How To Conduct An After-Action Review
How To Conduct An After-Action Review
How To Conduct An After-Action Review
HOW TO CONDUCT AN
After Action Review
Jennifer Zeunik Joyce Iwashita Frank Straub Rick Braziel
Ben Gorban Blake Norton Brett Meade
This project was supported, in whole or in part, by grant number 2014-CR-WX-K002 awarded to the National Police
Foundation by the U.S. Department of Justice, Office of Community Oriented Policing Services. The opinions contained
herein are those of the author(s) or contributor(s) and do not necessarily represent the official position or policies of
the U.S. Department of Justice. References to specific individuals, agencies, companies, products, or services should
not be considered an endorsement by the author(s), the contributor(s), or the U.S. Department of Justice. Rather, the
references are illustrations to supplement discussion of the issues.
The internet references cited in this publication were valid as of the date of publication. Given that URLs and websites
are in constant flux, neither the author(s), the contributor(s), nor the COPS Office can vouch for their current validity.
This resource was developed under a federal award and may be subject to copyright. The U.S. Department of Justice
reserves a royalty-free, nonexclusive, and irrevocable license to reproduce, publish, or otherwise use and to authorize
others to use this resource for Federal Government purposes. This resource may be freely distributed and used for
noncommercial and educational purposes only.
Recommended citation:
National Police Foundation. 2020. How to Conduct an After Action Review. Washington, DC: Office of Community
Oriented Policing Services.
Published 2020
Contents
Executive Summary. v
External communications, public relations, and traditional and social media ........................................ 25
Step 3. Conduct research on the incident, compile relevant materials, and review information. 43
Step 6. Develop findings and recommendations or promising practices and lessons learned. 49
Bibliography.59
Nationwide, law enforcement agencies and their public safety partners are increasingly challenged by
complex crisis events. It is incumbent upon first responder agencies to use every available opportunity to
identify promising practices and lessons learned to continue to enhance their ability to respond. Routine
emergencies, large-scale public events, and training exercises provide opportunities for law enforcement
agencies to develop and practice collaborative response protocols and identify lessons learned that help
prepare them for crisis events that present novel, dynamic, and rapidly evolving challenges that test
relationships and response protocols.
Conducting AARs following exercises, routine emergencies, and critical incidents provides observations
and learning opportunities that can be applied to strengthen future responses and guide agencies as they
prepare for future incidents. While many agencies already use an AAR process, this guide is designed to
provide information to those who do not regularly engage in AARs as well as to assist those agencies that
are interested in building on their current approach. The guide lays out evidence supporting the need to
incorporate the AAR process into everyday activities and provides a solid framework and suggestions for
undertaking this work in law enforcement agencies of all sizes.
Section 1 defines the AAR process and provides a brief history of AARs in a number of public safety and
professional fields. It emphasizes the importance of conducting AARs in law enforcement agencies as a
way to challenge participants to review their responses and adapt their tactics and thoughts to address
ongoing challenges. AARs can range from an informal team debrief following a training exercise or a
small-scale event to a large-scale, in-depth assessment that yields a comprehensive report published by an
independent team of subject matter experts. AARs can also vary in scope, areas of focus, purpose, goals,
and objectives. All AARs should answer the basic questions: What happened, what actions were taken,
why were they taken, and what variables should be considered in future responses.
promising practices. The meta-analysis demonstrates how AARs regarding incidents of mass
violence, mass demonstrations, and other incidents share common themes. These common themes
and lessons demonstrate the importance of conducting, sharing, and learning from AARs to improve
individual organization and the law enforcement profession’s preparedness, response, and recovery
from critical incidents.
Section 3 provides a detailed step-by-step guide for law enforcement agencies—and relevant stakeholders,
if necessary—to conduct AARs. Each step includes an explanation of what is involved, how it is related
to the preceding and following steps, and how it impacts the overall AAR. AARs require honest evaluation
and challenge participants to question their previously held assumptions and beliefs, leading to critical
thinking, better decision-making, and more effective execution. The steps in this section are important to
achieving those goals. Beginning with a determination of the type of AAR that should be conducted, all
AAR processes should engage key stakeholders, analyze relevant information, develop and communicate
findings, among other essential steps. Ultimately, individual organizations and regional partners should
incorporate lessons learned into training, policy, and procedure for future responses.
AARs are critical to organizational learning and to strengthen responses in an evolving and increasingly
complex operating environment. By honestly reflecting on past experiences, organizations can anticipate
emerging challenges, incorporate promising practices, and work collaboratively to evolve and prepare
for future events. Instilling a culture that encourages continuous learning through the assessment
and identification of promising practices and lessons learned is vital to ensuring first responder and
community safety and building effective responses to major events such as incidents of mass violence.
1. After Action Reviews Defined
An after action review (AAR)1 is a team-based process following a particular training exercise or an event
that affords all participants the opportunity to reflect, provide their perceptions and observations, and
identify promising practices and lessons learned that can be applied to enhance future responses to similar
scenarios. An AAR “focuses on an event and allows participants to discover and review WHAT happened,
WHY it happened, and HOW to sustain strengths and improve on weaknesses” (emphasis original).2
The AAR process is a learning opportunity that should not be overlooked by organizational leadership.
AARs benefit individual organizations and serve as an opportunity to contribute to the body of knowledge
available to policymakers, practitioners, and researchers when made public. Agencies that are committed
to learning regularly conduct their own AARs and review those completed by other organizations to
identify best practices and challenges to improve organizational preparedness, response, and recovery.
AARs can range in scope from less structured reviews or discussions—also referred to as a “debrief” or
“hot wash”—to a comprehensive review that follows a rigorous process and a published report.3 While
many AARs are conducted after significant or traumatic events, some industries have scaled them to
various levels and implemented AARs after less critical events or incidents and training sessions to ingrain
the process in the culture and reinforce the importance of continued learning and improvement.4 On an
individual level, reviewing and reflecting on one’s actions can help the individual to improve on them
or build on their promising practices for future interactions. On an organizational level, conducting and
reviewing AARs regularly can help the organization identify thematic areas for improvement or to build
on promising practices.
1. Throughout this guide, “after action review” (AAR) is used to encompass similar phrases including after-action
assessment, incident review, critical incident review, and incident response analysis.
2. VCPI, After-Action Review and Reporting.
3. FEMA, “What is an After-Action Report (ARR)?;” Texas Division of Emergency Management, After Action Report &
Improvement Plan; Heal, “Debriefings and After Action Reviews.”
4. VCPI, After-Action Review and Reporting; IACP, “Small-Scale Special Event Preparedness.”
2 How to Conduct an After Action Review
AARs can also serve as case studies for classroom trainings and scenarios for tabletop exercises and
reality-based training.5 For example, many law enforcement organizations conduct in-depth reviews of
officer-involved shootings, involving individuals from within and outside the department in the review of
the incident to identify adjustments that should be made in policies, procedures, training, supervision,
and discipline.6 Using AARs as case studies is especially beneficial for reality-based training, drawing on
real cases that first responders may encounter in their field. In a variety of professions, practicing the
AAR process in a consistent manner that examines both promising practices and challenges helps to create
learning organizations that improve the organization holistically.7
Over time, the army adapted the model to become more focused on improving training and mission
success, and the current AAR model was developed.11 On August 1, 1985, the army formally established
the Center for Army Lessons Learned (CALL), which “drives change through the ALLP [Army Lessons
Learned Program, Army Regulation 11-33] and identifies, collects, analyzes, disseminates, and archives
lessons and best practices while maintaining global situational awareness to share knowledge and
facilitate the army’s and unified action partners’ adaption to win wars.”12 The September 1990 Army Field
Manual (FM) 25-101 “Battle Focused Training” includes a chapter and an appendix that describe the
current model of assessments and AARs.13 Since the 1990s, the army has leveraged the current AAR model
as a structured approach for team and self-reflection and problem-solving through the identification
of strengths and areas for improvement.14 Army personnel regularly conduct informal and formal AARs
during or immediately after each training event or mission. All of the AARs share common goals: to
sustain strengths, identify lessons learned, and integrate the lessons learned into successful future
operations.15
NASA adopted the army’s model of Pause and Learn (PaL) AARs “to create a learning event at selected
critical events in the life of a project.”18 These reviews provide opportunities for reflection and
identification of individual lessons learned at critical junctures throughout projects and to understand
what has happened, why, and what can be done to increase the likelihood of success. These AARs involve
all team members sharing honest and open perceptions and promising practices and lessons learned and
creating action steps to ensure progress.
Several agencies and organizations that fund and regulate aspects of public health and health care
emergency preparedness and response—including the Federal Emergency Management Agency (FEMA) and
the Centers for Disease Control and Prevention (CDC)—require formal AARs under certain circumstances.21
Furthermore, FEMA includes the identification of generalizable recommendations and lessons learned to
improvement efforts as part of its Homeland Security Exercise Evaluation Program (HSEEP).22 Between
2005 and 2011, at least 91 AARs following a public health system response to a real incident were
submitted to the FEMA Lessons Learned Information Sharing (LLIS.gov) database.23 These AARs have
helped identify, document, and disseminate promising practices and lessons learned from responses to
emergency situations and training exercises to enhance performance in each of these critical areas.
