40
Over 0.40 to 0.50, incl. 0.25
Over 0.50 to 1.15, incl. 0.30
Over 1.15 to 1.65 0.35
Phosphorusb/ Basic open-hearth steel:
To 0.05, incl. 0.04
Over 0.05 to 0.08, incl. 0.03
Over 0.08 to 0.13, incl. 0.05
Acid open hearth steel:
To 0.05, incl. 0.05
Over 0.05 to 0.07, incl. 0.04
Over 0.07 to 0.15, incl. 0.06
Sulphurc/ Basic open-hearth steel:
To 0.05, incl. 0.05
Over 0.05 to 0.07, incl. 0.04
Over 0.07 to 0.15, incl. 0.06
Acid open-hearth steel:
To 0.05 incl. 0.05
Silicon When silicon is required, the following ranges and limits are commonly used for
basic open-hearth steels: 0.10 max., 0.07 to 0.15, 0.10 to 0.20, 0.15 to 0.30.
Copper Minimum of 0.20 is standard for copper steel.
a/ The carbon ranges shown in column 3 apply when the specified maximum
limit for manganese does not exceed 1.00%. When the maximum manganese
limit exceeds 1.00%, add 0.01 to the carbon ranges.
b/ Phosphorized steel is not subject to check analysis for phosphorus.
c/ The sulphur ranges shown apply to basic open-hearth steels. Acid
open-hearth steel is not furnished sulphurized. Sulphurized steel is not sub-
ject to check analysis for sulfur.
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3.1.3 The steel when ordered in sizes exceeding 200 in.2 in a cross-sectional area shall conform to
the chemical ranges and limits prescribed in Table 3.3 for the composition required.
Note: Data in Table 3.3 are applicable to semifinished steel products in sizes exceeding 200 in.2 in
a cross-sectional area and are subject to permissible variations for check analysis (see Table 3.4).
Table 3.3 Ladle chemical ranges and limits for basic and acid open-hearth steels
Chemical Ranges and Limits (%)
When Maximum of Range or Maximum
Element Specified Element Is... Limit
Carbon To 0.25, incl. .0.09
Over 0.25 to 0.40, incl. 0.10
Over 0.40 to 0.55, incl. 0.11
Over 0.55 to 0.80, incl. 0.14
Over 0.80 to 0.95, incl. 0.17
Over 0.95 to 1.35, incl. 0.19
Manganese To 0.50, incl. 0.25
Over 0.50 to 1.15, incl. 0.30
Over 1.15 to 1.65 0.35
Phosphorus Basic open-hearth steel 0.040 max.
Acid open-hearth steel 0.050 max.
Sulphur Basic open-hearth steel 0.050 max.
Acid open-hearth steel 0.050 max.
Silicon To 0.35, incl. 0.15
Note: Acid open-hearth semifinished steel is normally furnished with a silicon range of 0.20% to
0.35%.
Table 3.4 Permissible variations for check analysis of basic and acid open-hearth steels
Variation, Over the Maximum Limit or Under the Minimum Limit (%)
Over Over Over Over
To 100 to 200 to 400 to 800 to
Limit, or Maximum of Specified 100 in.2, 200 in.2, 400 in.2, 800 in.2, 1600 in.2, Over
Element Range (%) incl. incl. incl. incl. incl. 1600 in.2
Carbon Over 0.25, incl. 0.02 0.03 0.03 0.04 0.05 0.06
Over 0.25 to 0.55, incl. 0.03 0.04 0.04 0.05 0.06 0.07
Over 0.55 0.04 0.05 0.05 0.06 0.07 0.08
Manganese To 0.90, incl. 0.03 0.04 0.05 0.06 0.07 0.08
Over 0.90 to 1.65, incl. 0.06 0.06 0.06 0.07 0.08 0.09
Phosphorus Over maximum only, to 0.05, incl. 0.008 0.008 0.01 0.01 0.015 0.015
Sulphur Over maximum only, to 0.05, incl. 0.008 0.01 0.01 0.01 0.015 0.015
Silicon To 0.35, incl. 0.02 0.02 0.03 0.04 0.04 0.05
Copper Under minimum only 0.02 0.03
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3.3.3 If the number of pieces from a heat is less than the number of samples specified in
paragraph 3.3.2, one sample shall be taken from each piece.
3.3.4 Samples for analysis shall be taken at a point on a diagonal midway between the cross-sec-
tional center and the corners of the piece by drilling parallel to the axis. In cases where it is not
practical to drill parallel to the axis, the piece shall be drilled on the side, but samples shall not be
taken until they represent the portion midway between the cross-sectional center and the corner.
3.3.5 The approximate diameter of the drill used shall be as follows:
Area of Cross-Section Approximate Drill
to Be Sampled (in.2) Diameter (in.)
16 and under 1⁄2
Over 16 1
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S1 Specified Process The purchaser may specify that the steel shall be made in the basic open-hearth, acid
open-hearth, or electric furnace. When electric-furnace steel is specified, the steel shall
conform to the requirements as to chemical ranges and limits prescribed in Table 7.1
subject to permissible variations in check analyses shown in Table 7.2.
S2 Discard The purchaser may specify any definite amount of discard other than as provided in
paragraph 2.2.
S3 Specified Maximum The purchaser may specify maximum amounts of incidental alloying elements.
Incidental Alloying
Elements
S4 Restricted Chemistry The purchaser may specify a more restricted range (higher mimimum or lower
maximum) or a more restricted limit, for one or more elements, than the standards
provided in Tables 3.1, 3.2, 3.3, and 7.1.
S5 Restricted Check The purchaser may specify more restrictive check analysis requirements for one or
Analysis more elements than provided in Tables 3.4 and 7.2.
S6 Guaranteed 1. When specified, the purchaser or representative may select one top-cut billet,
Segregation Tests bloom, or slab from which to make check analyses to represent each heat. Two
sets of drillings shall be taken from the top face of this piece at points on the same
diagonal of the piece. The drillings shall be taken with a 5⁄8 in. drill parallel to the
axis of the ingot as cast. The distance from the center of the piece to the drilling
points shall be, respectively, 15% and 80% of the length of the half diagonal of the
piece.
2. From the drillings taken at the 80% point, a complete analysis may be made. The
chemical composition thus determined shall conform to the requirements specified.
3. From the drillings at the 15% point, a carbon determination may be made. The
difference between the carbon content of the drillings from the 15% point and that
of the drillings from the 80% point, expressed as a percentage of the latter, shall not
exceed the following values:
Carbon Content
Thickness (in.)
Difference (%)
15 and under 15
Over 15 20
4. If, in any heat, the drillings taken in accordance with paragraph 1 above do not
conform to the requirements prescribed in paragraph 3 above, additional drillings
may be taken in a similar manner after making a further top discard from the
material from each ingot of at least 10% of the original weight. The results of this
analysis shall conform to the requirements prescribed in paragraph 3 above;
otherwise, the heat represented shall be rejected.
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Note: Data in Table 7.1 are subject to variations for check analysis (see Table 3.4).
Table 7.1 Ladle chemical ranges and limits for electric-furnace steels other than standard
Chemical Ranges and Limits (%)
When Maximum of Range
Element Specified Element Is... (Electric-Furnace Steels)
Carbon To 0.25 0.05a/ 0.08b/
Over 0.25 to 0.40 0.06 a/ 0.09b/
Over 0.40 to 0.55 0.07a/ 0.09b/
Over 0.55 to 0.70 0.09a/ 0.11b/
Over 0.70 to 0.95 0.11a/ 0.14b/
Over 0.95 to 1.35 0.14a/ 0.17b/
Manganese To 0.45, 0.15
Over 0.45 to 0.80 0.20
Over 0.80 to 1.15 0.25
Over 1.15 to 1.65 0.30
Phosphorus 0.025 max.
Sulphur To 0.060 0.02
Over 0.060 to 0.100 0.04
Over 0.100 to 0.140 0.05
Silicon To 0.15 0.08
Over 0.15 to 0.20 0.10
Over 0.20 to 0.35 0.15
Over 0.35 to 0.60 0.20
a/ These ranges for carbon apply to steel not exceed-
ing 200 in.2 in a cross-sectional area, or 18 in. in
width, or 10,000 lb in weight per piece.
b/ These ranges for carbon apply to steel exceeding
200 in.2 in a cross-sectional area, or 18 in. in
width, or 10,000 lb in weight per piece.
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S7 Guaranteed Heat When heat-treatment requirements are specified, all phases of testing procedure shall
Treatment be subject to agreement between the manufacturer and the purchaser. These involve
size of material to be tested; location of test bar; the size, shape, and method of
preparing test specimens; temperature and time of treatment; agitation of quenching
medium; and similar requirements. The minimum and maximum limits of a specified
hardness range shall be consistent with the hardness obtainable in the full range of the
specified chemical limits.
S8 Nonmetallic Inclusion When nonmetallic inclusion requirements are specified, the samples for testing shall
Requirements be taken on a longitudinal plane midway between the center and surface of the
material. The samples shall be hardened before being polished to avoid polishing pits;
and the area to be examined shall be agreed upon. The rating of the inclusion count
shall be based upon the average length of the inclusions, the longest inclusion, and the
general background. Any standards agreed upon shall be based upon a magnification
of 100×. Reference may be made to the “Recommended Practice for Determination of
the Inclusion Content of Steel” (ASTM Designation: E45).
S9 Macroetch Tests The purchaser may specify macroetch tests. This test consists of deep etching a
representative section in hot acid. The location, number, and interpretation of tests
should be determined by the manufacturer and the purchaser before the steel is
produced. Reference may be made to the “Tentative Method of Macroetch Testing”
(ASTM Designation: A317).
S10 Magnetic Particle 1. Magnetic particle inspection consists of suitably magnetizing the material and
Testing applying a prepared magnetic powder that adheres to the lines of flux leakage. On
properly magnetized material, flux leakage develops along surface or subsurface
non-uniformities.
2. The magnetic particle test was developed for, and used primarily on, fully machined
or ground surfaces of finished parts.
3. The method of magnetic particle inspection varies with the degree of
magnetization; the methods of conducting the inspection, including such conditions
as relative location of surfaces tested, method and sequence of magnetizing and
applying the powder; amperage; and the interpretation of indications.
4. There shall be definite agreement between the manufacturer and the purchaser
regarding methods of conducting magnetic particle tests or methods of inspection
and the interpretation of the results. Reference may be made to the “Standard
Methods for Magnetic Particle Testing and Inspection of Heavy Forgings” (ASTM
Designation: A275).
S11 Grain Size 1. Except as qualified in paragraph 2 below, carburized austenitic grain size may be
specified as coarse or fine; to be determined in accordance with the “Standard
Classification of Austenite Grain Size in Steels” (ASTM Designation: E19). The
steel shall be designated as coarse-grain when the grain structure falls within the
limits depicted in photographs Nos. 1 to 5, inclusive, ASTM Grain Size Charts E19,
and fine-grain when the grain structure falls within photographs Nos. 5 to 8,
inclusive. The grain structure shall be considered satisfactory if 70% is within the
specified grain size limits.
2. Due to certain manufacturing conditions, the grain size distinctions prescribed in
paragraph 1 above cannot be adhered to in blooms larger than 100 in.2 in
cross-sectional area nor in slabs larger than 20 in. × 5 in. For these larger sizes,
grain size requirements shall be negotiated between the purchaser and producers
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S12 Fracture Tests When specified, the soundness and homogeneity of the material may be judged by a
transverse fracture test. When making the test, a central area equivalent to at least
10% of the total area of the end of the piece shall be fractured. Before processing, there
shall be definite agreement between the manufacturer and the purchaser regarding
methods of conducting the test and interpretation of results.
S13 Surface Preparation The purchaser may specify, for purposes of making possible closer inspection, that the
material shall be pickled in acid, or sand- or shot-blasted, or prepared by any other
agreed-upon method.
S14 Controlled Cooling When the purchaser desires closer control of cooling than provided in paragraph 4.1.2,
purchaser may specify, when agreed upon, either
• a maximum controlled rate of cooling after hot-working;
• annealing, normalizing, or normalizing and tempering; or a maximum hardness.
S15 Surface Conditioning In case the maximum permitted depth for removal of surface defects as stated in
paragraph 4.2 is excessive for the purchaser’s requirements, purchaser may specify
either scarfing, grinding, or chipping to a maximum depth agreed upon.
S16 Marking and The purchaser may specify marking other than that required in paragraph 5.0.
Identification
S17 Ultrasonic Testing When agreed upon by the manufacturer and purchaser, ultrasonic testing may be
specified. There shall be definite agreement between the manufacturer and the
purchaser regarding methods of conducting ultrasonic tests and the interpretation of
results.
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Specification
M-126
• Grade A—Untreated. This grade is primarily used for drop forgings and parts of minor
importance and those that are to be case hardened.
• Grade B—Untreated. This grade is used for a general group of miscellaneous ordinary
forgings where heat treatment is not deemed necessary.
• Grade C—Annealed, normalized, or normalized and tempered
• Grade D—Annealed, normalized, or normalized and tempered
• Grade E—Normalized and tempered
• Grade F— Double-normalized and tempered
• Grade G—Quenched and tempered
• Grade H—Normalized, quenched, and tempered
Grades E, F, G and H forgings are used in heavy duty service on locomotives, cars, and other equip-
ment.
Note: Heat-treated and untreated axles are covered in the AAR Manual of Standards and Recom-
mended Practices, Section G, Specification M-101.
2.0 MANUFACTURE
2.1 Process
The steel shall be made by any of the following processes: Open-hearth, electric furnace, or basic
oxygen.
2.2 Discard
A sufficient discard shall be made from each ingot to ensure freedom from piping and undue segre-
gation.
2.3 Forging Practice
The forgings may be made direct from the ingot or from billets, the total reduction from ingot to
forging being not less than 3 to 1, unless otherwise specified.
2.4 Prolongation for Test
2.4.1 For test purposes, prolongations shall be attached to at least 5% of the forgings in each size
classification in each heat and in each heat-treating lot.
2.4.2 Forgings may be used for test procurement if forgings with prolongations are not available
or have been expended.
2.5 Boring
2.5.1 Boring, when required, shall be performed before normalizing, in the case of normalized
and tempered forgings; and before quenching, in the case of quenched and tempered forgings. In
the case of normalized, quenched, and tempered forgings, boring when required shall be performed
either before normalizing or before quenching.
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2.5.2 For quenched and tempered forgings, it is recommended, but not mandatory, that all forg-
ings over 7 in. in diameter be bored. No solid forging over 10 in. in diameter, and no forging over
8 in. in wall thickness shall be liquid quenched.
2.5.3 In bored forgings, the diameter of the hole shall be a matter of agreement between the man-
ufacturer and the purchaser.
2.6 Cooling and Heating
2.6.1 When hot blooms are to be cooled, they shall be subject to contact with water or air drafts
and allowed to cool uniformly. They shall not be subject to contact with water or air drafts.
2.6.2 Blooms overheating shall be reheated for forging in a manner that will prevent internal
bursts
2.6.3 Forgings shall be control cooled to below the critical range after forging and in a manner
that will prevent internal cracks that may result from too rapid cooling.
2.6.4 Forgings (Grades C through H) that are heat treated directly from forging are subject to the
following conditions:
2.6.4.1 They shall be cooled below the transformation temperature or to approximately 1,000 °F
before any reheating operation; and
2.6.4.2 They must not be permitted to cool below 500 °F without slow cooling as defined in
paragraph 2.6.3.
Note: As the temperature of the forgings approaches the minimum or 500 °F, a supplemental heat
source may be necessary to ensure an effective cooling cycle.
2.6.5 When properly vacuum-degassed steel is used, the slow-cooling requirements of
paragraphs 2.6.1, 2.6.3, and 2.6.4.2 may be omitted, but forging blooms must then be pile cooled.
2.7 Heat Treatment
Heat treatment may be performed in either batch-type furnaces or continuous furnaces.
2.7.1 Forgings
Forgings for heat treatment shall be reheated gradually and uniformly to the proper temperature
to refine the grain and held at this temperature for a sufficient time to effect the desired change.
2.7.2 Annealing
After heating to a suitable temperature, the forgings shall be allowed to cool slowly and uniformly.
A furnace charge thus treated is termed an annealing charge.
2.7.3 Normalizing
After heating to a suitable temperature, the forgings shall be withdrawn from the furnace and
allowed to cool uniformly in air. A furnace charge thus treated is termed a normalizing charge.
Cooling may be accelerated by increased air circulation, which must be controlled to provide rea-
sonably uniform cooling.
2.7.4 Double Normalizing
The procedure shall consist of two separate heat treatments. The second treatment shall be per-
formed at a lower temperature than the first treatment. A furnace charge thus treated is termed a
double normalizing charge. Cooling may be accelerated by increased air circulation, which must be
controlled to provide reasonably uniform cooling.
2.7.5 Quenching
After heating to a suitable temperature, the forgings shall be quenched in a suitable medium
under reasonably uniform conditions. A furnace charge thus treated is termed a quenching charge.
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2.7.6 Tempering
Forgings shall be reheated gradually to, and held at, a suitable temperature below the critical
range and shall then be allowed to cool under suitable conditions. A furnace charge thus treated is
termed a tempering charge.
2.8 Straightening
Straightening required by forgings furnished without machining shall be done at a temperature
not lower than 950 °F and in such a manner as to leave the surface free from injurious scars.
Straightening performed at temperatures lower than 950 °F shall be performed prior to machining
and shall be followed by proper stress relieving or applicable heat treatment.
3.0 CHEMICAL REQUIREMENTS
3.1 Chemical Composition
The steel shall conform to the requirements as to chemical composition prescribed in Table 3.1.
Table 3.1 Chemical composition of steel
Chemical Composition (%)
Grades Grades
Element Grade A Grade B C, D, and E Grade F G and H
Carbon 0.15 max 0.15 to 0.25 0.40 to 0.55 0.45 to 0.59
Manganese 0.30 to 0.60 0.30 to 0.60 0.60 to 0.90 0.60 to 0.90 0.60 to 0.90
Phosphorus (maximum) 0.045 0.045 0.045 0.045 0.045
Sulfur (maximum) 0.050 0.050 0.050 0.050 0.050
Silicon (minimum) 0.15 0.15 0.15
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4.1.2 The classification of forgings shall be determined by the specified diameter or thickness of
solid forgings disregarding large ends and collars or by the specified wall thickness of bored forg-
ings that are heat treated after rough boring.
4.1.3 The diameter of the test prolongation of forgings shall be the specified diameter of thickness
of the forging disregarding large ends and collars.
4.1.4 The yield point prescribed in Table 4.1 for Grades C, D, E, and F forgings may be deter-
mined by the drop of the beam or halt of the gauge of the testing machine, or by the use of dividers.
Where a definite yield point net is exhibited, the yield point method defined in paragraph 4.1.5
shall be used.
4.1.5 The yield point prescribed in Table 4.1 for Grades G and H forgings shall be determined by
a strain gauge or extensometer reading to 0.0002 in. Yield point may be defined as the stress at
0.6% total strain under load or as the stress at 0.2% offset. The method described in “Standard
Methods and Definitions for Mechanical Testing of Steel Products” (ASTM A370) shall be followed.
After the yield point has been passed, the extensometer may then be removed and the test contin-
ued to determine the tensile strength.
4.1.6 Tests of forgings shall be made only after final heat treatment.
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NOTE: THE GAUGE LENGTH, PARALLEL SECTION, AND FILLETS SHALL BE AS SHOWN, BUT THE ENDS MAY BE OF ANY
SHAPE TO FIT THE HOLDERS OF THE TESTING MACHINE IN SUCH A WAY THAT THE LOAD SHALL BE AXIAL.
Fig. 4.1 Standard round tension test specimen with 2-in. gauge length
4.3 Microscopic Test (Grades D, E, F, G, and H)
4.3.1 A specimen representing each size classification of each heat of each heat-treatment lot
shall be taken for microscopic tests from the tension test specimen. This section for microscopic
test shall be cut from the large undistorted portion of the test tension specimen in such a way as
will give a face transverse to the axis of the forging.
4.3.2 The face shall be polished practically free from scratches and shall be so etched as to clearly
define the microstructure. The specimen shall be examined under a magnification of 100 diame-
ters.
4.3.3 The whole of this section shall show uniform, well broken up, fine-grained structure, and
shall conform to the requirements illustrated in the photomicrographs, Figs. 4.2, 4.3, and 4.4.
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S1 Carbon Determination In addition to the complete analysis specified in paragraph 3.3 for Grades C, D, E, F,
G, and H forgings, a carbon determination may be made by the purchaser on drillings
taken with a 5§8 in. drill from the center of the forging or full-sized prolongation to
determine by the variation in carbon the amount of segregation. This determination
shall show the carbon content to be within 12% of the amount found at any point
midway between the center and surface. This requirement does not apply to bored
forgings.
S2 Residual Alloy Content The purchaser may specify that the residual alloying elements in the steel shall not
exceed 0.25% nickel, 0.15% chromium, or 0.06% molybdenum.
S3 Rough Machining The purchaser may specify a preliminary rough machining prior to the heat-treating
operation.
S4 Macroscopic Tests The prolongation from the largest forging in each heat shall be sawed normal to the
axis of the forging and shall then be split longitudinally. The transverse and the
longitudinal face shall be etched for macroscopic examination.
S5 Mechanical Tests The purchaser may specify mechanical tests of Grades A and B forgings. If mechanical
property tests do not conform to the requirements agreed upon, the manufacturer may
anneal or normalize the lot involved, but not more than three times.
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3.1.2 The limits for elements other than phosphorus and sulfur in the composition of alloy steel
shall be agreed upon by the manufacturer and the purchaser.
3.2 Ladle Analysis
3.2.1 An analysis of each heat of steel shall be made by the manufacturer to determine the per-
centages of carbon, manganese, phosphorus, sulfur, and silicon; also the alloying elements agreed
upon in accordance with paragraph 3.1.2.
3.2.2 The chemical composition thus determined shall be reported to the purchaser or pur-
chaser’s representative and shall conform to the requirements specified in paragraph 3.1.
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4.1.2 The classification of forgings shall be determined by the nominal or specified diameter or
thickness of solid forgings, disregarding large ends and collars, or by the nominal wall thickness of
bored forgings.
4.1.3 The nominal or specified outside diameter or thickness of the forgings, disregarding large
ends and collars, shall determine the size of the prolongation for test specimens.
4.1.4 The yield point prescribed in Table 4.1 for Grades A, B, and C forgings may be determined
by the drop of the beam or halt of the gauge of the testing machine; or by the use of dividers.
Where a definite yield point is not exhibited, the yield point method defined in paragraph 4.1.5
shall be used.
4.1.5 The yield point prescribed in Table 4.1 for Grades D, E, and F forgings shall be determined
by a strain gauge or extensometer reading to 0.0002 in. Yield point may be defined as the stress at
0.6% total strain under load or as the stress at 0.2% offset. The method described in “Standard
Method of Tension Testing of Metallic Materials” (ASTM E8) shall be followed. After the yield
point has been passed, the extensometer may then be removed and the test continued to determine
the tensile strength.
4.1.6 The yield point shall be determined at a speed of head not to exceed 1⁄16 in. per minute per
inch of gauge length. The tensile strength shall be determined at a speed of head not to exceed
3⁄4 in. per minute per inch of gauge length.
4.1.7 Tests of forgings shall be made only after final heat treatment.
4.2 Tension Test Specimens
4.2.1 Tension test specimens shall be taken from the test prolongation, or the manufacturer may
elect to furnish an extra forging for the purpose. When approved by the purchaser, the test speci-
men may be taken from forgings with a hollow drill.
4.2.2 Unless otherwise specified, the axis of the specimen shall be located at any point midway
between the center and surface of the solid forging or full-sized prolongation, or at any point mid-
way between the inner and outer surface of wall of bored forgings, and shall be parallel to the axis
of the forging in the direction in which the metal is most drawn out.
4.2.3 Tension test specimens shall conform to dimensions shown in Fig. 4.1.
NOTE: THE GAUGE LENGTH, PARALLEL SECTION, AND FILLETS SHALL BE AS SHOWN, BUT THE ENDS MAY BE OF ANY
SHAPE TO FIT THE HOLDERS OF THE TESTING MACHINE IN SUCH A WAY THAT THE LOAD SHALL BE AXIAL.
Fig. 4.1 Standard round tension test specimen with 2-in. gauge length
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Fig. 4.2 Photomicrographs (×100) of Grade A normalized and tempered alloy-steel forgings
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Fig. 4.3 Photomicrographs (×100) of Grade B normalized and tempered alloy-steel forgings
Fig. 4.4 Photomicrographs (×100) of Grade C normalized and tempered alloy-steel forgings
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S1 Rough Machining The purchaser may specify a preliminary rough machining prior to the heat-treating
operation.
S2 Residual Alloy Content The purchaser may specify that the residual alloying elements, not intentionally added,
shall not exceed 0.35% copper, 0.25% nickel, 0.20% chromium, and 0.06%
molybdenum.
S3 Macroscopic Tests The prolongation from the largest forging in each heat shall be sawed normal to the
axis of the forging and shall then be split longitudinally. The transverse and longitudinal
face shall be etched for macroscopic examination.
S4 Carbon Determination In addition to the analysis specified in paragraph 3.3, a carbon determination may be
made by the purchaser on drillings taken with a 5⁄8 in. drill from the center of the forging
or full-sized prolongation to determine by the variation in carbon the amount of
segregation. This determination shall show the carbon content to be within 12% of the
amount found at any point midway between the center and surface. This requirement
does not apply to bored forgings.
S5 Controlled Cooling The purchaser may specify a controlled cooling procedure.
Procedure
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E3310 0.08 to 0.13 0.45 to 0.60c/ 0.025 0.025 0.20 to 0.35 3.25 to 3.75 1.40 to 1.75 3310
E3316 0.14 to 0.19 0.45 to 0.60c/ 0.025 0.025 0.20 to 0.35 3.25 to 3.75 1.40 to 1.75 3316
4023 0.20 to 0.25 0.70 to 0.90 0.040 0.040 0.20 to 0.35 0.20 to 0.30 4023
4032 0.30 to 0.35 0.70 to 0.90 0.040 0.040 0.20 to 0.35 0.20 to 0.30 4032
4053 0.50 to 0.56 0.75 to 1.00 0.040 0.040 0.20 to 0.35 0.20 to 0.30 4053
4130 0.28 to 0.33 0.40 to 0.60 0.040 0.040 0.20 to 0.35 0.80 to 1.10 0.15 to 0.25 4130
E4135 0.33 to 0.38 0.70 to 0.90 0.025 0.025 0.20 to 0.35 0.80 to 1.10 0.18 to 0.25
4140 0.38 to 0.43 0.75 to 1.00 0.040 0.040 0.20 to 0.35 0.80 to 1.10 0.15 to 0.25 4140
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4142 0.40 to 0.45 0.75 to 1.00 0.040 0.040 0.20 to 0.35 0.80 to 1.10 0.15 to 0.25
4145 0.43 to 0.48 0.75 to 1.00 0.040 0.040 0.20 to 0.35 0.80 to 1.10 0.15 to 0.25 4145
4150 0.48 to 0.53 0.75 to 1.00 0.040 0.040 0.20 to 0.35 0.80 to 1.10 0.15 to 0.25 4150
4320 0.17 to 0.22 0.45 to 0.65 0.040 0.040 0.20 to 0.35 1.65 to 2.00 0.40 to 0.60 0.20 to 0.30 4320
4337 0.35 to 0.40 0.60 to 0.80 0.040 0.040 0.20 to 0.35 1.65 to 2.00 0.70 to 0.90 0.20 to 0.30
4340 0.38 to 0.43 0.60 to 0.80 0.040 0.040 0.20 to 0.35 1.65 to 0.35 0.70 to 0.90 0.20 to 0.30 4340
4620 0.17 to 0.22 0.45 to 0.65 0.040 0.040 0.20 to 0.35 1.65 to 2.00 0.20 to 0.30 4620
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Table 3.1 Chemical ranges and limits for open-hearth and electric-furnace alloy steels—standard semifinished steel products (page 2 of 2)
Chemical Composition Limits (%)
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Numbera/ Carbon Manganese Phosphorusb/ Sulfurb/ Silicon Nickel Chromium Molybdenum SAE Number
4640 0.38 to 0.43 0.60 to 0.80 0.040 0.040 0.20 to 0.35 1.65 to 2.00 0.20 to 0.30 4640
TS4720 0.17 t0 0.22 0.50 to 0.70 0.040 0.040 0.20 to 0.35 0.90 to 1.20 0.35 to 0.55 0.15 to 0.25 TS4720
4820 0.18 to0 0.23 0.50 to 0.70 0.040 0.040 0.20 to 0.35 3.25 to 3.75 0.20 to 0.30 4820
5026 0.43 to 0.50 0.75 to 1.00 0.040 0.040 0.20 to 0.35 0.20 to 0.35 5046
5132 0.30 to 0.35 0.60 to 0.80 0.040 0.040 0.20 to 0.35 0.75 to 1.00 5132
5140 0.38 to 0.43 0.70 to 0.90 0.040 0.040 0.20 to 0.35 0.70 to 0.90 5140
5150 0.48 t0 0.53 0.70 to 0.90 0.040 0.040 0.20 to 0.35 0.70 to 0.90 5150
5160 0.55 to 0.65 0.75 to 1.00 0.040 0.040 0.20 to 0.35 0.70 to 0.90 5160
E50100 0.95 t0 1.10 0.25 to 0.45 0.025 0.025 0.20 to 0.35 0.40 to 0.60 50100
E51100 0.95 t0 1.10 0.25 to 0.45 0.025 0.025 0.20 to 0.35 0.90 to 1.15 51100
E52100 0.95 to 1.10 0.25 to 0.45 0.025 0.025 0.20 to 0.35 1.30 to 1.60 52100
Vanadium
6120 0.17 t0 0.22 0.040 0.040 0.20 to 0.35 0.70 to 0.90 0.10 min.
6145 0.43 to 0.48 0.040 0.040 0.20 to 0.35 0.80 to 1.10 0.15 min.
6150 0.48 to 0.53 0.040 0.040 0.20 to 0.35 0.80 to 1.10 0.15 min. 6150
Molybdenum
8620 0.18 to 0.23 0.040 0.040 0.20 to 0.35 0.40 to 0.70 0.40 to 0.60 0.15 to 0.25 8620
8630 0.28 to 0.33 0.040 0.040 0.20 to 0.35 0.40 to 0.70 0.40 to 0.60 0.15 to 0.25 8630
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8540 0.38 to 0.43 0.040 0.040 0.20 to 0.35 0.40 to 0.70 0.40 to 0.60 0.15 to 0.25 8640
8655 0.50 to 0.60 0.040 0.040 0.20 to 0.35 0.40 to 0.70 0.40 to 0.60 0.15 to 0.25 8655
8660 0.55 to 0.65 0.040 0.040 0.20 to 0.35 0.40 to 0.70 0.40 to 0.60 0.15 to 0.25 8660
8720 0.18 to 0.23 0.040 0.040 0.20 to 0.35 0.40 to 0.70 0.40 to 0.60 0.20 to 0.30 8720
8740 0.38 to 0.43 0.040 0.040 0.20 to 0.35 0.40 to 0.70 0.40 to 0.60 0.20 to 0.30 8740
8745 0.43 to 0.48 0.040 0.040 0.20 to 0.35 0.40 to 0.70 0.40 to 0.60 0.20 to 0.30 8745
E9310 0.08 to 0.13 0.025 0.025 0.20 to 0.35 3.00 to 0.35 1.00 to 1.40 0.08 to 0.15 9310
9440 0.38 to 0.43 0.040 0.040 0.20 to 0.35 0.30 to 0.60 0.30 to 0.50 0.08 to 0.15 9440
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9840 0.38 to 0.43 0.040 0.040 0.20 to 0.35 0.85 to 1.15 0.70 to 0.90 0.20 to 0.30 9840
a/ Those steels with the letter “E” before the designation number are to be made in the electric furnace.
b/ For acid open-hearth steel, the maximum phosphorus and sulphur is 0.05%.
c/ For open-hearth steel, the manganese is 0.40% to 0.60%.
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3.2 The steel when ordered to other than standard analysis shall conform to the requirements as
to chemical ranges and limits prescribed in Table 3.2.
