Fauci Documents

Annual Report | U.S. Office of Government Ethics; 5 C.F.R. part 2634 | Form Approved: OMB No.
(3209-0001) (March 2014)
Executive Branch Personnel

Public Financial Disclosure Report (OGE Form 278e)
Filer's Information
FAUCI, ANTHONY S
ED
Date of Appointment: 02/01/1985
Other Federal Government Positions Held During the Preceding 12 Months:

Director, National Institute of Allergy and Infectious Diseases
FI
Electronic Signature - I certify that the statements I have made in this form are true, complete and correct to the best of my knowledge.
FAUCI, ANTHONY S [electronically signed on 04/17/2022 by FAUCI, ANTHONY S in NEES]
Agency Ethics Official Opinion - On the basis of information contained in this report, I conclude that the filer is in compliance with applicable laws and regulations (subject to any
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comments below).
TABAK, LAWRENCE ALLAN [electronically signed on 09/06/2022 by TABAK, LAWRENCE ALLAN in NEES]
Other review conducted by

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# COMMENTS EMPLOYEE DATE
1 04/22/22 Commenced IR. KMcKenzie 05/20/22 Requested end of year NEO Reviewer - MCKENZIE, KISZI MONIQUE 5/24/2022 at 8:22 PM
statements from filer. 05/24/22 Received access to filer's statements.
Completed IR KMcKenzie Revisions made pursuant to filer. Compliant with
applicable rules. KMcKenzie
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U.S office of Government Ethics Certification
1. Filer's Positions Held Outside United States Government
# NAME CITY, STATE ORG TYPE POSITION FROM TO
1 Doris Duke Charitable Foundation (DDCF) NEW YORK, New York Foundation Member 10/01/1996 N/A
Page 1 of 4
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2 McGraw-Hill Publishing Company Burr Ridge, Illinois Publisher/Journal Editor, Associate 11/01/1983 N/A
2. Filer's Employment Assets and Income
# DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT
D
1 Jackson-Fillmore (Italian Restaurant) N $1,001 to $15,000 None ( or less than $201)
2 McGraw-Hill Publishers, Inc. - New York, New York N None ( or less than $1,001) Rents and Royalties $100,001 to $1,000,000
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3 Attachment: (S) IRA Contributory - Account Summary
- 2021
4 Attachment: (S) Revocable Trust - Account Summary

- 2021
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5 Attachment: Fauci - Defined Benefit Plan - Account
Summary - 2021
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6 Attachment: Fauci - IRA Contributory - Account
Summary - 2021
7 Attachment: Fauci - Revocable Trust - Account

Summary - 2021
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3. Filer's Employment Agreements and Arrangements
None
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4. Filer's Sources of Compensation Exceeding $5,000 in a year
None
5. Spouse's Employment Assets and Income
None
Page 2 of 4
6. Other Assets and Income
# DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT
1 Dreyfus Liquid Assets Class I - Money Market Y $500,001 to $1,000,000 Dividends None ( or less than $201)
2 Learning Quest 529 Education Plan for Child #3: Y $50,001 to $100,000 Dividends $201 to $1,000
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Moderate track, Short-term Portfolio.
7. Transactions
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# DESCRIPTION TYPE DATE AMOUNT
1 CIBC ATLAS INCOME OPPORT Sale 02/17/2021 $250,001 to $500,000
F
2 MATTHEWS PACIFIC TIGER I Sale 08/10/2021 $250,001 to $500,000
3 MFS INSTL INTERNATIONAL Sale 09/08/2021 $15,001 to $50,000
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4 PIMCO COMMODITY REAL RET Purchase 02/17/2021 $250,001 to $500,000
5 PIMCO COMMODITY REAL RET (S) Purchase 02/17/2021 $100,001 to $250,000

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6 PIMCO Investment Grade C Sale 02/17/2021 $250,001 to $500,000
7 PIMCO Investment Grade C Purchase 02/17/2021 $100,001 to $250,000
8 T. ROWE PRICE INSTL FLOA Purchase 02/17/2021 $250,001 to $500,000
9 T. ROWE PRICE INSTL FLOA (S) Purchase 02/17/2021 $100,001 to $250,000

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10 T. ROWE PRICE SUMMIT MUN (S) Sale 02/17/2021 $100,001 to $250,000
11 VANGUARD SMALL CAP INDEX Sale 09/08/2021 $15,001 to $50,000
12 VERSUS CAP REAL ASSETS F Sale 09/08/2021 $15,001 to $50,000
13 Attachment: (S) IRA Contributory - Transactions - 2021
14 Attachment: (S) Revocable Trust - Transactions - 2021
Page 3 of 4
15 Attachment: Fauci - Defined Benefit Plan - Transactions - 2021
16 Attachment: Fauci - IRA Contributory - Transactions - 2021
17 Attachment: Fauci - Revocable Trust - Transactions -2021
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8. Liabilities
None
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9. Gifts and Travel Reimbursements
# BRIEF DESCRIPTION SOURCE NAME CITY, STATE VALUE
F
1 I received the Abelson Prize from the American Association for the Philip H. Abelson Prize Washington, District of 5305.00
Advancement of Science on Feb. 8, 2021 Columbia
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2 I received the Dan David Prize for public health from the Tel Aviv Dan David Prize for Public Health BETHESDA, Maryland 901400.00
University on May 9, 2021
3 I received the Eliot Richardson Prize in Public Service on July 31, Elliot Richardson Prize WASHINGTON, District of 12500.00
2021. The designated amount was $25000; however, I received only Columbia
$12500 since the Foundation automatically donated $12500 to charity
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Page 4 of 4
■ Schwab One® Trust Account of
�O�I Oc�
EE
EVOCABLE TR ber Statement Period
U/A OTO 03/19/2014 iiiiiii December 1-31, 2021
Need help reading this statement? Your Independent Investment Manager and/or Advisor
Visit IIIO/IIIIV_._Sj:hwab.com/StatementUserGuide for more information.
CIBC PRIVATE WEALTH ADVRS, INC
1201 F ST NW STE 900
WASHINGTON DC 20004-1223
1 (202) 783-4144
The custodian of your brokerage account is: Charles Schwab & Co.. Inc.
Table of Contents Pa.ge
Terms and Conditions .................................................................................................. 2
Change in Account Value..............................................................................................3
Asset Composition........................................................................................................3
Gain or (Loss) Summary...............................................................................................4
Income Summary.........................................................................................................4
Cash Transactions Summary........................................................................................4
Investment Detail..........................................................................................................5
Transaction Detail.........................................................................................................7
Money Market Fund (Sweep) Detail............................................................................ 10
Endnotes For Your Account........................................................................................10
II PRIVATE WEALTH
MANAGEMENT
Your Independent lnveSlmenl Ad,iso< is 1'101 affiliated wilh or an agent of

Sdtwab and Schwab does not supeMSO or endoru your Advisor.
Page 1 of 10
12/31-00000-TTCP0906-145714 °1•2

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Terms and Conditions
GENERAL INFORMATION AND KEY TERMS:
& • ••t:":I
U/A DTD 03/19/2014
This Account statement is furnished solely by Charles Schwab &

I of
EE
EVOCABLE TR
Securities purchased on margin are Schwab's collateral for the loan

to you. It is important that you fully understand the risks involved
- Account Number Statement Period
December 1-31, 2021
are offered by Charles Schwab & Co., Inc., Member SJPC. Securities
products and services, including unswept intraday funds and net credit
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Schwab. the additiona information normally detailed on a trade Account at any time without advance written notice to you. (Loss) sections ("Gain/Loss Section(s)") contain a gain or a loss summary
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Deposit Account(s) as a feature of your brokerage account(s). Deposit the accuracy or timeliness of any such valuations. Pricing of assets not additional information on how gain (or loss) is e•lcul•ted and bow
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insurance and its limits. as well as other importanl disclosures about the priced within I 8 months, must show as unpriced on customer statements. error or discrepancy relating to your brokeragt activity (other than
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account, except for the reinvestment of Schwab dividends. for which a.n Non-Publkly Tnded Securities: All assets shown on this statement. should be re-confirmed in writinJ to further protect your rights,
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account is less than S.005 you will not accrue any interest on that swecP. money fund as calculated for your account is less than ½ of I to you and credits to your Account during the calendar year.
1
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account as required by Regulation Tis available for your inspection. Stturities Products and Services: Securities products and services Member SIPC.
(0221-117W)
Page2 of 10

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Change in Account Value
Schwab One® Trust Account of
U/A OTO 03/19/2014
This Period
TTEE
REVOCABLE TR
Year to Date Account Value (in Thousands]

Account Number Statement Period
December 1-31, 2021
Account Value as of 12/31/2021:$ 2,269,225.66
Starting Value $2,197,203.00 $1,96 2,819. 27
Ill
...Credits······················-·-············ ················· ................................. 34, 073.51 ........................... 1 41., 357.27 2700
...Debits .......................··········-·······························-···········-·············· ..........0. 00 ..........................{16, 291 .03) 2250
...Tra n sfer of Secu rities_{ln/ Out).............. -··-·····-······························o.oo ..............-.........................o.oo.. 1800
.. .Income . Re investe d········ ················-····································(1 9, 745 .55J.......................{115 1 731.75)__ 1350

...Change. in. Va lue . of .Inve stmen ts ........................................ 57 ,694.7 0 ................... ......29 7 ,071.. 90 . 900
Ending Value on 12/31/20 21 $2,269,22 5.66 $2,269,225.66
I I
450
Total Change in Account Value $72,022.66 $306,406.39 0
3121 6/21 9/21 12/21
Asset Composition Market Value % of Account Assets Overview
�1��: - - - - - ��!!!:�!- -
Cash and Mon ey Ma rket Funds
Total Assets Long $2,269,225.66

3��
I Total Account Value $ 2 , 269, 225.66 100% I ■�
2% cash, MMFs
[Sweep]
■ 16% Bond Funds
0 83% Equity Funds
rtniil
Eiill PRIVATE WEALTH
MANAGEMENT
��:��ns=t;��"t,':/!3�': y-::, �:i�� of

enl
Page 3of 10

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Gain or (Loss) Summary
U/A OTO 03/19/2014

EE
EVOCABLE TR
Realized Gain or (Loss) This Period
Short Term
Account Number
Long Term
Statement Period
December 1-31, 2021
Unrealized Gain or (Loss)
All Investments $0.00 $0.00 $ 576,548.61

Values may not reflect all of your gains/losses; Schwab has provided accurate gain and loss information wherever possible for most investments. Cost basis may be incomplete or unavailable for some of
your holdings and may change or be adjusted in certain cases. Statement information should not be used for tax preparation, instead refer to official tax documents. For additional information refer to
Terms and Conditions.
This Period Year to Date
Income Summary_______ Federally Tax-Exe m p t 1

___ Federally Taxable Federally Tax_ _-_Exempt1 ____ Federally Taxable
_ _ _
Money Funds Dividends 0.00 0.87 0.00 6.70
••••••••••••••• .. •••• ..•••••••••••••••••••••••••••••••••••••••••••••••••••••••••••u••••••• ..••••H•••••••••••••••••••••••••••••••••u•••••••••••••••••..•••••••••••• ..•••••••••••••••••••••• ••••••• ..•••••••••••. .•••••--•- . .•• ..••••..•••••••••••-"•••••-•-•-••- ·················-
Cash Dividends 441.52 16,564.29 5,634.75 47,994.98
...................
Total Capital Gains Distributions 0.00 1 7,066.83 0.00 87,720.84
Totallncome 441.52 33,631.99 5,634.75 135,722.52
1Certain income in this category may qualify for state tax exemption; consult your tax advisor.
Cash Transactions Summary This Period Year to Date

( s.�111ng Cash• $23,630.17 $ 2a,641.a1 J
Deposits and other Cash Credits 0.00 0.00

············-···········--·--··
Investments Sold 0.00 200,000.00
Dividends and Interest 34,073.51 141,357.27
·••••··••••·•••••••••••••••••·•••H••·••H•••·••••··••·•······· .. ····•·•••·•·••••••••·•·••••••••••••· .. •••··•·••·••••·•··•·········•·•·••••·•••···•••··•••···•••• .. ••• .. •••• .. ••••.. •••••••••••..•••••••••••..••••••••••..••• .. ••••••••••••••••••••••·•-,,•·•·••••.. •••••••••••ooo•••·•••··••••"••··••·······•· .. •··· .. ··········--··•·•··•--•••
Withdrawals and other Debits 0.00 0.00

.........................................................................................................-.................................................................................................................................................................................................. ·-··--·········--····--··········
Investments.Purchased ............................................................................................................................................................................ (19,744 .68) ......-........................._ ...............................(31 5, 755.05) ...
Fees and Charges o.oo (16,291.03)
Total Cash Transaction Detail 14,328.83 9,311.19
I 0
End ing Cash• $37,959.00 $37,959.00 I

•cash (includes any cash debit balance) held in your account plus the value of any cash invested in a sweep money fund.
Please see "Endnotes for Your Account• section for an explanation of the endnote codes and symbols on this statement. Page4of 10

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Investment Detail - Total
I , • • • I :...0
""""ut""""
t
..,1111111"""""!'1
0 0 3/1 9/"!'1
A"'!!D"'!'!T!!!' 201..
,..
4
•
TTEE
unt of
REVOCABLE TR Statement Period

December 1-31 , 2021
Estimated Annual Income ("EA/j and Estimated Yield ("EYj calculations are for informational purposes only and are derived from information provided by outside parties. Schwab cannot guarantee the
accuracy of such information. Since the interest and dividends are subject to change at any time, they should not be relied upon exclusively for making investment decisions. The actual income and yield
might be lower or higher than the estimated amounts. EY is based upon EAi and the cu"ent price of the security and will fluctuate. For certain types of securities, the calculations could Include a retum of
principal or capital gains in which case EAi and EY would be overstated. EY and EAi are not promptly updated to reflect when an issuer has missed a regular payment or announced changes to future
payments, in which case EAi and EY will continue to display at a prior rate.
Total Investment Detail 2,269,225.66
Total Account Value 2,269,225.66

Total Cost Basis 1,654,718.05
Transaction Detail - Purchases & Sales
Bond Funds Activity

Charges and
Settle Date Trade DateTransaction Description Quantity Unit Price Interest Total Amount
12/08/21 12/08/21 Reinvested Shares T. ROWE PRICE SUMMIT MUN 1.1590 12.3200 0.00 (14.28)
ICIPAL INTM INV: PRSMX
12/31/21 12/31/21 Reinvested Shares T. ROWE PRICE INSTL FLOA 35.9280 9.7500 0.00 (350.30)
TING RATE: RPIFX
Total Bond Funds Activity (364.58)
Please see "Endnotes for Your Account• section for an explanation of the endnote codes and symbols on this statement. Page 7 of 10

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Transaction Detail • Purchases & Sales (continued)
Equity Funds Activity
U/A OTO 03/19/2014

EE
EVOCABLE TR Account Number Statement Period
Oecember1-31,2021
Charges and
12114121 12/14121 Reinvested Shares HARDING LOEVNER EMERGING 118.6720 58.5000 0.00 (6,942.29)
MARKETS ADVISOR: HLEMX
••••••ooHOOOOH·OOOO••••••HOOOO•OOOOOOOOOOOOO••·•o•••·•••••oo000.0000000 ..000HOO•
12/17121 12/17/21 Reinvested Shares BOSTON COMMON ESG IMPACT 128.1710 36.5900 0.00 (4,689.79)
INTL: BCAIX
········································••o-••············-···········-····
12122/21 12/22/21 Reinvested Shares CIBC ATLAS INCOME OPPORT 140.4160 15.9200 0.00 (2,235.42)
UNITIES INSTL: AWIIX
•••••n•••••••Ho.••••••••••••••••••••H••••••o••••••••••••••••••••••••••••••••••••••••••oo♦♦OOH♦Oo•OO♦OOO•OOO♦•••••••••••••
12122121 12/22/21 Reinvested Shares PAX SMALL CAP INSTITUTIO 100.9970 18.6100 0.00 (1,879.55)
NAL: PXSIX
12/22121 12/22121 Reinvested Shares PAX SMALL CAP INSTITUTIO 171.9140 18.6100 0.00 (3,199.32)
NAL: PXSIX
12/28/21 12/28/21 Reinvested Shares PIMCO COMMODITY REAL RET 67.9830 6.3800 0.00 (433.73)
STRAT INSTL: PCRIX
Total Equity Funds Activity (19,380.10)
( Total Purchases & Sales (19,744.68) I

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Date
Process
Date Activity
a • • •
U/A DTD 03/19/2014

(;)
TTEE
__ REVOCABLE TR
• •
Transaction Detail • Dividends & Interest (including Money Market Fund dividends reinvested)
Transaction
Description
unt of

December 1-31, 2021
CrediV(Oebit)
12/08/21 12/08/21 Sttm Cap Gn Rein T. ROWE PRICE SUMMIT MUN: PRSMX 14.28
12/14/21 12/14/21 Cash Dividend HARDING LOEVNER EMERGING: HLEMX 521.90
12/14/21 12/14/21 LT Cap Gain Rein HARDING LOEVNER EMERGING: HLEMX 6,942.29
12/17/21 12/17/21 Cash Dividend BOSTON COMMON ESG IMPACT: BCAIX 5,071.52
............. . ...
12/17/21 12/17/21 LT Cap Gain Rein BOSTON COMMON ESG IMPACT: BCAIX 4,689.79
12/22/21 12/22/21 LT Cap Gain Rein CIBC ATLAS INCOME OPPORT: AWIIX 2,235.42
12/22/21 12/22/21 Cash Dividend PARNASSUS CORE EQUITY IN: PRILX 6,937.63
•••••o••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••• .. ••••••••••••••••••••••••••••••••••••.. •••••••• •••••••••••••••••••••••••••••••••••••••••••M••••••••••••••••••••••••••••••••••u••••o•••••••••••
12/22/21 12/22/21 Cash Dividend PAX ELLEVATE GLOBAL WOME: PXWIX 703.85
12/22/21 12/22/21 Cash Dividend PAX SMALL CAP INSTITUTIO: PXSIX 130.46
12/22/21 12/22/21 Sttm Cap Gn Rein PAX SMALL CAP INSTITUTIO: PXSIX 1,879.55
12/22/21 12/22/21 LT Cap Gain Rein PAX SMALL CAP INSTITUTIO: PXSIX 3,199.32
12/28/21 12/28/21 Div For Reinvest PIMCO COMMODITY REAL RET: PCRIX 433.73
12/30/21 12/30/21 Cash Dividend CIBC ATLAS INCOME OPPORT: AWIIX 520.96
12/31/21 12/31/21 Short Term Cap Gn SCHWAB GOVERNMENT MONEY: SWGXX 0.11
12/31/21 12/31/21 LT Cap Gain SCHWAB GOVERNMENT MONEY: SWGXX 0.01
12/31/21 12/31/21 Dividend SCHWAB GOVERNMENT MONEY: SWGXX 0.87
12/31/21 12/31/21 Div For Reinvest T. ROWE PRICE INSTL FLOA: RPIFX 350.30
I
12/31/21 12/31/21 Cash Dividend T. ROWE PRICE SUMMIT MUN: PRSMX 441.52
! T�a� Dividends & Interest 34,073.51
_ .
( Total Transaction Detail 14,328.831

■
Money Market Fund (Sweep) Detail
SCHWAB GOVERNMENT MONEY Activity
-----------------------------------------
!!!1!!!!!!!!!II1!!1!!!1!111!1!!1!1!!!1!!!11111!11
!!1!1U /11!1!A111!D TD 0 3/19/20 1 4
unt of
EE
REVOCABLE TR
December 1-31, 2021
Settle Date Transaction Quantity Unit Price Purchase/Debit Sale/Credit
Opening# of Shares: 23,224.5100

12/01/21 Purchased 405.6600 1.0000 405.66
12/15/21 Purchased 521.9000 1.0000 521.90
12/20/21 Purchased 5,071.5200 1.0000 5,071.52
••••••••••••••••••.. ••••••••••••••••••••• ••••••••••••••••·•·••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••• .. ••••.. •••••••••••••••• .. ••••••••• .. •••••••••••u••••••h••••••••HoOoOU•••••••••••••••••••••••••••••••••••
12/23/21 Purchased 7,771.9400 1.0000 7,771.94

12/31/21 Purchased 520.9600 1.0000 520.96
..................... •••·••••••·••••··•••••H•••.. ••••••··•H··••-•·-•••···•••••••-·•••••.. ••··•••••••••· .. ••·••••••-••·•••••••-••••••••••••.. •••••·•-••••••••••·••-•••••••••••••-••••-••·•••• ..••••••••�·••••••••u•••••••••••••··••••-••••••••••••••••••••• ... ••••••·••·••••••.. ••-•••••.. ••••..••••••••••••••••••••••••••••·••---•••••.. •♦•
12/31/21 Dividend 0.8700 1.0000 0.87

••••••••••••••••••••···••····•· ···•••••••••�••••••••••• .. ••••••••••••••••••••••.. ••••••••• .. •••. . ••••••••-.. ••.. •••••.. ••••.. •.. •••••••••oo••••--•••••••••••••• • - ♦••••••Ho♦OO
Closing# of Shares: 37,517.3600

Total SCHWAB GOVERNMENT MONEY Activity
....
, 14,292.85
[ Total Money Market Fund (Sweep) 14,292.85

SCHWAB GOVT MMF Average Yield For The Most Recent Pay Period: 0.03%; 7-Day Yield: 0.01%.
Endnotes For Your Account
Symbol Endnote Legend

◊ Dividends paid on this security will be automatically reinvested.
Schwab Institutional is a division of Charles Schwab & Co., Inc., and provides back office brokerage and related services to independent investment advisors and retirement plan
providers. Schwab is a registered broker-dealer and is not affiliated with your Investment Advisor whose name appears on this statement ("Advisors") except in the case of
Charles Schwab Investment Advisory, Inc. ("CSIA"), Schwab Private Client Investment Advisory, Inc. ("SPCIA"), or an affiliated company that may act as the Investment advisor
on a fund. Schwab neither endorses nor recommends any particular Advisor or its investment strategy and has no responsibility to monitor trading by any Advisor in your
Account. Schwab has not verified any statement accompanying any Advisor's logo appearing on this statement. Not all of these products and services may benefit your Account,
and Schwab may provide them to Advisors on the Advisor's commitment to place a certain amount of its clients' assets in brokerage accounts at Schwab within a certain period
of time. This commitment could influence an Advisor's recommendation or requirement that its clients establish brokerage accounts at Schwab. For questions about this
statement, or if there is a change in your financial situation, investment objectives, or risk profile, please contact your Independent Investment Manager and/or Advisor.