Fire service AARs are also used as an opportunity to provide closure to all involved parties after a
particularly traumatic event and to be the instigator for identifying colleagues who may need additional
emotional or psychological support. Some fire departments have included an informal trauma screening
questionnaire (TSQ) into their AAR process to help identify whether a firefighter should seek help.25 In
addition, fire departments use previous AARs as training tools for newer firefighters. In response to
19. Sawyer and Deering, “Adaptation of the U.S. Army’s After-Action Review.”
20. Savoia, Agboola, and Biddinger, “Use of After Action Reports (AARs).”
21. Savoia, Agboola, and Biddinger, “Use of After Action Reports (AARs).”
22. U.S. Department of Homeland Security, Homeland Security Exercise and Evaluation Program (HSEEP).
23. Savoia, Agboola, and Biddinger, “Use of After Action Reports (AARs).”
24. Ockershausen, Special Report.
25. Carey, “A New Approach to After-Action Reports.”
After Action Reviews Defined 5
reductions in the need to respond to critical fire incidents and the retirements of senior personnel, fire
departments have compiled and catalogued the problems encountered during various responses, identified
promising practices and lessons learned, and created a repository of information to assist inexperienced
firefighters with learning.
The U.S. Department of Justice (DOJ) Office of Community Oriented Policing Services (COPS Office) and other national-
level industry organizations have developed resources to help public safety organizations learn from a variety of
incidents that first responders are likely to encounter. Incidents span from near misses—events that could have resulted
in a serious injury, fatality, significant property damage, or crisis if not for a fortunate break in the chain of events—to
responses to critical incidents:
• LEO Near Miss. Funded by the COPS Office, LEO Near Miss is a national near miss reporting system for law
enforcement officers that allows for sharing of lessons learned and reminders that can be incorporated into
training and policy to improve officer safety.
• Averted School Violence (ASV) Near Miss. Funded by the COPS Office, ASV Near Miss is a reporting system for
law enforcement officers, school officials, and mental health professionals to share lessons learned to inform
school policy and safety procedures and prevent future tragedies.
• Center for Mass Violence Response Studies. Developed by the National Police Foundation, the Center for Mass
Violence Response Studies aims to conduct objective policy-relevant research, AARs, and initiate training and
technical assistance programs to advise federal, state, and local public safety officials regarding the response to
mass violence events.
Using such resources, law enforcement organizations can learn from on another and apply lessons before an incident
occurs. In this manner, the learning initiatives help organizations to foster a culture of learning.
Sources: National Police Foundation, “LEO Near Miss;” National Police Foundation, “Averted School Violence;” National Police Foundation,
“Center for Mass Violence Response Studies.”
feedback and concrete recommendations for improvement. The debriefings provide pointers that senior
executives rarely received before and have helped improve their processes.27 The J.M. Huber Corporation
uses AARs following every planned project and significant unplanned event. Employees post their lessons
learned to an intranet database, which allows other employees to search the database and find AARs on
similar topics and learn from previous experiences.28
AARs—large and small—challenge participants to question their previously held assumptions and beliefs,
which leads to smarter thinking and therefore more effective execution.32 AARs also encourage creative
thinking to address emerging challenges. For example, in preparation for hosting the 2016 Republican and
Democratic National Conventions, the Cleveland (Ohio) Division of Police (CPD) and the Philadelphia
(Pennsylvania) Police Department (PPD) studied the best practices and lessons learned from AARs of the
2012 conventions33 and other recent law enforcement responses to mass demonstrations.34 As a result, the
CPD and the PPD implemented newer strategies that emphasized softer responses to potentially volatile
situations, flexibility in allocating resources and personnel, and positive interactions with demonstrators.35
The two departments were able to prevent large-scale chaos and mass arrests and were praised for their
ability to balance First Amendment rights with community safety. Other agencies have also publicly
shared their experiences and challenges in responding to mass demonstrations by publishing AARs
completed by independent organizations and the COPS Office.36
Many of the AARs conducted following critical incidents have emphasized the importance of practicing
National Incident Management System (NIMS) and Incident Command System (ICS) principles as part of
everyday operations. NIMS and ICS help law enforcement agencies to manage incidents and NIMS includes
requirements for agencies to complete AARs following incidents, ensuring that lessons are identified
and incorporated back into operations.37 The National Police Foundation (NPF) AAR following the law
enforcement response to the 2013 attacks on police in southern California noted that while individual
agencies established field command posts and command structures in accordance with their policies,
“when events required multiagency collaboration, the use of formal command and control systems, such
as NIMS, was limited.”38 Two years later, when many of the same agencies were involved in the response
to the terrorist attack at the Inland Regional Center in San Bernardino, the use of incident command—
particularly NIMS—was significantly improved.39
Following the September 11, 2001 terrorist attacks, the U.S. government became concerned about a lack of nationwide
guidelines for managing large or small emergency incidents. In February 2003, Presidential Directive HSPD-5
established the National Incident Management System (NIMS). Most recently refreshed in 2017, NIMS provides all
stakeholders—including all levels of government, nongovernmental organizations, and the private sector—with shared
vocabulary, systems, and processes to be able to work together to manage incidents of any cause, size, location, or
complexity. NIMS applies to all incident personnel and defines operational systems including the Incident Command
System (ICS), Emergency Operations Center (EOC) structures, and Multiagency Coordination Groups (MAC Groups).
Sources: TriData Division, Aurora Century 16 Theater Shooting; FEMA, National Incident Management System, Third Edition.
Agencies that are committed to learning review AARs on a regular basis and implement many of the
promising practices while also training to avoid repeating the lessons learned. Many of the officers that
led the Orlando (Florida) Police Department (OPD) response to the attack at Pulse Nightclub in 2016
indicated that their training—which was based, in part, on AAR scenarios derived from incidents as far
After Action Reviews Defined 9
back as Columbine—kicked in immediately and guided their actions throughout the incident.40 Thoughtful
examinations of AARs encourage law enforcement and community stakeholders to collaborate to develop
responses that enhance community safety, response, and resilience.
Bringing closure
Many law enforcement personnel who have responded to a major incident reported that AARs provided
an opportunity for debrief and closure regarding their experiences. One group of public safety employees
who have expressed the importance of the AAR process are E911 Communications Center employees—
including call-takers and dispatchers, who answer many of the calls for assistance and provide important
information to first responders on scene during major events but rarely experience the resolution of an
incident. During the AAR of the Pulse Nightclub shooting, OPD call-takers and dispatchers reported that
the AAR process was valuable in preparing for future incidents, learning that the incident was successfully
resolved, and understanding how their efforts contributed to the event. Many of the personnel
interviewed by NPF assessment team members advised that the AAR process helped bring closure to those
working on large-scale events.
It is important to note that, while there are similarities between the two, AARs and critical incident stress debriefings
(CISD) are not the same process. Therefore, one should not be held in lieu of the other and, to the extent possible, the
two should not be combined. Although holding a CISD may involve individuals or units explaining their perspectives
and perceptions, it is not intended to identify promising practices and lessons learned. Likewise, while the AAR process
may focus on mental wellness following the response to a critical incident, it is not intended to identify individuals
who should be referred to resources or treatment.
An AAR is meant to provide participants an opportunity to reflect and identify tactical and operational promising
practices and lessons learned. The focus on collective learning enables the entire group or organization to focus on
applications for future responses, not on identifying individuals or assigning blame.
CISD is a formal process used to support one or more individuals following a traumatic event. CISDs involve a formal
one-on-one or group discussion conducted in a specific format by a trained mental health professional. The debriefs
are specifically designed to support individuals in understanding their emotions and strengthening coping mechanisms
following a critical incident. CISDs and other officer wellness–specific services provide unique opportunities to support
the individuals involved as they manage stress.
As section 2 discusses, jurisdictions nationwide that have conducted AARs have identified important
promising practices and lessons learned. Law enforcement and emergency responders, government officials,
and community stakeholders can all learn from the process in responses to a variety of major incidents.
As the AARs demonstrate, reviews have examined a wide range of areas that have enriched the public
safety field. Establishing an organization that thinks smarter—by conducting and learning from AARs—is
critical to ensuring effective and efficient responses that prioritize community and officer safety.
As the national standard for incident management, the Federal Emergency Management Agency (FEMA)
National Incident Management System (NIMS) recommends that after action reviews (AAR) following
emergency training exercises and incidents identify areas of improvement and learn from the response.
FEMA defines the Critical Incident Response report and Critical Incident Response report/improvement
plan as follows:
inform the field more generally. AARs conducted following mass violence incidents, mass demonstrations,
hostage situations, officer ambushes, and officer-involved shootings have informed law enforcement
agencies and communities in their preparation for, mitigation of, and response to future incidents.