Notes:
1. Boron steels can be expected to have 0.0005% minimum boron content.
2. Data in Table 3.2 are applicable to other than standard semifinished steel products and are sub-
ject to permissible variations for check analysis (see Table 3.3).
Table 3.2 Chemical ranges and limits for basic and acid open-hearth steels—other than
standard semifinished steel products
Chemical Ranges and Limits (%)
When Maximum of Open-Hearth Electric-Furnace Maximum
Element Specified Element Is... Steels Steels Limit
Carbon To 0.25, incl. 0.06 a/ 0.09b/ 0.05a/ 0.08 b/
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Table 3.2 Chemical ranges and limits for basic and acid open-hearth steels—other than
standard semifinished steel products
Chemical Ranges and Limits (%)
When Maximum of Open-Hearth Electric-Furnace Maximum
Element Specified Element Is... Steels Steels Limit
Nickel To 0.50, incl. 0.20 0.20
Over 0.50 to 1.50, incl. 0.30 0.30
Over 1.50 to 2.00, incl. 0.35 0.35
Over 2.00 to 3.00, incl. 0.40 0.40
Over 3.00 to 5.30, incl. 0.50 0.50
Over 5.30 to 10.00, incl. 1.00 1.00
Chromium To 0.40, incl. 0.20 0.15
Over 0.40 to 0.80, incl. 0.25 0.20
Over 0.80 to 1.05, incl. 0.30 0.25
Over 1.05 to 1.25, incl. 0.35 0.30
Over 1.25 to 1.75, incl. 0.50 0.40
Over 1.75 to 3.99, incl. 0.60 0.50
Molybdenum To 0.10, incl. 0.05 0.05
Over 0.10 to 0.20, incl. 0.07 0.07
Over 0.20 to 0.40, incl. 0.10 0.10
Over 0.40 to 0.80, incl. 0.15 0.15
Over 0.80 to 1.15, incl. 0.20 0.20
Tungsten To 0.50, incl. 0.20 0.20
Over 0.50 to 1.00, incl. 0.30 0.30
Over 1.00 to 2.00, incl. 0.50 0.50
Over 2.00 to 4.00, incl. 0.60 0.60
Vanadium To 0.25, incl. 0.05 0.05
Over 0.25 to 0.50, incl. 0.10 0.10
a/ These ranges for carbon apply to steel not exceeding 200 in.2 in cross-sec-
tional area, or 18 in. in width, or 10,000 lb. in weight per piece.
b/ These ranges for carbon apply to steel exceeding 200 in.2 in cross-sectional
area, or 18 in. in width, or 10,000 lb. in weight per piece.
c/ Minimum silicon limit for acid open-hearth or acid electric-furnace alloy
steels is 0.15%.
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Table 3.3 Standard variations for check analysis of open-hearth and electric-furnace steels
Variation Over Maximum Limit or Under Minimum Limit (%)
Limit or Maximum of Over 100 to Over 200 to Over 400 to
Element Specified range (%) To 100 in.2 200 in.2, inclusive 400 in.2, inclusive 800 in.2, inclusive
Carbon To 0.30, incl. 0.01 0.02 0.03 0.04
Over 0.30 to 0.75, incl. 0.02 0.03 0.04 0.05
Over 0.75 0.03 0.04 0.05 0.06
Manganese To 0.90, incl. 0.03 0.04 0.05 0.06
Over 0.90 to 2.10, incl. 0.04 0.05 0.06 0.07
Phosphorus Over maximum only 0.005 0.01 0.01 0.01
Sulphur To 0.060, incl. 0.005 0.01 0.01 0.01
Silicon To 0.35, incl. 0.02 0.02 0.03 0.04
Over 0.35 to 2.20, incl. 0.05 0.06 0.06 0.07
Nickel To 1.00, incl. 0.03 0.03 0.03 0.03
Over 1.00 to 2.00, incl. 0.05 0.05 0.05 0.05
Over 2.00 to 5.30, incl. 0.07 0.07 0.07 0.07
Over 5.30 to 10.00, incl. 0.10 0.10 0.10 0.10
Chromium To 0.90, incl. 0.03 0.04 0.04 0.05
Over 0.90 to 2.10, incl. 0.05 0.06 0.06 0.07
Over 2.10 to 3.99, incl. 0.10 0.10 0.12 0.14
Molybdenum To 0.20, incl. 0.01 0.01 0.02 0.03
Over 0.20 to 0.40, incl. 0.02 0.03 0.03 0.04
Over 0.40 to 1.15, incl. 0.03 0.04 0.05 0.06
Tungsten To 1.00, incl. 0.04 0.05 0.05 0.06
Over 1.00 to 4.00, incl. 0.08 0.09 0.10 0.12
Vanadium To 0.10, incl. 0.01 0.01 0.01 0.01
Over 0.10 to 0.25, incl. 0.02 0.02 0.02 0.02
Over 0.25 to 0.50, incl. 0.03 0.03 0.03 0.03
Minimum value specified,
check under minimum limit 0.01 0.01 0.01 0.01
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5.3 If the number of pieces from a heat is less than the number of samples specified in
paragraph 5.2, one sample shall be taken from each piece.
5.4 When chips are taken by drilling, the approximate diameter of the drill used shall be as fol-
lows:
Over16 . . . . . . . . . . . . . . . . . . . 1
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S1 Specified Process The purchaser may specify that the steel shall be made in the basic open-hearth, acid
open-hearth, or electric furnace.
S2 Discard The purchaser may specify any definite amount of discard other than as provided in
paragraph 2.2.
S3 Incidental Alloy Content The purchaser may specify maximum amounts of incidental alloying elements.
S4 Restricted Chemistry The purchaser may specify a more restricted range (higher minimum or lower
maximum) or a more restricted limit for one or more elements than the standards
provided in Tables 3.1 and 3.2.
S5 Restricted Check The purchaser may specify more restrictive check analysis requirements for one or
Analysis more elements than those provided in Table 3.3.
S6 Guaranteed 1. When specified, the purchaser or his representative may select one top-cut billet,
Segregation Tests bloom, or slab from which to make check analyses to represent each heat. Two
sets of drillings shall be taken from the top face of this piece at points on the same
diagonal of the piece. The drillings shall. be taken with a 5⁄8 in. drill parallel to the
axis of the ingot as cast. The distance from the center of the piece to the drilling
points shall be, respectively, 15% and 80% of the length of the half diagonal of the
piece.
2. From the drillings taken at the 80% point, a complete analysis may be made. The
chemical composition thus determined shall conform to the requirements specified.
3. From the drillings taken at the 15% point, a carbon determination may be made.
The difference between the carbon content of the drillings from the 15% point and
that of the drillings from the 80% point, expressed as a percentage of the latter,
shall not exceed the following values:
Carbon Content
Thickness (in.) Difference (%)
15 or under . . . . . . . . . . . . . . . . 15
Over15 . . . . . . . . . . . . . . . . . . . 20
4. If, in any heat, the drillings taken in accordance with paragraph 1 do not conform to
the requirements prescribed in paragraph 3, additional drillings may be taken in a
similar manner after making a further top discard from the material from each’ingot
of at least 10% of the original weight. The results of this analysis shall conform to
the requirements prescribed in paragraph 3; otherwise the heat represented shall
be rejected.
S7 Guaranteed Heat When heat-treatment requirements are specified, all phases of testing procedure shall
Treatment be subject to agreement between the manufacturer and the purchaser. These involve
size of material to be tested; location of test bar; the size, shape, and method of
preparing test specimens, temperature and time of treatment; agitation of quenching
medium; and similar requirements. The minimum and maximum limits of a specified
hardness range shall be consistent with the hardness obtainable in the full range of the
specified chemical limits.
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S8 Nonmetallic Inclusion When nonmetallic inclusion requirements are specified, the samples for testing shall
Requirements be taken on a longitudinal plane midway between the center and surface of the
material. The samples shall be hardened before being polished to avoid polishing pits;
and the area to be examined shall be agreed upon. The rating of the inclusion count
shall be based upon the average length of the inclusions, the longest inclusion, and the
general background. Any standards agreed upon shall be based upon a magnification
of 100×. Reference may be made to the Recommended Practice of Determination of
the Inclusion Content of Steel (ASTM Designation: E 45).
S9 Macroetch Tests The purchaser may specify macroetch tests. This test consists of deep etching a
representative section in hot acid. The location, number, and interpretation of tests
should be determined by the manufacturer and the purchaser before the steel is
produced. Reference may be made to the Tentative Method of Macroetch Testing and
Inspection of Steel Forgings (ASTM Designation: A 317).
S10 Magnetic Particle 1. Magnetic particle inspection consists in suitably magnetizing the material and
Testing applying a prepared magnetic powder that adheres to it along the lines of flux
leakage. On properly magnetized material, flux leakage developes along surface
or subsurface non-uniformities.
2. The magnetic particle test was developed for, and used primarily on, fully machined
or ground surfaces of finished parts.
3. The method of magnetic particle inspection varies with
a. the degree of magnetization
b. the methods of conducting the inspection, including such conditions as relative
location of surfaces tested and method and sequence of magnetizing and applying
the powder
c. the amperage
d. the interpretation of indications
4. There shall be definite agreement between the manufacturer and the purchaser
regarding method of conducting magnetic particle tests or methods of inspection
and the interpretation of the results. Reference may be made to the Standard
Methods for Magnetic Particle Testing and Inspection of Heavy Forgings (ASTM
Designation: A 275).
S11 Grain Size 1. Except as qualified in paragraph 2 below, carburized austenitic grain size may be
specified as coarse or fine; to be determined in accordance with the Standard
Classification of Austenite Grain Size in Steels (ASTM Designation: E 19). The
steel shall be designated as coarse-grain when the grain structure falls within the
limits depicted in photographs Nos. 1 to 5, inclusive, ASTM Grain Size Charts E 19;
and fine-grain when the grain structure falls within photographs Nos. 5 to 8,
inclusive. The grain structure shall be considered satisfactory if 70% is within the
specified grain size limits.
2. Due to certain manufacturing conditions, the grain size distinctions prescribed in
paragraph 1 above cannot be adhered to in blooms larger than 100 in.2 in
cross-sectional area nor in slabs larger than 20 in.× 5 in. For those larger sizes,
grain size requirements shall be negotiated between the manufacturer and the
purchaser.
S12 Fracture Tests When specified, the soundness and homogeneity of the material may be judged by a
transverse fracture test. When making the test, a central area equivalent to at least
10% of the total area of the end of the piece must be fractured. Before processing,
there shall be definite agreement between the manufacturer and the purchaser
regarding methods of conducting the test and interpretation of results.
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S13 Surface Preparation The purchaser may specify, for purposes of making possible closer inspection, that the
material shall be pickled in acid, sand-or shot-blasted, or prepared by any other
agreed-upon method.
S14 Controlled Cooling When the purchaser desires closer control of cooling than provided in paragraph 6.1.2,
he may specify, when agreed upon, either
• a maximum controlled rate of cooling after hot working;
• annealing, normalizing, or normalizing and tempering; or
• a maximum hardness.
S15 Conditioning In case the maximum permitted depth for removal of surface defects as stated in
paragraph 6.2 is excessive for the purchaser’s requirements, purchaser may specify
either grinding or chipping to a maximum depth agreed upon.
S16 Marking and T h e purchaser may specify marking other than that required in paragraph 7.0.
Identification
S17 Ultrasonic Testing When agreed upon by the manufacturer and purchaser, ultrasonic testing may be
specified. There shall be definite agreement between the manufacturer and the
purchaser regarding methods of conducting ultrasonic tests and the interpretation of
results.
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CASTINGS, STEEL
Specification
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MANUFACTURE
4.0 PROCESS
The steel may be made by one or more of the following processes: open hearth, electric furnace,
crucible, converter, or basic oxygen.
5.0 HEAT TREATMENT
Castings shall be cleaned sufficiently to respond to heat treatment. Internal cavities shall not be
blocked by molding material. They shall then be treated according to the following procedure
appropriate to the requirements of paragraph 2.0.
After pouring, castings shall be allowed to cool to a temperature below 1000 °F (538 °C) prior to
heat treatment at a rate that will not be injurious to the castings.
5.1 Full Annealing
The casting shall be heated to the proper temperature above the transformation range for the re-
quired time to achieve complete austenization and to refine the grain structure. The casting shall
then be allowed to cool slowly in the furnace. Unless otherwise required by the purchaser, the man-
ufacturer has the option of normalizing instead of full annealing, where full annealing is specified.
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CE = C + Mn + Si- + Cr + Mo + V- + Ni + Cu-
------------------ ------------------------------ ------------------
6 5 15
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6.2 Hardenability
6.2.1 Grades D and E Steel
Composition of steel, except for coupler locks, shall produce in the standard Jominy test the mini-
mum hardness at 7⁄16 in. from the quenched end for the carbon composition as follows, based on the
initial composition:
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7.2.3 The manufacturer shall test specimens from melt heats and record results, excluding
flawed specimens. One specimen per heat for each grade of steel shall be tested. If a test specimen
shows a defect during machining or exhibits flaws before or after testing, it shall be discarded and
another specimen substituted. Specimens are to be removed from coupons produced per
paragraph 7.1.1. Results of testing must show compliance with the requirements of
paragraph 7.2.2 prior to shipment of finished castings.
7.2.4 If the percentage of elongation of any tension specimen is less than that specified, and any
part of the fracture is more than 3⁄4 in. from the center of the gauge length as indicated by the
gauge marks on the specimen before testing, a retest is allowed. Specimens are to be removed from
coupons produced per paragraph 7.1.1.
7.2.5 At the time of purchase, at only the purchaser’s option, specimens may be cut from castings
(excluding flawed specimens) and must have at least 80% of the tensile and yield properties estab-
lished in paragraph 7.2.2.
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7.3.2 Impact tests shall be conducted in accordance with the Standard Methods and Definitions
for Mechanical Testing of Steel Products, ASTM Standard A370, latest revision.
7.3.3 The manufacturer shall test specimens from melt heats and record results, including chem-
istry of that heat, excluding flawed specimens. Frequency of these tests shall be one test per week
per grade of steel obtained during the pouring of the last 25% of the heat. Specimens are to be
removed from coupons produced per paragraph 7.1.1.
7.3.4 As a manufacturer’s alternative, impact properties may be determined by use of the
Dynamic Tear Test (ASTM E604) or the Nil Ductility Transition Test (ASTM E208). Specimens are
to be removed from coupons per paragraph 7.1.1.
7.3.4.1 The Dynamic Tear test shall consist of determining the average energy absorbed from
three specimens from the same heat that shall be a minimum of 50 ft·lb at the temperature speci-
fied in the table in paragraph 7.3.4.3.
7.3.4.2 The Nil Ductility test shall consist of testing two specimens at the temperature specified
in the table in paragraph 7.3.4.3. Both specimens shall exhibit “no-break” performance.
7.3.4.3 Dynamic Tear and Nil Ductility Test Temperature
7.3.5 A check test may be made by the purchaser from a casting at purchaser’s expense. Results
of this testing shall conform to the minimum values specified in paragraph 7.3.4.
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7.4 Hardness
7.4.1 Cast steel components, except as provided for in product specifications, must be within a
Brinell Hardness range as follows:
7.4.2 Testing is to be done on a surface that has been ground to remove decaburization in accor-
dance with ASTM A370. This may be used as a process check as needed to supplement other test
results. A hardness test is to be performed on a furnace heat lot basis of either one casting or cou-
pon.
8.0 NUMBER OF TESTS, SMALL ORDERS
In case of small orders for castings weighing over 180 lb where the size of the order and the avail-
able pattern and foundry equipment are such that not more than five castings can be cast in one
heat, the physical properties, as required in paragraph 7.0, will be determined from an extra or
spare test coupon cast with and attached to some other casting of the same heat.
9.0 RE-HEAT TREATMENT
If the results of the physical test lot do not conform to the requirements specified, the manufac-
turer may re-heat treat such lot not more than twice, and retests shall be as specified in
paragraph 7.0.
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12.3 Defects may be repaired by using a metal-electrode arc welding process that will result in
sound weld deposit having, in the heat-treated condition, minimum mechanical properties equal to
the requirements for the parent metal. Welding may be performed in either the non-heat-treated
or heat-treated condition. Post-weld heat-treatment requirements are outlined in the product spec-
ification for the component involved.
12.4 Grade A, B, B+, C, D, or E castings shall not be welded while the temperature of the casting
is below 40 °F. Localized pre-heating to a minimum of 40 °F is acceptable. The temperature shall
not exceed 600 °F to avoid the possibility of warping.
12.5 For Welding Grade A Steel Castings
If a shielded metal arc process is used, the electrode shall be E6015, E6016, E6018, or equivalent.
12.6 For Welding Grades B and B+ Steel Castings
If a shielded metal arc process is used, the electrode shall be a low hydrogen coated type as follows:
• for Grade B—AWS/ASTM Class E7015, E7016, E7018, E8015, E8016, E8018, or equiva-
lent may be used
• for Grade B+—AWS/ASTM E8015, E8016, E8018, E9015, E9016, E9018, or equivalent
may be used
12.7 For Welding Grade C Steel Castings
If a shielded metal arc process is used, the electrode shall be a low hydrogen coated type,
AWS/ASTM Class E9015, E9016, E9018, or equivalent. At the option of the manufacturer, an elec-
trode of the AWS/ASTM Class E10015, E10016, E10018, or equivalent may be used for higher
mechanical properties after heat treatment.
12.8 For Welding Grade D Steel Castings
If a shielded metal arc process is used, the electrode shall be a low hydrogen coated type
AWS/ASTM E11015, E11016, E11018, or equivalent.
12.9 For Welding Grade E Steel Castings
The welding materials used for the repair of defects in Grade E steel castings shall be AWS/ASTM
Class electrode E12015, E12016, E12018, E13015, E13016, El3018, or equivalent.
13.0 MARKING
When marking requirements are not covered by individual product specification, the manufac-
turer’s identification mark, the pattern number and grade, and when specified, the purchaser’s ini-
tials shall be legibly cast on all castings.
14.0 VARIATION IN WEIGHT
When not covered by individual product specification, the normal weight shall have been previ-
ously agreed upon between the purchaser and the manufacturer. Castings may vary not more than
5% above or 3% below what has been determined as the normal weight for the castings.
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Specification
M-202
3.0 DESIGN
3.1 All standard fundamental AAR requirements, in addition to those specifically mentioned
herein, shall govern.
3.2 The minimum basis for testing shall be the vertical load “P” as given in Table 3.1, obtained as
follows:
P = 2C-2000 (d-4)
C = Axle capacity
d = Journal diameter
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3.3 Best practices for bolster designs shall be used. A documented design process utilizing best
practices shall be completed for each bolster design with documentation available for review by
purchaser upon request. Documentation shall be maintained by the manufacturer to demonstrate
that the design process is continually utilized to ensure adequate designs according to this specifi-
cation. Finite element techniques and solidification analysis are examples of best practices and
shall be performed by the manufacturer for each bolster design.
For the design, the vertical load, P, shall be taken as acting on the centerline of the bolster any-
where within 8 in. each side of the center of the bolster; also anywhere from the center of spring
support to a point 23 in. from the center of the bolster. The transverse load, equal to 0.25P, shall be
taken as acting on the neutral axis and shall be applied only at the center of the bolster.
4.0 STATIC TEST REQUIREMENTS
4.1 At least two specimens of each new design shall be tested in a suitable static testing machine
under the supervision of a representative of the CSTCC. The two specimens selected shall be good
average product.
4.2 Bolsters shall comply with the requirements of Table 4.1. The transverse and the vertical
tests shall be made separately. The vertical loads shall be applied separately, first at side bearing
and then at the center plate. The same specimen may be used for the transverse and the two verti-
cal loading tests.
4.3 Table 4.1 provides the minimum basis for computing test loads.
Table 4.1 Minimum computational load cases
Load in Pounds
Vertical
Transverse Grades B, B+, and C
Center Plate
Vertical Side Bearing
Load for zero setting of instruments 5000 5000 5000
Additional load for maximum deflection .95P 1.43P 1.43P
Load for maximum permanent set 1.9P 2.38P 2.85P
Minimum ultimate load ……. ……. 5.22P
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4.4 Table 4.2 provides the minimum values from paragraph 4.3 to be used in actual testing:
Table 4.2 Minimum load cases for testing
6 1⁄2 × 12
5 1⁄2 × 10 6 × 11 and 7 × 12
6 1⁄2 × 9
Gross rail load of two 4-wheel trucks (lb) 177,000 220,000 263,000 286,000 315,000
P—vertical load 81,000 101,000 121,000 132,500 146,000
Load 0.95P (deflection) 82,000 101,000 120,000 130,900 143,000
Load 1.43P (deflection) 120,500 149,000 177,500 194,500 212,000
Load 1.90P (deflection) 154,000 192,000 230,000 251,750 276,000
Load 2.38P (deflection) 192,000 240,000 287,500 315,350 345,000
Load 2.85P (deflection) 231,000 288,000 345,000 377,650 414,000
Load 5.22P (deflection) 423,500 528,000 632,000 691,650 759,000
4.5 The deflection measuring instruments shall be located midway between supports of speci-
mens and shall set at zero under an initial load of 5000 lb. A load of 20,000 lb shall be applied and
then released to 5000 lb for the zero setting of instruments.
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Fig. 4.1 Diagram of bolster test fixture for use in transverse loading
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Fig. 4.2 Diagram of bolster test fixture for use in vertical loading
5.0 DYNAMIC TEST REQUIREMENTS
5.1 Dynamic test requirements were developed based on the AAR study reported in AAR Report
R-440, “Analysis of Road Service Environmental Data and Laboratory Fatigue Test Data for Devel-
opment of Recommended Bolster Fatigue Test Guidelines,” dated August, 1980.
For approval, a minimum of three bolsters shall be selected from a lot of twenty-five by a represen-
tative of the Committee. Fatigue tests shall be performed on such machines as shall be approved
by the CSTCC, with at least two tests under the supervision of a representative of that Committee
(and with the unsupervised test being reviewed by the same representative).
5.2 Load Positions
The bolster shall be positioned in a fixture where vertical loads can be applied as illustrated in
Fig. 5.1 at positions Z', G, Q, C, and Z. The load is reacted at positions S and S'. The loads applied
at positions Z' and Z are 25 in. on each side of the center pin (Q) position. The loads acting at these
positions shall be applied through a block bolted to the bolster that is representative of conven-
tional side bearings. The loads acting at positions G, Q, and C shall be applied through a simulated
standard AAR car body center plate with 3° chamfer. Positions S' and S are schematically shown at
the center of the bolster spring seat supports. These supports shall simulate the load reactions
normally offered by spring groups. A double rocker block support is a satisfactory simulation of
this type of support. Fig. 5.2 is a sketch of a typical loading arrangement.
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G Q C
Z' Z
S' S
EQUIDISTANT EQUIDISTANT
L TO C
C L OF TRUCK COLUMNS
LOADING TO LOADINGS TO
SIMULATED SIDE SIMULATED BODY
BEARING CENTER PLATE
EQUIDISTANT EQUIDISTANT
L TO C
C L OF TRUCK COLUMNS
SETUP IS TYPICAL, VARIATIONS ARE PERMITTED UPON
APPROVAL BY EQUIPMENT ENGINEERING COMMITTEE
5.3.2.1 Simulation
The application of the bounce loads shall follow a path according to the following load sequence of
Table 5.1 (see Fig. 5.4).
To complete this bounce load sequence, additional full center plate loadings shall be applied at
position Q, varying from B-2 to B-l magnitude. The number of loads at Q shall equal the total num-
ber of loads at positions C and G (see Fig. 5.5).
Table 5.1 Vertical bolster loading sequence
Load Position of Load
Magnitude Line of Action
B-2 G
B-1 G
B-2 G
B-2a/ Qa/
B-2 C
B-1 C
B-2 C
B-2a/ Qa/
B-2 G
a/ May be deleted, if desired
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Z' G Q C Z
S' S
ROCK LOADING
R
LOAD
AT
Z
DWELL
LOAD
AT
Z'
O TIME
1 CYCLE 1 CYCLE
Fig. 5.3 Vertical edge “bounce” input into the side bearing location
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Z' G Q C Z
S S
B1
LOAD
AT
G
B2
O
LOAD
AT
Q
B2
O
B1
LOAD
AT
C
B2
O
TIME
1 CYCLE 1 CYCLE
Fig. 5.4 Vertical edge “bounce” input into the center bowl location
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Z' G Q C Z
S'
S
B1
LOAD
AT
Q
B2
O
TIME
1 CYCLE 1 CYCLE
Fig. 5.5 Vertical “bounce mode” input into the center bowl location
5.6 Test Requirements
Cyclic loads shall be applied until the bolster fails or until the proponent elects to stop the test.
Failure is defined as the occurrence of one or more of the following conditions:
• Inability of the bolster to support the B-l or R load.
• Separation of any segment of the bolster from the parent structure.
• Permanent deflection exceeding 1⁄4 in.
The test requirement is met if none of the three bolsters tested has failures as described above.
If cracks develop in any zone during testing, a record must be submitted of when they occurred in
the test sequence, their size, location (including designation for Zone 1, 2, or 3), orientation, and
propagation history for determining influence on structural integrity and development of crack
acceptance/rejection criteria.
5.7 Static Test
The manufacturer may, at the conclusion of the cyclic testing, apply a static load of the force shown
in B-l of Table 5.1 at position Q and hold for a short duration of time. This optional test is not part
of the acceptance requirement.
6.0 MARKING
6.1 All approved cast truck bolsters shall be legibly marked as follows:
6.1.1 All Designs
AAR identification number must be cast integral to the casting as follows:
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6.1.2 The markings specified above, when properly applied by the manufacturer, will serve as a
positive means of certifying that the design has been approved.
6.2 Coded Designs
Apply a proper code number that fully identifies the design, including material and heat treat-
ment. The code number system is shown in the AAR Manual of Standards and Recommended
Practices, Section S, Part II, Standard S-392, which is the AAR code for designating design fea-
tures for side frames and truck bolsters having built-in snubbing devices and single shoe brakes.
6.3 All truck bolsters made of structural steel shall be legibly marked with the letters AAR-S, fol-
lowed by the identification number assigned (e.g., AAR-S-1402). This marking is in addition to
those required in Chapter 3 of MSRP Section C, Part II, Specification M-1001.
6.4 The markings specified in paragraphs 6.1 and 6.2 are in addition to those required by Specifi-
cation M-201 in this manual. Location of markings is specified in MSRP Section S, Part II, Stan-
dards S-312 and S-314.
6.5 The code number, when applicable, as well as the identification number shall be shown on the
manufacturer’s detail drawing.
6.6 The manufacturer is to include a serial number on the bolster based on the month and year in
which the bolster was manufactured. Location on the bolster is to be according to MSRP Section S,
Part II, Standard S-312.
7.0 TEST FACILITY AND OBSERVERS
7.1 Tests and testing must be performed at a facility approved by the CSTCC. An AAR represen-
tative approved by the CSTCC must witness tests and provide test data and certification to the
AAR that test procedures and results are fully in accordance with AAR requirements.
7.2 The applicant requesting approval of the bolster shall make all arrangements for these tests
in accordance with these requirements.
7.3 Following successful completion of official witnessed testing, a test report is to be submitted
to the Chief—Technical Standards, Transportation Technology Center, Inc. This report shall
include the following information on the test specimens:
• Metal thickness readings compared to drawing dimensionsa/
• Internal solidity levelsa/
• Chemistry
• Mechanical properties, including impact
• Grain sizea/
• Model No., serial No., cast date
• Weight
• Radiographsa/
a/ To be recorded for 1) turn of spring seat; and 2) bottom tension member
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APPENDIX A
REQUIREMENTS GOVERNING APPLICATIONS FOR APPROVAL OF
BOLSTER DESIGNS UNDER LATEST ISSUE
1.0 Approval under this specification applies only to the foundry from which the approved
bolsters are produced, and if a manufacturer desires that more than one foundry be approved,
each foundry must be approved independently. The procedure for obtaining and maintaining
foundry approval is contained in Specification M-210.
2.0 The Committee reserves the right to select truck bolsters from production for subsequent
tests at no cost to the manufacturer aside from furnishing the test specimens.
3.0 This appendix provides the guidelines used by the CSTCC to determine what constitutes a
change in bolster designs and whether new approvals are necessary or not.
3.1 All base designs not already approved shall be submitted to the Chief—Technical Standards,
Transportation Technology Center, Inc., for CSTCC approval or notification that official AAR tests
are required.
3.2 Approval of a design applies only to the foundry for which it is approved; it does not cover an
identical or similar design made by another foundry or the same design made of a different mate-
rial by the same foundry.
3.3 In the event a foundry fails to maintain an approved status, the designs and castings previ-
ously produced will retain their AAR approval and identification number.
3.4 In the event a significant change is made to the casting process, such as using light-weight
casting procedures or changes to the casting wall thicknesses, the manufacturer shall submit
designs affected to the Chief—Technical Standards, Transportation Technology Center, Inc., for
Committee approval or notification that official AAR tests are required.
4.0 When a base pattern design has been approved, such approval will also apply to any issues of
that pattern when any of the following changes are made:
• Style of end casting within spring seat area where no reduction is made in the strength of
critical sections.
• Style and location of dead lever bracket or omission of same.
• Addition or removal of integral friction or pocket-type side bearings or change in contour of
side bearing pad.
• Addition or removal of finish allowances in center plate.
• A reduction of 1⁄2 in. or less in the distance from the spring or support seat to the center
plate bearing surface.
• Any increase in the distance from the spring or support seat to the center plate bearing
surface.
• Change in diameter and rim height of conventional center plate bowl.
• Change in side bearing spacing, provided the centerline of the side bearing is located
within the region from the center of the spring support to a point 23 in. from the center of
the bolster.
• Addition or removal of retaining key slots in the side walls of the bolster for locking center
pins, providing that the top of the key is 3 in. below the center plate bearing surface and
that the top and bottom of the slots are formed by a radius.
• Addition or removal of construction required for application of miner-safety locking pin.
• Lowering the center plate surface 1⁄4 in. to allow for a center plate liner, providing that the
average metal thickness is maintained.
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M-202 APPENDIX A
4.1 Patterns previously approved for Grade B may be approved for Grade B+ or Grade C, and pat-
terns previously approved for Grade B+ may be approved for Grade C if patterns are unchanged
and a new pattern number is assigned.
4.2 All changes to pattern numbers with an assigned AAR I.D. number that do not require AAR
approval must be forwarded to the AAR in the format shown in Appendix B.
5.0 TEST SPECIMENS
5.1 All test specimens presented for static and dynamic testing shall be produced by the manu-
facturer’s normal production methods as defined in Specification M-210, Appendix A, and be repre-
sentative of the manufacturer’s average commercial product. The test bolsters shall not be given
any special preparation that has not been given all truck bolsters in the course of regular produc-
tion. An advance I.D. number will be issued to allow production. Bolsters cannot be placed in reve-
nue service until AAR approval is granted. Records must be kept of all castings produced prior to
receipt of official AAR approval.
5.2 If the representative of the CSTCC rejects the test specimens due to apparent special prepa-
ration, he shall so inform the manufacturer. At the manufacturers’ request and expense, an inspec-
tion of similar products ready for shipment will be made by such representative or by the CSTCC
prior to testing to determine if the specimens presented for test are representative of the manufac-
turer’s regular production. The CSTCC shall make the final decision in case of appeal.
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APPENDIX B M-202
APPENDIX B
FORMAT FOR SUBMITTING CHANGES TO
BASE DESIGN PATTERN NUMBERS
Date: ______________________________
Subject: Side Frame/Bolster Pattern Number Change
Chief—Technical Standards
Transportation Technology Center, Inc.
55500 DOT Road
Pueblo, CO 81001
Email: techstds@aar.com
Dear Sir:
Please be advised of the following change to the pattern number of this side frame/bolster cited.
New Design
Pattern No. Applicable AAR I.D. No.a/
Drawing No.
Drawing No.
Yours truly,
Company
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Specification
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3.3 Best practices for side frame designs shall be used. A documented design process utilizing
best practices shall be completed for each side frame design with documentation available for
review by purchaser upon request. Documentation shall be maintained by the manufacturer to
demonstrate that the design process is continually utilized to ensure adequate designs according
to this specification. Finite element techniques and solidification analysis are examples of best
practices and shall be performed by the manufacturer for each side frame design.
