Music Theory Essentials

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Music Theory Essentials

A Step-by-Step Introduction to Music Theory for All Musicians


By: Barton Press
Copyright © 2020 by Barton Press

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Chapter 1: Introduction
“Without music, life would be a mistake.”
― Friedrich Nietzsche, Twilight of the Idols

Music theory is a sub-field of study under the more general subject area of
musicology. The word musicology comes from the Greek words 'μουσική'
(mousikē) for 'music' and 'λογος' (logos) for 'domain of study'), and so
refers to the scholarly study of music. This includes examination of many
diverse topics related to music, including the history of music, how music is
understood and created in different cultures, and more recently, how music
might be used therapeutically. However, while we might briefly touch on
each of these three topics, the primary focus of this book will be on music
theory.

Music theory is the study of what music is, how it is done, how it is
organized, and how and why it can have such an effect on us.

First and foremost, music is created through sounds and silences. However,
that is not all it is, nor is it just plain noise. Music is sounds or silences that
are organized (whether by humans or machines) into carefully designed
structures, patterns, or sequences, and with a variety of characteristics (e.g.,
pitch, duration, timbre) that are manipulated, with the goal of achieving
some purpose.

And by how it is done, I mean not only the basics of how it is done or
created (e.g., notes, scales, rhythms, etc.) but also what distinguishes those
who do it well from those who do not, and what distinguishes those who do
it well from each other.

Finally, as we all know from our own personal experiences, music can
certainly create emotional reactions in us as listeners that go beyond other
forms of communication. It may remind us of a sad experience in our life
and perhaps even bring us to tears, or it may allow us to recapture the joy of
a particularly happy moment and lift our spirits for the rest of the day.
Something in music can move you—it can make you cry, remind you of a
lost loved one, or bring you back to the happier days of your childhood.

Music may even have a physical effect on us. For example, it can cause us
to experience a type of physical reaction known as a frisson (French, for
“shiver”), also sometimes called a “tone chill”. A frisson is an unexpected
but pleasurable psychophysiological response to a particular auditory
stimulus. Usually lasting only a few seconds, it is typically manifested as a
“skin tingling” or “shiver up the spine” accompanied by “goosebumps,”
“hair standing on end,” or pupil dilation.

Maybe it is the particular combination of sounds, or how they are


organized, the silences between them, an unexpected change in the volume
or key, or some other violation of musical expectations, that effects us in
such a profound way. This is one of the questions that music theorists try to
answer.

Music as Language

Music is often compared to language, and that comparison is a valid one. A


language is also sounds (and silences) organized into carefully designed
structures, sequences, or patterns, for the purpose of communicating ideas.
The structures, sequences, and patterns that are more commonly used, form
the grammar of that language, and the grammar then serves as guidelines
for others to learn and use that language. However, the use of language is
not and never should be limited by “grammatical rules” that require that it
only be used as it has been used before. There should always be room for
creativity. In fact, linguists recognize an entire area of study that focuses on
the “pragmatics” of language, in other words, language as it is actually used
by speakers, which is often inconsistent with the so-called “rules” of
grammar. Grammatical rules are broken by all of us every day when we use
slang, engage in everyday conversation, or when we send text messages to
friends.

Actually, music may be thought of as a language used for communicating


emotions. And while music theorists devote a lot of time to researching the
how and why of compositions from musicians throughout history, in order
to better understand how music has been done, they also recognize that
these patterns should not be thought of as “rules” constraining the works of
future composers. Even more so with music, creativity should not be
constrained by what has been done before. Some have argued that not only
is learning music theory a waste of time for musicians, it can actually
negatively impact their efforts, because it teaches them to follow “rules”,
thus limiting and stifling their creativity. However, this would only be true
if a musician blindly adhered to rules and conventions based on what was
done in the past. But that is not what music theorists espouse, and even if
they did, most musicians would never limit themselves in such a way
anyhow. In the same way that a writer must learn to use language according
to certain rules, but also know when to break those rules for the sake of
achieving their objective or for the sake of creativity, being an effective
composer of music requires finding the right balance between following the
“rules” and breaking them. And breaking the rules will be much more
meaningful if we know and understand what “rules” we are breaking and
why. Just like any artist, the best composers know when and how to push
the boundaries of their art and when not to.

Why Learn Music Theory?

Musicians, such as pianists, guitarists, drummers, oboe players, or vocalists,


study music theory to understand what various instruments (or voices) are
capable of doing and not doing, to learn and memorize pieces of music
faster, and to be able to improvise more easily and effectively.

Composers study music theory to fully understand their compositional


options, to understand how to create certain structures and produce certain
effects in their own works, to create more complete and aesthetically
pleasing compositions or music that elicits a desired emotional reaction, and
to develop their own personal style.

Lyricists study music theory to produce songs that are maximally adapted
for the specific characteristics of a particular performer’s voice, or to
produce music that sounds rich and creative, even when the accompaniment
is simplified.

Music critics study music theory so they can fully appreciate and more
carefully and effectively compare and evaluate the music of others.
Music educators study music theory so they can better understand a
composer’s intent for a given piece of music, and then explain that intent to
their students, to enhance the student’s performance.

Music therapists study music theory to better anticipate and even produce
specific emotional effects on their clients, either by playing their own
music, organizing performances by other musicians, or leading groups in
music related activities.

The important concepts, vocabulary, and themes of music theory also allow
us to speak with musicians and non-musicians in a common language. It
serves as a shorthand for referring to important characteristics of the music.
For example, if a piece of music in written in a specific musical “key” (a
selected palette of notes), discussing or evaluating that music will be more
effective if all involved in the discussion actually understand the concept of
musical keys, how they function, and how they differ from one another.

Who Is This Book For?

This book is written for potential musicians who are just starting to learn to
play an instrument, or for others like professional musicians, composers,
lyricists, music critics, music educators, or music therapists, who
understand the value of having a basic understanding of music theory. It
should also be a good place to start for those who have had some musical
experience or training in the past (e.g. participation in a choir, music lessons
started but never finished, etc.) and who are now ready to delve into music
a bit more thoroughly or in a much more committed way. This book should
help you rediscover the joy of making music.

The concepts of music theory on which we will focus will be those of the
European musical tradition, from the time of ancient Greece through the
beginning of the 20th century.

What This Book Will Not Do

This book will not teach you to play music or play a particular instrument.
It will, however, give you a basic understanding of music which can
become a foundation for you to learn to play music, and it will discuss to
some extent how playing music may differ between different types of
instruments. But learning to play a particular instrument is a subject suitable
for a separate book on just that one topic. Finally, this book will not teach
you everything there is to know about music. An entire lifetime might be
required for you to achieve that rather ambitious goal.
Chapter 2: The Physics of Sound
“If I were not a physicist, I would probably be a musician. I often think in
music. I live my daydreams in music. I see my life in terms of music.”
― Albert Einstein

Music is organized sound and silence. But what exactly is sound? Physicists
understand that sound is created when mechanical pressure waves move
through some physical medium, like air or water.

A “wave” can be roughly defined as a disturbance in something that


otherwise would be calm( e.g., the surface of a body of water). Waves are
seldom isolated disturbances, but instead form a repetitive and periodic
pattern amounting to a series of waves moving in a direction away from
whatever caused them. For example, multiple waves caused by dropping a
rock into a tank of water will move (radiate) outwardly in a circle away from
the point at which the rock entered the water. This type of wave is also
known as a transverse wave because, as the movement away from the source
occurs, there is also a corresponding up-and-down motion on the surface of
the water at a right angle to the direction the wave is moving. You can
experience this as you sit in a boat on a body of water. As the waves pass
you, you feel yourself repeatedly lifted, up and down. Moreover, the height
of the up and down movement of the waves is dependent largely on the
intensity of the disturbance that caused them. In other words, the bigger the
rock you drop into the water, the higher (or deeper) the up and down
movement of the waves you create.

Figure 2.1: A Transverse Wave


However, the tiny pressure waves that create sound are not transverse waves
but are longitudinal waves. A sound wave does not create a “bouncing up
and down” movement like on the surface of water. Rather it is a compression
phenomenon. Air molecules are pushed forward and compressed together
(higher air pressure) in the same direction as the wave is moving. This
compression then creates areas where there are fewer air particles than
normal (lower air pressure). And because a sound wave is a disturbance that
is transported through a medium due to the individual elements of the
medium interacting, a sound wave is also then a mechanical wave.

Figure 2.2: A Longitudinal Wave

If the pressure waves are caused by something that is repeatedly disturbing


the air around it (e.g., a guitar string plucked resulting in a regular vibration
pattern) then they are also periodic waves. Air molecules get repeatedly
pushed forward and scrunched together (or spread apart) in a regular pattern,
resulting in evenly spaced sound waves. If you were to “ride” on a
longitudinal wave, your experience would be very different than your
experience in a boat. Assume you were moving forward through the air at
some normal speed. You might then feel an extra push forward as the wave
of more dense air particles hits you, like a push from tailwind. But then you
would gradually slow down, until the next wave hit you and pushed you
forward again.

The vibrations of a tuning fork can easily create such a mechanical and
longitudinal wave. As the tines of the tuning fork vibrate back and forth,
they push on and compress neighboring air particles.

Figure 2.3. Vibrating Tuning Fork Creating A Longitudinal Wave


The forward motion of a tine pushes air molecules horizontally to the right
and the backward retraction of the tine creates a low-pressure area allowing
the air particles to move back to the left. This creates regions in the air where
the air particles are scrunched together and other regions where the air
particles are spread further apart, known as compressions and rarefactions,
respectively. More specifically, the compressions are areas of higher air
pressure, while the rarefactions are areas of lower air pressure.

Of course, there is also necessarily a subjective component to sound. Have


you ever been asked the question “If a tree falls in the forest and there is no
one there to hear it, does it make a sound?” No, it doesn’t. The reality is that
the air particles originally impacted by the falling of the tree never traveled
very far at all—but they did impact the particles next to them, and then those
particles impacted the ones next to them, and so on, until the effect “rippled”
across the forest to your eardrums. The variations in the air pressure against
your eardrums from nearby particles is what you “heard”. More specifically,
the pressure wave caused the thin membrane of the eardrum to vibrate,
starting a process in which the vibrations were eventually converted into
electric impulses that your brain interpreted as a specific sound coming from
a specific direction.

The tiny variations in air pressure were only the end result of the falling tree.
Thus, the subsequent physical (by your ears) and neurological processing
and interpretation (by your brain) of those air pressure variations were also
essential elements for the “sound” of the falling tree to occur.

One other thing that you should know is that although sound waves are
longitudinal waves, it is difficult to represent them in a diagram on paper.
Consequently, in discussions of the physics of sound and how it relates to
music, sound waves are often represented as “transverse” waves (sine
waves) with a wavy line moving across the diagram with clear “peaks” and
“”valleys”, as might be seen on the screen of an oscilloscope. But it is
important to keep in mind that sound waves do not actually work that way.

Figure 2.4: Transverse and Longitudinal Waves

Sound waves also have several special properties, such as: frequency,
wavelength, amplitude, and timbre, etc. These are critical to understanding
the nature of music.
Frequency

Sound frequency is simply the number of pressure waves (compressions and


rarefactions) moving past a set point over some period of time: the greater
the number of waves, the higher the frequency. The standard unit of
measurement for sound frequency is the Hertz (Hz), where one Hertz is a
pressure wave moving past a set point once per second. Humans are able to
detect and hear sound frequencies ranging from 20 Hz (twenty waves per
second) to 20000 Hz (or 20 kiloHertz) (twenty thousand waves per second).

Wavelength

The distance between the high point in one wave and the high point in the
next wave is called the wavelength. In the case of longitudinal waves, the
high points are the points at which the air pressure is the highest
(compressions). Wavelength is also related to frequency indirectly because if
the length of the wave is shorter, the closer the wave peaks are to each other,
and so more of them move past a set point over a specific period of time.
Consequently, frequency is always higher for shorter wave lengths.

Pitch

Pitch, which is a concept more directly related to music, is simply the


“experienced” frequency of a particular set of periodic sound waves (e.g.,
the sound waves caused by depressing a particular key on a piano keyboard).

Like frequency, pitch can also then be talked about in relative terms. In other
words, one pitch can be described as higher or lower relative to a different
pitch. The difference in pitches is called an interval, and the most basic
interval is the unison, which is simply two identical notes of the same pitch.
By comparison, the octave interval is between two pitches where the higher
one is exactly twice the frequency of the lower one.

Moreover, frequency and pitch are directly correlated: the greater the
frequency of the waves, the higher the pitch.

As we will discuss in the next chapter, notation systems provide a way for
musicians and music theorists to communicate with each other more
effectively.
For example, different frequencies/pitches can be distinguished by assigning
them single alphabetical letters (e.g., A, C, F, or B).

In particular, the frequency of 261.626 Hz is always given the letter


designation C. In fact, musicians and others often refer to it as “Middle C”.
The pitch A, right above middle C, corresponds to exactly 440Hz. What then
would be the frequency of the pitch one octave lower than A? The answer is:
220 Hz, and A one octave higher would be 880 Hz. That is because, as
mentioned earlier, the upper pitch in an octave is always double the
frequency of the lower pitch in the octave. Furthermore, this standardized
tuning for the pitch of A above middle C is called the A4 standard or concert
pitch (aka, A440), and serves as a reference point, with all other pitches,
higher or lower, being set relative to it. In fact, most musical instruments are
tuned using this standard frequency for A above middle C as the starting
point.

One other important thing keep in mind here is that higher pitched notes
have larger frequency differences (in Hertz) between them, but the
differences are nevertheless still perceived by humans as an equal change in
pitch (one semitone).

Figure 2.5: Chart of Pitches and Corresponding Frequencies in Hertz


Finally, it should also be pointed out that the assignment of pitches to
frequencies can also be somewhat arbitrary. In 1859 France, for example, the
same A was tuned to 435 Hz. In the Middle Ages, because people lived far
away from each other in isolated communities, tuning could vary widely
from place to place. In 1862 the tunings of church bells in various cities
throughout Europe were compared, and the result was frequencies for A
above middle C ranging from 370 Hz to 567.3 Hz. This was due in part to
different materials from which the bells were made, deterioration of the bells
over time, as well as the lack of a tuning standard being communicated
between the churches. Also, some orchestras tune the A note on their
instruments a little sharp, e.g., to 442 Hz or 444 Hz, in order to produce a
slightly crisper sound. And as long as all of musicians playing together agree
on the special tuning, the music should still sound great. Nevertheless, such
differences can still have a noticeable effect on the way music sounds to
listeners. In any event, when musicians are talking with each other, it is a lot
more effective to communicate that the desired sound is the pitch A4, as
opposed to 440Hz.

Amplitude

The high point or “amplitude” of a transverse wave, like a wave on water, is


the height of the bounce you get as the wave passes you in your boat: the
higher the bounce, the higher the amplitude. As noted earlier, for a
longitudinal wave, the highest amplitude (wave peak) is when the air
molecules are scrunched together the most, and the lowest amplitude is when
there is no scrunching at all, or when rarefaction occurs. This variation in
amplitude corresponds to the relative power or energy of the sound waves.
We experience these variations as differences in the intensity and volume of
the sound. The standard unit of measurement of sound pressure (and
intensity) or volume is the decibel (dB), named after Alexander Graham
Bell, the inventor of the telephone.

While many typical measuring devices, such as a tape measure, use a linear
scale, the measuring scale for decibels is logarithmic, which better represents
how changes in sound volume (intensity) effect our ears. To help you better
understand this difference, imagine a rope that 80 feet long. If we use linear
measurement to compare it to a rope that is 90 feet long, the second rope
would be 12.5% longer than the first rope. While comparing the two ropes
visually, we could probably see the difference, but it might not seem like
much of a difference, especially if we were viewing it from a long distance.
However, using logarithmic measurement, a sound that is 90 decibels is only
10 decibels more than a sound that is 80 decibels, but our ears would
experience that sound as ten times more intense and powerful than the 80
decibels sound, and nearly twice as loud. When visually comparing an
eighty foot rope to a rope that is ten times as long, the longer rope will
certainly look significantly longer, even at a distance.

Timbre

Two sounds can have the same pitch, but sound very different, especially if
the sound comes from two different musical instruments. These differences
are often described using words such as bright, dull, shrill, dark, thin,
smooth, murky, brassy, mellow, hollow, full, or breathy, etc. When two
pitches are the same, but sound different, these sounds are said to have
different timbres. Timbre is also sometimes called “tone,” “color,” or “tonal
color.”

For example, a C pitch played on a cello is the same as a C pitch played on


an electric guitar, but we perceive the sound very differently because of the
different timbres produced by the different instruments. This is because,
unlike a tuning fork, the musical sound produced by a musical instrument is
way more complex than a single frequency/pitch. Given the way various
musical instruments are designed, shaped, constructed, or played, any sound
produced with a specific pitch may result in the creation of secondary sounds
called “overtones” or harmonics and these additional sounds are added to the
original pure pitch sound. It is then that combination of sounds that is
actually heard by the listener.

Figure 2.6: The Same Pitch From Different Instruments


Because of the unique characteristics of a particular type of instrument (e.g.,
its size, what it is made of, how it is played, or even the acoustic
characteristics of the environment in which the sound is produced) what we
actually hear may be a whole spectrum of frequencies or pitches so well
blended together that they are perceived more or less, as a single frequency.

Timbre may even vary between instruments of the same type due to
variations in their construction, and most importantly, the performer's
technique. For example, you may have seen trumpet players insert a mute
into the bell end of their instrument. Remember how different the trumpet
sounds when played this way. The trumpeter has changed the “shape of the
sound” or volume of their instrument. Similarly, a vocalist can change the
timbre of their voice by the way they shape their mouth or what they do with
their tongue while singing.

Harmonics

When a piano string vibrates, the main pitch you hear is the result of the
whole string vibrating. If the A key above middle C is played, the string will
vibrate back and forth on its full length 440 times a second. That then is the
string’s fundamental frequency or the first harmonic: 440 times per second.
However, when piano strings vibrate, they also vibrate in halves, producing
a second harmonic; in thirds, producing a third harmonic; in fourths,
producing a fourth harmonic, and so on. These harmonics are produced by
vibrations of smaller increments of the string.

And the relationship between the frequencies of a harmonic series is always


the same. The second harmonic always has exactly half the wavelength (and
twice the frequency) of the fundamental; the third harmonic always has
exactly a third of the wavelength (and so three times the frequency) of the
fundamental, and so on. A harmonic series can have any note as its first
harmonic, so there are many different possible harmonic series.

A column of air vibrating inside a tube, such as a clarinet or a French horn,


can also vibrate in halves, thirds, fourths, etc., of the fundamental, so the
structure of the harmonic series will be the same. So why then do vibrating
strings, clarinets and French horns produce such different timbres?
In any harmonic series, the relative loudness of the different harmonics
being produced may vary substantially. For example, when a note is played
by a vibrating string, the odd-numbered harmonics may be the strongest;
when a clarinet plays the same note, it may be the second, third, and fourth
harmonics that are loudest; and when a French horn plays the same note,
perhaps the fifth and ninth harmonics are the strongest. When you hear this
difference, you are then able to recognize what instrument is playing.

Moreover, the relative loudness of the harmonics also changes from note to
note on the same instrument, and this is the difference you hear between the
sound of a guitar playing low notes and the same guitar playing high notes.

As I will discuss in a later chapter, natural acoustic harmonics are the basis
for another very important musical concept, and one which you likely have
heard of before: harmony.

Assume that a singer sings a single note like middle C. Then another singer
simultaneously sings a note up one full octave, i.e., twice the frequency of
middle C. Given that the second note is a natural harmonic of the first note,
the sound waves of the two notes reinforce each other and sound good
together. If the second person instead sings a note that is just a bit less than
twice the frequency of the first note, the harmonic series of the two notes
would not fit together, and the two notes would not sound as good together.
In fact, we might even say of the second singer that they were just a bit “off
key”.

Many combinations of notes share harmonics and so sound good together.


When they do, they are considered consonant. For example, two notes with a
frequency ratio of 5:4 are said to be separated by an interval of a third and so
also sound good when played simultaneously. Other combinations of notes
share few harmonics and so are considered dissonant or, when they share no
harmonics and really clash, simply "out of tune" with each other.
Chapter 3: Basic Music Notation
“Music expresses that which cannot be put into words and that which cannot
remain silent.”
― Victor Hugo

Music, like language, existed for thousands of years before anyone thought
to invent a way to write it down so that it could be more easily replicated and
passed on to others. Even in modern times, some professional musicians
prefer learning and playing music by ear or as improvisation (making it up
as they go along), without ever learning to read music or put it in writing.
Even some popular and very successful modern singers were not or are not
able to read or write music (e.g., Elvis Presley, Michael Jackson, and Taylor
Swift). Those who find fault with modern music notation systems rightly
point out that, after centuries of extension, elaboration, transformation, and
tweaking, the current notation system is neither efficient nor intuitive. In
fact, it can be downright confusing.