One of the first incidents of mass violence in which an AAR was conducted in part to identify
recommendations related to the law enforcement response was the Columbine High School shooting
that occurred in Jefferson County, Colorado, on April 20, 1999. Some of the recommendations for law
enforcement that were included in this AAR contributed to overarching changes in law enforcement
training and practices and continue to be applicable to law enforcement critical incident responses today.
Areas include the following:
• Incident command
Most notably, after the terrorist attacks on September 11, 2001, Congress and then President George
W. Bush created the National Commission on Terrorist Attacks Upon the United States (the 9/11
Commission). The 9/11 Commission was mandated to conduct a comprehensive investigation of all
aspects of the attack, which included federal law enforcement, the role of state and local law enforcement
agencies in counterterrorism, and the response to the attacks.45
In the years since, incorporating lessons from previous public safety responses has had evolutionary
effects in a myriad of focus areas for law enforcement agencies and other public safety personnel. AARs
have addressed topics such as internal and external communications, leadership and relationships,
training and equipment, and command and control. They have also addressed all phases of responding to
43. Marjory Stoneman Douglas High School Public Safety Commission, Initial Report.
44. Erickson, The Report of Governor Bill Owens’ Columbine Review Commission.
45. National Commission on Terrorist Attacks Upon the United States, The 911 Commission Report.
The Role of After Action Reviews in Law Enforcement Organizations 15
an incident, including the groundwork that must be in place before an incident, the initial response to an
incident, the levels of chaos that need to be covered during an incident, and recovery and resilience after
an incident.
These lessons have helped inform individual agencies, relevant community and government stakeholders,
and public safety more generally. Therefore, emphasizing learning and improvement continues to be
important as public safety threats evolve.
46. A theme area that is not detailed in a listed AAR and therefore not highlighted in the list may be due to the
specific scope of the AAR and does not imply that related issues or promising practices were not present during the
event and public safety response.
47. The 13 areas are (1) planning, preparation, policy, and procedure; (2) leadership, coordination, and collaboration; (3)
training; (4) command and control; (5) self-deployment; (6) emergency medical care; (7) internal communications,
situational awareness, and intelligence; (8) external communications, public relations, and traditional and social
media; (9) dignitaries and elected officials; (10) officer safety and equipment; (11) first responder wellness and
mental health; (12) victims and witnesses; and (13) community relations, partnerships, and resilience.
16 How to Conduct an After Action Review
thematic areas most pertinent to the law enforcement response to the actual incidents examined. The
sections following table 1 also provide more detail on the areas of findings, recommendations, lessons
learned, and promising practices, including specific examples from some of the AARs.
resilience
Training
Continued on p. 17
The Role of After Action Reviews in Law Enforcement Organizations 17
Continued from p. 16
AAR Areas of Findings, Recommendations, Lessons Learned,
and Promising Practices
Date of AAR title
resilience
Training
December Bringing Calm to Chaos: A Critical Incident
2, 2015 Review of the San Bernardino Public Safety
Response to the December 2, 2015, Terrorist x x x x x x x x x x x x x
Shooting Incident at the Inland Regional
Center
November Maintaining First Amendment Rights and
15– Public Safety in North Minneapolis: An
December After-Action Assessment of the Police
x x x x x x x x x x
3, 2015 Response to Protests, Demonstrations,
and Occupation of the Minneapolis Police
Department’s Fourth Precinct
November The Attacks on Paris: Lessons Learned
x x x x x x x x x x
13, 2015
August An Assessment of the St. Louis County
9–25, 2014 Police Department x x x x x x x x x x
Continued on p. 18
18 How to Conduct an After Action Review
Continued from p. 17
AAR Areas of Findings, Recommendations, Lessons Learned,
and Promising Practices
Date of AAR title
resilience
Training
July 20, Aurora Century 16 Theater Shooting: After
2012 Action Report for the City of Aurora x x x x x x x x x x x
AARs following mass demonstrations also display the importance of agencies reviewing and updating
policies and procedures regularly. Incorporating community feedback into the policy review process,
especially for policies likely to substantially impact community members or be of particular interest to
them, can further support police-community relations and build trust through transparency.49 AARs
following demonstrations in Ferguson, Missouri; Minneapolis, Minnesota; and Charlotte, North Carolina,
highlight the importance of departmental policies for balancing mobile field force (MFF) equipment, use,
and training; identification and officer safety; and use of force with community perceptions.50
“The more prepared you are with your planning, the more you can
be prepared when a crisis comes to your front door step.”
– Chief Daniel Linskey (ret.), Boston (Massachusetts) Police Department51
Multiple AARs, including those of incidents in San Bernardino, California, and Orlando, Florida, as well
as at Virginia Tech in Blacksburg, Virginia, recognize that “[R]esponse to and management of critical
incidents are greatly enhanced when pre-existing relationships exist between leaders and supervisors from
all potential first responder agencies.”53 Similarly, the Kalamazoo, Michigan, AAR identified that major
incidents can quickly exhaust individual agency resources, making collaboration and coordination among
leaders particularly important.54 As the San Bernardino and Orlando AARs recommend, agency leaders
should publicly demonstrate and recognize collaboration and support from others55 and build mutual trust
and respect with each other—throughout the ranks—to ensure a collaborative response.56 The importance
of coordinated leadership was also included as a lesson learned in the AARs from Charlottesville, Virginia;
Minneapolis; and Charlotte.
50. Straub et al., Maintaining First Amendment Rights and Public Safety in North Minneapolis; Institute for
Intergovernmental Research, After-Action Assessment of the Police Response to the August 2014 Demonstrations in
Ferguson, Missouri; Straub et al., Advancing Charlotte.
51. Groppe, “Leadership Lessons Learned from the Boston Marathon Bombing.”
52. Straub et al., Rescue, Response, and Resilience.
53. Braziel et al., Bringing Calm to Chaos; Straub et al., Rescue, Response, and Resilience.
54. Straub et al., Managing the Response to a Mobile Mass Shooting.
55. Braziel et al., Bringing Calm to Chaos.
56. Straub et al., Rescue, Response, and Resilience.
20 How to Conduct an After Action Review
Training
All the AARs reviewed by NPF staff emphasize the importance of continued training using tabletop and
practical exercises that incorporate recognized promising practices and lessons learned from previous AARs.57
In response to the threat of terrorism, agencies should improve counterterrorism training; pay increased
attention to policies, procedures, and training regarding the law enforcement response to suicide bombers,
secondary devices, and multisite attacks; and consider transitions, phases, and additional risks posed by
terrorists.58 In particular, considering the high levels of stress responding to major incident situations
such as an incident of mass violence, the AARs of the incidents in San Bernardino and Orlando note that
training should attempt to create as much sensory deprivation or as many stimuli as possible to simulate
real-world scenarios.59 Physical and environmental issues can present significant barriers to a response.
AARs like those of the incidents at the Washington, D.C., Navy Yard recommend that agencies should also
plan and train for timely access to information like building diagrams or evaluations of buildings and
facilities, particularly for critical infrastructure and areas where large numbers of persons gather on a
regular basis.60 In addition, given the chaotic nature of critical events, the appropriate responder might
not be available at a needed moment, therefore cross-training can be crucial. Law enforcement agencies
should train all officers in tactical emergency medical care.61 Cross-training and multiagency inclusion
should be part of training exercises. The Washington Navy Yard AAR highlighted the importance of also
including 911 call-takers and dispatchers in training exercises.62
AARs following mass demonstrations and large-scale security events also include the importance of
training. Tabletop and practical exercises should be conducted to incorporate promising practices and
address lessons learned from AARs of previous responses to similar incidents. Tabletops generally involve a
meeting to discuss a simulated emergency situation, which help to refine the roles and responsibilities of
those involved and identify areas for improvement in the existing emergency plan.63 While their frequency
depends on their focus and the needs of the organizations, as the Charlotte AAR identified, tabletops and
other similar training exercises can be valuable tools to collaborate with stakeholders from a variety of
organizations, including other public safety organizations and local media outlets.64
Another critical area of focus for training is the implementation of the NIMS and the Incident Command
System (ICS). As the Ferguson AAR recommended, regional mutual aid organizations should prioritize
joint training and ICS-based tabletop exercises to practice coordinated responses among the various
agencies.65 Position-specific training, including specific training for all potential incident commanders and
trainings that incorporate special units like special weapons and tactics (SWAT) or hazardous device teams
should also be included in regular planning and training exercises so that leadership and tactical teams
are familiar with one another’s command and control and tactical protocols. Ensuring this understanding
throughout an individual department and across likely mutual aid partners is an important training
component as well.66
NIMS and ICS principles should also be understood throughout the public safety system—directing specific
assignments67—and practiced as part of everyday operations.68 The Orlando, Washington Navy Yard, Boston
Marathon, and Stockton AARs clearly state that agency roles and responsibilities should be made clear
in advance.69 Likewise, the AARs on the St. Louis County (Missouri) Police Department and the Aurora,
Colorado, movie theater shooting state that the incident commander must be clearly identified.70
Lessons learned from the response to the shooting at Columbine High School in 1999 fundamentally changed
the tactical response to future active shooter scenarios. Instead of holding the perimeter and calling SWAT, law
enforcement has since modified their response to actively find the shooter(s) and stop the threat in a group formation
or with a single officer if necessary. Training on responding to active shooter scenarios in this way helped to better
prepare officers responding to the 2015 San Bernardino terrorist attacks and 2016 Orlando Pulse Nightclub attack.