For the design, the vertical load shall be taken as acting on the spring base (or its equivalent for
test) and shall be 1.5 “C.” The transverse load shall be taken as acting on the bolster guides, one
half on each guide on a line located above the nominal centerline through the two axles an amount
equal to the journal diameter of the axle less 1 1⁄2 in. and shall be 0.4 “C.”
4.0 STATIC TESTS
4.1 At least two specimens of each design shall be tested in a suitable static testing machine
under the supervision of a representative of the Coupling System and Truck Castings Committee.
The two specimens selected shall be good average product.
4.2 The side frames shall comply with static test requirements of Table 4.1. The transverse and
the vertical tests shall be made separately, but the same specimen may be used for both tests.
4.3 Table 4.1 provides the minimum basis for computing test loads.
Table 4.1 Minimum computational load cases
Load in Pounds
Grades B, B+, and C
Transverse Vertical
Load for zero setting of instruments 5000 lb 5000 lb
Additional load for maximum deflection 0.57C 2.14C
Load for maximum permanent set 1.14C 4.28C
Elastic limit, minimum 4.04C
Ultimate load 11.90C
4.4 Table 4.2 provides the minimum values from paragraph 4.3 to be used in actual testing:
Table 4.2 Minimum load cases for testing
6 1⁄2 × 12 7×9
and and
5 1⁄2 × 10 6 × 11 6 1⁄2 × 9 7 × 12
(lb) (lb) (lb) (lb)
Gross rail load of two 4-wheel trucks (lb) 177,000 220,000 263,000 286,000 315,000
C-axle capacity (lb) 42,000 52,500 63,000 68,750 76,000
Load 0.57C (deflection) 29,000 35,000 41,000 44,200 48,200
Load 1.14C (set) 48,000 60,000 72,000 78,400 86,400
Load 2.14C (deflection) 95,000 117,500 140,000 152,150 167,000
Load 4.28C (set) 180,000 225,000 270,000 294,250 324,000
Load 4.04C (elastic limit) 170,000 212,500 255,000 277,750 306,000
Load 11.90C (ultimate) 500,000 625,000 750,000 818,150 900,000
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4.5 The deflection measuring instruments shall be located midway between supports of the spec-
imen and shall be set at zero under an initial load of 5000 lb. In the vertical test only, a load of
20,000 lb shall be applied to the side frame and then released to 5000 lb for the zero setting of
instruments.
4.6 The elastic limit shall be determined by the Johnson Fifty Percent method. This may be
defined as the point on the stress strain diagram at which the rate of deformation is 50% greater
than the initial rate of deformation.
5.0 LOADING DIAGRAMS FOR STATIC TESTS
Fig. 5.1 shows the method for transverse test loading. Fig. 5.2 shows the method for vertical test
loading. Fig. 5.3 shows the location of knife edges in the vertical tests for various spring groupings.
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NOTE: GROUPS SHOWN ABOVE ARE TYPICAL. FOR OTHER SPRING GROUPS,
LOADING IS TO BE EQUALIZED ACCORDING TO SPRING ARRANGEMENT.
6.3.1.1.1 A transverse crack shall be recorded as critical at that number of loadings when it has
progressed 1⁄4 in. after initial recognition.
6.3.1.1.2 Any crack in a pedestal roof, including the relief radius.
6.3.1.2 Any crack in Zone 1 as shown in Fig. 8.2 of Specification M-210.
6.3.2 If cracks develop in any zone during testing, a record must be submitted of when they
occurred in the test sequence and their size, location, orientation, and propagation history.
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6.4 Test specimens must have loads applied and cycled as shown in Table 6.2.
Table 6.2 Minimum load range (lb)
6 1⁄2 × 12 7×9
and and
Type Loading 5 1⁄2 × 10 6 × 11 6 1⁄2 × 9 7 × 12
Gross rail load of two 4-wheel trucks (lb) 177,000 220,000 263,000 286,000 315,000
Vertical 0 to 100,000 0 to 125,000 0 to 150,000 0 to 164,000 0 to 180,950
Transverse in and out 0 to 13,000 0 to 16,500 0 to 19,500 0 to 21,300 0 to 23,520
Center twist right and left 0 to 8,500 0 to 10,650 0 to 12,800 0 to 13,950 0 to 15,420
Note: The number of cycles shown in Table 6.1 refers to vertical loads. The transverse and twist
loads are additional and in the ratio shown above.
6.6 Fig. 6.1 is a sketch of a typical loading arrangement. Fig. 6.2 shows the resultant wave forms
obtained from a computer controlled hydraulic loading system.
Fig. 6.1 Method of applying vertical, twist, and transverse loads to side frames
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2 CYCLES
0
DURING TEST, A MINIMUM OF 50 VERTICAL LOAD APPLICATIONS
PER MINUTE.
SPECIFIED TWIST LOAD
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7.0 MARKING
All approved cast side frames shall be legibly marked as follows:
7.1 All Designs
7.1.1 AAR identification number must be cast integral to the casting as follows:
Grade Steel Marking Example
B AAR-B (identification number) AAR-B 400
B+ AAR-B+ (identification number) AAR-B+ 402
C AAR-C (identification number) AAR-C 401
7.1.2 The markings specified above, when properly applied by the manufacturer, will serve as a
positive means of certifying that the design has been approved and, by reference to circular reports
and/or files of the CSTCC (and prior Committees holding the responsibility), the exact date of
approval can be ascertained.
7.2 Coded Designs
Apply a proper code number that fully identifies the design, including material and heat treat-
ment. The code number system is shown in the AAR Manual of Standards and Recommended
Practices, Section S, Part II, Standard S-392, which is the AAR code for designating design fea-
tures for side frames and truck bolsters having built-in snubbing devices and single shoe brakes.
7.3 The markings specified in paragraphs 7.1 and 7.2 are in addition to those required by Specifi-
cation M-201. Location of markings is specified in MSRP Section S, Part II, Standards S-312 and
S-314.
7.4 The code number, when applicable, as well as the identification number shall be shown on the
manufacturer’s detail drawing.
7.5 The manufacturer is to include a serial number on the side frame based on the month and
year in which the side frame was manufactured. Location on the side frame is to be according to
MSRP Section S, Part II, Standard S-314.
8.0 TEST FACILITY AND OBSERVERS
8.1 Tests and testing must be performed at a facility approved by the CSTCC. An AAR represen-
tative approved by the CSTCC must witness tests and provide test data and certification to the
AAR that test procedures and results are fully in accordance with AAR requirements.
8.2 The applicant requesting approval of the side frame shall make all arrangements for these
tests in accordance with these requirements.
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8.3 Following successful completion of officially witnessed testing, a test report is to be submitted
to the Chief—Technical Standards, Transportation Technology Center, Inc. This report shall
include the following information on the test specimens:
• Metal thickness readings compared to drawing dimensionsa/
• Internal solidity levelsa/
• Chemistry
• Mechanical properties, including impact
• Grain sizea/
• Model No., serial No., cast date
• Weight
• Radiographsa/
a/ To be recorded for 1) turn of spring seat; and 2) inner pedestal jaw
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APPENDIX A M-203
APPENDIX A
REQUIREMENTS GOVERNING APPLICATIONS FOR APPROVAL OF
SIDE FRAME DESIGNS UNDER LATEST ISSUE
1.0 Approval under this specification applies only to the foundry from which the approved side
frames are produced, and if a manufacturer desires that more than one foundry be approved, each
foundry must be approved independently. The procedure for obtaining and maintaining foundry
approval is contained in Specification M-210.
2.0 The Committee reserves the right to select truck side frames from production for subsequent
static and dynamic tests at no cost to the manufacturer aside from furnishing the test specimens.
3.0 This appendix provides the criteria used by the CSTCC for obtaining and maintaining
approval of cast side frame designs.
3.1 All base pattern designs not already approved shall be submitted to the Chief—Technical
Standards, Transportation Technology Center, Inc., for Committee approval or notification that
official static and dynamic tests are required.
3.2 Approval of a design applies only to the foundry for whom it is approved; it does not cover an
identical or similar design made by another foundry or the same design made of a different mate-
rial by the same foundry.
3.3 In the event a foundry fails to maintain an approved status, the designs and castings previ-
ously produced will retain their AAR approval and identification number.
3.4 In the event a significant change is made to the casting process, such as using light-weight
casting procedures or changes to the casting wall thicknesses, the manufacture shall submit
designs affected to the Chief—Technical Standards, Transportation Technology Center, Inc., for
Committee approval or notification that official AAR tests are required.
4.0 When a base pattern design has been approved, such approval will also apply to any issues of
that pattern when any of the following changes are made:
• Addition or removal of pad for stamping truck number.
• Columns altered to make any of the following variations in the design family, provided
there is no increase in width of bolster opening at the bottom:
• Barber S-2 (family)
• Ride Control (family)
• Cushion-Ride (family)
• Change in design of pedestal roof for application of wear liner of up to ¼ in. thickness pro-
viding the design metal thickness of pedestal roof is maintained between side walls of com-
pression member.
• Patterns previously approved for Grade B may be approved for Grade B+ or Grade C, and
patterns previously approved for Grade B+ may be approved for Grade C, if patterns are
unchanged and new pattern number is assigned.
4.1 All changes to pattern numbers with an assigned AAR I.D. Numbers that do not require AAR
approval must be forwarded to the AAR in the format shown in Appendix B.
4.2 Tests may be waived when the following conversion of approved designs are made: conversion
from wide to narrow pedestal jaw if the construction of the tension and compression members is
kept identical.
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APPENDIX B M-203
APPENDIX B
FORMAT FOR SUBMITTING CHANGES TO
BASE DESIGN PATTERN NUMBERS
Date: ______________________________
Subject: Side Frame/Bolster Pattern Number Change
Chief—Technical Standards
Transportation Technology Center, Inc.
55500 DOT Road
Pueblo, CO 81001
Email: techstds@aar.com
Dear Sir:
Please be advised of the following change to the pattern number of this side frame/bolster cited.
New Design
Pattern No. Applicable AAR I.D. No.a/
Drawing No.
Drawing No.
Yours truly,
Company
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Specification
M-203A
2.2 For six-wheel truck bolster design purposes, the minimum numerical values of the vertical
loads shall be as follows:
(5 1⁄2 in. diameter journals) P1 = 3 × 42,000– 3000 (5 1⁄2 – 4) = 121,500
(6 in. diameter journals) P1 = 3 × 52,500– 3000 (6 – 4) = 151,500
(6 1⁄2 in. diameter journals) P1 = 3 × 63,000– 3000 (6 1⁄2 – 4) = 181,500
(7 in. diameter journals) P1 = 3 × 76,000– 3000 (7 – 4) = 219,000
2.3 The vertical load on the bolster shall be considered to be located at any point from the longitu-
dinal centerline of the bolster to the center plate rim. The load shall further be considered to be
located at any point between the center plate rim and the side bearing until such condition exists
that 100% of the load will be supported by the side bearing.
2.4 All bolster arms, supporting beams, or any other load-carrying member of the bolster shall be
analyzed using the maximum bending moment that could occur for any of the above-described con-
ditions.
3.0 BOLSTER TRANSVERSE DESIGN LOADS
3.1 The six-wheel truck bolster is subject to transverse loads in two directions:
• Longitudinal (or car) loads due to impacts, braking, etc.
• Transverse (or car) loads due to body sway, track curvature, etc.
It is not likely that these two conditions will occur simultaneously; therefore, they will be consid-
ered separately. For design purposes, the stresses will be combined individually with those calcu-
lated from the vertical load, and the condition of maximum stress will govern the design of the
member in question.
3.2 The bolster longitudinal (of car) load shall be 0.25 of the center plate load. This load is
resisted by the bolster arms and is reacted into the side frame system. The load shall be considered
to be equally distributed to all four bolster arms.
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3.3 The bolster transverse (of car) design load shall be the same as the side frame transverse
design load. The minimum vertical load for one side frame is 3⁄4 (axle capacity). The minimum
transverse design load of the side frame is 0.4 of the vertical load; thus the minimum transverse
(of car) design load applied to each bolster arm is .3 (axle capacity) for the corresponding journal
size. That is,
0.75 (axle capacity) × 0.4 = 0.3 (axle capacity)
The combined vertical and transverse loads shall conform to Specification M-202, Table 4.1.
4.0 BOLSTER STATIC TEST REQUIREMENTS
4.1 Bolster Vertical Center Plate and Side Bearing Static Test Loads
To calculate the minimum vertical center plate and side bearing test loads, reference is made to
Specification M-202, Table 4.2. The deflection and set loads from Table 4.2 shall be used for the
six-wheel truck bolster.
The “P1” loads are those listed in the bolster vertical design section. The maximum deflection and
set values for the six-wheel truck bolster shall be as follows:
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1
1 --- C
2 - = 3--- C
C 1 = ----------
2 4
For design purposes, the minimum numerical values for C1 for the various journal sizes shall be as
follows:
The minimum vertical design load shall be 1.5 “C1.” The minimum transverse design load shall be
0.4 “C1” acting on the bolster guides.
5.2 Side Frame Static Test Loads and Deflection Requirements
The static test load requirements for the six-wheel truck side frames shall be as follows:
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The “C1” values are those listed in the side frame design load section. The maximum deflection and
set values for the side frames for the various wheel base trucks shall be as follows:
Vertical
6-Wheel Truck Deflection at 1.14C1 (in.) Set at 4.28C1 (in.)
Wheel Base Grade B Grade C Grade B Grade C
6 ft 10 in. .034 .043 .007 .007
8 ft 6 in. .040 .055 .010 .010
8 ft 8 in. .042 .058 .011 .011
9 ft 0 in. .047 .065 .012 .012
10 ft 0 in. .055 .079 .015 .015
11 ft 0 in. .062 .093 .017 .017
Transverse
6-Wheel Truck Deflection at .57C1 (in.) Set at 1.14C1 (in.)
Wheel Base Grade B Grade C Grade B Grade C
6 ft 10 in. .058 .102 .007 .007
8 ft 6 in. .070 .120 .010 .010
8 ft 8 in. .074 .127 .011 .011
9 ft 0 in. .083 .142 .012 .012
10 ft 0 in. .097 .170 .015 .015
11 ft 0 in. .111 .198 .017 .017
The vertical design load for the equalizer shall be 1.5 “C1.” The transverse design load for the
equalizer shall be 0.4 “C1.”
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The minimum “C1” values are those listed in the equalizer design load section. The maximum
deflection and set values for the equalizers shall be as follows:
Vertical
Equalizer Lengths Deflection at 2.14C1 (in.) Set at 4.28C1 (in.)
Between Load Centers Grade B and
(in.) Grade B Grade C Grade C
27 .026 .034 .0035
30 .027 .035 .0040
33 .027 .036 .0040
36 .028 .037 .0045
39 .029 .038 .0050
42 .030 .040 .0055
45 .031 .042 .0060
The equalizer shall not be subject to transverse test requirements due to the degree of difficulty in
obtaining a satisfactory test procedure.
6.3 Equalizer Fatigue Test Requirements
Approved or service-tested designs shall be exempted from fatigue tests. New equalizer designs
that do not differ fundamentally from the basic Buckeye design shall be given conditional approval
until such time as proper test equipment is available and sufficient experimental testing is accom-
plished to form the basis for establishing test criteria.
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Specification
M-205
Adopted: 1926;
Advanced to Standard: 1932; Last Revised: 2003
1.0 SCOPE
1.1 This specification covers the test requirements for AAR-approved freight coupler yokes.
1.2 AAR standard and alternate standard coupler yokes that have been approved for use in inter-
change service are shown elsewhere in this manual.
1.3 Special yoke designs may be approved by application for approval to the AAR.
2.0 BASIS FOR APPROVAL
2.1 All designs and manufacturers of coupler yokes must be approved by the AAR before yokes
can be used in interchange service. The basis for such approval shall be satisfactory compliance
with this specification.
2.1.1 Any design submitted for approval may be approved by waiver of official design tests.
2.1.2 Initial approval of a design applies only to the manufacturer for whom it is approved. It
does not cover an identical or similar design produced by another manufacturer or the same design
made of a different material by the same manufacturer.
2.1.3 The AAR may approve a design that has been previously approved for one manufacturer for
another manufacturer without the test prescribed in paragraph 4.0 provided the manufacturer
seeking approval has “qualified” by having a satisfactory test record.
2.1.3.1 For a manufacturer to become “qualified,” manufacturer’s record must cover satisfactory
design tests, as prescribed in paragraph 4.0, of not less than three different designs of coupler
yokes. Two of the three designs must be AAR standard or alternate standard conventional draft
gear pocket yokes shown in this manual.
2.1.3.2 When a “qualified” yoke manufacturer has not submitted a yoke design for AAR-super-
vised tests for a period of 3 years, the AAR may request that a current production design be sub-
mitted for the tests required by this specification. These tests will be conducted at the
manufacturer’s expense.
2.1.3.3 A “qualified” manufacturer who has not conducted AAR-supervised tests for a period of
3 years must test the yoke submitted for approval. Application for approval shall be addressed to
the Association of American Railroads, who will refer the application to the appropriate commit-
tee.
2.2 When permission is granted applicant to test the yoke, applicant will be furnished an identifi-
cation number to be used for manufacture of the test specimens required in paragraph 4.1.2.
2.3 Approval will be based on the satisfactory results of the static tests specified in
paragraph 4.0.
2.4 The committee may approve the design, cast in a certain grade of material, on the basis of
previous satisfactory tests of similar design and material.
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3.0 DESIGN
3.1 AAR standard and alternate standard yoke designs are shown in this manual.
3.2 Special yoke designs are those that vary in dimensions or material from the AAR standard or
alternate standard designs shown in this manual. Special yoke designs must have a minimum
cross-section of 10 1⁄2 in.2 in tension and conform to load requirements of paragraph 4.3. As applica-
ble, the special yoke designs should conform to AAR standard or alternate standard designs shown
in this manual with respect to material, dimensions, and tolerances. These special yoke designs
will not be protected in interchange service.
4.0 TEST REQUIREMENTS
4.1 Three coupler yokes shall be subjected to static tension tests.
4.1.1 The selection of specimens for test and the tests shall be witnessed by an official AAR repre-
sentative unless a written waiver is given by the AAR.
4.1.2 Specimen yokes to be tested will be selected from a lot of not less than 50 yokes. The test
specimens selected shall be representative of production yokes prescribed in the drawings and
applicable specifications.
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SUPPORT
BLOCK
LOAD SUPPORT
DUMMY SHANK
TENSION TEST
LOAD SUPPORT
DUMMY SHANK
Fig. 4.1
4.2.2 In making deflection measurements, the measuring instruments shall be set at zero after a
load of 20,000 lb has been applied and released to a datum load of 5,000 lb.
4.2.3 The minimum ultimate load shall be considered the load at which the yoke is distorted to
an extent that would cause binding in the draft gear pocket specified for the yoke being tested. In
no case shall the distortion exceed 1⁄4-in. overall, measured vertically or laterally.
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Specification
M-210
1.2.3 Inspections of all foundries will be conducted annually (at least once per year). All inspec-
tions will include, but not be limited to, the requirements of Appendix A. The cost of inspection will
be borne by the manufacturer. Any casting used for the annual inspection must be cast within 90
days of inspection, from a lot of no less than 25 pieces.
1.2.4 Manufacturer will be advised of inspection findings. If, after review of these findings, a
manufacturer is considered not qualified for AAR approval, manufacturer may request a reinspec-
tion at manufacturer’s expense.
1.2.5 A foundry that has met AAR inspection requirements and has subsequently met AAR
approval requirements on one or more different designs of side frame and/or bolsters shall be
approved.
1.2.5.1 Approval to produce side frames extends 3 years from the date of the last successful AAR
M-203 side frame approval test, provided that annual foundry inspections requirements have also
been met. If no new side frame design(s) are tested within a 3-year approval period, testing of an
existing AAR-approved design (cast within 90 days of test, from a lot of no less than 25 pieces) is
required to extend AAR approval. Testing of a new design resets the 3-year approval period.
1.2.5.2 Approval to produce bolsters extends 3 years from the date of the last successful AAR
M-202 bolster approval test, provided that annual foundry inspections requirements have also
been met. If no new bolster design(s) are tested within a 3-year approval period, testing of an exist-
ing AAR-approved design (cast within 90 days of submission for test, from a lot of no less than 25
pieces) is required to extend AAR approval. Testing of a new design resets the 3-year approval
period.
1.2.6 AAR Representation
1.2.6.1 An AAR official representative shall have free entry at all times to all parts of the manu-
facturer’s works that concern the manufacture, test, and inspection of materials for use in inter-
change service. This access is for the purpose of providing assurance that industry standards are
being maintained. The manufacturer shall afford the AAR representative all reasonable facilities
to assure the representative that materials are being furnished in accordance with these specifica-
tions.
1.2.6.2 The AAR reserves the right to require additional technical inspections, announced or
unannounced, and/or to employ third-party inspectors on a resident basis as deemed necessary by
the AAR and the Coupling System and Truck Castings Committee (CSTCC).
1.2.7 M-210 approval of a manufacturer or foundry may be removed for the following reasons:
1.2.7.1 For Cause. Consistent failure to maintain adequate quality control standards as evi-
denced by performance, inspections, or non-compliance with appropriate specifications.
1.2.7.2 Discontinued Production. A manufacturer or foundry discontinues production for
other than scheduled maintenance or other scheduled shutdowns.
1.2.7.3 Inspection Refusal. Refusal by a manufacturer to accept an inspection scheduled under
the provisions of this specification.
1.2.8 Applicants requesting certification or recertification in accordance with this specification
must meet the requirements of AAR Manual of Standards and Recommended Practices, Section J,
Specification M-1003, “Quality Assurance.” A list of approved casting manufacturers (foundries) is
maintained quarterly by the AAR Quality Assurance Committee.
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ALTERNATE LOCATIONS
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5.3 Gauging
5.3.1 Toleranced dimensions shall be within the limits of AAR standards and/or approved gauges.
5.3.1.1 Castings shall conform to the detailed construction drawings and be within manufactur-
ing variations for untoleranced dimensions.
Table 5.1 Typical and acceptable metal thickness variations
Metal Thickness Dimension Tolerance
1/4 in. up to, not including 7/16 in. +1/8 in., –1/32 in.
7/16 in. up to, not including 3/4 in. +1/8 in., –3/32 in.
3/4 in. up to, not including 1 1/4 in. +1/8 in., –1/8 in.
1 1/4 in. and greater +3/16 in., –5/32 in.
5.3.1.2 In local areas dictated by individual manufacturing practices, padding (or additional
metal thickness) is done for casting solidity. These practices are not considered to violate the plus
tolerance of metal section.
5.3.2 The manufacturer shall make available to the purchaser’s inspector for in-plant inspection
the approved gauges listed in Table 8.1 and shown with application instructions on Figs. 8.3 to
8.32 of this specification.
5.3.3 For those gauges not applied to 100% of castings produced, sampling techniques shall be
employed to confirm compliance with gauge requirements. For all gauges applied, sampling
records must be maintained in an auditable form to ensure suitability of gauging frequency in
accordance with production volume. An acceptable technique must be demonstrable to the AAR
inspector.
6.0 MANUFACTURER’S PROCESSES
6.1 Weld Repair
Written procedures shall be maintained for weld repairs and include the requirements listed in
paragraph 6.1.2. Manufacturers will have a demonstrable process to ensure compliance to this
procedure, including training programs and record keeping programs showing that line supervi-
sors and staff use due diligence to follow the prescribed practices.
6.1.1 Defects in castings may be repaired by welding. The defect must be removed prior to weld
repair. Defects that do not reduce metal thickness below allowable minimums, as defined in
paragraph 5.3.1, may be removed and blended with the surrounding surfaces. When defect
removal reduces metal thickness below allowable minimums, weld repair is required. Where a
defect continues through the casting wall and both sides of the wall are accessible for welding, the
casting shall be welded from both sides using a double “V” or a “U” contour weld. Where one side is
inaccessible, use of a copper, brass, or suitable weld backup tape is required. Grinding, chipping,
oxy-fuel washing, or air arc shall be used to remove defects, and appropriate inspection methods
(AWS D15.1) shall be used to ensure that the entire defect has been removed. Mechanical cleaning
must follow air arc defect removal to remove the carburized layer. Welding must be accomplished
in accordance with paragraph 6.1. Defect evacuation utilizing weld electrodes (often referred to as
“hot-rodding weld-defect-evacuation practice”) is prohibited.
6.1.1.1 Fabrication of a casting by welding is prohibited unless a welded design is approved by
the Coupling System and Truck Castings Committee.
6.1.1.2 The manufacturer will incorporate a marking system (or equivalent) to ensure that all
weld repairs are properly tracked through the entire weld repair and tempering process.
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6.1.2 All welders shall be qualified under the welder qualification procedures contained the latest
revisions of ASTM A-488, AWS D15.1, Railroad Welding Specification, and the manufacturer’s
written procedures. Weld repair must be made in the position for which the welder is qualified in
all cases. Welding in the flat down hand position is preferred. Facilities performing weld repairs
under this specification shall be inspected and approved by the AAR.
6.1.3 A preheat must be used if required in the manufacturer’s written weld procedures. Under
no condition shall welding be performed when the casting temperature is below 40 °F. (4 °C). Local
preheat is permitted.
6.1.4 Repair Welding
6.1.4.1 Repair welding shall be performed with low hydrogen-coated elements, flux core wire, or
gas-shielded welding process. Weld deposits shall provide properties equivalent to those of the fin-
ished casting.
6.1.4.2 For stick arc welding, use the electrodes indicated for the applicable grade of steel, as fol-
lows:
Grade of Steel Electrode
B AWS/ASTM E7015, E7016, E7018, or equivalent
B+ AWS/ASTM E8015, E8016, E8018, E10018, or equivalent
C (castings) AWS/ASTM E9015, E9016, E9018, or equivalent
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6.2 Finishing
6.2.1 General Finishing Requirements for Side Frames and Bolsters
6.2.1.1 Cleaning equipment must provide clean castings for proper inspection.
6.2.1.2 Loose material (e.g., core rods, slag, core sand, shot) inside the casting must be removed.
6.2.1.3 Sharp or ragged edges that could be injurious to workers shall be removed.
6.2.1.4 Surface discontinuities resulting from the removal of gates and risers shall be contoured
to within 1⁄4 in. above or 3⁄8 in. below the surrounding surfaces as long as minimum wall thickness
is maintained, unless interference would be created to assembly, operation, application, or service-
ability.
6.2.1.5 Ribs and padding added to facilitate manufacture may or may not be removed. When
removed, the remaining material is to be blended to within 1⁄4 in. of the surrounding surfaces. Any
rib or pad that interferes with assembly, operation, application, or serviceability must be removed.
6.2.1.6 Parting line shifts greater than 1⁄8 in. are to be blended within 1⁄8 in. of the surrounding
area, as long as minimum wall thickness is maintained.
6.2.1.7 Surface conditions in noncritical areas, identified as Zones 2 and 3 in Figs. 8.1 and 8.2,
shall meet the following requirements:
6.2.1.7.1 All negative surface conditions (holes) with a surface area of 1⁄2 in. diameter and a depth
of more than 3⁄16 in. must be weld-repaired.
6.2.1.7.2 A grouping of five or more pin holes within a 1 in.2 area and 3⁄16 in. or greater in depth
must be weld-repaired.
6.2.1.7.3 Individual pin holes greater than 1⁄16 in. in diameter and greater than 3⁄16 in. deep must
be repaired.
6.2.1.7.4 Fused chaplets need not be removed.
6.2.1.7.5 Gouges exceeding 1⁄8 in. deep and greater than 1 in. long shall be blended or
repair-welded and blended. Minimum wall thickness must be maintained.
6.2.1.8 Surface conditions in critical areas, identified as Zone 1 in Fig. 8.1, shall meet the follow-
ing requirements.
SCRATA Reference Quality Levels for Critical Zones
Surface Roughness A3
Inclusions B4
Gas/Porosity C2
Wrinkles D3
Scabs E4
Chaplets F2
Thermal Dressing G2
Gouges H4
( ⁄8 in. max. depth)
1
Welds J3
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6.2.1.9 Remove all fins on the exterior surface to within 1⁄8 in. of the surrounding surface. Remove
all interior fins that interfere with access for assembly purposes to within 1⁄4 in. of the surrounding
surfaces. Any fin that interferes with assembly, operation, application, or serviceability must be
removed.
6.2.1.10 Core shifts/mismatch in critical areas, identified as Zone 1 in Fig. 8.1, that exceed 1⁄8 in.
must be welded and/or blended. Minimum wall thickness must be maintained. For purposes of this
section, the ribs and side walls beneath the center plate are considered to be critical areas.
6.2.1.11 Welds are to have slag removed and on external surfaces be blended to within 1⁄8 in. of
the surrounding surfaces. Blending is not required on internal surfaces except in critical areas,
identified as Zone 1 in Figs. 8.1 and 8.2. Any weld or blending must not interfere with assembly,
operation, application, or serviceability of the casting.
6.2.1.12 A crack, hot tear, or surface shrinkage is a condition on the casting that was formed dur-
ing the manufacture or processing of the casting. These foundry-related defects must be removed
by either grinding or excavation and repair-welding. Minimum wall thickness must be main-
tained.
6.2.1.13 Arc strikes in Zones 1 and 2 locations (after heat treatment) are prohibited per
AWS D15.1 and shall be ground to sufficiently remove the heat affected zone or be treated as welds
and handled in accordance with paragraph 6.1.1 and Figs. 8.1 and 8.2.
6.2.2 Finishing of Bolster Features
6.2.2.1 Center plate surfaces shall conform to AAR Manual of Standards and Recommended
Practices, Section D, Standard S-305.
6.2.2.2 Application of center plate liners shall conform to MSRP Standards S-305, S-306, S-307,
and S-308.
6.2.2.3 Side bearing pads shall conform to MSRP Section D, Standards S-394 and S-3013.
6.2.2.4 Wedge Pockets
6.2.2.4.1 All fins, projections, and excess metal shall be removed from wedge pocket walls and
surfaces.
6.2.2.4.2 Wedge pocket slope surfaces shall meet the following SCRATA quality levels: A2, H2,
J2.
6.2.2.4.3 Negative slope surface conditions in excess of 1⁄8 in. in depth must be repair-welded to
meet the following SCRATA quality levels: A2, H2, J2.
6.2.2.4.4 Finished wedge pockets must comply with manufacturers’ gauge requirements for each
specific application.
6.2.2.5 Application of Wedge Pocket Wear Plates and Inserts
6.2.2.5.1 Wedge pocket wear plates and inserts must be seated firmly against mating surfaces
and be properly positioned before welding.
6.2.2.5.2 Welds must not protrude beyond the surface of the wear plates or inserts. Welds in holes
within the perimeter of the wear plates must be flush to 1⁄16 in. below the face of the plate.
6.2.2.5.3 Welds must be solid and free of cracks.
6.2.2.5.4 Wedge pockets, wear plates, and inserts must be free of any foreign material after weld-
ing.
6.2.2.5.5 A 1⁄32 in. × 1⁄2 in. feeler must not pass between casting surface and wear plate more than
3⁄4 in. from the nearest edge.
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6.3.3 After the material has been inspected and accepted, the inspector may stamp each casting
with a private mark.
6.4 Painting
Castings that have been accepted by the plant inspection department and/or purchaser shall be
given a protective coat of paint, if specified.
6.5 Shipment
6.5.1 Side frames shipped in pairs shall be mated in accordance with MSRP Section S, Part II,
Standard S-378, unless otherwise required within this specification.
6.5.2 Side frames shipped in pairs must have matching button counts unless approved by the
purchaser.
6.6 Records
6.6.1 All records required by this and related specifications shall be made available upon request.
6.6.2 Manufacturers producing and selling castings per this standard must maintain permanent
records containing the AAR identification number, date of manufacture, pattern and serial num-
bers, and distribution statistics that will be provided to the AAR quarterly in an electronic format
developed and agreed upon by the manufacturers. AAR’s agent will maintain the records in a con-
fidential file for 30 years.
7.0 LANGUAGE
7.1 Foundries using a native language other than English are responsible for the accurate com-
munication of all applicable AAR and customer requirements within the foundry.
7.2 Foundry practices and the final product must conform to the English language versions of
any applicable standards or specifications.