Nevertheless, without written music, we would not be able to experience the


sheer complexity of the music of Mozart, be awed by the New York
Philharmonic playing the William Tell Overture, or learn the tune to the Star
Spangled Banner. It is a lot easier to study, share, replicate, perform, and
discuss music when it has been written down. As this book delves deeper
into music theory, it will often be necessary, for the sake of clarity, to
represent musical concepts and procedures as they might be communicated
to a musician via sheet music. Consequently, having a basic understanding
of musical notation should help you get the most out of this book.

Common Notation

The generally accepted method of music notation, called common notation,


begins with the staff, which is five horizontal lines that are evenly spaced
vertically.

Figure 3.1: The Musical Staff


Vertical lines called “bar line” are also added to divide up the staff into short
sections called “measures” (or bars). A double-bar vertical line, sometimes
with both a heavy bar and a light bar, marks out larger sections of a musical
work, with a heavy double-bar vertical line always used to indicate the very
end of a piece of music.

Figure 3.2: The Musical Staff with Bar Lines

Each of the five lines and four spaces on the staff can also be assigned a
specific letter. For example, under certain circumstances, starting with the
bottom line, the letters assigned could be E, G, B, D, and F. Similarly,
starting with the bottom space, the spaces could be designated as F, A, C,
and E. Notice also that as you move from the bottom of the staff to the top,
the letters assigned to the lines and spaces would be in alphabetical order, E,
F, G, and then A, B, C, D, E, and F.

Figure 3.3: Letters For Lines and Spaces on Staff


On the staff as a whole, on the lines, in the spaces between the lines, or in
the space above or below the staff, many different kinds of symbols can be
written to tell the musician various things about how to play the music.
These include the basic components of the music itself: note symbols
(sounds) and rest symbols (silences). Other symbols on the staff include clef
symbols, the key signature, the time signature, tempo markings, dynamic
markings, repeats, and accent symbols. Three of the most important symbols
on the staff, the clef symbol, the key signature, and the time signature, will
always appear at the beginning of the staff.

Figure 3.4: A Musical Staff with Symbols


Musical Notes

One of the most important symbols placed on a staff are, of course, the
musical “notes,” and they can have up to three parts: the head, which is the
round part of the note; a stem, which is a semi-vertical line extending up (or
down) from the head; and sometimes a flag, which is a short wavy line
extending out from the stem, like a flag on a flagpole. Furthermore,
sometimes the head is solidly filled in, and in some cases, it has an open
space in the middle.

More importantly, the notes tell a musician to make a particular sound at a


specific pitch and for a particular duration. Usually, the pitch to be played by
the musician is indicated by which line or in what space the note is written.
For example, a note symbol written on the bottom line would indicate that
the musician should play a sound with the pitch E, while a note symbol
written in the third space from the bottom of the staff would instruct the
musician to play a sound with the pitch of C. The length of time for which
the sound is to be played is indicated by the type of note symbol used, e.g.,
whole notes, half notes, quarter notes, etc.

Without getting into the actual temporal length of a whole note, what is most
important to know at this point is that as the name implies, a half note is
played for half the time that a whole note is played, and a quarter note is
played for one quarter the length of time of a whole note, and so on. Quarter
notes, eighth notes, and sixteenth notes are the only notes with solid heads,
and eighth and sixteenth notes are the only notes that have flags—one flag
for an eighth note (quaver) and two flags for a sixteenth note (semi-quaver).
Both whole notes and half notes have heads with an empty space in them,
but of these two, only half notes have a stem.
Figure 3.6: Symbols for Musical Notes

Whole Note Half Note Quarter Note Eighth Note

Notes with stems can also have their stems extend upward above the head or
extend downward below the head. This variation has no implications for the
music being played and is only done when the note is so close to the top of
the staff that its stem would extend up beyond the top of the staff. Purely for
clarity and stylistic purposes, the stem is pointed downward so that it
remains entirely on the staff.

Notes that have flags on their stems (whether the stems are pointed up or
down) can also be connected to each other using “beams” or “ligatures.”
This is often done when two such notes that are the same duration occur one
after the other. The flags on the two notes are removed and replaced with a
beam that connects the tops of the stems of the two notes.

Figure 3.7: Notes with Beams Instead of Flags

If there are four of the same duration of notes in a sequence, they can also be
separated into two groups, with each group of two connected by a double
beam. Even a group of four such notes can be connected by a double beam.
However, one important thing to keep in mind here is that the notes being
connected in this way do not need to be the same pitch, only the same
duration. In other words, an eighth note for a C and an eighth note for E that
follows it, can still be connected using a beam. Using beams instead of flags
also really has no implication for the music being played. It is also done
simply to make the musical notation look less messy.

For any piece of music, multiple note symbols will be placed on the staff,
and since music notation is always read from left to right, the order in which
the notes appear on the the staff tells the musician the order in which they
are to be played.

The notes that are identified by their positioning on the lines or spaces of the
staff are called “natural notes”.

Sharps and Flats

When you compare the interval between two adjacent natural notes, you will
see that the distance is not always the same. In fact, some pairs of notes are
twice as far away from each other when compared to other pairs of notes.
The interval in frequency/pitch between those notes that are furthest apart is
called a whole step or whole tone. In contrast, the interval between those
notes that are closest together is called a half step or semitone. In Western
music, additional notes are added between the natural notes that are a full
step apart. These are called sharp notes and flat notes. In fact, on a piano
keyboard, black keys were added between some of the white keys to make
playing these notes possible on the piano. This has the effect then making all
musical notes exactly one-half step apart.

It is also important to remember that calling the notes sharps and flats does
not necessarily imply the corresponding pitches somehow have a “sharper”
or “flatter” sounding timbre. Over centuries of music study, these names
have just become the conventional way of referring to these notes.

Figure 3.8: Flat and Sharp Notes


A sharp note is one half step higher than the natural note next to it. On the
staff, it can be designated by the symbol “superscript #” placed next to the
letter for that note, e.g. F#. The new note is called F sharp.

A flat note is one half step lower than the natural note next to it and it is
designated by the symbol “superscript italic b” placed next to the letter for
that note, e.g., Bb. The new note is called B flat.

On a piano keyboard, the white keys play the natural notes, e.g., A, G, B,
etc. The black keys play the sharp and flat notes, e.g., F sharp or B Flat. So,
the distance between any key on a piano and a key next to it, whether white
or black, is a half step or semitone.

In any octave, there are five sharp and flat notes: A#/B b, C#/Db, D# /Eb,
F#/Gb, and G #/Ab. Notice also that there are no sharps or flats between B
and C or between E and F. That is because those notes were already one-half
step apart and so there was no need to add additional notes between them.

You may have also noticed that adjacent sharps and flats are exactly the
same note, just with different names, e.g., G sharp and A flat. These are
called enharmonic notes. And if you were to play these notes on a piano
keyboard, you would use exactly the same black key to play both of them.
So why give them different names? Whether you call the note a G sharp or
an A flat isn’t just arbitrary. It can communicate important information about
how the note functions as the music progresses. Remember, music
progresses linearly over time, so a G sharp or A flat may sound completely
different in the context of what notes are played before it, with it (as part of a
chord), or after it.

For example, if your music includes a sequence of notes increasing in pitch


(moving higher), and the sequence is to include a C sharp/D flat, it would
make more sense to label the note as C sharp instead of D flat, so as to more
accurately indicate that the notes are to continue ascending. Similarly, when
the sequence of notes is descending in pitch, it would make more sense to
label the note as D flat since that is more consistent with a continuation of
the descent.

Octaves

Given that there are seven notes with letter names (A, B, C, D, E, F, and G),
adding five sharp/flat combinations (A#/B b, C#/Db, D# /Eb, F#/Gb, G #/Ab),
results in twelve distinctive notes. These twelve notes collectively are called
an octave or register, and the notes are the same for every octave, just at
higher or lower pitches. And, as noted earlier, when two notes are exactly
one octave apart, the frequency of the higher one is always that of the lower
one.

Also, pitches of the twelve notes in an octave are always exactly one
semitone (half step) apart. In fact, if we take the frequency any note in an
octave and multiply it by exactly 1.0595, the result will be the frequency of
the next higher note in the octave. This number is called the “twelve root of
2” because if you multiply it by itself twelve times, the result is exactly two
(and so the frequency/pitch highest note in an octave is exactly twice that of
the lowest note).

This method of dividing the octave into twelve equal intervals is known as
equal temperament tuning, and this will be discussed in more detail later
later.
Around fifty years ago, the Acoustical Society of America introduced a
register designation system based upon the layout of the standard piano
keyboard. Specifically, the designation system begins with the first C note
(and the octave based on it) leftmost on the piano keyboard, and extends up
to (and including) the last B note seven octaves above it on the far right of
the keyboard. Each octave in between is designated by a letter of the note
that begins that octave, e.g. C, followed by a subscript number denoting the
number of the octave within which that pitch resides, from lowest to highest
(left to right on the keyboard). For example, the first C octave on the left
would be C1, the second C2, and so on.

However, there are actually three keys on a standard piano keyboard to the
left of the first C octave (C1). These notes are labeled in two ways: A0, Bb0,
B0, or simply A, Bb, B. And C8 contains only one note, a very high C, and so
it does not actually represent a full octave. The entire piano keyboard then
spans the range from A0 to C 8.

Of course, musical instruments can play, and human ears can hear, musical
notes from more than one octave. Pianos, for example, with eighty-eight
keys on a full-size keyboard, can play as many as seven octaves, as indicated
above.

However, human ears, human voices, and musical instruments also have
limits, and so there is a limited number of octaves available for music.
Humans can hear a range of around ten octaves. However, seven of those
octaves cover the bottom eighth of the range, from 20 Hz up to 2500 Hz,
which corresponds roughly to the pitch range from E♭ 0 to E♭7, which is
slightly lower than the lowest pitch on a piano. Only the piano, harp and
piccolo can go higher than E♭7, and not by very much. The bottom note on a
double bass or bass guitar, E1, has a frequency of just over 40 Hz. Only the
harp, piano, double bassoon, and organ can go below this. Even the best
professional singers can usually perform only over a range of one and a half
to just over two octaves.

The Chromatic Scale


The group of all possible musical notes is called the Chromatic Scale.
Chromatic comes from the Greek word chrôma, meaning color. The
chromatic scale is then the group of “'notes with all possible colors”.

Every octave will always contain the same group of twelve possible notes
(just at different pitches or in a different order). It doesn’t matter which
octave is being discussed or on what note the octave begins. In this sense,
then, all octaves are identical. Since the octave and a Chromatic scale both
contain the group of possible notes, they are in effect then the same thing,
and there is only one Chromatic scale. Nevertheless, understanding the
concept of the Chromatic Scale will become important for topics I will
discuss later in this book.

The Clef

At the leftmost end of every staff is a clef symbol. There are basically two
different types of clef symbols in common music notation, the “treble clef”
(sometimes also called a G clef) and the “bass clef” (sometimes called the F
clef). Each serves as a kind of decoding key to tell you how to interpret what
follows on the rest of the staff. More specifically, the clef tells you how to
interpret the note symbols on the lines and in the spaces of the staff.

For example, a treble clef symbol tells you that the second line from the
bottom (the line that the symbol curls around) is "G". Since the note letters
follow alphabetically as you move up the staff, that means that, as we
mentioned before, the notes on the lines of the staff for a treble clef are E, G,
B, D, and F, while the spaces are F, A, C, and E.

Figure 3.9: The Treble Clef


A bass clef symbol tells you that the second line from the top (the one
bracketed by the symbol's dots) is an F note. The notes are still arranged in
ascending alphabetical order, but they are all in different places than they
were on the treble clef. So the lowermost line is a G note, followed by a B,
D, F, and then an A, as you move up the staff, and the spaces are then A, C,
E, and G.

Figure 3.10: The Bass Clef

The notes that appear on the Treble clef staff are those usually played by the
right hand of a pianist, while those on the Bass clef are typically played by
the left hand of the pianist. Similarly, notes on the bass clef are those usually
played by deeper sounding musical instruments such as bassoons, tubas,
cellos, bass guitars, and bass and baritone voices. In contrast, notes on a
Treble clef staff are played by instruments such as flutes, piccolos, violins,
soprano saxophones, and soprano voices.

The positioning of the notes on the two different staffs for treble and base
clefs, which never changes, is such a fundamental concept in writing and
reading music, that students are often taught mnemonics (memory aides) to
help them learn and remember those relative positions. For example, as a
way of remembering the notes on the lines of a treble clef staff, you can
learn and remember the phrase “Every Good Boy Deserves Fudge”. The first
letters of each of these words E, G, B, D and F are then the letters
corresponding to the lines on the staff. Similarly, if you just learn and
remember the word FACE, that should help you remember the notes in the
spaces of the treble clef staff, because the letters for the notes spell out that
word as you move up the staff.

For the bass clef staff, a helpful mnemonic for remembering the notes on the
lines might be “Good Boys Do Fine Always”, and for the notes in the spaces
it could be “All Cows Eat Grass”.

Music may also be written on multiple staves (plural of staff), especially


when the different staves are to be played by the same musician
simultaneously (left and right hand for a pianist) or by different musicians
(members of a band or orchestra). More specifically, there will be a Treble
clef staff at the top, and a Bass clef staff beneath it, joined together along the
left side by a long vertical bar.

This is called a grand staff. And if we were to create a short additional line
between the two staves (a ledger line), thus creating a single staff with 11
lines, the musical note commonly referred to as “Middle-C” is one line
below the E on the bottom line of the Treble clef staff. Similarly, the A on
the top line of the Bass clef staff is the A note one line below middle-C. And
the spaces just below and above middle-C would be B and D notes,
respectively.

Figure 3.11: The Grand Staff


Together, the Treble and Bass clefs cover most of the notes that are in the
range of musical instruments and human voices.
Chapter 4: Intervals
“I would say that music is the easiest means in which to express, but since
words are my talent, I must try to express clumsily in words what the pure
music would have done better.”
― William Faulkner

As previously mentioned, an interval is the distance between any two


pitches or notes, e.g., how much lower or higher one note is when compared
to the other note. So if you pick any note and then play any other note
above or below it, either simultaneously or in succession, the difference
between the two notes in pitch is an interval.

The concept of an interval is so important for music and music theory that it
would be difficult, if not impossible, to discuss other important music
concepts such as scales, chords, harmonic progression, cadence, and
consonance and dissonance, without first explaining intervals. In fact,
intervals are used by musicians to build scales, chords (or harmonies), and
melodies. It might be argued that beyond notes themselves, intervals are the
single most important building block of music.

Moreover, while it is certainly important to understand intervals on a


conceptual level—what they are, how they differ, how they work, etc.— for
musicians and others it will also be important to understand them in
practice. Each interval has a unique sound, especially when the two notes
are played simultaneously, and it can be a very valuable skill as a musician
to be able to identify musical intervals by ear. Therefore, as I discuss
intervals conceptually, I encourage you to locate them on a piano keyboard
and play them out loud, so you can hear how they sound, get to know them,
learn how they differ, learn which ones sound good and which ones do not,
understand how they relate to each other, and learn how to use them
creatively.

We already know that an octave is an interval. However, there are also 12


distinct notes within an octave, and so any pair of notes in that octave are
also separated by an interval. Furthermore, any interval that is twelve or
fewer semitones is called a simple interval. So there are many possible
simple intervals in just one octave, In fact, in any given octave, there are
technically 144 possible pairs of notes, e.g., C and C, C and D, C and E, C
and F, etc., and so at least 144 possible intervals.

However, only certain pairs of these notes sound well together, either
simultaneously or in succession, and so these are the intervals that are most
important for musicians. In this chapter, I will introduce you to the most
important and most commonly used intervals. I will not be discussing all of
the possible intervals in an octave.

Interval Characteristics

Melodic or Harmonic . One important characteristic of an interval is


whether it is harmonic or melodic. An interval is vertical, or harmonic, if
the two notes are heard simultaneously, such as in a chord. In contrast, an
interval is horizontal, or melodic if the notes are heard successively.

Ascending or Descending . Melodic intervals can also be either ascending


or descending. An ascending interval is when a note lower in pitch is
followed by higher note, for example C to D#. In contrast, an interval is
descending when a higher note is followed by a lower note, e.g. F to C.
Obviously, when intervals are harmonic, direction doesn’t matter.

Any given octave, then, also contains 144 possible descending interval pairs
in addition to the 144 possible ascending interval pairs.

Also, when an interval is ascending, and when necessary, sharp (#) symbols
will be used. However, when the interval is descending, you will use flat (b)
symbols where appropriate.

style or Height . The style or height of an interval can be described in terms


of relative pitch, e.g., A or B, or the number of semitones (half steps) or full
tones (full steps) between the two notes. However, for music theorists, there
are two other common ways of describing the style or height of the interval.
One approach is to use the small-integer ratio of the frequencies between
the two notes, such as 2:1 for an octave. When intervals can be described in
this way, they are called pure intervals.

However, this can be a bit misleading. Even though the human ear
perceives a 2:1 ratio in pitch as a linear increase (difference), it really is not.
In fact, successive increments of increase in pitch by the same interval, (e.g.
steps or semitones) actually results in an exponential increase of frequency.
Consequently, intervals are also often measured in cents, a unit derived
from the logarithm of the frequency ratio.

When frequency is expressed in a logarithmic scale, the distance between a


given frequency and its double (an octave) is divided into 1200 equal parts.
Each of these parts is one cent. In the current tuning system used for most
musical instruments, called twelve-tone equal temperament (12-TET), all
semitones have exactly the same size. Since there are twelve semitones in
an octave, each one is thus 100 cents in size. In other words, one cent can
be also defined as one one-hundredth of a semitone.

Using the logarithmic measurement unit cents is not just an arbitrary


approach to measuring intervals. Because 12-TET is the commonly used
basis for tuning musical instruments, the size of most equal-tempered
intervals cannot be expressed by small-integer ratios, although it is very
close to the size of the corresponding intervals. For instance, an equal-
tempered interval of five semitones has a frequency ratio of 27⁄12:1,
approximately equal to 1.498:1, or 2.997:2, very close to 3:2, but not
exactly 3:2.

Diatonic or Chromatic . Another important way of distinguishing between


intervals is whether they are chromatic (Greek: χρωματική) or diatonic
(Greek: διατονική). As I will discuss in more detail in the next chapter, the
chromatic scale is a group containing all possible notes in any octave
(naturals, as well as sharps and flats). A chromatic interval, then, is an
interval formed between two notes of a chromatic scale.

In contrast, diatonic intervals are a subset of the chromatic intervals.


Specifically, they are the intervals between pairs of the seven natural notes
from the chromatic scale (the white keys on a piano keyboard). In other
words, all diatonic intervals are also chromatic intervals, but not all
chromatic intervals are diatonic intervals. Since there are 49 possible pairs
of seven notes, there are 49 ascending diatonic intervals as well as 49
descending diatonic intervals.

Most importantly, as will be also discussed in more detail in the next


chapter, diatonic intervals are also a special group of intervals which make
up the Major scale.

Named Intervals

Because many intervals have shared characteristics, another common way


of describing them is to assign them to groups based on their similarities
and then give the groups names. This provides an easier way for musicians
and others to understand them, distinguish them, and discuss them.

The most common naming scheme for intervals is based on two properties
of the interval: the number (unison, second, third, etc.) and the quality
(perfect, major, minor, augmented, diminished).

More specifically, the number (also called the diatonic number) refers to the
number of natural notes between and including the upper and lower notes in
the interval, regardless of whether the interval is ascending or descending.
On the other hand, quality is based in part on how many actual semitones or
half-steps make up the interval and how it is constructed.

Number . The number of an interval is the number of diatonic note names or


positions (lines and spaces) on the musical staff it encompasses, including
the positions of both notes forming the interval.

For example, if you count the staff lines for B and D and the space between
them, the result is two lines and one space. The total is then three. So the
interval would be called “a third.” Similarly, the interval between A and F is
a “sixth,” because there are two lines and four spaces (total of six)
separating them. The interval C–G is a “fifth” because the notes from C to
the G above it encompass five letter names (C, D, E, F, G) and occupy five
consecutive staff positions, including the positions of C and G. That is how
the “number” part of an interval name is operationalized. But what about
the “quality” part of the name?

Quality . Intervals can be either: perfect (P), major (M), minor (m),
augmented (A), or diminished (d). Double augmented and double
diminished intervals are rare but also possible. It should also be noted that
when discussing intervals, the terms: “Major” and “Perfect” are usually
capitalized, while “minor” is not. Major and minor intervals are used
frequently in Western music, while Perfect intervals are more common in
ethnic music from other cultures.

Perfect Intervals

What makes these particular intervals perfect? Perfect intervals are always
natural to natural, sharp to sharp, and flat to flat. In other words, no matter
what the distance is between the bottom and top notes of an interval, they
will always begin and end on the same type of note.

Another thing that makes them perfect intervals is that the notes are very
closely related to each other, and so are highly consonant (sound
particularly good together). In fact, for listeners, that consonance is easily
perceived and remembered.

As will be discussed later, such notes can also described as sensory


consonant. In contrast, Major, minor, augmented or diminished intervals are
typically considered less consonant or more dissonant.

Unison .When two identical notes are played by the same type of
instrument or different instruments simultaneously, or in succession, that is
an interval called perfect unison. The interval can be called a Perfect 1st
(P1). If played by the same instruments, and those instruments are both
properly tuned, the sounds produced by the two instruments should be
indistinguishable.