■ llllilllllfllll
CHARLES SCHWAB & CO INC CUST
IRA CONTRIBUTORY
ao�t {/e�
-Account Number Statement Period
December 1-31, 2021
Visit www.schwab.com/StatementUserGulde for more lnfonnatlon.
1 (202) 783-4144
Table of Contents Pag!_
Terms and Conditions..................................................................................................2
Asset Composition ........................................................................................................3
Income Summary ......................................................................................................... 4
Bank Sweep Activity.....................................................................................................9
Contribution Summary..................................................................................................9
Endnotes For Your Account........................................................................................ 10
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PRIVATE WEALTH
� MANAGEMENT
Your �ndent Investment AdVisor ts not aff�iated with or an agent or

Sdlwab and Schwab does not supe,vise or endorse your Ad-;lsor.
Page 1 of 10
12/31-67058-TTC81213-145208 •1.2

■
IRA CONTRIBUTORY
This Account statement is furnished sole! )' by Charles Schwab &

OINCCUST

to you. It is imponant that you fully understand the risks involved
-
December 1-31, 2021
are offered by Charles Schwab & Co., Inc., Member SIPC. Securities
products and services, including unswepl intraday funds and net credit
Co., Inc. ("Schwab") for your Account at Schwab ("Account"). Unless in trading securities on marg,in. These risks include: balances held in brokerage accounts are not deposits or other
otherwise defined herein, capitalized terms have the same meanings as • You can lose more funds than you deposit in the margin account obligations of. or guaranteed by, any bank, are not FDIC insured, and
in your Account Agreement. If you receive any other communication • Schwab can force the sale of securities or other assets in any of are subject to investment risk and may lose value. SIPC does not cover
from any source other than Schwab which purports to represent your your account(s) to maintain the required account equity without balances held at banks affiliated with Schwab in the Bank Sweep
holdings at Schwab (including balances held at a Depository Institution) contacting you. and Bank Sweep for Benefit Plans features. Please see your Cash
you should verify its content with this statement. • You arc not entitled to choose which assets are liquidated nor are Feature Disclosure Statement for more infom1ation on insurance coverage.
AIP (Automatic Investment Piao) Customen: Schwab receives you entitled to an extension of time on a margin call. Yield to Maturity: This is the actual average annual return
remuneration in connection with certain transactions effected through • Schwab can increase both its "house" maintenance margin on a note if held to maturity.
Schwab. If you participate in a systematic investment program through requirements and the maintenance margin requirements for your Gai.n (or Loss): Unrealizeii Gain or (Loss) and Realized Gain or
Schwab. the additional information nonnally detailed on a trade Account at a_11y time without advance written notice to you. (l,oss) sections (•Gain/Loss Section(s)") contain a gain or a loss summary
confinnation will be provided upon request. Market Price: The most recent price evaluation available to Schwab of your Account. This information has been Q!OVided on this statement
Average Daily Balance: Average daily composite of all cash balances on the last business day of the report period, normally the last trade at the request of your Advisor, if applicable. This information is not a
that cam interest and all loans from Schwab tnal arc cllargcd interest. price or bid as of market close. UnP.riccd securities denote that no solicitation or a recommendation to buy or sell. Schwab does not
B1111k Sweep and Bank Sweep for Benefit Plans Features: Schwab acts market evaluation uodate is eurrenily available. Price evaluations arc provide tu advice and encourages you to consult \\ith your tu
as your agent and custodian in establishing and maintainin g your obtained from outsiac panics. Schwab shall have no responsibility for professional. Please view the Cost Basis Disclosure Statement for
Deposit Account(s) as a feature of your brokerage account(s}. Deposit the accuracy or timeliness of any such valuations. Pricing of assets not additional Information on how ialn (or loss) Is calculattd and how
accounts held through bank sweep features constirute direct obligations of held at Schwab is for infonnational_purposes only. Some securities, Schwab reports adiusted cost basis Information to the IRS.
one of more FDIC insured banks ("Affiliated Banks") that arc affiliated especially thinly traded equities in Ilic OTC marliel or foreign markets. Accrued Income: Accrued Income is the sum ofthc total accrued
with Schwab and are not oblie,ations of Schwab. Funds swept to Affiliated may not report the most current price and are indicated as Stale Priced. interest and/or accrued dividends on positions held in your Account,
Banks arc eligible for deposit insurance from the FDIC up to the For Limiteci Partnerships and Real Estate Investment Trust (REIT) but the interest and/or dividends have not been received in10 your
applicable limits for eacli bank for funds held in the same insurable securities, you may see that the value reflected on )lour monthly account. Schwab makes no representation that the amounts shown (or any
capacity. The balance in the Deposit Accounts can be withdrawn on your account statement for this security is unpriced. NASO rules req_uire other amount) will be receivea. Accrued amounts are not covered by SIPC
oraer and the proceeds returncoto your brokerage account or remitted to that certain Limited Partnerships (direct participation programs) and account protection until acrually received and held in the Account.
you as provided in your Account Agreement. For information on FDJC Real Estate Investment Trust (REIT) securities. that have not been IN CASE OF ERRORS OR DISCREPANCIES: If you find an
insurance and its limits. as well as other important disclosures about the priced within 18 months. must show as unpriced on customer statements. error or discrepancy relating to your brokerage activity (other than
bank sweep featurc(s) in :your account, please refer to the Cash Features Note that these securities are generally illiquid, the value of an electronic fund transfer) you must notify us promptly, but no later
Disclosure Statement available onlinc or from a Schwab representative. the securities will be different than its purchase price, and, if than 10 days after this statement is sent or made avaDable to you. If
Cash: Any Free Credit Balance owed by us to you payable upon applicable, that accurate valuation information may not be available. this statement shows that we have mailed or delivered securlt)I
demand which, although accounted for on our books of recoril, is not Market Value: The Markel Value is computed by multipl ying eertlflcate(s) that you have not received, notify Schwab Immediately.
s�cgated and may beused in the conduct of this finn's business. the Market Price by the Quantity of Shares. This 1s the dollar value of You may call us at 800-435--4000. (Outside the U.S., c,all
Dividend Reinvestment Customers: Dividend reinvestment your present holdings in your specified Schwab Account or a summary +l-415-667-8400.) If you're a client of an independent investment
transactions were effected by Schwab acting as a principal for its own of the Market Value summed over multiple accounts. advisor, call us at 800-SIS-21S7. Any oral communications
account, except for the reinvestment ofSchwab dividends, for which an Non-Publicly Traded Securities: All assets shown on this statement, should be re-confirmed in writing to further protect your rights,
indc_pcndent broker-dealer acted as the buying agent. Further information other than certain direct investments which may be held by a third including rights under the Securflies lm·estor Protection Act
on these transactions will be furnished upon written request. party. are held in your Account Values of certain Non-Publicly (SIPA). If you do not so notHy us, you agrtt that the statement
Interest: For the Schwab One Interest, Bank Sweep, and Bank Sw� for Traded Securities may be furnished by a third P.artY as provided activity and Account balance are correct for all purposes with
Benefit Plans features, interest is paid for a period that may differ from by Schwab's Account Agreement. Schwab shall have no responsibility re5J>ect to those brokerage transactions.
the Statement Period. Balances include interest paid as indicated on your for the accuracy or timeliness of such valuations. The Secunties IN CASE OF COMPLAINTS: If you have a complaint regarding
statement by Schwab or one or more of its Affiliated Banks. These Investor l;'ro,tection Corporation (SJPC) does not cover many limited your Schwab statement. products or services, please write to the Oicn1
balances do not include interest that may have accrued during the partnershtp interests. Advocacy Team at Charles Schwab & Co., Inc., Attention: Client
Statement Period after interest is _paid. The interest p aid may tnclude Schwab Swttp Money Funds: Includes the primary money market AdvocacY. Team. 211 Main St., San Francisco, CA 94105, USA,
interest that accrued in the prior Statement Period. For the Schwab One funds into which Free Credit Balances may be automatically invested or call Schwab Signature Alliance at 800-S JS-2157.
Interest feature, interest accrues daily from the second-to-last business pursuant to your Account Agreement. Schwab or an affiliate acts and Address Changes: If you fail to notify Scb.wab in writing of any change
day of the prior month and is posted on the second-to-last business day receives compensation as the Investment Advisor. Transfer Agent, of address or pnone number, you may not receive important nottfications
of the current month. For the bank sweep feature(s), interest accrues Shareholder Service Agent and Distributor for the Schwab Sweep about your Account, and trading or other restrictions might be placed on
daily from the 16th day ofthe prior month and is credited/posted Money Funds. The amount of such comP.ensation is disclosed in the your Account.
on the first business day after the 15th of the current montft. prospecrus. The yield infonnation for Schwab Sweep Money Funds Additional Information:
If, on any given dar, the interest that Schwab calculates for the Free 1s the current 7-day yield as of the statement period. Yields vary. We are required by law to repon to the Internal Revenue Service
Credit Balances in me Schwab One Interest feature in your brokerage If on any given day, the accrued daily dividend for your selected adjusted cost basis information (if applicable), cc.nain payments
account is less than S.0051 you will not accrue any interest on that sweeP. money fund as calculated for your account is less than ½ of I to you and credits to your Account during the calendar year.
day. For balances held at oanks affiliated with Schwab in the cent ($0.005): your account will not earn a <lividend for that da)'. Retain this statement for income tax purposes. A financial statement
Bank Sweep and Bank Sweep for Benefit Plans fearures, interest will In addition, 1f you do not accrue at least I daily dividend of SO.OJ for your inspection is available at Schwab's offices or a copy will
accrue even if the amount is less than S.005. during a pay P.Criod, you will not receive a money market dividend be mailed to you upon written request. Any third party trademarks
Margin Account Customers: This is a combined statement ofyour for that penoa. Schwab and the Schwab Sweep Money Funds appearing herein are the property of their respective owners.
margin account and s�cial memorandum account maintained for you investment advisor may be voluntarily reducing a ponion of a Schwab Schwab and Charles Schwab Bank arc affiliates of each other
ofthe Federal Reserve System. TheP.Cnnanent record of the separate would have been lower. C 2016 Charles Schwab & Co., Inc. ("Schwab"). All rights reserved.
account as required by Regulation T is available for your inspection. Securities Products and Services: Securities products and services Member SIPC.
(0221-117W)
Page2 of10

■
a • • •
IRA CONTRIBUTORY
• • :

• ,.
This Period Year to Date Account Value pn Thousan ds)

Statement Period
December 1-31, 2021
Account Value as of 12/31/2021 :$ 136,662.92
Starting Value $132,375.50 $120,277.82

...Credits ...................................................................................... ...... 3,237 .02 ...............................7, 911 . 94.. 150
Debits 0 .00 0.00 125
...Transfer of Securities (In/ Out) ............ ............................................o.oo...... -..·-····--·--····--·........ 0 .00 .. 100

... I ncome. Reinvested ........................... .... ..... ..........................J2, 1 97.651 .......................... (6,231 .26}. 75
...Change_ in. Value. of _Investments ........_ . ............................. 3,248.05 .............................1 4, 704.42.. 50
Ending Value on 12/31/2021 $136,662.92 $136,662.92
I I
25
Total Change In Account Value $4,287.42 $16,385.10 0
3/21 6/21 9/21 12/21
i�rt�f:::�� -:trtF.rn - �t� C)

Asset Composition Market Value % of Account Assets Overvi� ___
I Total Account Value I

$136,662.92 100%
• 2% Cash, Bank Sweep
■
[X,Z)
11%Bond Funds
D 87% Equity Funds
mJII
��•=-:=•, n�,�=�
la PRIVATE WEALTH
MANAGEMENT
�t:�8Ja:r"t:: ��gent ol
Page 3of 10

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IRA CONTRIBUTORY
Gain or (Loss) on Investments Sold
This Period
Oecember1-31,2021
All Investments $0.00 $27,304.63

Values may not reflect all of your gains/losses: Schwab has provided accurate gain and toss information wherever possible for most investments. Cost basis may be incomplete or unavailable for some of
Income Summary This Period Year To Date

Bank Sweep Interest 0.02 0.17
•••••••••••••••••-••••·•••--••-•••••-••·••••••••••••••••••••••�•••••••••••••••••••••••••••••••••••••••••••••••••••••••·••••••••••h..••••••••..•••••••••••••• ..•••••••••••••••••••••••••••••••••••••••••••••••••••••• ..O o ooo,00000,0
Cash Dividends 1,200.45 1,864.01

•••••••••••..•••••••••••••••-•••••••••-••••••••• ..••·•••o~•••••••••••••••••••-••••••••••·•••••••••••••••••••••••••••••••••••••••••..••••••••••••••••••••••.. -••••-....•• .. •••• ..••• ................................. -•••••
Total Capital Gains Distributions 2,036.55 6,047.76

I Total Income 3,237.02 7,911.94
.
I Starting Cash• $1,969.58 $1,328.271
.Deposits .and.other Cash. CredHs.........................................................................................................................................................................o.00.................................................................................. 0.00

Investments 0.00 0.00
.....-...................._..............................................................................................................................................................................................................................................·-·····················•·••·········------···········•··••··••·--••
Sold
Dividends and Interest 3,237.02 7,911.94
·-····••·••······.. ···-·-·····--·.. ···... ···....._.....................................................................................................................................................................................................................................................................................
......................••·•••••H•·•........... ••••••••••••••••••·•..•••-••H-••..•--•. . ••·---•••••••-•••••••....................... ••••••·••..••• .... ••• ..••-•-••••••• ....................................................................... 04 .................... ............. ......... u ............. , .................................
Investments Purchased (2,197.65) (6,231.26)

·�-·--··---· ................�............................�...................................................._.......................................................................................................................................................................................................-.......... �........ ..
Fees and Charges 0.00 0.00
[Total Cash Transaction Detail
, w-- 1,039.37 1,680.68 !
___
[��i.!19 Cash• $3,008.95 $3,008.951
·cash (includes any cash debit balance) held in your account plus the value of any cash invested in a sweep money fund.
Please see "Endnotes for Your Account" section for an explanation of the endnote codes and symbols on this statement. Page4 of 10

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Investment Detail • Cash and Bank Sweep
Contributory IRA of

IRA CONTRIBUTORY
December 1-31, 2021
%of Account
Cash Starting Balance Ending Balance
-
Assets
Cash 30.18 60.83 <1%

I
Total Cash 30.18 60.83 <1%
%of Account
Bank Sweep Starting Balance Ending Balance Assets
Bank Sweep x.z

-- -
1,939.40 2,948.12 2%
Total Bank Sweep 1,939.40 2,948.12 2%
[ Total Cash and Bank Sweep 3,008.95 2%

J
Investment Detail - Mutual Funds
o/o of
Market Market Unrealized Account
Bond Funds Quantity Price Value Cost Basis Gain or (Loss) Assets
VANGUARD INTERM-TERM INV 1,528.1730 9.95000 15,205.32 15,807.00 (601.68) 11%
ESTMENT-GRDE ADM
SYMBOL: VFIDX
Total Bond Funds 1,528.1730 15,205.32 15,807.00 (601.68) 1101.
%of
Market Market Unrealized
- --
Account
Equity Funds Quantity Price Value Cost Basis Gain or (Loss) Assets
BOSTON COMMON ESG IMPACT 641.1040 37.35000 23,945.23 17,378.08 6,567.15 18%
INTL
SYMBOL: BCAIX
Please see "Endnotes for Your Account" section for an explanation of the endnote codes and symbols on this statement Page Sof 10

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Investment Detail - Mutual Funds (continued)
Contributory IRA of

IRA CONTRIBUTORY -Account Number Statement Period
December 1-31, 2021
-
%of
Market Market Unrealized
--
Account
Equity Funds (continued) Quantity Price Value Cost Basis Gain or (Loss) Assets
HARDING LOEVNER EMERGING 282.3550 59.50000 16,800.12 16,233.40 566.72 12%
MARKETS ADVISOR
SYMBOL: HLEMX
PARNASSUS CORE EQUITY IN 957.3440 63.55000 60,839.21 44,319.97 16,519.24 45%

STITUTIONAL
SYMBOL: PRILX
PAX ELLEVATE GLOBAL WOME 331.7360 35.33000 11,720.23 9,015.00 2,705.23 9%

N'S LEADER INSTL
SYMBOL: PXWIX
PAX SMALL CAP INSTITUTIO 270.8720 18.99000 5,143.86 3,595.89 1,547.97 4%

NAL
SYMBOL: PXSIX
Total Equity Funds 2,483.4110 118,448.65

- 90,542.34
--
27,906.31 87%
Total Mutual Funds 4,011.5840 133,653.97 106,349.34 27,304.63 98%

Estimated Annual Income {"EAi") and Estimated Yield ("EY") calculations are for infonnational purposes only and are derived from infonnation provided by outside parties. Schwab cannot guarantee the
accuracy of such information. Since the interest and dividends are subject to change at any time, they should not be relied upon exclusively for making Investment decisions. The actual income and yield
might be lower or higher than the estimated amounts. EY is based upon EAi and the current price of the security and will flucluate. For certain types of securities, the calculations could include a retum of
Total Investment Detail 136,662.92
Total Account Value 136,662.92

Total Cost Basis 106,349.34

■
Bond Funds Activity

IRA CONTRIBUTORY
December 1-31, 2021
Charges and
Settle Date Trade DateTransaction Description Quantity
--- Unit Price Interest Total Amount
12/29/21 12/29/21 Reinvested Shares VANGUARD INTERM-TERM INV 15.2060 9.9200 0.00 (150.84)
ESTMENT-GRDE ADM: VFIDX

Charges and
Settle Date Trade Date Transaction Description Quantity Unit Price Interest Total Amount
12/14/21 12/14/21 Reinvested Shares HARDING LOEVNER EMERGING 21.0840 58.5000 0.00 (1,233.40)
MARKETS ADVISOR: HLEMX
12/17/21 12/17/21 Reinvested Shares BOSTON COMMON ESG IMPACT 10.3330 36.5900 0.00 (378.08)
INTL: BCAIX
12/22/21 12/22/21 Reinvested Shares PAX SMALL CAP INSTITUTIO 8.6570 18.6100 0.00 (161.10)
NAL: PXSIX
Please see "Endnotes for Your Account" section for an explanation of the endnote codes and symbols on this statement. Page 7of 10

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Transaction Detail• Purchases & Sales (continued)
Equity Funds Activity (continued)

• I t I & : '

IRA CONTRIBUTORY
•

December 1-31, 2021
Charges and
12/22121 12/22121 Reinvested Shares PAX SMALL CAP INSTITUTIO 14.7360 18.6100 0.00 (274.23)
NAL: PXSIX
( Total Purchases & Sales (2,19�65) 1
Transaction Detail • Dividends & Interest (including Money Market Fund dividends reinvested)
Transaction Process
Date Date Activity Description Credit/(Oebit)
12/14121 12/14121 Cash Dividend HARDING LOEVNER EMERGING: HLEMX 92.72
12114121 12/14121 LT Cap Gain Rein HARDING LOEVNER ••••••••••••••••·•••••••••·• EMERGING: HLEMX 1,233.40
.. n••••··••··••••·· .. ···················••·••••• ..••••·•••••·••• .. ••••·• .. ••••·•.. ••••••••·••H•••·••••••••H•..•••••• ..•·•·••••••••••••••• ••••••••• ..••••••••• ..•0•0·000HO+
12115121 12/16121 Bank lnterestx .z BANK INT 111621-121521 0.02

12/17121 12/17121 Cash Dividend BOSTON COMMON ESG IMPACT: BCAIX . .... 408.86....
.................................. jis:ifa
12117121 12/17121 LT Cap Gain Rein BOSTON COMMON ESG IMPACT: BCAIX
12/22/21 12/22/21 Cash Dividend PARNASSUS CORE EQUITY IN: PRILX 386.58
12122/21 12/22/21 Cash Dividend PAX ELLEVATE GLOBAL WOME: PXWIX 79.18
12122/21 12122/21 Cash Dividend PAX SMALL CAP INSTITUTIO: PXSIX 11.18
12122/21 12122/21 Sttm Cap Gn Rein PAX SMALL CAP INSTITUTIO: PXSIX 161.10
12122121 12122121 LT Cap Gain Rein PAX SMALL CAP INSTITUTIO: PXSIX 274.23
12129121 12/29121 LT Gap Gain Rein VANGUARD INTERM-TERM INV: VFIDX 150.84
12131121 12/31121 Cash Dividend VANGUARD INTERM-TERM INV: VFIDX 30.55
I
•••••••••••••••••••••••••••-•••••·..·•••-•••·••• ..•••• ...•.. •••••••••••••• ..••••-•••••••-•••H••••··•··•••••••••••••••••·••H•00-0_,o••••·•••·•·••·•·•••·••••••••.. ••••••••••••••••••••••••••••·•••HH•• .. ••••••.. •••••••••••••••...••••••••••• ..•••·•••••••••• • · •••••·•·•••••••••••••••••·••H
I
12131121 12/31121 Cash Dividend VANGUARD INTERM-TERM INV: VFIDX 30.28
Total Dividends & Interest 3,237.02
Please see "Endnotes for Your Account· section for an explanation of the endnote codes and symbols on this statement. Page8 of 10

■
Transaction Detail -Total
IRA CONTRIBUTORY
Account Number
( Total Transaction Detail

Statement Period
December 1-31, 2021
1,039.371
Bank Sweep Activity

Transaction
Date Transaction Description Withdrawal Deposit Balance x.z
Opening Balance x.z 1,939.40
12/01/21 Auto Transfer BANK CREDIT FROM BROKERAGE x 30.18 1,969.58

12/15/21 Interest Paidx.z BANK INTEREST 0.02 1,969.60
Total Activity 0.00 1,008.72
( Ending Balance x.z 2,948.12 J
Bank Sweep: Interest Rate as of 12131/21 was 0.01¾. Your interest period was 11/16121 - 12/15121. z
Contribution Summary
2020 2021
Traditional IRA 0.00 0.00
c
) Year To Date Total 0.00 0.00

•-
� ,• n • ,.- - • - •,--,...,,
---.-, , - --
Please see "Endnotes for Your Account" section for an e)(planation of the endnote codes and symbols on this statement. Page9of 10

■

Contributory IRA of

IRA CONTRIBUTORY
December 1-31, 2021
X Bank Sweep deposits are held at FDIC-insured bank(s) ("Banks") that are affiliated with Charles Schwab & Co., Inc.
z For Bank Sweep and Bank Sweep for Benefit Plans features, interest is paid for a period that differs from the Statement Period. Balances Include Interest paid as
indicated on your statement by Schwab or one or more of its affiliated banks. These balances do not include interest that may have accrued during the Statement
Period after Interest Is paid. The interest paid may include interest that accrued in the prior Statement Period.
Charles Schwab Investment Advisory, Inc. {"CSIA"), Schwab Private Client Investment Advisory, Inc. ("SPCIA"), or an affiliated company that may act as the investment advisor
Account. Schwab has not verified any statement accompanying any Advisor's logo appearing on this statement. Not all of these products and services may benefit your Account.
Please see "Endnotes for Your Account• section for an explanation of the endnote codes and symbols on this statement Page 10 of 10

4/6/22, 3:02 PM Print - History
Accounts > History

i:-��
■
Independent Investment Advisor*
Transactions From 01/01/2021 To 12/31/2021
ao�, CIBC PRIVATE WEALTH ADVRS, INC
PRIVATE WEALTH
MANAGEMENT
Contact your advisor
*Not affiliated with Schwab
Date Action Details Symbol Description• Quantity Price Fees&Comm Amount
T. ROWE PRICE
Cash SUMMIT
12/31/2021 PRSMX $1,509.83
Dividend MUNICIPAL INTM
INV
SCHWAB
Long Term
12/31/2021 SWGXX GOVERNMENT $0.06
Cap Gain
MONEY
SCHWAB
Short Term
Cap Gain
MONEY
SCHWAB
12/31/2021 Cash
SWGXX GOVERNMENT 11.24
Dividend
MONEY
T. ROWE PRICE
Reinvest
12/31/2021 RPIFX INSTL FLOATING $1,050.89
Dividend
RATE
T. ROWE PRICE
Reinvest
12/31/2021 RPIFX INSTL FLOATING 107.784 $9.75 -$1,050.89
Shares
RATE
SCHWAB
Trade
12/31/2021 Buy SWGXX GOVERNMENT 13,952.15 $1.00 -$13,952.15
Details
MONEY
CIBC ATLAS
Cash
12/30/2021 AWEIX DISCIPLINED $12,591.59
Dividend
EQUITY INSTL
CIBC ATLAS
Cash INCOME
12/30/2021 AWIIX $1,360.56
Dividend OPPORTUNITIES
INSTL
SCHWAB
Trade
Details
MONEY
PIMCO
Reinvest COMMODITY
12/28/2021 PCRIX $1,301.19
Dividend REAL RET
STRAT INSTL
PIMCO
Reinvest COMMODITY
12/28/2021 PCRIX 203.948 $6.38 -$1,301.19
Shares REAL RET
STRAT INSTL
VERSUS CAP
Long Term MULTI-MANGR
12/28/2021 VCMIX $4,594.02
Cap Gain REAL ES SH BEN
INTI
SCHWAB
Trade
Details
MONEY
VANGUARD
Cash
12/23/2021 VSMAX SMALL CAP $1,502.52
Dividend
INDEX ADM
CIBC ATLAS
Reinvest INCOME
12/22/2021 AWIIX 366.714 $15.92 -$5,838.09
Shares OPPORTUNITIES
INSTL
1/10

Long Term CIBC ATLAS MID

12/22/2021 Cap Gain AWMIX CAP EQUITY $33,645.57
Reinvest INSTITUT IONAL
CIBC ATLAS
Reinvest
12/22/2021 AWEIX DISCIPLINED 5,216.252 $30.76 -$160,451.91
Shares
EQUITY INSTL
CIBC ATLAS
Reinvest
12/22/2021 AWEIX DISCIPLINED 24.598 $30.76 -$756.63
Shares
EQUITY INSTL
CIBC ATLAS
Long Term
INCOME
12/22/2021 Cap Gain AWIIX $5,838.09
OPPORT UNITIES
Reinvest
INSTL
CIBC ATLAS MID

Reinvest
12/22/2021 AWMIX CAP EQUITY 1,570.755 $21.42 -$33,645.57
Shares
INST ITUT IONAL
Long Term CIBC ATLAS

12/22/2021 Cap Gain AWEIX DISCIPLINED $160,451.91
Reinvest EQUITY INSTL
-----
Short Term CIBC ATLAS
12/22/2021 Cap Gain AWEIX DISCIPLINED $756.63
SCHWAB
Trade
Details
MONEY
Cash JPMORGAN MID

12/20/2021 FLMVX $2,939.19
Dividend CAP VALUE L
SCHWAB
Trade
Details
----- MONEY
VANGUARD
Cash EMERGING
12/17/2021 VEMAX $2,279.26
Dividend MKTS STOCK
IDX ADM
COHEN&
Reinvest STEERS
12/16/2021 CPXIX 148.41 $14.02 -$2,080.71
Shares PREFERRED
SEC&INC I
COHEN&
Reinvest STEERS
12/16/2021 CPXIX 86.573 $14.02 -$1,213.75
Shares PREFERRED
SEC&INC I
COHEN&
Reinvest STEERS
12/16/2021 CPXIX $1,213.75
Dividend PREFERRED
SEC&INC I
COHEN&
Long Term
STEERS
12/16/2021 Cap Gain CPXIX $2,080.71
PREFERRED
Reinvest
SEC&INC I
Reinvest JPMORGAN MID

12/13/2021 FLMVX 1,030.679 $40.65 -$41,897.10
Shares CAP VALUE L

12/13/2021 FLMVX 81.287 $40.65 -$3,304.33
Shares CAP VALUE L
Short Term
JPMORGAN MID
12/13/2021 Cap Gain FLMVX $3,304.33
CAP VALUE L
Reinvest
Long Term
JPMORGAN MID
12/13/2021 Cap Gain FLMVX $41,897.10
CAP VALUE L
Reinvest
SCHWAB
Trade
Details
MONEY
MFS INSTL
Reinvest
12/09/2021 MIEIX INTERNATIONAL 241.899 $32.92 -$7,963.33
Shares
EQUITY
MFS INSTL
Reinvest
12/09/2021 MIEIX INTERNATIONAL 3.413 $32.92 -$112.34
Shares
EQUITY
2/10

Date Action Details Symbol Description* Quantity Price Fees&Comm Amount
Short Term MFS INSTL

12/09/2021 Cap Gain MIEIX INTERNATIONAL $112.34
Reinvest EQUITY
Long Term MFS INSTL

12/09/2021 Cap Gain MIEIX INTERNATIONAL $7,963.33
Reinvest EQUITY
MFS INSTL
Cash
12/09/2021 MIEIX INTERNATIONAL $4,963.07
Dividend
EQUITY
CIBC ATLAS
Journaled
12/09/2021 AWEIX DISCIPLINED 7,497 $32.91
Shares
EQUITY INSTL
T. ROWE PRICE
Reinvest SUMMIT
12/08/2021 PRSMX 3.963 $12.32 -$48.83
Shares MUNICIPAL INTM
INV
T. ROWE PRICE
Short Term
SUMMIT
12/08/2021 Cap Gain PRSMX $48.83
MUNICIPAL INTM
Reinvest
INV
SCHWAB
Trade
Details
MONEY
T. ROWE PRICE
Cash SUMMIT
11/30/2021 PRSMX $1,387.36
INV
COHEN&
Reinvest STEERS
11/30/2021 CPXIX $1,323.93
Dividend PREFERRED
SEC & INC I
COHEN&
Reinvest STEERS
11/30/2021 CPXIX 94.096 $14.07 -$1,323.93
Shares PREFERRED
---- SEC& INCi
T. ROWE PRICE
Reinvest
11/30/2021 RPIFX INSTL FLOATING $996.29
Dividend
RATE
T. ROWE PRICE
Reinvest
11/30/2021 RPIFX INSTL FLOATING 102.605 $9.71 -$996.29
Shares
RATE
SCHWAB
Trade
11/18/2021 Sell SWGXX GOVERNMENT 7,655.27 $1.00 $7,655.27
Details
MONEY
11/17/2021 Advisor Fee TO ADVISOR -$7,655.27