7.3 Critical records are defined as the standards, internal procedures, and forms necessary to
demonstrate compliance with MSRP Specifications M-210 and M-1003. Critical records must be
kept up to date with production and be maintained in English.
8.0 GAUGE DRAWINGS
Drawings for gauges listed in Table 8.1 are maintained by the Truck Manufacturer’s Engineers’
Committee. Copies of the drawings are available through the Truck Manufacturer’s Engineers’
Committee.
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Grade C
Normalized or
Grade B and B+
Quenched and
Tempered
Welds in Zone 1 Furnace temper a/ Furnace temper b/
Welds in Zone 2 Two or more equal passes—no heat treat Temper
Welds in Zone 3 Heat treat optional Heat treat optional
a/ Zone 1 temper will be a furnace temper.
b/ Internal ribs under the bolster center bowl are considered Zone 1
locations.
FIGURE A
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Grade C
Normalized or
Grade B and B+
Quenched and
Tempered
Welds in Zone 1 Furnace temper a/ Furnace temper b/
Welds in Zone 2 Two or more equal passes—no heat treat Temper
Welds in Zone 3 Heat treat optional Heat treat optional
a/ Zone 1 temper will be a furnace temper.
b/ Internal ribs under the bolster center bowl are considered Zone 1
locations.
FIGURE B
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Table 8.1 AAR standard gauges for side frames and bolsters
The gauge application figures contained in this specification illustrate one possible design to meet the gauging requirement.
Alternate gauge construction may be used if the gauging method does not change.
Gauge Application
Gauge No. Gauge Description
Figure No.
Side Frames (5½ × 10, 6 × 11, 6½ × 9, 6½ × 12, and 7 × 12)
8.3 EC 1107–3 Application of wheel base gauge to side frames
8.4 EC 1107–2 Enlarged view of scale on wheel base gauge
8.5 EC 1107–1 Wheel base gauge for side frames
8.6 EC 1119 Warp gauge for side frames
8.7 EC 1120 Column “Go” gauge for side frames
8.8 EC 1121 Column “No-Go” gauge for side frames
8.9 EC 1136 Journal roof to spring seat height and alignment gauge for truck side frames
8.10 EC 2037–2 Unit-type brake beam guide bracket gauges for side frames
8.11 EC 1149 Unit guide bracket alignment gauge for truck side frame
8.12 EC 1083–2 Application of adapter clearance gauge to narrow pedestal side frame
8.13 EC 1084–2 Application of box gauge to narrow pedestal side frame
8.14 EC 1085–2 Application of no-pass gauge for thrust lug and pedestal jaw narrow pedestal side frames
8.15 EC 1086–2 Application of transverse roof flatness gauge for narrow pedestal side frames
8.16 EC 1087–2 Application of radius gauge for thrust lug and jaw face narrow pedestal side frames
8.17 EC 1088–2 Application of no-go gauge for thrust-lug width on narrow-pedestal side frames
8.18 EC 1089–2 Application of longitudinal roof flatness gauge for narrow pedestal side frames
8.19 EC 1090–2 Application of key slot gauge and journal roof to key slot gauge for pedestal side frames
8.20 EC 1091–2 Application of thrust lug height gauge for narrow pedestal side frames
Truck Bolsters (5½ × 10, 6 × 11, 6½ × 9, 6½ × 12, and 7 × 12)
8.21 EC 1109 As-cast center plate go gauge for truck bolster
8.22 EC 1126 Center plate go gauge for truck bolster center plate wear liners
8.23 EC 1110 As-cast center plate no-go gauge for truck bolster
8.24 EC 1127 Center plate no-go gauge for truck bolster vertical ring wear liners
8.25 EC 1112–2 Application of center pin hole diameter and depth gauge for truck bolster
8.26 EC 1159 Bolster side bearing pad gauge constant-contact type flatness application
8.27 EC 1114–2 Application of center plate to side bearing gauge for truck bolster
8.28 EC 1124 Spring seat twist gauge for truck bolsters
8.29 EC 1142–2 Application of spring seat to center plate gauge for truck bolster
8.30 EC 1115 Column go and no-go gauge for truck bolster
8.31 EC 1116 Column guide no-go gauge for truck bolster
8.32 EC 1108–2 Application of span and squareness gauge for truck bolster
APPENDIX A
AAR PROCEDURE FOR THE INSPECTION OF FOUNDRIES
The AAR inspection program is designed to qualify and evaluate each foundry’s and manufacturer’s
capability of producing castings to AAR specifications. This program is directed toward establishing
a minimum acceptable level of performance and capability with respect to experience, procedures,
ability, and equipment to produce castings of the required quality. Each foundry will be evaluated
on the following requirements during an inspection of the facilities by the AAR inspector:
1. Observe entire plant operation, with emphasis on procedures that affect quality and uniformity
of product.
2. Confirm values of certification test reports by following data gathering and storage throughout
the foundry process.
3. Inspect production and quality control equipment and facilities to determine ability to meet pro-
duction requirements.
4. Interview supervisors and workers with respect to procedures and methods used in all aspects
of production.
5. Review finished product defect matrix and scoring.
6. Review results of inspection with plant management and advise of any deficiencies noted.
Process control plans shall be established to control the critical foundry processes. Process control
plans should be obtained and reviewed by the official AAR auditor/inspector prior to the actual au-
dit. These control plans shall include at a minimum:
• Process name / operation description
• Critical process inputs
• Process outputs
• Specification limits
• Evaluation technique
• Sample size / frequency
• Control method (control chart, report, etc.)
• Reaction plan
Note: Process change procedures shall be in place to ensure that processes are reverified using ap-
propriate techniques following changes. This is to ensure that any changes demonstrate that the
revised process continues to meet the specified process limits.
Critical Processes and their outputs are covered below and shall be reviewed by the inspector.
APPENDIX B
AAR CASTING TECHNICAL INSPECTOR QUALIFICATION GUIDELINES
1.0 The AAR inspection program is designed to evaluate and assess the ability of foundries
producing castings to AAR specifications. This appendix is intended to identify the requirements
for becoming an AAR-qualified Casting Technical Inspector and for performing inspections on
behalf of and authorized by the AAR on behalf of the AAR Casting Committee, hereinafter referred
to as the Committee, in accordance with the provisions of the applicable AAR Manual of
Standards and Recommended Practices.
2.0 Inspector candidates must apply to the AAR and include the following information to verify
compliance with the provisions herein:
2.1 Resume of work experience, formal education, and related training.
2.2 References who may be contacted, including past or present employer(s) and those who have
knowledge of the candidate’s capabilities.
2.3 Evidence of experience and/or training for the following core skills as it relates to the produc-
tion of steel castings:
• Steel making – melting
• Heat treating
• Chemical testing
• Mechanical testing
• Welding
• Nondestructive testing
• Metrology
3.0 In addition to the above, inspectors must be aware of the technical requirements in the
applicable AAR Manual of Standards and Recommended Practices.
4.0 The Committee shall review candidate applications. If the Committee approves the candidate
as an AAR Casting Technical Inspector, the AAR will execute the necessary contracts for
employment of services and confidentiality.
5.0 At the discretion of the Committee, the candidate may be required to attend inspections,
quality audits, and/or additional training once authorized as an AAR Casting Technical Inspector.
Attendance at audits may not be performed prior to entering into a confidentiality agreement with
the AAR.
6.0 The Committee may request a meeting/interview with the candidate inspector to obtain
additional information.
7.0 AAR Casting Technical Inspectors shall be certified as such for a period of 3 years. At the end
of this period, the inspector must be reevaluated for continued certification. The Committee
reserves the right to reconsider certification of approved AAR Casting Technical Inspectors. If
certification is reconsidered prior to the recertification period, the inspector will be advised in
writing of cause for this reconsideration and be permitted the opportunity to discuss the issue with
the Committee.
APPENDIX C
INTERNAL SOLIDITY STANDARDS
1.0 INTERNAL SOLIDITY SECTION CUT LOCATIONS AND SECTIONAL AREAS FOR
ELEVATION
Specification
M-211
1.0 SCOPE
1.1 This specification covers the following:
• Requirements for AAR-approved foundries that manufacture couplers, coupler yokes,
knuckles, follower blocks, and cast coupler parts for use in North American freight inter-
change service
• Requirements for couplers, coupler yokes, knuckles, follower blocks, and cast coupler parts
for use in North American freight interchange service
1.2 All designs and foundries shall be approved by the AAR before being used in interchange ser-
vice. The basis for approval shall be compliance with this specification.
2.0 BASIS OF FOUNDRY APPROVAL
2.1 Foundry approval shall include compliance with this specification as well as with the follow-
ing:
• AAR Manual of Standards and Recommended Practices (MSRP), Section S,
Specifications M-201, M-205 (for yokes), and M-220
• MSRP, Section J, Specification M-1003
• MSRP Section AS, Standard S-060
• AWS D15.1, Railroad Welding Specification for Cars and Locomotives.
2.2 Each facility that produces castings or conducts thermal dressing, welding, or heat-treatment
shall be approved.
2.3 Each foundry requires an initial technical inspection to achieve approval and an annual tech-
nical inspection to maintain that approval, as outlined in Appendix H.
2.4 Each foundry requires an initial QA inspection to achieve approval and an annual QA inspec-
tion to maintain that approval as described in MRSP Section J, Specification M-1003.
2.5 Each foundry requires design approval for one or more designs of couplers, coupler yokes, or
knuckles that the foundry manufactures. If a product and design group (defined in
paragraph 3.2.1) are discontinued, the provisions of MSRP Section AS, Standard S-060, shall be
followed.
2.6 A foundry that has met AAR technical, QA, and component design requirements on one or
more different designs of couplers, coupler yokes, or knuckles shall be approved to manufacture
any standard or alternate standard component in those design groups.
2.7 Quenched and tempered Grade E steel castings, as defined in Specification M-201, shall be
utilized for all couplers, knuckles, locks, coupler yokes, and follower blocks, unless specifically
approved under alternate AAR specification(s).
3.2 Design Group, New Product, and New Foundry Test Requirements
Design group test requirements, summarized in Table 3.2, supplement those set forth in Specifica-
tion M-201 and are required for both acquiring and maintaining foundry approval. These tests are
also used for approval requirements for new products.
Table 3.2 Design group tests
Design Groups
or Product Test (M-211 Paragraph) Samples Frequency
Coupler and Impact Toughness One design group casting with Once per year per design
yokes Dynamic Tear Test (ASTM E604) or one group keel block. group, or…
Periodic Production Tests (3.2.3)
5.7.2 Welds in the shaded areas defined in Fig. A.11 shall be considered structural repair and
shall be in accordance with the requirements of Fig. A.11 and the following:
• Defects that penetrate completely through the wall or thickness cannot be repaired.
• For defects that do not penetrate completely through the wall, the entire defect shall be
removed (by methods listed in paragraph 5.7.1), and the area shall be prepared by contour-
ing the casting for build-up welding.
• Root face of the prepared cavity shall be a minimum 1/4 in. wide.
• "Maximum depth of a repair area shall not exceed 1 in. deep while maintaining a mini-
mum of 1/8 in. sound casting thickness at the base of the prepared cavity.
5.7.3 If welding repairs are performed after heat-treatment, the casting shall be reheat-treated
(by furnace method) as required by Fig. A.11.
5.8 Thermal Dressing
5.8.1 Best foundry practices include conducting thermal dressing before heat-treatment.
5.8.2 If thermal dressing is required after heat-treatment and is in the shaded areas of Fig. A.11,
the casting shall be heat-treated again.
5.8.3 If thermal dressing is required after heat-treatment and is in the non-shaded areas of
Fig. A.11, heat-treatment is optional.
5.9 Inspection
All welds shall be visually inspected. Welds shall be accepted if they are in conformance with AWS
D15.1, “Visual Inspection of Completed Welds” and meet other requirements when specified else-
where in that specification. Porosity shall not exceed the limits of AWS D15.1 for Class 2 welds.
6.0 GAUGING
6.1 Couplers, knuckles, coupler parts, yokes, and follower blocks shall meet the requirements of
the gauges and/or tolerances listed in Figs. A.2, A.3, A.4, A.5, A.6, A.7, and A.8. Yokes and draft
gear followers must also comply with the standards listed below:
10.0 MARKINGS
10.1 All yokes, couplers, and parts shall have legible markings as specified in Figs. A.9 and A.10.
Only castings manufactured in accordance with the provisions of this specification are eligible to
be identified by a standard AAR catalog number. AAR standard catalog numbers are shown in this
section. For purposes of this specification, legible markings shall mean markings of such a charac-
ter that by observing the marks it is possible to accurately deduce their intended meaning.
10.2 When required markings are illegible, the foundry must apply these markings to each cast-
ing in a workmanship manner by electric arc welding using a maximum 1/8-in.-diameter electrode.
Every effort shall be made to perform this pencil welding prior to heat-treatment.
10.3 Subsequent heat-treatment in accordance with paragraph 5.7.3 is not required for pencil
welding of any markings. However, if pencil welding is performed in critical areas, as defined in
Fig. A.10, the foundry must have in its written procedures a process to record this and to alert the
finishing area working these castings that such welding is being done so that such welding can be
performed prior to heat-treatment and the condition creating the pencil welding requirement
addressed.
10.4 No proprietary numbers shall be used when comparable AAR standard catalog numbers are
available.
10.5 Grade E castings shall be identified with the raised letter “E” cast as the last character of
the AAR catalog number.
11.0 CRITERIA FOR CASTING ACCEPTANCE
This section defines and classifies casting defects and shall be used for visual inspection and gaug-
ing of coupler bodies, knuckles, locks, yokes, and cast draft gear follower blocks.
11.1 Wall Thickness
11.1.1 Wall thickness tolerances, except where controlled by gauges or AAR standard drawings,
are as follows:
12.5.2 Acceptable units: All units inspected must be free of defects and discrepancies listed in
paragraph 11.0. Defective units shall either be replaced or repaired prior to shipment.
12.6 Acceptance Criteria for Sampling Inspection
12.6.1 Sampling inspection criteria may be as defined by the purchaser.
12.6.2 The purchaser may make tests to govern the acceptance and rejection of the material in
purchaser’s laboratory or elsewhere. Such tests shall be made at the expense of the purchaser.
12.6.3 Any unit that is found to have critical defects, subsequent to the inspection at the foundry
or elsewhere, shall be rejected and the manufacturer immediately notified. No alteration to the
part may be made without agreement between the purchaser and the manufacturer.
13.0 RECORDS
13.1 All records required by this and related specifications shall be made available upon request.
13.2 Manufacturers producing and selling coupler body, knuckle, and yoke castings per this
specification must maintain for 30 years records containing the AAR catalog number, date of
manufacture, pattern and serial numbers, and distribution statistics. These records shall be
provided to the AAR quarterly in an electronic, searchable format. AAR’s agent (agreed upon by
the manufacturers) shall maintain the records in a confidential file for 30 years.
14.0 LANGUAGE
14.1 Foundries using a native language other than English are responsible for the accurate
communication of all applicable AAR and customer requirements within the foundry. Foundries
also shall be responsible for accurate translation between employees and AAR representatives or
customer representatives.
14.2 Foundry practices and the final product must conform to the English language versions of
any applicable standards or specifications.
14.3 Critical documents are defined as the standards, internal procedures and/or work instruc-
tions, drawings, and forms necessary to demonstrate compliance with MSRP Specifications M-201
and M-211 and MSRP Section J, Specification M-1003. Critical documents must be kept up to date
with production and be maintained in English.
15.0 GAUGE DRAWINGS
Drawings for gauges listed in Appendix A are maintained by the Mechanical Committee for
Standard Coupler Manufacturers (MCSCM).
APPENDIX A
REFERENCED FIGURES AND TABLES
Critical
Minor
Major
E, SE, AND SBE COUPLERS
Critical
Minor
Major
E, SE, AND SBE COUPLERS
Type E60D, E60E, SE60D, SE60E and SBE60D, SBE60E Coupler Shanks
Gauge No.
20843-1 Keyslot—Minimum X
20843-2 Keyslot—Maximum X
1971 Keyslot—Location X
35104-1A Height—Maximum X
Type E67C, E67D, SE67C, SE67D and SBE67C, SBE67D Coupler Shanks
Gauge No.
43389-2 Keyslo—Minimum X
20843-2 Keyslot—Maximum X
1971 Keyslo—Location X
35104-1A Height—Maximum X
Classification of gauges to ensure interchangeability of coupler parts (Continued)
Paragraphs 6.1, 11.13, 12.4.1, 12.4.2, 12.4.3
Fig. A.2 (Continued)
Critical
Minor
Major
E/F COUPLERS
Critical
Minor
Major
F AND SF INTERLOCKING COUPLERS
Critical
Minor
Major
F AND SF INTERLOCKING COUPLERS
Yoke A B C D
Y40 34 5/8 in. 25 in. 5 in. 3 1/2 in.
SY40 or YS93 34 5/8 in. 25 in. 5 in. 3 in.
Y41 46 in. 36 3/8 in. 5 1/2 in. 3 1/2 in.
NOTES:
1. FOR TOLERANCE CLASSIFICATION, SEE FIG. A.7
2. DIMENSIONS TAKEN FROM MANUAL OF STANDARDS AND RECOMMENDED PRACTICES,
SECTION S-III, STANDARDS S-141, S-142, AND S-143.
Yoke A B C
Y45 30 31/32 in. 8 7/8 in. 10 3/8 in.
Y49 42 11/32 in. 9 9/16 in. 10 3/4 in.
NOTES:
1. FOR TOLERANCE CLASSIFICATION, SEE FIG. A.7
2. DIMENSIONS TAKEN FROM MANUAL OF STANDARDS AND RECOMMENDED
PRACTICES, SECTION S-III, STANDARDS S-149 AND S-151.
q w
FLATNESS,
SEE NOTE 1
+t e
y r
NOTE:
1. MUST BE FLAT TO 1/16 ACROSS DIAGONALS. u
2. AS AN ALTERNATIVE, THE OPTIONAL GROOVES
MAY BE LOCATED AT THE SAME END.
OPTIONAL
INDENTATION
GROOVES (2)
Y44AE Follower
Paragraphs 6.1, 11.13, 12.4.1, 12.4.2, 12.4.3
Fig. A.8
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APPENDIX A M-211
q w
+t e
–y r
Y46AE Follower
Paragraphs 6.1, 11.13, 12.4.1, 12.4.2, 12.4.3
Fig. A.8 (Continued)
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M-211 APPENDIX A
3 /8
CANADIAN MFG. 1/16" MAX. U.S. MFR. 1/32" MAX. AAR
"
1/2
IN 1/16" DEPRESSED PANEL 3/32" DEPRESSED PANEL
"
TOP OR ROTARY OPERATION ON ALL COUPLERS
1/2
PATD 3/8"
"
1972
3/8" 1974
6 1/2"
DATES DEPEND PATD MFRS TRADEMARK
1977
ON SILANK STYLE
3 1/2" 3/4"
1 3/8"
10 1/2" 3/8"
2 1/2"
3/8"
2" MOLDERS MARK CATALOG NO. 1/2" MARKINGS RAISED IN DEPRESSED PANEL
6" (IF USED) ON CAST FOLLOWERS ONLY
CATALOG NO.
AAR
4 3/4"
AAR
3" E
3/4"
ALTERNATE LOCATION
3"
MFRS TRADEMARK NO MARKING
CANADIAN & U.S.
PATENT MARKINGS IDENTIFICATION
GROOVES
SERIAL NO. CAST ON MFRS TRADEMARK
BOTTOM OF GUARD ARM
OR ON GUARD ARM SHOE DATE CAST
OF LOCK CHAMBER DATE CAST
MFRS HEAT NO. STAMPED ON MFRS TRADEMARK
KNUCKLE SIDE OF SHANK
3/4"
1234
1/2" PATD
DATE CAST
(OPPOSITE SIDE)
3/8"
RAISED IDENTIFICATION MARKS FOR
6" YOKES CAST IN GRADE E STEEL
MANUFACTURED AFTER 6-77
1/2"
CATALOG NO.
E coupler markings
Paragraph 10.1; Specification M-205, paragraph 5.4
Fig. A.9
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APPENDIX A M-211
MFRS INITIALS
AAR
1"
4
3"
4
1"
2
PATENT MARKINGS
3 2 1"
6 2
2
AAR
3"
1" 4
2 2
MFRS TRADEMARK 3"
8
MFRS TRADEMARK
1"
CATALOG NO.
2
MFRS SERIAL NO. ALL LOCK MARKINGS MAY BE
MOLDERS MARK (IF USED) AAR DEPRESSED OR RAISED IN
(IF USED) DEPRESSED PANELS
3" 1"
8 2 RAISED IN
DEPRESSED PANEL
3"
4
1"
2
1234
MFRS TRADEMARK
MFRS HEAT NO. (IF USED) & ALTERNATE
DATE CAST LOCATION FOR MFRS SERIAL NO. (BOTH RECESSED) 1"
2 CATALOG NO.
SERIAL NO. (IF USED) CATALOG NO. RAISED
IN DEPRESSED PANEL
ALTERNATE LOCATION CATALOG NO. SPLIT BETWEEN TWO
AREASALTERNATE LOCATION IF
1 1"
1 1"
2
2
NO
1"
2
MARKINGS HEAT NO. STAMPED ON
1"
(IF USED)
2
DATE CAST
MFRS TRADEMARK
OPPOSITE SIDE
OPPOSITE SIDE
SERIAL NO. CAST ON, OR CATALOG NO.
MFRS TRADE MARK HEAT NO. STAMPED ON
ONE MUST BE USED MFRS TRADEMARK
3 /8" RAISED IDENTIFICATION MARKS FOR DATE CAST
6" YOKES CAST IN GRADE E STEEL (OPPOSITE SIDE)
1" MANUFACTURED AFTER 6-77
2
1"
NOTES: 1. ALL MARKINGS SHOWN TO BE RAISED UNLESS OTHERWISE SPECIFIED.
NOTES: 2. LOCATION AND USE OF HEAT TREAT LUGS ARE OPTIONAL WITH THE MANUFACTURER.
NOTES: 3. ALL INDICATED MARKING SIZES ARE MINIMUM.
NOTES: 4. LOCATION OF MARKING MAY BE VARIED WITHIN INDICATED AREAS TO SUIT MANUFACTURERS PRACTICE.
F coupler markings
Paragraphs 10.1, 10.2; Specification M-205, paragraph 5.4
Fig. A.10
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M-211 APPENDIX A
KN UC KLE
BODY
E COUPLER HEAD
LE
KNUCK
BO D Y
COUPLER HEADS
B A B
A A A
1"
1"
HORN HORN
THRU PULLING LUGS LINE LINE
C D THRU
D PULLING
LC
C
LUGS
LC
SHANK
SHANK
C
45°
45°
45°
E F G F C
45°
E E
E
D
1"
D
1"
B B
3 1"
2 G 4"
F
TYPE E
F
TYPE F
COUPLER SHANKS
A
B A B
KEYSLOT CENTER LC
REAR HOLE RADIUS
2 5"
8
30°
1"
SHANK B
2 LC
C D C
30°
2 5"
8
B A D
A
RIGID SHANK
F TYPE 5 1"
4
KNUCKLE
PULLING LUGS
311"
16
B
C
C
BUFFING SHOULDER
THROWER PAD
TANGENT TO
PIN PROTECTOR
A A
B
2 5"
8
C B A
B
A
C B A
D D
A
C B
VERTICAL PIN TYPE YOKE
B A
C
B A
D D
B A
C
B A
A
B
C HORIZONTAL KEY TYPE YOKE
1" 1"
1" 1"
APPENDIX B
FOUNDRY APPROVAL APPLICATION REQUIREMENTS
(SEE PARAGRAPH 2.0 AND
APPENDIX H FOR FURTHER INFORMATION)
1.0 SCOPE
This appendix covers requirements necessary to obtain status as an approved foundry for manu-
facturing AAR standard and special design couplers, coupler yokes, knuckles, draft gear followers,
and cast coupler parts for use in North American interchange service.
To initiate the AAR approval process, manufacturers shall submit a foundry approval application
as outlined below.
2.0 APPLICATION CONTENT
2.1 The manufacturer must submit required information by e-mail to Chief—Technical Stan-
dards, Transportation Technology Center, Inc. at techstds@aar.com.
2.2 The application must be accompanied by a description (including brochures if available) of
manufacturing facilities, processes, and capabilities, including detailed information on quality con-
trol procedures.
2.3 The application must be accompanied by a draft in the amount estimated to defray technical
inspection costs, including transportation and five days at each foundry site. The application must
state that the applicant will pay the AAR for all costs that exceed the draft amount.
2.4 The application must list all couplers, coupler yokes, knuckles, draft gear followers and cou-
pler parts that the foundry will produce, including AAR-catalog-numbered standards and proprie-
tary items.
2.5 If more than one facility is involved, each must be fully described as a separate entity and
applied for on an individual basis.
APPENDIX C
PRODUCT DESIGN APPROVAL PROCEDURE
1.0 APPLICATION FOR APPROVAL
The initial approval process is intended to inform the AAR that a product is in development for the
purpose of obtaining its initial acceptance and approval to move forward with final designs and
limited production for testing.
1.1 The manufacturer shall submit an electronic copy of the application for approval (shown in
Appendix D) by email to Chief—Technical Standards, Transportation Technology Center, Inc., at
techstds@aar.com.
1.2 The AAR shall acknowledge receipt and shall forward the application to the appropriate AAR
committee for ballot on approval to proceed.
1.3 AAR staff shall advise the proponent of the AAR committee’s approval to proceed or disap-
proval. Disapproval shall include comments and recommendations on what steps to take. In some
cases, the AAR committee may request the applicant to attend a face-to-face meeting and present
the product.
2.0 REQUEST FOR CONDITIONAL APPROVAL (INITIAL ALLOTMENT)
2.1 This request is for the proponent to gain official approval when product development is com-
plete, all foundry and product tests have been successful, and the product is ready for production.
2.2 If approved by the AAR committee, the AAR shall provide an official letter granting condi-
tional approval and shall include an initial allotment of 1,000 units that must not be exceeded
without further approval from the AAR. If not approved, the AAR shall inform the proponent
regarding what steps to take.
2.3 Content of Request for Initial Allotment
The following items are required in the request for initial allotment:
• All items included in the initial application
• Design Engineering Report
• Fatigue Evaluation Report
• Test Results (M-211 Test Requirements for Castings and Material Properties)
• Other information the proponent deems necessary or has been requested by the AAR
3.0 REQUEST FOR INCREASE IN ALLOTMENT
3.1 Higher allotment levels shall be approved before a proponent increases the distribution of
components beyond the previously approved level. Allotments are typically approved at the follow-
ing levels, although the proponent may request different allotment levels if distribution and ser-
vice performance reports support the request.
• 1,000 (approved during request for initial allotment)
• 5,000
• 15,000
• 30,000 and every 20,000 thereafter until full approval is achieved
3.2 If approved by the AAR committee, the AAR shall provide an official letter granting the allot-
ment increase that again shall not be exceeded without further approval from the AAR. If not
approved, the AAR shall inform the proponent how to proceed.
APPENDIX D
APPLICATION FOR APPROVAL OF NON-STANDARD DESIGN COUPLER,
PART, YOKE, OR DRAFT GEAR FOLLOWER
By____________________________________ Date_____________________
By____________________________________ Date_____________________
S [M-211] 182 10/2010
AAR Manual of Standards and Recommended Practices
10/2010
Casting Details
M-211 APPENDIX E
APPENDIX E
DESIGN FEATURES FOR AAR-APPROVED SPECIAL COUPLER BODIES
(SEE APPENDIX D UNDER “AAR DESIGN TYPE FEATURES CODE” FOR FURTHER
INFORMATION)
APPENDIX F
AAR CODE FOR DESIGNATING DESIGN FEATURES
SIX-DIGIT AAR IDENTIFICATION NO. FOR COUPLER BODIES
(SEVEN DIGITS FOR COUPLERS WITH DESIGN REVISIONS)
E O O O O C
BODY MATERIAL*
HEAD TYPE C, D, E, Q OR S
E, F OR R
SERIAL NO. - AAR ALPHA NUMBERIC ASSIGNMENT
DO NOT USE LETTERS
BUTT DESIGN I, O, Q, X, OR Z
LETTER DESIGNATION
K - RIGID
F - F TYPE
S - SWIVEL OI TO 99
R - ROTARY DUMP AO TO A9
V - SPECIAL
YO TO Y9
OA TO 9A
SHANK LENGTH
9 RANGES OY TO 9Y
AA BA CA DA
AB BB CB
1LESS THAN 12'' AC
2EQUAL TO 12'' OR LESS THAN 18'' BC CC
3EQUAL TO 18'' OR LESS THAN 24''
4EQUAL TO 24'' OR LESS THAN 30'' AY
5EQUAL TO 30'' OR LESS THAN 36'' BY CY DY
6EQUAL TO 36'' OR LESS THAN 42''
7EQUAL TO 42'' OR LESS THAN 48''
8EQUAL TO 48'' OR LESS THAN 54''
954'' AND OVER
TYPICAL IDENTIFICATION REVISE SPECIAL COUPLER BODY NO. ONLY IF THE REVISED BODY
AAR IS NOT INTERCHANGEABLE WITH THE CURRENT DESIGN.
IDENT. NO. 14 DIGIT CODE NO.
*IF COUPLER HAS A DESIGN REVISION, SHOW REVISION
E F 5 0 1 C E F H 33 B 05 B 2 D O O C IN THE 6TH DIGIT, AND BODY MATERIAL BECOMES THE
7TH DIGIT.
C.
TS
. LO
BRA S
CKE
T
CKE
ERT
S
NT
ITY
ION
RE
F. V
BRA
ME
BIL
ELF
TU
CAT
AND
SUR
IGN
E
EA
AND
APA
SIZ
G SH
H
. LO
SS
NF
TH
GT
UGS
AR
C
TE
N
GS
.A
G
SIG
SIG
ON
EN
L
RIZ
WE
PE
PE
ININ
EN
PLA
O
ERIA
L
D LU
NK L
RIA
KL
LN
TY
TY
ATI
DE
DE
KL
. HO
NK
RETA
AR
TE
RIA
AN
AD
AD
ER
AN
TT
TT
*MAT
SHA
HEA
SHA
W.P
MA
WE
HE
HE
SH
BU
BU
OP
SH
SE
SWIVEL SIDE
PIN SIZE NO. OF LOOPS LOOP SPACING LOOP RADIUS LOOP THK. KEYSLOT
TYPES WEAR PAD
SA 2 3/8" 2 3 11/16" 3 3/4" 1 5/8" WITH WITHOUT
SB 2 31/32" 2 2 3/8" 3 1/2" 2 5/8" WITHOUT WITHOUT
SC 2" 1 — 3" 9 1/8" WITHOUT WITHOUT
SD 3 1/2" 2 2 5/8" 4" 2 5/8" WITHOUT WITHOUT
SE 3 1/2" 1 — 4" 6 7/16" WITHOUT WITHOUT
SF 2 1/4" 2 2 1/2" 3" 2 3/4" WITHOUT WITHOUT
SG 3 1/2" 2 2 5/8" 4" 2 5/8" WITHOUT WITH
SH 2 3/8" 2 3 11/16" 3 3/4" 1 5/8" WITHOUT WITHOUT
SK 2 3/8" 2 1 7/8" 3 3/4" 2 3/8" WITHOUT WITHOUT
*A.A.R. STANDARD
APPENDIX G
FOUR-DIGIT IDENTIFICATION CODE FOR SPECIAL COUPLER
KNUCKLES
CODE SPACE NUMBER
1 2 3 4
CODE COUPLER CODE NOSE CODE CODE
CONTOUR CAST STEEL
LETTER HEAD NUMBER CORING NUMBER LETTER
E Type E 8 CORED 1 AAR STANDARD (10A) D GRADE D M-201
F Type F 9 SOLID 2 VACANT E GRADE E M-211
3 AAR ALT. STANDARD S SPECIAL
APPENDIX H
TECHNICAL INSPECTION OF FOUNDRIES—REQUIREMENTS AND
PROCEDURES
1.0 SCOPE
The AAR inspection program is designed to determine if a foundry is qualified to produce castings
to AAR specifications. Observe entire plant operation, with emphasis on procedures that affect
quality and uniformity of product.
2.0 REQUIREMENTS
2.1 An AAR representative shall have entry at all times to areas of the foundry that involve the
manufacture, test, and inspection of products.