Octaves . All octave intervals are also perfect and thus can be identified as a
Perfect 8th (P8) interval. First, they also always begin and end not only on
the same type of note, but in fact end on the same note, just at a higher
pitch. Also, the two notes that begin and end an octave, will always sound
especially good together, whether played simultaneously or successively.

Fourths . Most fourths are perfect intervals (P4), spanning five semitones
(500 cents), with two exceptions. The two exceptions will be discussed
later. Until the late 19th century, the perfect fourth was also often called by
its Greek name: diatessaron.

For example, the interval of middle C up to F is a perfect fourth. We know


it is a fourth because C and F are separated from each other on the musical
staff by exactly four lines and spaces. More importantly, C and F are five
semitones apart, corresponding to C-C#/Db, C#/Db-D, D-D#/E b, D#/Eb-E,
and E-F. A perfect fourth always corresponds to a small number pitch ratio
of 4:3, or about 498 cents, while in equal temperament, a perfect fourth is
equal to five semitones, or 500 cents. Please remember that when counting
the quantity of steps or half steps/semitones separating two notes in an
interval, always count the spaces between the notes and not the notes
themselves.

Similarly, the interval from D to G is a perfect fourth. We know it is a


fourth because D and G are separated from each other on the musical staff
by exactly four lines and spaces. But is a perfect fourth? The notes actually
contained in the interval are D, D#/E b, E, F, F#/Gb, and G. That is five
semitones separating the notes in the interval. So yes, D to G is also a
perfect fourth.

One example of a perfect fourth is the beginning of the "Bridal Chorus"


from Wagner's Lohengrin ("Treulich geführt"). You know this song as
"Here Comes the Bride"). Other examples are the first two notes of the
Christmas carol "Hark! The Herald Angels Sing" and, for a descending
perfect fourth, the second and third notes of "O Come All Ye Faithful".

Fifths . Most fifths are also perfect intervals spanning seven semitones (700
cents). Until the late 19th century, they were often also referred to by a
Greek name: diapente.
For example, the interval of middle C to G is a perfect fifth. We know it is a
fifth because C and G are separated from each other on the musical staff by
exactly three lines and two spaces. More importantly, C and G are seven
semitones apart, corresponding to C-C#/Db, C#/Db-D, D-D#/Eb, D#/Eb-E,
E-F, F-F#/Gb, and F#/Gb-G. A perfect fifth always corresponds to a small
number pitch ratio of 3:2, or about 701.955 cents, while in equal
temperament a perfect fifth is equal to seven semitones, or 700 cents.

Similarly, the interval E to B is also a perfect fifth. We know it is a fifth


because E and B are separated from each other on the musical staff by
exactly three lines and two spaces. But is it a perfect fifth? In fact, E and B
are seven semitones apart, corresponding to E-F, F-F#/Gb, F#/Gb-G, G-
G#/Ab, G#/Ab-A, A-A#/Bb, and A#/Bb-B. So yes, E to B is also a perfect
fifth.

The perfect fifth is typically considered more consonant than any other
interval except the unison and the octave. In other words, the notes of a
perfect fifth sound really good together whether played simultaneously or in
succession.

One example of a perfect fifth is at the start of "Twinkle, Twinkle, Little


Star". The pitch of the second "twinkle" is a perfect fifth above the pitch of
the first "twinkle".

Major and minor Intervals

Major . Major (diatonic) intervals are those which are part of the major
scale. A Major scale interval can only be a second, third, sixth, or seventh,
and Major intervals are labeled with a large "M."

Some examples of major intervals include: Major 2nd (C to D), Major 3rd
(C to E), Major 6th (C to A), Major 7th (C to B).

Minor . The notes in minor scales are the same as in the major scales, as
well as most other diatonic scales. However, a minor interval is always one
half step smaller than the corresponding Major interval. For example, the
minor 3rd is one semitone below the Major 3rd (C to Eb rather than C to E).
Also, minor intervals are labeled with a small "m."
Some examples of minor intervals include: minor 2nd (C to C#/Db), minor
3rd (C to D#/Eb), minor 6th (C to G#/Ab), and minor 7th (C to A#/Bb).

Seconds . If an interval involves one natural note (C) and only one semitone
of separation. It is a minor 2nd.

In contrast, the interval C to D involves two natural notes, but also two
semitones of separation. It is a Major 2nd.

Thirds . If an interval involves two adjacent natural notes, (e.g. C-D) but
three semitones of separation, it is a minor 3rd. However, with three natural
notes and four semitones, it is a Major 3rd.

Sixths . If the interval involves five natural notes and eight semitones of
separation, it is a minor 6th. In contrast, six natural notes and nine semitone
separation would be a Major 6th.

Sevenths . Six natural notes and ten semitones of separation would


constitute a minor 7th, whereas seven natural notes and 11 semitones of
separation would the be a Major 7th.

Augmented or Diminished Intervals

If an interval is artificially made a half-step larger than a perfect or a major


interval, it is called an augmented interval. In contrast, an interval that is
artificially made a half-step smaller than a perfect or a minor interval is
called a diminished interval. This can be done to any type of interval,
except a unison obviously cannot be diminished. It is typically done when
the result would be a new set of notes that will sound better together. But
not all augmented or diminished intervals will sound good.

For augmented intervals, despite being one semitone larger, the interval
number does not change. Augmented intervals are identified with an "A",
the abbreviation "Aug.", or a "+” preceding the number. If the P5 from C to
G were changed to a C to G#, it would become an augmented 5th, or +5.

For example, there is a 4th between C and F# (C-C#/Db-D-D#/Eb-E-F-F #)


that is created artificially by adding an additional semitone (F#) to the
perfect 4th note sequence of five notes/semitones. This is called an
augmented fourth interval (A4). The result is that while it still contains the
same four natural notes (C-D-E-F) of a perfect fourth, it is not a perfect
fourth, because in its augmented form, it actually contains six semitones
(600 cents), and not the usual five of a perfect 4th.

Similarly, a Major 3rd such as C-E can be augmented by adding an


additional semitone resulting in C–E♯. This would then be an augmented
Major 3rd, or A3.

An example of an augmented 5th would be interval produced by adding a


single semitone to a perfect 5th. For example, as mentioned earlier, the
interval from C to G is a perfect 5th, seven semitones wide. However, C ♭ to
G, and from C to G♯ are augmented fifths, each containing eight semitones.

Diminished intervals are created when a perfect or minor interval is made


one half step smaller and again the interval number is not changed.
Diminished intervals can be labeled with a "d," the abbreviations "dim" or
"deg," or a "°. . If the perfect fifth from C to G above were changed to a C
to Gb, the interval would become a diminished 5th, or dim 5.

For example, the interval between C and Gb (C-D-E-F-Gb) is artificially


created by removing a semitone from a perfect fifth note sequence. This is
called a diminished fifth (d5). The result is that while it is still considered a
fifth, it is not a perfect fifth, because in its diminished form, it actually
contains only six semitones (600 cents), not usual seven of a perfect fifth.

Similarly, a third such as C♯–E♭, which spans two semitones, falls short of
a minor 3rd (C–E♭) by one semitone. It is therefore a diminished minor
third.

Of course, one can also create a fifth by diminishing a minor sixth, e.g., C
to G#/Ab. Diminishing the final note by one half step yields an interval
from C to G, which then is the equivalent of a fifth, because it contains the
notes C, D, E, F, and G.
It should also be noted that seconds, thirds, sixths, and sevenths can only be
diminished if the interval is decreased by two half steps by using a “double
flat,” which is sometimes needed to write an augmented or diminished
interval correctly. However, even under such circumstances, it is still the
actual distance in half steps between the notes that determines the type of
interval, not whether the notes are written as natural, sharp, or double-sharp.
So the interval number still does not change.

Diminished and Augmented intervals are also always enharmonically


equivalent to their Major, minor, and Perfect interval counterparts – they are
the same distance in terms of natural notes, but just have different names.
So an augmented fourth and a diminished fifth are both equivalent to a
fourth because they both contain just four natural notes (two lines and two
spaces).

Similarly, a diminished 4th and Major 3rd are physically (distance-wise) the
same intervals. The name that will be used for intervals often depends on
how the interval is being used, e.g., in a scale or chord. More on this later.

Finally, you should have also recognized the augmented fourth between C
and F♯ and the diminished fifth between C and G♭ are also enharmonically
equivalent intervals. That is because the added notes F# and Gb are just
enharmonic spellings of the same note, essentially added to the C-F
sequence of notes. In fact, as mentioned above, the diminished fifth and
augmented fourth sound exactly the same.

The Tritone Interval

Any interval with a style of six semitones is also often called a Tritone. This
is because two semitones equal one tone, so six semitones equal three tones.
In Western Music, this unique interval, which cannot be spelled as a major,
minor, or perfect interval, is especially tense and dissonant and creates a
sound that feels particularly in need of resolution. By this analysis, both the
augmented fourth interval and the diminished fifth interval discussed earlier
are also Tritone intervals because they both span six semitones.

Figure 4.1 shows the most important intervals, and assumes the root note is
middle C. However, it is important to keep in mind that the root note can be
any note, but the relative characteristics for the intervals will not change.

Figure 4.1: Common Intervals

Notes Interval Name style in Semitones

C-C Perfect 1st (Unison) 0

C-C#/Db minor 2nd 1

C-D Major 2nd 2

C-D#/Eb minor 3rd 3

C-E Major 3rd 4

C-F Perfect 4th 5

C-F#/Gb Tritone 6

C-G Perfect 5th 7

C-G#/Ab minor 6th 8

C-A Major 6th 9


C-A#/Bb minor 7th 10

C-B Major 7th 11

C-C2 Perfect 8th (octave) 12

Thus, there are 4 basic Major intervals, 4 basic minor intervals, 4 basic
Perfect intervals, and the Tritone interval, which corresponds to the
Augmented 4th or diminished 5th.

Interval Inversion

Any interval can also be inverted. This basically involves moving the
lowest note in an interval to one or more octaves higher (or moving the
highest note to one or more octaves lower). Thus, the higher note becomes
the lower note and vice versa. The result is a completely different interval.
For example, if we invert the interval C-G - a perfect fifth—and move C
one octave higher-the result is perfect fourth G-C. Similarly, if we invert C-
E a Major third—the result is minor 6th E-C.

There are, however, several points to keep in mind regarding interval


inversion.

First, a descending interval is not an inverted interval. These two concepts


are often confused.

Second, it is standard practice to name an interval based on the lowest note


in the interval. So when the lowest note is changed through inversion, the
name of the interval necessarily changes also.

Also, there is no rule as to which note is flipped. For example, for interval
C-E, there are clearly two choices: The lower note, e.g., C, is moved to the
octave above the E, or the higher note, E, is moved an octave below the C.
The choice is often made for purely creative reasons.

It may also be helpful to remember that seconds always invert to sevenths,


thirds to sixths, and so forth. And the fact that each of these pairs will
always add up to nine. This is known to music theorists as “the rule of
nines.”. It might even be useful at times, to think of intervals as coming in
pairs—one up and one down.

Finally, the inversion of a perfect interval always results in a perfect


interval. In contrast, the inversion of a major interval is a minor interval, the
inversion if a minor interval is a Major, and the inversion of an augmented
interval is a diminished interval.

These ideas, when taken together, can become very important when you are
trying to identify an interval, especially a descending one, or one that has
been inverted. To identify the new interval, just subtract the number of the
old interval from 9. For example, if the original interval was a Major third,
the inversion will be a minor 6th. This is because 9-3 = 6, and a Major
always inverts to a minor.

But why is inverting intervals important? Occasionally, musicians want to


use a musical technique called counterpoint in their compositions. Using an
inverted interval is one way in which this can be done. But musicians also
want to achieve consonance as much as possible. In other words, they want
the counterpoint to fit well and sound good in relation to the rest of the
music. Having an awareness of how intervals invert will help in creating a
counterpoint that will also follow all rules of consonance and dissonance.
For example, a perfect fifth is consonant, but its inversion, a perfect fourth
is not.

Simple and Compound Intervals

A simple interval is an interval spanning at most one octave. However, a


compound interval includes two or more intervals that span more than one
octave. For example, if you start with a Major 3rd, and add a Major 7th, the
result is a Major 10th. Similarly, adding a minor 6th to a minor 7th results
in a minor 13th. And you can also reverse the process, and decompose a
compound interval into one or more octaves plus a simple interval. A major
seventeenth, for example, can be decomposed into two octaves and one
major third.

When creating a compound interval, the quality will be the same as the
quality of the simple interval on which it is based. For example, any
compound interval combining a Major 3rd and one or more Perfect 8ths
(octaves) would also be a Major —- e.g., a Major 10th (1+(8−1)+(3−1) =
10), or a Major 17th (1+(8−1)+(8−1)+(3−1) = 17).

Similarly, combining a Perfect 5th with one or more a Perfect 8ths would
yield a perfect twelfth (1+(8−1)+(5−1) = 12) or a perfect nineteenth (1+
(8−1)+(8−1)+(5−1) = 19).

Notice that two combined octaves result in a fifteenth, not a sixteenth (1+
(8−1)+(8−1) = 15). Similarly, three octaves combined are a twenty-second
(1+3×(8−1) = 22), and so on.

Enharmonic Intervals

Enharmonic intervals are intervals that sound the same but are "spelled"
differently. They have the alternative names depending upon the
enharmonic spelling of the particular notes contained within them.

The most common enharmonic intervals are the diminished fifth and the
augmented fourth. However they are not the only intervals that can be
"spelled" in more than one way. A major third can also be written as a
diminished fourth or a minor second can be written as an augmented
unison. Composers usually have good reasons for “spelling” an interval in a
particular way, so you should always follow their lead.

Consonance and Dissonance

Traditionally, consonance refers to notes that sound good together and is


associated with sweetness and pleasantness. In contrast, dissonance refers to
notes that don’t sound good together and is associated with harshness and
unpleasantness. As was discussed in Chapter 2, overtones or harmonics
(partials) generated by various types of musical instruments, can either
sound pleasant in relation to their fundamental, or they can sound
unpleasant. Specifically, those harmonics that have certain ratios relative to
the fundamental will sound good. Those harmonics might then be said to be
consonant with their fundamental sound. This means that on some level
there is a clear objective quality to the concepts of consonance and
dissonance based in the physics of sound.

With regard to intervals, consonance (or concord) is the quality that is


perceived as stable and complete in itself. These intervals require no
resolution. The consonant intervals are P1, P4, m3, M3, P5, M6, m6, and
P8.

All other intervals within the octave are considered dissonant. Dissonant
intervals feel incomplete and are perceived as creating tension that requires
resolution to more consonant intervals.

However, it is also important to note that consonance and dissonance also


clearly involve subjective qualities as well. Consequently, discussions that
imply that “consonance” is always “good” and “dissonance always “bad”
are misleading.

What one person finds displeasingly dissonant, another may find exciting
and interesting. Similarly, variables such as musical genre, timbre and tone,
and the context where the music is being performed can all influence the
perceived consonance and dissonance of musical pieces.

Because consonance and dissonance are dependent on the perceptions of


listeners, they are then subjective qualities of intervals that can vary widely
between individual, between different cultures, and at different points in
history.

Additionally, both consonance and dissonance often work best when they’re
used hand-in-hand. Music that’s too consonant may feel like it’s lacking the
spice and variety of dissonance; while music that’s too dissonant may be
not be particularly enjoyable or even annoying to listen to since the tension
that is created is never properly resolved.
When successive sounds are considered, their consonance or dissonance
depends in part on the ability of the listener to remember the first sound
while the second sound (or pitch) is heard. This characteristic of the
perception of consonance and dissonance is especially important for
discussions of chords, harmony, and melody (more on this later).

Finally, while consonance and dissonance are often treated as a dichotomy,


it is likely that they are instead opposite ends of a continuum. As a result,
the term sonance is often used to describe the quality of an interval being
described by the consonance-dissonance continuum.
Chapter 5: Scales
“The only truth is music.”
― Jack Kerouac

Fundamentally, a musical scale is simply a collection of musical notes from


which the notes in a piece of music might be chosen. Scales do not offer
any guidance to the composer or musician as to what notes from the
collection should be used. Neither do they suggest in what order the notes
should be used or played. They don’t even require that all of the notes in the
scale are used and in fact allow other notes to be used (accidentals).
Consequently, scales are only suggestive frameworks for music and not
restrictive ones.

Moreover, the choice by a musician as to which scale to use is typically not


be arbitrary. There are many possible scales in music, and each has a highly
distinctive sound, though some are much more commonly used than others.
Therefore, a composer or musician chooses to be guided in their work by a
particular scale for purely creative reasons, e.g., to achieve a particular
sound or set of sounds. Scales, like intervals, then are another critical
building block in the creation of music.

In fact, the entire harmonic and melodic structure of a piece of music can
often be determined or described in part with respect to scales. They are
used to generate chords, build chord progressions, and create memorable
melodies. They are also at the foundation of every symphony ever written,
and a critical tool for every improvisational musician.

And so just as was the case with intervals, knowing scales not only
conceptually, but also in practice, is critical to effectively composing and
playing music.

Scales can contain five notes, seven notes, or many more. But all of them
have some important things in common. They always are based on a central
note or Root note. They also always have a characteristic interval formula
consisting of tones (whole steps) and semitones (half-steps) between the
notes. If you know the root note and the interval formula for a scale, you
should be able to easily identify the notes contained in that scale.

The Chromatic Scale

The most fundamental scale in Western music is the Chromatic scale. In


fact, it is so important that it is often referred to as the master scale. As
discussed earlier, the chromatic scale contains the 12 notes present in every
octave, broken up into 12 half step intervals. Selecting notes from this set of
12 and arranging them into patterns of semitones and whole tones creates
other scales. In other words, all other scales are derived from the Chromatic
scale.

The Chromatic scale itself is very rarely used as the basis for composing
music, because there are just too many different possible notes and intervals
to choose from and no structure or guidance for the composer and
musicians as to what sounds good and what does not. The main significance
of the Chromatic scale is as a starting point in that it defines the full set of
notes from which all other scales are derived.

There are a few other basic types of scales, and understanding these types
can make learning scales a lot easier. Common types of scales include the
natural major, the natural minor, the harmonic minor, the melodic minor,
and the pentatonic. Each of these types will be discussed in more detail in
this chapter.

The Major Scale

The Major scale is one of the most commonly used musical scales,
especially in Western music. It is often the first scale musicians learn about
and all other scales are based on it or compared to it, often unfavorably. It is
also particularly easy to recognize when you hear it. When played in
sequence, the notes of the Major scale are the basis for the well-known do-
re-mi-fa-so-la-ti-do “solfege” exercise. In fact, before it was turned into a
song in The Sound of Music, this exercise was originally created as a
memory pneumonic for teaching the notes of the Major scale.
It is also the scale from which songs like “Whistle While You Work,”
“Happy Birthday,” and “Mary Had a Little Lamb” are composed. Moreover,
several well known songs by the Beatles are also written in major scales,
e.g., “Let It Be,” “Imagine,” and “While My Guitar Gently Weeps.”

The Major scale is made up of seven (diatonic) notes and it always follow
the interval pattern whole step, whole step, half step, whole step, whole
step, whole step, and half step (WWHWWWH). The first note (and last) in
the scale is of course the Root note (or tonic) and determines the name of
the scale, e.g., C Major.

Each of the eight notes in a major scale also has a name:

1st note: Root/Tonic

2nd note: Supertonic

3rd note: Mediant

4th note: Subdominant

5th note: Dominant

6th note: Submediant

7th note: Leading tone (or leading note)

8th note: Root/Tonic

Each of these numbers associated with a note in the scale is also known a
scale degree.

In terms of intervals, then, the Major scale consists of: A Root note (R), and
then with the next note a whole step above that, the interval is a Major 2nd
(M2) . This is followed by another note a whole step above that, so the
interval in relation to C is a Major 3rd (M3). The next note is a half step
above, and so the interval relative to C is a Perfect 4th (P4). Then a Perfect
5th (P5), a Major 6th (M6), and finally a Major 7th (M7). The distance
between the 7th note and the first note of the next octave is of course also a
half-step.

C Major . The simplest major scale to write is C Major, the only major
scale not requiring sharps or flats. It uses only the notes C, D, E, F, G, A, B,
and C, so it is then also a diatonic scale. Notice how this starting note and
interval pattern perfectly corresponds with the white keys of the piano. This
is a special property of the C Major scale. Other Major scales use the same
seven note letters, but of course in a different order, and with sharp (#) and
flat (b) symbols to preserve the Major scale pattern of intervals.

Other Major Scales . Since there are 12 notes in the Chromatic scale
(octave), and each one can be the Root note for a Major scale, there are then
twelve possible Major Scales. However, the construction of eleven of those
scales is a bit more complicated than it is for the C Major scale. For
example, assume we start with the Root note A#. As we move upward, the
next note would be C. This is because in the Major scale interval pattern,
the second note is always one whole step (one tone) or two semitones above
the letter name of the Root note.

Similarly, then, the next note in the scale would be D, which is one full tone
above C. And following the same standard pattern, the next note in the scale
would be D#, because the scale pattern says that the next note up would be
one half step (one semitone) above the D.