With funding from the U.S. Department of Justice, Office of Community Oriented Policing Services (COPS Office), the
Virginia Center for Policing Innovation is developing an After Action Review and Reporting eLearning Program (AAR
Online) designed to train law enforcement agency personnel in their efforts to conduct meaningful after-action reviews
and prepare written reports. Meant to provide an interactive, engaging tutorial experience, AAR Online will offer
training on conducting an AAR process that can be used to review major incidents or more simple reviews conducted
after more routine incidents that reinforce the importance of continued learning and improvement.
When a major incident occurs, incident command should be established as soon as possible and practical
at individual scenes and to manage the overall event.71 Multiple AARs have emphasized the need for a
well-planned, unified command center and process, especially one based on NIMS and ICS principles.
In many of the critical incidents reviewed by NPF staff, inexperience with NIMS and ICS impacted
incident command and the creation of a unified command center. In Aurora, authorities learned that
not establishing a unified command with police and fire commanders in the first hour of the response
hampered coordination that could have eased the victim transport process.72 As the Aurora, Minneapolis,
Kalamazoo, and Orlando AARs identified, agencies should establish a unified command center with
leaders from public safety partners, mutual aid agencies, and relevant government officials. In addition,
officers should establish incident command as soon as practical to be able to coordinate the deployment
of resources as the response unfolds. Multiple AARs recommend that public safety partners versed in NIMS
and ICS procedures regularly plan and exercise unified incident command for critical incidents.73
71. TriData Division, Aurora Century 16 Theater Shooting; Straub et al., Maintaining First Amendment Rights and Public
Safety in North Minneapolis; Straub et al., Managing the Response to a Mobile Mass Shooting; Straub et al., Rescue,
Response, and Resilience.
72. TriData Division, Aurora Century 16 Theater Shooting.
73. Straub et al., Managing the Response to a Mobile Mass Shooting; Straub et al., Maintaining First Amendment Rights
and Public Safety in North Minneapolis.
The Role of After Action Reviews in Law Enforcement Organizations 23
Another aspect of command and control during the response to a critical incident is ensuring the
safety and security of the scene. Many AARs recommend that during an incident, responders constantly
evaluate the security risks of command post, victim and witness triage, and personnel locations and make
appropriate adjustments as necessary.74
As the Fort Lauderdale-Hollywood, Florida, International Airport and Orlando AARs identified, after
adequate personnel are on scene additional personnel should be directed to staging areas for assignments,
and as soon as practical a supervisor should be designated as the scene safety officer to direct personnel
and resources to staging areas and coordinate assignments.75
Self-deployment
While it is appropriate for officers who are able to take immediate action to respond to the scene, “self-
deployment” is the independent action of an individual to an incident without the ability to immediately
intervene in an ongoing situation or without a request from the jurisdiction in command.76 Multiple AARs
have found that uncoordinated self-deployment can add to the chaos of a response, create challenges for
officer safety, and deplete the pool of available officers to respond to other areas of the city.77 In addition,
rapidly responding law enforcement personnel to a scene has contributed to challenges in maintaining
ingress and egress routes.
As personnel deploy to the scene, AARs like the ones conducted in St. Louis County and Aurora
recommend that agencies have a plan for managing public safety in the rest of the city, including
considering how to handle other calls for service78 and designating an individual or partner organization
to be responsible for continuity of response to calls for service.79
As a critical component of the response to incidents with multiple casualties, many law enforcement
agencies have provided individual tactical first aid kits to officers and trained officers on basic life
support. Public safety leaders across police, fire, and emergency medical services (EMS) have also begun
74. Braziel et al., Bringing Calm to Chaos; Straub et al., Rescue, Response, and Resilience.
75. Broward County Aviation Department, Fort Lauderdale-Hollywood International Airport; Straub et al., Rescue,
Response, and Resilience.
76. Straub et al., Rescue, Response, and Resilience.
77. Braziel et al., Bringing Calm to Chaos; Straub et al., Rescue, Response, and Resilience.
78. Norton et al., An Assessment of the St. Louis County Police Department.
79. TriData Division, Aurora Century 16 Theater Shooting.
80. TriData Division, Aurora Century 16 Theater Shooting.
24 How to Conduct an After Action Review
to create and deploy rescue task forces and tactical rescue units to triage, treat, and transport victims to
hospitals. The AAR of the November 2013 terrorist attack in Paris and the AAR of the Kalamazoo mass
mobile shooter similarly identified that law enforcement personnel should receive emergency medical
and tactical emergency medical training and be equipped to render aid to severely injured victims and
colleagues.81 The importance of immediate emergency medical care was also demonstrated in the 2017
shooting at a concert in Las Vegas, Nevada. Hundreds of patients were transported by the fire department
and private ambulances as well as private cars, pickup trucks, and taxicabs.82
A clear communication strategy within an agency is particularly important during the response to
mass demonstrations. As exemplified in the AAR of Minneapolis, “decisions, directives, and instructions
should be clearly communicated to all relevant personnel . . . through the chain of command, using
clearly delineated communication protocol to ensure personnel are fully aware and to avoid distortion
or lack of clarity.”83
AARs of Boston and San Bernardino recommend ensuring real-time connectivity and information-
sharing for situational awareness and a coordinated response. Other AARs have noted that agencies
should consider how investments in a secure, encrypted communications system can improve internal
communication without jeopardizing officer and community safety. Similarly, the desire to avoid
unnecessary chatter must be balanced with the need to share important information with all involved in
the response.84
In addition, multiple AARs like those of Stockton and Kalamazoo have found that co-location or other
regional integration of critical functions like 911 and dispatch support efficiency during responses to
critical incidents. The Aurora AAR also found that increased integration of planning and exercises among
public safety communications, fire, and police should be conducted to address inadequate joint training
on the interoperability of the communications system.85
81. Straub et al., Managing the Response to a Mobile Mass Shooting; Homeland Security Advisory Council, The Attacks on
Paris.
82. FEMA, 1 October After-Action Report.
83. Straub et al., Maintaining First Amendment Rights and Public Safety in North Minneapolis.
84. Straub et al., Rescue, Response, and Resilience.
85. TriData Division, Aurora Century 16 Theater Shooting.
The Role of After Action Reviews in Law Enforcement Organizations 25
Agencies should establish a Joint Information Center (JIC) for consistency and accuracy of a unified
message87 and identify one information source for the press and public.88 As the Aurora, Charlotte, and
Fort Lauderdale AARs found, a JIC can provide consistent, accurate, and unified messages from all agencies
involved in the response.89 During an event, AARs also recommend that agencies should include public
information officers (PIO) from city and state stakeholders in command-level briefings and strategy sessions
to determine the appropriate media strategy, increase coordination, and project one voice.90 Agencies should
continue to use social media to disseminate accurate information and correct erroneous information.91
The law enforcement response to the bombings at the 2013 Boston Marathon was one of the first critical
incidents in which law enforcement effectively leveraged social media. The Boston Police Department
(BPD) leveraged social media to “keep the public informed about the status of the investigation, to calm
nerves and request assistance, to correct mistaken information reported by the press, and to ask for
public restraint in the tweeting of information from police scanners.”92 Over the course of the response,
investigation, and recovery, BPD social media accounts quickly became the most reliable source of
information and were used to communicate with the public.93
While social media has become the most immediate way for many people to get news and information,
AARs from Aurora, Minneapolis, Orlando, and Charlotte found that it is equally important for law
enforcement agencies to build and maintain relationships with local media prior to a critical incident.
These AARs note that should an incident occur that draws national and international media attention,
agencies should prioritize these local relationships and provide unique opportunities to the outlets
most familiar with the city that will continue to provide coverage long after the incident is over.94 For
example, as a result of the preexisting relationships between the Minneapolis Police Department (MPD)
PIO and the local media, the MPD was afforded an opportunity to provide a quote or respond to each of
the stories produced during the 18-day mass gathering and demonstration in 2015. The MPD was given
the opportunity to provide updates about the status of the occupation, details of any arrests made, the
accessibility of the precinct to citizens, and notable events during the occupation.95
In response to an incident of mass violence or natural disaster, elected leaders can quickly and effectively
activate the fullest extent of the resources and personnel to contribute to the response. During a critical
incident, it may be necessary to transport large numbers of victims and witnesses from the scene to a
safe area where they can be interviewed and provided assistance. Government officials can leverage public
transportation resources or school buses. Moreover, elected leaders may be aware of processes needed
to secure additional funding and resources for the response and recovery. In San Bernardino, the San
Bernardino County Sheriff’s Department employed a legislative liaison who could support efforts on scene,
helping officials stay focused on predesignated duties and responsibilities.97
94. Straub et al., Maintaining First Amendment Rights and Public Safety in North Minneapolis, TriData Division, Aurora
Century 16 Theater Shooting; Straub et al., Rescue, Response, and Resilience; Straub et al., Advancing Charlotte.