2.2 The AAR representative shall be free of conflict of interest and must comply with applicable
safety rules and local regulations.
2.3 The manufacturer shall afford the AAR representative all reasonable support needed to
determine if products are being produced in accordance with the specifications.
2.4 Inspections shall be conducted annually (at least once per year). The cost of inspection shall
be borne by the manufacturer.
2.5 Any castings used to meet annual inspection requirements must be cast within 90 days of
inspection from a lot of no less than 25 pieces.
2.6 Upon completion of the inspection and report, manufacturers shall be advised of inspection
findings.
2.6.1 If no deficiencies are noted during the inspection, the AAR representative shall immedi-
ately forward the inspection report to the AAR for approval ballot.
2.6.2 If deficiencies are noted during the inspection, the AAR representative shall advise the pro-
ponent of the discrepancies, request that corrective action be taken within 30 days, and require
that the proponent inform the representative in writing of these actions within the same 30-day
period. The AAR representative shall not forward the report to the AAR until a response is
received regarding deficiencies. Upon receipt of the response, the report shall be distributed to the
AAR for committee ballot.
2.6.3 If approved by AAR committee, the proponent shall be advised of approval status and added
to or continued on the AAR list of approved foundries.
2.6.4 If a foundry cannot be satisfactorily approved but is working on a solution that the AAR
considers will allow approval, that foundry may be granted a conditional approval if deemed
appropriate by the AAR.
2.6.5 If a foundry is considered not qualified for AAR approval, the foundry shall be omitted from
the approved foundry list. In this case, the manufacturer may request a re-inspection at manufac-
turer’s expense. In addition, the manufacturer may request an audience with the AAR for consid-
eration by the AAR committee at the next face-to-face meeting. A manufacturer’s representative
may be invited to discuss.
2.6.6 The AAR reserves the right to require additional inspections, announced or unannounced,
and/or to employ third-party inspectors on a resident basis as deemed necessary by the AAR.
6.0 PERSONNEL
• Verify that procedures exist for qualifying workmen for key process jobs. Training must be
provided for new employees.
• Verify that procedures exist for qualifying supervisors and methods of training and for
determining performance.
• Determine if there are appropriate welding procedures and competent expertise in the
plant to perform welding tests and solve welding problems. Determine how and when
welders are qualified.
7.0 RECORD RETENTION
• The AAR and each foundry shall retain records of foundry and casting approval for 30
years.
• Manufacturing and distribution records shall be maintained as required in
paragraph 13.2.
8.0 LANGUAGE
• Foundries using a native language other than English must provide a translator or
technical expert to assist in the audit.
• This translator or technical expert is responsible for demonstrating to the auditor that the
foundry understands and complies with all applicable AAR requirements. To do so, the
expert may be asked by the auditor to explain various foundry practices and critical
records as related to these requirements (paragraph 14.3).
APPENDIX I
STANDARD REFERENCE PHOTOGRAPHS FOR CASTING SOLIDITY
(SEE PARAGRAPH 3.2.4.4 FOR FURTHER INFORMATION)
1.0 SCOPE
1.1 The reference photographs illustrate various types and degrees of shrinkage occurring in cou-
pler, knuckle, and yoke sections. They are full scale and provide the following:
1.1.1 Serve as a guide for enabling recognition of shrinkage and its differentiation as to severity
level.
1.1.2 Serve as standards for evaluating minimum acceptability as specified for the product.
1.2 The reference photographs show graded shrinkage in six levels of increasing severity.
2.0 PREFACE
2.1 The reference photographs were prepared from actual production castings that were first
radiographed. The radiographs were evaluated and rated as to shrinkage severity level by compar-
ison with the standard reference radiographs in ASTM E446-72. A saw cut was made through the
rated shrinkage area of the casting at 90° to the plane of the radiograph. The casting section was
then ground smooth and sand blasted to delineate shrinkage for photographs. The exposed shrink-
age in sections was then ranked visually according to severity and divided into levels correspond-
ing to those found in ASTM E446.
2.2 Radiographic evaluation of shrinkage is based on the greatest severity found in any
5 in. × 7 in. area of the section being examined. In a similar manner, evaluation of saw cut sec-
tions is predicated on the greatest shrinkage severity encountered in a 5-in. length of the casting
section. This difference and the judgment of an individual in determining the severity level of the
radiographs combine to produce a possible variation in the severity level rating of the reference
photographs that can amount to one level above or below the ASTM E446 reference radiograph
rating.
3.0 EVALUATION
Severity level is established by determining which photograph of discontinuities most closely
resembles the discontinuities present in the sectional area being investigated as illustrated in the
following photographs.
S [M-211] 200
Casting Details
Reduction
Catalog Heat Steel % % % % % % % % % % % % Yield Tensile of Areaa/ Elongationa/ Hardness Charpya/
Fracture
Toughness
Pass (Y/N)?
a/ This data is requested for information only and should not be used for engineering purposes.
10/2010
AAR Manual of Standards and Recommended Practices
10/2010
Casting Details
M-212
Specification
M-212
Specification
M-212
1.0 SCOPE
1.1 This specification covers requirements for former and current secondhand and reconditioned
AAR-approved couplers and their parts, coupler yokes, draft gear followers, draft keys and con-
necting pins, and other parts used in the coupler and yoke freight car applications as listed in AAR
Interchange Rules. It is the intent of this specification to provide detailed instructions for each
phase of the reclamation process in the order that the phases should be performed.
1.2 Definitions
The following definitions will apply:
3.1.4 Parts or assemblies must be free of cracks, fractures, missing sections, defective weld, and
service notches except as permitted by paragraph 3.3.2. For disposition of coupler bodies with
cracks, see paragraphs 2.8 and 2.9.
3.1.5 Surface upset must be ground and blended to the surrounding surfaces. Gouges or notches
not exceeding 1⁄8 in. deep must be blended into surrounding surfaces by grinding. This ground area
must be free of cracks.
3.1.6 The secondhand part or assembly must have identification of the shop facility and its loca-
tion making this evaluation. The identification can be by paint stenciling or by attachable durable
tags.
3.2 Coupler
3.2.1 Coupler Body
3.2.1.1 Only the catalog number parts listed in Table A.3 are acceptable as secondhand. They
must meet the requirements of gauges listed in this table and must accept parts to operate prop-
erly in accordance with paragraph 3.2.7.2. Parts must be free of defects listed in paragraph 3.1.4.
3.2.1.2 Shank Wear Limits and Replacement of Wear Plates
3.2.1.2.1 A coupler not required to be equipped with shank wear plate as noted in Table A.3 must
not be worn more than 1⁄8 in. deep on the bottom shank wall from contact with the coupler carrier
as measured in Fig. C.1.
3.2.1.2.2 If a coupler design requires a shank wear plate, then a new wear plate must be applied
if the old wear plate is worn more than 1⁄16 in. Any new wear plates applied must be applied in
accordance with AAR Manual of Standards and Recommended Practices, Section S, Part III, Stan-
dard S-137, provided the shank is not worn. No weld splatter is permitted on a plate bearing sur-
face.
3.2.1.2.2.1 Under no conditions will welding be performed when the casting temperature is below
40 °F.
3.2.1.3 Type E, E/F, or F coupler shank must not be out of alignment with the head in excess of
3⁄8 in.
3.2.2 Knuckle
3.2.2.1 Only the catalog number parts listed in Table A.4 are acceptable as secondhand and must
meet the requirements of gauges listed in this table. Knuckles must be free of cracks, fractures,
missing sections, defective welds, and service notches. Visual and NDT inspections must be con-
ducted per Specification M-220.
3.2.2.2 Suffix “E” of the catalog number stamped or cast on top of the knuckle denotes grade E
steel.
3.2.3 Lock
3.2.3.1 Only the catalog number parts listed in Table A.5 are acceptable as secondhand and must
meet the requirements of gauges listed in this table. Locks must be free of conditions described in
paragraph 3.1.4.
3.2.4 Thrower
3.2.4.1 Thrower must be free of conditions described in paragraph 3.1.4.
3.2.5 Locklift Assembly and Rotor
3.2.5.1 Locklift assemblies and rotors are not acceptable as secondhand.
4.2 Coupler
4.2.1 Coupler Body
4.2.1.1 Only the catalog number parts listed in Table A.9 are acceptable as reconditioned. They
must meet the gauge requirements listed in this table and must accept parts to operate properly in
accordance with paragraph 3.2.7.2. Coupler shanks with transverse cracks are not acceptable for
reconditioning and must be scrapped.
4.2.1.2 Shank Wear Limits and Replacement of Wear Plates
4.2.1.2.1 A coupler not equipped with shank wear plate as noted in Table A.9 must not be worn
more than 1⁄8 in. deep on the bottom shank wall from contact with the coupler carrier as measured
in Fig. C.1. If repaired, the entire wear area must be restored flush with surrounding surfaces. No
sharp corners are permitted. Transverse welding is prohibited.
4.2.1.2.2 If coupler design requires shank wear plate, then new wear plate must be applied in
accordance with AAR Manual of Standards and Recommended Practices, Section S, Part III, Stan-
dard S-137. No weld splatter is permitted on plate bearing surfaces.
4.2.1.2.2.1 Under no conditions will welding be performed when the casting temperature is below
40 °F.
4.2.1.2.2.2 Heat treating must not be performed after application of shank wear plate.
4.2.1.2.2.3 Before applying wear plate, the shank must be restored to a flat surface by grinding or
in accordance with paragraph 6.1.6.
4.2.1.3 Shank length restoration may be accomplished by the preferred method of electric weld-
ing on the entire surface of the shank butt, when permitted. An alternative method of welding a
steel plate on the shank butt is acceptable for rigid shanks only. The application of plates or weld
build-up to the coupler horn is prohibited. The restored surface on rigid shanks must be reason-
ably smooth and in a plane perpendicular to the shank coupler carrier bearing surface and parallel
within 1⁄8 in. of the rear keyslot wall. Overall shank length must meet the requirements of gauge
number 49355, Fig. C.33.
4.2.1.4 The entire width of the rear keyslot wall must be parallel within 1⁄8 in. to the front keyslot
wall and the radii must be 13⁄16 in. at the rear of the keyslot for rigid shanks.
4.2.1.5 Markings
4.2.1.5.1 The coupler body must be legibly marked in the location as shown in Fig. C.4.
4.2.1.5.2 Type E/F and F couplers having spherical surface of shank butt restored require addi-
tional legible 1⁄2-in.-minimum steel-stamped marking, “RG” (restored and gauged) on top side of
coupler shank forward of pin hole as shown on Fig. C.5.
4.2.1.5.3 Grade C couplers converted to grade E shall be identified with a 1⁄8-in.-thick steel plate
or a cast steel lettering plate tack welded onto the guard arm side of the horn. The steel plate shall
have “CE” stamped in 3⁄8-in. stencils or the lettering plate will have the letters “CE” cast in 1⁄2-in.
letters. The plate will be visible when looking at the AAR identification on the horizontal face of
the guard arm. The AAR reconditioned markings must be steel stamped on the knuckle side of the
horn for types E and E/F couplers and on the guard arm side of the horn for type F couplers.
4.2.1.6 Type E, E/F, or F coupler shanks must not be out of vertical or lateral alignment with the
head in excess of 3⁄8 in.
4.2.2 Knuckle
Reconditioning of knuckle is prohibited.
4.2.3 Lock
4.2.3.1 Only Table A.10 catalog number parts are acceptable as reconditioned and must meet the
gauge requirements of this table.
4.2.3.2 Lock must be identified with a 3⁄8-in. steel stamp on the top surface next to the parting
line per Fig. C.4.
4.2.4 Thrower
No reconditioning permitted.
4.2.5 Locklift Assembly and Rotor
No reconditioning permitted.
4.2.6 Knuckle Pivot Pin
No reconditioning permitted.
4.2.7 Coupler, Assembled Complete
4.2.7.1 Assembled coupler must meet the requirements of paragraph 3.2.7.2.
4.2.7.2 A coupler assembled with reconditioned and new parts is classified as reconditioned and
must meet the gauge requirements listed in Table A.9.
4.3 Coupler Yoke
4.3.1 Only Table A.11 catalog numbers are acceptable as reconditioned and must meet the gauge
requirements of this table.
4.3.2 A coupler yoke must be free of the conditions described in paragraph 3.1.4 except in Y40 or
Y41 yoke head design. A crack in either or both sides at rear of keyslot is acceptable.
4.3.3 Front of keyslot or front of weld-restored connector pin hole or bushing to butt inside sur-
face, length must be as follows with measurements made as indicated in Table C.2.
Yoke Type Length Minimum Length Maximum
SY40, YS93 34 9/16 in. 34 3/4 in.
Y40 34 9/16 in. 34 3/4 in.
Y41 45 15/16 in. 46 1/8 in.
Y45 30 15/16 in. 31 in.
Y49 42 5/16 in. 42 3/8 in.
Coupler Bodies/Yokes
N and T Grade C 179 to 241 BHN
Q and T Grade C 179 to 241 BHN
Q and T Grade E 241 to 311 BHN
5.2.4.2 Hardness measurements will be made in the locations shown on Fig. C.5. The surface at
these locations will be properly prepared by removal of all decarburized metal to permit accurate
hardness determination.
5.2.4.3 Number of Hardness Tests (Required for Coupler Bodies, Yokes, and Knuckles
Only)
5.2.4.3.1 When heat-treated lot components are of one manufacturer, hardness determinations
will be made on 10% of the components. When treatment lot is less than 20 components, a mini-
mum of 2 components will be tested for hardness.
5.2.4.3.2 When components of heat-treated lot are of more than one manufacturer, hardness
determinations will be made on 10% of the components of each manufacturer. When number of
components of each manufacturer is less than 20, a minimum of 2 components will be tested for
hardness.
5.2.5 Heat-treating temperatures may vary plus or minus 20 °F from those specified during any
given holding time cycle.
5.2.6 Furnace temperature for heat treatment shall be controlled by pyrometers having associ-
ated recording equipment that produce time-temperature record charts. Pyrometers shall be cali-
brated at least once every 3 months. Log sheets will contain record chart information showing the
product type heat-treated. Pyrometer calibration record and log sheets will be available for exami-
nation for 1 year.
5.3 Finish
5.3.1 Surface discontinuities resulting from weld repairs, service upset, or service notches must
be contoured to the surrounding surfaces by grinding.
5.3.2 All components must be sufficiently cleaned for proper inspection, reclamation, and opera-
tion. Coupler must not be sand- or shot-blasted when assembled.
5.3.3 Component must be free from cracks, fractures, missing sections, or service notches in those
critical areas shown shaded in Figs. C.6, C.7, C.8, C.9, C.10, and C.11. For disposition of coupler
bodies with cracks, see paragraphs 2.8 and 2.9.
5.3.4 All surface area discontinuities that have been detected outside the critical areas as defined
in Figs. C.6, C.7, C.8, C.9, C.10, and C.11 that exceed one-half of the section thickness in length
and are less than 10% of the section thickness in depth shall be removed by blending with the sur-
rounding surfaces. Discontinuities that are greater in depth than 10% of the section thickness and
those discontinuities located in gauged surfaces shall be removed and weld-repaired in accordance
with paragraph 5.1.
5.4 Lubrication
Only dry lubricant may be applied to the coupler head or to any of the fittings of the coupler head.
6.0 REPAIR PROCEDURES
6.1 Coupler Body
6.1.1 Restoration of the coupler head portion of the coupler body, including the application of
bushings to knuckle pivot pin holes, is prohibited with the following exceptions:
6.1.1.1 Interlocking surfaces—F head.
6.1.1.2 Guard arm—E and F head.
6.1.1.3 Knuckle side wall—E head.
6.1.1.4 Chain lug or angle cock bracket—E and F head.
6.1.1.5 Anti-creep ledge for E heads not passing gauge number 48496-1, Fig. C.29, may be
restored by welding to gauge number 48496-2, Fig. C.41.
6.1.2 Rigid shank coupler restoration is prohibited if any of the following conditions exist:
6.1.2.1 Wear on bottom of shank exceeds 3⁄8-in. depth as measured in Fig. C.1.
6.1.2.2 Shank butt to keyslot length is less than 3 1⁄2 in.
6.1.2.3 Keyslot length fails to meet requirements of gauge number 49355, Fig. C.33.
6.1.2.4 Keyslot burned out.
6.1.2.5 Shank butt modified to accommodate Farlow attachment.
6.1.2.6 Transverse welding required forward of the keyslot rear wall.
6.1.3 E/F or F vertical pin shank restoration is prohibited if any of the following conditions exist:
6.1.3.1 Cracks in shaded area of Fig. C.7 or Fig. C.8. For disposition of coupler bodies with cracks,
see paragraphs 2.8 and 2.9.
6.1.3.2 Transverse welding required forward of pin hole.
6.1.3.3 Wear on bottom of shank exceeds 3⁄8-in. depth as measured in Fig. C.1.
6.1.3.4 Any buckling in shank walls.
6.1.3.5 Failure of solid butt design to meet requirements of gauge number 44250-8, Fig. C.71, at
center.
6.1.4 Coupler Head Repair
6.1.4.1 Top and bottom pin protectors with cracks or missing sections may be weld-repaired in
the zones shown in Fig. C.17, E and F heads, but only to repair broken section if the crack does not
extend greater than 3⁄8 in. into pivot lug per Fig. C.18. If the failure extends beyond permissible
repair zones, the coupler body must be scrapped. Weld repair must be in accordance with
paragraph 5.1. The weld must be ground to the outside contour requirements of gauge number
49362, Fig. C.18.
6.1.4.1.1 Weld in the pin hole must be blended to the remaining unrepaired hole contour, as
shown in Fig. C.17. Failure to meet the minimum thickness requirements of gauge numbers 49353
for type E couplers, Fig. C.30, and 49361, for type F couplers, Fig. C.30, will scrap coupler body.
Heat treatment for this weld repair is required in accordance with paragraph 5.2.
6.1.4.1.2 When gauge number 49354, Fig. C.32, enters between the pin protector bosses, the hor-
izontal surface of the bottom boss must be restored by welding and grinding to meet the require-
ments of gauge number 51236, Fig. C.34. The knuckle pin hole contour must be maintained as
explained in paragraph 6.1.4.1.1.
6.1.4.3 E Coupler Guard Arm Distortion—Coupler body with distorted guard arm may be
restored either in a press or under light hammer blows after heating the guard arm or the entire
coupler body. When using the hammer straightening method, care must be exercised in preventing
heating the guard arm far enough into the head to cause distortion of the opening in coupler front
face. A suggested setup for correcting lateral distortion is illustrated in Fig. C.19. The guard arm,
or the entire coupler, should be heated to 1500 °F to 1600 °F and the force applied to the forward
portion of the guard arm through a heavy steel plate formed to the outer contour of the guard arm.
In no case shall straightening be performed if coupler temperature is below 1200 °F. After
straightening, a careful examination must be made to be certain that no cracks have developed as
a result of this operation. If cracks do occur they must be evaluated and repaired in accordance
with paragraphs 6.1.1 and 5.1. After straightening, the coupler body must be heat-treated in accor-
dance with paragraph 5.2. Guard arm distortion gauge number 25005-D, shown in Fig. C.24, must
be used in checking coupler body contour after straightening.
6.1.4.4 Guard Arm and Front Face Cracks E and F Coupler Heads—Coupler heads with cracks in
the guard arm or front face may be weld-repaired in accordance with paragraph 5.1. The coupler
body must then be heat-treated in accordance with paragraph 5.2. For disposition of coupler bodies
with cracks, see paragraphs 2.8 and 2.9.
6.1.4.5 Chain Lug and Angle Cock Bracket on E and F Heads—Cracked, broken, or missing lugs
or brackets may be repaired or replaced. Former AAR standard catalog numbers will have the
same location as current AAR standards.
6.1.5 Vertical Pin Shank Restoration E/F and F Couplers
6.1.5.1 Scrap coupler body if shank butt thickness is less than the following:
6.1.5.1.1 For solid butt design, failure to meet gauge number 44250-8, Fig. C.71, at center.
6.1.5.2 Restoration Procedure
6.1.5.2.1 Coupler body having a shank length less than the minimum allowed by gauge numbers
44248-2C or 44248-3B, Fig. C.25 and Fig. C.26, can be restored by welding external spherical butt
surfaces to requirements of the applicable gauges noted in Table A.9.
6.1.5.2.2 Solid butt coupler body design having a shank length less than the minimum allowed by
gauge numbers 44248-2C or 44248-3B, Fig. C.25 and Fig. C.26, and/or less than maximum butt
thickness allowed by gauge number 50051-3, Fig. C.37, can be restored by welding external spher-
ical shank butt surface and internal rear shank pin hole surface to requirements of the applicable
gauges noted in Table A.9.
6.1.5.3 Shank butt height may be restored by welding top surface only per Fig. C.46 or Fig. C.67.
Top recessed radii must meet requirements of gauge number 50052-2, Fig. C.68, after restoration.
6.1.5.4 Identify restored and gauged spherical shank butt per paragraph 4.2.1.5.2 and Fig. C.5.
6.1.5.5 Restored coupler body must be heat-treated in accordance with paragraph 5.1.5.
6.1.6 Shank Wear at Coupler Carrier E, E/F, and F Couplers—Coupler shank contact with car-
rier, less than 3⁄8-in. depth into the bottom wall as measured in Fig. C.1 may be restored by welding
in accordance with paragraph 5.1 and must be made smooth by grinding. Welding on plates to
restore wear into the bottom wall is prohibited. Transverse welding across the shank is prohibited.
After welding, the coupler body must be heat-treated in accordance with paragraph 5.2. A coupler
body worn in excess of 3⁄8 in. at this location must not be restored and must be scrapped.
6.1.7 Bent Shank—E, E/F, and F Coupler—Coupler body shank bent out of alignment with the
coupler head in excess of 3⁄8 in. in any direction may be reclaimed by heating to 1500 °F to 1600 °F
and straightening under a press. In no case shall straightening be performed if coupler tempera-
ture is below 1200 °F. Care must be exercised in bringing the shank into proper alignment with
the head within the 3⁄8-in. limits. After straightening, the coupler body must be carefully examined
making certain that no cracks have developed from this operation. Cracks must be evaluated and
repaired in accordance with paragraphs 6.1.2 and 6.1.3 and paragraph 5.1. The coupler body must
then be heat-treated in accordance with paragraph 5.2.
6.1.8 Rigid Shank Restoration—The following steps are the only approved method for restoration
of coupler body, keyslot, and butt dimensions:
6.1.8.1 Apply gauge number 49355, Fig. C.33, to ensure keyslot length. If keyslot length fails to
meet requirements of this gauge, restoration is prohibited.
6.1.8.2 Weld-restore the rear of the keyslot in accordance with paragraph 5.1. Add the difference
between the actual length and the minimum lengths of 6 7⁄8 in. for E60 design and 8 5⁄8 in. for
E67 design.
6.1.8.3 Use machine tool or cone grinder to generate true 13⁄16-in. radius at the rear of keyslot for
the entire shank width. The machined surface must be parallel within 1⁄8 in. with the keyslot front.
This machining may be done after heat treatment. Break sharp corners after machining.
6.1.8.4 Restore shank butt square to top and bottom walls, parallel to keyslot front, and 4 in.,
+3⁄32 , –0 from keyslot rear, by one of the following methods:
6.1.8.4.1 The preferred method is by adding weld to shank butt on entire surface and grinding
smooth to squareness and parallel requirements.
6.1.8.4.2 An alternative method is to weld a plate on the shank butt. Butt, plate, and weld
requirements are as follows:
6.1.8.4.2.1 Plate must be A.I.S.I. C-1030, C-1045, or equivalent.
6.1.8.4.2.2 Plate size must be 4 3⁄4 in. × 5 3⁄4 in. × 1⁄4 in. minimum thickness.
6.1.8.4.2.3 Plate flatness before welding must be within 1⁄32 in.
6.1.8.4.2.4 Butt before welding plate must be flat within 1⁄32-in. concavity and no convexity.
6.1.8.4.2.5 Weld size must be 1⁄4-in. minimum and must extend around entire periphery of plate.
6.2 Knuckle
Repair of cracks or missing sections at any location is prohibited.
6.3 Lock
6.3.1 Lock restoration for wear is permitted only on the knuckle engagement surface indicated in
Fig. C.54. The entire repaired area must be restored flush with the surrounding surfaces.
6.3.2 Repair of cracks or missing sections at any location is prohibited.
6.3.3 Worn knuckle engagement surface may be restored by welding and heat treating in accor-
dance with paragraph 5.1 and paragraph 5.2. The application of any plates on the lock is prohib-
ited.
6.3.4 Restored surfaces must meet the requirements of paragraph 4.2.3.
6.4 Knuckle Pivot Pin
Knuckle pivot pin reconditioning is prohibited.
6.5.6.4 Keyslot front wall may be restored by welding and machining to true 13⁄16-in. radius to
meet the overall length dimensions listed in paragraph 4.3.3.
6.5.6.5 Wear in keyslot less than 3⁄8 in. deep may be restored by welding. Restored area must be
blended by grinding with the surrounding surfaces.
6.5.7 E/F and F Yoke Head
6.5.7.1 If the dimension, as measured in Fig. C.2, exceeds the following dimensions, restoration is
prohibited and the yoke must be scrapped:
Type Y45—31 3⁄8 in.
Type Y49—42 3⁄4 in.
6.5.7.2 Connecting pin hole may be restored by welding or bushing to meet the overall length
dimensions listed in paragraph 4.3.3, providing it meets the requirements of gauges 44246-6,
Fig. C.61, and 44246-3, Fig. C.62.
6.5.7.3 If hole restoration is done by welding and heat treating, it must be done in accordance
with paragraph 5.1 and paragraph 5.2 and diameter restored by machining to 3 5⁄8 in., or bushing
applied per Fig. C.3.
6.5.7.4 Yoke worn from contact with coupler shank may be restored by welding.
6.5.7.5 Yoke worn on the outside of the head from contact with the filler plate may be restored by
welding.
6.5.7.6 Yoke worn on the top and bottom outside of the head from striker contact may be restored
by welding when the yoke head is not less than 8 in. Yokes must be scrapped when yoke head
width is less than 8 in.
6.6 Draft Gear Follower
6.6.1 Repair of cracked or missing sections at any location is prohibited.
6.6.2 Followers with indentations exceeding 1⁄8 in. in depth on the coupler or draft gear surface
must not be restored and must be scrapped.
6.6.3 Type Y44 or Slab Follower
6.6.3.1 Bent follower may be straightened by hot pressing or forging. After straightening, a care-
ful visual examination must be made ensuring that no cracks have developed as a result of this
operation. If cracks do occur, the follower must be scrapped. Flatness to be gauged with gauge
number 34643-3, Fig. C.65.
6.6.3.2 Follower must meet requirements of paragraph 4.4.
6.6.3.3 Weld restoration of indentations not exceeding 1⁄8 in. in depth on the coupler or draft gear
bearing surfaces is permitted. Depth measurement is made after upset area is ground smooth to
surrounding surfaces. The repaired surfaces must be dressed to blend with the surrounding areas.
6.6.3.4 Follower must be heat-treated to the requirements of MSRP Section B, Standard S-119
and must be stamped in accordance with Standard S-119 and paragraph 4.1.7 of this specification.
6.6.4 Y46 Type Follower
6.6.4.1 No straightening is permitted.
6.6.4.2 Weld restoration of indentations not exceeding 1⁄8-in. depth on the draft gear bearing sur-
face is permitted. Coupler bearing surface restoration is prohibited. Depth measurement is made
after upset area is ground smooth to surrounding surfaces. Repaired surfaces must be dressed to
blend with surrounding areas.
6.6.4.3 Restoration welding and subsequent heat treatment must be in accordance with
paragraph 5.1 and paragraph 5.2.
6.6.5 Draft gears with integral followers; see information about “Reconditioning” in MSRP Sec-
tion B, Specification M-901B.
6.7 Draft Key
6.7.1 Draft key worn less than 3⁄8 in. at any point may be reforged in accordance with Fig. C.28.
6.7.2 Reforging of key worn more than 3⁄8 in. is prohibited and key must be scrapped.
6.7.3 Reforged draft key must be heat-treated to meet the hardness requirements of MSRP Sec-
tion B, Standard S-121.
6.7.4 Reforged key must be marked as shown in Standard S-121.
6.7.5 Welding on the draft key is prohibited.
10/2010 S [M-212] 219
AAR Manual of Standards and Recommended Practices
10/2010
Casting Details
M-212
APPENDIX A
TABLES, CATALOG NUMBERS, AND GAUGE NUMBERS FOR
SECONDHAND AND RECONDITIONED ACCEPTANCE
Table A.1 Coupler body and parts, yokes, draft keys, and draft gear followers for freight cars, that are not acceptable
for classification and must be scrapped
Item AAR Catalog Numbers or Description
Coupler Bodies D60
E60, BE60, E60HT, CE60HT, BE60AHT, BE60BHT
E61, E61BC, E61HT, E61AHT, CE61AHT, BE61AHT, BE61BHT
E62, BE62HT, BE62
E63, BE63, E63HT, BE63HT, BE63AHT, E63AHT
E68AHT, BE68HT
E69HTE
All 5x5 shanks
All 5x7 shanks
F70BHT, F70HT, F70BHTE, CF70HT, CF70AHT
F71BHT, CF71HT, CF71AHT
F72BHT, CF72HT, CF72AHT
F73HT
F79BHT, F79BHTE, CF79HT, CF79AHT
Coupler Knuckles D Types
E50, E50HT with tail core hole
Any knuckle over 15 years of age from cast date
Any HTS knuckle is prohibited
Any knuckle without flag staff hole
Other Coupler Parts D coupler parts
E7 separate toggle
E8 lock lifter
E14, E14A rotary assemblies, single
E15, E15A rotary assemblies, double
E40 lock
Used E2 or E2A top lock lift hole caps
F8 single rotor
F9 double rotor
F10 double rotor eye
F65, F65A, F65B, F65BHT, F65BC, pin bearing block
Used F66 retaining springs
E40HTS locks
F41HTS locks
F45HTS locks
Paragraph 2.1
Table A.1 Coupler body and parts, yokes, draft keys, and draft gear followers for freight cars, that are not acceptable
for classification and must be scrapped (Continued)
Item AAR Catalog Numbers or Description
Yokes Riveted type
Keyless type
Vertical key type
Farlow
Y20
Y30HT, CY30HT, BY30HT
Y35 types
Y36 types
Y37, BY37, Y37HT, BY37HT, Y37AC
Y40, BY40, BY40HT, CY40HT, Y40HT
BY41
Y45, Y45HT, BY45, BY45HT
Draft Keys Those less than 6" × 1 1⁄2" nominal cross-section
Those previously reclaimed
Followers Slab followers less than 2 1⁄4" nominal thickness
Y-46
Y-48
Farlow type
Paragraph 2.1
Table A.2 Coupler body and parts acceptable for secondhand usage only
Item AAR Catalog Numbers
Coupler Bodies
Coupler Parts
Followers
Paragraph 2.1
49353 C.30 X X X X — — —
25623-11 C.31 X X X X — — —
49354 C.32 X X X X — — —
49355 C.33 X X — — — — —
GAUGE REQUIREMENTS
44248-2C C.25 — — — — X — —
SHANKS
44248-3B C.26 — — X X — X X
44250-6 C.71 — — X X X X X
49360 C.35 — — X X X X X
44251-1A, 34101-5A C.20 — — — — X X X
34101-4 C.23 — — — — X X X
44250-5 C.36 — — — — X X X
49361 C.30 — — — — X X X
TYPE F
HEAD
36527-3 C.39 — — — — X X X
or or
36527-2A C.38
49354 C.32 — — — — X X X
47120-21 C.40 — — — — X X X
NOTE:
1FOR COUPLERS ASSEMBLED COMPLETE.
E50BE F51AE
GAUGE NO. FIG. NO. E50ARE F51HTE
GAUGE
24992-1 C.50 X —
44250-3 C.51 — X
49363 C.52 X X
49364-B C.53 X X
NOTE: Any of the above catalog numbers with an “X” suffix are also acceptable.
Paragraphs 2.5, 3.2.2.1
E42HT
GAUGE
E40AE
GAUGE NO. FIG. NO. E40HT E40HTE F41HT F41AE F45AE
49365 C.54 X X — — —
49366 C.54 — — X X X
Table A.6 Knuckle pivot pin, catalog number C-10 gauges secondhand requirements acceptance
GAUGE NUMBER FIGURE NO.