However, this creates a problem. There is another simple rule in the


creation of scales that says that there cannot be two notes with the same
letter name in the scale. A D followed by D# breaks this rule. Also, B is
missing from the scale, and that breaks another rule: that all possible notes
in the scale be represented. However, we can overcome both problems if we
write the scale as: A#-B#-C##-D#-E#-F##-G##-A#. Notice that the
appropriate interval pattern for a Major scale is maintained and all letter
names are present but not duplicated.

But what exactly are C##, F##, and G##? Well, if you start at C, and move
up two half steps, you end up at D. These notes would be pronounced as C
double sharp, F double sharp, and G double sharp, respectively (in sheet
music, the symbol x may be used instead of ##).
So while the rule says that the letter name D cannot appear in the scale
more than once, if you represent the D note as C##, you can get around that
limitation.

Double sharps and flats are rare but acceptable, and may often be necessary
to preserve the correct interval pattern in the scale. Of course, if you play
the notes of this scale on a piano, there is no such thing as a C## key. You
would still play the D key.

We see something even similar if look at the notes of the G# Major scale:

G♯, A♯, B♯, C♯, D♯, E♯, F##, and G#. The next to last note in this
hypothetical scale is pronounced F double sharp. Of course, F## is just an
enharmonic spelling of the natural note G.

As another example, consider the C# Major scale which is almost identical


to the C Major scale, except that every note is sharp: C♯, D♯, E♯, F♯, G♯,
A♯, B♯, and C#.

First, notice that it contains the notes E# and B#. How is that possible when
there are no such keys on a piano keyboard? As already explained, writing
out a scale often requires that alternative (enharmonic) spellings be used in
order to be consistent with the rules. So E# is used simply as another name
for F natural, and B# as another name for C natural.

For the C# Major scale, the letters F and C are used for the notes F# and C#,
but the letters E and B are not present. So E# can used for the third note, B#
can used for the seventh note, and everything then is consistent with the
rules and fits together. Of course, if the scale intervals are written or played
descending, C♭ can be used for B natural and F♭ can be used for E natural.

No matter what instrument you play, mastering scales is a worthwhile goal.


If you are given a scale name, do you know how to play degrees 1-8 on
your particular instrument? What if you are asked to play the sequence 5-3-
2-1-6-4-5-8?

Learning to do this for each of the twelve Major scales, on your particular
instrument, can be a worthwhile task and an important step in learning to
play that instrument.

Figure 5.1: The Most Common Major Scales

Major scales with no sharp or flat:

C Major Scale: C, D, E, F, G, A, B, C

Major scales with sharps:

G Major Scale: G, A, B, C, D, E, F♯, G

D Major Scale: D, E, F♯, G, A, B, C♯, D

A Major Scale: A, B, C♯, D, E, F♯, G♯, A

E Major Scale: E, F♯, G♯, A, B, C♯, D♯, E

Major scales with flats:

F Major Scale: F, G, A, B♭, C, D, E, F

B Flat Major Scale: B♭, C, D, E♭, F, G, A, B♭

E Flat Major Scale: E♭, F, G, A♭, B♭, C, D, E♭


A Flat Major Scale: A♭, B♭, C, D♭, E♭, F, G, A♭

Enharmonic Major Scales – Same pitches but different note names

B Major Scale: B, C♯, D♯, E, F♯, G♯, A♯, B

C Flat Major Scale: C♭, D♭, E♭, F♭, G♭, A♭, B♭, C♭

F Sharp Major Scale: F♯, G♯, A♯, B, C♯, D♯, E♯, F♯

G Flat Major Scale: G♭, A♭, B♭, C♭, D♭, E♭, F, G♭

C Sharp Major Scale: C♯, D♯, E♯, F♯, G♯, A♯, B♯, C♯

D Flat Major Scale: D♭, E♭, F, G♭, A♭, B♭, C, D♭

The (Natural) Minor Scales

Contrary to a popular misconception, the word “minor” does not mean that
minor scales are somehow less important than Major scales. In fact, minor
scales are quite common in classical music, jazz, and other styles of music.
Minor scales are, however, quite different and so also sound quite different.

Minor scales contain the same seven (eight) notes as Major scales, although
in a different order. And, like the Major scales, the Root note of a minor
scale can be any twelve possible notes, and so there are also twelve possible
natural minor scales. But there are also two common variations of the
natural minor scale called minor harmonic and minor melodic.
As was the case with Major scales, each of the eight notes in a minor scale
also has a name.

1st note: Tonic

2nd note: Supertonic

3rd note: Minor mediant

4th note: Subdominant

5th note: Dominant

6th note: Minor submediant

7th note: Subtonic

8th note: Tonic

However, it important to point out here that in the harmonic and melodic
minor scales, the seventh degree is called the leading tone, and in the
melodic minor scale, the sixth degree is called the submediant.

Minor scales also have a characteristic interval pattern, but one that is
somewhat different when compared to that of Major scales.

T-T-ST-T-T-T-ST (major)

T-ST-T-T-ST-T-T (minor)

Thus, a minor scale consists of the following intervals in relation to the


Root: Major 2nd, minor 3rd, Perfect 4th, Perfect 5th, minor 6th, and a
minor 7th.

Notice that the interval between the 1st and 3rd notes of the major scale is
now the interval between the 3rd and 5th notes of the minor scale. In other
words, the note that was the Major 3rd relative to the Root note in the
Major scale is now a Perfect 5th in the minor scale, and the note that was
Perfect 4th in the Major scale is now a minor 6th in the minor scale.
These differences in the order of the notes and the interval pattern give the
minor scale a significantly different sound and specifically, a much more
emotional quality, when compared to the Major scale. Music composed in
minor scales is often described as slow, sad, deep, dark, mysterious, solemn,
or ominous. However, others argue that sad, dark or mysterious qualities are
not the only option, and that it is possible to create music in a minor scale
that is both energetic and with a brighter and more positive emotional
quality.

Furthermore, composers and musicians do not always agree on the


usefulness of the minor scales. Some argue that with minor scales it is more
difficult to create melodies that are memorable. However, it may also be
argued that, because of the possible variations, the minor scales can provide
more flexibility for a composer.

One common natural minor scale is A minor: A: A, B, C, D, E, F, G, A.


Another is C minor: C-D-Eb-F-G-Ab-Bb-C

Figure 5.2: The Most Common Natural minor Scales

minor scales with no sharp or flat:

A minor: A, B, C, D, E, F, G, A

minor scales ascending and descending:

A#/Bb minor: A#, B#, C#, D#, E#, F#, G#, A# / Bb, C, Db, Eb, F, Gb, Ab,
Bb

B minor: B, C#, D, E, F#, G, A, B


C minor: C, D, Eb, F, G, A, Bb, C

C#/Db minor: C#, D#, E, F#, G#, A, B, C# / Db, Eb, Fb, Gb, Ab, Bbb, Cb,
Db

D minor: D, E, F, G, A, Bb, C, D

D#/Eb minor: D#, E#, F#, G#, A#, B, C#, D# / Eb, F, Gb, Ab, Bb, Cb, Db,
Eb

E minor: E, F#, G, A, B, C, D, E

F minor: F, G, Ab, Bb, C, Db, Eb, F

F#/Gb minor: F#, G#, A, B, C#, D, E, F# / Gb, Ab, Bbb, Cb, Db, Ebb, Fb,
Gb

G minor: G, A, Bb, C, D, Eb, F, G

G#/Ab minor: G#, A#, B, C#, D#, E, F#, G# / Ab, Bb, Cb, Db, Eb, Fb, Gb,
Ab

Some example of songs based on the natural minor scale include “Hotel
California" by the Eagles, “Should’ve Said No” by Taylor Swift, and “New
Man” by Ed Sheeran.

Minor Harmonic Scales


One important variation on the natural minor scale is the minor harmonic
scale. For some composers, the natural minor scales were a less preferred
option when compared to Major scales, because the whole step appearing
just before the tonic did not produce the same obvious tension-resolution
quality. In fact, they felt that it was as if the natural minor had no leading
note or tonic at all. This was considered to be a significant tonal weakness
or flaw with the natural minor scales.

So they decided to tweak the natural minor by raising the seventh note
(degree) of the scale one half step, and thus the interval between degree 6
and 7 becomes one and a half steps. This, in effect, artificially created a
tonic-resolution feel. This revised natural minor is then called the harmonic
minor scale.

The raised seventh degree does provide a more powerful tension quality —
our ears sense the root coming - and so there is a stronger sense of
resolution once the tonic is reached. It has been suggested that this is
because the closer a note is to the tonic the more listeners feel the tension-
resolution effect.

Two examples of harmonic minor scales are: the A harmonic minor scale
are: A, B, C, D, E, F, G#, A; and the C harmonic minor scale: C-D-Eb-F-G-
Ab-B-C

In terms of intervals in relation to the Root: Major 2nd, minor 3rd, Perfect
4th, Perfect 5th, minor 6th, and Major 7th.

So the harmonic minor structure is this: whole, half, whole, whole, half,
whole + half, half or: T S T T S TS S

Because the Harmonic minor scales opened up more compositional options


for building chords and composing melodies, they are one of the most
commonly used minor scales by composers. Knowing the harmonic minor
scales is also an important step in being able to improvise music more
effectively because they give you a broader, more delicate range of options
from which to choose.
Some examples of songs based on the harmonic minor scale include “You
Are The Sunshine of My Life” by Stevie Wonder, “Sweet Dreams” by the
Eurythmics, “California Dreamin” by the Mamas and the Papas, and
“Sultans of Swing” by Dire Straights.

Figure 5.3: The Most Common minor Harmonic Scales

A minor: A, B, C, D, E, F, G#, A

minor harmonic scales ascending and descending:

A#/Bb minor: A#, B# C#, D#, E#, F#, G##, A# / Bb, C, Db, Eb, F, Gb, A,
Bb

B minor: B, C#, D, E, F#, G, A#, B

C minor: C, D, Eb, F, G, Ab, B, C

C#/Db minor: C#, D#, E, F#, G#, A, B#, C# / Db, Eb, Fb, Gb, Ab, Bbb,
Cb, Db

D minor: D, E, F, G, A, Bb, C#, D

D#/Eb minor: D#, E#, F#, G#, A#, B, C##, D# / Eb, F, Gb, Ab, Bb, Cb, D,
Eb

E minor: E, F#, G, A, B, C, D#, E


F minor: F, G, Ab, Bb, C, Db, E, F

F#/Gb minor: F#, G#, A, B, C#, D, E#, F# / Gb, Ab, Bbb, Cb, Db, Ebb, F,
Gb

G minor: G, A, Bb, C, D, Eb, F#, G

G#/Ab minor: G#, A#, B, C#, D#, E, F##, G# / Ab, Bb, Cb, Db, Eb, Fb, G,
Ab

Minor Melodic Scales

However, from the perspective of some composers, although presented with


more options, the harmonic minor scale was still not ideal for writing
melodies. The augmented interval between the sixth and seventh degrees
was a problem because listeners could sense the artificial spacing and this
sounded awkward.

So they made another change: they added another accidental to raise the
sixth scale degree by a half-step, resulting in an interval pattern of only
whole steps and half-steps. The result is the melodic minor scale. Some
examples of music that are based on this scale include “When You Wish
Upon A Star,” as well as “I Just Called To Say I Love You” by Stevie
Wonder, and “Yesterday” by The Beatles.

One example of this scale is the A melodic minor. The notes are A, B, C, D,
E, F♯, G♯ and A. Another is the C melodic minor scale: C, D, Eb, F, G, A,
B, C.

The formula for a melodic minor scale is whole step – half step – whole
step – whole step – whole step – whole step – half step (W-H-W-W-W-W-
H).
The intervals of the melodic minor scale are then: Root, a Major 2nd, a
minor 3rd, a Perfect 4th, a Perfect 5th, a Major 6th and a Major 7th.

Sonically, the melodic minor is distinctive. In the first half of the ascending
scale, A-B-C-D-E follows the pattern of tone-semitone-tone-tone, the same
as the natural minor. However, the second half, E-F♯-G♯-A, is a tone-tone-
semitone pattern, which is the same as the beginning of a major scale
pattern. Therefore, the scale starts off sounding minor, and then switches to
sounding major. This lends an interesting, conflicting quality to the scale
and places it somewhere between a major and minor. It also gives it internal
dissonance in the form of tritones, which as was discussed earlier, is the
name for an interval formed by three whole tones. This tension and
ambiguity in the melodic minor scale make it perfect for jazz and
experimental music, though it is found in classical and popular music as
well. One example is the famous “Carol of the Bells”:

However, there is one additional important feature of the melodic minor


scale. It is not the same ascending and descending. When descending, the
sixth and seventh notes (degrees) are lowered back down to their natural
forms. More specifically, when using or playing an ascending interval, you
add sharps to the sixth and seventh degrees of the natural minor scale, but
during parts of the same piece, if the interval is descending, you use or play
the notes as if you were in the natural minor scale. In other words, the
descending formula is the natural minor scale formula backwards.

Thus, the notes of the C melodic minor scale descending are: C, D, Eb, F,
G, Ab, Bb, C (the C natural minor scale).

Figure 5.4: The Most Common minor Melodic Scales ascending and
descending

A minor: A, B, C, D, E, F#, G#, A / A, G, F, E, D, C, B, A

A#/Bb minor: Bb, C, Db, Eb, F, G, A, Bb / Bb, A, Ab, F, Eb, Db, C, Bb


B minor: B, C#, D, E, F#, G#, A#, A, B / B, A, G, F#, E, D, C#, B

C minor: C, D, Eb, F, G, A, B, C / C, Bb, Ab, G, F, Eb, D, C

C#/Db minor: C#, D#, E, F#, G#, A#, B#, C# / C#, B, A, G#, F#, E, D#,
C#

D minor: D, E, F, G, A, B, C#, D / D, C, Bb, A, G, F, E, D

D#/Eb minor: D#, E#, F#, G#, A#, C, D, D# / D#, C#, B, A#, G#, F#, F,
D#

E minor: E, F#, G, A, B, C#, D#, E / E, D, C, B, A, G, F#, E

F minor: F, G, Ab, Bb, C, D, E, F / F, Eb, Db, C, Bb, Ab, G, F

F#/Gb minor: F#, G#, A, B, C#, D#, E#, F# / F#, E, D, C#, B, A, G#, F#

G minor: G, A, Bb, C, D, E, F#, G / G, F, Eb, D, C, Bb, A, G

G#/Ab minor: G#, A#, B, C#, D#, E#, F##, G# / G#, F#, E, D#, C#, B, A#,
G#

Relative and Parallel Scales . Finally, it is important to note that Major and
minor scales that contain the same notes but have different Root notes are
said to be relative to one another, e.g., C major and a natural minor.
However, Major and minor scales that contain different notes but share the
same Root note are said to be parallel to one another, e.g., C major and C
minor.

Together, the combination of the Major and various minor scales is an


extraordinary system, complex enough to challenge the greatest musical
minds, yet also simple enough (with only 12 divisions of the octave) to be
accessible and sonically comprehensible to even novice composers and
musicians.

Pentatonic Scales

Pentatonic (five tone) scales, as the name implies, contain only five notes.
More specifically, they use only the five notes from the Major and minor
scales that sound the best together (very little dissonance). So the pentatonic
scale is an especially good place to start if you are just getting started as a
composer because everything you create based on this scale tends to sound
pretty good. However, eventually you may discover the value of dissonance
and tension in music and then graduate to using the full Major and minor
scales.

While pentatonic scales may have a variety of different note and interval
patterns, there are two in particular—the minor pentatonic scale and the
major pentatonic scale—that are used most often. They are called “major”
and “minor” because, as mentioned above, they are derived from the full 7-
note Major and minor scales. There are also other pentatonic scales,
especially in non-western music, which are more rare but still sometimes
useful. For example, Chinese scales used to compose traditional Chinese
folk music is a pentatonic (5-note) scale. In Western music, however,
pentatonic scales are often used in blues, rock music, country music, jazz,
and bluegrass music.

Minor Pentatonic Scale . The minor pentatonic scale is made up from five
notes derived from the natural minor scale: for instance, the A minor
pentatonic scale (A, C, D, E and G).

Thus, the interval pattern for a minor pentatonic is: WH W W WH W or


(Whole Step+Half Step, Whole Step, Whole Step, Whole Step+Half Step,
and Whole Step). Notice that there are no semitones (half steps) in the
pattern. This is one of the characteristics of pentatonic scales that give them
such a unique sound.

The relevant intervals in the scale relative to the Root then are: a minor 3rd,
a Perfect 4th, a Perfect 5th, and a minor 7th.

As will be discussed later in this book, this scale works especially well if
you make it the root of a chord. In fact, when you play the minor pentatonic
scale, you may notice that it sounds a bit bluesy. That is because this scale,
with the addition of one note, e.g., D#, is also often referred to as the “blues
scale,” and the added note is often referred to as the “blue note.”

In fact, the A minor pentatonic scale is probably the most-used scale used
by guitarists who play rock music. Songs from bands like Pink Floyd, the
Rolling Stones, Led Zeppelin, AC/DC, Aerosmith, Van Halen, Guns N’
Roses, Nirvana, and Foo Fighters are all based in part on minor pentatonic
scales. For example, Led Zeppelin’s classic hit “Stairway To Heaven” uses
the A minor pentatonic along with the A natural minor scales. The same is
true of Adele’s “Love In The Dark.”

Here is a list of all twelve minor pentatonic scales:

A minor pentatonic: A, C, D, E, G, A

Bb minor pentatonic: Bb, Db, Eb, F, Ab, Bb

B minor pentatonic: B, D, E, F#, A, B

C minor pentatonic: C, Eb, F, G, Bb, C

C# minor pentatonic: C#, E, F#, G#, B, C#

D minor pentatonic: D, F, G, A, C, D

Eb minor pentatonic: Eb, Gb, Ab, Bb, Db, Eb

Em pentatonic: E, G, A, B, D, E

F minor pentatonic: F, Ab, Bb, C, Eb, F


F#m pentatonic: F#, A, B, C#, E, F#

G minor pentatonic: G, Bb, C, D, F, G

G# minor pentatonic: G#, B, C#, D#, F#, G#

Major Pentatonic Scale . The Major pentatonic scale, which is derived from
the Major scale, is very different from minor pentatonic scale — because
even though it consists of the same 5 notes — (C, D, E, G and A) —the
notes are in a different order and so it also has a completely different
interval pattern: W-W-WH-W-WH.

Thus, the five intervals of the Major pentatonic scale in relation to the root,
are: a Major 3rd, a Perfect 4th, a Major 6th, and a Major 7th.

Like the minor pentatonic scale, the major pentatonic scale is simple and
easily recognizable. In fact, it is the scale used for the hymn “Amazing
Grace.” Because of the different intervals pattern, this scale can have a
lighter, more cheerful, and positive sound than a minor scale. It is derived
from the Major scale, after all.

One example is called the G major pentatonic scale and it’s also an
important and very common scale in blues, country, rock, pop, etc. “Honky
Tonk Woman” by The Rolling Stones, “Wish You Were Here” by Pink
Floyd, and “Sweet Home Alabama” by Lynyrd Skynyrd, are all based in
part on the G major pentatonic scale. In contrast, “Maggie May” by Rod
Stewart, is based on the D major pentatonic scale.

Here is a list of all twelve major pentatonic scales:

C Major pentatonic: C, D, E, G, A, C

C# Major pentatonic: C#, D#, E#, G#, A#, C#

Db Major pentatonic: Db, Eb, F, Ab, Bb, Db

D Major pentatonic: D, E, F#, A, B, D

Eb Major pentatonic: Eb, F, G, Bb, C, Eb


E Major pentatonic: E, F#, G#, B, C#, E

F Major pentatonic: F, G, A, C, D, F

F# Major pentatonic: F#, G#, A#, C#, D#, F#

Gb Major pentatonic: Gb, Ab, Bb, Db, Eb, Gb

G Major pentatonic: G, A, B, D, E, G

Ab Major pentatonic: Ab, Bb, C, Eb, F, Ab

A Major pentatonic: A, B, C#, E, F#, A

Bb Major pentatonic: Bb, C, D, F, G, Bb

B Major pentatonic: B, C#, D#, F#, G#, B


Chapter 6: Keys
“Music gives a soul to the universe, wings to the mind, flight to the
imagination and life to everything.”
― Plato

As discussed in the preceding chapter, any group of musical notes, e.g., an


octave, can also be referred to as a scale. When musicians compose a piece
of music, they typically do not use all of the possible notes available to them.
They use only those notes in a predetermined scale or “palette” of notes.
Usually, this is because those specific notes sound particularly well together
and the musician prefers that particular sound.

The Tonic Note

When a musical composition is written using only the notes included in a


particular scale, there is a tendency for one of those pitches or notes to
become the tonal center of that music acoustically (listeners can hear it) .
That tonal center is typically the Root note of the scale and is also called the
tonic note. Such music is often described as tonal or as having tonality, and
almost all music is tonal. In fact, both musicians and non-musicians have a
natural sense of when music is tonal and when it is not. If a piece of music
lacks a tonal center it is said to be “atonal” and usually doesn’t sound
especially good. It may leave the listener with a feeling of incompleteness or
that the music is somehow not finished.