-----
11/16/2021 SCHWAB
Cash
as of SWGXX GOVERNMENT 43.09
Dividend
11/15/2021 MONEY
SCHWAB
Trade
Details
MONEY
VERSUS CAP
Cash REAL ASSETS
11/09/2021 VCRRX $1,286.51
Dividend FD LLC UNIT LTD
PARTN
Trade SCHWAB GOVT

11/01/2021 Buy SWGXX 1,444.65 $1.00 -$1,444.65
Details MONEY FUND
T. ROWE PRICE
Cash SUMMIT
10/29/2021 PRSMX $1,444.65
INV
COHEN&
Reinvest STEERS
10/29/2021 CPXIX $1,318.63
Dividend PREFERRED
SEC & INC I
COHEN&
Reinvest STEERS
10/29/2021 CPXIX 92.212 $14.30 -$1,318.63
Shares PREFERRED
SEC & INC I
3/10

T. ROWE PRICE
Reinvest
Dividend
RATE
T. ROWE PRICE
Reinvest
Shares
RATE
10/18/2021
Cash SCHWAB GOVT
as of SWGXX 2.81
Dividend MONEY FUND
10/15/2021
Trade SCHWAB GOVT

10/18/2021 Buy SWGXX 28,893.91 $1.00 -$28,893.91
Details MONEY FUND
J7NORMAL
10/15/2021 Journal $28,893.91
FR32202512
Trade SCHWAB GOVT

10/14/2021 Buy SWGXX 1,862.44 $1.00 -$1,862.44
Details MONEY FUND
VERSUS CAP
Cash MULTI-MANGR
10/13/2021 VCMIX $1,862.44
Dividend REAL ES SH BEN
INT I
Trade SCHWAB GOVT

10/01/2021 Buy SWGXX 1,395.77 $1.00 -$1,395.77
Details MONEY FUND
T. ROWE PRICE
Cash SUMMIT
09/30/2021 PRSMX $1,395.77
INV
COHEN&
Reinvest STEERS
09/30/2021 CPXIX $1,313.39
Dividend PREFERRED
SEC&INC I
COHEN&
Reinvest STEERS
09/30/2021 CPXIX 91.081 $14.42 -$1,313.39
Shares PREFERRED
SEC&INC I
T. ROWE PRICE
Reinvest
Shares
RATE
T. ROWE PRICE
Reinvest
Dividend
RATE
Trade SCHWAB GOVT

09/30/2021 Buy SWGXX 1,190.74 $1.00 -$1,190.74
Details MONEY FUND
CIBC ATLAS
Cash INCOME
09/29/2021
Dividend
AWIIX OPPORTUNITIES $1,190.74
INSTL
Trade SCHWAB GOVT

09/24/2021 Buy SWGXX 807.48 $1.00 -$807.48
Details MONEY FUND
VANGUARD
Cash
09/23/2021 VSMAX SMALL CAP $807.48
Dividend
INDEX ADM
Trade SCHWAB GOVT

09/20/2021 Buy SWGXX 2,253.46 $1.00 -$2,253.46
Details MONEY FUND
VANGUARD
Cash EMERGING
09/17/2021 VEMAX $2,253.46
Dividend MKTS STOCK
IDX ADM
09/16/2021
Cash SCHWAB GOVT
as of SWGXX 3.76
Dividend MONEY FUND
09/15/2021
Trade SCHWAB GOVT

09/10/2021 Buy SWGXX 125,000 $1.00 -$125,000.00
Details MONEY FUND
PIMCO
Reinvest COMMODITY
09/09/2021 PCRIX $6,497.66
Dividend REAL RET
STRAT INSTL
PIMCO
Reinvest COMMODITY
09/09/2021 PCRIX 1,053.105 $6.17 -$6,497.66
Shares REAL RET
STRAT INSTL
4/10

Funds Deposit FUNDS

09/09/2021 Received Details RECEIVED
$125,000.00
Trade SCHWAB GOVT

09/09/2021 Sell
Details
SWGXX
MONEY FUND
325,075 $1.00 $325,075.00
VERSUS CAP
Trade REAL ASSETS
09/08/2021 Buy
Details
VCRRX
FD LLC UNIT LTD
2,838.759 $26.42 $15.00 -$75,015.00
PARTN
VANGUARD
Trade EMERGING
09/08/2021 Buy
Details
VEMAX
MKTS STOCK
1,719.789 $43.61 $15.00 -$75,015.00
IDX ADM
VANGUARD
Trade
09/08/2021 Buy
Details
VSMAX SMALL CAP 695.41 $107.85 $15.00 -$75,015.00
INDEX ADM
VERSUS CAP
Trade MULTI-MANGR
09/08/2021 Buy
Details
VCMIX
REAL ES SH BEN
2,568.493 $29.20 $15.00 -$75,015.00
INT I
--
Trade JPMORGAN MID
09/08/2021 Buy
Details
FLMVX
CAP VALUE L
549.089 $45.53 $15.00 -$25,015.00
Trade SCHWAB GOVT

09/01/2021 Buy
Details
SWGXX
MONEY FUND
1,400.16 $1.00 -$1,400.16
T. ROWE PRICE
Cash SUMMIT
08/31/2021 Dividend
PRSMX
MUNICIPAL INTM $1,400.16
INV
COHEN&
Reinvest STEERS
08/31/2021 Dividend
CPXIX
PREFERRED $1,308.19
SEC&INC I
COHEN&
Reinvest STEERS
08/31/2021 Shares
CPXIX
PREFERRED
90.407 $14.47 -$1,308.19
SEC&INC I
T. ROWE PRICE
Reinvest
08/31/2021 Shares
RPIFX INSTL FLOATING 101.815 $9.75 -$992.70
RATE
08/31/2021 Reinvest .. RPIFX

T. ROWE PRICE
INSTL FLOATING $992.70
Dividend
RATE
08/17/2021 Cash SCHWAB GOVT

as of
Dividend
SWGXX
MONEY FUND
2.36
08/16/2021
Trade SCHWAB GOVT
08/12/2021 Buy
Details
SWGXX
MONEY FUND
727.49 $1.00 -$727.49
VERSUS CAP
Cash REAL ASSETS
08/11/2021 Dividend
VCRRX
FD LLC UNIT LTD $727.49
PARTN
Trade SCHWAB GOVT

08/11/2021 Buy
Details
SWGXX
MONEY FUND 295,659.48 $1.00 -$295,659.48

MATTHEWS
Trade
08/09/2021 Sell
Details
MIPTX PACIFIC TIGER 8,587.668 $35.30 $15.00 $303,129.68
INSTL
Trade SCHWAB GOVT

08/02/2021 Buy
Details
SWGXX
MONEY FUND
1,532.38 $1.00 -$1,532.38
T. ROWE PRICE
Cash SUMMIT
07/30/2021 Dividend
PRSMX
MUNICIPAL INTM $1,532.38
INV
T. ROWE PRICE
Reinvest
07/30/2021 Dividend
RPIFX INSTL FLOATING $1,025.04
RATE
T. ROWE PRICE
Reinvest
07/30/2021 Shares
RPIFX INSTL FLOATING 105.24 $9.74 -$1,025.04
RATE
5/10

COHEN &
Reinvest STEERS
07/30/2021 CPXIX $1,303.02
Dividend PREFERRED
SEC&INC I
COHEN &
Reinvest STEERS
07/30/2021 CPXIX 89.988 $14.48 -$1,303.02
Shares PREFERRED
SEC&INC I
07/16/2021
Cash SCHWAB GOVT
as of SWGXX 2.21
Dividend MONEY FUND
07/15/2021
Trade SCHWAB GOVT

07/15/2021 Buy SWGXX 1,055.49 $1.00 -$1,055.49
Details MONEY FUND
VERSUS CAP
Cash MULTI-MANGR
07/14/2021 VCMIX $1,055.49
INT I
Trade SCHWAB GOVT

07/01/2021 Buy SWGXX 1,342.88 $1.00 -$1,342.88
Details MONEY FUND
T. ROWE PRICE
Cash SUMMIT
06/30/2021 PRSMX $1,342.88
INV
COHEN&
Reinvest STEERS
06/30/2021 CPXIX $1,297.85
Dividend PREFERRED
SEC&INCi
COHEN&
Reinvest STEERS
06/30/2021 CPXIX 89.817 $14.45 -$1,297.85
Shares PREFERRED
SEC&INC I
T. ROWE PRICE
Reinvest
Shares
RATE
T. ROWE PRICE
Reinvest
Dividend
RATE
Trade SCHWAB GOVT

06/30/2021 Buy SWGXX 1,133.79 $1.00 -$1,133.79
Details MONEY FUND
CIBC ATLAS
Cash INCOME
06/29/2021
Dividend
AWIIX OPPORTUNITIES $1,133.79
INSTL
Trade SCHWAB GOVT

06/24/2021 Buy SWGXX 579.94 $1.00 -$579.94
Details MONEY FUND
VANGUARD
Cash
06/23/2021 VSMAX SMALL CAP $579.94
Dividend
INDEX ADM
Trade SCHWAB GOVT

06/21/2021 Sell SWGXX 329,097.61 $1.00 $329,097.61
Details MONEY FUND
VANGUARD
Trade
06/18/2021 Buy VSMAX SMALL CAP 954.745 $104.74 $15.00 -$100,015.00
Details
INDEX ADM
VERSUS CAP
Trade MULTI-MANGR
06/18/2021 Buy VCMIX 2,126.152 $28.22 $15.00 -$60,015.00
Details REAL ES SH BEN
INT I
T. ROWE PRICE
Trade SUMMIT
06/18/2021 Buy PRSMX 8,051.53 $12.42 -$100,000.00
Details MUNICIPAL INTM
INV
Trade JPMORGAN MID

06/18/2021 Buy FLMVX 1,612.532 $43.41 $15.00 -$70,015.00
Details CAP VALUE L
VANGUARD
Cash EMERGING
06/18/2021 VEMAX $947.39
Dividend MKTS STOCK
IDX ADM
Trade SCHWAB GOVT

06/16/2021 Buy SWGXX 500,000 $1.00 -$500,000.00
Details MONEY FUND
6/10

06/16/2021
Cash SCHWAB GOVT
as of SWGXX 0.29
Dividend MONEY FUND
06/15/2021
Funds Deposit FUNDS

06/15/2021 $500,000.00
Received Details RECEIVED
PIMCO
Reinvest COMMODITY
06/10/2021 PCRIX $709.63
Dividend REAL RET
STRATINSTL
PIMCO
Reinvest COMMODITY
06/10/2021 PCRIX 115.953 $6.12 -$709.63
Shares REAL RET
STRATINSTL
PIMCO
Reinvest COMMODITY
06/07/2021 PCRIX 9,759.234 $6.08 -$59,336.14
Shares REAL RET
STRATINSTL
PIMCO
Reinvest COMMODITY
06/07/2021 PCRIX $59,336.14
Dividend REAL RET
STRATINSTL
Trade SCHWAB GOVT

06/01/2021 Buy SWGXX 1,255.08 $1.00 -$1,255.08
Details MONEY FUND
T. ROWE PRICE
Cash SUMMIT
05/28/2021 PRSMX $1,255.08
INV
T. ROWE PRICE
Reinvest
Dividend
RATE
T. ROWE PRICE
Reinvest
Shares
RATE
COHEN&
Reinvest STEERS
05/28/2021 CPXIX $1,292.68
Dividend PREFERRED
SEC&INC I
COHEN&
Reinvest STEERS
05/28/2021 CPXIX 90.019 $14.36 -$1,292.68
Shares PREFERRED
SEC&INC I
Trade SCHWAB GOVT

05/26/2021 Sell SWGXX 6,415.76 $1.00 $6,415.76
Details MONEY FUND
05/18/2021
Cash SCHWAB GOVT
as of SWGXX 0.32
Dividend MONEY FUND
05/17/2021
Trade SCHWAB GOVT

05/13/2021 Buy SWGXX 727.49 $1.00 -$727.49
Details MONEY FUND
VERSUS CAP
Cash REAL ASSETS
05/12/2021 VCRRX $727.49
PARTN
Trade SCHWAB GOVT

05/03/2021 Buy SWGXX 1,395.28 $1.00 -$1,395.28
Details MONEY FUND
T. ROWE PRICE
Cash SUMMIT
04/30/2021 PRSMX $1,395.28
INV
T. ROWE PRICE
Reinvest
Shares
RATE
T. ROWE PRICE
Reinvest
Dividend
RATE
COHEN &
Reinvest STEERS
04/30/2021 CPXIX 89.785 $14.34 -$1,287.52
Shares PREFERRED
SEC& INC I
7/10

COHEN&
Reinvest STEERS
04/30/2021 CPXIX $1,287.52
Dividend PREFERRED
SEC&INC I
04/16/2021
Cash SCHWAB GOVT
as of SWGXX 0.31
Dividend MONEY FUND
04/15/2021
Trade SCHWAB GOVT

04/15/2021 Buy SWGXX 423.78 $1.00 -$423.78
Details MONEY FUND
VERSUS CAP
Cash MULTI-MANGR
04/14/2021 VCMIX $423.78
INT I
Trade SCHWAB GOVT

04/01/2021 Buy SWGXX 1,348.82 $1.00 -$1,348.82
Details MONEY FUND
COHEN&
Reinvest STEERS
03/31/2021 CPXIX 90.241 $14.21 -$1,282.33
Shares PREFERRED
SEC&INC I
T. ROWE PRICE
Cash SUMMIT
03/31/2021 PRSMX $1,348.82
INV
COHEN&
Reinvest STEERS
03/31/2021 CPXIX $1,282.33
Dividend PREFERRED
SEC&INC I
T. ROWE PRICE
Reinvest
Shares RATE
T. ROWE PRICE
Reinvest
Dividend
RATE
Trade SCHWAB GOVT

03/31/2021 Buy SWGXX 1,028.53 $1.00 -$1,028.53
Details MONEY FUND
CIBC ATLAS
Cash INCOME
03/30/2021 AWIIX $1,028.53
INSTL
Trade SCHWAB GOVT

03/25/2021 Buy SWGXX 330.64 $1.00 -$330.64
Details MONEY FUND
VANGUARD
Cash
03/24/2021 VSMAX SMALL CAP $330.64
Dividend
INDEX ADM
Trade SCHWAB GOVT

03/22/2021 Buy SWGXX 217.07 $1.00 -$217.07
Details MONEY FUND
VANGUARD
Cash EMERGING
03/19/2021 VEMAX $217.07
Dividend MKTS STOCK
--- IDX ADM
03/16/2021
Cash SCHWAB GOVT
as of SWGXX 0.27
Dividend MONEY FUND
03/15/2021
Trade SCHWAB GOVT

03/01/2021 Buy SWGXX 1,901.46 $1.00 -$1,901.46
Details MONEY FUND
T. ROWE PRICE
Cash SUMMIT
02/26/2021 PRSMX $1,258.61
INV
PIMCO
Cash INVESTMENT
02/26/2021 PIGIX $642.85
Dividend GRADE CREDIT
BOND INSTL
T. ROWE PRICE
Reinvest
Dividend
RATE
T. ROWE PRICE
Reinvest
Shares RATE
8/10

COHEN&
Reinvest STEERS -$1,277.15
02/2612021 CPXIX 90.004 $14.19
Shares PREFERRED
SEC&INC I
COHEN&
Reinvest STEERS $1,277.15
02/26/2021 CPXIX
Dividend PREFERRED
SEC&INC I
Trade SCHWAB GOVT

02/23/2021 Sell SWGXX 6,161.59 $1.00 $6,161.59
Details MONEY FUND
02/2212021 Advisor Fee TO ADVISOR -$6,161.59
Trade SCHWAB GOVT

02117/2021 Sell SWGXX 75,674.34 $1.00 $75,674.34
Details MONEY FUND
02/17/2021 SCHWAB GOVT

Cash 0.88
as of SWGXX
Dividend MONEY FUND
02/16/2021
PIMCO
Trade INVESTMENT
02/16/2021 Sell PIGIX 38,439.371 $11.04 $15.00 $424,355.66
Details GRADE CREDIT
BOND INSTL
T. ROWE PRICE
Trade 30,706.244 $15.00 -$300,015.00
02/16/2021 Buy RPIFX INSTL FLOATING $9.77
Details
RATE
CIBC ATLAS
Trade INCOME
02116/2021 Sell AWIIX 7,033.404 $14.22 $15.00 $100,000.00
Details OPPORTUNITIES
lNSTL
PIMCO
Trade COMMODITY
02116/2021 Buy PCRIX 45,941.807 $6.53 $15.00 -$300,015.00
Details REAL RET
STRAT INSTL
Trade SCHWAB GOVT

02/11/2021 Buy SWGXX 727.49 $1.00 -$727.49
Details MONEY FUND
VERSUS CAP
Cash REAL ASSETS
02/10/2021 VCRRX $727.49
PARTN
Trade SCHWAB GOVT

02/01/2021 Buy SWGXX 2,354.43 $1.00 -$2,354.43
Details MONEY FUND
T. ROWE PRICE
Cash SUMMIT
01/29/2021 PRSMX $1,267.76
INV
PIMCO
Cash INVESTMENT
01/29/2021 PIGIX $1,086.67
BOND INSTL
COHEN&
Reinvest STEERS
01/29/2021 CPXIX
PREFERRED
88.892 $14.31 -$1,272.04
Shares
SEC&INC I
COHEN&
Reinvest STEERS
01/29/2021 CPXIX $1,272.04
Dividend PREFERRED
SEC&INC I
Trade SCHWAB GOVT

01/26/2021 Buy SWGXX 3,690 $1.00 -$3,690.00
Details MONEY FUND
JOURNAL FRM
01/25/2021 Journal $3,690.00
29303053
01119/2021
Cash SCHWAB GOVT
as of SWGXX 0.45
Dividend MONEY FUND
01115/2021
Trade SCHWAB GOVT

01/14/2021 Buy
Details
SWGXX
MONEY FUND
408.64 $1.00 -$408.64
VERSUS CAP
Cash MULTI-MANGR
01/13/2021 VCMIX $408.64
INT I
Trade SCHWAB GOVT

0111212021 Buy SWGXX 3,640 $1.00 -$3,640.00
Details MONEY FUND
9/10

01/11/2021 Journal
JOURNALFRM $3,640.00
21399860
Trade SCHWAB GOVT

01/04/2021 Buy SWGXX 2,836.33 $1.00 -$2,836.33
Details MONEY FUND
Transactions Total -$1,325.39
•Transactions may include Bank Sweep deposit infom1ation. Bank Sweep deposits arc held at the FDIC-insured depository inslituuon(s) referenced on the Balances detail page, your account statcmcnt1- and disclosed in your
account documents. SIPC does not cover balances held in the Bank Sweep fealUre.
(0007-7604)
Brokerage Products: Not FDIC Insured • No Bank Guarantee • May Lose Value
Charles Schwab Bank, SSB and Charles Schwab Premier Bank, SSB (collectively, "Affiliated Banks") and Charles Schwab
& Co., Inc. ("Schwab") are separate but affiliated companies and subsidiaries of The Charles Schwab Corporation. Deposit
and lending products, including the Pledged Asset Line®, are offered by Charles Schwab Bank, SSB, Member FDIC and
Charles Schwab Premier Bank, SSB, Member FDIC. Investment products are offered by Charles Schwab & Co., Inc.,
Member SIPC , are not insured by the FDIC, are not deposits or obligations of the Affiliated Banks, and are subject to
investment risk, including the possible loss of principal invested. The Affiliated Banks are not acting or registered as
securities broker-dealers or investment advisors. Bank Sweep deposits are held at one or more FDIC-insured banks that
are affiliated with Charles Schwab & Co., Inc. ("Affiliated Banks"). Funds deposited at Affiliated Banks are insured, in
aggregate, up to $250,000 per Affiliated Bank, per depositor, for each account ownership category, by the Federal Deposit
Insurance Corporation (FDIC). Securities products and services (including unswept or intra-day cash. net credit or debit
balances, and money market funds) offered by Charles Schwab & Co., Inc. (member SIPC ) are not deposits or obligations
of the Affiliated Banks, are subject to investment risk, are not FDIC insured, may lose value, and are not Affiliated Bank
guaranteed. Charles Schwab & Co., Inc. and the Affiliated Banks are separate entities and are all affiliates of The Charles
Schwab Corporation. © 2022 Charles Schwab & Co., Inc. All rights reserved. Member SIPC .Unauthorized access is
prohibited. Usage will be monitored.
10/10

■
Schwab One® Trust Account of �D�I (}fl�.�,.vi
ANTHONY S FAUCI TTEE
ANTHONY S FAUCI REVOCABLE TR Account Number Statement Period
U/A OTO 03/19/2014 December 1-31, 2021
Visit www.schwab.comfStatementUserGuide for more information.
CIBC PRIVATE WEAL TH ADVRS, INC
1 (202) 783-4144
Table of Contents �--- Page
Terms and Conditions .................................................................................................. 2
Change in Account Value............................................................................................. 3
Asset Composition ........................................................................................................3
Income Summary........................................................................................................ .4
Money Market Fund (Sweep) Detail............................................................................ 12
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PRIVATE WEALTH
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MANAGEMENT
<( <(:::,
Your lnoepe:n<lent lnveolm4nt A(lvi$Of i$ not affdiated with 0< an agent of

Schwab and Schwab does not supe,v,se Of endone your Advisor,
Page 1 of 12
12/31•00000-TTCJ0906-145719 ·1.2

■
ANTHONY S FAUCI REVOCABLE TR
U/A DTD 03/19/2014

Co.. Inc. ("Schwab") for your Account at Schwab ("Account"). Unless
Securi1ies purchased on margin are Schwab's collateral for the loan
in trading securities on margin. These risks include:
December 1-31, 2021
balances held in brokerage accounts are not deposits or other
otherwise defined herein, capitalized terms have the same meanings as • You can lose more funds than you deposit in the margin account. obligations of, or guaranteed by, any bank, ue not FDIC insured. and
in your Account Agreement. If you receive any other communication • Schwab can force the sale of securities or other assets in any of are subject 10 investment risk and may lose value. SlPC does not cover
from any source other than Schwab which purpons to represent your your account(s) to maintain the required account equity without balances held at banks affiliated with Schwab in the Bank Sweep
you should verify its content with this statement. • You are not entitled to choose wh.ich assets arc liquidated nor arc Feature Disclosure Statement for more infonualion on msurance coverage.
AIP (Automatic Investment Plan) Customers: Schwab receives you entitled 10 an extension of time on a margin call. Yield to Maturity: This is the actual average annual return
remuneration in connection with certain transactions effected through • Schwab can increase both its "house• maintenance margin on a note if held to maturity.
Schwab. If you partici ratc in a systematic investment program through requirements and the maintenance margin requirements for your Gain (or Loss): Unrealized Gain or (Loss) and Re.ilized Gain or
Schwab. the additiona information normally detailed on a trade Account at a_11y time without advance written notice to you. (Loss) sections ("Gain/Loss Section(s}") contain a gain or a loss summary
confirmation will be provided upon request. Market Price: The most recent price evaluation available to Schwab of your Account. This information has been provided on this statement
Average Daily Balance: Average daily composite of all cash balances on the last business day of the repon period, normally the last trade at the request of your Advisor. if applicable. This information is not a
that earn interest and all loans from Schwab that arc charged interest. price or bid as of market close. Unpriced securities denote that no solicitation or a recommendation to buy or sell. Schwab does not
Bank Sweep and Bank Sweep for Benefit Plans Features: Schwab acts market evaluation update is currently available. Price evaluations are provide tax advice and encourages you to consult wllb your tax
as your agent and custodian in establishing and maintaining your obtained from outside panics. Schwab shall have no responsibility for professional. Please view the Cost Basis Disclosure Statement for
Deposit Account(s) as a feature of)'our brokerage account(s). Deposit the accuracy or timeliness of any such valuations. Pricing of assets not additional information on how gain (or loss) ls calculated and how
accounts held through bank sweep features constitute direct obli&.ations of held at Schwab is for informational purposes only. Some securities, Schwab reports adjusted cost basis information to ttie IRS.
one of more FDIC insured banks("Affiliated Banks") that arc affiliated especially thinly traded equities in tne OTC marl<ct or foreign markets, Accrued Income: Accrued Income is the sum of the to1al accrued
with Schwab and are not obligations of Schwab. Funds swept to Affiliated may not re()Ort the most current price and are indicated as Stale Priced. interest and/or accrued dividends on positions held in your Account,
Banks are eligible for de_posit insurance from the FDIC up to the For Limite<I Partnerships and Real Estate Investment Trust (REIT) but the interest and/or dividends have not been received into your
applicable limits for each bank for funds held in the same insurable securities, you may see that the value reflected on your monthly account. Schwab makes no representation that the amounts shown (or an)'
capacity. The balance in 1he Deposit Accounts can be withdrawn on your account statement for this security is unpriced. NASD mies req_uire other amount) will be received. Accrued amounts are not covered by SIPC
order and the proceeds returned to your brokerage account or remit1ed 10 that certain Limited PartnershiQs (direct participation programs) and account �rotection until actual!J received and held in the Account.
you as provided in your Account Agreement. For information on FDIC Real Estate Investment Trust (REIT) securities. that have not been IN CASE OF ERRORS OR DISCREPANCIES: If you find an
insurance and its limits, as well as other important disclosures about the priced within 18 months. must show as unpriced on customer statements. error or discrepancy relating to your brokerage activity(other than
bank sweep fcaturc(s) in :your account, please refer to the Cash Features Note that these securities arc generally illiquid, the value of an electronic fund transfer) you must notify 11s promptly, but no later
Disclosure Statement available onlinc or from a Schwab representative. the securities will be different than its purchase price, and, if than 10 days after this statement is sent or made available to you. If
Cash: Any Free Credit Balance owed by us to you payable upon applicable, that accurate valuation information may not be available. this statement shows that we have malled or delivered security
demand which, although accounted for on our books of rccor<I, is not Markel Value: The Market Value is computed by multiplying certificate(s) that you have not received, notify Schwab Immediately.
seiregated and may be used in the conduct of this firm's business. the Market Price by the Quantity of Shares. This 1s the dollar value of You may call us at 800-43>4000. (Outside the U.S., call
Dividend Reinvestment Customers: Dividend reinvestment your present holdings in your specified Schwab Account or a summary +l-415-667-8400.) If you're a client of an independent Investment
transactions were effected by Schwab acting as a principal for its own of the Markel Value summed over multiple accounts. advisor, call us at 800-S IS-2157. Any oral communications
account, except for the reinvestment of Schwab dividends, for which an Non-Publicly Traded Securities: All assets shown on this statement, should be re...:onfirmed In writinj! to further protect your rights,
independent broker-dealer acted as the buying agent. Further information other than certain direct investments which may be held by a third lncludi.ng rights under the Secuntles Investor Protection Act
on tliese transactions will be furnished upon written request. party, are held in your Account. Values of certain Non-Public! )' (SIPA). rr you do not so notify us, you agree that the statement
Interest: For the Schwab One Interest, Bank Sweep. and Bank Sweep for Traded Sccwitics may be furnished by a third pany as providci:I activity and Account balance are correct for all purposes with
Benefit Plans features, interest is paid for a period that may differ from by Schwab's Account Agreement. Schwab shall have no responsibility respect to those brokerage transactioM.
statement by Schwab or one or more of its Affihated Banks. These Investor Protection Corporation (SIPC) does not cover many limited your Schwab statement. products or services. please write to the Client
balances do not include interest that ma_y have accrued during the partnership interests. Advocacy Team at Charles Schwab & Co., Inc., Attention: Client
Statement Period after interest is paid. The interest paid may include Schwab Sweep Money Funds: Includes the primary money market Advocacy Team. 211 Main St., San Francisco, CA 94105, USA,
interest that accrued in the prior Statement Period. For the Schwab One funds into which Free Credit Balances may be automatically invested or call Schwab Signatu.re Alliance at 800-515-2157.
Interest feature, interest accrues daily from the second-to-last business pwsuant to your Account Agreement. Schwab or an affiliate acts and Address Changes: If you fail to notify Schwab in writing of anx change
day of the prior month and is posted on the second-to-last business day receives compensation as the Investment Advisor. Transfer Agent, of address or plione number, you may not receive important not1ficatio11s
of the current month. For the bank sweep feature(s), interest accrues Shareholder Service Agent and Distributor for the Schwab Sweep about your Account, and trading or other restrictions might be placed on
dailv from the 16th day of the prior month and is credited/posted Money Funds. The amount of such com)?Cllsation is disclosed in the your Account.
on the first business day after the 15th of the current month. prospectus. The yield information for Schwab Sweep Money Funds Additional Information:
If, on any given da:t1 the interest that Schwab calculates for the Free ,s the current 7-day yield as of the statement �riod. Yields vary. We are required by law to report to the Internal Revenue Service
Credit Balances in me Schwab One Interest feature in your brokerage If on any given day, the accrued daily dividend for your selected adjusted cost basis infonnation (if applicable), certain payments
account is less than $.005, you will not accrue an y interest on that sweep money fund as calculated for your account is less than ½ of I to you and credits to your Account during the calendar year.
day. For balances held at banks affiliated with Schwab in the cent (S0.005)_. your account will not earn a dividend for that day. Retain this statement for income tax purposes. A financial statement
Bank Sweep and Bank Sweep for Benefit Plans features. interest will In addition, 1f you do not accrue at least I daily dividend ofS0.01 for your inspection is available at Schwab's offices or a copy will
accrue even if the amount is less than $.005. during a pay (?triod, you will not receive a money market dividend be mai!ed to yqu upon written request. �ny third ,party trademarks
Margin Account Customers: This is a combined statement of your for that penoii. Schwab and the Schwab Sweep Money Funds appeanng herein are the property of their respective owners.
margin account and sp_ccial mcmorandwn account maintained for you investment advisor may be voluntarily reducing a ponion of a Schwab Schwab and Charles Schwab Bank arc affiliates of each other
of the Federal Reserve System. The P.ennancnt record oflhc separate would have been lower. IQ 2016 Charles Schwab & Co., Inc. ("Schwab"). All rights reserved.
(0221-l l?W)
Page 2 of 12