95. Straub et al., Maintaining First Amendment Rights and Public Safety in North Minneapolis.
96. Kirby, “A Conceptual Model.”
97. Braziel et al., Bringing Calm to Chaos.
The Role of After Action Reviews in Law Enforcement Organizations 27
Elected officials can also help defuse community tensions and ask for calm and patience as information
is gathered and provided.98 Even if there is disagreement or differing perceptions, a plan should be
developed to keep messaging coordinated and focused on community safety and peace.99 In the AAR
following demonstrations in Charlotte, community stakeholders noted that the lack of a unified message
from the mayor, city council, and chief of police contributed to their perception that there was division
in the City’s response.100 This can add another hurdle to the law enforcement response to an incident.
Likewise, the AAR following the 2017 demonstrations in Charlottesville notes the city council’s—rather
than law enforcement and the city attorney—decision to determine the location of the “Unite The Right”
rally was “a dangerous overreach with lasting consequences.”101
The Orlando AAR found that during a major incident, agencies should assign an incident safety officer,
responsible for identifying, communicating, and mitigating on-scene responder safety risks such as
regarding potential explosive devices and need for decontamination.105 Agencies should consider how
mobile field force (MFF) or tactical personal protective equipment (PPE) supports officer safety in
responses to incidents.106 Other AARs examined also recognized the role that specialized equipment
can have in providing tactical advantages and helping to protect victims, public safety personnel,
and the community.
As reviews from Ferguson, Washington, Charlotte, and Minneapolis recommended, when responding
to mass demonstrations, law enforcement agencies must consider the balance between the need for
protection and the image presented by line officers clad in MFF or PPE.107 These AARs noted that, in some
cases, demonstrators perceived that they were exercising their First Amendment rights and were further
upset by the fact that officers responded in “riot gear” and weapons.
A large majority of the AARs examined by NPF staff—including all the AARs of incidents of mass violence
conducted by the NPF—have acknowledged the importance of first responder mental health and wellness.
A National Alliance on Mental Illness (NAMI) report drawing on lessons from Aurora and Newtown also
recommended designating a mental health or officer wellness incident commander to oversee officer
mental health and coordinate services among participating agencies.109 In the days following the shooting
at the Aurora movie theater, the Aurora Police Department psychologist and staff met with all the officers
who responded to the incident to provide information about what they might expect to feel and offer
them an opportunity to receive additional assistance. The recommendation “If possible, do not require
first responders who worked at a traumatic incident to work their immediate next shift, especially if those
become 12-hour shifts,” was included to afford those involved the opportunity to rest and unwind.110
107. Institute for Intergovernmental Research, After-Action Assessment of the Police Response to the August 2014
Demonstrations in Ferguson, Missouri; Metropolitan Police Department, After Action Report Washington Navy Yard;
Straub et al., Advancing Charlotte; Straub et al., Maintaining First Amendment Rights and Public Safety in North
Minneapolis.
108. Straub et al., Rescue, Response, and Resilience.
109. NAMI, Preparing for the Unimaginable.
110. TriData Division, Aurora Century 16 Theater Shooting.
The Role of After Action Reviews in Law Enforcement Organizations 29
AARs from incidents of mass violence in San Bernardino, Kalamazoo, and Orlando and a mass
demonstration in Minneapolis also recommended that agencies should have a policy for mental
health support following a major incident and a process for communicating the policy to the entire
department.111 The AARs recommend that the policy include that agencies compel at least attendance
at—and ideally participation in—critical incident debriefings or post-incident counseling for victims and
civilian and commissioned staff112 and provide follow-up counseling as post-traumatic stress may arise
several weeks or months after an event.113 The AAR of the Minneapolis Police Department response to
demonstrations in the city similarly recommended assigning a wellness coordinator, specifying that it
should be assigned to an existing ICS position.114
In recognition of the fact that many agency critical incident stress management or employee assistance
program (EAP) policies do not include deviations for critical incidents, the AAR following the public
safety response to the Orlando Pulse Nightclub shooting recommended that jurisdictions examine whether
their traditional EAP is sufficient.115 Most first responders perceive talking to colleagues as a less formal
method of receiving support.116 In addition, some first responders in Orlando indicated that they preferred
to receive support from chaplains.117 Therefore, consideration should be given to addressing the extent
to which peer support programs can complement EAP, in-house treatment programs, and psychological
services and resources to provide both day-to-day emotional support and participate in the comprehensive
response to critical incidents.118 It is important to note that trauma from critical incidents, if left
untreated, can hinder the healing of the entire community and create officer safety and work performance
issues in police departments.119
111. Braziel et al., Bringing Calm to Chaos; Straub et al., Managing the Response to a Mobile Mass Shooting.
112. Braziel et al., Bringing Calm to Chaos; Straub et al., Managing the Response to a Mobile Mass Shooting; Metropolitan
Police Department, After Action Report Washington Navy Yard.
113. Braziel et al., Bringing Calm to Chaos; Straub et al., Managing the Response to a Mobile Mass Shooting, Straub et al.,
Maintaining First Amendment Rights and Public Safety in North Minneapolis.
114. Straub et al., Maintaining First Amendment Rights and Public Safety in North Minneapolis.
115. Straub et al., Rescue, Response, and Resilience.
116. Nicoletti, Garrido, and Kirschner, “Supporting the Psychological Recovery.”
117. Straub et al., Rescue, Response, and Resilience.
118. IACP, Peer Support Guidelines.
119. NAMI, Preparing for the Unimaginable.
30 How to Conduct an After Action Review
Community Resilience
Community resilience is “a measure of the sustained ability of a community to use available resources to respond to,
withstand, and recover from adverse situations.”* Many factors have been found to contribute to community resilience,
including community cohesion and collaboration and a shared responsibility and vision. In some cases, trained
community members can even effectively assist in emergency responses to incidents to save lives as first care providers
as they did in the 2017 shooting of a concert in Las Vegas (see “Emergency medical care” on page 28). As incidents
occur that challenge communities, public safety organizations can contribute to and support the resilience of their
communities by strengthening and sustaining community relationships before, during, and after an incident.
Following the 2015 San Bernardino attack, victims expressed concern and frustration about the length
of time it took to be interviewed and contact family members. Learning from the AAR of that incident,
in the response to the Pulse Nightclub shooting Orlando Police Department (OPD) leaders had plans that
considered provisions like cell phone charging stations and access to counselors and clergy for victims and
witnesses while awaiting interviews and victim notifications.120 Both AARs recommended that agencies
consider increasing staffing to expedite the interview process and request assistance from other agencies
if appropriate as a lesson learned to alleviate the challenges posed by the need to identify and interview
large numbers of victims and witnesses.121
In addition, multiple AARs have found that the establishment of a family reunification center (FRC) serves
as an important place for the reunification of survivors and loved ones.122 It is also important for the FRC
to be a safe, stable, and comfortable facility near primary hospitals to accommodate family and friends of
victims as they wait to receive information.123 Clergy and counselors should made available on request to
support victims, witnesses, and families and should be credentialed so that they are vetted, properly trained,
and readily identifiable to prevent untrained persons from entering secured areas.124 As the AAR following
the movie theater shooting in Aurora found, without training even good-hearted volunteers may do harm.125
In Orlando, drawing on lessons learned from the AARs following the terrorist attacks in San Bernardino and
Boston, a family assistance center (FAC) was opened at Camping World Stadium (see figure 1) based on the
stadium’s ability to accommodate the 956 individuals and 298 families that ended up coming as well as the
50 to 60 government, community, and business organizations that sent representatives to provide support.126
Figure 1. Advertisement of family assistance center available following the 2016 Orlando Pulse
Nightclub attack
The AARs following mass demonstrations focus on the importance of police-community relations
to enhance understanding and trust. All the agencies involved in the reviews had been conducting
community policing efforts prior to their incidents, but the AARs reiterated the importance of targeted
efforts and provided clear recommendations from the community members and organizations involved. As
for incidents of mass violence, both before and after an incident, the strong pre-existing relationships law
enforcement agencies had with local communities helped with managing the chaos around the incident
response and laid the groundwork for building community resilience in the aftermath. Primarily, the
relationships between police and community stakeholder groups and community members is important to
recovery and resilience.
Following the 2016 attack at the Pulse Nightclub in Orlando, in which the assailant claimed to be Muslim
and inspired by the Islamic State of Iraq and the Levant, local law enforcement collaborated with local
community leaders and took steps to ensure that Muslim community members felt protected from
retribution in the aftermath of the attack. They also publicly acknowledged the LGBTQ and Hispanic
communities (both of which had been specifically targeted; Pulse was an LGBTQ gathering spot and
the attack took place on Latin Night) as well as the Muslim population, emphasizing that the response
would be community-driven and led by trust and unity.127 In addition to protecting the community from
retribution, these law enforcement actions supported the continued building of trusting relationships,
which can help to reduce crime and prevent terrorism as communities take it upon themselves to report
suspicious activity, share information, and become hardened against terrorist messaging.128 Furthermore,
the OPD has had longstanding relationships with the Orlando LGBTQ community. Building on their existing
relationships, as LGBTQ community leaders reached out to OPD personnel about fear because they had
been targeted, law enforcement made sure to provide security at numerous LGBTQ community gatherings
and vigils in the days and weeks following the attack.