The tonic note “sounds” or “feels” like a “home” or resting place for the
music using that scale, and is frequently repeated in the music, and returned
to at the end of the music.

For example, “do” in the do-re-mi song, is the tonic for the scale on which
the song is based, and as you may recall, it is returned to at the end of the
singing of the scale, e.g., do-re-mi-fa-so-la-ti-do. Returning to the tonic note
at the end of a piece of music is referred to as “resolution to tonic.” That is
because in such music, listeners often experience a sense of a starting point,
followed by a sense of unresolved movement and tension, and followed
finally by a sense of “resolution,” as the music returns “home” to and
finishes with the tonic note.

When music is said to be written in a particular key, fundamentally what is


being said is that the music has a tonal quality.

However, keys are also given a name, e.g., C Major, and the name of a given
key specifies two things: first, the tonal pitch (tonic) around which the key is
organized, e.g., C, and second, what sort of scale is built atop that pitch, e.g.,
a Major. For example, music could be written in the key of “D major” or ‘B
flat minor” (or you can just say “in D”, if it’s a major key)

Music written in certain “keys”, called “Major” keys, usually sounds bright,
cheerful, happy, and positive. Music written in other keys, called “minor”
keys, often sounds more ominous, sad, or mysterious.

The tonal quality of music can be achieved in a number of different ways: as


a product of melodic implication, as a harmonic resolution, or via assertion.

Melodic Implication . When the melody of a piece of music clearly


highlights the tonic note, or the tonic note becomes a point of rest and
release for the melody, this is called melodic implication. More often than
not, this is made explicitly clear when, at the end of a phrase or section of
music, a melody will come to rest on its tonic pitch. This will be discussed in
more detail in a later chapter.

Harmonic Resolution . Tonality can also be achieved via harmonic


resolution. A harmony, or chord, is the simultaneous sounding of three or
more different pitches, and the movement, or progression, from chord to
chord constitutes a harmonic progression. The two most important notes in
any diatonic scale are the tonic (the first) and dominant (the fifth) notes. By
extension, the two most important chords in a harmonic progression are
those built on the tonic and dominant pitches - tonic chord (symbolized as I)
and dominant chord (symbolized as V). The tonic chord, in which the tonic
pitch is the root of the chord, represents rest and resolution. The dominant
chord in which the dominant pitch is the root of the chord, represents tension
—unrest and irresolution. There is no more effective way to establish an
irrefutable and powerful sense of resolution to tonic than to play the
harmonic progression V–I in any given key. This will also discussed in more
detail in a later chapter.

Assertion . Tonality via assertion is when a single note is sustained for so


long and/or repeated so often that it becomes, by sheer commonality of its
assertion, the obvious tonal center in a given section or piece of music.

Not all music features clear and unambiguous tonal centers. In fact, many
early-and mid- 20th-century composers tried to avoid creating any sense of
tonality whatsoever. However, the so-called atonal music that they produced
is probably mischaracterized because true atonality is, in reality, almost
impossible to achieve.

The concept of keys can often be especially confusing for beginners at


learning music theory, in part because of inconsistencies in the use of
terminology. When clearly discussing keys, some writers will refer to them
as scales. As we will discuss in more detail in a later chapter, the palette of
notes used for a key is indeed also a type of scale, or may be based on a
scale, but it is not the only type of scale, and it is not the scale on which it is
based. There are many types of musical scales that are used in other ways. In
other words, a key is a scale, but not all scales are keys.

Another frequent source of confusion is inconsistency in discussing the


number of notes that make up a particular key. Some writers will say seven,
others eight, and others will say 12. Those that say seven or twelve are
perhaps confusing the “key” with the scale on which it is based. The full
octave scale corresponding to a particular key does indeed contain seven
natural notes designated by the letters A, B, C, D, E, F, and G, and five sharp
and flat notes, for a total of twelve notes. However, musical keys do not use
all of the twelve notes of a given octave to build the palette of the key. The
seven notes that are used are called the ”diatonic” notes, whereas the five
notes from the octave that are not used are called the “chromatic” notes. So
while a scale does indeed contain twelve notes, it would be incorrect to say
that a key based on it contains twelve notes.

Actually, a musical “key” technically contains eight notes, because the Tonic
repeats at the end of the list of notes in the key, just at a pitch one full octave
higher. But some writers leave it out when indicating the notes in a given
key. In a later chapter of this book, we will discuss why it is important to
include it, and so going forward we will always describe a key as containing
eight notes.

The various possible keys available musicians to use in a composition can be


represented in a diagram called the circle of fifths.

It is called The Circle of Fifths because each of the Major and Minor keys
are separated by an equal distance: an interval of a perfect fifth (seven
semitones). So, if you start at the top with the key of C Major/A Minor, and
move clockwise adding an interval of a perfect fifth, you reach G Major/E
minor.

The numbers inside the circle show the number of sharps or flats in the key
signature, with the sharp keys going clockwise, and the flat keys
counterclockwise from C major which has no sharps or flats. The circular
arrangement also identifies enharmonic relationships in the circle, e.g., six
sharps for the F♯ = G♭ Major keys and six flats for the D♯ = E♭ for minor
keys. The major keys C♯ major or C♭ major are also indicated, and their
positioning right next to D♭ major or B major is also significant. C♯ major or
C♭ major can sometimes be more conveniently spelled as D♭ major or B
major because they are also enharmonically equivalent.

Major Keys

Most Western music is written in one of the major keys. As discussed earlier,
the key contains eight notes, with the eighth note duplicating the first (tonic)
note one octave higher (double its frequency). But of course, these notes are
different for each Major Key because the scale on which it is based starts on
different notes.

Moreover, all major keys have the same pattern of intervals—half steps and
whole steps—beginning with the note that names the key. That pattern is:
whole step, whole step, half step, whole step, whole step, whole step, half
step, and of course, it is the same pattern as that of the scale on which the
key is based.

As the Circle of Fifths diagram shows, there are fifteen possible “major
keys”.

They are:

A major

A flat Major

B major
B flat major

C major

C flat major

C sharp major

D major

D flat major

E major

E flat major

F major

F sharp major

G major

G flat major

Twelve of the Major Keys correspond to each of the twelve notes in the full
octave scale on which the key is based. The other three are enharmonic
spellings of the same key depending in how the enharmonic sharp or flat
they contain is named.
For example, both Gb Major and F# Major keys use the exact same set of
notes. However, Gb Major is spelled using flat note names (Gb, Ab, Bb, Cb,
D b, Eb, and F), while F# Major is spelled with equivalent sharp note names
(F#, G#, A#, B, C#, D#, and E #).

Prior to the adoption of the equal temperament tuning system, music


composed in different Major keys sounded more less similar than it does
now. The differences heard now are largely the result of differences in the
timbre of notes when played on certain instruments or produced by different
voices.

Minor Keys

Minor Keys contain the same notes as Major Keys. However, they differ
from Major Keys in the order of these notes and so also how these notes are
put together into unique patterns of intervals.

In contrast to the Major Keys, the minor Keys essentially use the same
pattern of intervals only for the first five notes: 2-1-2-2-1. As discussed in
the previous chapter, the sixth and seventh notes are frequently changed
creating the harmonic and melodic variations on each of the natural Minor
Keys. This provides for much more flexibility in minor keys, and the
consequence of this is that there are many more possible minor Keys: 45
total.

As the Circle of Fifths diagram shows, there are fifteen natural minor keys.
Twelve of them correspond to each of the twelve notes in the full octave
scale on which the key is based. As was the case with Major Keys, the other
three are enharmonic spellings of the same key depending on how the
enharmonic sharps or flats they contain are named. Taking into account the
variations possible because of the increased flexibility of minor Keys, here is
a complete list of the possible minor Keys.

A minor natural

A minor harmonic

A minor melodic
A flat minor natural

A flat minor harmonic

A flat minor melodic major

A sharp minor natural

A sharp minor harmonic

A sharp minor melodic

B minor natural

B minor harmonic

B minor melodic

B flat minor natural

B flat minor harmonic

B flat minor melodic

C minor natural

C minor harmonic

C minor melodic

C sharp minor natural

C sharp minor harmonic

C sharp minor melodic


D minor natural

D minor harmonic

D minor melodic

D sharp minor natural

D sharp minor harmonic

D sharp minor melodic

E minor natural

E minor harmonic

E minor melodic

E flat minor natural

E flat minor harmonic

E flat minor melodic

F minor natural

F minor harmonic

F minor melodic

F sharp minor natural

F sharp minor harmonic


F sharp minor melodic

G minor natural

G minor harmonic

G minor melodic

G sharp minor natural

G sharp harmonic

G sharp melodic

Relative and Parallel Keys

Any given key has three other keys that are considered as being closely
related to it. They are the two like keys that lie on either side of the given
key in the circle of fifths and the given key’s relative Major or minor. Taking
C Major as an example, the two like keys are the two Major keys on either
side of C Major in the circle of fifths. They are G Major to the right (sharp
side) and F Major to the left (flat side).

Major and minor keys that share key signatures are called relative keys. For
example, A minor is the relative minor of C major; C major is the relative
major of A minor. Relative major and minor keys are those that share the
same pitches but have a different tonic, and so sound completely different.

In contrast, parallel major and minor keys are those that share the same tonic
but have different key signatures. The keys of C major and C minor are an
example of parallel major and minor keys. They most certainly will also
sound quite different.

There are many possible keys, and the vast majority of music ever written
uses at least one of these possible keys. Since a key contains only a limited
number of possible notes, that can make music composition a much less
complicated task. It can also be very useful information for musicians to
know the key of a piece of music, especially those who improvise the music
they play. It tells them what small subset of possible notes will sound good
together. Any other notes can usually be ignored.

Key Signatures

In common music notation, it is often necessary to indicate what “key” is


being used in a particular musical composition. This is done by including a
“key signature” on the music staff right next to and just after the clef.

Figure 6.1: The Key Signature

A key signature is not the same as a key; key signatures are merely
notational devices. It contains several useful pieces of information regarding
the music that follows.

First, the key signature tells the musician what scale the music is based on.

It also indicates how many sharp or flat notes are used in the composition,
and more importantly, what they are. For example, as Figure 6.1 shows, E
major contains four sharps and B major contains five sharps. Since each key
contains a unique collection or pattern of sharps and flats, the key signature
then also indirectly indicates the “key” of the composition.

This is because one can identify the specific “key” (and type) by carefully
studying the unique configuration (where they are and what they are) of the
sharps and flats for the key signature on the staff.

Taken together, the clef tells you the letter name of the note (A, B, C, etc.),
and the key signature tells you whether the note is sharp, flat or natural.
More specifically, when a sharp (or flat) appears on a line or space in the key
signature, all the notes on that line or space, throughout the entire
composition, are read (and played) as sharp (or flat), and all other notes with
the same letter name in other octaves will also be sharp (or flat). For
example, a sharp symbol on the top line of the treble staff applies to not only
all F notes on that line, but all F notes throughout the entire composition, no
matter where they appear on the staff. And if there are no flats or sharps
listed after the clef symbol, then the key signature can be read as “all notes
are natural" (C major).

Moreover, in all key signatures, the sharps or flats always appear in the same
order from left to right. If a key signature contains only one sharp, it will
always be an F sharp, so in any key signature F sharp will always be the first
sharp listed. When a key signature contains two sharps, the sharps will
always be F sharp and C sharp, so C sharp is always written, from left to
right, as the second sharp in the key signature, and so on.

The standard order for sharps in any key signature is: F sharp, C sharp, G
sharp, D sharp, A sharp, E sharp, B sharp.

In contrast, the standard order for flats in any key signature is the reverse
order: B flat, E flat, A flat, D flat, G flat, C flat, F flat.

Thus, keys with only one flat (F major and D minor) will have a B flat; the
keys with two flats (B flat major and G minor) will contain B flat and E flat;
and so on.

If a piece of music (or part of a piece of music) is in a major key, then the
notes in the corresponding major scale are considered diatonic notes, even if
they are sharps or flats, and the notes outside the major scale are considered
chromatic notes. For example, if the key of a piece of music is based the E♭
Major scale, then the seven pitches in the E♭ major key (E♭, F, G, A♭, B♭, C
and D) are considered diatonic pitches, and the other five pitches (E♮, F♯/G♭,
A♮, B♮, and C♯/D♭) are considered chromatic pitches. In this case, the key
signature will have three flats (B♭, E♭, and A♭).

What Key Is It?

If you do not know the name of the key for a piece of music, the first place
to look is the key signature. If you already know it is a Major Key, and the
key contains sharps, the name of the key is one half step higher than the last
sharp in the key signature. If the key contains flats, the name of the key
signature is the name of the second-to-last flat in the key signature.

The only major keys that these rules do not work for are C major (no flats or
sharps) and F major (one flat). It is easiest just to memorize the key
signatures for these two very common keys.

Of course, you can also determine the Major Key of a piece of music by just
comparing the key signature to those listed on the Circle of Fifths Diagram.

Unfortunately, this oversimplifies things a bit. What if you don't know if it is


a major or minor key? One problem is that, as noted earlier, different major
and minor keys may share the same key signature (enharmonic spelling). For
example, G Major and E Minor are “relative keys” and so share a key
signature of one sharp. Similarly, C major and A minor share the same key
signature with no sharps or flats. You can easily determine the relative minor
keys for any major key. It is always found three semitones down from the
Major key. For example, the relative minor of C major is A minor. And, of
course, on the Circle of Fifths diagram it is the key just inside the circle and
next to C major.

Most music is written in major keys, so most of the time you can just assume
that it is a major key. Another approach would be to try to identify the tonic,
which likely will be the final note in the music, and/or a common note in the
music. That should then help you determine major or minor, because even
when relative keys have the same key signature, they will have different
tonics.

Finally, it is also important to keep in mind that as the music progresses, the
key of the music may change, usually after a double-bar or other obvious
transition point. It is typically done to change up the feel of the song or to
rekindle the interest of the listener. This is referred to as a “key change” or
modulation. Often, this change will be indicated by the inclusion of a new
key signature indicating the new key for the music going forward.

If the new key signature will have no sharps or flats, the new signature may
contain natural note symbols in place of previous flat and sharp symbols so
as to in effect cancel the previous signature. If the new signature occurs at
the beginning of a new line on the page, the old signature may be repeated at
the end of the previous line in order to make the change more noticeable.

Accidentals

For some musical compositions, only a few of the instances of a particular


note are going to be played as a sharp (or flat). This is especially true when
they are chromatic notes that are not part of the key in which the music is
written. So they are in effect exceptions to the key signature. For example,
when a scale on which a key is based has been augmented by adding
additional natural, sharp, double sharp, flat, or double flat notes, the key
signature is not changed and remains the appropriate signature
corresponding to the unaltered scale and key. This is called chromatic
alteration.

Similarly, when a minor harmonic or minor melodic key is used, both of


which include notes that are not in the key signature—the notes that have
altered relative to the natural minor.

In such cases, the special notes are marked individually on the staff with a
sharp (or flat) sign right next to and in front of them. Such special instances
of sharps and flats are called accidentals.

Figure 6.2: Accidentals

Transposition

An entire piece of music may be transposed from one key to another key for
various purposes. For example, it may be done to accommodate the vocal
range of a particular vocalist. If the vocalist has difficulty singing especially
high notes or generating appropriate vocal power on such notes, the music
may be modified or essentially rewritten in a different key. e.g. one with
lower pitched notes. A similar thing might be done for a vocalist that has
difficulty with low notes. Such transposition will raise or lower the overall
pitch range, but preserve the interval relationships of the original key. For
example, a transposition from the key C Major to the key D Major would
raise all pitches of the piece of music by a whole step. Since the interval
relationships remain unchanged, the transposition may not be noticeable to a
listener. Music can be transposed from one Major key into another Major
key, or from a minor key into another minor key. However, transposition is
not always possible without substantially changing the sound of the music.
Transposing music from a Major key into a minor key is extremely difficult
and usually does not work out very well.
Chapter 7: Music and Time
“The most exciting rhythms seem unexpected and complex, the most
beautiful melodies simple and inevitable.”
― W.H. Auden.

Unlike static works of art such as a paintings, photographs, or sculptures,


which exist as “all of what they are” at every moment in time from the point
at which they are created, music is an art form in which the passage of time
is an important element of the work. In other words, music does not just
stand still. Instead, it moves forward, progresses, changes, evolves,
develops, repeats, grows, declines, and eventually ends. Thus, music not
just acoustic, it is also temporal.

But of course, music is not a continuous stream of noise. Rather, music is


an art form made up of a series of distinct events that happen over a period
of time, usually in creatively planned patterns, one after the other, like
words in a sentence, sentences in a poem or story, or scenes in a movie.
Moreover, with regard to music, the precise timing of the events is also
especially important. Musical events must happen at precisely the right
times, for precisely the right duration, and in precisely the right way, for the
music to work.

Finally, just as is the case with language, comprehending what is being


communicated in music is not just based on understanding a particular note
or phrase, but rather how the notes and phrases fit together over time and
gradually create the meaning.

It is the temporal qualities of music that will be the focus of this chapter.
Future chapters will focus on topics such as chords and chord progressions,
melodies, dynamics, and composition, all of which necessarily involve
events happening over time, and so having some basic understanding of the
temporal aspects of music will be essential for developing an understanding
of those topics.
Temporal Qualities of Music

We can discuss the temporal qualities of music in terms of four fundamental


elements, Beat, Tempo, Meter, and Rhythm.

1. Beat—the background pulse of a piece of music.

2. Tempo—the relatively fast or slow speed at which the music moves


forward.

3. Meter—how beats are organized, along with accents, silence, and notes,
into discrete segments in a piece of music.

4. Rhythm—the overall musical patterns established by the beat, tempo,


and meter, and notes, along with the qualities of uniqueness, repetitiveness,
expectancy, movement, and development.

Beat . On a fundamental level, music moves forward through time as a


series of discrete pulses. By discrete, I mean that each pulse gives way to
complete silence before the next pulse occurs. With regard to music, we
often call our subjective experience of one of these pulses “a beat” (even
though, technically, a single pulse may extend over more than a single
beat). For example, if you tap your finger on a table four times, one right
after the other, you have performed four beats. Notice that each tap was a
distinct event, and not a continuous one.

Most importantly, it is a single “beat” that serves as the most basic


organizing element for all music. Each tap on a drum, each note played (or
vocalized) by a musician, or each silence, may count as one beat, with each
piece of music made up of thousands of such beats occurring in succession.

Accents . In any series of beats, one or more of them may receive more
emphasis or accent than others. In fact, the strongest or accented beat is
usually the one that occurs just after the bar line. So, if while tapping your
finger four times, you say “ONE-two-three-four, ONE-two-three-four, you
are putting accent on the ONE beat. The ONE beat is then the strong beat,
and the next three beats are weaker beats. Of course, the pattern could also
have been one-TWO-three-FOUR, one-TWO-three-FOUR, or ONE-two-
three, ONE-two-three.

In all of these cases, the accent was “vocal,” but in composing music there
are many possible ways of creating the desired emphasis on a beat, e.g.,
tapping a drum harder on the accented beat, using a different drum on the
accented beat, playing or singing a note louder, playing or singing a note
longer, playing a note with more intensity, playing or singing a note at a
higher pitch, changing timbre on the accented note, etc. Any of these
methods, when used correctly, can create emphasis that can be heard by
listeners.

In any event, it is the number and relative positions of accented and


unaccented beats that forms the “beat pattern” of a piece of music and
underlies discussion of both meter and rhythm (more on this later).

Finally, as discussed earlier, music is not written on a staff in one long


continuous stream. In order to keep music organized, and provide common
reference points, written music is divided up into smaller chunks called
measures or bars. Most important for the topics covered in this chapter is
that each measure can contain only a limited and specific number of beats.

The Upbeat and Downbeat . The music concepts of beat and beat-pattern
have evolved from centuries of study of human dance as well as from
discussions of rhythmic patterns in poetry. When you place your foot down
to begin a dance step, that is a strong first beat. As mentioned earlier, it is
the first beat of a measure that usually receives the strongest accent and in
fact this beat is called the Downbeat (crusis). In contrast, the Upbeat
(anacrusis) is the last beat in the previous measure which immediately
precedes the Downbeat.

Conductors communicate beat patterns with their baton in order to lead an


orchestra or choir. The first beat of the measure is gestured with a
downward motion, and in fact it is the reason why the first beat is called the
Downbeat. Metaphorically, this is like putting the foot down on the first
beat of a dance. Obviously, then the hand is raised to indicate an Upbeat.
This One Beat Up-One Beat Down relationship is a critical factor, both in
terms of the composition of music and the subjective experience of music
by listeners. It is the basis for the sense of forward movement in music. The
Upbeat is an anticipation, a beginning, a request, a question, an opening.
The Upbeat leads to the Downbeat and serves as a preparation for the
Downbeat. On the other hand, the Downbeat is an ending, a fulfillment, a
question answered, a promise kept, a completion; and this propels the music
forward, so what happens on that beat needs to be clear, strong, powerful,
attention getting, and should stand-out.