■
U/A OTO 03/19/2014
This Period Year to Date Account Value [i n Thousand s)

December 1-31, 2021
Account Value as of 12/31/2021 :$ 7,014,197.41
Starting Value $6,565,795.27 $5,295,898.92

s· 291 41 ·
I
1
76��8��::
7500
:::g��;� ::::::::::::::::::::::::::::::::::�::�::::�::::::::::::::::::::::.::::::::::::::::::: .• �:�� :::::::::::::::::::::: ··&��
...Transfer of Securities (ln/OutL. .....- ..·······-······················ 246, 726.2 7...........................246, 726.2 7..
6250
... Inco me. Re i nvested ............................................................ .(2 59,675 .91). ...................... (34 9, 988.38)_
5000
...Change in .Value of _Invest ment s ...................................... 169, 934. 72........................... 773,843.34 ..

3750
2500
Ending Value on 12/31/2021 $7,014,197.41 $7,014,197.41
I I
1250
Total Change in Account Value $448,402.14 $1,718,298.49 0
3/21 6/21 9121 12/21
Asset Comf)OSition Market Value % of Account Assets Overv iew

Cash and Money Market Funds
�i�J�J�
Total Assets Long
: � : : tl�&M!:�i $7,014,197.41
ll� �
I Total Account Value $7,014, 197.41 100% I ■
s% cash, MMFs
(Sweep]
■ 17% Bond Funds
0 78% Equity Funds
tiiiII PRIVATE WEALTH

MANAGEMENT
,_
Your Independent ln,estment A<Msor Is not affiliated wllh or a_n agent of
Schwab and Schwab does not super,,ose or endorse your AdY,sor.
Page 3 of12

■
U/A OTD 03/19/2014
Short Term ---------

Account Number
Long Term
-----------------
Statement Period
December 1-31, 2021
All Investments $0.00 $0.00 $ 1,6 21 ,496.24

Values may not reflect all of your gains/losses; Schwab hes provided aCCt.Jrate gain and loss information wherever possible for most investments. Cost basis may be incomplete or unavailable for some of
your holdings and may change or be adjusted in certain cases. Statement information should not be used for tax preparation, instead refer to official tax documents. For acfditiOnal information refer to
Income Summary ______ Federally Tax-Exempt 1

___ Federally Taxable Federally Tax-Exempt1 _ _ Federally Taxable
Money Funds Dividends 0. 00 11 .24 0.0 0 67.99
CEish Dividends 1 ,50 9.83 33,425.20 16 ,5 38.58 141,11 8.8 1

. .
Total Capital Gains Distributions 0.00 256 ,4 70.79 0 .00 256,470.79
(±ital Income 1,509.83 289,907.23 16,538.58 397,657.59 l
1Certain income in this category may qualify for state tax exemption; consult your tax advisor.
Cash Transactions Summary

I Starting Cash•
--==============================================:...::::==============---=====---
$342,786.03 $104,�6.21
Deposits and other Cash Credits 0 .00 66 1 ,223.91
.............. . ................._ .. ,.,u,, ..•••••••••••
Invest ments Sold 0 . 00 827,485 .34

Dividends and I nterest 291,4 17.06 414, 1 96.17
•••••••••••••••••••••••••o••••••••••••••••••••••••••• .. •••• .. ••••••••••••••••••••••••••••••••o•-•••• ••••••••-••••••••••••••• .. •••.. ,.••••••••••••••••••.... •.. ••••••••••••••-••••••••.. •••••••••-•••••••••••••-••••••••••••• ..•••..•••••••.. •• ..••••-.. •••.. •••.. ••• .. ••••••••••••••••••••-•-•••••••••••••••••••-••••••••••••••••
Withdrawals and other Debits 0 .00 0.00

•••• .. ••• ....••••••.. ••• .. ••••.. ••••..• ..•••••••••••• .. ••••••• .. ••••••••.............. •••••••••.. •••••••••••••••••.. ••••-•••••••••.. •• .......... -•.. •••••••••••••••••••••••••••••••••••••••••• .. •••.. •..•••• .. ••••••-•••-•••-••••-•••••..•••••••-••••••••••••••••••••u•••••••••o•••••••••••••••••••••-••••• .... ••••••-•••••••••••••
Invest ments. Purchased····························································································-············································································ (259,66 4.67) ·············--··••·••···-············· .................... (1 ,605,070.39) .. .

Fees and Charges 0.0 0 {27,70 2.82)
Total Cash Transaction Detall 31,752.39 270,132.21
I Ending Cash• $374,538.42

- ···
$374,538.421
Please see "Endnotes for Your Account· section for an explanation of the endnote codes and symbols on this statement. Page4of 12

U/A DTD 03/19/2014
Investment Detail - Cash and Money Market Funds [Sweep]

- -=
December 1-31, 2021
% of Account
Cash Starting Balance
- Ending Balance
- Assets
--
1,387.36 1,510.94
-
<1%
-
Cash
Total Cash 1,387.36 1,510.94 <1%
% of Account
Money Market Funds [Sweep) Quantity -- Market Price
-- Market Value
- Assets
-
SCHWAB GOVERNMENT MONEY: SWGXX. 373,027.4800 1.0000 373,027.48 5%
-
Total Money Market Funds [Sweep] 373,027.48 5%
Total Cash and Money Market Funds [Sweep] 374,538.42 5%
-
-
%of
Unrealized
--
Market Market Account
Bond Funds Quantity - --Price
-- Value
- Cost Basis - Gain or (Loss) Assets
T. ROWE PRICE INSTL FLOA 0 31,781.4300 9.75000 309,868.94 310,501.45 (632.51) 4%
TING RATE
SYMBOL: RPIFX
T. ROWE PRICE SUMMIT MUN 69,761.4410 12.32000 859,460.95 823,091.18 36,369.77 12%
ICIPAL INTM INV
SYMBOL: PRSMX
Total Bond Funds 101,542.8710 1,169,329.89
- 1,133,592.63
--
35,737.26 17%
Please see "Endnotes for Your Account" section for an explanation of the endnote codes and symbols on this statement. Page 5 of 12

■
U/A DTD 03/19/2014
�
Market Market
December 1-31, 2021
Unrealized
%of
Account
Equity Funds Quantity Price Value Cost Basis Gain or (Loss)
-- Assets
CIBC ATLAS DISCIPLINED E 84,056.0120 30.96000 2,602,374.13 1,423,935.43 1,178,438.70 37%
QUITY INSTL
SYMBOL: AWEIX
CIBC ATLAS INCOME OPPORT 17,623.8490 16.04000 282,686.54 182,932.37 99,754.17 4%
UNITIES INSTL
SYMBOL: AWIIX
CIBC ATLAS MID CAP EQUIT 16,326.2880 21.79000 355,749.82 222,689.76 133,060.06 5%
Y INSTITUTIONAL
SYMBOL: AWMIX
COHEN & STEERS PREFERRED 0 23,353.9560 14.11000 329,524.32 323,039.86 6,484.46 5%
SEC& INC I
SYMBOL: CPXIX
JPMORGAN MID CAP VALUE L 8,776.8360 41.61000 365,204.15 326,307.44 38,896.71 5%
SYMBOL: FLMVX
MFS INSTL INTERNATIONAL 7,460.4360 33.45000 249,551.58 208,560.72 40,990.86 4%
EQUITY
SYMBOL: MIEIX
PIMCO COMMODITY REAL RET 57,074.0470 6.35000 362,420.20 367,859.62 (5,439.42) 5%
STRAT INSTL
SYMBOL: PCRIX
VANGUARD EMERGING MKTS S 5,862.2910 41.00000 240,353.93 225,030.00 15,323.93 3%
TOCKIDX ADM
SYMBOL: VEMAX
VANGUARD SMALL CAP INDEX 2,875.6450 108.37000 311,633.65 260,045.00 51,588.65 4%
ADM
SYMBOL: VSMAX
Please see "Endnotes for Your Account• section for an explanation of the endnote codes and symbols on this statement Page6of 12

■
U/A OTO 03/19/2014
=-
December 1·31, 2021
Unrealized
%of
-
Market Market Account
VERSUS CAP MULTI-MANGR R 6,208.1300 30.35000 188,416.75 175,642.56 12,774.19 3%
EAL ES SH BEN INT I
SYMBOL: VCMIX
VERSUS CAP REAL ASSETS F 6,771.1220 26.94000 182,414.03 168,527.36 13,886.67 3%
D LLC UNIT LTD PARTN
SYMBOL: VCRRX
-
-
Total Equity Funds 236,388.6120
-
5,470,329.10 3,884,570.12
--
1,585,758.98 78%
Total Mutual Funds 337,931.4830 6,639,658.99 5,018,162.75 1,621,496.24 95%
Estimated Annual Income ('EAi") and Estimated Yield ("EYj calculations are for infonnational purposes only and are derived from information provided by outside parties. Schwab cannot guarantee the
might be lower or higher than the estimated amounts. EYis based upon EAi and the current price of the security and will nuctuate. For certain types of securities, the calculations could include a retum of
principal or capital gains in which case EAi and EY would be overstated. EY and EAi are not promptly updated to renect when an issuer has missed a regular payment or announced changes to future
payments, in which case EAi and EY will continue to display al a prior rate.


■
Bond Funds Activity

U/A OTO 03/19/2014
December 1-31, 2021
Charges and
Settle Date Trade DateTransaction Description _______ _ Quantity Unit Price Interest Total Amount
12/08/21 12/08/21 Reinvested Shares T. ROWE PRICE SUMMIT MUN 3.9630 12.3200 0.00 (48.83)
ICIPAL INTM INV: PRSMX
... .................
12/31/21 12/31/21 Reinvested Shares T. ROWE PRICE INSTL FLOA 107.7840 9.7500 0.00 (1,050.89)
TING RATE: RPIFX
Total Bond Funds Activity (1,099.72)

Charges and
Settle Date Trade DateTransaction Description _____ Quantity __ Unit Price Interest Total Amount
_
12/09/21 12/09/21 Reinvested Shares MFS INSTL INTERNATIONAL 3.4130 32.9200 0.00 (112.34)
EQUITY: MIEIX
···•··.... HOU·H••·····••········•••··-••0 .�0000.0o00000o000.000,00.00····················•····•············•·•···· ·••·········••••······•••••··••••••H•••·•·••·•••··••··•·•·•·•··•·····•••···•··•·······.......................................,

♦
12/09/21 12/09/21 Reinvested Shares MFS INSTL INTERNATIONAL 241.8990 32.9200 0.00 (7, 963.33)
EQUITY: MIEIX
12/13/21 12/13/21 Reinvested Shares JPMORGAN MID CAP VALUE L: FLMVX 81.2870 40.6500 0.00 ( 3,304.33 )
.......... ....
, .... ···························••·••·••·••.. ·····••-•···············••· ............... ........... .. ,,,,, ••- ,.,, ... .... ..,,.,,...
.
12/13/21 12/13/21 Reinvested Shares JPMORGAN MID CAP VALUE L: FLMVX 1,030.6790 40.6500 0.00 (41,897.10)
Please see "Endnotes for Your Account" section for an explanation of the endnote codes and symbols on this statement Page8 of 12

■
Transaction Detail - Purchases & Sales (continued)

U/A OTO 03/19/2014
Charges and
12/16/21 12/16/21 Reinvested Shares COHEN & STEERS PREFERRED 86.5730 14.0200 0.00 (1,213.75)
SEC & INC I: CPXIX
........··•••••••••Ho••••••••••••••••••·••• ••••••••••••••••••····•··••·••·••••.. •••••••••••.. o •••••••••••-·••••-••••••••••••·••..•••••••••••··•··•· •·•--•.. o• ..••••••.. �•HOOOH•••.. ••••••••·•••••••••••-··••••·•• ..••••••••••·•· ·········•····· ..HO>OO-•••·•..••••••.. •-••·•·•••.. •..•••·••H•••••••••••••••••.. ••••••_0000-_,0000.. 0000
SEC & INC I: CPXIX
... ••••••••••••••••••••••••••••••••••••••••••••-•••••• •• •••• •••••••••••--••••••••--••••..••••••••• ••••--••••••••••••••••••••--•••••oo• .. •••o0••• •••••••--••• •••••• •••• ••••••••••-- •••••--••••••• ••••--••••••--•••••••••--•••••--•••--••• ..•• •••••••.......... ,.••••• ••••••0000•••••00000000• •--••• • ••• •• ••• ..•••••••••- •uoo••••--• --•••oo
12/22/21 12/22/21 Reinvested Shares CIBC ATLAS DISCIPLINED E 24.5980 30.7600 0.00 (756.63)
QUITY INSTL: AWEIX
........................................................
12/22/21 12/22/21 Reinvested Shares CIBC ATLAS DISCIPLINED E 5,216.2520 30.7600 0.00 (160,451.91)
QUITY INSTL: AWEIX
........................................................
12/22/21 12/22/21 Reinvested Shares CIBC ATLAS INCOME OPPORT 366.7140 15.9200 0.00 (5,838.09)
- -
...................................................................................................... _................................................·-·····................... ............................... ..............� .............................................................................................................
12/22/21 12/22/21 Reinvested Shares CIBC ATLAS MIO CAP EQUIT 1,570.7550 21.4200 0.00 (33,645.57)
Y INSTITUTIONAL: AWMIX
Please see "Endnotes for Your Account" section for an explanation of the endnote codes and symbols on this statement. Page9of 12

U/A DTD 03/19/2014

December 1-31, 2021
Charges and
12/28/21 12/28/21 Reinvested Shares PIMCO COMMODITY REAL RET 203.9480 6.3800 0.00 (1,301.19)
STRAT INSTL: PCRIX
[Total Purchases & Sales

- (259,664.67) l
Transaction Detail - Transfers
Settle Trade
Date Date Transaction Description Quantity Unit Price Total Amount
-----
12/09/21 12/09/21 Journaled Shares CIBC ATLAS DISCIPLINED EQUITY INSTL: 7,497.0000 32.9100 246,726.27
AWEIX
( Total Transfers 246,726.271
Transaction Detail - Dividends & Interest (including Money Market Fund dividends reinvested)
Transaction Process
Date Date Activity Description Credit/(Debit)
12/08/21 12/08/21 Sttm Cap Gn Rein T. ROWE PRICE SUMMIT MUN: PRSMX 48.83
12/09/21 12/09/21 Cash Dividend MFS INSTL INTERNATIONAL: MIEIX 4,963.07
·················
..................................
12/09/21 12/09/21 LT Cap Gain Rein MFS INSTL INTERNATIONAL: MIEIX 7,963.33
12/09/21 12/09/21 Sttm Cap Gn Rein MFS INSTL INTERNATIONAL: MIEIX 112.34
.................
12/13/21 12/13/21 LT Cap Gain Rein JPMORGAN MID CAP VALUE L: FLMVX 41,897.10
12/13/21 12/13/21 Sttm Cap Gn Rein JPMORGAN MID CAP VALUE L: FLMVX 3,304.33

U/A OTO 03/19/2014
Transaction Detail • Dividends & Interest (including Money Market Fund dividends reinvested) ( continued)
Transaction
Date
Process
Date Activity Description
December 1-31, 2021
Credit/(Debit)
12/16/21 12/16/21 LT Cap Gain Rein COHEN & STEERS PREFERRED: CPXIX 2, 080.71
12/16/21 12/16/21 Div For Reinvest COHEN & STEERS PREFERRED: CPXIX 1,213.7 5
OoohOHOOOO,oOO
12/17/21 12/17/21 Cash Dividend VANGUARD EMERGING MKTS S: VEMAX 2,27 9.26
12/20/21 12/20/21 Cash Dividend JPMORGAN MID CAP VALUE L: FLMVX 2,9 39.19
12/22/21 12/22/21 Sttm Cap Gn Rein CIBC ATLAS DISCIPLINED E: AWEIX 756.63
12/22/21 12/22/21 LT Cap Gain Rein CIBC ATLAS DISCIPLINED E: AWEIX 160,451. 91
12/22/21 12/2.2/21 LT Cap Gain Rein CIBC ATLAS INCOME OPPORT: AWIIX
·································································-······· ...................
5 ,838.09
12/22/21 12/22/21 LT Cap Gain Rein CIBC ATLAS MID CAP EQUIT: AWMIX 33,64 5.57
12/23/21 12/23/21 Cash Dividend VANGUARD SMALL CAP INDEX: VSMAX 1 , 502.5 2
................................................... ,........................................ .
12/28/21 12/28/21 Div For Reinvest PIMCO COMMODITY REAL RET: PCRIX 1 ,30 1.19
12/28/21 12/28/21 LT Cap Gain VERSUS CAP MULTI-MANGR R: VCMIX 4, 59 4.02

12/30/21 12/30/21 Cash Dividend CIBC ATLAS DISCIPLINED E: AWEIX 12, 591. 59
······································································ ..........................-.......................-....... �.................................................................................................................................................................
12/30/21 12/30/21 Cash Dividend CIBC ATLAS INCOME OPPORT: AWIIX 1,360.56
12/31/21 12/31/21 Short Term Cap Gn SCHWAB GOVERNMENT MONEY: SWGXX 1.0 5
........ ···-··--·�--······••·••............ ..................................................................··--···-·· ····---·· ......
12/31/21 12/31/21 LT Cap Gain SCHWAB GOVERNMENT MONEY: SWGXX 0.06
12/31/21 12/31/21 Dividend SCHWAB GOVERNMENT MONEY: SWGXX 11.24
12/31/21 12i31/21 Div For Reinvest T. ROWE PRICE INSTL FLOA: RPIFX 1,0 50.89
12/31/21 12/31/21 Cash Dividend T. ROWE PRICE SUMMIT MUN: PRSMX 1 ,509 .83
! Total Dividen!-'6 & Interest 291,417 .06
�tat Transaction Detail 278,478.66]
Please see "Endnotes for Your Account" section for an explanation of the endnote codes and symbols on this statement Page 11 of 12

■ -
Money Market Fund (Sweep) Detail
SCHWAB GOVERNMENT MONEY Activity
--
U/A DTD 03/19/2014 - Account Number Statement Period
December 1-31, 2021
Settle Date Transaction Quantity Unit Price Purchase/Debit Sale/Credit
Opening# of Shares: 341,398.6700

12/01/21 Purchased 1,387.3600 1.0000 1,387.36
••••••-• .. •••• .. ••••••••••••.. •••••..u••••••••••••••••••••••••••••••••••••••u•••••••••••••••••-•-••••••••••••••••••••••••-••-•••••••••••••••••••••••••••••••-•••••••••••••••••••••••• •••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••• •••••••• ••••••••••••••••••• ••• •••
12/10/21 Purchased 4,963.0700 ..........._........ 1.0000 4,963.07

-..._................................................................................................
......................................................·-···· ··-················-································..······............................................................-··-············..····.....
12/20/21 Purchased 2,279.2600 1.0000 2,279.26
••••••••••·•••••••••••• ..•••••••••••••••••• ....••••••••••••••••••••••••••••••••••• ..•••••••• .. ••••••••••••••••••••••••••••• ..••••..•••• ..••••••••••••••••••••••••••• .. •••• .. ••••••••••••••• .. ••••.. ••••••••••••••••••••• ..••• . ..•u•••••••••H••••••• ..•••..••• .. •••••••••.. •••#••••••..••••••••••••.... ••••••••••••••• ..·•••••••••-•••,... .,••
12/21/21 Purchased 2,939.1900 1.0000
-... · ..············---············ 2,939.19
...................... -....................................................
................................-....................... . ............................................................................................................................................-.........................
12/27 /21 Purchased 1,502.5200 1.0000 1,502.52
...•• ..•-•...... •-.....oo•Oo ••••••..•. •••• •••oO ......... 0•00 ...... •·•••• •·••. .••••••• _, •..... •••• ••• • • ...•••--••• •-• •---♦ • •• •--•·•••••..•• ••••.••••· ••......•· ••·• ........ 0 ........... • 0, •••0 0, ••· ··•••·· ...•00•••• ...··• .... ••--••0 ••oo·ooo .. •••••• •••·- -••••••·•••• ••·•H·••• .. ,.,_ .......•
12/29/21 Purchased 4,594.0200 1.0000 4,594.02

••••• ..•••••••••.... ••••••••.. •••..••-- .. •• ....•••• .... ••••..••-•••••••••• .. •••-•••• .. ••..•• .. •• ........ ••••••••••.. •••..••••••••••••••••••••• ..•••• .... •..••••••••••• .. •••••••••••••••..•••• ..• .. ••••• .......... ••••••"••.. •••.. •••••••••• .............. ••••••••• .. ••••••••••..•u ..•••
12/31/21 Purchased 13,952.1500 1.0000 13,952.15

....................................................... H ............... •••-..••••••••• ..••---••••••••• .. •••• .. ••••�•••••••·•-•··--···· .. •··•••..•••• .. •••••••••••••• ..• .. • ..•••••••....• . .•••• .. •••oo••••••••••......................- •• •• .. •••••••••-••••oo ..•..•••••oo"oo"..•••••00••oo••--•••OO••--------•••o0••"•••••----•--•--•
12/31/21 Dividend 11.2400 1.0000

......................................... . 11.24
.................................................................................................... ..........................._........·••·••·········--·-····· .................................. ···�············--·····--···
Closing# of Shares: 373,027.4800
Total SCHWAB GOVERNMENT MONEY Activity 31,628.81
Total Money Market Fund (Sweep) 31,628.81

SCHWAB GOVT MMF Average Yield For The Most Recent Pay Period: 0.03%; 7-Day Yield: 0.01%.