REQUIREMENTS
49369 C.56
GAUGE
43556-1A C.27
SLAB OR
Y44HTE OR Y46HTE
GAUGE
51236 C.34 X X X X — — —
HEAD
49353 C.30 X X X X — — —
49354 C.32 X X X X — — —
493625 C.18 X X X X — — —
283931 C.42 X X X X — — —
49775-4 C.43 X X — — — — —
49775-5 C.44 X X — — — — —
49355 C.33 X X — — — — —
49775-1 C.45 — — X — X — X
49775-6 C.45 — — — X — X —
49775-2 C.46 — — X X X X X
44250-2A4 C.46 — — — — X X X
SHANKS
50052-14 C.67 — — X X — — —
50052-24 C.68 — — — — X X X
49775-3 C.47 — — X — X — X
44248-2C C.25 — — — — X — —
44248-3B C.26 — — X X — — —
49776-2A2 C.49 — — X X X X X
50051-12 C.70 — — X X X X X
50051-22 C.69 — — X — X — X
50051-3 C.37 — — X X X X X
44251-1A and 34101-5A C.20 — — — — X X X
44250-5 C.36 — — — — X X X
49361 C.30 — — — — X X X
TYPE F
51236 C.34 — — — — X X X
HEAD
44247-1 C.22 — — — — X X X
44248-11 C.48 — — — — X X X
493625 C.18 — — — — X X X
47120-21 C.40 — — — — X X X
NOTES:
1FOR COUPLERS ASSEMBLED COMPLETE.
2FOR COUPLER BODY MARKED “RG” IN ACCORDANCE WITH PARAGRAPH 4.2.1.5.2 AND FIG. C.5.
348496-2 USED ONLY FOR RESTORED ANTI-CREEP LEDGE.
4USED ONLY FOR SHANK BUTT WITH TOP RESTORED.
5FOR WELD-REPAIRED PIN PROTECTOR ONLY.
49365 C.54
X — —
49367 C.55
49366 C.54
— X X
49367-1 C.55
Paragraph 4.2.3.1
493721 C.58 X X X X
GAUGE
44246-2 C.60 — — X X
44246-3 C.62 — — X X
44246-4 C.63 — — X X
44246-63 C.61 — — X X
34647-5 C.64 — — X X
493732 C.58 X X X X
49373-22 C.58 — — X X
NOTES:
1PER TABLE INSTRUCTIONS IN FIG. C.58.
2ACCEPTANCE FOR RECONDITIONING, “B” SIDE OF GAUGE ONLY PER TABLE INSTRUCTIONS IN FIG. C.58.
3FOR BUSHED YOKES ONLY.
APPENDIX B
GAUGE APPLICATION DRAWINGS—BY FIGURE NUMBER
Fig. No. Title Reference Text or Table Page No.
C.1 Measurement on bottom of shank from Paragraphs 3.2.1.2.1, 4.2.1.2.1, 6.1.2.1, S[M-212]233
carrier contact 6.1.3.3 and 6.1.6
C.2 Measurement of yoke length Paragraphs 3.3.3, 4.3.3, 6.5.6.3 and 6.5.7.1 S[M-212]233
C.3 Pin hole bushing coupler yoke Paragraph 6.5.7.3 S[M-212]234
C.4 Reconditioned acceptance markings for Paragraphs 4.2.1.5.1, 4.2.3.2, 4.3.5, and S[M-212]235
coupler bodies, coupler parts, followers, and 4.4.4
yokes
C.5 Location for Brinell hardness reading and RG Paragraphs 4.2.1.5.2, 5.2.4.2, and 6.1.5.4 S[M-212]236
stamp for reconditioning couplers, yokes and
parts
C.6 Yoke inspection zones Paragraphs 2.3, 5.3.3, and 5.3.4 S[M-212]237
C.7 Coupler shank inspection zones—pin Paragraphs 2.3, 5.3.3, 5.3.4, 6.1.3.1 S[M-212]238
bearing block shank
C.8 Coupler shank inspection zones—solid butt Paragraphs 2.3, 5.3.3, 5.3.4, 6.1.3.1 S[M-212]238
shank
C.9 F coupler head inspection zones Paragraphs 2.3, 5.3.3, 5.3.4 S[M-212]239
C.10 E coupler head inspection zones Paragraphs 2.3, 5.3.3, 5.3.4 S[M-212]240
C.11 Knuckle head inspection zones Paragraphs 5.3.3 and 5.3.4 S[M-212]241
C.12 Knuckle side Paragraphs 2.8 and 2.9 S[M-212]242
C.13 Knuckle front Paragraphs 2.8 and 2.9 S[M-212]243
C.14 Knuckle top Paragraphs 2.8 and 2.9 S[M-212]244
C.15 Example of crack Paragraph 2.9 S[M-212]245
C.16 Example of shrinkage tear Paragraph 2.9 S[M-212]246
C.17 Pin protector bosses E, E/F and F coupler Paragraphs 6.1.4.1 and 6.1.4.1.1 S[M-212]247
heads
C.18 Gauge No. 49362 Paragraphs 6.1.4.1 and Table A.9 S[M-212]248
C.19 Suggested Setup for Straightening Types E, Paragraphs 6.1.4.2.1.1 and 6.1.4.3 S[M-212]249
E/F, and F Coupler Guard Arm
C.20 Gauges Nos. 44251-1A and 34101-5A Paragraphs 6.1.4.2.1.1, 6.1.4.2.4, and S[M-212]249
Tables A.3 and A.9
C.21 Gauge No. 43062-1A Paragraph 6.1.4.2.1.2 S[M-212]250
C.22 Gauge No. 44247-1 Paragraphs 6.1.4.2.1.3, 6.1.4.2.2, and S[M-212]250
Table A.9
C.23 Gauge No. 34101-4 Paragraph 6.1.4.2.2 and Table A.3 S[M-212]251
C.24 Gauge No. 25005-D Paragraph 6.1.4.3 and Tables A.3 and A.9 S[M-212]252
C.25 Gauge No. 44248-2C Paragraphs 6.1.5.2.1, 6.1.5.2.2, and S[M-212]253
Tables A.3 and A.9
C.26 Gauge No. 44248-3B Paragraphs 6.1.5.2.1, 6.1.5.2.2, and S[M-212]253
Tables A.3 and A.9
C.27 Gauge No. 43556-1A Table A.6 S[M-212]254
C.28 Reclaimed Draft Key and Markings Paragraphs 4.5.2, 4.5.4, 6.7.1 S[M-212]255
APPENDIX B (CONTINUED)
GAUGE APPLICATION DRAWINGS—BY FIGURE NUMBER
Fig. No. Title Reference Text or Table Page No.
C.29 Gauge No. 48496-1 Paragraph 6.1.1.5,Tables A.3 and A.9 S[M-212]256
C.30 Gauge No. 49353, Type E and Gauge No. Paragraph 6.1.4.1.1,Tables A.3 and A.9 S[M-212]257
49361, Type F
C.31 Gauge No. 25623-1 Paragraph 3.2.7.3.1 and Table A.3 S[M-212]258
C.32 Gauge No. 49354 Paragraph 6.1.4.1.2 and Tables A.3 and A.9 S[M-212]258
C.33 Gauge No. 49355 Paragraphs 4.2.1.3, 6.1.2.3, 6.1.8.1, S[M-212]259
Tables A.3 and A.9
C.34 Gauge No. 51236 Paragraph 6.1.4.1.2 and Table A.9 S[M-212]260
C.35 Gauge No. 49360 Table A.3 S[M-212]261
C.36 Gauge No. 44250-5 Tables A.3 and A.9 S[M-212]261
C.37 Gauge No. 50051-3 Paragraphs 6.1.5.2.2, 6.8.6, and Table A.9 S[M-212]262
C.38 Gauge No. 36527-2A Table A.3 S[M-212]263
C.39 Gauge No. 36527-3 Table A.3 S[M-212]263
C.40 Gauge No. 47120-2 Tables A.3 and A.9 S[M-212]264
C.41 Gauge No. 48496-2 Paragraph 6.1.1.5 and Table A.9 S[M-212]265
C.42 Gauge No. 28393 Table A.9 S[M-212]265
C.43 Gauge No. 49775-4 Table A.9 S[M-212]266
C.44 Gauge No. 49775-5 Table A.9 S[M-212]266
C.45 Gauge Nos. 49775-1 and 49775-6 Table A.9 S[M-212]267
C.46 Gauge Nos. 44250-2A and 49775-2 Paragraphs 6.1.5.3, 6.8.5, and Table A.9 S[M-212]268
C.47 Gauge No. 49775-3 Table A.9 S[M-212]269
C.48 Gauge No. 44248-1 Table A.9 S[M-212]269
C.49 Gauge No. 49776-2A Paragraph 6.8.6 and Table A.9 S[M-212]270
C.50 Gauge No. 24992-1 Table A.4 S[M-212]271
C.51 Gauge No. 44250-3 Table A.4 and Table A.5 S[M-212]272
C.52 Gauge No. 49363 Table A.4 S[M-212]272
C.53 Gauge No. 49364-B Table A.4 S[M-212]273
C.54 Gauge Nos. 49365 and 49366 Table A.5 and Table A.10 S[M-212]274
C.55 Gauge Nos. 49367 and 49367-1 Table A.10 S[M-212]274
C.56 Gauge No. 49369 Table A.6 S[M-212]275
C.57 Gauge No. 49371 Table A.7 and Table A.11 S[M-212]275
C.58 Gauge Nos. 49372, 49373, and 49373-2 Paragraph 6.5.5.1 and Table A.11 S[M-212]276
C.59 Gauge Nos. 49373 and 49373-2 Table A.7 S[M-212]276
C.60 Gauge No. 44246-2 Table A.11 S[M-212]277
C.61 Gauge No. 44246-6 Paragraph 6.5.7.2, Table A.11 S[M-212]277
C.62 Gauge No. 44246-3 Paragraph 6.5.7.2, Table A.11 S[M-212]278
C.63 Gauge No. 44246-4 Table A.11 S[M-212]279
C.64 Gauge No. 34647-5 Table A.11 S[M-212]279
C.65 Gauge No. 34643-3 Paragraph 6.6.3.1 and Table A.8 S[M-212]280
C.66 Gauge No. 49376 Table A.8 S[M-212]280
APPENDIX B (CONTINUED)
GAUGE APPLICATION DRAWINGS—BY FIGURE NUMBER
Fig. No. Title Reference Text or Table Page No.
C.67 Gauge No. 50052-1 Paragraph 6.1.5.3 and Table A.9 S[M-212]281
C.68 Gauge No. 50052-2 Paragraphs 6.1.5.3, 6.8.3, and Table A.9 S[M-212]282
C.69 Gauge No. 50051-2 Paragraph 6.8.4 and Table A.9 S[M-212]282
C.70 Gauge No. 50051-1 Paragraph 6.8.6 and Table A.9 S[M-212]283
C.71 Gauge Nos. 44250-6 and 44250-8 Paragraphs 6.1.3.5, 6.1.5.1.1, 6.8.1, and S[M-212]284
Table A.3
APPENDIX C
GAUGE APPLICATION DRAWINGS—NUMERICAL
Gauge No. Fig. No. Description Reference Text or Table Page No.
Gauge No. 24992-1 C.50 Knuckle nose wear and stretch limit Table A.4 S[M-212]271
Gauge No. 25005-D C.24 E coupler guard arm distortion Paragraph 6.1.4.3 and S[M-212]252
Tables A.3 and A.9
Gauge No. 25623-1 C.31 E coupler, worn contour limit Paragraph 3.2.7.3.1 and S[M-212]258
Table A.3
Gauge No. 28393 C.42 E coupler, reconditioned contour limit Table A.9 S[M-212]265
Gauge No. 34101-4 C.23 F coupler, vertical height interlocking wing Paragraph 6.1.4.2.2 and S[M-212]251
pocket and guard arm, Go Table A.3
Gauge No. 34101-5A C.20 F coupler, guard arm distortion Paragraphs 6.1.4.2.1.1, S[M-212]249
6.1.4.2.4, and Tables A.3 and
A.9
Gauge No. 34643-3 C.65 Draft gear follower flatness Paragraph 6.6.3.1 and S[M-212]280
Table A.8
Gauge No. 34647-5 C.64 Vertical pin connection yoke, head width Table A.11 S[M-212]279
Gauge No. 36527-2A C.38
or Assembled F coupler knuckle closure limit Table A.3 S[M-212]263
Gauge No. 36527-3 C.39
Gauge No. 43062-1A C.21 F coupler, aligning wing reconditioning Paragraph 6.1.4.2.1.2 S[M-212]250
Gauge No. 43556-1A C.27 Coupler knuckle pin bend Table A.6 S[M-212]254
Gauge No. 44246-2 C.60 Vertical pin connection yoke, head opening Table A.11 S[M-212]277
Gauge No. 44246-3 C.62 Vertical pin connection yoke, head Paragraph 6.5.7.2, Table A.11 S[M-212]278
thickness, without bushing
Gauge No. 44246-4 C.63 Vertical pin connection yoke, inside Table A.11 S[M-212]279
contour
Gauge No. 44246-6 C.61 Vertical pin connection yoke, head Paragraph 6.5.7.2, Table A.11 S[M-212]277
thickness, with bushing
Gauge No. 44247-1 C.22 F coupler, interlocking wing pocket and Paragraphs 6.1.4.2.1.3, S[M-212]250
guard arm aligning surface 6.1.4.2.2, and Table A.9
Gauge No. 44248-1 C.48 F coupler, guard arm distortion and coupler Table A.9 S[M-212]269
contour wear limits
Gauge No. 44248-2C C.25 F coupler, minimum length, 22 1¤2-in. Paragraphs 6.1.5.2.1, S[M-212]253
normal length 6.1.5.2.2, and Tables A.3 and
A.9
Gauge No. 44248-3B C.26 F79, E68, F73, and E69 type couplers, Paragraphs 6.1.5.2.1, S[M-212]253
minimum shank lengths 6.1.5.2.2, and Tables A.3 and
A.9
Gauge No. 44250-2A C.46 Vertical pin connection coupler, butt shank Paragraphs 6.1.5.3, 6.8.5, and S[M-212]268
height and restoration Table A.9
Gauge No. 44250-3 C.51 F knuckle, nose wear stretch limit Table A.4 and Table A.5 S[M-212]272
Gauge No. 44250-5 C.36 F coupler, vertical height of interlocking Tables A.3 and A.9 S[M-212]261
wing pocket and guard arm, No Go
Gauge Nos. 44250-6 C.71 Vertical pin connection, coupler, butt Paragraphs 6.1.3.5, 6.1.5.1.1, S[M-212]284
and 44250-8 thickness 6.8.1, and Table A.3
S [M-212] 230 10/2010
AAR Manual of Standards and Recommended Practices
10/2010
Casting Details
M-212 APPENDIX C
APPENDIX C (CONTINUED)
GAUGE APPLICATION DRAWINGS—NUMERICAL
Gauge No. Fig. No. Description Reference Text or Table Page No.
Gauge No. 44251-1A C.20 F coupler, guard arm distortion Paragraphs 6.1.4.2.1.1, S[M-212]249
6.1.4.2.4, and Tables A.3 and
A.9
Gauge No. 47120-2 C.40 F coupler contour Tables A.3 and A.9 S[M-212]264
Gauge No. 48496-1 C.29 E coupler body, anticreep, No Go Paragraph 6.1.1.5,Tables A.3 S[M-212]256
and A.9
Gauge No. 48496-2 C.41 E coupler body, anticreep, Go Paragraph 6.1.1.5 and S[M-212]265
Table A.9
Gauge No. 49353 C.30 Pin hole minimum thickness requirements Paragraph S[M-212]257
6.1.4.1.1,Tables A.3 and A.9
Gauge No. 49354 C.32 Coupler body, distance between pivot lugs Paragraph 6.1.4.1.2 and S[M-212]258
Tables A.3 and A.9
Gauge No. 49355 C.33 E60 and E67 type couplers, shank length Paragraphs 4.2.1.3, 6.1.2.3, S[M-212]259
key slot location and length 6.1.8.1, Tables A.3 and A.9
Gauge No. 49360 C.35 Vertical pin connection coupler, minimum Table A.3 S[M-212]261
butt height
Gauge No. 49361 C.30 Pin hole minimum thickness requirements Paragraph S[M-212]257
6.1.4.1.1,Tables A.3 and A.9
Gauge No. 49362 C.18 Coupler body, pin protector boss, outside Paragraphs 6.1.4.1 and S[M-212]248
contour Table A.9
Gauge No. 49363 C.52 Knuckle hub, height, acceptance for Table A.4 S[M-212]272
secondhand
Gauge No. 49364-B C.53 Knuckle, pin hole wear limits Table A.4 S[M-212]273
Gauge Nos. 49365 C.54 Lock thickness, concavity of knuckle Table A.5 and Table A.10 S[M-212]274
and 49366 engagement surface
Gauge Nos. 49367
C.55 E and F lock acceptance gauges Table A.10 S[M-212]274
and 49367-1
Gauge No. 49369 C.56 Knuckle pin wear limits Table A.6 S[M-212]275
Gauge No. 49371 C.57 Yoke, rear relief fillet Table A.7 and Table A.11 S[M-212]275
Gauge Nos. 49372, C.58
Yoke, strap wear limit for secondhand Paragraph 6.5.5.1 and
49373, and 49373-2 and S[M-212]276
acceptance and reconditioning Table A.11, Table A.7
C.59
Gauge No. 49376 C.66 Y46 type draft gear follower depth of Table A.8 S[M-212]280
spherical surface
Gauge No. 49775-1 C.45 Coupler shank height wear plate Table A.9 S[M-212]267
Gauge No. 49775-2 C.46 Vertical pin connection coupler, butt shank Paragraphs 6.1.5.3, 6.8.5, and S[M-212]268
height and restoration Table A.9
Gauge No. 49775-3 C.47 Vertical pin connection coupler with Table A.9 S[M-212]269
aligning shoulder butt width
Gauge No. 49775-4 C.43 E60- and E67-type couplers, key slot Table A.9 S[M-212]266
location
Gauge No. 49775-5 C.44 E60- and E67-type couplers, maximum Table A.9 S[M-212]266
shank height
APPENDIX C (CONTINUED)
GAUGE APPLICATION DRAWINGS—NUMERICAL
Gauge No. Fig. No. Description Reference Text or Table Page No.
Gauge No. 49775-6 C.45 Coupler shank height wear plate Table A.9 S[M-212]267
Gauge No. 49776-2A C.49 Vertical pin connection coupler, shank butt Paragraph 6.8.6 and Table A.9 S[M-212]270
spherical surface
Gauge No. 50051-1 C.70 Vertical pin connection coupler, restored Paragraph 6.8.6 and Table A.9 S[M-212]283
shank butt thickness
Gauge No. 50051-2 C.69 Vertical pin connection coupler, alignment Paragraph 6.8.4 and Table A.9 S[M-212]282
shoulder restoration
Gauge No. 50051-3 C.37 Vertical pin connection coupler, butt Paragraphs 6.1.5.2.2, 6.8.6, S[M-212]262
thickness restoration and Table A.9
Gauge No. 50052-1 C.67 Vertical pin connection coupler, butt shank Paragraph 6.1.5.3 and S[M-212]281
height restoration Table A.9
Gauge No. 50052-2 C.68 Vertical pin connection coupler, restored Paragraphs 6.1.5.3, 6.8.3, and S[M-212]282
shank butt recess Table A.9
Gauge No. 51236 C.34 Coupler pivot lug reconditioned Paragraph 6.1.4.1.2 and S[M-212]260
acceptance gauge Table A.9
Wear
1"
4
Reconditioned acceptance markings for coupler bodies, coupler parts, followers, and yokes
Paragraphs 4.2.1.5.1, 4.2.3.2, 4.3.5, and 4.4.4
Fig. C.4
Flat side
Follower
"B"
"C"
1"
"A" "A"
"C"
"B"
1"
1"
"B"
"D" "D"
"A" 1"
1"
VIEW "B-B" SECTION "A-A"
"A" 1"
SECTION "D-D"
NOTE: Welding on coupler shelves is prohibited.
3"
¾"
4"
4"
(AA)
(AA)
Knuckle side
Paragraphs 2.8 and 2.9
Fig. C.12
5½"
2"
(AA)
(AA) (BB)
(AA)
1"
1"
Knuckle front
Paragraphs 2.8 and 2.9
Fig. C.13
(CC)
2"
Knuckle top
Paragraphs 2.8 and 2.9
Fig. C.14
Example of crack
Paragraph 2.9
Fig. C.15
Suggested Setup for Straightening Types E, E/F, and F Coupler Guard Arm
Paragraphs 6.1.4.2.1.1 and 6.1.4.3
Fig. C.19
GAUGE APPLICATION
MUST PASS
MUST PASS
FORCE
GAUGE
CONTACT
1 /4" MAX.
NOTE:
APPLY TO TOP AND BOTTOM PIVOT HOLES.
HORN LINE
SEAT
SEAT
NO
F70 TYPE
SEAT
BUFFING
SHOULDER
PIN
PROTECTOR
The coupler is rejected if the gauge passes vertically through the contour in the position shown with points B and C contacting the guard
arm and with the knuckle held in pull position. The “A” position indicated on the gauge is not used for secondhand acceptance.
3/8-in. Steel
plate-hardened
rustproof "" surface
SEAT
BOTTOM
TOP OF F SHANK
CONTACT
TOP HALF
OF GAUGE
TOP OF F SHANK
CONTACT
BOTTOM
BOTTOM HALF
OF GAUGE SEAT
(For Guard Arm Distortion, Gauge 36527-3, shown below, may also be used)
MUST MUST
SEAT SEAT
A
B
GO
GAUGE NO.
48496-2
MUST SEAT
NOTE:
COUPLER WITH ANTICREEP LEDGE WORN TO ALLOW NO-GO GAUGE NO. 48496-1 TO PASS,
MAY BE RESTORED BY WELDING. RESTORED ANTI-CREEP LEDGE MUST BE DRESSED TO
ALLOW GO GAUGE NO. 48496-2 TO PASS AND SEAT.
49775-4
NO GO
GO
RAISED MARKINGS
A
49775-5
GO
A SECTION A-A
NOTE:
GAUGE MUST GO FULL LENGTH OF SHANK EXCEPT MAY PASS AROUND
RAISED MARKINGS AT LOCATION SHOWN ABOVE.
Gauge No. 49775-5
E60- and E67-type couplers, maximum shank height
Table A.9
Fig. C.44
NO GO
GO
GAUGE NO. 49775-2
NOTE:
WORN F COUPLER SHANK BUTT NOT SATISFYING NO-GO PORTION OF GAUGE
NO. 49775-2 (A DIMENSION) MAY BE RESTORED BY WELDING TOP SURFACE ONLY AS
INDICATED BY SHADED AREA TO MEET REQUIREMENTS OF GAUGE 44250-2A WHEN
APPLIED AS SHOWN. AFTER WELDING, 1 /16" DIAMETER FEELER MUST NOT ENTER AT
ANY POINT.
TOP
GAUGE NO. 44250-2A
SEAT OR WITH UP TO
1 /16 INCH AT B OR C
A
MUST SEAT
B
44250-2A
C C
MUST SEAT
B
BOTH SURFACES
MUST SEAT
BUTT MUST SEAT EXCEPT FOR COUPLERS WITHOUT ALIGNMENT SHOULDERS. REAR SURFACE
OF GAUGE MUST BE KEPT PERPENDICULAR TO COUPLER CENTERLINE.
MUST PASS
MUST
SEAT
60° 60°
1"
32 MAX. CLEAR
MUST SEAT
MAY
HAVE
TAPER
SECTION A-A
NOTES:
1. ALLMARKINGS STAMPED ON.
2. BREAK ALL SHARP EDGES.
3. STEEL HARDENED.
4. "" SURFACES.
5. RUST PROOF.
Application Drawing
TRANSVERSE DIRECTION
SEC. A-A
GAUGE MUST NOT SEAT ON SHOULDER
WHEN APPLIED TO PIN HOLE TOP OR BOTTOM
IN EITHER THE LONGITUDINAL OR
TRANSVERSE DIRECTION
LONGITUDINAL DIRECTION
49366 49365
NO GO SEAT NO GO
KNUCKLE ENGAGEMENT SEAT
NO SEAT NO SEAT SURFACE NO SEAT NO SEAT
NO GO
NO GO
GAUGE NO.
4 1 /2"
00
0.
1 /2"
4 1 /2"
¼-in. Steel plate-hardened "" rustproof
ZONE D 3"
ZONE D 3"
A
APPLY GAUGES TO BOTH STRAPS & BOTH SIDES FOR COMPLETE LENGTH OF INDICATED ZONE.
A B
MUST NOT START
3 /16"
1 /2"
2"
2.094"
4 1 /2"
3 /16"
1 3 /16"
44246-6
1 /2"
3"
NO. 44246-6
RECONDITIONED ACCEPTANCE GAUGE YOKE HEAD THICKNESS FOR BUSHING
APPLICATION STEEL PLATEHARDENED RUST PROOF
1 /8"
1"
MUST PASS
3 1 /2"
MUST PASS
2.406"
4 5 /8"
1 /8"
1 1 /8"
44246-3
4 1 /2" 1 /2"
NO. 44246-3
RECONDITIONED ACCEPTANCE GAUGE
YOKE HEAD THICKNESS
STEEL PLATEHARDENED
RUST PROOF
MUST SEAT
MUST
SEAT
MUST PASS
MUST
SEAT
MUST SEAT
34647-5 GO
34643-3
NO SEAT SEAT NO SEAT
SEAT
34643-3
SEAT SEAT
NOTE:
USED FOR Y-44, Y44A SLAB OR Y44AE,
Y44HTE CAST FOLLOWER (NOT ILLUSTRATED)
AND
USE DIAGONALLY FOR Y46HT OR Y46HTE, Y46AE CAST
FOLLOWERS (ILLUSTRATED)
NOTE: WORN E/F COUPLER SHANK BUTT NOT SATISFYING NO-GO PORTION OF
GAUGE NO. 49775-2 (A DIM.) MAY BE RESTORED BY WELDING TOP SURFACE
1/16 DIA. WIRE FEELER ONLY AS INDICATED BY SHADED AREA TO MEET REQUIREMENTS OF GAUGE 50052-1
NO GO WHEN APPLIED AS SHOWN. AFTER WELDING, 1/16 DIA. FEELER MUST NOT ENTER
AT ANY POINT.
A
SEAT
REFERENCE
3 7 /8"
MUST CONTACT
MUST CONTACT
APPENDIX D
COUPLER OPERATION AND PROCEDURE FOR CHECKING ANTICREEP
PROTECTION
(Paragraph 3.2.7.2)
1.0 COUPLER OPERATION
When testing assembled couplers for correct operation, they must be free of any foreign material
that will prevent operating functions described in the following. An inspection operating rod for
use in operating assembled couplers is illustrated in Fig. D.1. If coupler fails to properly operate or
does not have proper anticreep protection, parts may be interchanged to meet specification
requirements. Check parts to ensure that proper finishing or repaired areas meet specification
requirements. Only dry lubricants may be applied to head of fittings.
1.1 Coupler knuckle must throw to the open position by a continuous rotary force applied by
hand through the operating rod from rod handle.
1.2 Coupler knuckle must rotate to the fully closed position to permit drop of the lock to the
locked position by a continuous steady force applied by hand on the knuckle nose.
1.3 Coupler lock must automatically drop to the locked position when the knuckle is closed as
described in paragraph 1.2 above. Coupler knuckle is locked shut when the lock drops to seat on,
or to within 1⁄4 in. of seating on the knuckle tail lock shelf.
1.4 Coupler is put on lockset when the knuckle is restrained from opening while force is applied
through the operating rod to raise the lock above the knuckle tail. When the rod is eased back and
released, the lock must rest on the forward top edge of the knuckle thrower lock leg. The knuckle
then must be free to rotate open by hand force applied on inside face of the knuckle nose. Coupler
must then perform the functions of knuckle closure and lock drop described in paragraphs 1.2 and
1.3 above. Coupler must provide anticreep protection to prevent accidental unlocking.
Fig. D.1
SCREWDRIVER FORCE
NORMAL LOCKED POSITION
SECTIONAL VIEW THROUGH HEAD
Fig. D.2
2.1.1 To determine the effectiveness of the anticreep protection, insert a bar between the lock and
knuckle tail shelf and pry the lock upward. At the same time, force the lock leg rearward by insert-
ing a screwdriver between the lock leg and the front of the lock hole, as shown in Fig. D.2.
2.1.2 If the lock can be raised by this method enough to permit opening the knuckle, the coupler
has insufficient anticreep protection. You may correct insufficient anticreep protection by replac-
ing the following:
2.1.2.1 The locklift assembly
2.1.2.2 The lock
2.1.2.3 The knuckle
2.1.2.4 All of the above
2.1.3 Usually the replacement of the locklift assembly is sufficient. In some cases, further bene-
fits are obtained by renewal of the lock and/or knuckle. If renewal of these parts does not correct
the condition, the fault is probably due to worn anticreep protection or wear of the rear wall of the
bottom lock hole in the coupler head, and the coupler body must be renewed.
Fig. D.3
2.2.1 The articulated locklift is permitted to “free swing” due to its hinged construction. When
end shocks occur, the lever swings forward and the projection provided at its outer end engages the
underside of the lower front face of the coupler head. This engagement is, in effect, an added anti-
creep and serves to prevent rotation of the lever and release of the regular anticreep. With this
engagement, upward bounce of the lock is stopped and accidental unlocking of the coupler is pre-
vented.
2.2.2 The provisions for repair of insufficient anticreep protection in Type E top operated cou-
plers are the same for bottom operated Type E couplers.
2.2.3 In addition to the anticreep protection described in Fig. D.3, it is essential that the anti-
creep features of the locklift be inspected and corrected when required as shown in Fig. D.4.
.
MAIN ANTI-CREEP
STILL IN POSITION
TO ENGAGE LUG
LOCK
RAISED
SLIGHTLY
AUXILIARY
ANTI-CREEP
AUXILIARY
ANTI-CREEP
NORMAL
POSITION NORMAL POSITION
OF LOCK OF OPERATING ROD
NORMAL POSITION
OF OPERATING ROD
"
9/16
NORMAL
KNUCKLE LOCK SHELF
KNUCKLE LOCK SHELF
F5 TOGGLE
Fig. D.5
COUPLER ANTICREEP
LEDGE
LOCK LEG
LEVER
ANTICREEP
SHOULDER
LEVER
LOCKLIFT
ASSEMBLY
2.4.2 Force the lever upward with the right hand and, using a pry bar inserted through the cou-
pler rotor eye, apply pressure with the left hand in the direction to unlock the coupler. Lifting the
lever will engage the anticreep surface as shown in Fig. D.6. If the lock raises or locklift assembly
operates to unlock the coupler, usually replacement of the locklift lever is sufficient corrective
action. In some cases further benefits are obtained by replacement of the rotor.
2.4.3 To ensure anticreep protection against longitudinal impact, pull E24 or E25 articulated
rotary locklift assembly linkage forward and attempt to lift this linkage. See Fig. D.7. If the anti-
creep prong does not contact under the front face to prevent raising of the lock while maintaining
forward pressure on the linkage, the anticreep is defective and the coupler assembly is not accept-
able. The lock should be moved around in the coupler head while making this test in order to
ensure positive anticreep protection at any lock location.
Fig. D.7
APPENDIX E
MANUFACTURER’S TRADEMARK IDENTIFICATION
Trademark Company (Initials or Trade Name) Trademark Company (Initials or Trade Name)
American Steel Foundries (ASF) Alliance National Castings Div., Cicero (National)
APPENDIX F
APPLICATION INSTRUCTIONS FOR STATUS AS AN
APPROVED RECONDITIONING FACILITY
(See paragraph 1.3.2 for further information)
1.0 APPLICATION
1.1 The reconditioner will submit eight copies of an application for an approved facility to the
AAR, Chief—Technical Standards, Transportation Technology Center, Inc., P.O. Box 11130, 55500
DOT Road, Pueblo, CO 81001.