Notes . As discussed in Chapter 3, musical notes do not only tell you what
pitch to play. By virtue of how they look, they also include information
about how long (the duration) they should be played by an instrument or
sung by a voice. So obviously, it is important for musicians to not only play
(or sing) the right pitch, but also do so for the correct amount of time.

In any measure, a musician may play or sing four quarter notes in


succession, one per beat, or play or sing two half notes, each lasting two
beats, or they may play a whole note lasting for all four of the beats in a
measure.

When there are four beats per measure, this is called Common Time, but
other patterns are also possible (more on that later). The important point
here is that, in Common Time, no matter what is done on each beat, the
total number of beats per measure must always equal four.

Of course, as we already know, there are also musical notes that have
shorter durational values than quarter notes: eighth notes, sixteenth notes,
and even thirty-second notes and sixty-fourth notes. In Common Time,
these notes would represent half-beats, quarter-beats, sixteenth beats, and
thirty-second beats, respectively.

Musicians may also sometimes use dotted or augmented notes. The


standard notation for this is to put a small dot next to the right side of the
note. For example, a half note with a dot next to it says to play and hold the
note for half again as many beats as the value of the note, e.g. three beats in
the case of an augmented half note.
Triplets are another very common practice in music: three equal notes are
being played in the space of two notes. The most common example is the
8th note triplet. An eighth note triplet is 3 eighth notes played in the space
of 2 eighth notes (or one quarter-note); a quarter-note triplet spans the
length of a half-note, and so on. So we also need a symbol that will allow us
to communicate a length of one third (33.3%) of the specific note, e.g. the
eighth note. This is done by grouping the three eighth notes with a beam
(replacing the flags on each note), and then adding a ‘3’ (or triplet) sign just
above the beam. In fact, such beams are used only to group notes together
that share a beat, never across beats.

Figure 7.1. Triplets on Musical Staff

Syncopation, which is common in dance music and a lot of popular music,


occurs when a strong note is sounded either on a weak beat or off the beat,
or when the sounding of a note is extended or suspended across multiple
beats, or even across measure bars.

Rests. In music, the spaces between musical notes and phrases are often as
important as the notes themselves. At the very least, these pauses allow the
listener to absorb each musical note or phrase before the next one starts. In
fact, music can be perceived by listeners as more satisfying if it has a good
balance between musical activity and silence.

In music terminology, these silences are called rests. Rests also count as
beats, so, for example, a musical measure might contain three notes and a
rest (four beats total).

Similar to notes, there are whole rests, half rests, quarter rests, and so on.
And there are symbols for each that are placed on the musical staff as
instructions to the musician to be quiet for some period of time, or, in piano
music, that the left or right hand should to stop playing for some period of
time. Since there is to be no sound, the only information communicated by
the rest symbol is the duration of the silence.

Figure 7.2. Rests on Musical Staff

Quarter Rests Half Rests Whole Rest

Normally rest symbols are placed in the same way as note symbols, evenly
spaced across the bar from left to right.

Quarter rests and half rests can of course be mixed together with note
symbols in any measure. However, the whole rest always fills an entire
measure and so when it is used there can be no other notes or rests in that
measure. In fact, while the whole-rest technically has a theoretical length of
four quarter-notes, it is not uncommon for it to be used for a full measure
regardless of how many beats are in that measure. In fact, it may be better
to think of the whole rest symbol as indicating “rest for the whole
measure”.

Since it occupies the whole measure, the whole-rest symbol is always


placed in the centre. The half-rest symbol looks similar to the whole-rest
symbol, but it is placed above the third staff line, rather than hanging from
the fourth line.

The eighth-rest, sixteenth-rest, thirty-second-rest and sixty-fourth-rest


symbols use the same basic figure, but each has an extra hook. Notice that
this parallels the way equivalent note symbols are constructed, with each
having an extra flag. Two or more rest symbols together simply extends the
size of the rest to their total length. Rests are also sometimes dotted or
augmented, with the same implications as for augmented notes. And in
common time, no matter how many different kinds of notes or rests are in a
measure, the total number of beats in that measure must still always total to
four.
Finally, it is important to point out that rests do not imply that the musician
should let their mind wander while they are happening, even though for
instrumentalists or singers in a group, the rests can often be quite long.
Continuing to follow along with “the beat” of the music is essential if the
musician is going to resume playing or singing at precisely the right beat or
moment. Timing is everything in music. It is a good idea to become so
familiar with the beat pattern of the music that you don’t even realize
you’re counting beats anymore.

Tempo . The word tempo comes from tempus, the Latin word for time, and
tempo is another crucial element in music. It describes the speed at which
the beats happen — faster or slower.

The ticking of a clock and a human heartbeat are good examples of tempos.
In the case of the clock, each individual “tick” is the equivalent of one beat
and roughly corresponds to one second of time. So, for most clocks the
tempo would be sixty ticks or beats per minute because there are sixty
seconds per minute. Similarly, the normal resting heart rate or tempo for
adult humans is between 60 to 100 beats per minute.

In fact, in music, tempo is also usually expressed in beats per minute, or


BPM (for example 80 bpm means 80 beats per minute).

However, tempo is not only about the speed of the music. The tempo also is
an important factor in setting the basic mood of a piece of music. Music that
is played very, very slowly can impart a feeling of extreme somberness,
whereas music played very, very quickly can seem happy and bright.

Of course, if a composer intends that a piece of music will be played


quickly and cheerfully, or slowly and somberly, they need a way to
communicate that intent to musicians. Prior to the 17th century, though,
composers had no real control over how their transcribed music would be
performed by others, especially by those who had never heard the pieces
performed by their creator. It was only in the 1600s that the concept of
using dynamic markings in sheet music began to be employed. Dynamic
markings are like musical punctuation — they’re the markings in a musical
sentence that tell musicians how to most effectively convey the intent of the
composer.
Tempo markings, which are only one of several types of dynamic markings,
indicate how fast or slow music should be played. Traditionally, Italian
words are used, simply because when these phrases came into use (1600–
1750), the bulk of European music came from Italian composers. The
markings are usually written above the staff near the clef symbol at the
beginning of a piece of music.

Figure 7.3: The Most Common Tempo Markings

Larghissimo Very, Very Slow

Grave Very Slow

Lento Slowly

Andante At Walking Pace

Marcia Moderato Moderately as in Marching

Moderato Moderate Speed

Allegretto Moderately Fast

Allegro Fast

Allegrissimo Very Fast


Presto Very, Very Fast

These terms can be somewhat ambiguous, overlapping, and subject to


interpretation, and so have had slightly different meanings at different
points in history. For more precise indications of tempo, composers can also
place a metronome mark in the music. The metronome is a mechanical or
electronic device which can be set to click or flash a specified number of

times per minute. For example, the metronome mark, = 80, would
indicate that the piece should be played at the tempo of 80 beats per minute.

Figure 7.4. Metronome Mark on Musical Staff

It should also be noted that tempo can change during a piece of music.
Classical music routinely uses tempo changes to add expression and drama.
For example, it is not uncommon to use a gradual slowdown in the last few
bars of a song (called rallentando) to produce a more satisfying ending.
Less common is the opposite effect - accelerando - where the tempo
gradually increases. You will sometimes hear accelerando in dance or folk
songs - such as Zorba The Greek - as they pick up speed. The following
tempo markings indicate that the tempo should change:

Figure 7.5: Common Tempo Change Markings

Accelerando Getting Faster


Ritardondo Getting Slower

Rallentando Gradually Slowing Down

A Tempo Return to Original Pace

Meter . In any given piece of music, the pattern of strong and weak beats,
the presence of inaudible but implied rest beats, the grouping of beats, and
rests into measures, and the tempo, combine to give each piece of music
complex and distinctive temporal characteristics. So does the varying
durations of notes, and their articulation (more on this later). We call these
temporal characteristics the meter of a piece of music.

Western music inherited the concept of meter from lyric poetry where it can
denotes the number of lines in a verse; the number of syllables in each line;
and the arrangement of those syllables as long or short, accented or
unaccented. Haiku poetry is a very good example of this, as are limericks,

If you tap your finger on a table, then wait approximately one second, then
tap again, and then again wait one second, you have not only performed
four beats, but also beats with a specific pattern. Of course, other beat
patterns are possible: for example, tap, pause, pause, pause, or tap, tap,
pause, pause. Although different, each of these examples also contains four
beats (some accented and some not accented). These patterns and how
quickly they progress, are then key elements in the meter. You may also be
familiar with the 'one - two - three - one - two - three' feel of a waltz, or the
'left - right - left - right' feel of a march. These are both also examples of
meter.

Rhythm . There is much disagreement amongst music theorists as to what


constitutes rhythm, and there are many reasons for this. In part, it is because
rhythm has often been confused with one or more of its constituent, but not
wholly separate, elements, such as beat, accent, meter, and tempo. This
confusion can be exacerbated by the use of the term, often by the same
writer in the same work, to refer to very different aspects of music, e.g., a
pattern of beats and the pattern of notes of differing durations. Another
compounding factor is that various types of instruments: drums, wood
blocks, bass, bass guitar, piano, and even synthesizers may all be considered
rhythm instruments, depending on the context. It may also be then that
rhythm occurs on many different levels in music and so for any clear
definition, those layers need to be teased apart. Finally, there is also clearly
a subjective component to rhythm, and this often gets confused with the
objective characteristics of the music.

On a very basic and objective level, rhythm certainly refers to the repetition
in patterns of beats, silence (rests), and emphasis (accents) in music. It may
even be argued that music requires rhythm. In fact, for some types of music,
the rhythm is and is intended to be the most important component of the
music. This is certainly true of drum solos. Rhythmic chants also fit this
description. Also, music composed primarily for dancing, e.g., some music
by Michael Jackson, and modern electro pop and trance music (Infernal’s
From Paris To Berlin), is primarily rhythmic, with the actual notes being
played or lyrics of less importance. Similarly, in hip hop music, the
rhythmic delivery of the lyrics is the most important element of the style.

However, rhythm can also obviously function as the propulsive engine of a


piece of music because it gives a foundation to a composition and provides
guidance for musicians playing that music. Most musical ensembles, like
symphony orchestras, big bands, marching bands, and folk, pop, and rock
groups, contain a “rhythm section” that is responsible for providing the
rhythmic backbone for the music of the entire group.

Another element of music that often gets discussed in relation to rhythm is


the creative and progressing pattern of notes of varying durations, played by
one or more instruments, along with rests of varying durations, in a piece of
music. As I will discuss later, this is essentially what constitutes the melody
of a piece of music. And while there clearly can be rhythm without melody,
when there is a clearly defined melody, aspects of that melody can also be
experienced by listeners as contributing to the overall rhythm of the music,
above and beyond what is contributed by a rhythm section.

Finally, rhythm is also, at least in part, subjective. It involves our initial


perceptions of variations as well as pattern recognition (which some people
are better at than others); specifically, the recognition and anticipation of a
pattern of beats, some accented and some not, that we mentally abstract
from the music as it unfolds in time. And we don’t always see the patterns
immediately. But when we do recognize the patterns, we then develop
expectations regarding what will happen next. In fact, once we recognize
the pattern, we often react behaviorally to our perceptions of the rhythm: we
tap our feet, we dance, we march, because we “feel” the rhythm internally.

Moreover, in everyday colloquial talk, when we say of someone that they


are "keeping time" or "in time" with the music, what we are saying is that
they are demonstrating the ability to perceive, comprehend, and consistently
replicate in their own behavior, e.g. hand clapping, foot tapping, drumming,
etc., the unique rhythmic pattern of the music they are hearing.

When we say that someone has “rhythm” what we are in effect saying is
that the person has perhaps a better than average ability or even a special
ability to hear, sense, recognize, understand, feel, and replicate precisely the
rhythmic qualities of music. This ability is indeed one quality that
distinguishes great musicians from not so great ones. Drummers certainly
rely on their abilities to comprehend and reproduce in a consistent way the
rhythm underlying a piece of music. Pianists rely on their sense of rhythm
to keep the pace of their playing consistent throughout a performance, and
marching bands coordinate their music with their movement, as well as
with each other, because of their sensitivity to the rhythm.

It may also be rhythm should not be understood as simply a series of


discrete independent units, e.g., beats, notes, accents, etc., strung together in
a mechanical, additive, way like beads. Instead, it might be better to think
of rhythm as an organic process of understanding in which smaller temporal
elements add up synergistically over time, evolving into a experience that is
greater than the sum of its parts—an experience that we eventually come to
recognize and define as the rhythm of the music.

Time Signatures

In written musical notation, there is a common method for communicating


to musicians the particular meter of a piece of music. It is done with a Time
Signature.
Figure 7.6. Time Signature on Musical Staff

Along with Key Signatures, Time signatures are one of the most important
forms of musical notation. Time signatures consist of two numbers,
resembling a fraction (but they should not be confused with fractions). The
time signature is always placed on the musical staff to the right of the clef
symbol, just below tempo notations, and just after the key signature. And
strictly speaking, the numbers should be placed one on top of the other, as
they appear on staff lines.

The time signature says two things: how many beats are in a measure, and
which value of written note is to be counted as a single beat.

If the top number is three, then each measure contains three beats. If the top
number is four, then each measure contains four beats.

If the bottom number is four, then the largest note that can occupy one beat
is a quarter note (two eighth notes, four sixteenth notes, etc., could also
occupy one beat). Moreover, four is not the only number which can appear
on the bottom of a time signature. For example, instead of quarter-notes,
time signatures can also use an eighth-note as the maximum size of one
beat. This is quite common. Other maximum beat sizes, such as whole-
notes, half notes, sixteenth-notes, thirty-second-notes, and so on, are also
theoretically possible, but are not particularly useful and are generally quite
rare.

Another important point here is that the time signature in effect also
determines the actual length of the measure. For example, when the bottom
number is four, and the top number is four, the measure must be the
equivalent of four quarter notes long. But any combination of notes or rests
could be used to fill this space, e.g., one whole note, one whole rest, two
half notes, one half note and a half rest, three quarter notes and a quarter
rest, two quarter notes and a half rest, three quarter notes and two eighth
notes, two quarter notes, one eighth note, and two sixteenth notes, etc. As
long as the total value of the symbols included in the measure total up to no
more than the length of four quarter notes, consistency with the time
signature has been maintained.

But what if the bottom number is two and the top number three? This
means that there are three beats in the measure, and each beat will be a half-
note. Thus, the measure is three half notes long, and this also could be
manifested in numerous ways, e.g., a whole note followed by a half note, a
whole rest, or a single dotted whole note.

Common Time

As mentioned earlier, common time uses the 4/4 time signature, which
indicates a four beat measure, where each beat is a quarter-note long. This
is by far the most used time signature used by composers and you will often
see it notated simply as a 'C' for common time.

The two basic beat patterns or meters in music are duple and triple. An
example of duple meter is a march, where the LEFT – right – LEFT – right,
is best represented by STRONG – weak, STRONG – weak. An example of
triple meter is a typical waltz, ONE – two – three, ONE – two – three.

Types of Time Signatures

Time signatures can be sorted into different types along two dimensions as
the table below indicates.

The first dimension is simple or compound time. The second dimension is


duple, triple, or quadruple time.

Figure 7.7. Time Signatures

Simple Time Compound Time


Duple Time 2/2, 2/4, 2/8 6/8, 6/4

Triple Time 3/4, 3/2, 3/8 9/8, 9/2, 9/4

Quadruple Time 4/4, 4/2, 4/8 12/8, 12/16

Simple Time

Simple Duple . For example, 2/4 time is Simple Duple time. Duple refers to
the two beats per measure (the top number), whereas Simple, based on the
bottom number, means that each beat can be divided up into two notes.
Other examples of simple duple time would include: 2/8, and 2/2, also
known as “cut time” (or alla breve). The 2/2 time signature is also
alternatively represented by a C symbol except that the C has a slash
through it—the C of Common Time is being slashed or “cut.”

Simple Triple . An example would be 3/4 time. Triple refers to three beats
per measure (top number), even though the bottom number still indicates
that each beat can be divided into two notes. So a 3/4 time signature
indicates a Triple (three-beat) meter, where each beat is a quarter-note long.
The total length of each bar will therefore be three quarter-notes, or 3/4 of a
whole-note. Similarly, 3/2 and 3/8 are simple triples.

Simple Quadruple . This would include 4/4 (common) time as well as 4/2
time and 4/8 time. There are four beats per measure, but depending on the
bottom number, those four beats may be composed of one quarter note
each, two eighth notes each, or covering two half notes.

A simple meter time signature will always have 2, 3, or 4 as the top number,
and any time you are tempted to count “one two one two” you are dealing
with simple time.

Compound Time
Compound time is the name given to music when the beats can be divided
into thirds. Whenever you count to a piece “one two three one two three”,
as for a waltz, you are counting to compound time.

Compound Duple . An example of a compound duple would be 6/8 time.


Notice that the six eighth notes can be grouped in either of two ways using
beams: as two beats made up of three eighth notes each, or as three beats of
two eighth notes each. However, since the latter pattern is exactly the same
as the 3/4 Simple Triple time, the 6/8 meter is always classified as a
compound duple.

In any compound meter, the beat unit is always a dotted note. Also, any
time signature with a 6 on top will be a Compound Duple, e.g., 6/8 or 6/4.

Compound Triple . An example of a Compound Triple would be 9/8. There


are nine beats composed of three dotted quarter notes each, making this a
triple. And since each beat is made up of three notes, the meter is
compound. Any time signature with a nine on top is a Compound Triple,
including 9/2, 9/4, and 9/16.

Compound Quadruple . The time signature 12/8 is an example of a


Compound Quadruple. There are four beats making it a quadruple, and
three nots per beat making it a compound meter. Any meter with 12 on top
is a Compound Quadruple, e.g., 12/8 and 12/16.

Composite Time

Time signatures with larger beat numbers are also possible, and these are
known as composite meters. In such cases, the larger beat count is usually
broken down into a combination of duples, triples or quadruples. In fact,
any time the top number (beats per measure) is not divisible by 2 or 3, such
as in time signatures like 5/4, 7/4 or 7/8, this is composite time.

For example, 5/4 meter most often has a 'one - two - three - one - two' or
Strong, weak, weak, strong, weak feel, in effect acting as alternating bars of
3/4 + 2/4. This does not have to be the case though. Depending on the
music, and the inclinations of the composer, the 5/4 meter could also be
given a 2/4 + 3/4 tendency. For higher beat counts, many different
breakdowns like this are technically possible. And while a composite time
signature itself does not specifically indicate how the beat count should be
split, there are some conventions for how it can be done. Two examples
from popular music include Jethro Tull’s “Living in the Past” (5/4 time) and
Pink Floyd’s “Money” (7/4 time).

Figure 7.8. Time Signatures of Popular Songs

2/2

“Paperback Writer” by The Beatles

“Blowin In The Wind” by Bob Dylan

“Your Time is Gonna Come” by Led Zeppelin

2/4

“Man of Constant Sorrow” from the movie O Brother Where Art Thou

3/4

“Piano Man” by Billy Joel

“Sweet Baby James” by James Taylor


“Scarborough Fair” by Simon & Garfunkel

4/4

“Smoke On The Water” by Jethro Tull

“Sweet Child o'Mine” by Guns N' Roses

“Beat It” by Michael Jackson

“Can't Help Falling In Love” by Elvis Presley

“Stand By Me” by Ben E. King

“You Can't Always Get What You Want” by The Rolling Stones

“These Boots Are Made For Walkin'” by Nancy Sinatra

“Space Oddity” by David Bowie

“The Sound Of Silence” by Simon & Garfunkel

6/8

“House of The Rising Sun” by Eric Burdon and The Animals


“We Are the Champions” by Queen

“Nothing Else Matters” by Metallica

12/8

“Whippin Post” by The Allman Brothers

“Norwegian Wood” by The Beatles

“Hallelujah” by Leonard Cohen

Another important piece of information communicated, at least indirectly,


by a time signature is which beats are more important and should get
accented.

Duple, triple, and quadruple meters have a characteristic beat emphasis


hierarchy. In all three types, typically the first beat of every is the strongest
and most important beat, and carries the most emphasis. So in duple time,
the second beat is always weak and any subdivisions of the beat are weaker
still. In quadruple time, however, beat three of the measure is actually
stronger than beat two, but not quite as strong as beat one, and beat four is
stronger still, and should lead into the next downbeat (beat one of the next
measure). This arrangement of relative strength/weakness of beats is called
the beat hierarchy. In contrast, Triple time starts with a strong beat one, has
a weak beat two, and then begins to build on beat three with a beat stronger
than two but weaker than one (leading to beat one again).

Finally, it is also important to realize that the Time Signature is also an


indirect indicator of tempo. Music with a in 4/1 signature would likely
move at a slower tempo than music with a 4/4 signature.

Polyrhythm

When the meter of a piece of music changes at some point in the music, this
is called polyrhythm. A new time signature is usually placed at the start of
each measure where a change occurs.

One such example is “We Can Work It Out” by The Beatles. The song is
mostly in 4/4 until the bridge where it briefly goes into 3/4 for 4 bars.
Another famous song for tricky time signatures is “Here Comes the Sun,”
as well as “Strawberry Fields Forever.”