Charles Schwab Investment Advisory, Inc. ("CSIA"), Schwab Private Client Investment Advisory, Inc. ("SPCIA"), or an affiliated company that may act as the investment advisor
Please see "Endnotes for Your Account" section for an explanation of the endnote codes and symbols on this statement Page 12 of 12

Accounts > History

��-IR��
--r
■
Transactions From 01/01/2021 To 12/31/2021 �ltfnd.,,
CIBC PRIVATE WEALTH ADVRS, IN
�Od\.l PRIVATE WEALTH
MANAGEMENT

VANGUARD
Cash INTERM-TERM
12/31/2021 VFIDX $99.88
Dividend INVESTMENT-
GRDEADM
PIMCO
Cash INVESTMENT
12/31/2021 PIGIX $76.33
BOND INSTL
VANGUARD
Cash INTERM-TERM
12/31/2021 VFIDX $100.82
GRDEADM
T. ROWE PRICE
Reinvest
Dividend
RATE
T. ROWE PRICE
Reinvest
Shares
RATE
CIBCATLAS
Reinvest
12/30/2021 AWEIX DISCIPLINED $1,150.00
Dividend EQUITY INSTL
CIBCATLAS
Reinvest
12/30/2021 AWEIX DISCIPLINED 37.097 $31.00 -$1,150.00
Shares
EQUITY INSTL
CIBCATLAS
Cash INCOME
12/30/2021 AWIIX $174.73
INSTL
VANGUARD
Long Term
INTERM-TERM
12/29/2021 Cap Gain VFIDX $497.86
INVESTMENT-
Reinvest
GRDEADM
VANGUARD
Reinvest INTERM-TERM
12/29/2021 VFIDX 50.188 $9.92 -$497.86
Shares INVESTMENT-
GRDEADM
PIMCO
Reinvest COMMODITY
12/28/2021 PCRIX $151.81
Dividend REAL RET
STRATINSTL
PIMCO
Cash INVESTMENT
12/28/2021 PIGIX $30.87
BOND INSTL
PIMCO
Reinvest COMMODITY
12/28/2021 PCRIX 23.795 $6.38 -$151.81
Shares REAL RET
STRATINSTL
VANGUARD
Cash
12/23/2021 VSMAX SMAL L CAP $145.34
Dividend INDEX ADM
L ong Term CIBC ATLAS MID

Reinvest INSTITUTIONAL
1/7

Data Action Details Symbol Description• Quantity Price Faas&Comm Amount
CIBC ATLAS
Long Term
INCOME
12/22/2021 Cap Gain AWIIX $749.74
OPPORTUNITIES
Reinvest
INSTL
CIBC ATLAS
Reinvest INCOME
12/22/2021 AWIIX 47.094 $15.92 -$749.74
INSTL
Short Term EDGEWOOD

12/22/2021 EGFIX $248.01
Cap Gain GROWTH INSTL
Long Term EDGEWOOD

12/22/2021 EGFIX $2,725.23
Cap Gain GROWTH INSTL
CIBC ATLAS
Reinvest
Shares
EQUITY INSTL
CIBC ATLAS
Reinvest
Shares
EQUITY INSTL
CIBC ATLAS MID

Reinvest
12/22/2021 AWMIX CAP EQUITY 235.017 $21.42 -$5,034.06
Shares
INSTITUTIONAL
Long Term CIBC ATLAS

Short Term CIBC ATLAS

12/22/2021 Cap Gain AWEIX DISCIPLINED $69.10
Cash JPMORGAN MID

12/20/2021 FLMVX $434.80
Dividend CAP VALUE L
12/16/2021 BANK INT

as of Bank Interest 111621-121521 $0.04
12/15/2021 SCHWAB BANK
Short Term
JPMORGAN MID
12/13/2021 Cap Gain FLMVX $488.81
CAP VALUE L
Reinvest
Long Term
JPMORGAN MID
12/13/2021 Cap Gain FLMVX $6,197.89
CAP VALUE L
Reinvest

12/13/2021 FLMVX 152.47 $40.65 -$6,197.89
Shares CAP VALUE L

12/13/2021 FLMVX 12.025 $40.65 -$488.81
Shares CAP VALUE L
MFS INSTL
Reinvest
12/09/2021 MIEIX INTERNATIONAL 39.399 $32.92 -$1,297.03
Shares
EQUITY
MFS INSTL
Reinvest
12/09/2021 MIEIX INTERNATIONAL 0.556 $32.92 -$18.30
Shares
EQUITY

Reinvest EQUITY
Long Term MFS INSTL

Reinvest EQUITY
MFS INSTL
Cash
12/09/2021 MIEIX INTERNATIONAL $808.36
Dividend
EQUITY
PIMCO
Long Term
INVESTMENT
12/08/2021 Cap Gain PIGIX $145.24
GRADE CREDIT
Reinvest
BOND INSTL
PIMCO
Short Term
INVESTMENT
12/08/2021 Cap Gain PIGIX $40.29
GRADE CREDIT
Reinvest
BOND INSTL
PIMCO
Reinvest INVESTMENT
12/08/2021 PIGIX 13.587 $10.69 -$145.24
Shares GRADE CREDIT
BOND INSTL
2f7

Date Action Details Symbol Description• Quantity Price Fees & Comm Amount
PIMCO
Reinvest INVESTMENT
12/08/2021 PIGIX 3.769 $10.69 -$40.29
Shares GRADE CREDIT
BOND INSTL
VANGUARD
Cash INTERM-TERM
11/30/2021 VFIDX $99.62
GRDE ADM
PIMCO
Cash INVESTMENT
11/30/2021 PIGIX $65.21
BOND INSTL
T. ROWE PRICE
Reinvest
Dividend
RATE
T. ROWE PRICE
Reinvest INSTL FLOATING 11.97 -$116.23
11/30/2021 RPIFX $9.71
Shares
RATE
11/16/2021 BANK INT

as of Bank Interest 101621- 111521 $0.06
VERSUS CAP
Cash REAL ASSETS
11/09/2021 VCRRX $287.66
PARTN
VANGUARD
Cash INTERM-TERM
10/29/2021 VFIDX $97.92
GRDE ADM
PIMCO
Cash INVESTMENT
10/29/2021 PIGIX $72.05
BOND INSTL
T. ROWE PRICE
Reinvest
Dividend
RATE
T. ROWE PRICE
Reinvest
Shares
RATE
10/18/2021 BANK INT

Tax DC STATE TAX

10/15/2021 -$3,210.43
Withholding W/H IRA 7
Tax FED INC TAX

10/15/2021 -$3,567.15
Withholding WHLD IRA 7
J 7NORMAL
10/15/2021 Journal -$28,893.91
TO 36999820
CIBC ATLAS
Trade
10/12/2021 Sell AWEIX DISCIPLINED 981.845 $30.57 $15.00 $30,000.00
Details
EQUITY INSTL
VANGUARD
Cash INTERM-TERM
09/30/2021 VFIDX $97.89
GRDE ADM
PIMCO
Cash INVESTMENT
09/30/2021 PIGIX $65.13
BOND INSTL
T. ROWE PRICE
Reinvest
Dividend
RATE
T. ROWE PRICE
Reinvest
Shares
RATE
CIBC ATLAS
Cash INCOME
09/29/2021 AWIIX $152.92
INSTL
3(7

Date Action Details Symbol Description• Quantity Price Fees &Comm Amount
VANGUARD
Cash
09/23/2021 VSMAX SMALL CAP $78.11
Dividend
INDEX ADM
09/16/2021 BANK INT

PIMCO
Reinvest COMMODITY
09/09/2021 PCRIX $758.06
Dividend REAL RET
STRAT INSTL
PIMCO
Reinvest COMMODITY
09/09/2021 PCRIX 122.862 $6.17 -$758.06
Shares REAL RET
STRAT INSTL
VERSUS CAP
Trade REAL ASSETS
09/08/2021 Buy VCRRX 1,514.005 $26.42 $15.00 -$40,015.00
Details FD LLC UNIT LTD
PARTN
VANGUARD
Trade
09/08/2021 Buy VSMAX SMALL CAP 278.164 $107.85 $15.00 -$30,015.00
Details
INDEX ADM
MFS INSTL
Trade
09/08/2021 Buy MIEIX INTERNATIONAL 576.701 $34.68 $15.00 -$20,015.00
Details
EQUITY
VANGUARD
Cash INTERM-TERM
08/31/2021 VFIDX $98.26
GRDE ADM
PIMCO
Cash INVESTMENT
08/31/2021 PIGIX $62.72
BOND INSTL
T. ROWE PRICE
Reinvest
Dividend
RATE
T. ROWE PRICE
Reinvest
Shares
RATE
08/16/2021 BANK INT

as of Bank Interest 071621- 081521 $0.15
MATTHEWS
Trade
08/09/2021 Sell MIPTX PACIFIC TIGER 2,748.053 $35.30 $15.00 $96,991.27
Details
INSTL
VANGUARD
Cash INTERM-TERM
07/30/2021 VFIDX $96.53
GRDE ADM
PIMCO
Cash INVESTMENT
07/30/2021 PIGIX $70.51
BOND INSTL
T. ROWE PRICE
Reinvest
Dividend
RATE
T. ROWE PRICE
Reinvest
Shares
RATE
07/16/2021 BANK INT

VANGUARD
Cash INTERM-TERM
06/30/2021 VFIDX $95.91
GRDE ADM
PIMCO
Cash INVESTMENT
06/30/2021 PIGIX $65.26
BOND INSTL
T. ROWE PRICE
Reinvest
Dividend
RATE
4/7

T. ROWE PRICE
Reinvest
Shares
RATE
CIBC ATLAS
Cash INCOME
06/29/2021
Dividend
AWIIX OPPORTUNITIES
$145.60
INSTL
06/16/2021 BANK INT

PIMCO
Reinvest COMMODITY
06/10/2021 PCRIX $82.79
Dividend REAL RET
STRAT INSTL
PIMCO
Reinvest COMMODITY
06/10/2021 PCRIX 13.528 $6.12 -$82.79
Shares REAL RET
STRAT INSTL
PIMCO
Reinvest COMMODITY
06/07/2021 PCRIX 1,138.577 $6.08 -$6,922.55
Shares REAL RET
STRAT INSTL
PIMCO
Reinvest COMMODITY
06/07/2021 PCRIX $6,922.55
Dividend REAL RET
STRAT INSTL
VANGUARD
Cash INTERM-TERM
05/28/2021 VFIDX $95.71
GRDE ADM
PIMCO
Cash INVESTMENT
05/28/2021 PIGIX $59.12
BOND INSTL
T. ROWE PRICE
Reinvest
Dividend
RATE
T. ROWE PRICE
Reinvest
Shares
RATE
05/17/2021 BANK INT

VANGUARD
Cash INTERM-TERM
04/30/2021 VFIDX $96.89
GRDE ADM
PIMCO
Cash INVESTMENT
04/30/2021 PIGIX $70.43
BOND INSTL
T. ROWE PRICE
Reinvest
Shares
RATE
T. ROWE PRICE
Reinvest
Dividend
RATE
04/16/2021 BANK INT

VANGUARD
Cash INTERM-TERM
03/31/2021 VFIDX $95.03
GRDE ADM
PIMCO
Cash INVESTMENT
03/31/2021 PIGIX $63.61
BOND INSTL
VANGUARD
03/31/2021 VFIDX 24.559 $9.98 -$245.10
Shares INVESTMENT-
GRDE ADM
sn
VANGUARD
03/31/2021 VFIDX 7.408 $9.98 -$73.93
Shares INVESTMENT-
GRDEADM
VANGUARD
Long Term
INTERM-TERM
03/31/2021 Cap Gain VFIDX $245.10
INVESTMENT-
Reinvest
GRDEADM
VANGUARD
Short Term
INTERM-TERM
03/31/2021 Cap Gain VFIDX $73.93
INVESTMENT-
Reinvest
GRDEADM
T. ROWE PRICE
Reinvest
Dividend
RATE
T. ROWE PRICE
Reinvest
Shares
RATE
CIB CATLAS
Cash INCOME
03/30/2021 AWIIX $132.09
Dividend OPPORTU NITIES
INSTL
03/16/2021 BANK INT

as of B ank Interest 021621-031521 $0.01
VANGUARD
03/01/2021
Cash INTERM-TERM
as of VFIDX $97.85
02/26/2021
GRDEADM
PIMCO
Cash INVESTMENT
02/26/2021 PIGIX $100.65
B OND INSTL
T. ROWE PRICE
Reinvest
Dividend
RATE
T. ROWE PRICE
Reinvest
Shares
RATE
PIMCO
Trade INVESTMENT
02/16/2021 Sell PIGIX 2,356.431 $11.04 $15.00 $26,000.00
B OND INSTL
T. ROWE PRICE
Trade
02/16/2021 Buy RPIFX INSTL FLOATING 3,582.395 $9.77 $15.00 -$35,015.00
Details
RATE
CIB CATLAS
Trade INCOME
02/16/2021 Sell AWIIX 2,110.759 $14.22 $15.00 $30,000.00
Details OPPORTU NITIES
INSTL
PIMCO
Trade COMMODITY
02/16/2021 Buy PCRIX 5,359.877 $6.53 $15.00 -$35,015.00
Details REAL RET
STRAT INSTL
02/16/2021 BANK INT

VANGUARD
Cash INTERM-TERM
01/29/2021 VFIDX $97.09
GRDEADM
PIMCO
Cash INVESTMENT
01/29/2021 PIGIX $125.67
B OND INSTL
01/19/2021 BANK INT

Transactions Total -$5,224.08
6(7

*Transactions may include Bank Sweep dcposil mformation. Bank Sweep deposit� arc held at the FDIC-insured dcpo!mory institution(s) referenced on the Balances detail page. your account statcmcnl'> and disclosed in your
accounl documents. SIPC does not cover balances held in the Barne Sweep feature.
(0007-7604)
Chanes Schwab Bank, SSB and Chanes Schwab Premier Bank, SSB (collectively, "Affiliated Banks") and Chanes Schwab
& Co., Inc. ("Schwab") are separate but affiliated companies and subsidiaries of The Chanes Schwab Corporation. Deposit
and lending products, including the Pledged Asset Line®, are offered by Chanes Schwab Bank, SSB, Member FDIC and
Chanes Schwab Premier Bank, SSB, Member FDIC. investment products are offered by Chanes Schwab & Co., Inc.,
are affiliated with Chanes Schwab & Co., Inc. ("Affiliated Banks"). Funds deposited at Affiliated Banks are insured, in
Insurance Corporation (FDIC). Securities products and services (including unswept or intra-day cash, net credit or debit
balances, and money market funds) offered by Chanes Schwab & Co., inc. (member SIPC ) are not deposits or obligations
guaranteed. Chanes Schwab & Co., inc. and the Affiliated Banks are separate entities and are all affiliates of The Chanes
Schwab Corporation. © 2022 Chanes Schwab & Co., Inc. All rights reserved. Member SIPC .Unauthorized access is
m
■
Need help reading this statement?
Contributory IRA of
ANTHONY S FAUCI
IRA CONTRIBUTORY
Account Number
Your Independent Investment Manager and/or Advisor

Statement Period
December 1-31, 2021
Visit www.schwab.com/StatementUserGuide for more information.

1 (202) 783-4144
Th& custodian of your brokorago account is: Charlos Schwab & Co., Inc.
Table of Contents
Terms and Conditions.................................................................................................. 2
Gain or (Loss) Summary.............................................................................................. .4
Income Summary.........................................................................................................4
Bank Sweep Activity................................................................................................... 11
Contribution Summary................................................................................................ 12
Distribu1ion Summary................................................................................................. 12
Endnotes For Your Account.. ......................................................... , ............................13
PRIVATE WEALTH
MANAGEMENT
Your Independent Investment Adloisor is not affit.lted with or an agent of

Schwab and Schwab does not supervise or endorse your Advisor.
Page 1 of 13
12/31-000QO.TTCJ090S.145719 •1-2

■
Contributory IRA of
ANTHONY S FAUCI
IRA CONTRIBUTORY
This Account statement is furnished solelx by Charles Schwab &

December 1-31, 2021
Co., Inc. ("Schwab") for your Account at Schwab {"Account"). Unless in trading securities on margin. These risks include: balances held in brokerage accounts are not deposits or other
otherwise defined herein, capitalized tenns have the same meanings as • You can lose more funds than you deposit in the margin account. obligations of. or guaranteed by, any bank, are not FDIC insured. and
in your Account Agreement. If you receive any other communicatton • Schwab can force the sale of securities or other assets in any of are subject to investment risk and may lose value. SIPC does not cover
from any sowce other than Schwab which purports to represent your your account(s) to maintain the required account equity without balances held at banks affiliated with Schwab in the Bank Swee p
holdings at Schwab {including balances held at a Depository Institution) contacting you. and Bank Sweep for Benefit Plans features. Please sec your Cash
you should verify its content with this statement. • You are not entitled to choose which assets are liquidated nor are Feature Disclosure Statement for more informa1ion on insurance coverage.
AIP (Automatic Investment Plan) Customers: Schwab receives you entitled to an extension of time on a margin call. Yield to Maturity: This is the actual a,•cragc annual return
remuneration in connection with certain transactions effected through • Schwab can increase both its "house" maintenance margin on a note if held to maturity.
Schwab. If you partici ate in a systematic investment program through requirements and the maintenance margin requirements for your Cain (or Loss): Unrealized Gain or (Loss) and Realized Gain or
Schwab. the additiona rinformation normally deta.iled on a trade Account at any time without advance written notice to you. (Loss) sections ("Gain/Loss Section{s)") contain a gain or a loss summary
confinnation will be provided upon request. Market Price: The most recent price evaluation available to Schwab of your Account. This information ha$ been erovided on this statement
Average Daily Balance: Average daily composite of all cash balances on the last business day of the report period, normally the last trade at the request of your Advisor. if applicable. This information is not a
that cam interest and all loans from Schwab that arc charged interest. price or bid as of market close. Unpriced securities denote that no solicitation or a recommendation to buy or sell. Schwab dotS 11ot
Bank Sweep and Bank Sweep for Benefit Plans Features: Schwab acts market evaluation uodate is currently available. Price evaluations are provide tax advice and encouraees you to consult with your tu
as your agent and custodian in establishing and maintaining your obtained from outside parties. Schwab shall have no responsibility for professional. Please view the Cost Basis Disc:losure Statement for
Deposit Account(s) as a feature of )IOUr brokerage account(s). Deposit the accuracy or timeliness of any such valuations. Pricing of assets not additional information on how gain (or loss) is cslcalated and how
accounts held through bank sweep features constitute direct obliRations of held at Schwab is for informational purposes only. Some securities, Schwab reports adjusted cost basis i11formation to the IRS.
one of more FDIC insured honks ("Affiliated Banks") that arc affiliated especially thinly traded equities in tlic OTC marliet or foreign markets, Accrued Income: Accrued Income is the sum of the total accrued
with Schwab and are not obligations of Schwab. Funds swept to Affiliated may not re[)Ort the most current price and are indicated as Stale Priced. interest and/or accrued dividends on positions held in your Account,
Banks are eligible for de_posilinsurance from the FDIC up to the For Limite<I Partnerships and Real Estate Investment Trust (REIT) but the interest and/or dividends have not been received into your
applicable limits for each bank for funds held in the same insurable securities, you may see that the value reflected on )'Our monthly account. Schwab makes no representation that the amounts shown (or an)'
capacity. The balance in the Deposit Accounts can be withdrawn on your account statement for this security is unpriced. NASD rules req_uire other amount) will be received. Accrued amoW1ts are not covered by SIPC
order and the proceeds returnee to your brokerage account or remitted to that certain Limited Partnerships (direct participation programs} and account 1>ro1ection until actually received and held in the Account.
you as provided in your Account A�eement. For information on FDIC Real Estate Investment Trust (REIT) securities. that have not been IN CASE OF ERRORS OR DISCREPANCIES: If you find an
insurance and its limits, as well as other important disclosures about the priced within 18 months, must show as unpriced on customer statements. error or discrepancy relating to your brokerage acnvity (other than
bank sweep fcaturc(s) in :rour account, please refer to the Cash Features Note that these securities arc generally illiquid, the value of an electronic fund transfer) you must notify us promptly, but no later
Disclosure Statement available online or from a Schwab representative. the securities will be different than its purchase price, and, if tban 10 days after tbls statement is sent or made avaflallle to you. If
Cash: Any Free Credit Balance owed by us to you payable upon al)plicable, that accurate valuation information may not be available. this statement shows that we have mailed or delivered security
demand which, although accounted for on our books of record, is not Market Value: The Market Value is computed by multiplying certificate(s) that you have not received, notify Schwab immediately.
se$1:egated and may be used in the conduct of this firm's business. the Market Price by the Quantity of Shares. This ,s the dollar value of You may call us at 800-43S-4000. (Outside the U.S., call
Dividend Reinvestment Customers: Dividend reinvestment your present holdings in your specified Schwab Account or a summary +l-415-667-8400.) If you're a client of an independent investment
transactions were effected by Schwab acting as a principal for its own of the Market Value summed over multiple accounts. advisor, call us af 800-S15-2157. Anv oral communications
account, except for the reinvestment of Schwab dividends. for which an Non-Publicly Traded Securities: All assets shown on this statement, should be n-<onfirmed in writing to· further protect yoar rights,
independent broker-dealer ac1cd as 1hc buying agent. Funhcr information other than cenain dircc1 invcstmems which may be held by a 1hird including rights under the S«urtties Investor Protection AU
on these transactions will be furnished upon written request. pany. are held in your Account. Values of cenain Non-Publicl)I (SIPA). rr you do not so notify us, you agree that the statement
Interest: For the Schwab One Interest, Bank Sweep, and Bank Sweep for Traded Securities may be furnished by a third party as provided activity and Account balance are correct for all purposes with
Benefit Plans features. interest is paid for a period tnat may differ from by Schwab's Account Agreement. Schwab shall have no responsibility res1>ect to those brokerage transactions.
statement by Schwab or one or more of its Affihoted Banks. These Investor Protection Corporation (SIPC) does not cover many limited your Schwab statement. produclS or services, please write to the Client
balances do not include interest that may have accrued during the partnership interests. Advocacy Team at Charles Schwab & Co., Inc., Attention: Client
Statement Period after interest is_paid. The interest _paid may mcludc Schwab Sweep Money_Funds: Includes the primary money market Advocacy Team. 211 Main St., San Francisco, CA 94 I 05, USA,
interest that accrued in the prior Statement Period. For the Schwab One funds into which Free Credit Balances may be automatically invested or call Schwab Signature Alliance at 800-515-2157.
Interest feature, interest accrues daily from the second-to-last business pursuant to your Account Agi:eement. Schwab or an affiliate acts and Address Changes: If you fail to notify Schwab in writing of anxchange
day of the prior month and is posted on the second-to-last business day receives compensation as the Investment Advisor. Transfer Agen1. of address or plione number. you may not receive important notifications
of the current month. For the bank sweep feature{s), interest accrues Shareholder Service Agent and Distributor for the Schwab Sweep about your Account, and trading or other restrictions might be placed on
daily from the 16th day of the prior month and is credited/posted Money Funds. The amount of such compensation is disclosed in the your Account.
If, on any given day the interest that Schwab calculates for the Free 1s the current 7-day yield as of the statement period. -Yields vary. We arc required by law 10 report to lhc Internal Revenue Service
Credit Balances in the Schwab One Interest feature in your brokerage If on any given day, the accrued daily dividend for your selected adjusted cost basis infom1ation (if applicable), certain payments
account is less than $.005, you will not accrue any interest on that sweep money fund as calculated for your account is less than ½ of t to you and credits to your Account during the calendar year.
day. For balances held at banks affiliated with Schwab in the cent ($0.005)_. your account will not earn a dividend for that day. Retain this statement for income tax purposes. A financial statement
Bink Sweep and Bank Sweep for Benefit Plans features, interest will In addition, 1f you do not accrue at least I daily dividend of$0.0 I for your inspection is available at Schwab's offices or a copy will
accrue even if the amount is less than S.O0S. during a pay [?eriod, you will not receive a money market dividend be mai!ed to y�u upon written request. Any third_party trademarks
MafliD Account Customers: This is a combined statement of your for that penoo. Schwab and the Schwab Sweep Money Funds appeanng herein are the property of their respecuve owners.
margin account and special memorandum account maintained for you investment advisor may be voluntarily rcducins a portion of a Schwab Schwab and Charles Schwab Bank arc affilialC$ of each other
under Section 220.S of Regulation T issued by the Board of Governors Sweep Money Fund's expenses. Without these reductions, yields and subsidiaries of the Charles Schwab ColJ)Oration.
of the Federal Reserve System. The P.Crmanent record of the separate would have been lower. () 2016 Charles Schwab& Co .. Inc. ("Schwab"). All rights reserved.
(0221-117W)
Page 2 of 13

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Contributory IRA of
ANTHONY S FAUCI
IRA CONTRIBUTORY
This Perio d Ye ar to Date Account Val ue [in Thousands]

December 1-31, 2021
Account Value as of 12/31/2021:$ 706,219.36
Starting Value $682,980.96 $638,519.70

Credits 35,461 .36 47,331.34 750
...Debits .................................................. ·-·······-······ ... ··································0 .00 .......................(35, 671 .49)

625
...Transfer of Securities {ln/OutL.................··········-·····-····--·· ..........0 .00························-····· ..........0. 00.. 500
... Income. Reinve sted......................... ................ .................(30 ,616 . 95}......................(39, 800 .20)_ 375
...Change. in.Value. of Investments ....................................... ..18, 393 .99............................. 95, 840 . 01 .. 250
Ending Value on 12/31/2021 $ 706,219.36 $ 706,219.36 125
Total Chan e in Account Value $ 23,238.40 $ 67,699.66 0
3/21 6/21 9/21 12/21
Asset Composition
-- x.z
______ Market Value % of Account Assets Overview ----
Cash a n an ee
. d. B k. Sw p ..........................................................$ .9, 57 4 .40······-···-···························.. 1 %...
Bond Funds 1 08,849. 87 1 5%
Equity Funds .................................. ............................................58 7,795 .0 9 .................................. ......83%...
Total Assets Long $706,219.36
I I
Total Account Value $706,219.36 100%
■■ 15% Bond Funds
83% Equity Funds
D 1¾ Cash. Bank Sweep
[X,Z]
rlllII
ra PRIVATE WEALTH
MANAGEMENT
Your Independent lnveslment Advisor is not affili,ted with oran a9<1nt of

Page 3of 13

■
Gain or (Loss) Summary ---------------
Contributory IRA of
ANTHONY S FAUCI
IRA CONTRIBUTORY
Gain or (Loss) on Investments Sold
This Period
-
December 1-31, 2021
All Investments $0.00 $202,288.20

your holdings and may change or be adjusted in certain cases. Statement information should not be used for tax preparation. instead refer to official tax documents. For additional information refer to
Income Summary This Period Year To Date

Bank Sweep Interest 0.04 1.33
Cash Dividends 4,160.08 15,783.67
•············· .. ····- ............ ......... ·••'-• .. ...... ................................·················•···· ..............................................................................................................
I I
Total Capital Gains Distributions 31,301.24 31,546.34
Total Income 35,461.36 47,331.34
�tarting Cash* $4,729.99 $ 14,798.481
Deposits and other Cash. Credits··························-····················••···················-·················································· ............................................... �:.O.�................................................................ ... ....... .... .. °-:�.O..
ividends and Interest 35,461.36 47.331.34
D ..................................................................................................................................................................................................... , ......................................................................................................................................
.......... ..
Withdrawals and other Debits 0.00 (35,671.49)
•••••••••••••••••• .. ••••••••••••••••••••••••••••• .. •••••••••••••••••••••••••••••••.. ••••••.. ••••••••u••••.. •••.. ••••••o-•••••••••.. ••••••••••••.. •.. •••••••-•••••• .......... .., .......... ,..., •••,.,,.,., .. ,.,.,.. ,,.,,,,.,... ,,,,,.,.,,.,... .,.,, .. ,.,.,.,.,.,,, .......,.,,.,,,.,,,,. .. ,.,-.,,oooooo•••oo•oo0ooooo••"'"'••oo••ooo00-..••••••••oo•"*
Investments Purchased {30,616.95) {199,875.20)