Law enforcement agencies face the ever-increasing and real threat of major incidents every day. As a
profession, law enforcement chief executives and their departments must continuously learn and evolve
in their responses to incidents of all types. Conducting after action reviews (AAR), creating training
and learning opportunities from previous and continuing internal AARs for their agencies and relevant
partners, and sharing promising practices and lessons learned provides opportunities for learning and
for adjustment and advancement in preparedness.129 It also allows for agencies nationwide to implement
promising practices based on the most recent information from a variety of resources.
One main outcome of any AAR process is to support the creation and promotion of a culture of learning throughout
the organization. By cultivating a culture of learning, law enforcement agencies can develop a circular process to learn
from experiences. This means that as they encounter, reflect on, and learn from experiences in a way that continually
informs adjustments to future actions, organizations can develop a process of learning. As it is continually used,
the process should become more natural to the organization and all individuals involved in the reviews, eventually
becoming a part of the organizational culture. Such a process will ultimately benefit the entire organization—and the
law enforcement field.
Organizations should encourage reflection on both successes and challenges but focus on conducting the review
for the purpose of learning rather than to place blame. By avoiding focus on penalizing those involved, AARs can
gain honest reflection about the events that occurred. Learning from these experiences helps organizations build on
promising practices and avoid repeating challenges to enhance the organization and the field.
Sources: Sutton, “Learning from Success and Failure;” Sid Heal, “Debriefings and After Action Reviews;” IACP, “Small-Scale Special Event
Preparedness.”
The process of honestly reviewing and critiquing the response to an incident and using that critique as
the foundation for organizational learning and training need not be a formal and taxing process. Nor
should it be punitive. AARs should come from a place of learning and enhancing the department and the
field. In some cases, conducting a critique is as simple as asking the following questions:
• What were the decisions, systems, and protocols that got us to that outcome?
This process (see figure 2) allows for self-reflection, analysis, and learning for all involved.
Incident /
Event /
Training
Adjustments to
Training, Policy, Honest Review
and Procedure and Critique
for Future of Response to
Responses Incidents
The NIMS Incident Command System ICS protocol—which serves as the public safety industry standard
for responding to and managing emergency events—includes ensuring that AARs are completed as one of
the primary functions of the incident commander or unified command in any incident.130 Therefore, the
industry standard for law enforcement agencies following major incidents is to develop an internal AAR
process and to conduct AARs following incidents. NIMS protocol includes instructions and templates for
completing AARs.131 These instructions and templates can also be scaled as needed for AARs following
other events that do not rise to the level of a major critical incident. Regardless of the incident, AARs
should be conducted immediately following the incident and shared with responding agencies to
communicate the identified promising practices, lessons learned, and areas for shared improvement.
Agencies may also find they are already practicing certain types of AARs on a regular basis, such as with
regular internal reviews of incidents like officer use of force, officer injury, and community complaints.
Regularly practiced at many agencies across the country, CompStat is like a weekly or bi-weekly AAR in
which organizations have an opportunity to institutionalize organizational learning through analyses
of strategies, activities, and results.132 Agencies should ensure they are effectively using and building on
these existing processes to develop a culture of learning throughout the organization.
The following sections provide a step-by-step guide to conducting an AAR. Steps listed may—and often
should—occur fluidly or concurrently depending on the situation. Regardless, all must be met for a
thorough AAR. A checklist of steps is included in appendix A.
Public safety organizations must consider multiple factors related to the incident and AAR that will influence the type
of the review. These may include the following:
• Magnitude of incident
• Learning opportunities
• Other factors (ongoing criminal and civil investigations, changes in leadership, police-community relations, etc.)
The scale of an AAR is related to its size and implies the resources needed to complete the review (see
figure 3). Considering factors related to the incident like its size, the number of agencies involved, and its
level of profile, law enforcement agencies can assist decision-makers in determining the often proportional
scale of the AAR. The scale of the AAR can also be influenced by the type of event and the likelihood
that it will occur in the jurisdiction again. For example, a large-scale AAR of the public safety response
to a natural disaster may be worthwhile in a jurisdiction where hurricanes are likely to occur with some
frequency so that the lessons learned are documented and can be used in planning and preparation for
a future occurrence. Regardless of the scale of the AAR, it is important that it is an honest evaluation of
performance, undertaken to improve performance and the organization, as opposed to a punitive event or
a guise for actual self-reflection.
Large-Scale
Independent
Formal
Comprehensive
Medium-Scale Broad Scope
Multi-Stakeholder Review
Incorporate Lessons Learned
into Training and Policies
Small-Scale
Internal
Narrow Scope
Partner/Co-Responder Review
Assessing the scale of the AAR can help to inform decision-makers as they define what the purpose and scope of
their AAR should be.
A Step-by-Step Guide to Conducting an After Action Review 37
Even within law enforcement, the scope of AARs can vary considerably based on the event, resources,
and the focus of the agency. A law enforcement AAR following a mass demonstration may only focus on
the law enforcement response to a subset of demonstrators that allegedly caused havoc, as opposed to
the overall response to the gathering. For example, an AAR following the 2017 Presidential Inauguration
in Washington, D.C., focused primarily on the Metropolitan Police Department’s (MPD) response to a
particularly destructive group of demonstrators instead of all the demonstrations citywide.
On the other hand, law enforcement AARs can be broader and review the response to an incident and
the role of leadership and relationships between leaders of all the agencies involved, the establishment
of unified command and control, information sharing between responding law enforcement or public
safety agencies, and coordination and communication on-scene. An AAR with an even broader scope can
review the entire city or county government response, examining the public safety and public services
system response to address how levels of local government were able to collaborate in the response as
well as identifying gaps that may have occurred. The AAR can also include relevant information about the
systems and processes preceding the incident that could potentially have led to successes and challenges
in the response. Therefore, clearly defining the scope of the AAR before beginning it is imperative to
informing the rest of the process.
• Bringing your agency’s policies and procedures, practices, and training in line with national or international
promising practices. Part of the solicitation for an AAR to assess the Washington (D.C.) Metropolitan Police
Department’s (MPD) response to demonstrations during the 2017 Presidential Inauguration centered on better
aligning the MPD with statutory requirements and national promising practices related to policing mass
demonstrations.
• Developing a blueprint for your department and relevant stakeholders. If identified as important at the
beginning, the AAR process can be used to identify recommendations and strategies that can serve to build a
blueprint for your department and relevant stakeholders. For example, through its involvement in the AAR process,
the Charlotte-Mecklenburg (North Carolina) Police Department and city government officials used some of the
recommendations to develop a blueprint for citywide crisis communications and engagement with community
members and organizations on key issues.
• Providing support for training and equipment needs. AARs can be leveraged to support proposals for enhanced
training or additional equipment needs.
• Examining your agency’s response to officer mental health during and after an incident. AARs can examine
how the agency has connected officers with mental health resources like an employee assistance program and
help to develop strategies for the agency to improve on services in the continued aftermath of an incident or
looking to future incidents.
• Providing closure to first responders involved in the incident. Orlando Fire Department firefighters, paramedics,
and communications personnel indicated that conducting an AAR was important to address challenges faced by
the department, identify lessons learned, and in the process bring closure to the event.
A more formal AAR is ideal for large-scale events including those that had a significant impact on the
community. A formal AAR may also be more appropriate following large-scale incidents and events that
are likely to reoccur, and a formal AAR can serve as a resource in future planning efforts. For example,
public safety agencies and partners in Philadelphia, Pennsylvania, conducted a formal AAR after hosting
the World Meeting of Families and papal visit in September 2015 while planning to host the 2016
Democratic National Convention. The stakeholders could identify and implement improvements focused
on having personnel with decision-making authority in the appropriate places to facilitate streamlined
A Step-by-Step Guide to Conducting an After Action Review 39
decision-making; enhancing coordination and communication; and aligning planning, goals and
objectives, and resources. In addition, the Bureau of Justice Assistance, through the National Training
and Technical Assistance Center (NTTAC), has funded planning primers that identify best practices for
managing large-scale security events with a focus on lessons learned from presidential conventions.133
Discuss whether the after action review will be made public, shared only
with partner or stakeholder agencies, or for internal use only
Every AAR should identify promising practices and lessons learned, findings and recommendations, or
opportunities to enhance future responses. Although not every AAR will result in the publication of a
report, it is important to discuss if and how the findings of the AAR will be shared, whom they will be
shared with, and when.