But there are times when the beats don’t work out to be so nice and neat to
fit with lyrics – and that’s where a measure is thrown in with a different
count to it, e.g. , 2/2, but the prevailing Time Signature is not changed. This
can be found in Belinda Carlisle’s “Heaven is a Place on Earth,” The
Beatles’ “I Want You,” Johnny Cash’s “Ring of Fire,” and Joan Jett’s “I
Love Rock n’ Roll.”

Expression

Musical expression is the art of playing or singing music with creative,


original, clever, and pleasant sounding variations.

Being able to “feel” —sense, recognize, and comprehend—the rhythm of a


piece of music, and then replicate it, is fundamental to being an effective
musician. However, even when a musician knows the rhythm intended by a
composer, playing the music following only that pattern is not always
necessary or good. In fact, one of the most important creative elements in
playing music is devising and making variations on, rhythms. For example,
a musician might play a recognizable tune, but with a slightly altered
rhythm, thus creating a new and slightly different experience of that tune.
The listener's ear can still pick up the basic rhythm, but the variations (if not
too large) add a pleasing 'fuzziness' to the timing of the music that actually
enhances it. Think of Jimi Hendrix playing The Star Spangled Banner on
his electric guitar.
Even within the performance of a particular song, variations on a beat
pattern can be beneficial. For listeners, once a strong beat pattern has been
established by a musician, it is often not necessary for the same things, or
even anything, to happen on every beat, because the pattern has been
recognized so it is expected to continue. When it doesn’t, and the listener’s
expectations are not met, that can actually generate surprise and enhanced
interest in the music.

In contrast, with computer music, where beats, notes, rests, etc., have been
entered “precisely” via editing rather than being played by real musicians
with real instruments, and creativity, the music often sounds quite rigid,
mechanical and expressionless.
Chapter 8: Harmony and Chords
“Music, to create harmony, must investigate discord.”
Plutarch

In music, when two or more notes are played simultaneously, whether the
same note on different instruments, different notes on the same instrument,
or different notes on different instruments, that is harmony. When we hear
the playful blend of the voices in a barbershop quartet, or the majestic
brilliance of a symphony orchestra with multiple sections of instruments
playing at the same time, or the soothing and intricate blend of human voices
in an a cappella choir, we get a true sense of the beauty of harmony in music.
The richness of the sound generated by the unison of the different
instruments or voices — a sound that none of them could have created
individually—is the essence harmony.

Of course, music does not require harmony. You can have music that is just
rhythm, e.g., drum solos, with no notes played at all and so no harmony.
Similarly, you can have music that plays notes but never simultaneously, and
so never creates harmony. Nevertheless, music theorists consider harmony to
be one of the key elements of music, along with rhythm and melody.

Moreover, the word harmony can also be a bit misleading. When notes are
being played simultaneously, they do not have to be particularly
"harmonious" or consonant; they may instead be quite dissonant. So, the
important fact for defining harmony is that the notes are sounding at the
same time.

Chords

Harmonies with three or more notes are called chords and chords are derived
from scales. In fact, each scale contains multiple possible chords, and it is
usually quite easy to identify chords that are contained in any scale.

Chords, like scales, are also characterized by a set of intervals relative to the
root note. For instance, a Major chord, which is derived from the Major
scale, is a chord containing three notes. It is defined by the root and another
note a major third above the root, and then another note a major third above
the second note (and a perfect fifth above the root).

The way the notes in the chord relate back to its root note — is called the
“spelling” of that chord, and this spelling is independent of the actual root
note. So, if you know the name of the chord then you can easily determine
the notes that are contained in it, regardless of what root note is used as the
starting point. This spelling is often expressed as a series of numbers, e.g., 1
3 5, which actually corresponds to the degree numbers for the intervals in the
scale from which the chord is derived.

As is the case with scales, degree numbers designate the intervals in a chord
and how those intervals are arranged regardless of the root note. They do not
correspond directly to notes until a root note is chosen, and the chord
spelling then defines the chord.

For example, a “1 3 5 7” chord spelling, which is the formula for a Major 7th
chord (more on this later) simply means that this chord consists of the Root
(first scale degree), and the 3rd, 5th and 7th scale degree. If we take a Major
scale, and assign it a key, let’s say key of C, we can then simply apply this
formula to determine the actual notes of the C Major 7th chord.

Also, because of variations in enharmonic spelling, it is important to


remember that the same note can have differently names in different chords.
For example, the chord B Major contains the note D#, taken from the B
Major scale, while the same note is called E♭ when it appears in the A♭
Major chord, derived from the A♭ Major scale.

The notes of the chord are usually played at the same time (stacked chords)
and this can be done on one polyphonic instrument, such as a piano or guitar,
or they may be played simultaneously on multiple instruments, e.g., three
woodwind instruments. However, they may also be played separately with
some overlap, or played separately, but in a quick enough succession, that
they will be "heard" as a chord (arpeggios). Moreover, some of the notes
may be left out completely and only "implied" by the other two notes of the
chord.
For example, instruments like the flute, trumpet, and obviously a single
human voice, can sound only one note at once. Thus, they are monophonic
instruments. Clearly then, these instruments cannot play a stacked chord
where the notes are sounded simultaneously. Nevertheless, chords can still
be implied. For example, since it is difficult to play three strings
simultaneously on a violin (a not totally monophonic instrument), the two
lower notes of the chord (sonority) are played in such a way that they
resonate for a longer period of time, and the third note is then played with
that resonance as the background sound, thus simulating the harmony of the
chord. This technique is called a broken chord.

Also, the third note may not be played at all and instead just implied by the
playing of the other two notes. Nevertheless, the listener “hears” a three-note
harmonic structure. For example, in the key of C Major, if the music comes
to rest on the two notes G and B, most listeners will hear this as a G major
chord even when the third note is not sounded at all.

Finally, harmonization in chords usually sounds pleasant to the ear when


there is a balance between the consonant and dissonant sounds. In simple
words, that occurs when there is a balance between "tense" and "relaxed"
moments (more on that later).

Chord Names

Since chords are derived from scales, the naming and notation conventions
for chords are similar to those for scales. More specifically, different chords
can be named by their “root note”, e.g. C♯, and their characteristic “quality.”
For example, the chord Cmaj (or simply C) is a chord of the quality Major
built on the root note C.

Minor chords are typically identified by a lowercase min, whereas chord


quality is usually omitted for major chords. Similarly, + or aug is used for
augmented chords, ° or dim (not -) for diminished chords, ø for half
diminished chords, and dom for dominant chords. Additional symbols may
also be added to the chord name to indicate if the chord is a triad, or some
type of extended chord, e.g., a seventh (Δ7). Finally, any altered notes will
also be identified (e.g. sharp five, or ♯5), as well as any added tones (e.g.
add2) and the bass note if it is not the root (e.g. a slash chord).
For instance, for the chord name “C augmented seventh,” the corresponding
symbols could be Caug7, or C+7. Both are composed of three parts: 1 (letter
'C'), 2(‘aug' or '+'), and 3 (digit '7'). The three parts of the symbol (C, aug,
and 7) refer to the root note C, the augmented (fifth) interval from C to G♯,
and the (minor) seventh interval from C to B♭, respectively. These would
then imply a chord formed by the notes C–E–G♯–B♭.

Types of Chords

Triads . Triads are the most commonly used type of chords and form the
basis for most harmony in modern music. They are called triads called
because they consist of three distinct notes, built from intervals of thirds, and
with three relevant intervals total. In other words, they consist of a root note
and two other notes above that root that ascend in thirds. So, starting with
the root note, count up by a third (which means up two degrees in the scale)
to get the next chord note, and then count up by another third to get the final
chord note. And of course, don’t forget that there is also an interval between
the root and the top note, which is a perfect fifth.

The second note of a triad is called “the third” because it is an interval of a


third away from the root of the chord. The “third” is especially important in
constructing chords, as it is the quality of the “third” that determines whether
you’re dealing with a major or minor chord. A chord is called a minor triad
if there’s a minor third interval between the root and the third. A chord is
called a major triad if there’s a major third interval between the root and the
third.

Also, the third and last note of a triad is of course called “the fifth,” because
it is a fifth interval from the root.

In fact, the most common triad chords are the Major and minor triads. But
there are also augmented, diminished, and dominant triads.

A Major chord, as noted earlier, is made up of a root, a major third above the
root, and a perfect fifth above the root. One way to see this is to start at the
root, move up 4 half steps to the next note, then 3 half steps (or 7 total half
steps above root) for the final note. The spelling of this chord is therefore “1
3 5.” And, as mentioned before, the pattern is the same no matter the root
note.

In contrast, a minor chord is made up of a root, a minor (or flattened) third


above the root, and then a perfect fifth. In other words, starting at the root,
go up 3 half steps to find the next note, and then another 4 half steps (7 half
steps total above root). The spelling would thus be “min 1 3 5.

In an augmented triad chord, one note is actually raised a half step


(sharpened) above where it is normally. So the formula you want to
remember for building an augmented chord is: “1, 3, sharp 5.” For example,
for a Major chord, just take the first major scale degree, then the third major
scale degree, and then the fifth major scale degree but raised by a half step.

It’s also important to note here that “sharp 5” does not necessarily mean that
the note will be a sharp, but rather that the “fifth” note will be raised, or
sharpened, by a half step. Depending on the root you begin with, the result
may in fact be a natural note.

A diminished triad chord consists of a root note, a minor third, and a


diminished/flattened fifth. In a sense then, diminished triads are minor
chords that have had both of the intervals between the third and fifth lowered
by a half step. That means: first major scale degree, third major scale degree
lowered one half step, and fifth major scale degree lowered one half step.
Thus, the formula for building a diminished triad chords is: 1, flat 3, flat 5

Again, it’s important to note here that flat 3 and flat 5 do not mean that these
notes will necessarily be flats, but are only the third and fifth notes occurring
in the scale degree lowered by a half step.

Another way of looking at a diminished triad is as a stack of minor intervals,


with three half steps between each interval. So, for example, to build a C
diminished triad (written as Cdim), you could build it by counting out the
half steps between intervals, like this: Root position + 3 half steps + 3 half
steps (6 half steps above root).

Diminished chords are not common, because they have a distinctive timbre:
tense, dark, and unstable. However, one common use for the diminished
chord is as a transition point between two other chords in a chord
progression (more about this later). The diminished chord contains a high
amount of tension, which is then can be released once the progression
arrives on its finishing chord. Moreover, with the diminished chord as a
transition, this also creates a stepwise motion in the root notes of the chords
in the progression—they move up in half-step increments —which adds a
powerful sense of movement to the music.

For example, in George Harrison’s classic, “My Sweet Lord”, the song starts
on the key of E Major, and so the tonic chord is E maj, but there is also a
brief alternation with C# min. Then this gives way to an F dim (diminished)
chord, which serves as as transition that then gradually works its way to an
F# min chord which becomes the finishing and resolving chord.

In summary, the major triad is very consonant; the minor triad is a bit less
consonant but still enough so for most purposes. On the other hand, the
augmented triad is very dissonant, and the diminished triad is extremely
dissonant.

Figure 8.1. Common Triads

Component Intervals

Type Third Fifth Chord Symbols Notes

Major Triad major Perfect C, CM, Cmaj, CΔ, Cma C E G

Minor Triad minor Perfect Cm, Cmin, C−, Cmi C Eb G

Augmented Triad major Augmented Caug, C+, C+ C E G#


Diminished Triad minor Diminished Cdim, Co, Cm(♭5) C E♭ G♭

Quadads . In many types of music, particularly contemporary instrumental


and jazz, chords are often augmented with "tension". The tension is created
by adding an additional note to the top of a triad chord that creates a
relatively dissonant interval in relation to the root. Typically, this dissonant
chord then “resolves" to a more consonant chord. When triads are
augmented in this way, the result is usually obtained by adding a 7th of some
kind (e.g., 1 3 5 7). That’s why they’re also often called 7th chords.

One of the most common 7th chords is the Major 7th. These chords have a
major 3rd interval, followed by a minor 3rd, which is then followed by
another major 3rd on top. This means that they have a Root, a Major 3rd, a
Perfect 5th and a Major 7th and so the chord formula is: 1 3 5 7. In C, for
example, the notes of C Major7 chord, or just CMaj7, or even CM7, would
be: C E G B.

In contrast, a minor 7th chord is composed of a minor 3rd, followed by a


major 3rd, followed by another minor 3rd. So, they have the following notes:
Root, minor 3rd, Perfect 5th and a minor 7th. The chord formula is then: 1
flat3 5 flat7. So, in C, for example, the notes of the C minor 7, or Cm7,
would be: C Eb G Bb.

Another common type of quadad is called the Dominant 7th. They have a
Root, a Major 3rd, a Perfect 5th and then a minor 7th. So, a major 3rd
interval is followed by two minor 3rd intervals. Thus, these chords are
positioned somewhat in the middle between the Maj7 and min7 chords.
However, the sound is quite different, with clear tension that is best resolved
as part of a chord progression. The Chord formula for a dominant 7 is: 1 3 5
b7. For the C dominant 7, or just C7 (as it’s usually written), the notes are
then: C E G Bb.

The Minor 7 flat 5 chord just a minor 7th chord with a flattened 5th. It is
composed of a: Root, a minor 3rd, a diminished 5th (a Tritone), and a minor
7th. This means that they have a minor 3rd interval followed by another
minor 3rd, which is followed by a major 3rd (the opposite of Dominant 7).
These very unique sounding chords are commonly used in jazz, sometimes
in blues. The chord formula then is: 1 b3 b5 b7. So, for C minor 7b5, or
Cm7b5, the notes would be: C Eb Gb Bb.

The Diminished 7 or Full Diminished chord is composed of stacked minor


3rd intervals, which is why they are also often called symmetrical chords.
Any chords that have the same intervals across all their notes are
symmetrical. Their interval structure is always the same, no matter if you’re
ascending or descending in pitch. In practice, this means that you can move
these chords up or down by a minor 3rd interval (3 semitones) as much as
you want, and the notes would remain the same, only in different order. The
sound of diminished 7 chord can be described as jarring, dark and unstable,
but also interesting and is often used in music to add a dramatic effect.

Diminished 7 chords should not be mistaken with diminished triads, which


are typically just called ‘diminished’ chords. Specifically, diminished 7ths
consist of a Root, minor 3rd, diminished 5th, and Major 6th. Chord formula
is: 1 b3 b5 bb7. Of course, the bb7 simply means a double flatted 7th, which
is in effect the same as the 6th scale degree. For example, for the C
diminished 7, or Cdim7 for short, the notes are then: C Eb Gb Bbb.

These of course are not all of the possible combinations of intervals from
which quadads can be constructed. There are quite a few more, e.g., Major
and minor 6ths, or a Dominant 7 chord with a flat 5th (1 3 b5 b7), etc. But if
you know what types of intervals you want to build the chord from, and then
create the appropriate chord formula, and choose a root note, you can then
quickly determine the chord notes. If course, the real test will be in then
hearing the chord sounded out. At that point you will know better how the
chord might best be used, if at all.

Figure 8.2. Common Quadads

Component Intervals

Type Third Fifth Seventh Chord Symbols Notes


Diminished minor Diminished Diminished Co7, Cdim7 C E♭G♭
Seventh B

Half Diminished minor Diminished minor Cø7, Cm7♭5, C− C


Seventh (♭5) E♭G♭B♭

Minor Seventh minor Perfect minor Cm7, Cmin7, C E♭G


C−7 B♭

Minor Major Minor Perfect Major CmM7, Cmmaj7, C E♭G


Seventh C−(j7), C−Δ7, B
C−M7

Dominant Major Perfect Minor C7, Cdom7 CEG


Seventh B♭

Major Seventh Major Perfect Major CM7, CM7, Cmaj7, C E G B


CΔ 7, Cj7

Augmented Major Augmented Minor C+7, Caug7, C7+, C E


Seventh C 7+5, C7♯5 G♯B♭

Augmented Major Augmented Major C+M7, CM7+5, CE


Major Seventh CM7♯ 5, C+j7, G♯B
C+Δ7

Open and Closed Voicing


When all the notes of a chord are in the same octave, the chord is considered
to be in a closed voicing. However, sometimes the notes of a triad may be
spread out over two or more octaves, or with the different notes rearranged
so that, for example, the root may carry the highest sounding note, or the
third, or the fifth can carry the lowest sounding note. The notes are still the
same (C, E, G, for example) — they’re just located an octave or even
octaves above or below where you would expect them in a normal triad. This
is called open voicing.

Inversion

Chords may also be inverted, changing the order in which the notes are
stacked. If the third of a chord is the lowest-sounding note, then it is said that
the chord is in “first inversion.” When the fifth of a chord is the lowest-
sounding note, the chord is in “second inversion.” When a seventh of a
chord is the lowest-sounding note, then that chord is in “third inversion.”

Chord Notation

For the benefit of performers, chords can be represented in various ways on


a musical staff. However, some of these methods are more commonly used
than others. One common method is to simply represent the notes of the
chord on the staff in their normal relative positions.

Figure 8.3. Chords on Musical Staff

Another approach is to write the chord names (letter and quality) above the
staff. This tells the performer what chord should be played until the next
name appears. Chord names also may be used even when the chord notes are
written out on the staff, so that performers can read either the chord names
or the notated music, as they prefer.

Figure 8.4. Chords on Musical Staff With Chord Names Above


Chord Charts

In an effort to simplify things for musicians, various other approaches to


notating relevant chords for a piece of music have been developed over the
years and are commonly used. One of these is the chord chart.

A chord chart describes the basic harmonic and rhythmic information for a
piece of music and is intended to quickly lay out a rough outline so that the
musician may improvise around it. Consequently, it is most commonly used
by professional session musicians playing jazz or popular music where
improvisation is expected. The chord chart is usually intended for the rhythm
section (e.g., piano, guitar, drums and bass) to provide them with the
minimal amount of information necessary to create the acoustic and
rhythmic foundation for the music. The other musicians are then expected to
improvise the individual notes used for the chords (the "voicing") and the
appropriate ornamentation, counter melody or bass line.

In some chord charts, the harmony is provided as a series of chord symbols


above a traditional musical staff. The rhythmic information is usually written
using a special form of “rhythmic notation” and it can be very specific.

Figure 8.5. A Chord Chart

However, another approach is completely non-specific. This “slash notation”


approach allows the musician to fill the measure with chords or any other
way he or she sees fit (comping).

Figure 8.6. A Chord Chart With Slash Notation

A similar simplifying technique is the lead sheet (or fake sheet) which
specifies the essential elements of a popular song: the melody, the lyrics, and
the harmony. The melody is written in modern Western music notation, the
lyrics are written as text below the staff, and the harmony is specified with
chord symbols above the staff. No chord voicing, voice leading, bass line or
other aspects of the accompaniment are specified by the lead sheet. These
are determined later by an arranger or improvised by performers.
Sometimes, a lead sheet may also specify an instrumental part or theme,
when this essential to the song's identity. For example, in Deep Purple's
"Smoke on the Water", the opening guitar riff is a crucial identifying element
of the song; any performance of the song should include the guitar riff, and
any imitation of that guitar riff would be an illegal imitation of the song.
Thus, the riff belongs on the lead sheet.

Finally, sometimes collections of lead sheets for various songs will be


compiled and perhaps even published legally, or sometimes illegally without
giving appropriate credit or paying required royalties to the composers or
musicians. These are known as a fake book.

Chord Progressions

A chord progression or a harmonic progression is a series of chords played


in a sequence. Chord progressions can provide not only the foundation of the
harmony for a piece of music, but also form the basis for the melody and the
rhythm of the music. They can also create a sense of ‘movement’ within the
music. A chord progression usually "aims for a definite goal" of establishing
(or contradicting) a tonality founded on a key, root, or tonic chord.
Although any chord may in principle be followed by any other chord, certain
patterns of chord progressions have been accepted and are more commonly
used because they clearly establish a root and key (tonic note) that then
resolves the chord sequence to a tonic chord.

Musicians may describe a specific chord progression (for example, "two


measures of G major, then a half measure of A minor and a half measure of
D seventh", or just "G, A minor, D seventh") or speak more generally of
classes of chord progressions (for example a "blues chord progression").

In fact, one frequently used chord progression in Western traditional music


and blues is the 12-measure blues progression. It is a good one for you to
learn. For example, in C Major, a simple 12-measure blues progression can
be built using C, F and G major chords. Just allocate four beats to each chord
symbol (48 beats total over 12 measures).

12-Bar Blues in C Major:

C-C-C-C

F-F-C-C

G-F-C-C

Chord progressions do not need to be long or complicated. One of the real


talents of many composers is keeping the music simple, but still making it
sound complex and fully developed.

Finally, it is important to note that Roman numerals are often used to


indicate the chords in a progression. They identify the musical key and the
root note for each chord. Uppercase Roman numerals represent major
chords, while lowercase numerals represent minor chords. For example, a
chord progression in the key of C major would look like I-vi-IV-V (C-Am-F-
G).
Chapter 9: Melody and Dynamics
“Funny how a melody sounds like a memory.”
Eric Church

While a note is a single sound with a particular pitch and duration, a melody
is at the very least a sequence of several notes. Of course, it is usually much
more than that. More specifically, a melody is a creatively arranged
sequence of notes, with variations in pitch, duration, tempo, accent,
articulation, and rhythm. In fact, it may be legitimately argued that melody
is the single most important element of music. When we think of a piece
music, we naturally think of the melody as well.