Fees and Charges 0.00 0.00
I Total Cash Transaction Detail 4,844.41 (5,224.os) I
I Ending Cash• $9,574.40 $9,574.40

__,
•Cash (includes any cash debit balance) held in your account plus the value of any cash invested in a sweep money fund.
Please see "Endnotes for Your Account" sect.ion for an explanation of the endnote codes and symbols on this statement. Page4 of 13

■
Investment Detail - Cash and Bank Sweep
Contributory IRA of
ANTHONY S FAUCI
IRA CONTRIBUTORY
December 1-31, 2021
%of Account
Cash Starting Balance Ending Balance Assets
Cash 164.83 277.03 <1%
Total Cash 164.83 277.03 <1%
% of Account
Bank Sweep Starting Balance Ending Balance Assets
CHARLES SCHWAB BANK 4,565.16 9,297.37 1%

Total Bank Sweep x.z 4,565.16 9,297.37 1'/4
I Total Cash and Bank Sweep 9,574.40 1'/o

%of
Bond Funds Quantity Price Value Cost Basis Gain or (Loss) Assets
PIMCO INVESTMENT GRADE C 2,106.0040 10.69000 22,513.18 21,413.27 1,099.91 3%

REDIT BOND INSTL
SYMBOL: PIGIX
T. ROWE PRICE INSTL FLOA 0 3,707.8360 9.75000 36,151.40 36,238.45 (87.05) 5%
TING RATE
SYMBOL: RPIFX
VANGUARD INTERM-TERM INV 5,043.7480 9.95000 50,185.29 52,148.62 (1,963.33) 7%
ESTMENT-GRDE ADM
SYMBOL: VFIDX
Total Bond Funds 10,857.5880 108,849.87 109,800.34 (950.47) 15%
Please see "Endnotes for Your Account" section for an expl anation of the endnote codes and symbols on this statement. Page 5 of 13

■
Contributory IRA of
ANTHONY S FAUCI
IRA CONTRIBUTORY
Market Market
-
December 1-31, 2021
Unrealized
¼of
Account
Equity Funds Quantity Price Value Cost Basis Gain or (loss) Assets
CIBC ATLAS DISCIPLINED E 0 7,713.9940 30.96000 238,825.25 107,232.65 131,592.60 34%
QUITYINSTL
SYMBOL: AWEIX
UNITIES INSTL
SYMBOL: AWIIX
CIBC ATLAS MID CAP EQUIT 2.442.7430 21.79000 53,227.37 31,108.85 22,118.52 8%
Y INSTITUTIONAL
SYMBOL: AWMIX
EDGEWOOD GROWTH INSTL 852.2730 60.49000 51,553.99 30,015.00 21,538.99 7%
SYMBOL: EGFIX
JPMORGAN MID CAP VALUE L 1,298.3690 41.61000 54,025.13 43,030.60 10,994.53 8%
SYMBOL: FLMVX
EQUITY
SYMBOL: MIEIX
PIMCO COMMODITY REAL RET 6,658.6390 6.35000 42,282.36 42,930.21 (647.85) 6%
STRAT INSTL
SYMBOL: PCRIX
VANGUARD SMALL CAP INDEX 278.1640 108.37000 30,144.63 30,015.00 129.63 4%
ADM
SYMBOL: VSMAX
Please see "Endnotes for Your Account" sedion for an explanation of the endnote codes and symbols on this statement. Page6 of 13

■
Contributory IRA of
ANTHONY S FAUCI
IRA CONTRIBUTORY
Market Market
December 1-31, 2021
Unrealized
fo of
Account
Equity Funds (continued) Quantity Price Value Cost Basis Gain or (Loss) Asset$
VERSUS CAP REAL ASSETS F 1,514.0050 26.94000 40,787.29 40,015.00 772.29 6%
D LLC UNIT LTD PARTN
SYMBOL: VCRRX
Total Equity Funds 24,236.6030 587,795.09 384,556.42 203,238.67 83%
Total Mutual Funds 35,094.1910 696,644.96 494,356.76 202,288.20 99%

Estimated Annual Income ("EAi") and Estimated Yield ("EY-) calculations are for informational purposes only and are derived from Information provided by outside parties. Schwab cannot guarantee the
might be lower or higher than the estimated amounts. EY is based upon EAi and the current price of the security and will fluctuate. For certain types of securities, the calculations could include a retum of
Total Investment Detail 706,219.36
Total Account Value 706,219.36

Total Cost Basis 494,356.76
Bond Funds Activity

Charges and
12/08/21 12/08/21 Reinvested Shares PIMCO INVESTMENT GRADE C 3.7690 10.6900 0.00 (40.29)
REDIT BOND INSTL: PIGIX

■ Contributory IRA of
ANTHONY S FAUCI
IRA CONTRIBUTORY
Bond Funds Activity (continued)

December 1-31, 2021
Charges and
12/08/21 12/08/21 Reinvested Shares PIMCO INVESTMENT GRADE C 13.5870 10.6900 0.00 (145.24)
12/29/21 12/29/21 Reinvested Shares VANGUARD INTERM-TERM INV 50.1880 9.9200 0.00 (497.86)
TING RATE: RPIFX

Charges and
Settle Date Trade Date Transaction Description Quantity U nit Price Interest Total Amount
EQUITY: MIEIX
12/09/21 12/09/21 Reinvested Shares M F S INSTL INTERNATIONAL 39.3990 32.9200 0.00 (1,297.03)
EQUITY: MIEIX
12/13/21 12/13/21 Reinvested Shares JPMORGAN MID CAP VALUE L: FLMVX 12.0250 40.6500 0,00 (488.81)
Please see "Endnotes for Your Account" section for an explanation of t he endnote codes and symbols on this statement. Page 8 of 13

■

Contributory IRA of
ANTHONY S FAUCI
IRA CONTRIBUTORY
December 1-31, 2021
-----------------
Charges and
Settle Date Trade D ate Transaction
--------- Description Quantity Unit Price Interest Total Amount
12/13/21 12/13/21 Reinvested Shares JPMORGAN MID CAP VALUE L: FLMVX 152.4700 40.6500 0.00 (6,197.89)
QUITY INSTL: AWEIX
••••........0 ................. .,.,, ...... ...... 00 U0000 00 000 oO• 0 0 0 ·- 000000 00 U 000 00........0000 •U 0-....•00 0 •••..00000 0000_ .......... ,..... 0 0-000 00000900 0 •••0 0 0 ,._. .........0000U00000,o;OOOO.-OO 000 U • • · ···00 ···•000 000 •••000.000 00 0 0000 •• 0 0oo, 0 OOHO O 00 •0 0 0 0000 0 •00 0 .. •••• •••••••••-• OOoo oOOOooO oo •-oOo oooOo ooO-0 0000 o •- •••••• -O oo •< •-• ••oo o000 000 O000
12/22/21 12/22/21 Reinvested Shares CIBC ATLAS DISCIPLINED E 476.4040 30.7600 0.00 (14,654.19)
QUITY INSTL: AWEIX
12/22/21 12/22/21 Reinvested Shares CIBC ATLAS INCOME OPPORT 47.0940 15.9200 0.00 (749.74)
···································································•·•···········•············•····•················································•·····•················..................................................................................-...... ,_, _____ ______

, ······--···-···-········-··-····..·-··············--···
12/22/21 12/22/21 Reinvested Shares CIBC ATLAS MID CAP EQUIT 235.0170 21.4200 o.oo {5,034.06)
STRAT INSTL: PCRI X

ANTHONY S FAUCI
IRA CONTRIBUTORY

December 1-31, 2021
Charges and
Set tle Date Trade Date Transaction Description Quantity Unit Price Interest Total Amount
QUITY INSTL: AWEIX
I Total Purchases & Sales (30,616.95) 1
Transaction Process
Date Date Activity Description Credit/{Debit)
12/08/21 12/08/21 Sttm Cap Gn Rein PIMCO INVESTMENT GRADE C: PIGIX 40.29
12/08/21 12/08/21 LT Cap Gain Rein PIMCO INVESTMENT GRADE C: PIGIX 145.24
12/09/21 12/09/21 Cash D ividend MFS INSTL INTERNATIONAL: MIEIX 808.36
• •••• ••••• •••••• •• ••• • ••• •• • ••••-••••••••••• •••••• ••••-••• ••• •• ••• ••••••• •••• •-•••••• ••• •• ••• ••••• ••••-•••••• ••• ••• ••• •••••• • • ••• ••• ••••• • • ••••• • ,..•••• • • •••• •• ••" •• •.,.•o •• •• ••,. ••u•• ••• •.. ,
12/13/21 12/13/21 LT Cap Gain Rein JPMORGAN MID CAP VALUE L: FLMVX 6,197.89
12/13/21 12/13/21 Stirn Cap Gn Rein JPMORGAN MID CAP VALUE L: FLMVX 488.81
12/15/21 12/16/21 Bank l nterestx,z BANK INT 111621·121521: SCHWAB BANK 0.04
12/20/21 12/20/21 Cash Dividend JPMORGAN MID CAP VALUE L: FLMVX 434.80
12/22/21 12/22/21 Stirn Cap Gn Rein CIBC ATLAS DISCIPLINED E:AWEIX 69.10
12/22/21 12/22/21 LT Cap Gain Rein CIBC ATLAS D ISCIPLINED E: AWEIX 14,654.19
12/22/21 12/22/21 LT Cap Gain Rein CIBC ATLAS INCOME OPPORT: AWIIX 749.74
12/22/21 12/22/21 LT Cap Gain Rein CIBC ATLAS MID CAP EQUIT: AWMIX 5,034.06
12/22/21 12/22/21 LT Cap Gain EDGEWOOD GROWTH INSTL: EGFIX 2,725.23
Please see "Endnotes for Your Account" section for an explanation of the end note codes and symbols on this statement. Page 10 of 13

ANTHONY S FAUCI
IRA CONTRIBUTORY
Transaction Detail - Dividends & Interest (including Money Market Fund dividends reinvested) (continued)
Transaction
Date
Process
December 1-31, 2021
Credit /(Debit)
12/22/21 12/22/21 Short Term Cap Gn EDGEWOOD GROWTH INSTL: EGFIX 248.01
12/23/21 12/23/21 Cash Dividend VANGUARD SMALL CAP INDEX: VSMAX 145.34
. ·· ······················-····-·······... ..................... ........ ····································································· ···
12/28/21 12/28/21 Div For Reinvest PIMCO COM MODITY REAL RET: PCRlx 151.81
12/28/21 12/28/21 Cash Dividend PIMCO INVESTMENT GRADE C:PIGIX 30.87
12/29/21 12/29/21 LT Cap Gain Rein VANGUARD INTERM-TERM INV:VFIDX 497.86
12/30/21 12/30/21 Div For Reinvest CIBC ATLAS DISCIPLINED E: AWEIX 1,150.00
PIMCO INVESTMENT GRADE C:PIGIX
•••••••••••••••••• .. •••••••••.. ••••••••••••••••••••••••••• .. •••• .. •••••••••••••••••• •••••O•••••••••••••••••••••••••••u•••••••••••••••••••• .. •••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••-••••••••••••••••••••••••H••••••••n•
12/31/21 12/31/21 Cash Dividend 76.33

12/31/21 12/31/21 Cash Dividend VANGUARD INTERM-TERM INV: VFIDX 100.82
12/31/21 12/31/21 Cash Dividend VANGUARD INTERM-TERM !NV: VFIDX 99.88
I Total Dividends & Interest 35,461.36 I
I Total Transaction Detail 4,844.41 :
Bank Sweep Activity

Transaction
Date Transaction Description Withdrawal Deposit Balance x.z
Or,.ning Balance x.z 4,565.16

12/15/21 Interest PaidX.Z BANK INTEREST - CHARLES SCHWAB BANK 0.04 5,538.39
12/15/21 Auto Transfer BANK TRANSFER TO BROKERAGE 0.04 5,538.35
12/17/21 Auto Transfer BANK CREDIT FROM BROKERAGE X 0.04 5,538.39
Please see "Endnotes for Your Account" section for an explanation of the endnote codes and symbols on this s1atement . Page11 of13

■
Bank Sweep Activity (continued)
Transaction
Date Transaction Description
Contributory IRA of
ANTHONY S FAUCI
IRA CONTRIBUTORY
Account Number
Withdrawal
Statement Period
December 1-31, 2021
Deposit Balance x.z

12/21/21 Auto Transfer -BANK CREDIT FROM BROKERAGE x 434.80 5,973.19
12/23/21 Auto Transfer BANK CREDIT FROM BROKERAGE x 2,973.24 8,946.43
Total Activity O.CM 4,732.25
I Ending Balance x,z 9,297.371
Bank Sweep: Interest Rate as of 12131121 was 0.01%. 2
Contribution Summary
2020 2021
Traditional IRA 0.00 0.00
I Year To Date Total 0.00 0.00
Distribution Summary
Gross Amount Federal Tax Withheld State Tax Withheld Earnings Net Amount
Normal 35,671.49 3,567.15 3,210.43DC 0.00 28,893.91
Year To Date Total 35,671.49 3,567.15 3,210.43 o.oo 28,893.91

■
Distribution Summary (continued}
Contributory IRA of
ANTHONY S FAUCI
IRA CONTRIBUTORY
Tax Year 2022 Required Minimum Distribution, which you must take by 12/31/2022:
December 1-31, 2021
38,174.02
Schwab must report to the IRS that a minimum distribution is required for the tax year specified above. #

◊ D ividends paid on this security will be automatically reinvested.
X Bank Sweep deposits are held at FDIC-insured bank(s) ("Banks") that are affiliated with Charles Schwab & Co., Inc.
Z For Bank Sweep and Bank Sweep for Benefit Plans features, interest is paid for a period that differs from the Statement Period. Balances include interest paid as
Period after Interest Is paid. The interest paid may Include Interest that. accrued in the prior Statement Period. .
. . . ... ................. ................................................................................................
# The Required Minimum Distribution amount shown here is based on the "Total Account Value·, also known as Fair Market Value, as of December 31 of the previous
year. It could change if (a) you satisfy some or all of your Required Minimum Distribution with distribution(s) from other IRA(s) you own, (b) you inform Schwab that
your spouse is your sole beneficiary and is more than 10 years younger than you, (c) a rollover to this IRA was pending as of December 31 prior to the tax year
specified above, (d) you recharacterize a conversion made in the prior year, or (e) a correction was made to the account after this statement date that impacts the
Fair Market Value such as a change to a security value or deposit adjustment. The Year To Date Total includes distributions taken during the calendar year. In some
cases, your calendar year distributions may differ from your Required Minimum Distribution for the tax year.
providers. Schwab is a registered broker-dealer and is not affiliated with your Investment Advisor whose name appears on this sta1ement ("Advisors") except in the case of
Char1es Schwab Investment Advisory, Inc. ("CSIA"), Schwab Private Client Investment Advisory, Inc. ("SPCIA"), or an affiliated company that may act as the investment advisor
of time. This commitment could influence an Advisor's recommendation or requirement that its dients establish brokerage accounts at Schwab. For questions about this
statement, or if there is a change in your financial situation, investment objectives, or risk profile, please contact your Independent Investment Manager andfor Advisor.

Accounts > History
�"F�-��
�l.U'Jt4-.
Transactions From 01/01/2021 To 12/31/2021 -,-, Independent Investment Advisor*
:;to"-\ CIBC PRIVATE WEALTH ADVRS, INC
II PRIVATE WEALTH
MANAGEMENT

PIMCO
Cash INVESTMENT
12/31/2021 PIGIX $652.89
BOND INSTL
VANGUARD
Cash INTERM-TERM
12/31/2021 VFIDX $239.72
GRDEADM
VANGUARD
Cash INTERM-TERM
12/31/2021 VFIDX $241.96
GRDEADM
T. ROWE PRICE
Reinvest INSTL FLOATING
12/31/2021 RPIFX $490.41
Dividend
RATE
T. ROWE PRICE
12/31/2021 RPIFX 50.298 $9.75 -$490.41
Shares
RATE
CIBCATLAS
Reinvest DISCIPLINED
12/30/2021 AWEIX $2,403.34
Dividend EQU ITY INSTL
CIBCATLAS
Reinvest
Shares
EQU ITY INSTL
HAMLIN HIGH
Cash HHDFX DIVIDEND
12/30/2021 $2,765.82
Dividend
EQU ITY INSTL
CIBCATLA S
Cash INCOME
12/30/2021 AWIIX OPPORTU NITIES
$740.86
Dividend
INSTL
VANGUARD
Long Term INTERM-TERM
12/29/2021 Cap Gain VFIDX $1,194.86
INVESTMENT-
Reinvest
GRDEADM
VANGUARD
12/29/2021 VFIDX 120.45 $9.92 -$1,194.86
Shares INVESTMENT-
GRDEADM
PIMCO
Reinvest COMMODITY
12/28/2021 PCRIX $607.22
Dividend REAL RET
STRATINSTL
PIMCO
Cash INVESTMENT
12/28/2021 PIGIX $264.06
BOND INSTL
PIMCO
Reinvest COMMODITY
12/28/2021 PCRIX 95.176 $6.38 -$607.22
Shares REAL RET
STRATINSTL
Long Term
EDGEWOOD
12/22/2021 Cap Gain EGFIX $17,461.35
GROWTH INSTL
Reinvest
1/8

Short Term
ED GEWOOD
12/22/2021 Cap Gain EGFIX $1,589.08
GROWTH INSTL
Reinvest
Long Term CIBCATLAS MID

Reinvest INSTITU TIONAL
CIBCATLAS
Long Term
INCOME
12/22/2021 Cap Gain AWIIX $3,178.99
OPPORTU NITIES
Reinvest
INSTL
C IBCATLAS
Reinvest INCOME
12/22/2021 AWIIX 199.685 $15.92 -$3,178.99
Shares OPPORTU NITIES
INSTL
CIBCATLAS
Reinvest
Shares
EQUITY INSTL
CIBCATLAS
Reinvest
Shares
EQUITY INSTL
CIBCATLAS MID
Reinvest
12/22/2021 AWMIX CAP EQUITY 569.192 $21.42 -$12,192.10
Shares
INSTITU TIONAL
Reinvest EDGEWOOD
12/22/2021 EGFIX 290.635 $60.08 -$17,461.35
Shares GROWTH INSTL
Reinvest ED GEWOOD
12/22/2021 EGFIX 26.449 $60.08 -$1,589.08
Shares GROWTH INSTL
Long Term CIBCATLAS

Short Term CIBCATLAS

12/22/2021 Cap Gain AWEIX DISCIPL INED $144.42

12/20/2021 FL MV X $1,145.52
D ividend CAP VALUE L

12/2012021 FL MV X 29.001 $39.50 -$1,145.52
Shares CAP VALU E L
VANGUARD
Cash EMERGING
12/17/2021 VEMAX $1,076.11
D ividend MKT S STOCK
IDXADM
C OHEN&
Long Term ST EERS
12/16/2021 Cap Gain C PXIX $1,040.35
PREFERRED
Reinvest
SEC&INC I
COHEN&
Reinvest STEERS
12/16/2021 C PXIX $606.87
Dividend PREFERRED
SEC&INC I
C OHEN&
Reinvest ST EERS
12/16/2021 C PXIX 74.205 $14.02 -$1,040.35
Shares PREFERRED
SEC&INCi
COHEN&
Reinvest STEERS
12/16/2021 C PXIX 43.286 $14.02 -$606.87
Shares PREFERRED
SEC&INC I
12/16/2021 BANK INT

asof Bank Interest 111621-121521 $0.23
HA MLIN HIGH
Reinvest
12/14/2021 HHDFX DIVID END 196.2 $29.01 -$5,691.76
Shares
EQUITY INSTL
Long Term HAMLIN HIGH

12/14/2021 Cap Gain HHDFX DIVID END $5,691.76
Short Term
JPMORGAN MID
12/13/2021 Cap Gain FL MV X $1,287.83
CAP VALU E L
Reinvest
2/8

Long Term JPMORGAN MID

12/13/2021 Cap Gain FLMVX $16,328.98
CAP VALUE L
Reinvest
Reinvest JPMORGAN MID -$16,328.98

12/13/2021 FLMVX 401.697 $40.65
Shares CAP VALUE L
Reinvest JPMORGAN MID -$1,287.83

12/13/2021 FLMVX 31.681 $40.65
Shares CAP VALUE L
MFS INSTL
Reinvest INTERNATIONAL 56.062 $32.92 -$1,845.56
12/09/2021 MIEIX
Shares EQUITY
MFS INSTL
Reinvest INTERNATIONAL 0.791 $32.92 -$26.04
12/09/2021 MIEIX
Shares EQUITY

Reinvest EQUITY
Long Term MFS INSTL

Reinvest EQUITY
MFS INSTL
Cash INTERNATIONAL $1,150.23
12/09/2021 MIEIX
Dividend EQUITY
CIBC ATLAS
Journaled DISCIPLINED -7,497 $32.91
12/09/2021 AWEIX
Shares EQUITY INSTL
PIMCO
Long Term
INVESTMENT
12/08/2021 Cap Gain PIGIX $1,242.27
GRADE CREDIT
Reinvest
BOND INSTL
PIMCO
Short Term INVESTMENT
12/08/2021 Cap Gain PIGIX $344.60
GRADE CREDIT
Reinvest BOND INSTL
-------
PIMCO
Reinvest INVESTMENT
12/08/2021 PIGIX 116.209 $10.69 -$1,242.27
Shares GRADE CREDIT
BOND INSTL
PIMCO
Reinvest INVESTMENT
12/08/2021 PIGIX 32.236 $10.69 -$344.60
Shares GRADE CREDIT
BOND INSTL
PIMCO
Cash INVESTMENT
11/30/2021 PIGIX $557.87
BOND INSTL
VANGUARD
Cash INTERM-TERM
11/30/2021 VFIDX $239.11
GRDE ADM
COHEN &
Reinvest STEERS
11/30/2021 CPXIX $661.97
Dividend PREFERRED
SEC&INC I
COHEN&
Reinvest STEERS
11/30/2021 CPXIX 47.048 $14.07 - $661.97
Shares PREFERRED
SEC&INC I
T. ROWE PRICE
Reinvest
Dividend RATE
T. ROWE PRICE
Reinvest
Shares
RATE
11/16/2021 BANK INT

as of Bank Interest 1 01621-111521 $0.25
PIMCO
Cash INVESTMENT
10/29/2021 PIGIX $616.39
BOND INSTL
3/8

VANGUARD
Cash INTERM-TERM
10/29/2021 VFIDX $234.96
GRDEADM
COHEN&
Reinvest STEERS
10/29/2021 CPXIX $659.31
Dividend PREFERRED
SEC&INCi
COHEN&
Reinvest STEERS
10/29/2021 CPXIX 46.106 $14.30 -$659.31
Shares PREFERRED
SEC&INC I
T. ROWE PRICE
Reinvest
Dividend
RATE
T. ROWE PRICE
Reinvest
Shares
RATE
10/18/2021 BANK INT

COHEN&
Reinvest STEERS
09/30/2021 CPXIX $656.70
Dividend PREFERRED
SEC&INC I
PIMCO
Cash INVESTMENT
09/30/2021 PIGIX $557.10
BOND INSTL
VANGUARD
Cash INTERM-TERM
09/30/2021 VFIDX $234.91
GRDEADM
COHEN&
Reinvest STEERS
09/30/2021 CPXIX 45.541 $14.42 -$656.70
Shares PREFERRED
SEC&INC I
T. ROWE PRICE
Reinvest
Dividend
RATE
T. ROWE PRICE
Reinvest
Shares
RATE
CIBCATLAS
Cash INCOME
09/29/2021
Dividend
AWIIX OPPORTU NITIES $648.39
INSTL
VANGUARD
Cash EMERGING
09/17/2021 VEMAX $1,063.94
Dividend MKTS STOCK
IDXADM
09/16/2021 BANK INT

PIMCO
Reinvest COMMODITY
09/09/2021 PCRIX $3,032.24
Dividend REAL RET
STRAT INSTL
PIMCO
Reinvest COMMODITY
09/09/2021 PCRIX 491.449 $6.17 -$3,032.24
Shares REAL RET
STRAT INSTL
PIMCO
Cash INVESTMENT
08/31/2021 PIGIX $536.51
BOND INSTL
VANGUARD
Cash INTERM-TERM
08/31/2021 VFIDX $235.80
--- - GRDEADM
COHEN&
Reinvest STEERS
08/31/2021 CPXIX $654.10
Dividend PREFERRED
SEC&INC I
4/8

COHEN&
Reinvest STEERS
08/31/2021 CPXIX 45.204 $14.47 -$654.10
Shares PREFERRED
SEC&INCi
T. ROWE PRICE
Reinvest
Dividend
RATE
T. ROWE PRICE
Reinvest
Shares
RATE
08/16/2021 BANK INT

PIMCO
Cash INVESTMENT
07/30/2021 PIGIX $603.04
BONO INSTL
VANGUARD
Cash INTERM-TERM
07/30/2021 VFIOX $231.71
GROE AOM
T. ROWE PRICE
Reinvest
Dividend
RATE
T. ROWE PRICE
Reinvest
Shares
RATE
COHEN&
Reinvest STEERS
07/30/2021 CPXIX $651.51
Dividend PREFERRED
SEC&INCi
COHEN&
Reinvest STEERS
07/30/2021 CPXIX 44.994 $14.48 -$651.51
Shares PREFERRED
SEC&INC I
07/16/2021 BANK INT

PIMCO
Cash INVESTMENT
06/30/2021 PIGIX $558.31
BONO INSTL
VANGUARD
Cash INTERM-TERM
06/30/2021 VFIOX $230.16
GROE AOM
HAMLIN HIGH
Cash
06/30/2021 HHOFX DIVIDEND $3,617.95
Dividend
EQUITY INSTL
COHEN&
Reinvest STEERS
06/30/2021 CPXIX $648.93
Dividend PREFERRED
SEC&INC I
COHEN&
Reinvest STEERS
06/30/2021 CPXIX 44.909 $14.45 -$648.93
Shares PREFERRED
SEC&INC I
T. ROWE PRICE
Reinvest
Dividend
RATE
T. ROWE PRICE
Reinvest
Shares
RATE
CIBC ATLAS
Cash INCOME
06/29/2021 AWIIX $617.38
INSTL
VANGUARD
Cash EMERGING
06/18/2021 VEMAX $632.99
Dividend MKTS STOCK
IOX AOM
5/8