These decisions will likely be influenced by a number of factors similar to those that help determine what
type of AAR to conduct, including the following:
• Federal and state legislation related to open records and dissemination of publicly funded
projects
For example, an AAR conducted following the response to a First Amendment assembly or other large
gathering should be released publicly, such as by posting it on the department’s website. Especially in
instances where community organization leaders and demonstrators were interviewed as part of the
process, sharing the findings can be an important part of exhibiting transparency and commitment to
repairing police-community relations.134
Meanwhile, an AAR that focuses on tactics and operations in specific responses or where individuals are
clearly identified may remain for internal use only. In other cases, findings that should be kept internal
will exist, as will others that should be shared more broadly.
Because one of the primary goals of an AAR is to contribute to the larger body of knowledge related to
public safety response to various types of incidents, decision-makers should make every effort to ensure
that at least some of the results are shared publicly. While a report is ideal, there are creative ways to
share promising practices and lessons learned and findings and recommendations identified by conducting
an AAR including: during roll call training; as part of town halls or community forums; as part of
leadership meetings or conversations over coffee; PowerPoint presentations; and webinars, workshops, or
trainings for other law enforcement agencies and relevant stakeholders.
Best Practice: Consider the Benefits of Sharing Lessons Learned from the After-Action
Review Internally, with other Law Enforcement Agencies, and with the Public
Contributing to the larger body of knowledge is one of the primary goals of an AAR. Consider options, including
the following, to share promising practices, lessons learned, findings, and recommendations from an AAR even if a
document is not being produced:
• Webinar, workshop, training for other public safety agencies and relevant stakeholders
In some cases, an agency may choose to have both an internal and external AAR conducted. Individual
agencies may decide to conduct an internal AAR focusing on their response to an incident while also
being involved in discussions with mutual aid agencies regarding having a larger-scale, external AAR done
as well. Some public safety agencies in the Orlando, Florida, area conducted internal AARs following their
response to the attack at Pulse Nightclub to identify their own promising practices and lessons learned.
They then shared their AARs during the multijurisdictional, public, independent AAR to learn how
their agencies’ efforts contributed to the overall public safety response and to learn from the promising
practices and lessons learned on a larger scale.
• is well respected and knowledgeable in public safety and agency response policy and protocol;
• understands the opportunities for collaboration with stakeholders outside of law enforcement;
• is aware of the potential impacts of their work on the individuals and community involved.
42 How to Conduct an After Action Review
If the determination is made to have an internal review, it should be conducted by a mid- or senior-level
member of the agency or team, depending on the type of incident. To the extent possible, the leader
of the review should be someone who was not involved in the part of the response being reviewed and
ideally should be someone who was not involved in the overall response to the incident. In addition,
an internal leader must be someone who is trusted throughout the department and is capable of being
objective and protecting the anonymity of the individuals who provide open and honest feedback, even
if it is critical of the department. If the department elects to create a team to conduct the AAR, the
team members should have the same qualifications and be a cross-disciplinary group that can review the
response from varying perspectives.
In some cases, hiring an independent review team may be prudent. An outside organization may be
better suited to provide an unbiased evidence- and standards-based review and provide a broader body of
knowledge of national-level promising practices and research.
• be able to approach the review from a balanced position, identifying evidence-based lessons learned and
promising practices;
• be able to bring all the responding agencies together to review promising practices and lessons learned and
discuss recommended adjustments;
• be able to assist agencies with incorporating lessons learned back into their training, policy, and culture;
• have familiarity conducting interviews and focus groups with first responders, relevant stakeholders, victims and
witnesses, and other community members with empathy and professionalism;
• understand the intricacies around pending criminal and civil legal proceedings;
• be experienced in having important and potentially difficult conversations with public safety and government
officials throughout the AAR process.
A Step-by-Step Guide to Conducting an After Action Review 43
Regardless of the incident being reviewed or whether the review is done internally or externally, the
individual or team selected should understand the initial decisions regarding the scale, scope and
purpose, and objectives of the AAR. The individual or team should also understand and preferably have
experience developing the intended deliverable(s). Especially if the expectation is to develop a report,
the individual or team selected to conduct the AAR should have or be supported by people who have
experience in producing a report that provides critical analysis and explanations and actionable findings
and recommendations or best practices and lessons learned.
• Social media
• Department-generated materials, such as policies, incident action plans (IAP), and incident audio and video
recording
Prior to interviews with responders, research should also focus on event-specific materials generated
by the department(s) being reviewed. This information will provide context for the response and will
provide insight into the department’s intended response and outcome. Types of information that might be
generated and should be requested and reviewed include the following:
• Documentation (victim and witness statements, responding officer reports, crime scene
documentation, and other relevant materials)
• Video (body-worn and in-car camera footage, cell phone or private camera footage taken on scene)
• Specific incident data (time stamps, number of responders, units called out)
In addition to incident-specific information, an AAR should include a review of departmental policy and
protocol related directly to the incident response. Information such as standard operating procedures,
directives, general orders, and training curricula are also important to collect and review throughout the
AAR process.
Research should be as specific as possible, providing timestamps and locations or landmarks, and should
include measurements and specific numbers as applicable. This specificity will assist in being able to
conduct an accurate analysis of various areas of the response. For example, knowing how many law
enforcement officers were dispatched and how many were on scene will inform whether self-deployment
was an issue that should be discussed in the AAR. Likewise, identifying the locations of key aspects of
mass demonstrations can assist in determining if responders received adequate training in certain crowd
management principles and if resources and personnel were effectively deployed.
As the AAR progresses and clear topics or themes are identified, reviewing state and federal public safety
resources, national and international trade association publications, and articles from academia can also
provide a basis from which to conduct a gap analysis, and determine if departmental policy, protocol,
and training are aligned with national standards. This research will also provide references for promising
practices and actionable recommendations from the field that can be cited in the final report.
A Step-by-Step Guide to Conducting an After Action Review 45
• Medical staff
• Elected officials
Internal or external review teams have different strategies for engaging stakeholders given their nature
as being part of the organization or an independent resource. An internal review team may already
have a sense of how the organization operates and be able to easily identify stakeholders to engage and
materials to request. However, they must be sure to keep an open mind and be willing to consider the
views of additional people as they are identified through the process. On the other hand, an external or
independent review team will likely be less familiar with organization operations and individuals. Still,
46 How to Conduct an After Action Review
this can be an asset as external teams can assess focus areas from a different perspective. They can also
provide a more neutral ground for diverse organizations and groups to come together to discuss findings
and identify ways to improve future responses.
For either type of AAR team, reviewers may identify additional individuals they need to engage. Through
the process of investigating the incident response, the AAR team may identify a lesson in the nexus
between the work of law enforcement and other nontraditional but critical stakeholders in responses,
such as the medical community. During the agency debrief of lessons learned, the AAR team would want
to ensure that a representative from the medical response was incorporated so that the agencies could
examine the issues identified and determine a strategy to rectify them.
Providing as much confidentiality for interviews as possible can help to promote openness and honesty without fear of
repercussions for the interviewee(s). Interviews based on trust are more likely to garner useful information and insight.
Keeping interviews confidential emphasizes the focus of the AAR on collective learning rather than assigning blame.
Although identifying individuals may be seen to provide more direct credibility to statements and findings, there are
ways to cite statements and protect confidentiality. Depending on the sensitive nature of the statements, citing an
interviewee based on their job title or role or their organization may be sufficient to protect their identity. Likewise,
citing the focus group or roundtable where information was gained without identifying the speaker may be similarly
sufficient. In addition to confidentiality, external reviewers in particular may have an increased ability to provide
anonymity to interviewees given their nature as independent reviewers. This ability can further support an open and
honest conversation.
Best Practice: Use Open-Ended Questions During Interviews and Focus Groups
The purpose of interviews and focus groups during an AAR is to gather reflections, perceptions, and observations from
individuals who were directly involved in the incident. To encourage participation and guide discussion, the interviewer
should use open-ended questions and ask follow-up questions based on the responses. Starting with the statement,
“tell us your story regarding the response to this incident,” is a good lead and the response will likely assist in the
development of a series of follow-up questions.
Some other examples of good open-ended questions to use during AAR interviews and focus groups include the
following:
• Where were you when you got the call and what did you do?
The individual or team conducting interviews should develop a protocol and identify goals and objectives
for how each interview and focus group will contribute to the goals and objectives of the AAR. While
the interviews and focus groups at the beginning of the process will be focused on gathering general
information about the event and the response, the information gathered should play an important role
in identifying additional individuals and groups to interview and additional research to conduct. Later
interviews should focus on specific details and decisions made and addressing potential gaps or resolving
any inconsistencies identified during the AAR process. Throughout the process, interviews should be used
to get input as to who else should be interviewed and other areas that should be explored as part of the
review. This approach to input can provide an additional level of perspective to gather promising practices
and valuable lessons.
Establishing a protocol based on the goals and objectives of the AAR will also ensure that the interviews are
conducted in an efficient, time sensitive, and focused manner. In some cases, while background information
and perceptions regarding training, equipment, police-community relations, and other topics from various
perspectives can provide context for the AAR it is important to keep the interviews focused. Especially in an
AAR following a mass demonstration, it is important to keep questions targeted and ensure that follow-up
questions focus on identifying potential solutions and recommendations for the AAR.