1.2 The application must be accompanied by a description or brochures that describe facilities
and manufacturing processes, including detailed information on quality control procedures. If
more than one facility is involved, each must be fully described as a separate entity and applied for
on an individual basis.
1.3 The application will be accompanied by a draft in the amount estimated to defray inspection
costs, including transportation and five days at each reconditioning site. The application must
state that the applicant will pay the AAR for all costs that exceed the draft amount.
1.4 The application will list all couplers, coupler parts, coupler yokes, and draft gear followers
that the manufacturer will recondition.
2.0 LIST OF APPROVED MANUFACTURERS
A list of facilities (along with their identification marks) that are approved to recondition couplers
and yokes under the provisions of Specifications M-212 and M-1003 is available at
http://www.aar.com. In the event that a facility is deleted from this list for cause, reapplication for
approval will be required.
APPENDIX G
STEEL CASTINGS RECLAMATION PLANT
INSPECTION CRITERIA
1.0 The reclamation plant inspector should verify that coupler and yoke reclamation is being
performed in accordance with AAR Specification M-212.
2.0 INITIAL INSPECTION OF CASTINGS
Check gauging techniques, visual, and/or magnetic particle inspection procedures. Reclamation
shop should have a good understanding of critical and noncritical casting areas and how these
relate to repair procedures.
3.0 REMOVAL OF CASTING DEFECTS
Observe arc-air or oxy-acetylene scarfing methods for complete removal of defects before weld
repair.
4.0 WELD REPAIR OF DEFECTS
Verify that AWS welding electrodes, designated for the appropriate type of material, are used
exclusively for repairs. Welders should be tested and qualified in the positions welding is to be per-
formed. Weld repairs must be free of any cracks.
5.0 HEAT TREATING OF CASTINGS AFTER WELDING
Components shall be heat-treated after welding in conformance to Specification M-212. Furnaces
should be adequately heated to ensure uniform temperature throughout. Temperature controls
and recording equipment should be in proper working order. Furnace calibration equipment
should be observed. Quenching tanks must have circulating capability and equipment transferring
parts from furnace to quench tank should be in good condition. Reclaimer should have thorough
knowledge of heat-treatment principles and types of heat treatment required depending on casting
type.
6.0 FINISHING
Observe finish castings grinding to ensure that surface discontinuities resulting from weld repair
are contoured to the surrounding surfaces.
7.0 Ascertain that required gauges by the applicable AAR specification are present and properly
used.
8.0 QUALITY CONTROL
Discuss additional quality control steps taken by the reclaiming party to ensure proper workman-
ship. These may include the following:
8.1 Periodic Brinell hardness testing of reclaimed castings to ensure proper heat treatment.
8.2 Magnaflux inspection of finished castings.
8.3 Metallurgical analysis (microstructure, Charpy V-notch tests) by metallurgical engineer on
property or hired as consultant.
8.4 Failure Analysis program. The reclaimer should be aware of the pathology of casting failures.
APPENDIX H
GUIDELINES FOR SHOP CERTIFICATION INSPECTION
RECLAMATION OF COUPLERS, YOKES, AND RELATED PARTS
Acceptable
Acceptable
M-212
Not
Description
Paragraph
________________________________________________________________________________________
________________________________________________________________________________________
__________________________________________________________________
__________________________________________________________________
Date: ___________________________________________________________________________________
APPENDIX H (SUPPLEMENT)
REQUIRED GAUGES
A facility must possess only those gauges for components it intends to recondition.
Specification
M-213
3.3 The vertical load, equal to P, shall be taken as acting on the centerline of the bolster any-
where within 8 in. each side of the bolster; also, on the center of the side bearing. On designs
where vertical loads are applied other than on center plates and side bearings, application shall be
taken at points in the load path between the car body and truck frame.
3.3.1 The longitudinal load, equal to 0.25 P, shall be taken as acting on the neutral axis (or, for
test, on a line 5 in. below the center plate bearing surface), and shall be applied only at the center
of the bolster.
3.3.2 The transverse load shall be taken as acting at the center plate equally distributed to the
pedestals on one side where the bearing adapter seats, and shall be 0.2P.
3.4 A stress analysis shall be performed using a finite element computer program. A static analy-
sis is to be performed using the loads as specified in paragraphs 3.2 and 3.3. The maximum verti-
cal, longitudinal, and transverse stresses in the designs shall not exceed 30% of the yield strength
of the steel when considered separately and 38% of the yield strength of the steel when considered
in combination. A submission for approval is to include a description of the computer program
model, including the following:
• description of the structural model
• model drawing
• assumptions used in the modeling of the structure
• boundary conditions used
• summary of the resulting stresses and deflections
3.5 A fatigue design analysis shall be made of the structure in accordance with the AAR Manual
of Standards and Recommended Practices, Section C, Part II, Specification M-1001, Chapter 7,
“Fatigue Design of New Freight Cars.” Applied loads for this analysis should be the road environ-
ment spectrum data contained in the guidelines, where applicable, or similar data obtained from
separate over-the-road tests. Assumed road environment data and supporting fatigue calculations
are to be provided.
3.6 No change in the design, materials, manufacturing procedures, or configuration of an
approved fabricated truck may be made without formal written approval of AAR.
4.0 TEST REQUIREMENTS
4.1 At least two specimens of each new design shall be tested in a suitable static testing machine
under the supervision of a representative of the Brake Systems Committee. The two specimens
selected shall be a good average product.
4.2 The truck frames shall comply with the static test requirements of Specification M-202,
Table 4.2. The vertical, longitudinal, and transverse tests shall be made separately. The vertical
loads shall be applied first at the side bearing and then at the center plate. The same specimen
may be used for the longitudinal, transverse, and two vertical loading tests.
4.3 Table 4.1 lists the basis for computing test loads.
Table 4.1 Static tests
Vertical Vertical
Longitudinal Transverse
Side Bearing Center Plate
Load for zero setting of instruments 5000 5000 5000 5000
Additional load for maximum deflection .95P .30P 1.43P 1.43P
Load for maximum permanent set 1.9P .6P 2.38P 2.85P
Ultimate load minimum — — — 5.22P
4.4 The following are values from paragraph 4.3 as used in actual testing:
5 1⁄2 × 10 6 × 11 6 1⁄2 × 12 7 × 12
Load 0.3P (Deflection) 29,000 35,000 41,000 48,200
0.6P (Set) 48,000 60,000 72,000 86,400
0.95P (Deflection) 82,000 101,000 120,000 143,000
1.43P (Deflection) 120,000 149,000 177,500 212,000
1.9P (Set) 154,000 192,000 230,000 276,000
2.38P (Set) 192,000 240,000 287,500 345,000
2.85P (Set) 231,000 288,000 345,000 414,000
5.22P Ultimate 423,500 528,000 632,500 759,000
Test requirements
Wheelbase Maximum Deflection or Set
.075 in. maximum (longitudinal) deflection for a load of .95P
.025 in. maximum (longitudinal) permanent set for a load of 1.90P
5 ft 6 in. .070 in. maximum (transverse) deflection for a load of .3P
5 ft 8 in. .070 in. maximum (transverse) deflection for a load of .3P
5 ft 10 in. .074 in. maximum (transverse) deflection for a load of .3P
6 ft 0 in. .078 in. maximum (transverse) deflection for a load of .3P
6 ft 4 in. .087 in. maximum (transverse) deflection for a load of .3P
.001 in. maximum (transverse) permanent set for a load of .6P
5 ft 6 in. .080 in. maximum (side Bearing) deflection at center for a load of 1.43P
5 ft 8 in. .980 in. maximum (side bearing) deflection at center for a load of 1.43P
5 ft 10 in. .082 in. maximum (side bearing) deflection at center for a load of 1.43P
6 ft 0 in. .084 in. maximum (side bearing) deflection at center for a load of 1.43P
6 ft 4 in. .087 in. maximum (side bearing) deflection at center for a load of 1.43P
.025 in. maximum (side bearing) permanent set for a load of 2.85P
5 ft 6 in. .127 in. maximum (center plate) deflection for a load of 1.43P
5 ft 8 in. .127 in. maximum (center plate) deflection for a load of 1.43P
5 ft 10 in. .129 in. maximum (center plate) deflection for a load of 1.43P
6 ft 0 in. .133 in. maximum (center plate) deflection for a load of 1.43P
6 ft 4 in. .139 in. maximum (center plate) deflection for a load of 1.43P
.025 in. maximum (center plate) permanent set for a load of 2.85P
5.22P minimum ultimate load
4.5 Values for deflection and permanent set are based on AAR Grade B steel having minimum
yield strength of 38,000 psi and ultimate of 70,000 psi. If material of other strengths is used, max-
imum allowable deflections shown above must be multiplied by a correction factor F determined by
the following equation:
YS × E-
F = ------------------
912,000
where
YS = yield strength of material
E = percentage elongation in 2 in.
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4.6 The deflection measuring instruments shall be located midway between supports of specimen
and shall be set at zero under an initial load of 5000 lb. In the vertical test only, a load of 20,000 lb
shall be applied to the center plate and then released to 5000 lb for the zero setting of instruments.
4.7 Strain gauges (rosettes) are to be applied at critical locations, as determined by the stress
analysis and strains recorded. Strains within the elastic range are to be converted to stresses. Tab-
ulation showing calculated stresses and test stresses is to be provided.
5.0 LOADING DIAGRAMS FOR STATIC AND DYNAMIC TESTS
5.1 Test loadings are to be applied as illustrated in the following figures:
LOADING BLOCK
LENGTH OF WHEELBASE
LOADING
BLOCK
EQUAL EQUAL
LOADING
Z´
S
GQ
C Z
S
S
Fig. 5.4 Vertical loading on center plate and side bearings (dynamic)
T T
T
Fig. 5.5 Twist (torsional) (dynamic) loading
6.0 DYNAMIC TESTS
6.1 For approval, two representative truck frames shall be submitted for fatigue tests on such
machines as shall be approved by the Brake Systems Committee with such tests under supervi-
sion of a representative of that Committee.
6.2 Load Positions
6.2.1 The frame shall be positioned in a fixture where vertical loads can be applied as illustrated
in Fig. 5.4 at positions, Z1, G, Q, C, and Z. The load is reacted at the pedestals at positions S. The
loads applied at positions Z1 and Z are 25 in. on each side of the center pin (Q) position. The loads
acting at these positions shall be applied through a block bolted to the frame, which is representa-
tive of conventional side bearings. The loads acting at positions G, Q, and C shall be applied
through a simulated standard AAR car body center plate with 3° chamfer. Positions S are schemat-
ically shown at the center of the pedestal roofs and may be spherically crowned surfaces of approx-
imately 50-in. radius, and are all in the same plane for the vertical loading tests.
6.2.2 For the twist test, the frame shall be positioned in a fixture where vertical loads shall be
applied to two diagonal corners of the frame directly over the center of the pedestals and supported
at the remaining diagonal pedestals as shown in Fig. 5.5.
6.4.2 The magnitude of the twist load shall be sufficient to cause a twist in the frame of 3° simu-
lating one wheel dropping 3 in. below the rail elevation of the other three wheels.
If the frame rests on a spring suspension rather than directly on the journals, it will be necessary
to determine the load required from calibration of the springs and torsional stiffness of the frame.
Thus, the angle caused by the differential height of the springs added to the twist in the frame
must equal 3°. Calculation and calibration charts must be submitted from test results to verify the
procedure.
6.5 Cyclic Load Applications
The fatigue test shall consist of each type cyclic load listed in paragraph 6.3 and shall be done in
the quantity and order as listed in Table 6.3.
Table 6.3 Minimum cycle requirements
Loads Cycles
Rock load 175,000
Bounce load (center plate edge) 262,500
Bounce load (center plate center) 262,000
Twist load 500,000
Total cycles 1,200,000
7.0 MARKING
7.1 All approved frames shall be legibly marked as follows:
7.1.1 Coded Designs
Apply a proper code number that fully identifies the design, including material and heat treat-
ment. The code number system is shown in the AAR Manual of Standards and Recommended
Practices, Section S, Part II, Standard S-392.
7.1.2 All Designs
Apply the identification number as follows:
7.2 The markings specified above, when properly applied by the manufacturer, will serve as a
positive means of certifying that the design has been approved, and, by reference, the exact date of
approval can be ascertained.
7.3 The markings specified in paragraphs 7.1.1 and 7.1.2, in addition to those required by other
AAR specifications, are to be stamped on a builder’s badge plate that is riveted to the frame at a
neutral axis or other non-critical area. Each frame shall bear a serial number.
7.4 The code number, when applicable, as well as the identification number shall be shown on the
manufacturer’s detail drawing.
Specification
M-214
1.3.3.6 The AAR will publish at least annually a list of approved facilities. In the event a facility
is removed from the list, reapplication for approval will be required. Facilities may be removed
from this list for the following reasons:
1.3.3.6.1 For Cause
1.3.3.6.1.1 Consistent failure to maintain adequate quality control standards as evidenced by
inspections of castings in interchange service or non-compliance with appropriate specifications.
1.3.3.6.1.2 In the event a facility is removed from the approved list for cause, all material on
hand will be restricted from sale. The facility must provide the AAR with a listing of all completed
material on hand and the purchasers of all such material in the previous 6 months. The facility
must advise all purchasers who have received completed material that their approval has been
withdrawn.
1.3.3.6.2 Discontinued Production
A facility discontinues production for other than scheduled maintenance or other scheduled shut-
downs for a period exceeding 6 months.
1.3.3.6.3 Inspection Refusal
Refusal by a facility to accept an inspection scheduled under the provisions of this specification.
1.3.4 An inspection check list is provided in Appendix C and will serve as the basis for the inspec-
tion findings.
2.0 CLASSIFICATION PROCEDURE
2.1 All used side frames and bolsters removed from service must be classified before reapplying
to a car other than the one from which removed.
2.1.1 Side frames and bolsters must be removed from the truck for inspection and classification.
2.1.2 Parts must be clean and free of dirt, paint, rust, and scale that will interfere with gauging
and inspection.
2.1.3 Parts must be visually inspected for cracks, fractures, sections broken out, worn surfaces,
distortion, surface upset, and service notches.
2.2 Side frames and bolster castings over 30 years old, based on date cast, may be reconditioned,
but may be applied only with the permission of the car owner.
2.3 The following side frames and bolsters cannot be reconditioned:
2.3.1 Side frame and bolster patterns listed in Field Manual of the AAR Interchange Rules,
Rule 90 or Rule 47 must not be classified for further service and must be scrapped.
2.3.2 Parts with any crack, nick, gouge, or scrape in the unlined or uncrosshatched areas shown
in Fig. D.1 must be scrapped, except as follows:
2.3.2.1 Side frames with nicks, gouges, and scrapes of any size in spring seat support ribs, as
shown in Fig. D.1, or side frames with nicks, gouges, and scrapes not exceeding 1/8 in. depth and
not exceeding 6 in. in length lateral to the side frames, or not exceeding 20% of original thickness
and 3 in. in aggregate width with no limit on length longitudinal of the side frame.
2.3.2.2 Bolsters with nicks, gouges, and scrapes in the unlined and uncrosshatched areas that are
no more than 1/8 in. deep and that are either 1) transverse to long axis of bolster and no more than
6 in. long; or 2) parallel to long axis of bolster and of any length.
2.3.3 Parts not having pattern numbers, manufacturer’s marking, date cast, and either an AAR
identification number or code number.
2.3.4 Cast steel side frames and bolsters, repaired or reconditioned, that are fabricated by use of
components from other castings, plates, etc., except as permitted by AAR specifications.
2.3.5 Side frame with journal boxes designed for solid bearings any type.
2.3.6 Bolsters of 50-ton (5 1/2 × 10) or less capacity whose bowl depth is > 1 3/8 in. for nominal
1 1/8 in. bowl depth; or 70-ton (6 × 11) or greater capacity bolsters whose bowl depth is > 1 7/16 in.
for nominal bowl depth of 1 1/8 in.; 2 1/16 in. for nominal bowl depth of 1 3/4 in.; or 2 5/16 in. for
nominal bowl depth of 2 in. The measurement is taken from the top of the center plate rim to the
bearing surface, where this surface is the casting surface if no liner originally existed, or to the
liner surface if a horizontal liner originally existed. Care must be taken when measuring 16 in.
diameter center plate bowl depths because they have been furnished with original bowl depths of 1
1/8 in. and 1 3/4 in., with and without 1/4 in. horizontal liners, and with a bowl depth of 2 in., with
a 1/4 in. horizontal liner.
2.4 Each side frame and bolster must meet the appropriate functional dimensions of that design
and the appropriate gauges of Table D.1. Providing appropriate gauges shall be the responsibility
of the classifier. Tolerances must conform to Fig. D.6.
2.5 The results of inspection and gauging will determine if part is suitable for secondhand classi-
fication, may be reconditioned, or must be scrapped.
3.0 SECONDHAND ACCEPTANCE REQUIREMENTS
3.1 General
3.1.1 Part must be evaluated in accordance with procedure in paragraph 2.0.
3.1.2 Part must be free of cracks, fractures, sections broken out, and weld defects.
3.1.3 Identification of Classification Facilities
3.1.3.1 The part classified as secondhand must have identification paint stenciled on the casting
to indicate the classification facility’s report mark, date, and shop identification symbol arranged
in the following form:
Company marks: ABS
Shop identification symbol: AV
Date: 9-93
3.2.1.2 Roof of pedestal-type side frames may be repaired by any of the following:
3.2.1.2.1 Application of a wear liner in accordance with the requirements of AAR Manual of
Standards and Recommended Practices, Section S-II, Standard S-327 except that the EC-1157
gauge may be used in place of the EC-1090.
3.2.1.2.2 Application of proprietary pedestal roof liners approved by the AAR when applied in
accordance with manufacturer’s instructions.
OR
3.2.1.2.3 Restoration of pedestal roof by grinding or machining provided the remaining pad is not
less than flush with pedestal roof relief. The gauging requirements of MSRP Standard S-327 must
be met.
3.2.1.3 Brake beam wear plates.
3.2.1.4 Truck spring retainer modification.
3.2.1.5 Transverse nicks, scrapes, and gouges longer than 1 in. must be blended smooth with the
adjacent surfaces by grinding in a direction parallel to the long axis of the side frame.
3.2.1.6 When a side frame spring seat support rib is gouged, the gouge must be ground to a
blended contour. In extreme cases, the complete rib may be removed by grinding, if so desired.
However, the parent metal section must not be reduced more than 1/8 in.
3.2.2 Wear limits applicable to secondhand side frames are as follows:
3.2.2.1 Worn Column Guides
3.2.2.1.1 Side frame with column guides having 1/8 in. or less of lateral wear may be used as is. If
wear exceeds 1/8 in., the side frame must be restored to the functional dimensions contained in
AAR Manual of Standards and Recommended Practices, Section D-II. Column guides may be built
up if wear is 1/4 in. or less. Building up of worn column guides in Grade C material requires pre-
heat per paragraph 5.1.6 of this specification. Post-heat treatment is not required.
3.2.2.1.2 Side frames with column faces with total longitudinal wear between column faces of
1/4 in. or less need not be repaired. If wear exceeds 1/4 in., the side frame cannot be classified as
secondhand. (Longitudinal clearances are primarily a matter of wear of frame or bolster column
wear plates and bolster or frame column surfaces. See maintenance instructions from truck
designer.)
3.2.2.2 Side Frame Pedestal Wear
3.2.2.2.1 Side frame pedestal thrust lug longitudinal wear affecting the truck wheel base must be
gauged in accordance with AAR Manual of Standards and Recommended Practices, Section S-II,
Standard S-378. A side frame need not be repaired if its wheel base matches the buttons as origi-
nally manufactured. If the gauged wheel base does not match the buttons, the side frame cannot
be classified as secondhand. Side frame must have wheel base measured and nominal dimension
marked on side frame in accordance with AAR Standard S-378.
3.2.2.2.2 Side frames with pedestal thrust lug lateral wear less than a total of 1/8 in. need not be
repaired. If wear exceeds a total of 1/8 in., the side frame cannot be classified as secondhand and
must be reconditioned before reuse.
3.2.2.2.3 Side frames with pedestal roof wear < 1/16 in., gauged as shown in Fig. D.2 with the
EC-1200 gauge, need not be repaired. Side frames with pedestal roof wear ≥1/16 in., but < 3/16 in.,
as determined from the relief at each end of the roof pad, may be repaired in accordance with
paragraph 3.2.1.2. Side frames with pedestal roof wear > 3/16 in. cannot be repaired and must be
scrapped.
3.2.3 Side frames under visual inspection observed to be bent, twisted, or otherwise deformed
shall not be classified as secondhand.
3.2.4 Side frames classified as secondhand must have wheel base measured and the dimension in
inches (to the nearest whole inch) stamped in 3/8 in. or larger numerals adjacent to the side frame
matching buttons unless a number is already stamped or cast on.
3.3 Bolsters
3.3.1 Repair of secondhand bolsters is limited to the following:
3.3.1.1 Replacement of vertical or horizontal bolster center plate liners, metallic or non-metallic,
except when wear has occurred exceeding the limits specified in paragraph 3.3.2.2 on the vertical
and/or horizontal cast surfaces of the bolster center plate. If such wear has occurred, the bolster
cannot be classified as secondhand and must be reconditioned before reuse.
3.3.1.2 Application, in kind, of bolster friction pocket slope wear plates. This is a proprietary area
of the bolster and must be repaired in accordance with the truck designer’s or manufacturer’s
maintenance manual.
3.3.2 Wear limits applicable to secondhand bolsters are as follows:
3.3.2.1 Worn bolster gibs and lands, if applicable.
3.3.2.1.1 Bolsters with gibs having 1/8 in. or less of lateral wear as determined by the use of
gauge EC-1148, latest revision, as listed in Table D.1 and shown in Fig. D.5 or using gauges recom-
mended in the truck designer’s maintenance manual, need not be repaired. If wear exceeds 1/8 in.,
the bolster must be restored to the dimensions listed in Fig. D.5 or as provided in the truck
designer’s maintenance manual. Bolster gibs may be built up if wear is 1/2 in. or less. In addition
to the dimensions shown in the AAR Manual of Standards and Recommended Practices, Section D,
gibs on bolsters manufactured prior to January 17, 1987, may be restored to original dimensions,
which are provided in Fig. D.5 for the truck designs listed.
3.3.2.1.2 Bolsters with lands having 1/8 in. or less of longitudinal wear need not be repaired. If
wear exceeds 1/8 in., the bolster cannot be classified as secondhand and must be reconditioned
before reuse. Localized wear in the corners may exceed 1/8 in. providing it does not extend more
than 1 in. along the lands. (Longitudinal clearances are primarily a matter of wear of frame or bol-
ster column wear plates, friction shoes, and bolster or frame column surfaces. See maintenance
instructions from truck designer.)
3.3.2.2 Worn Bolster Center Bowls
3.3.2.2.1 A bolster need not be repaired if the diameter of the worn bolster bowl is ≤ 12 5/8 in. (for
12-in.-diameter bowl), or 14 5/8 in. (for 14-in.-diameter bowl), or 15 5/8 in. (for a 15-in.-diameter
bowl) or 16 5/8 in. (for 16-in.-diameter bowl). If these limits are exceeded, the bolster cannot be
classified as secondhand and must be reconditioned before reuse.
3.3.2.2.2 Bolsters of 50-ton (5 1/2 × 10) or less capacity need not be repaired if the depth of the
worn bolster bowl is < 1 9/32 in. for a nominal 1 1/8 in. bowl depth. Bolsters of 70-ton (6 × 11) or
greater capacity need not be repaired if the depth of the worn bolster bowl is 1 11/32 in. for a nom-
inal 1 1/8 in. bowl depth, 1 31/32 in. for a nominal 1 3/4 in. bowl depth, or 2 7/32 in. for a nominal
2 in. bowl depth. The measurement is taken from the top of the center plate rim to the bearing sur-
face, where this surface is the casting surface if no liner originally existed, or to the liner surface if
a horizontal liner originally existed. If these limits are exceeded, the bolster cannot be classified as
secondhand. Care must be taken when measuring 16-in.-diameter center plate bowl depths
because they have been furnished with original bowl depths of 1 1/8 in. and 1 3/4 in., with and
without 1/4 in. horizontal liners, and with a bowl depth of 2 in., with a 1/4 in. horizontal liner.
3.3.2.2.3 A bolster having cracked, broken, or missing vertical or horizontal liners shall not be
used as secondhand until replaced.
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Casting Details
M-214
4.1.6.2 Stamped identification must be made in an area smoothed by grinding or other means
before stamping, such area located on the side frame or bolster as shown in Fig. D.1 Previous
reconditioning stamp must be removed.
4.1.7 Reconditioned part must meet all of the requirements of this specification.
4.2 Side Frames
4.2.1 General Reconditioning Requirements
4.2.1.1 Repair is restricted to the lined and crosshatched areas shown in Fig. D.1 for side frames.
Appurtenances and proprietary features not shown in the outline must be repaired in compliance
with the designer’s maintenance manual.
4.2.1.2 Building up of worn surfaces in Grade B and Grade B+ material is permitted only in the
crosshatched area, provided the wear is 3/16 in. or less or, in the case of column guides, 1/4 in. or
less. Specific areas are addressed elsewhere in this specification or in designers’ maintenance
manuals and provide wear limits that are to be followed. Repair of cracks in Grade B and Grade
B+ material are permitted only in crosshatched areas, provided the cracks are not transverse to a
load-carrying member and are 1 in. or less in length. Heat treatment is not required.
4.2.1.3 Repair of cracks in Grade B and Grade B+ material is permitted in lined areas, provided
the cracks are not transverse to a load-carrying member and are 1 in. or less in length. Two or
more equal weld passes are required. Stress relief is not required.
4.2.1.4 Repair of cracks in Grade C material is permitted in crosshatched or lined areas, provided
the cracks are not transverse to a load-carrying member and are 1 in. or less in length. Preheat per
paragraph 5.1.6 is required. Stress relief per paragraph 6.1.5 of Specification M-210 is required.
4.2.1.5 Building up of worn surfaces in Grade C material is permitted only in the crosshatched
areas, provided the wear is 3/16 in. or less or, in the case of the column guides, 1/4 in. or less. Spe-
cific areas are addressed elsewhere in this specification or in the designers’ maintenance manuals
and provide wear limits that are to be followed. Preheat per paragraph 5.1.6 is required. Post-heat
treatment is not required.
4.2.1.6 No welding is permitted except in the crosshatched or lined area as shown in Fig. D.1.
4.2.1.7 Heat treating must not be performed after application of any wear plate or liner. Liners or
wear plates must be removed before heat treatment.
4.2.2 Application of Wear Plates
4.2.2.1 Existing side frame column friction plates meeting AAR Manual of Standards and Rec-
ommended Practices, Section D, Standards S-320 or S-3003, may be retained, provided spacing
between the wear plates is within the acceptable tolerances for reconditioned side frames and nei-
ther wear plate is worn more than 1/16 in. Application of new column wear plates is to be per AAR
Standards S-320 or S-3003. Weld-only applications are prohibited unless the design and procedure
are approved by the AAR for that particular applicant.
4.2.2.1.1 The face of the side frame column may be built up by welding if the column thickness is
5/16 in. or greater. One shim of mild steel or better, 1/8 in. to 3/16 in., may be used between the
hardened wear plate and the casting, and the use of hardened wear plates is allowed to restore the
column spacing. Hardened wear plates from 3/8 in. to 9/16 in. may be used. The length and width
of the shims must be the same as that of the wear plate. The combined thickness of the shim, if
used, and the wear plate must not exceed 9/16 in. Fig. D.7 defines the minimum final surface
requirement for mounting shims or wear plates.
4.2.2.2 Roof of pedestal-type side frames must be ground or machined smooth and must be
repaired by applying a wear liner as shown in AAR Manual of Standards and Recommended Prac-
tices, Section S-II, Standard S-327 (except that the EC-1157 gauge may be used in place of the
EC1090) if the wear vertically is > 1/16 in. and if either of the following conditions apply:
4.2.2.2.1 It replaces a similar worn liner previously applied on new or repaired pedestal roof.
OR
4.2.2.2.2 With no wear liner, the amount of wear vertically is 3/16 in. or less, as determined from
the relief of each end of the roof pad. For configuration and application procedure, refer to MSRP
Standard S-327.
4.2.2.2.3 If neither of these conditions apply, the side frame must be scrapped.
4.2.2.2.4 Proprietary pedestal roof liners approved by the AAR may be used when applied in
accordance with the manufacturer’s drawing.
4.3.1.4 Repair of cracks in Grade C material is permitted in crosshatched or lined areas, provided
the cracks are not transverse to a load-carrying member and are 1 in. or less in length. Preheat per
paragraph 5.1.6 is required. Stress relief per paragraph 6.1.5 of Specification M-210 is required.
4.3.1.5 Building up of worn surfaces in Grade C material is permitted only in cross-hatched
areas, provided the wear is 3/16 in. or less. Specific areas are addressed elsewhere in this specifica-
tion or in the designers’ maintenance manuals and provide wear limits that are to be followed.
Friction pockets may be built up if wear is 1/4 in. or less or as allowed by truck designers’ mainte-
nance manuals. Bolster rim may be built up if thickness at base is 5/8 in. or greater as measured
at the level of the horizontal casting surface. If the rim thickness is < 5/8 in., the rim must be
replaced by a method that will restore the original strength and contour. If the repair design
requires a hardened ring, that ring shall meet the requirements of MSRP Section D, Standard
S-305. Bolster gib may be built up if wear is 1/2 in. or less. Preheat per paragraph 5.1.6 is
required. Heat treatment is not required.
4.3.1.6 Side bearing attachment, if originally secured by welding, does not require heat treat-
ment of bolsters when rewelded unless it is Grade C material, which requires a minimum of 300 °F
local preheat in accordance with paragraph 5.1.6.
4.3.1.7 No welding is permitted except in the crosshatched or lined areas shown in Fig. D.1.
4.3.1.8 Heat treating must not be performed after application of any wear plate, liner, or side
bearing cage. Wear plates, liners, or side bearing cages must be removed before heat treatment.
4.3.1.9 Transverse nicks, scrapes, and gouges longer than 1 in. must be blended smooth with the
adjacent surfaces by grinding in a direction parallel to the long axis of the bolster.
4.3.2 Application of Wear Liners
4.3.2.1 Bolster center plate liners are to be replaced in kind unless authorized by owner. Applica-
tion is to be made per MSRP Section D, Standard S-305.
4.3.2.1.1 Bolsters of 50-ton (5 1/2 × 10) or less capacity originally furnished without center plate
horizontal liners and whose bowl depth is ≤ 1 3/8 in. for nominal 1 1/8 in. bowl depth; or bolsters of
70-ton (6 × 11) or greater capacity originally furnished without center plate horizontal liners and
whose bowl depth is ≤ 1 7/16 in. for nominal 1 1/8 in. bowl depth or ≤ 2 1/16 in. for nominal
1 3/4 in. bowl depth, must have the center bowl horizontal surface restored per MSRP Section D,
Standard S-305. The measurement is taken from the top of the center plate rim to the casting hor-
izontal bearing surface. A center plate horizontal liner must then be applied to provide the appro-
priate bowl depth.
4.3.2.1.2 The bowl depth for reconditioned bolsters of 50-ton (5 1/2 × 10) or less capacity must be
> 1 1/16 in., but < 1 9/32 in. The bowl depth for reconditioned bolsters of 70-ton (6 × 11) or greater
capacity must be > 1 1/16 in. but < 1 11/32 in. for a nominal bowl depth of 1 1/8 in.; > 1 11/16 in.
but < 1 31/32 in. for a nominal 1 3/4 in. bowl depth; and > 1 15/16 in. but < 2 7/32 in. for a nominal
2 in. bowl depth. The measurement is taken from the top of the center plate rim to bearing surface,
where this surface is the casting surface if no liner is to be applied, or to the liner surface if a hori-
zontal liner is applied.
4.3.2.1.3 Oil retainer rings on bolster bowl must be removed.
4.3.2.2 Renewal of bolster friction pocket slopes must be made either by weld or by application of
slope wear plates. This is a proprietary area of the bolster and must be reconditioned per
designer’s maintenance manual.
APPENDIX A
INSTRUCTIONS REGARDING APPLICATION FOR
STATUS AS AN APPROVED
CLASSIFICATION OR RECONDITIONING FACILITY
1.0 Application for status as an approved classification or reconditioning facility must be
submitted to the Chief—AAR Technical Standards.