06/16/2021 BANK INT

PIMCO
Reinvest COMMODITY
06/10/2021 PCRIX $331.16
Dividend REAL RET
STRAT INSTL
PIMCO
Reinvest COMMODITY
06/10/2021 PCRIX 54.111 $6.12 -$331.16
Shares REAL RET
STRAT INSTL
PIMCO
Reinvest COMMODITY
06/07/2021 PCRIX 4,554.309 $6.08 -$27,690.20
Shares REAL RET
STRAT INSTL
PIMCO
Reinvest COMMODITY
06/07/2021 PCRIX $27,690.20
Dividend REALRET
STRAT INSTL
PIMCO
Cash INVESTMENT
05/28/2021 PIGIX $505.63
BOND INSTL
VANGUARD
Cash INTERM-TERM
05/28/2021 VFIDX $229.70
GRDE ADM
T. ROWE PRICE
Reinvest
Dividend
RATE
T. ROWE PRICE
Reinvest
Shares
RATE
COHEN&
Reinvest STEERS
05/28/2021 CPXIX $646.34
Dividend PREFERRED
SEC&INC I
COHEN&
Reinvest STEERS
05/28/2021 CPXIX 45.01 $14.36 -$646.34
Shares PREFERRED
SEC&INC I
05/17/2021 BANK INT

PIMCO
Cash INVESTMENT
04/30/2021 PIGIX $602.30
BOND INSTL
VANGUARD
Cash INTERM-TERM
04/30/2021 VFIDX $232.48
GRDE ADM
T. ROWE PRICE
Reinvest
Dividend
RATE
T. ROWE PRICE
Reinvest
04/30/2021 RPIFX INSTLFLOATING 49.202 $9.76 -$480.21
Shares
RATE
COHEN&
Reinvest STEERS
04/30/2021 CPXIX 44.893 $14.34 -$643.76
Shares PREFERRED
SEC&INC I
COHEN&
Reinvest STEERS
04/30/2021 CPXIX $643.76
Dividend PREFERRED
--- SEC&INCi
04/16/2021 BANK INT

6/8

PIMCO
Cash INVESTMENT
03/31/2021 PIGIX $543.93
BOND INSTL
VANGUARD
Cash INTERM-TERM
03/31/2021 VFIDX $228.07
GRDE ADM
COHEN&
Reinvest STEERS
03/31/2021 CPXIX 45.12 $14.21 -$641.16
Shares PREFERRED
SEC&INCi
VANGUARD
03/31/2021 VFIDX 58.943 $9.98 -$588.25
Shares INVESTMENT-
GRDE ADM
VANGUARD
03/31/2021 VFIDX 17.779 $9.98 -$177.43
Shares INVESTMENT-
GRDE ADM
COHEN&
Reinvest STEERS
03/31/2021 CPXIX $641.16
Dividend PREFERRED
SEC&INC I
VANGUARD
Long Term
INTERM-TERM
03/31/2021 Cap Gain VFIDX $588.25
INVESTMENT-
Reinvest
GRDE ADM
VANGUARD
Short Term
INTERM-TERM
03/31/2021 Cap Gain VFIDX $177.43
INVESTMENT-
Reinvest
GRDE ADM
T. ROWE PRICE
Reinvest
Shares
RATE
T. ROWE PRICE
Reinvest
Dividend
RATE
CIBC ATLAS
Cash INCOME
03/30/2021 AWIIX $560.06
INSTL
VANGUARD
Cash EMERGING
03/19/2021 VEMAX $145.03
Dividend MKTS STOCK
IDX ADM
03/16/2021 BANK INT

VANGUARD
03/01/2021
Cash INTERM-TERM
as of VFIDX $234.77
02/26/2021
GRDE ADM
PIMCO
Cash INVESTMENT
02/26/2021 PIGIX $751.04
BOND INSTL
T. ROWE PRICE
Reinvest
Dividend
RATE
T. ROWE PRICE
Reinvest
Shares
RATE
COHEN&
Reinvest STEERS
02/26/2021 CPXIX 45.002 $14.19 -$638.58
Shares PREFERRED
SEC&INC I
COHEN&
Reinvest STEERS
02/26/2021 CPXIX $638.58
Dividend PREFERRED
SEC&INC I
7/8

PIMCO
Trade INVESTMENT
Sell PIGIX
02/16/2021 13,588.315 $11.04 $15.00 $150,000.00
BOND INSTL
T. ROWE PRICE
Trade
Buy RPIFX INSTL FLOATING
Details
RATE
02/16/2021 14,329.58 $9.77 $15.00 -$140,015.00
CIBC ATLAS
Trade INCOME
Sell AWIIX
Details OPPORTUNITIES
02/16/2021 8,791.491 $14.22 $15.00 $125,000.00
INSTL
PIMCO
Trade COMMODITY
Buy PCRIX
Details REAL RET
02/16/2021 21,439.51 $6.53 $15.00 -$140,015.00
STRAT INSTL
BANK INT
as of Bank Interest
02/16/2021
SCHWAB BANK
011621-021521 $0.25
02/15/2021
PIMCO
Cash INVESTMENT
PIGIX
01/29/2021 $889.15
BOND INSTL
VANGUARD
Cash INTERM-TERM
VFIDX
01/29/2021 $233.00
GRDE ADM
COHEN&
Reinvest STEERS
CPXIX
Shares PREFERRED
01/29/2021 44.446 $14.31 -$636.02
SEC&INC I
COHEN&
Reinvest STEERS
CPXIX
Dividend PREFERRED
01/29/2021 $636.02
SEC&INC I
BANK INT
as of Bank Interest
01/19/2021
SCHWAB BANK
121620-011521 $0.22
01/15/2021
Transactions Total $6,111.06
•Transactions may include Bank Sweep deposit mfonnation. Bank Sweep deposits arc held at the FDIC-insured depository mstuuuon(s) referenced on the Balances detail page, your account statements and disclosed in your
account documents. SIPC docs not cover balances held m the Bank Sweep feature.
(0007-7604)
Charles Schwab Bank. SSB and Charles Schwab Premier Bank. SSB (collectively. "Affiliated Banks") and Charles Schwab
Today's Date: i,t) JJ. 06/04/2022
& Co.• Inc. ("Schwab") are separate but affiliated companies and subsidiaries of The Charles Schwab Corporation. Deposit
and lending products, including the Pledged Asset Line®, are offered by Charles Schwab Bank, SSB, Member FDIC and
Charles Schwab Premier Bank, SSB, Member FDIC. Investment products are offered by Charles Schwab & Co., Inc.,
are affiliated with Charles Schwab & Co., Inc. ("Affiliated Banks"). Funds deposited at Affiliated Banks are insured, in
Insurance Corporation (FDIC). Securities products and services (including unswept or intra-day cash, net credit or debit
balances, and money market funds) offered by Charles Schwab & Co., Inc. (member SIPC ) are not deposits or obligations
guaranteed. Charles Schwab & Co., Inc. and the Affiliated Banks are separate entities and are all affiliates of The Charles
Schwab Corporation. © 2022 Charles Schwab & Co., Inc. All rights reserved. Member SIPC .Unauthorized access is
8/8

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Brokerage Trust Account of
FAUCI DEFINED BENEFIT PLAN
U/A OTO 12/08/1995
Oe
Account Number
Your Independent Investment Manager and/or Advisor

Statement Period
December 1-31, 2021
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Visit www.schwab.com/StatementUserGui_de_ for more information.

1 (202) 783-4144
Table of Contents Page
Terms and Conditions ..................................................................................................2
Chan ge in Account Value..............................................................................................3
Income Summary......................................................................................................... 4
Bank Swee p for Benefit Plans Activity.........................................................................12
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Your lnctepenclent Investment MVisor is no; affiliated wllh or an agen1 of

Page 1 of 13
12/31-00000•TTCJ0906-145719 •1.2

■
GENERAL INFORMATION AND KEV TERMS:
U/A OTO 12/08/1995

-- Account Number Statement Period
December 1-31, 2021
arc offered by Charles Schwab & Co., Inc., Member SIPC. Securities
Co., Inc. ("Schwab") for your Account at Schwab (" Account"). Unless in trading securities on margin. These risks include: balances held in brokerage accounts are not deposits or other
otherwise defined herein, capitalized tenns have the same meanings as • You can lose more funds than you deposit in the margin account. obligations of. or guaranteed by, any bank, are not FDIC insured, and
in your Account Agreement. If you receive any other communication • Schwab can force the sale of securities or other assets in any of are subject to investment risk and maylose value. SIPC does not cover
from any source other than Schwab which purports to represent your your account(s) to maintain the required account equity without balances held at banks affiliated with Schwab in the Bank Sweep
you should verify its content with this statement. • You are not e11titled to choose which assets are liquidated nor are Feature Disclosure Statement for more information on msurance coverage.
AIP (Automatic Investment Plan) Customers: Schwab receives you entitled to an extension of time on a margin call. Yield to Maturity: This is the actual average annual return
remuneration in connection with cenain transactions effected through • SChwab can increase both its "house" maintenance margin on a note if held to maturity.
Schwab. If you partici ate in a systematic invesnnent program through requirements an(! the n:iaintenance margi!l requir�ments for your Gain (or Loss): Unrealized Gain or (Loss) and Realized Gain or
Schwab. the additionarinformation normally detailed on a trade Account at a11y time wuhout advance wntten nollce to you. Oeoss) sections ("Gain/Loss Section(s)") contain a gain or a loss summary
confirmation will be provided upon request. Market Price: The most recent price evaluation available to Schwab of your Account. This information has been provided on this statement
Average Daily Balance: Average daily composite of all cash balances on the last business day of the repon period, normally the last trade at the request of your Advisor, if applicable. This information is not a
that cam interest and all loans ffom Schwab tnat arc charged interest. price or bid as of market close. Unpriced securities denote that no solicitation or a nx:ommcndation to buy or sell. Schwab does not
Bank Sweep and Bank Sweep for Benefit Plans Features: Schwab actS market evaluation update is currently available. Price evaluations are provide tax advice and encourages you to consult with your tax
as your agent and custodian in establishing and maintaining your obtained from outside panics. Schwab shall have no responsibility for professional Please view the Cost Basis Disdos■re Statement for
Deposit Account(s) as a feature of your brokerage account(s}. I>eposit the accuracy or timeliness of any such valuations. Pricing of assets not additional Information on how gain (or loss) is <alcalated and how
accounts held through bank sweep features constitute direct obli.11ations of held at Schwab is for infonnational purpQses only. Some securities, Schwab reports adiusted cost basis Information to the IRS.
one of more FDIC insured banks (" Affiliated Banks") that arc affiliated especially thinly traded equities in tl\e OTC marliet or foreign markets, Accrued Income: Accrued Income is the sum of the total accrued
with Schwab and are not obli�ations of Schwab. Funds swept to Affiliated may not report the most current price and are indicated as Stale Priced. interest and/or accrued dividends on positions held in your Account,
Banks are eligible for deposit insurance from the FDIC up to the For Limited Partnerships and Real Estate Investment Trust (REIT) but the interest and/or dividends have not been received into your
applicable limits for each bank for funds held in the same insurable securities, you may see that the value reflected on xour monthly account. Schwab makes no representation that the amounts shown (or any
capacity. The balance in the De_posit Accounts can be withdrawn on your account statement for this security is unpriced. NASD rules require other amount) will be received Accrued amounts are not covered by SIPC
order and the proceeds returned to your brokerage account or remitted 10 that certain Limited Partnerships (direct panicipation programs} and account i>rotection until actually received and held in the Account.
you as provided in your Account Agreement. For infonnation on FDIC Real Estate Investment Trust (REIT) securities. that have not been rN CASE OF ERRORS OR DISCREPANCIES: If you find an
insurance and its limits, as well as other imponant disclosures about the priced within 18 months. must show as unpriced on customer statements. error or discrepancy relating to your brokcrag� activity (other than
bank sweep fcaturc(s) in ¥Our account. please refer to the Cash Features Note that these securities arc generally illiquid, the value of an electronic fund transfer) you must notify us promptly, but no later
Disclosure Statement available onlinc or from a Schwab representative. the securities will be different than its purchase price, and, if than 10 days after this statement is sent or made ava.Jlable to you, If
Cash: Any Free Credit Balance owed by us to you payable Ul)On ai>plicablc, that accurate valuation information may not be available. this statement shows that we have mailed or delivered securitv
demand which, although accounted for on our books of recoril, is not Market Value: The Market Value is computed by multiplying certificate(s) that you have not received, notify Schwab lmmedlately.
SCBfegated and may beused in the conduct of this firm's business. the Market Price by the Quantity of Shares. This 1s the dollar value of You may call us al 800-435-4000. (Outside the U.S., call
D1vicfend Reinvestment Customers: Dividend reinvestment your present holdings in your specified Schwab Account or a summary +l-415-667-8400.) If you're a client of an independent invmment
transactions were effected by Schwab acting as a principal for its own of the Market Value summed over multiple accounts. advisor, call us at 800-SlS-21S7. Any oral communications
account, except for the reinvestment of Schwab dividends, for which an Non-Publicly Traded Securities: All assets shown on this statement, should be re-confirmed in wrilinJ to further protect your rights,
independent liroker-dealcr acted as the buying agent. Further infonnation other than certain direct investments which may be held by a third including rights under the Secunties Investor Protection Ad
on iliese transactions will be furnished upon written request. party, are held in your Account. Values of cenain Non-Publiclx (SIPA). If you do not so notify us, you agree that the statement
Interest: For the Schwab One Interest, Bank Sweep, and Bank Sw� for Traded Securities may be furnished by a third party as provided activity and Account balance are correcl for all purposes w:lth
Benefit Plans features, interest is paid for a period tnat may differ from by Schwab's Account Agreement. Schwab shall have no responsibility respect to those brokerage transactions.
die Statement Period. Balances include interest paid as indicated on your for the accuracy or timeflness of such valuations. The Securities IN CASE OF COMPLAINTS: If you have a complaint regarding
statement by Schwab or one or more of its Affihated Banks. These Investor �o.tection Corporation (SIPC) does not cover many limited your Schwab statement. products or services, please write to the Clien1
balances do not include interest that may have accrued during the partnersh!P interests. Advocacy Team at Charles Schwab & Co., Inc.,Attention: Client
Statement Period after interest is _paid. The interest _paid may include Schwab Sweep Money Funds: Includes the primary money market Advocacy Team. 211 Main St., San Francisco, CA 94105, USA,
interest that accrued in the prior Statement Period. For the Schwab One funds into which Free Credit Balances may be automatically invested or call Schwab Signature Alliance at 800-515-2157.
Interest feature, interest accrues daily from the second-to-last business pursuant to your Account A�ement. Schwab or an affiliate acts and Address Changes: If you fail to notify Schwab i n writing of anxchange
day of the prior month and is posted on the second-to-last business day receives compensation as the Investment Advisor, Transfer Agent, of address or plione number, you may not receive important noufications
of the current month. For the bank sweep feature(s), interest accrues Shareholder Service Agent and Distributor for the Schwab Sweep about your Account, and tradmg or other restrictions might be placed on
daily from the 16th day of the prior month and is credited/posted Money Funds. The amount of such comP.Cnsation is disclosed in the your Account.
If, on any given day, the interest that Schwab calculates for the Free ,s the current 7-day yield as of the statement period.Yields vary. We are required by law to report to the Internal Revenue Service
Credit Balances in the Schwab One Interest feature in your brokerage If on any given day, the accrued daily dividend for your selected adjusted cost basis information (if applicable), certain payments
account is less than $.005 1 you will not accrue any interest on that swcCP. mone r fund as calculated for your account is less than ½ of I to you and credits to your Account during the calendar year.
day. For balances held at oanks affiliated with Schwab in the cent ($0.005), your account will not earn a dividend for that da)'. Retain this statement for income tax purposes. A financial statement
Bank Sweep and Bank Sweep for Benefit Plans features, interest will In addition, tf you do not accrue at least I daily dividend of$0.0I for your inspection is available at Schwab's offices or a copy will
accrue even if the amount is less than $.005. during a pay P.Criod, you will not receive a monex market dividend be mailed to you upon written request. Any third party trademarks
Margin Account Customers: This is a combined statement of your for that penoil. Schwab and the Schwab Sweep Money Funds appearing herein are the property of their respective owners.
margin account and special memorandum account maintained for you investment advisor may be voluntarily reducing a portion of a Schwab Schwab and Charles Schwab Bank arc affiliates of each other
under Section 220.S of Regulation T issued by the Board of Governors Sweep Money Fund's expenses. Without these reductions, yields and subsidiaries of the Charles Schwab Corporation.
of the Federal Reserve System. The permanent record of the separate would have been lower. 0 2016 Charles Schwab & Co., Inc. ("Schwab"). All rights reserved.
account as required by Regulation Tis available for your inspection. Securities Products and Services: Securities productS and services Member SIPC.
(022 I- I I 7W)
Page2of 13

■ Brokerage Trust Account of
U/A OTO 12/08/1995
This Period Year to Date Account Value [in Thousands}

Account Value as of 12/31/2021: $ 2,551,210.91
: : : : : := : ·: ·: : : : : =: : : : : : : : : : : : : : : :
Starting Value $2,708,766.75 $2,403,522.28
s 06 51 ·
:::g:�� 5��9��.:
3000
1 , g:b�:. :::::::: :�::::::::�(��
...Transfer of Securities .(ln/Out}.... ...................... ........... .{2 46,726.27) ..................... J246,72 6 .27J.
2500
... Income. Reinvested ......................... ..................................... (99,446.84l........... ·-·······J14 2, 807.70J

2000
...Change. in. Value. of Investments ........................................ 8 2,038 .5 5 .............-............ 383 ,273.84.

1500
1000
Ending Value on 12/31/2021 $2,551,210.91 $ 2,551,210.91
I Total Change in Account Value $ (157,555.84) I 500
$147,688.63 0
3121 6/21 9/21 12/21
Asset Composition Market Value % of Account Assets Overview

Cash. and. Bank. Sweep .B··························-·····-·········-···· . $. 34 , 482 .78 ···························-···········-· 1 %...
A
Bond. Funds ······-··...·.-·······························-··················· ........ 457,604 .54·············-···-··················-· 1 8 %._

Equtty Funds .......................................................................... 2,059, 123 .59 .........................................8 1 °/o...
Total Assets Long $2,551,210.91
I I
••□
Total Account Value $2,551,210.91 100%
18% Bond Funds
81% Equity Funds
1% Cash, Bank Sweep
(A.BJ
riDII
ra PRIVATE WEALTH
MANAGEMENT
Your lndi,p<tndent Investment A,Msor 1$ not aff�lated with or an agent of

Sdlwab and Schwab ®CS not supeNise or endorse you, Advisor.
Page 3of 13

■
U/A OTO 12/08/1995
Short Term
--- Long Term
Statement Period
December 1-31, 2021
. •··•···•Investments
All ..··•-· .
···•· • -•··•-·•-
$0.00 $0.00 $662,774.63
Income Summary ______ Federally Tax-Exempt Federally Taxable Federally Tax-Exempt Federally Taxable
Bank Sweep Interest 0.00 0.23 0.00 2.63
Cash Dividends 0.00 1 5,776.98 0.00 75,121.27
Total Capital Gains Distributions 0.00 90,8 01.51 0.00 91,3 89.76
oo ....••-••••••••
Total Income 0.00 106,578.72 0.00 166,513.66

! Shirting
Cash• $27,350.90 $28,371.72 1
Deposits and other Cash Credits 0.00 0.00
,•••••••••••••• ,0 •••••••••••• ·••········································...................... .......................... .................... .......................................................................... _.......................... _..............................._._ ............... _•• _........... -- ............_.,.,. ...
Dividends and .1nterest ····························································-···················································· ..··························• ..···· ..···················· ..... 106, S78 .72 ...-....................................................................166,513 .66 ...
................. -....................... _ ....................................... ·-··---· ..................... _..___ ,••••• -......... _.. _···-··-----···· .......... -...................... -.................... ............... +O ................................... .......... ....................................... _ ................................ ..
Investments Purchased (99,446.84) (422,837.70)

_ - -
....... ............................._________.........._ ........ .... ....·-····..··............................... _._.............................................................................................................................................. ............................................................................
Fees and Charges 0.00 (12,564.90)
Total Cash Transaction Detail 7,131.88 6,111.06
[ Ending Cash•
$ 34,482.78 $ 34,482.781

■
Investment Detail - Cash and Bank Sweep
U/A OTO 12/08/1995
December 1-31, 2021
% of Account
Cash
-- -
Starting Balance
- Ending Balance Assets
Cash
Total Cash
796.98
796.98
1,134.57
1,134.57
-
<1%
<1%
% of Account
Bank Sweep Starting Balance
- Ending Balance Assets
-
CHARLES SCHWAB BANK 26,553.92 33,348.21 1%
Total Bank Sweep A.8 26,553.92 33,348.21 1%
[ Total Cash and Bank Sweep 34,482.78 1%

-- %of
Market Market
-
Unrealized
--
Account
Bond Funds Quantity Price Value
- Cost Basis Gain or (Loss) Assets
PIMCO INVESTMENT GRADE C 18,012.5720 10.69000 192,554.39 181,561.03 10,993.36 8%
REDIT BOND INSTL
SYMBOL: PIGIX
T. ROWE PRICE INSTL FLOA � 14,831.3270 9.75000 144,605.44 144,908.61 (303.17) 6%
TING RATE
SYMBOL: RPIFX
VANGUARD INTERM-TERM INV 12,104.9960 9.95000 120,444.71 125,135.70 (4,690.99) 5%
ESTMENT-GRDE ADM
SYMBOL: VFIDX
--
Total Bond Funds 44,948.8950 457,604.54 451,605.34 5,999.20 18%
Please see "Endnotes for Your Account• section for an explanation of the endnote codes and symbols on this statement. Page Sof 13

■
Investment Detail• Mutual Funds (continued)
U/A DTD 12/08/1995
--
Statement Period
December 1-31, 2021
- --
%of
--
Equity Funds Quantity Price Value Cost Basis Gain or (Loss) Assets
CIBC ATLAS DISCIPLINED E 0 16,121.2140 30.96000 499,112.79 214,992.19 284,120.60 20%
QU ITYINSTL
SYMBOL: AWEIX

UNITIES INSTL
SYMBOL: AWIIX
CIBC ATLAS MID CAP EQUIT 5,916.1370 21.79000 128,912.63 90,190.50 38,722.13 5%
Y INSTITUTIONAL
SYMBOL: AWMIX
COHEN & STEERS PREFERRED 0 11,676.9800 14.11000 164,762.19 162,157.98 2,604.21 6%

SEC& INC I
SYMBOL: CPXIX
EDGEWOOD GROWTH INSTL 5,777.8530 60.49000 349,502.33 213,003.16 136,499.17 14%

SYMBOL: EGFIX
HAMLIN HIGH DIVIDEND EQU 9,343.9970 29.85000 278,918.31 188,967.06 89,951.25 11%
ITV INSTL
SYMBOL: HHDFX
JPMORGAN MID CAP VALUE L 0 3,449.6860 41.61000 143,541.43 115,308.73 28,232.70 6%

SYMBOL: FLMVX

EQUITY
SYMBOL: MIEIX
0 26,634.5550 6.35000 169,129.42 171,675.82 (2,546.40)
PIMCO COMMODITY REAL RET 7%
STRAT INSTL
SYMBOL: PCRIX

■
U/A DTD 12/08/1995
Market Market
December 1-31, 2021
Unrealized
- %of
Account
VANGUARD EMERGING MKTS S 2,767.7830 41.00000 113,479.10 100,015.00 13,464.10 4%
TOCKIDXADM
SYMBOL: VEMAX
--
---
--
93,013.8460 2,059,123.59 1,402,348.16 656,775.43 81%
137,962.7410 2,516,728.13 1,853,953.50 662,774.63 99%

Estimated Annual Income {"EAi") and Estimated Yield ("EY") calculations are for informational purposes only and are derived from information provided by outside parties. Schwab cannot guarantee the
might be lower or higher than the estimated amounts. EY is based upon EAi and the current price of the security and will fluctuate. For cerlain types of securities, the calculations could include a return of

Bond Funds Activity

Charges and
12/08/21 12/08/21 Reinvested Shares PIMCO INVESTMENT GRADE C 32.2360 10.6900 0.00 {344.60)

U/A DTD 12/08/1995
Bond Funds Activity (continued)

December 1-31, 2021
Charges and
12/08/21 12/08/21 Reinvested Shares PIMCO INVESTMENT GRADE C 116.2090 10.6900 0.00 (1,242.27)
12/29/21 12/29/21 Reinvested Shares VANGUARD INTERM-TERM INV 120.4500 9.9200 0.00 (1,194.86)
TING RA TE: RPIFX
Total Bond Funds Activity (3,272.14)

Charges and
---------------Description
Settle Date Trade Date Transaction Quantity Unit Price Interest Total Amount
EQUITY: MIEIX
12/09/21 12/09/21 Reinvested Shares MFS INSTL INTERNATIONAL 56.0620 32.9200 0.00 (1,845.56)
EQUITY: MIEIX

■
Transaction Detail• Purchases & Sales (continued)

U/A OTO 12/08/1995
December 1-31, 2021
Charges and
Settle Date Trade Date Transaction Description
----- Quantity Unit Price Interest Total Amount
UUU...........�••••••••••• .. •••••···-••••--•·••·••·•••••···••• ••••••····••··•••··••••····•··••••••·••••••••••••·•••·••Ho0♦0•0-•o-•ooo--••·U• ..•·•••-••••••••• ••H+••••••--••••·•••-••--H♦OOO,--o•-••H-O••••••-•••-•••••••••O••oo••••·••••••• .. ••••••♦♦♦--•••••••••••••••· .. •••••••••H· .. ••••••••·• ..• .. •••··•·•· ..••·····•···
12/14/21 12/14/21 Reinvested Shares HAMLIN HIGH DIVIDEND EQU 196.2000 29.0100 0.00 (5,691.76)
ITY INSTL: HHOFX
12/16/21 12/16/21 Reinvested Shares COHEN & STEERS PREFERRED 43.2860 14.0200 0.00 (606.87)
SEC & INC I: CPXIX
........,_,, ......................................,. ............................ ·••........................................................