48 How to Conduct an After Action Review
Interviewers must be sensitive to the trauma experienced by responders, witnesses, and survivors during interviews.
Especially during an AAR following an incident of mass violence, natural disaster, or other large-scale incident, it is
possible that recounting and providing specific details about the incident and their involvement will be difficult. The
person or team conducting the AAR should create an environment in which persons being interviewed are comfortable
and are aware that they can skip questions and conclude the interview at any time. Interviewers should also consider
having resources—such as mental health practitioners—on site or readily available when discussing sensitive topics
in environments where people are highly traumatized. Mental health practitioners are uniquely prepared to support
individuals as they understand their emotions and manage stress during and following traumatic incidents.
Analysis should also involve reviewing relevant policies and procedures, training curricula and other
internal resources, and data. Comparing the actual results of the response to the intended results of the
response to determine if policies and training are translating into appropriate practice is a key piece of an
AAR. Reviewing these materials will also identify how decision points may have contributed to or deterred
from the desired outcomes. In addition, comparing the information gathered from the materials reviewed
and the interviews and focus groups conducted will be instrumental in identifying if policies, procedures,
and training were followed and align with national standards and promising practices. This will help
inform whether specific policy and training should be discussed in more detail in the AAR—including
callout boxes on promising practices and case studies of effective implementation—and help provide
specific examples for recommendations. As the analysis is conducted, organizing the gaps and strengths
found around theme areas—such as those identified in section 2—may help to focus the analysis.
A Step-by-Step Guide to Conducting an After Action Review 49
The findings and recommendations and promising practices and lessons learned should be evidence-based
and focus on the event and the law enforcement response and improving future responses to similar
incidents, not on assigning blame. They should serve as the outline for developing the AAR. The AAR
should provide context with specific details from the event and the response as well as relevant examples
from other AARs and resources for each of the findings. An outline of a sample AAR is provided in
appendix B.
Developing a quality AAR that provides specific findings and actionable recommendations will help to
provide a blueprint to assist in making any changes and improvements within the department, within a
jurisdiction, and across the nation. For AARs conducted on smaller incidents, the AAR may serve to inform
an individual organization of promising practices and lessons learned, enhancements that should be made
to specific policies and procedures, training opportunities, and other needs. However, for those major
high-profile incidents, the AAR could impact policy and practice across the nation or even internationally.
50 How to Conduct an After Action Review
Depending on the situation, agencies should also determine whether to designate one leader in charge of
ensuring recommendations are implemented or to divide responsibility for implementing recommendations
across the department. The nature of the recommendations and the scope and scale of the AAR will likely
have an impact on this decision. For example, large-scale AARs may provide recommendations specific to
command personnel, specialty units, and public information officers that are best implemented by each of
those groups. In other cases, the chief and command staff will likely need to approve changes or allocate
resources before changes can be made. In smaller-scale AARs, it may be beneficial to have an individual
oversee the implementation of the lessons learned to ensure that it is completed in a timely manner.
After an event, agencies should also consider working with relevant stakeholders and community
organizations to develop the action steps and implement recommendations. In some cases, community
members may have already developed ideas or be willing to serve as resources for the department. As
the Charlotte-Mecklenburg, North Carolina, AAR identified, community members co-developed a training
with officials from the police department and serve as demonstrators in training exercises during the
course.136 After the Pulse shooting, the Orlando Police Department (OPD) connected with the local LGBTQ
community to ensure that the community felt protected.137 In addition, community organizations and law
enforcement leadership can cooperatively seek support or funding as appropriate. In some cases, it may be
appropriate to seek technical assistance to support the thorough implementation of recommendations and
agencies and community organizations that demonstrate a joint willingness to achieve solutions can be
attractive to funders.
• Discuss whether the AAR will be made public, shared only with partner or stakeholder
agencies, or kept for internal use only.
Step 3. Conduct research on the incident, compile relevant materials, and review information.
• Review similar incidents and national standards for insight into promising practices.
Step 6. Develop findings and recommendations or promising practices and lessons learned.
• Develop initial findings and recommendations or promising practices and lessons learned and
organize the AAR.
Key questions to consider for each are provided in this section to guide users in developing each section
and should be added to or edited depending on the AAR.
• How were the findings and recommendations or promising practices and lessons
learned developed?
138. U.S. Department of Education, “After-Action Reports;” FEMA, ICS-402; U.S. Department of the Army, Training
Circular 25-20.
56 How to Conduct an After Action Review
Depending on the type of incident, questions to answer in this section may also include the following:
• What is the history of the city and police-community relations in the area?
• Have similar incidents happened before that the department(s) involved responded to? If so,
what was learned from them and what impact have they had?
• Who was involved in the response and how and why were they involved?
• Who and what else was present at or around the incident location?
• How did the incident and response relate to this focus area?
• What national standards apply to the incident response in this focus area?
• What did the response do well or not well in this focus area?
• What could have been improved upon in the response to the incident?
• How do national standards suggest the incident response should have been handled?
• What resources do stakeholders have to best address findings, expand on promising practices,
and align with national standards?
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About the National Police Foundation
The National Police Foundation is a national, nonpartisan, nonprofit organization dedicated to
advancing innovation and science in policing. As the country’s oldest police research organization, the
National Police Foundation has learned that police practices should be based on scientific evidence about
what works best, the paradigm of evidence-based policing.
Established in 1970, the foundation has conducted seminal research in police behavior, policy, and
procedure and works to transfer to local agencies the best new information about practices for dealing
effectively with a range of important police operational and administrative concerns. Motivating all of
the foundation’s efforts is the goal of efficient, humane policing that operates within the framework of
democratic principles and the highest ideals of the nation.
National Police Foundation assessments and incident reviews include the following (for a full list of
National Police Foundation publications, visit https://www.policefoundation.org/publications:
• Critical Incident Response Review of the Orlando Fire Department Response to the Attack at Pulse
Nightclub
• 2017 Presidential Inauguration First Amendment Assembly Independent Law Enforcement Review
• Rescue, Response, and Resilience: A Critical Incident Review of the Orlando Public Safety Response to
the Attack on the Pulse Nightclub
• Engaging Communities One Step at a Time: Policing’s Tradition of Foot Patrol as an Innovative
Community Engagement Strategy
• Maintaining First Amendment Rights and Public Safety in North Minneapolis: A Critical Incident
Response Assessment of the Police Response to the Protests, Demonstrations, and Occupation of the
Minneapolis Police Department’s Fourth Precinct
• Bringing Calm to Chaos: A Critical Incident Review of the San Bernardino Public Safety Response to
the December 2, 2015, Terrorist Shooting Incident at the Inland Regional Center
Community policing begins with a commitment to building trust and mutual respect between police
and communities. It supports public safety by encouraging all stakeholders to work together to address
our nation’s crime challenges. When police and communities collaborate, they more effectively address
underlying issues, change negative behavioral patterns, and allocate resources.
Rather than simply responding to crime, community policing focuses on preventing it through strategic
problem-solving approaches based on collaboration. The COPS Office awards grants to hire community
policing officers and support the development and testing of innovative policing strategies. COPS Office
funding also provides training and technical assistance to community members and local government
leaders, as well as all levels of law enforcement.
Since 1994, the COPS Office has invested more than $14 billion to add community policing officers to the
nation’s streets, enhance crime fighting technology, support crime prevention initiatives, and provide
training and technical assistance to help advance community policing. Other achievements include the
following:
• To date, the COPS Office has funded the hiring of approximately 130,000 additional officers
by more than 13,000 of the nation’s 18,000 law enforcement agencies in both small and large
jurisdictions.
• Nearly 700,000 law enforcement personnel, community members, and government leaders
have been trained through COPS Office–funded training organizations.
• To date, the COPS Office has distributed more than eight million topic-specific publications,
training curricula, white papers, and resource CDs and flash drives.
• The COPS Office also sponsors conferences, round tables, and other forums focused on issues
critical to law enforcement.
COPS Office information resources, covering a wide range of community policing topics such as school and
campus safety, violent crime, and officer safety and wellness, can be downloaded via the COPS Office’s
home page, www.cops.usdoj.gov. This website is also the grant application portal, providing access to
online application forms.
An after action review (AAR) is conducted following a critical incident to allow teams to
reflect on what happened, what did or did not work in the response and why, and how
to improve weaknesses while sustaining and building on strengths. The National Police
Foundation and the COPS Office offer this guide to provide a detailed step-by-step guide
for law enforcement agencies and relevant stakeholders. By honestly reflecting on their
responses to critical incidents, law enforcement can anticipate emerging challenges,
incorporate promising practices, and work collaboratively to evolve and prepare for future
events. This book defines the AAR process, offers a meta-analysis of 20 AARs, and describes
a step-by-step guide for law enforcement agencies and others to conduct AARs.
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Published 2020