And while you may sometimes hear someone describe a piece of music as
having “no melody,” technically that is incorrect. The music may have a
melody that is not particularly distinctive, clever, complex, well-developed,
creative, or memorable, but it nonetheless has a melody. Of course, when a
melody does have such qualities, it is more likely to get your attention,
capture your ear, compel you to continue listening, impact you emotionally,
and make the musical experience much more memorable.

Melody is a particularly difficult musical concept to describe or explain.


The creative options for composing melodies are so numerous, varied, and
flexible that entire books have been written on the topic of melody and still
have not even come close to covering the topic completely. So, I will not
attempt to do so here.

One thing that can be achieved, however, and which is the goal of this
chapter, is to identify the typical components of a melody, discuss some
important concepts related to how melodies vary, and explain some of the
compositional options available to composers and provide some examples
of how they might be used.

More specifically, music theorists discuss the characteristics of melodies in


relation to concepts such as musical phrases, periods, cadence, motifs,
themes, shape, contour, and motion.

Musical Phrases

As a starting point, any melody can be described as made up of musical


phrases, which in many ways are like a phrases in verbal or written
communication. A phrase in a sentence (“into the deep, cold ocean" or
"underneath that car") is a group of words that make sense together and
express a clear and definite idea. However, typically, a phrase is not a
complete sentence. In a similar way, a musical phrase is a group of notes
that fit together and creatively express a definite musical "idea" but often
not a complete musical “sentence” (more on that later).

There is of course no set length for a musical phrase. It is not uncommon to


find 16-measure or even 32-measure long phrases, especially in music with
a very fast tempo. Some phrases can even be very short, as is common in
exceptionally slow or rhythmically complex music. In language, this might
be similar to short declarative sentences like "Stop!" or “Come here."
Phrase lengths do tend to remain constant in a given piece (or section) of
music, and the most common phrase length in music is actually around four
measures.

Cadence .

Just as we typically pause between the different “phrases” in a sentence (for


example, when I say, "whatever you do, don’t go there"), a melody may
pause slightly at the end of one musical phrase, before moving on to the
next one. Also, like a period at the end of a sentence, a melody may also
communicate or “punctuate” closure in some way at the end of a phrase. In
fact, there may even be cues that signal to the listener that the end of a
phrase is approaching.

In vocal music, the musical phrasing tends to follow closely with the
phrases and pauses of the lyrics, especially when the singer needs to take a
breath. But even without lyrics, the musical phrases in a melody can be very
clearly defined as separate melodic "ideas". These pauses, cues, or
punctuations at the end of a musical phrases are called cadence.
Composers use various methods to create a cadence or a sense of "finish"
for each musical phrase. In fact, one way that a composer can make a piece
of music more interesting is by varying how clearly the end of each phrase
is made apparent. Some common methods include:

Harmony - One of the most important and most commonly used signals of
cadence is harmony. For example, a piece of music may end on a tonic
chord (a chord based on the tonic note for the scale from which the chord is
derived). But a tonic chord by itself will not necessarily be perceived as an
ending; an appropriate chord progression (at least two chords) must "lead
up to" the tonic. This “voice leading” creates a sense of the inevitability for
the tonic chord to be heard as an ending. Typically, smaller moves between
harmonically related chords in a chord progression sound more natural and
pleasing.

When harmony is used to establish cadence, it can be done in several ways.

Authentic Cadence . For authentic cadence, a simple two chord


progression is used. The progression uses the dominant triad chord (a chord
based on the fifth tone of the scale from which the chord is derived) which
is then followed by the tonic triad (based on the tonic of the same scale). In
standard Roman numeral notation, the chord progression would be V-I.

If the upper voice of the progression (treble clef) proceeds stepwise either
upward from the leading tone (seventh degree of the scale from which the
chord is derived) or downward from the second degree to the tonic note,
while the lowest voice (bass clef) skips from the dominant note upward a
fourth or downward a fifth to the tonic note, this is called perfect cadence. It
is in fact the strongest and most effective form harmonic cadence.

Half Cadence (semi-cadence). Half cadence ends the phrase on a dominant


chord (a chord based on the fifth tone of the scale from which the chord is
derived), and so does not sound final. In other words, the phrase ends with
unresolved harmonic tension. Thus, a half cadence typically signals to the
listener that another phrase will follow, ending with an authentic cadence
and finality (more on that later).
Deceptive Cadence (interrupted cadence) . A deceptive cadence begins
with the dominant chord (V), like an authentic cadence. However, it does
not end on the tonic chord (I). Instead, the triad built on the sixth degree
(VI, the submediant) substitutes for the tonic, with which it shares two of its
three pitches. A deceptive cadence is often used to extend a phrase, to
overlap one phrase with another, or to facilitate a sudden modulation to a
different key.

Plagal Cadence . In plagal cadence, a subdominant chord (a chord based


on the fourth note of the scale from which the chord is derived) is followed
by a tonic chord (IV-I). This cadence is typically used to an extend an
authentic cadence. The most common example of plagal cadence is the final
“Ahhh—Men” (IV–I) at the end of hymns in Christian church services.

Rhythm and Tempo - Changes in the rhythm, a break or pause using a


musical rest, extending the length of notes, slowing the tempo, or slurring a
series of notes, can also be used to manifest cadence.

Melodic Articulation - Various notes or sequences of notes may be modified


slightly in various ways in order to call attention to them. For example, the
pitch, duration, timbre, intensity, or even how the notes start or end (more
abruptly, more gradually) can all be altered slightly. Melodic articulation is
similar to articulation in speech and tactics by which the attention and
interest of the listener can be maintained through different creative ways of
phrasing common ideas. Such modifications, then, can also be used to
establish cadence in a melody.

However it is achieved, the most important characteristic of any cadence is


its perceived degree of finality. The stronger the sense of finality, the greater
the conviction of conclusiveness, and the more clear the “finished” quality
exhibited by a cadence, the stronger the cadence.

Antecedent and Consequent Phrasing

Often phrases come in definite pairs, with the first phrase feeling very
unfinished, open, or weak (half cadence) until it is completed by the second
phrase that feels stronger, more complete, or closed (authentic or perfect
cadence). In fact, for the listener it may often sound as if the second phrase
were responding to a call or answering a question from the first phrase.
When phrases come in pairs like this, the first phrase is called the
antecedent phrase, and the second is called the consequent phrase. The
composer's ability to evoke such feelings of expectation and then
fulfillment will contribute significantly to the listener's enjoyment of the
music.

Together, the pair of phrases is a “period” (think of it as like complete


sentence). The typical period is then eight measures long containing two
four-measure phrases.

For example, consider the nursery rhyme, Mary Had a Little Lamb.

When you get to the end of the first line, 'Mary had a little lamb, little lamb,
little lamb,' there's a natural pause. This is the end of the first musical
phrase of this song and is also the antecedent phrase. And notice how, in
this case, simple repetition of one element of the phrase is used to set up
this pause as a weak cadence. However, we would certainly never end the
song here. In fact, the weak cadence at the end of the first phrase sets us up
to “expect” something to come after it to complete it; it feels unfinished.

Then, the second line of the song completes or “finishes” the “sentence” for
us: 'Mary had a little lamb; its fleece was white as snow.'

Notice how the entire musical thought sounds and how it now feels
finished. We could easily end the song here because it feels good; it feels
complete. This second line is also a musical phrase, but in contrast to the
first phrase, it is the consequent phrase and it ends with a strong cadence—
hence, the feeling of completeness. The result, then, is:

'Mary had a little lamb, little lamb, little lamb. Mary had a little lamb; its
fleece was white as snow.'

In addition to having an antecedent-consequent relationship to each other,


two phrases contained in a period may also differ in their degree of
similarity to each other. For example, sometimes the second phrase will be
identical (or parallel) to the first one, except for the cadence; or the second
phrase may be similar to the first one but vary slightly in pitches, durations,
tempo, etc.; or the phrases may truly be contrasting or completely different,
while still maintaining their relative cadence relationship.

Moreover, while most periods consist of a pair of phrases, it is possible for


them to have three (or more) phrases, some of which may be repetitions of
each other. Also, two periods can even be grouped into what is called a
double-period.

Other Phrase Transitions (bridges)

Of course, melodies don't always divide into clearly separated phrases or


periods. Often the phrases in a melody will run into each other, cut each
other short, or overlap. In fact, the goal of a composer is to keep the music
interesting and moving forward, and create a sense of continuation for the
listener. Hence, the spaces between phrases demand special attention.
Special care must be taken to not to let the music “sag” or come to a
complete stop prematurely. There are many different techniques for
managing these transition points.

For example, phrase elision is a special device for joining phrases together
in an overlapping manner. In elision, the final bar of one phrase is
simultaneously the first bar of the next phrase.

Other transition techniques include: lead-ins, in which a special short


measure of music serves to transition between phrases; extension or
expansion, when some additional material is appended to the end of a
phrase to delay its cadence, or the entire phrase, part of the phrase, or the
phrase cadence is repeated, often with some variation or embellishment,
prolonging the closure of the phrase; or truncations, where the standard
phrase can have a piece "missing", measures that seemingly should be
present but are not, shortening the phrase.

Motif and Themes

Some phrases have detectable divisions made of two or more smaller parts.
These smaller segments are called motifs (motives).
A motif is a short musical idea - shorter than a phrase. It may also be called
a cell or a figure, and it is in fact the smallest structural unit in music that
communicates a musical thought or idea. These small pieces of melody will
typically be repeated many times in a piece of music, often exactly the same
as before. However, when repeated, the motif may also be embellished or
differently articulated in some way: it may be played slower or faster; it
may be played in a different key; it may played by a different instrument or
sung in a different voice; it may be reversed; it may start on a different note;
it may be inverted with the notes going up instead of down; it may be
played with larger or smaller intervals between the notes; it may be repeated
one or more times in sequence with slight variations; it may have notes
removed or added; or the pitches or rhythms may be altered in some other
way.

Most motifs are shorter than phrases, but sometimes they can be long
enough to also be considered phrases. For example, in background music
for TV shows or movies (e.g., Star Wars), musicals (e.g., West Side Story),
and operas (e.g., those by Wagner), there are “leitmotifs” which are short
musical phrases associated with a particular character, place, thing, or idea.
It will typically be heard whenever that character comes on stage or the
screen, or the scene moves back to a particular place. And, as with other
motifs, leitmotifs may be altered slightly when played again. For example,
the same motif may sound quite different depending on whether the
character associated with it is in love and happy, fighting, or dying.

A longer section of melody that keeps reappearing in the music is often


called a theme. Themes generally are at least one phrase long and often
have several phrases. Many longer works of music, such as symphony
movements, have more than one melodic theme.

Musical scores for movies and television can also contain melodic themes,
which can be developed as they might be in a symphony or may be used
very much like operatic leitmotifs.

For example, in the music John Williams composed for the Star Wars
movies, there are melodic themes that are associated with the main
characters. These themes are often complete melodies with many phrases,
but a single phrase can be taken from the melody and used as a motif. A
single phrase of Ben Kenobi's Theme, for example, can remind you of all
the good things he stands for, even if he is not on the movie screen at the
time.

Melodic Shape, Contour, and Motion

A melody that stays on the same pitch gets boring pretty quickly.
Consequently, as a melody progresses, the pitches typically change, getting
higher or lower according to some pattern and/or slowly or quickly. In fact,
much of a melody’s expressiveness is based on the upward or downward
flow of pitch. More specifically, when the pitch of a song goes up, it can
make the song sound like it’s getting more tense or more lively. In contrast,
if the pitch of a song goes down, it can give that part of the song an
increased melancholic or dark feel. The shape of the pitches travel is called
its contour.

Moreover, when a melody rises and falls, and does so slowly, with only
small pitch changes between one note and the next, it is a conjunct melody.
One may also speak of such a melody in terms of step-wise or scalar
motion, since most of the intervals in the melody are half (minor second) or
whole steps (major second) or are part of a scale (steps). However, when a
melody rises and falls quickly, with large (minor third or larger) intervals
between one note and the next (skips or leaps), it is a disjunct melody.
Many great melodies are a mixture of conjunct and disjunct motion.

There are four common melodic contours: Arch, Wave, Inverted Arch, and
Pivotal

Arch - The melody first goes up in pitch from a low point to a high point,
then goes back down again. When music goes up in pitch gradually like
this, it results in an increase in tension in that section of the composition.
The lower the pitch gets in such a gradual arch, the more the level of
tension decreases.

Wave - The melody line goes up, and down, and up again, and down — just
like a series of waves. The wave contour permeates most happy-sounding
pop music.
Inverted Arch - In the inverted arch contour, the pitch starts out high, goes
down, and then up again. The phrase will therefore start out sounding
relaxed and calm, but contain an increase in tension as the arch rises
towards the end of the phrase.

Pivotal - The pivotal contour revolves around a certain pitch (e.g. E). It’s a
lot like a wave melody, except that the movement above and below the
central note is minimal and continuously returns to that central note.
Traditional folk music uses the pivotal melodic pattern a lot.

Any melody line in a piece of music will generally fall into one of these
categories of contour.

Counterpoint

When more than one melody is being played simultaneously, or at least in


ways that overlap, the music is contrapuntal, and the melodic lines are
called counterpoint, especially for piano music or multi-instrumental music.
In contrast, vocal music with one or more harmonic parts being sung
simultaneously or nearly simultaneously, may be described as polyphony or
polyphonic music, but it would only be contrapuntal if the different choral
parts are truly different melodies independent of each other.

In many traditional choral pieces, there are four very different singing parts
(soprano, alto, tenor, and bass), and each part, sung alone, can seem like its
own melody. But the parts have basically the same rhythms, so that the
effect, when sung together, is of harmonic chords (homophonic) being sung
by one voice. Barbershop quartet music is another good example of vocal
homophonic, or chordal, music, which is not considered contrapuntal.

In any event, contrapuntal refers to two or more simultaneous and


independent melodies. "Simultaneous" means the melodies are happening at
the same time. "Independent" means that at any given moment what is
happening in one melody (both in the rhythms and in the pitches) is
probably not the same thing that is happening in the other melody. What is
most important is that these melodies work together to create pleasant
sounding music overall.
Obviously, there is no counterpoint if there is no melody at all. Similarly, if
there is one melodic line accompanied only by rhythm, or a background
drone, or only by chords, there is no counterpoint. Even when different
people are singing or playing different parts, it is not necessarily considered
counterpoint if the parts are not independent enough, or if one of the parts is
very clearly a dominating melody.

One of the simplest and most familiar types of counterpoint is the round
(e.g., Row, Row, Row Your Boat). In a round, everyone sings the same
melody, but they start singing it at different times. Although everyone is
singing exactly the same tune, at any particular time different people will be
singing different parts of it, so the final effect is of independent parts.

In a dixieland band, the instruments that are playing the melody are also
generally playing independent parts, giving the music a complex or "busy"
sound. In fact, when music sounds very "busy" or when there is so much
going on that it gets difficult to decide where the melody is or what part to
sing along with, it is likely that you are hearing counterpoint.

Dynamics

Melodies are not just a series of notes rising or falling in pitch. Music is a
language, and a piece of music is a story. And like any good story, there
should be change, development, expression, climaxes, and periods of
tension and periods of release. In fact, it is through variations in the
dynamic qualities of music that composers and performers convey emotion
in music or create drama.

In a previous chapter, I discussed how composers may want specific


variations in tempo and rhythm to occur at various points in a piece of
music, and how they communicate this using dynamic markings. However,
tempo or rhythm variations are not the only ones possible. The volume,
intensity, style, and articulation of the music may also be creatively varied
in certain places.

Volume and Intensity - Sometimes, composers want a certain set of notes, a


musical phrase, or a larger section of the music played louder or quieter, or
more intensely, as a way of making the music more attention getting or
interesting. When discussing the physics of sound earlier, I noted that
variations of intensity or volume may be measured by physicists and audio
engineers in decibels. However, in music notation, variations in volume or
intensity are not treated as absolute values, but rather as relative ones.

As was the case with tempo, composers use special dynamic markings to
communicate that the music is to become louder or quieter, and these
markings can be placed at the beginning or anywhere else within a piece of
music.

There are basically two different ways of notating volume and intensity
dynamics.

One approach indicates a single, unchanging level of volume until another


dynamic marking appears to change it. This begins with the Italian words
like “forte” (f) for loud and “piano” (p) for soft. These can then be modified
by adding additional words in order to provide more specific guidance. For
example, “mezzo piano” (mp) for moderately soft and “mezzo forte” (mf)
for moderately loud are common notations. Similarly, “fortepiano” (fp) may
be used to communicate a loud beginning or “attack” with a sudden
decrease to a soft level. The full span of these markings range from
pianissississimo (pppp) for nearly inaudible to fortissississimo (ffff) which
means “as loud as possible.”

However, because such dynamic markings are subject to individual


interpretation, another somewhat more informative approach was
developed. Graded dynamic markings are used to indicate a progressive
increase in loudness or softness, respectively, based on the Italian words
crescendo (getting louder) or decrescendo (getting quieter). On a page of
music, these markings often look like a hairpin, either expanding to the
right for a crescendo or gradually contracting to the right for a decrescendo.

Style - In addition to changes in tempo or volume, dynamic markings are


also frequently used to specify alterations in the style or mood with which
the music is performed by various instruments. These are also typically
indicated by verbal instructions written at various points on the musical
staff. For example, the word “dolce” (sweetly), usually written above the
staff over the measures to which it pertains, indicates a soft and "sweet"
timbre. Similarly, “sul tasto” instructs a string player to move their bow
near or over the fingerboard to produce a less brilliant sound. “Cuivre”
instructs a brass player to produce a forced and stridently brassy sound.

Other common style instructions include:

Agitato: Excitedly, agitated

Animato: With spirit

Appassionato: Impassioned

Con forza: Forcefully, with strength

Dolce: Sweetly

Dolente: Sadly, with great sorrow

Grandioso: Grandly

Legato: Smoothly, with the notes flowing from one to the next

Sotto voce: Barely audible

Articulation - Articulation is the technique with which the performer plays


the notes. For example, “staccato” is the intentional shortening of note
duration compared to the written note value, thus giving a quickened
popping quality to the sound. On the other hand, “legato” instructs that the
notes be played in a smoothly joined sequence with no separation. In fact,
one common dynamic marking is the slur. Just like when your speech is
slurred and the words strung together into a continuous sound, a musical
slur is to be played with all the notes “slurring” into one another. On a
musical scale, are indicated by curved lines that tie the notes together.

Other common articulation marks.

legato (smooth, connected);

tenuto (pressed or played to full notated duration);


marcato (accented and detached);

staccato ("separated", "detached");

martelé (heavily accented or "hammered");

staccatissimo (even more sharply separated than staccato);

Many of these can be combined to create certain "in-between" articulations.


For example, portato is the combination of tenuto and staccato. Also, some
instruments have unique methods by which to produce sounds, such as
spiccato for bowed strings, where the bow is bounced off the string.

Of course, like any other dynamic markings, articulation marks are


imprecise and so open to interpretation or subject to the personal whims and
style of a given musician. The manner in which a performer decides to
execute a given articulation is usually based on the context of the piece or
phrase, may also depend on the instrument (e.g., strings, wind, etc.) and the
genre of the music (Classical, Baroque, Jazz, etc.).
Chapter 10: Final Thoughts
“I don’t sing because I’m happy; I’m happy because I sing.”
William James

Music is inextricably woven into human existence. Just as is the case with
language, music is fundamentally a part of who we are as human beings,
how we think, how we feel, and how we communicate with each other. It
also, in many ways, defines who we are as members of any particular
culture, generation, or society. In other words, understanding music means
understanding ourselves.

The purpose of this book is to serve as an introduction to what music is and


how it is done. The hope is that such a foundation in the basics of music
theory will be useful to musicians, composers, lyricists, music critics,
educators, and music therapists, as well as provide a common language with
which members of these music related professions might more effectively
communicate with each other.

For musicians, and composers in particular, the hope is that this book may
also provide a better sense of the full range of their performance and
compositional options — more specifically with regard to relevance of and
use of intervals, scales, keys, tempo, meter, rhythm, harmony, chords and
chord progressions, and the construction of distinctive musical phrases and
more dynamic and memorable melodies. In other words, to help them make
better music.

Of course, composers typically do not compose with some type of checklist


of options or a glossary of terminology next to them, and I am not
suggesting that they do. There was a time at the beginning of the 20 th
century when composers tried formulaic writing, but most of the 12-tone
row compositions were not welcomed by the general audience. If you want
to hear some, check out Webern ‘Sehr Langsam’ or Stravinsky ‘The Rite of
Spring’. Composers may instead, based on experience alone, know
intuitively what sounds good and what does not, and so purely by accident
may include creative and distinctive motifs in their music, for example,
without even knowing that what they have included is called a motif, or
really even care. For music theorists, that is not a problem at all. Nothing is
this book is intended to be limiting or prescriptive in any way, but rather
simply informative and guiding.

Essential to all music, after all, is choice, imagination, inspiration,


originality, creativity, cleverness, expression, distinctiveness, innovation,
and style.

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