2.0 Application must be accompanied by description or brochures that describe facilities and
processes and is to include detailed information on quality control procedures. If more than one
facility is involved, each must be fully described as a separate entity and applied for on an
individual basis. Application must include the company marks and shop identification symbol
required by paragraph 3.1.3.1 or paragraph 4.1.6.1.
3.0 Application must be accompanied by an advanced payment of $1,000. Application must state
that the applicant will reimburse the AAR for all costs that exceed the amount of the advanced
payment. In addition, application must be accompanied by a $200 non-refundable service fee
(non-members only).
4.0 The AAR will publish annually a list of approved facilities. In the event that a facility is
deleted from this list for cause, reapplication for approval will be required.
5.0 Approval status will be valid for a period of 2 years from the date of notice of approval. A
reinspection will be required prior to the expiration date in order to maintain the approved status.
It is the responsibility of the facility to initiate a request for reinspection 2 months in advance of
the expiration date. The request for reinspection must state that the applicant will reimburse the
AAR for all inspection expenses. In addition, application for reinspection must be accompanied by
a $1,000 advance payment.
6.0 Upon attaining approved status, facilities must grant an AAR representative free entry at all
times to all parts of the facility. This access is for the purpose of providing assurance that industry
standards are being maintained. The facility must afford the AAR representative all reasonable
support and assistance to ensure that materials are being furnished in accordance with this
specification.
7.0 Based on unsatisfactory inspection results or performance, a reinspection and/or a reduction
in the period of approval may be required.
8.0 Applicants requesting certification or recertification in accordance with the reconditioning
requirements of this specification must meet the requirements of AAR Manual of Standards and
Recommended Practices, Section J, Specification M-1003, “Specification for Quality Assurance.”
APPENDIX B
AAR PROCEDURE FOR THE INSPECTION
OF RECONDITIONING FACILITIES
1.0 REQUIREMENTS
The AAR inspection program is designed to qualify and evaluate each reconditioner’s capability of
reconditioning castings to AAR specifications. This program is directed toward establishing a min-
imum acceptable level of performance and capability with respect to experience, procedure, ability,
and equipment to recondition castings of the required quality. Each reconditioner will be evaluated
on the following requirements during an inspection of the facilities by the AAR inspector:
1.1 Observe entire plant operation, with emphasis on procedures that affect quality and unifor-
mity of product.
1.2 Inspect production and quality control equipment and facilities to determine ability to meet
production requirements.
1.3 Interview supervisors with respect to procedures and methods used in production.
1.4 Interview workers with respect to knowledge of procedure and methods applicable to the
worker’s area.
1.5 Review results of inspection with plant management and advise if any deficiencies are noted.
1.6 Inspect representative samples of in-process work and finished products.
2.0 PROCEDURES
2.1 The reconditioning facility inspector should verify bolster and side frame reclamation done in
accordance with this Specification M-214.
2.2 Initial Inspection of Castings
Check gauging technique and visual inspection procedures. Reconditioning shop should have a
good understanding of critical and noncritical casting areas and how these relate to repair proce-
dures.
2.3 Removal of Casting Defects
Observe arc-air or oxy-acetylene scarfing methods for complete removal of defects before weld
repair.
2.4 Weld Repair of Defects
Verify that AWS welding electrodes, designated for the appropriate type of material, are used
exclusively for repairs. Verify that low-hydrogen electrodes are properly stored in ovens prior to
use. Welders should be tested and qualified in the positions in which welding is to be performed in
accordance with AWS D15.1, latest revision. Weld repairs must be free of any cracks.
2.5 Heat Treating of Grade C Castings After Welding
When required, heat treatment will be in conformance to this Specification M-214. Furnaces
should be adequate to ensure uniform temperature throughout. Temperature controls and record-
ing equipment should be in proper working order. Furnace calibration equipment should be
observed. Quenching tanks must have circulating capability, and equipment used to transfer parts
from furnace to quench tank should be in good condition. Reclaimer should have thorough knowl-
edge of heat treatment principles and types of heat treatment required depending on casting type.
2.6 Finishing
Observe finish grinding of castings to ensure surface discontinuities resulting from weld repair are
contoured to the surrounding surfaces.
2.7 Ascertain that gauges required by the applicable AAR specification are present and used
properly.
2.8 Quality Control
Discuss additional quality control steps taken by the reclaiming party to ensure proper workman-
ship. These may include the following:
• Gauge calibration procedures and documentation
• Failure analysis program. The reconditioner must be knowledgeable in the mechanics of
critical castings flaws that lead to failure.
• Organization policy with respect to the following:
• Proper separation between production responsibility and quality control responsibility.
• Procedure for resolving controversy between operations and quality control of non-con-
forming items.
• Disposition of non-conforming items.
2.8.1 Personnel
2.8.1.1 Procedures for qualifying workers for particular jobs. Training provided for new employ-
ees.
2.8.1.2 Procedures for qualifying supervisors and methods of training and determining perfor-
mance.
2.8.1.3 Determine if there are proper welding procedures and competent expertise in the plant to
perform welding tests and solve welding problems. Determine how and when welders are quali-
fied. Welder qualification papers are to be in the personnel files.
APPENDIX C
CHECK LIST FOR THE APPROVAL OF FACILITIES TO
RECONDITION SIDE FRAMES AND TRUCK BOLSTERS
Indicate whether or not the facility has the following:
Item: Yes No
1. The physical capability to do the following:
• Clean components
• Inspect and classify components
• Restore functional dimensions by welding
• Machine/grind to required blueprint dimensions
• Confirm the accuracy of dimensional repairs made
• Heat treat castings, if required
• Paint, store, maintain records for delivery requirements
• Clean components
2. Maintenance manuals or other dimensional, material, and component reference data for the type (pattern)
of casting being reconditioned.
3. Identification of supplier certification procedures
4. Written procedures for the following:
• Inspection, identification, and segregation of incoming castings
• Acceptance/rejection criteria and limits
• Dismantling, modifying, or component removal
• Defining the necessary repair work to be done
• Performing the repair work, including welding
• Materials to be used (including part numbers and weld filler material)
• Verifying the integrity and dimensional accuracy of the reconditioned castings
• Controlling critical operations [welding parameters, dimensional inspection/layout, heat application,
heat treatment (if applied), etc.]
• Inspection, identification, and segregation of reconditioned product
• The training, testing, and certification of workers in critical occupations
5. A written or formal training program for employees in key operations with written notice or certificate of
completion
6. A requirement and program for the qualification of welders and non-destructive testing (NDT) employees, if
used
7. The required AAR-certified gauges for the types of castings being processed
8. An acceptable gauge control program for the maintenance and recertification of gauges, measuring devices,
and other test equipment as may be used in the reconditioning process
9. The latest issues of all AAR specifications and standards that concern the quality levels, dimensional
requirements, gauging, and processing limitations of new side frames and truck bolsters as well as the
Manual of Standards and Recommended Practices series that pertain specifically to the reconditioning of
these castings, including the welding, final inspection, and gauging of the reconditioned castings
APPENDIX D
TABLES AND FIGURES
1.0 SIDE FRAME AND BOLSTER ACCEPTANCE GAUGES
Table D.1 lists AAR standard gauges for side frames and bolsters. The gauge application figures
contained in this specification illustrate only application. Alternate gauge construction may be
used if the gauging method does not change.
Table D.1 Side frame and bolster acceptance gauges
Gauge
Application Gauge
Figure No. Number Gauge Description
AAR Specification M-210
Side Frames (4 1/2 × 8, 5 × 9, 5 1/2 × 10, 6 × 11, 6 1/2 × 12, and 7 × 12)
8.5 EC 1107–1 Wheel base gauge for side frames
8.4 EC 1107–2 Enlarged view of scale on wheel base gauge
8.7 EC 1120 Column “Go” gauge for side frames
8.8 EC 1121 Column “No-Go” gauge for side frames
Bolsters (4 1/4 × 8, 5 × 9, 5 1/2 × 10, 6 × 11, 6 1/2 × 12, and 7 × 12)
8.19 EC 1090–2 Application of key slot gauge and journal roof to key slot gauge for pedestal side frames
8.21 EC 1109 As-cast center plate go gauge for truck bolster
8.22 EC 1126 Center plate go gauge for truck bolster center plate wear liners
8.23 EC 1110 As-cast center plate no-go gauge for truck bolster
8.24 EC 1127 Center plate no-go gauge for truck bolster vertical ring wear liners
AAR Specification M-214
D.2 EC-1200 Side frame pedestal roof wear limits gauge
D.5 EC-1148-C Gauge for bolster gib restoration
EC-1157-A Pedestal roof to key slot gauge (may be used in lieu of EC-1090)
Table D.2 M-214 New gauge tolerances (where tolerances are not specified)
Critical gauged dimensions (underlined or listed as important).
Flatness tolerance as specified on the drawing.
Maximum tolerance of ±0.02 in. is allowed for all gauges under any and all conditions.
Noncritical gauged dimensions.
Flatness—All Gauges –0.000 in. to 0.010 in.
Size of Gauge (in.) Tolerance (in.)
0.000 to 4.000 ±0.031 (1⁄32)
4.001 to 12.000 ±0.047
12.001 to 48.000 ±0.062 (1⁄16)
48.001 to 96.000 ±0.125 (1⁄8)
96.001 and Greater ±0.188
Notes:
1. To provide for wear, gauge dimensions may vary from those on the gauge drawing in the direction and be
more restrictive on casting tolerances as provided in Fig. D.4 of this specification.
2. Worn gauges must be within the dimensions on the gauge drawing and the tolerances listed in Table D.2.
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Casting Details
APPENDIX D M-214
Weld and heat treatments in specified side frame and bolster areas
Grade Steel B and B+ C
Two or more equal
Temper (localized or
Welds in lined area passes—no heat treatment
furnace temper)
required
Welds in
Heat treat optional Heat treat optional
crosshatched area
NOTES:
1. REPAIR IS RESTRICTED TO THE LINED AND CROSS-HATCHED AREAS.
2. THE REPAIR, REMOVAL, AND ADDITION OF SIDE FRAME SPRING RETAINERS IS ALLOWED AND IS LIMITED TO THE FLAT PORTION OF THE SPRING SEAT.
Fig. D.1 Prohibited service crack and weld repair areas and identification marking locations
Fig. D.3 Application of new gibs, wear plates, and cast integral horizontal level support
Line
Type of Truck A B C D E Marking
No.
1 Ride Control 9.500
5.12 2.750 1.25 2.38 70 and 100 ton
Ride Control
2 Barber S-2 Regular 7.500 1.50 .875 .75 .75 70 and 100 ton
AAR Standard S-2 Regular
for Bolsters Cast 3 Barber S-2 Wide Land 9.000 1.50 1.625 .75 .75 70 and 100 ton
after 01/01/1987 S-2 Wide Land
4 Barber S-2 Combination 9.500 1.50 1.875 .75 .75 100 ton
S-2 Combination
5 Barber S-2- HD 10.875 1.50 2.625 .75 .75 100 ton S-2-HD
6 Ride Control 9.375 5.12 2.500 1.25 2.39 70 and 100 ton
Ride Control
7 Barber S-2 Regular 7.375 1.50 .625 .75 .75 70 and 100 ton
AAR Standard S-2 Regular
Optional
8 Barber S-2 Wide Land 8.875 1.50 1.375 .75 .75 70 and 100 ton
for Bolsters Cast
S-2 Wide Land
after 01/01/1987
9 Barber S-2 Combination 9.375 1.50 1.625 .75 .75 100 ton
S-2 Combination
5 Barber S-2-HD 10.875 1.50 2.625 .75 .75 100 ton S-2-HD
NOTES:
1. FOR TRUCK DESIGNS NOT LISTED, SEE DESIGNER’S MAINTENANCE MANUAL.
2. APPLY GAUGE AS ILLUSTRATED IN EACH BOLSTER POCKET WITH GAUGE CONTACTING LAND SURFACES “X” AND “Y” AND POCKET INNER WALL “Z.” IF THE GAUGE
CANNOT BE APPLIED TO CONTACT SURFACES “X,” “Y,” AND “Z,” TRIM THE INNER SURFACE (S) OF EITHER THE OUTER OR INNER GIB TO PROVIDE THE NECESSARY
CLEARANCE.
3. WITH GAUGE IN POSITION, DETERMINE CLEARANCE BETWEEN GAUGE AND EACH GIB SURFACES “F” AND “G.” BUILD UP SURFACES “F” AND “G,” IF REQUIRED, BY
WELDING, TO PROVIDE .06 MAXIMUM CLEARANCE WITH GAUGE. GRIND EXCESS WELD DEPOSIT FLUSH WITH TOP, BOTTOM, AND OUTSIDE CASTING SURFACES.
APPLY GAUGE AT ALL FOUR POCKETS AND GIBS REWORKED WHERE REQUIRED.
4. SUGGESTED WELDING ELECTRODES: AWS CLASS E-7016, E-7018, E-9016, OR E-9016, OR EQUIVALENT WELDING WIRES. FOLLOW PREHEAT REQUIREMENTS OF
THE FIELD MANUAL OF THE AAR INTERCHANGE RULES, RULE 82. HEAT TREATMENT OF THE CASTING AFTER WELDING IS NOT REQUIRED.
5. UNDERSCORED DIMENSIONS ARE IMPORTANT.
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Casting Details
a/ Must be gauged per Specification M-210, Figs. 8.3 and 8.4, and satisfy the requirements of
AAR Manual of Standards and Recommended Practices
Fig. D.6 Dimension tolerances for reconditioned truck side frames and bolsters
b/ Within the specified +5⁄32 in. –1⁄16 in. tolerance range, distance between friction plates at bot-
tom shall not exceed +1⁄8 in. –1⁄16 in. relative to top.
APPENDIX D
APPENDIX D
S [M-214] 330
Casting Details
a/ Must be gauged per Specification M-210, Figs. 8.3 and 8.4, and satisfy the requirements of
AR Manual of Standards and Recommended Practices, Section S-II, Standard S-378.
b/ Within the specified +5⁄32 in. –1⁄16 in. tolerance range, distance between friction plates at bot-
Fig. D.6 Dimension tolerances for reconditioned truck side frames and bolsters (page 2 of 5)
tom shall not exceed +1⁄8 in. –1⁄16 in. relative to top.
M-214
10/2010
M-214
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Casting Details
a/ Must be gauged per Specification M-210, Figs. 8.3 and 8.4, and satisfy the requirements of
AR Manual of Standards and Recommended Practices, Section S-II, Standard S-378.
Fig. D.6 Dimension tolerances for reconditioned truck side frames and bolsters (page 3 of 5)
b/ See designer’s drawings in MSRP Section S-II.
APPENDIX D
AAR Manual of Standards and Recommended Practices
Casting Details
APPENDIX D M-214
1⁄8
H
0
1⁄16
1⁄8
Fa/
1⁄16
1⁄8
C
1⁄16
1⁄16
B
1⁄16
1⁄8
A
TABLE OF TOLERANCES
TOLERANCE + (IN.)
TOLERANCE – (IN.)
a/
Fig. D.6 Dimension tolerances for reconditioned truck side frames and bolsters (page 4 of 5)
1⁄8
G
1⁄8 0
D
0
1⁄16
1⁄8
C
1⁄16
1⁄16
B
1⁄16
1⁄8
A
TABLE OF TOLERANCES
TOLERANCE + (IN.)
TOLERANCE – (IN.)
Fig. D.6 Dimension tolerances for reconditioned truck side frames and bolsters (page 5 of 5)
NOTES:
1. DIMENSIONS “H” AND “W” VARY ACCORDING TO DESIGN AND SPRING TRAVEL. THE INTENT IS TO HAVE A 1⁄2-IN. BEARING SURFACE AROUND THE PERIMETER OF
THE WEAR PLATE APPLIED.
2. USE A STRAIGHT EDGE IN ALL DIRECTIONS ACROSS ALL SHADED AREAS TO ENSURE A PLANE AND FLAT SURFACE TO 1⁄32 IN.
3. IF NECESSARY ON GRADE B CASTINGS, APPLY WELD IN SHADED AREAS WITH E-7018 OR EQUIVALENT AND FINISH GRIND TO ACHIEVE SURFACE.
4. IF NECESSARY ON GRADE B+ CASTINGS, WELD IN SHADED AREAS WITH E-8018 OR EQUIVALENT AND FINISH GRIND TO ACHIEVE SURFACE.
5. ON GRADE C CASTINGS, USE E-9018 OR EQUIVALENT FOLLOWING PREHEAT GUIDELINES IN PARAGRAPH 5.1.6 AND FINISH GRIND TO ACHIEVE REQUIRED
SURFACE.
Fig. D.7 Minimum acceptable contact area for worn truck side frame column wear plate area—shown with wear plate
removed—typical bolted application
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Casting Details
COUPLING SYSTEMS
Specification
M-215
2.3.2 For one or two pivot systems as defined under paragraph 1.0, the maximum moment
allowed at the pivots, due to car angularity and yaw rotational resistance, shall not exceed the
requirements of AAR Manual of Standards and Recommended Practices, Section C, Part II, Speci-
fication M-1001.
2.4 System Description
A detailed system description will be provided, including a review of the slack in the system. Part
or component friction and wear characteristics will be provided on adjacent wearing parts having a
direct bearing on curving and load carrying system capabilities.
2.5 Materials
2.5.1 When AAR material is used in the approval request, the manufacturer will provide a list,
including all provisions contained in Specification M-201 and Specification M-211, pertaining to
casting requirements, inspection, repair, weld repair, internal solidity, and all material property
specifications.
2.5.2 When other than AAR material is used in the approval request, the manufacturer will pro-
vide the following:
2.5.2.1 A material list and the industry specifications to which they conform.
2.5.2.2 A list of welding and other assembly specifications required.
2.6 Markings shall be molded in rubber, cast on castings, and stamped on forgings in an area not
subject to wear or stress concentrations and, if possible, where they can be readily seen without
removal of the unit from the car. Each unit shall be legibly marked as follows: Manufacturer name,
unit, type designation, letters “AAR”, specification and date of issue or reissue of those specifica-
tions to which they conform, and month and year.
2.7 Maintenance Instructions
Preliminary maintenance instructions must be included and will define the following:
• A slack level that the system can provide and tolerate
• Wearing surfaces, part or component friction, and wear characteristics that will be pro-
vided on adjacent wearing parts having a direct bearing on curving and load carrying sys-
tem capabilities
• Dimensions subject to change
• Measurement means to monitor change
• Assembly/disassembly procedures
• Coupling and uncoupling procedures
• Lubrication plan, if required
3.0 DESIGN CRITERIA
3.1 General Requirements
A car or unit coupling system for application in full unrestricted general interchange service will
meet all applicable design criteria of the referenced specifications outlined herein. The AAR will
consider criteria deviations providing that the deviations are clearly explained and documented. If
the deviations are not acceptable for full unrestricted interchange service, limitations may be
imposed by the AAR. For designs that are not intended for full unrestricted general interchange
service, the manufacturer will do the following:
3.1.1 Clearly define the design parameters.
3.1.2 List any operational and other limitations that will pertain to the design, manufacturing,
and use of the coupling system.
3.1.3 State the reason(s) for the limitations and, if deviations are requested, the proposed design
criteria and criteria basis.
3.2 Coupler Load
The system must meet the structural requirements of Specification M-211 or be consistent with
strength capability of systems as defined under paragraph 2.3.
3.3 Vehicle Performance
The system must meet all applicable criteria in MSRP Section C, Part II, Chapter 2, Specification
M-1001, especially the following:
3.3.1 Curve Negotiability—The minimum curves to be negotiated are defined in MSRP Section C,
Part II, Chapter 2, Specification M-1001.
3.3.2 System Criteria—The system, including all components and attachment/connection means,
shall meet the requirements of the following topics, codified in MSRP Section C, Part II, Chapter 4
(curve stability is documented in Chapter 11):
• General requirements for the design of loads and forces
• Vertical loads on couplers
• Jacking loads
• Draft loads
• Compressive end loads
• Impact loads
• Curve stability
3.4 Fatigue
A fatigue analysis of the coupling system shall be conducted on available environmental load data
based on the approach outlined in Specification M-211, paragraph 4.2.6.
3.5 Analyses
Analytic requirements will consist of a complete specific application curve negotiability and stress
analysis, including a fatigue analysis, and will be submitted indicating compliance with Specifica-
tion M-211 requirements. Based on the system stress analysis, critical importance areas will be
identified. The analyses will include an application of the attachment to the car body.
4.0 MANUFACTURING REQUIREMENTS
4.1 Quality Assurance Provisions
All manufacturers and foundries must have a formal quality assurance program and be approved
by the AAR under the provisions of AAR Manual of Standards and Recommended Practices, Sec-
tion J, Specification M-1003.
4.2 Gauges and Inspection Techniques
The manufacturer must submit gauge lists or any other pertinent inspection techniques, proce-
dures, or processes to the AAR.
4.3 Steel Castings
Steel castings must comply with all applicable provisions of Specification M-201 and Specification
M-211, including the surface finish and solidity requirements of Specification M-211,
paragraphs 8.0, 9.0, and 11.0. Deviations from these specifications must be stated with reasons for
the deviation request. Alternative procedures and processes will be considered by the AAR.
6.2 Reports
6.2.1 General
The manufacturer will submit to the AAR in-service performance reports and semiannual service
performance reports during the test period as described in the following paragraphs. Approval for
additional applications will be contingent upon receipt of in-service performance and semiannual
service performance reports. Upon successful completion of 250,000 miles of in-service perfor-
mance on the 10%/10-car control group, consideration will be given to granting full approval. The
proponent will notify the AAR of any failures and proposed corrective action.
6.2.2 In-Service Performance Report
The in-service performance report will be submitted to the AAR as information/data become or are
made available or every month, whichever comes first. The in-service performance report will
include information as outlined in the AAR Manual of Standards and Recommended Practices,
Section B, Standard S-101 with the following:
• Tear-down inspection reports
• Reports to explain field complaints
• Any manufacturer’s special analyses to determine component quality and performance
6.2.3 Semiannual Service Performance Report
The semiannual service performance report will include information as outlined in MSRP Stan-
dard S-101 with the following:
• Accounting of additional car sets in service
• Any in-service performance reports that were not previously submitted
6.3 Teardown Inspection
A teardown inspection will be conducted at intervals agreed on by the manufacturer and the AAR.
In-service wear performance measurements shall be made. The presence of an AAR representative
may be required.
6.4 Design Changes
Major design changes must be submitted in writing to the AAR for handling.
7.0 RETEST REQUIREMENTS
Full approval will be granted upon successful completion of in-service testing and upon submission
of service performance reports as outlined in paragraph 6.0. In the event clarification is required,
a retest under the provisions of paragraph 5.0 may be required on service worn components.
8.0 FAILURE MODE EFFECTS AND ANALYSIS (FMEA)
An FMEA must be submitted to identify critical failure mode effects. This analysis will provide the
AAR with a recommended procedure for handling any bad-ordered cars to destination shops for
repair. All failure contingencies will be covered in this recommended procedure.
9.0 LIMITATIONS ON USE
The manufacturer will advise the AAR of specific limitations on use of the proposed coupling sys-
tem. For example, yard impact limitations may be prescribed.
Specification
M-216
1/ To be recorded for (1) the throat area; (2) distance between the C-10 pin hole and the nearest
pulling face; and (3) the wall thickness of tail adjacent to radius of the pulling lugs.
10/2010 S [M-216] 345
AAR Manual of Standards and Recommended Practices
Casting Details
M-216
Part 1M-220
Specification
M-220
1.3 The Coupling Systems and Truck Castings Committee (CSTCC) must approve alternative
test methods for components being placed in interchange freight service.
2.0 METHOD
Facilities conducting nondestructive tests shall maintain documented procedures that detail the
processes and the requirements associated with each test. The procedures must be approved by an
ASNT Level III professional or equivalent AAR member-railroad, corporate-certified professional.
The professional must be qualified in the appropriate NDT discipline.
3.0 INSPECTOR QUALIFICATION
Personnel conducting nondestructive tests must be trained in accordance with a written training
manual developed with the requirements of this specification as outlined in the appendices. Records
of initial training and annual requalification must be kept and be available for review.
4.0 EQUIPMENT
Equipment used in the conduct of nondestructive tests must be capable of meeting all test param-
eters established by this specification.
5.0 RECORDS
The facilities conducting nondestructive tests shall maintain for a minimum of 3 years inspection
records of all tests conducted and required by this specification. These records shall be made avail-
able to the purchaser, casting owner, or AAR upon request. The records shall provide traceability
from the serial number of individual castings, where serial numbers are required in the manufac-
ture of the respective component. Recorded information shall include as a minimum the date of in-
spection, type of test conducted, method used, and results of the test. Requirement for records is
further defined in each appendix, inasmuch as not all components require record keeping or this
level of record keeping.
APPENDIX A
MAGNETIC PARTICLE INSPECTION OF RAILROAD
KNUCKLES—GUIDELINES AND PROCEDURES
1.0 SCOPE
1.1 The purpose of this magnetic particle test (MT) inspection procedure is to outline the process
and requirements for conducting magnetic particle inspection of railroad knuckles by manufactur-
ers, reclamation shops, car repair shops, RIP tracks, and mobile operations. The “continuous” MT
method is used in conjunction with dry powder magnetic particle application at the knuckle
inspection area.
1.2 The scope of this procedure applies to the AC yoke technique method using dry powder mag-
netic particle application at the knuckle inspection area. Alternative methods of inspection of
knuckles (including but not limited to wet mag dip tank under black light inspection) are accept-
able if approved by the CSTCC.
1.3 The MT inspection monitors iron particles that collect at areas of flux leakage, which can
then be interpreted as an indication of a surface crack, hot tear, void, etc., or a non-relevant indica-
tion such as geometry change, scale, rust, etc.
1.4 Manufacturers and reclamation shops must nondestructively test each cast component
covered by this appendix. Manufacturers may request a waiver from the CSTCC for relief of 100%
inspection and must provide a description of their process and results for CSTCC review.
2.0 INSPECTOR QUALIFICATION
2.1 Personnel performing magnetic particle inspection of railroad knuckles shall be certified to
Level I or higher in accordance with the ASNT Recommended Practice No. SNT-TC-1A or shall be
certified to an equivalent AAR member railroad corporate program. An ASNT Level III profes-
sional or equivalent AAR member railroad corporate certified professional must approve the train-
ing and requalification programs, which will cover the necessary requirements of magnetic
particle testing and its application to a railroad knuckle. Training must include the content of this
document.
3.0 REQUIRED EQUIPMENT FOR DRY INSPECTION
• Electromagnetic AC yoke—used for inducing magnetism into the knuckle being inspected
• Dry powder magnetic particles (6 μm to 8 μm iron oxide powder)—used during magnetic
particle inspection
• White powder liquid penetrant aerosol spray developer, used to create high contrast
between the magnetic powder and the inspection surface. Developer usage is mandatory
for field inspections and reclamation facilities and not required for knuckle manufacturers
or associated finishing facilities.
• Magnetic particle field indicator (pie gauge)
• Light source (ambient or produced) that provides a minimum of 50 footcandles at the
inspection surface
• Lint-free rags
• Cleaner
• Ruler/tape measure accurate to 1⁄16 in.
4.7 Set the yoke current to AC and position it at knuckle placement #1 as illustrated in Fig. A.2.
PLACEMENT #1
PLACEMENT #4
PLACEMENT #2
PLACEMENT #3 PLACEMENT #5
Fig. A.2 Horizontal yoke placement on knuckle Fig. A.3 Vertical yoke placement on knuckle
4.8 Use a pie gauge to verify magnetic field strength and direction. Conduct the verification at
the beginning of each shift, starting with the first knuckle.
4.9 With the yoke energized, apply the dry magnetic particles with a bulb applicator or powder
blower in such a manner that a light, uniform, dust-like coating settles on the pulling face area.
4.10 Examine the knuckle for any accumulations of magnetic powder at flux leakage areas.
4.11 Car repair shops, RIP tracks, and mobile operations: repeat for knuckle placements 2 and 3
with the yoke in the horizontal position only, as shown in Figs. A.2 and A.4.
4.12 Manufacturers and reclamation shops: repeat for knuckle placements 2 through 5, as shown
in Figs. A.2 and A.3. Placements 1 through 3 are with the yoke in the horizontal position (as shown
in Fig. A.4, although knuckle does not have to be in the coupler body), and placements 4 and 5 are
with the yoke placed in the vertical position (as shown in Fig. A.5).
SPAN BOLSTERS
Specification
M-975
Adopted: 2000
1.0 SCOPE
1.1 This specification covers the design, test, and approval requirements for span bolsters,
whether cast or fabricated, used to support a car body or an upper span bolster by two or more
trucks or by lower span bolsters.
1.2 Approved span bolsters will be rated for the combined gross rail load of the trucks supporting
them.
1.3 Once approved under this specification, the span bolster may be used in different freight car
designs. Car designs utilizing span bolsters approved under this specification are subject to sepa-
rate review and approval by the Equipment Engineering Committee.
1.4 Existing span bolsters having an AAR identification number will be considered to comply
with the design and test requirements of this specification. Upon review of their production and
service history, other existing span bolster designs may be approved without test or analysis. In
either case, the proponent is to submit an identification number and rated gross rail load, as called
for in paragraph 5.1. Upon approval, such span bolsters are to be marked in accordance with
paragraph 5.2.
2.0 DESIGN REQUIREMENTS
2.1 Basis of Design
2.1.1 Static Design
A finite-element stress analysis of the span bolster shall be performed using the design loads, load
factors, and allowable stresses specified below. The boundary conditions of the analysis shall not
provide moment restraint at the center plate/center bowl interfaces except as generated by gravity.
2.1.2 Fatigue Analysis
A fatigue analysis shall be performed in accordance with the requirements of AAR Manual of
Standards and Recommended Practices, Section C-II, Specification M-1001, Chapter VII. The
design shall be for a fatigue life of 1,000,000 miles and shall use the environmental load spectra
(REPOS) provided for 100-ton open hopper cars unless environmental data more applicable to the
intended car are available. 50% of the car’s mileage shall be assumed to be loaded and 50% to be
empty. Vertical force values provided in the hopper car REPOS shall be adjusted by the ratio of the
gross weight supported by the span bolster, including its own weight and not including the weight
of the lower span bolsters (if any) beneath the span bolster or the trucks, to 121,000 lb, i.e.,
Force value used = REPOS value × Gross weight supported = 121, 000 lb
4.0 MATERIALS
4.1 The top and bottom cover plates of the draft sill and primary longitudinal beam of fabricated
span bolsters are to be made of fine grain, controlled rolled steel having a minimum Charpy
V-notch value of 15 ft·lb at –200 F° as obtained under ASTM Specifications A370 and A673 on a
heat lot basis.
4.2 If cast steel span bolsters have fabricated draft sills welded on, they are to be stress-relieved
after application of the draft sill.
5.0 APPROVAL
5.1 Application for approval of span bolster designs shall be submitted to the Association of
American Railroads in care of the Chief—Technical Standards, of the Transportation Technology
Center, Inc. The proponent shall state the gross rail load rating for which approval is sought and
shall provide an identification number for the span bolster, which is not to exceed 10 characters.
Fifteen copies of relevant supporting documents, including drawings, identification of material
grades used, and the results of stress calculations, shall accompany the application. Additional
requirements for approval may be established by the Equipment Engineering Committee beyond
those listed in this specification for span bolsters that it deems to be of unconventional configura-
tion.
5.2 Span bolsters approved under this specification shall be marked with this specification num-
ber, the span bolster identification number, and the rated gross rail load of the trucks supporting
them. The markings shall be applied adjacent to the upper center bowl, either on the side of the
side bearing supports on each side or on top of the span bolster facing the draft arm (if used). They
shall be cast on or applied by steel stamp in letters and numerals no less than 1/2 in. high in a
manner similar to the following:
AAR M-975-2000
YYYYYYYYYY
ZZZZZZ LB
5.3 Once approved under a given identification number, changes to span bolsters shall be limited
to non-structural appurtenances, such as brake rigging supports and end platforms; accommoda-
tion of different draft arms, couplers, and/or cushioning components; and substitution of alternate
material grades having comparable tensile, ductility, fatigue, and welding properties. Changes
beyond those listed above must be submitted to the Equipment Engineering Committee for
approval.