SEC & INC I: CPXIX
················•·······················•································..··················································••·········
.......................................................................................................................................................
QUITY INSTL: AWEIX
QUITY INSTL: AWEIX

U/A DTD 12/08/1995

December 1-31, 2021
Charges and
12/22/21 12/22/21 Reinvested Shares CIBC ATLAS INCOME OPPORT 199.6850 15.9200 0.00 (3,178.99)
12/22/21 12/22/21 Reinvested Shares CIBC ATLAS MID CAP EQUIT 569.1920 21.4200 0.00 (12,192.10)
12/22/21 12/22/21 Reinvested Shares EDGEWOOD GROWTH INSTL: EGFIX 26.4490 60.0800 0.00 (1,589.08)
12/22/21 12/22/21 Reinvested Shares EDGEWOOD GROWTH INSTL: EGFIX 290.6350 60.0800 0.00 (17,461.35)
STRAT INSTL: PCRIX
QUITY INSTL: AWEIX
Total Equity Funds Activity
[ Total Purchases & Sales
Please see •endnotes for Your Account" section for an explanation of the endnote codes and symbols on this statement. Page 10 of 13

■
Transaction Detail - Transfers
U/A DTD 12/08/1995
December 1-31, 2021
Description ---
Settle Trade
Date Date Transaction -- Quantity Unit Price Total Amount
12/09/21 12/09/21 Journaled Shares CIBC ATLAS DISCIPLINED EQUITY INSTL: (7,497.0000) 32.9100 (246,726.27)
AWEIX
I Total Transfers (246,726.27) I
Transaction Process
Date Date Activity Description Credit/(Debit)
12/08/21 12/08/21 Sttm Cap Gn Rein PIMCO INVESTMENT GRADE C: PIGIX 344.60
12/08/21 12/08/21 LT Cap Gain Rein PIMCO INVESTMENT GRADE C: PIGIX 1,242.27
························································••·••·······························································•················ ............... .
12/09/21 12/09/21 Cash Dividend MFS INSTL INTERNATIONAL: MIEIX 1,150.23
,,o ..•••••••••u••• ..•••••o•••••-•••-••••••••••
12/13/21 12/13/21 LT Cap Gain Rein JPMORGAN MIO CAP VALUE L: FLMVX 16,328.98
12/13/21 12/13/21 Sttm Cap Gn Rein JPMORGAN MID CAP VALUE L: FLMVX 1,287.83
•••••••••••H•••••••••••••••••••••••• •••••••••••••••••••••••••••••••••••••••••••••••••••••++• .. ••••••••••••••••••••+•••••••••••••••••••••••••••++••••••••••••••·••·•·····························•····•············• .. ,♦0000000·····•--·······
12/14/21 12/14/21 LT Cap Gain Rein HAMLIN HIGH DIVIDEND EQU: HHOFX 5,691.76
12/15/21 12/16/21 Bank lnterest A.B BANK INT 111621-121521: SCHWAB BANK 0.23
12/16/21 12/16/21 Div For Reinvest COHEN & STEERS PREFERRED: CPXIX 606.87
12/16/21 12/16/21 LT Cap Gain Rein COHEN & STEERS PREFERRED: CPXIX 1,040.35
12/17/21 12/17/21 Cash ••••••••••••••••••••••••••-•••••-••••••••••••••••••-
Dividend VANGUARD EMERGING MKTS S: VEMAX 1,076.11
•••-••••••••••••H••••-••••••••-••••••••••..,...• .. ••••••o••H•••-••••••••••••••••••••--••••••••••••••••••••••••••••••• .. ••• .. ••••••••••••••••••••••••••••••·•••n••· • •�•••••••••••••••••• .. ••••••••• .. •••••�•••• .. ••..••••••••••••••
12/20/21 12/20/21 Div For Reinvest JPMORGAN MID CAP VALUE L: FLMVX 1,145.52
12/22/21 12/22/21 Sttm Cap Gn Rein CIBC ATLAS DISCIPLINED E: AWEIX 144.42
12/22/21 12/22/21 LT Cap Gain Rein CIBC ATLAS DISCIPLINED E: AWEIX 30,625.29
12/22/21 12/22/21 LT Cap Gain Rein CiBC ATLAS INCOME OPPORT: AWIIX 3,178.99
12/22/21 12/22/21 LT Cap Gain Rein CIBC ATLAS MIO CAP EQUIT: AWMIX 12,192.10
12/22/21 12/22/21 Sttm Cap Gn Rein EDGEWOOD GROWTH INSTL: EGFIX 1,589.08
12/22/21 12/22/21 LT Cap Gain Rein EDGEWOOD GROWTH INSTL: EGFIX 17,461.35
12/28/21 12/28/21 Div For Reinvest PIMCO COMMODITY REAL RET: PCRIX 607.22

U/A OTO 12/08/1995
Transaction Detail• Dividends & Interest (including Money Market Fund dividends reinvested) (continued)
Transaction
Date
Process
December 1-31, 2021
Credit/(Debit)
12/28/21 12/28/21 Cash Dividend PIMCO INVESTMENT GRADE C: PIGIX 264.06
12/29/21 12/29/21 LT Cap Gain Rein VANGUARD INTERM-TERM INV: VFIDX 1,194.86
12/30/21 12/30/21 Div For Reinvest CIBC ATLAS DISCIPLINED E: AWEIX 2,403.34
.................
12/30/21 12/30/21 Cash Dividend HAMLIN HIGH DIVIDEND EQU: HHDFX 2,765.82
12/31/21 12/31/21 Cash Dividend PIMCO INVESTMENT GRADE C: PIGIX 652.89
•••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••• •••••••••••••••••••••••••••••••••••••••••..-••o•••�•••••••••••�•••••••••••••••••o.••••••••••••••••••••••• •••••••••·••••••••

I Total Dividends & Interest 1os.s1a.12 J
2 5
( 39, 94.39) I
[ Total Transaction Detall
Bank Sweep for Benefit Plans Activity

Transaction
Date Transaction Description Withdrawal Deposit Balance A.B
Opening Balance A.B 26,553.92
12/01/21 Auto Transfer BANK CREDIT FROM BROKERAGE A 796.98 27,350.90

12/10/21 Auto Transfer BANK CREDIT FROM BROKERAGE A 1, 150.23 28,501.13
................................................................................................
12/15/21 Interest PaidA.8 BANK INTEREST· CHARLES SCHWAB BANK 0.23 28,501.36
12/15/21 Auto Transfer BANK TRANSFER TO BROKERAGE 0.23 28,501.13
12/20/21 Auto Transfer BANK CREDIT FROM BROKERAGE 11. 1,076.11 29,577.47
0 0 • • • • ••• •••••00000 0 •-·•• OOOOO•Oo•OO000000 • •·•••�• 0 HOO O ••0•.000<00-••0000 0•00000♦ 0..00 ..... 000000O• ,ooo ••••0 0 0-00 0• •·• •· • 0000 -•• 00 • • • • • • •
Please see "Endnotes for Your Account• section for an explanation of the endnote codes and symbols on this statement. Page 12of 13

■
Bank Sweep for Benefit Plans Activity (continued)
Transaction
U/A OTO 12/08/1995 -Account Number Statement Period
December 1-31, 2021
Date Transaction Description Withdrawal Deposit Balance "-8

.... ·····--··�---·
12/31/21 Auto Transfer BANK CREDIT FROM BROKERAGE A 3,506.68 33,348.21
Total Activity 0.23 6,794.52
( Ending Balance "-8

Bank Sweep for Benefit Plans: Interest Rate as of 12131121 was 0.01%. 8
33,348.21
--
A Bank Sweep deposits are held at FDIC-insured bank(s) C-Banks") that are affiliated with Charles Schwab & Co., Inc.
B For Bank Sweep and Bank Sweep for Benefit Plans features, Interest is paid for a period that differs from the Statement Period. Balances include interest paid as
Period after Interest is paid. The interest paid may include interest that. accrued. in the prior.Statement Period................. ....................................................................... ........
. .....................
Charles Schwab Investment Advisory, Inc. ("CSIA"), Schwab Private Client Investment Advisory, Inc. ("SPCIA"), or an affiliated company that may act as the investment advisor

Accounts > History ��
■
Transactions From 01/01/2021 To l 2/31/202 l Independent Investment Advisor*
�O�I PRIVATE WEALTH
MANAGEMENT

•Not affiliated with Schwab
Date Action Details svmbol Descrtptlon• Quantity Price Fees&Comm Amount
SCHWAB
Long Term
Cap Gain
MONEY
SCHWAB
Short Term
Cap Gain
MONEY
T. ROWE PRICE
Cash SUMMIT
12/31/2021 PRSMX $441.52
INV
SCHWAB
Cash GOVERNMENT 0.87
12/31/2021 SWGXX
Dividend
MONEY
T. ROWE PRICE
Reinvest
Shares
RATE
T. ROWE PRICE
Reinvest
Dividend
RATE
SCHWAB
Trade
12/31/2021 Buy SWGXX GOVERNMENT 520.96 $1.00 -$520.96
DetaHs
MONEY
CIBC ATLAS
Cash INCOME
12/30/2021 AWIIX $520.96
INSTL
PIMCO
Reinvest COMMODITY
12/28/2021 PCRIX $433.73
Dividend REAL RET
STRAT INSTL
PIMCO
Reinvest COMMODITY
12/28/2021 PCRIX 67.983 $6.38 -$433.73
Shares REAL RET
STRATINSTL
SCHWAB
Trade
Details
MONEY
Reinvest PAX SMALL CAP

12/22/2021 PXSIX 171.914 $18.61 -$3,199.32
Shares INSTITUTIONAL
Reinvest PAX SMALL CAP

12/22/2021 PXSIX 100.997 $18.61 -$1,879.55
Shares INSTITUTIONAL
CIBC ATLAS
Reinvest INCOME
12/22/2021 AWUX 140.416 $15.92 -$2,235.42
INSTL
CIBC ATLAS
Long Term
INCOME
12/22/2021 Cap Gain AWIIX $2,235.42
OPPORTUNITIES
Reinvest
INSTL
Long Term PAX SMALL CAP

12/22/2021 Cap Gain PXSIX $3,199.32
INSTITUTIONAL
Reinvest
Short Term
PAX SMALL CAP
12/22/2021 Cap Gain PXSIX $1,879.55
INSTITUTIONAL
Reinvest
1/6

Cash PAX SMALL CAP

12/22/2021 PXSIX $130.46
Dividend INSTITUTIONAL
PAX ELLEVATE
Cash GLOBAL
12/22/2021 PXWIX $703.85
Dividend WOMEN'S
LEADER INSTL
PARNASSUS
Cash
12/22/2021 PRILX CORE EQUITY $6,937.63
D ividend
INSTITUTIONAL
SCHWAB
Trade
Details
MONEY
Long Term BOSTON

12/17/2021 Cap Gain BCAIX COMMONESG $4,689.79
Reinvest IMPACT IN TL
BOSTON
Cash
12/17/2021 BCAIX COMMON ESG $5,071.52
Dividend
IMPACT INTL
BOSTON
Reinvest
12/17/2021 BCAJX COMMONESG 128.171 $36.59 -$4,689.79
Shares
IMPACTINTL
SCHWAB
Trade GOVERNMENT
12/15/2021 Buy SWGXX 521.9 $1.00 -$521.90
D etails
MONEY
HARD ING
Long Term LOEVNER
12/14/2021 Cap Gain HLEMX EMERGING $6,942.29
Reinvest MARKETS
ADVISOR
HARDING
LOEVNER
Reinvest
12/14/2021 HLEMX EMERGING 118.672 $58.50 -$6,942.29
Shares
MARKETS
ADVISOR
HARDING
LOEVNER
Cash
12/14/2021 HLEMX EMERGING $521.90
Dividend
MARKETS
ADVISOR
T. ROWE PRICE
Reinvest SUMMIT
12/0812021 PRSMX 1.159 $12.32 -$14.28
Shares MUNICIPAL INTM
INV
T. ROWE PRICE
Short Term
SUMMIT
12/0812021 Cap Gain PRSMX $14.28
MUNICIPAL INTM
Reinvest
INV
SCHWAB
Trade
12/01/2021 Buy SWGXX GOVERNMENT 405.66 $1.00 -$405.66
Details
MONEY
T. ROWE PRICE
Cash SUMMIT
11/30/2021 PRSMX $405.66
INV
T. ROWE PRICE
Reinvest
Dividend
RATE
T. ROWE PRICE
Reinvest
Shares
RATE
PARNASSUS
11/18/ 2021 Reinvest PRILX 1,121.314
CORE EQUITY $63.01 -$70,654.01
Shares
INSTITUTIONAL
Long Term PARNASSUS

11/18/2021 Cap Gain PRILX CORE EQUITY $70,654.01
SCHWAB
Trade
11/18/2021 Sell SWGXX GOVERNMENT 4,135.15 $1.00 $4,135.15
D etaffs
MONEY
11117/2021 Advisor Fee TO ADVISOR -$4,135.15
2/6

Date Action Details Symbol D1seription• Qua.ntity Price Fees&Comm Amount
11/16/2021 SCHWAB
Cash
asof SWGXX GOVERNMENT 3.37
Dividend
11/15/2021 MONEY
Trade SCHWAB GOVT

11/01/2021 Buy SWGXX 422.41 $1.00 -$422.41
Details MONEY FUND
T. ROWE PRICE
Cash SUMMIT
1012912021 PRSMX $422.41
Dividend MUNICIPALINTM
INV
T. ROWE PRICE
1012912021 Reinvest INSTL FLOATING
RPIFX $348.45
Dividend
RATE
----
T. ROWE PRICE
Reinvest
10129/2021 RPlFX INSTL FLOATING 35.665 $9.77 -$348.45
Shares
RATE
10/18/2021
Cash SCHWAB GOVT
as of SWGXX 0.27
Dividend MONEY FUND
10/1512021
Trade SWGXX SCHWAB GOVT

10/01/2021 Buy 1,734.66 $1.00 -$1,734.66
Details MONEY FUND
T. ROWE PRICE
Cash SUMMIT
09/30/2021 PRSMX $408.14
INV
PARNASSUS
Cash
Dividend
INSTITUTIONAL
T. ROWE PRICE
Reinvest
snares
RATE
T. ROWE PRICE
Reinvest
Dividend
RATE
Trade SCHWAB GOVT

09/3012021 Buy SWGXX 455.94 $1.00 -$455.94
Details MONEY FUND
CIBC ATLAS
Cash INCOME
09129/2021 AWllX $455.94
INSTL
09/16/2021
Cash SCHWAB GOVT
as of SWGXX 0.26
Dividend MONEY FUND
09/15/2021
PIMCO
Reinvest COMMODITY
09/09/2021 PCRIX $2,165.89
Dividend REALRET
STRAT INSTL
PIMCO
Reinvest COMMODITY
09/09/2021 PCRIX 351.036 S6.17 -$2,165.89
Shares REAL RET
STRAT INSTL
Trade SCHWAB GOVT

09/01/2021 Buy SWGXX 409.42 $1.00 -$409.42
Details MONEY FUND
T. ROWE PRICE
Cash SUMMIT
08/31/2021 PRSMX $409.42
INV
T. ROWE PRICE
Reinvest
08/31/2021 RPIFX INSTL FLOATING 33.937 S9.75 -$330.89
Shares RATE
T. ROWE PRICE
08/3112021 Reinvest
RPIFX INSTL FLOATING $330.89
Dividend
RATE
08/1712021
casn SCHWAB GOVT
as of SWGXX 0.27
Dividend MONEY FUND
08/1612021
Trade SCHWAB GOVT

08/11/2021 Sell SWGXX 4,156.4 $1.00 $4,156.40
Details MONEY FUND
3/6

Date Action Details Symbol Description• Quantity Price Feea&Comm Amount
Trade SCHWAS GOVT

08/02/2021 Buy SWGXX 448.07 $1.00 -$448.07
Details MONEY FUND
T. ROWE PRICE
Cash SUMMIT
07/30/2021 PRSMX $448.07
INV
T. ROWE PRICE
Reinvest RPIFX INSTL FlOATING 35.08
07/30/2021 $9.74 -$341.68
Shares
RATE
T. ROWE PRICE
Reinvest RPIFX INSTLFLOATING
07/30/2021 $341.68
Dividend
RATE
07/16/2021
Cash SCHWAB GOVT
as of SWGXX 0.26
Dividend MONEY FUND
07/15/2021
Trade SCHWAB GOVT

07/01/2021 Buy SWGXX 1,875.57 $1.00 -$1.875.57
Details MONEY FUND
T. ROWE PRICE
Cash SUMMIT
06/30/2021 PRSMX $425.39
INV
PARNASSUS
Cash
Dividend
INSTITUTIONAL
T. ROWE PRICE
Reinvest
Shares
RATE
T. ROWE PRICE
Reinvest
06/30/2021 RPIFX INSTL FlOATING $322.74
Dividend
RATE
Trade SCHWAB GOVT

06/30J2021 Buy SWGXX 434.13 $1.00 -$434.13
Details MONEY FUND
CIBC ATLAS
Cash INCOME
06/29/2021 AWIIX $434.13
INSTL
Trade SCHWAB GOVT

06/23/2021 Buy SWGXX 914.74 $1.00 -$914.74
Details MONEY FUND
Cash PAXSMAUCAP
06/22/2021 PXSIX $117.28
Dividend INSTITUTIONAL
PAX ELLEVATE
Cash
06/22/2021 PXWIX GLBLWOMENS $797.46
Dividend
LDRSP INST
06/16/2021
Cash SCHWAB GOVT
as of SWGXX 0.25
Dividend MONEY FUND
06/15/2021
PIMCO
Reinvest COMMODITY
06/10/2021 PCRIX 38.65 $6.12 -$236.54
Shares REALRET
STRATINSTL
PIMCO
Reinvest COMMODITY
06/10/2021 PCRIX $236.54
Dividend REALRET
STRATINSTL
PIMCO
Reinvest COMMODITY
06/0712021 PCRIX 3,253.077 $6.08 -$19,778.71
Shares REAL RET
STRATINSTL
PIMCO
Reinvesl COMMODITY
06/07/2021 PCRIX $19,778.71
Dividend REALRET
STRATINSTL
Trade SCHWAB GOVT

06/01/2021 Buy SWGXX 414.87 $1.00 -$414.87
Details MONEY FUND
T. ROWE PRICE
Cash SUMMIT
05/28/2021 PRSMX $414.87
Dividend MUNICIPALINTM
INV
4/6

416122, 3:20 PM Print - History
Dale Action Delalla Symbol Description• Quantity Price Fees&Comrn Amount
T. ROWE PRICE
Reinvest RPIFX $328.55
05/28/2021 INSTL FLOATING
Dividend
RATE
T. ROWE PRICE
Reinvest
Sllares RATE
Trade SCHWAB GOVT

05/26/2021 Sell SWGXX 4,032.07 $1.00 $4,032.07
Details MONEYFUND
05/18/2021 SCHWAB GOVT

Cash
asof SWGXX 0.27
Dividend MONEYFUNO
05/1712021
Trade SCHWAB GOVT

0510312021 Buy SWGXX 461.22 $1.00 -$461.22
Details MONEYFUND
T. ROWE PRICE
cash SUMMIT
04130/2021 PRSMX $461.22
INV
T. ROWE PRICE
04/3012021 RPIFX 35.145 $9.76 -$343.02
Shares RATE
T. ROWE PRICE
Reinvest
0413012021 RPIFX INSTL FLOATING $343.02
Dividend
RATE
04116/2021
Cash SCHWAB GOVT
as of SWGXX 0.27
Dividend MONEYFUND
04/15/2021
Trade SCHWAB GOVT

04/01/2021 Buy SWGXX 1,574.85 $1.00 -$1,574.85
Detalls MONEY FUND
T. ROWE PRICE
cash SUMMIT
03/31/2021 PRSMX $445.86
INV
PARNASSUS
Cash
03/3112021 PRILX CORE EQUITY $1.128.99
Dividend
INSTITUTIONAL
T. ROWE PRICE
Reinvest RPIFX INSTL FLOATING
0313112021 35.858 $9.74 -$349.26
Shares
RATE
T. ROWE PRICE
Reinvest RPIFX
03/31/2021 INSTL FLOATING $349.26
Dividend
RATE
Trade SCHWAB GOVT

03/31/2021 Buy SWGXX 393.83 $1.00 -$393.83
Details MONEYFUNO
CIBC ATLAS
Cash INCOME
03/30/2021 AWIIX $393.83
INSTL
03/16/2021
Cash SCHWAB GOVT
as of SWGXX 0.23
Dividend MONEYFUNO
03/1512021
Trade SCHWAB GOVT

03/0112021 Buy SWGXX 603.62 $1.00 -$603.62
0et811S MONEYFUND
T. ROWE PRICE
Cash SUMMIT
02/26/2021 PRSMX $603.62
INV
T. ROWE PRICE
Reinvest
02/2612021 RPIFX INSTL FLOATING $107.98
Dividend
RATE
T. ROWE PRICE
Reinvest RPIFX 11.064
02/2612021 INSTL FLOATING $9.76 -$107.98
Shares
RATE
Trade SCHWAB GOVT

02123/2021 Sell SWGXX 3,967.41 $1.00 $3,967.41
Details MONEYFUND
0212212021 Advisor Fee TO ADVISOR -$3,967.41
Trade SCHWAB GOVT

02/1712021 Sell SWGXX 30 $1.00 $30.00
Details MONEYFUND
516

Date Action Details Symbol Description• Quantity Price FeH&Comm Amount
02/17/2021
Cash SCHWAB GOVT
asof SWGXX 0.25
Dividend MONEY FUND
02/16/2021
Trade
T. ROWE PRICE
02/16/2021 Buy RPIFX INSTL FLOATING 10,235.415 $9.77 $15.00 -$100.015.00
Details
RATE
T. ROWE PRICE
Trade SUMMIT
02/16/2021 Sell PRSMX 16,038.492 $12.47 $200,000.00
Details MUNICIPAL INTM
!NV
PIMCO
Trade COMMODITY
02/16/2021 Buy PCRIX 15,313.936 $6.53 $15.00 -$100,015.00
Details REAL RET
STRAT INSTL
Trade SCHWAB GOVT

02/01/2021 Buy SWGXX 748.57 $1.00 -$748.57
Details MONEY FUND
T. ROWE PRICE
Cash SUMMIT
01/29/2021 PRSMX $748.57
INV
01/19/2021
Cash SCHWAB GOVT
asof SWGXX 0.13
Dividend MONEY FUND
01115/2021
Trade SCHWAB GOVT

01/04/2021 Buy SWGXX 918.42 $1.00 -$918.42
Details MONEY FUND
Transactions Total -$476.78
-
•Transa.ctlOm may include Danie Swcc-p deposit 1nrorm.ation. nank Sweep dcp<>"$il� arc held t11 the FDIC-insurtd dq,o,itory im.ntudon(s) rcfc«nc:cd on the Bo1ancc, detail p3gc. your ac<ounc mtc:incnt.\ and disdoscd in your
account documtnis. SIPC does not cov�r b:aJ�c:s hdd m the 0.ank Sweep reo1urc.
(0007-7604)
Brokerage Products: Not FOIC Insured • No Bank Guarantee • May Lose Value
Charto$ Schwab Bank, SSB and Chartu Schwab Premier Bank, SSB (colectively, "Affiliated Banks") and Charles Schwab
& Co .. tnc. ("Schwab") are separate but affilialed companies and subsidiaries or The Charles Schwab Corporation. Deposit
and lending products. inclu<!ing the Pledged Asset Line®, are offered by Chartes Schwab Bank, SSB, Me�, FDIC and
Chartes Schwab Premier Bank, SS8. Member FDIC. tnves1ment products are ottered by Chaites Schwab & Co., Inc ..
Member SIPC , are nol insured by the FDIC. are nol de posits or obttgafions ol the Alfiffated Bank$, and are subject to
invastment risk. including the possible loss of principal invested. The Affiliated Bank$ are not acting or registered as
securities broker-<lealeni or investment advisors. Bank Sweep deposits are held at one or more FDIC-insured banks that
are affiliated wlth Chartes Schwab & Co., Inc. ("Affiliated Banks'). Funds doposited at Affiliated Banks are insured, in
aggregate, up to $250,000 per Affiliated Bank, per depositor, for each account ownersllip category, by tho Federal Oepo$il
tnsurance Corporation (FDIC). SecuriUe.s products and services (induding unswept or intra-day cesh, net ae<lit or debit
balances, and money mart<et funds) offered by Cllartes SCl\wab & Co .. Inc. (membe< SIPC) are not deposits or ol>ligations
of the Affiliated Banks, are subject to lnveslment risk, are not FDIC insured, may lose val\Je, and are not Affiliated Bank
guaranleed. Charles Schwab & Co .. Inc. and the Affiliated BankS are separate entities and are all affiliatas of The Charles
Schwab Corporation. C 2022 Chartes Schwab & Co.. Inc. All rights reserved. Member SIPC .UnauthoriJ:ad access is
prohibited. Usage wul be monitored.
6/6

- tt<-li
4/6/22, 3:24 PM - History
Accounts > History

��
Transactions From 01/01/2021 To 12/31/2021 (�
�o�,
II PRIVATE WEALTH
MANAGEMENT

Date Action Details Symbol DaseripUon• Quantity Prle<1 Faes&Comm Amount
VANGUARD
Cash INTERM-TERM
12/31/2021 VFIDX $30.28
GROE AOM
VANGUARD
Cash INTERM-TERM
12/31/2021 VFIDX $30.55
GRDE ADM
VANGUARD
Long Term
12/29/2021 INTERM-TERM
Cap Gain VFIOX $150.84
INVESTMENT-
Reinvest
GRDE ADM
VANGUARD
12/29/2021 VFIDX 15.206 $9.92 -$150.84
Shares INVESTMENT-
GRDE AOM
PAX SMALL
Reinvest
12/22/2021 PXSIX CAP 14.736 $18.61 -$274.23
Shares
INSTITUTIONAL
PAX SMALL
Reinvest
12/22/2021 PXSIX CAP 8.657 $18.61 -$161.10
Shares
INSTITUTIONAL
Long Term PAX SMALL

12/22/2021 Cap Gain PXSIX CAP $274.23
Short Term PAX SMALL

12/22/2021 Cap Gain PXSIX CAP $161.10
PAX SMALL
Cash
12/22/2021 PXSIX CAP $11.18
Dividend
INSTITUTIONAL
PAX ELLEVATE
Cash GLOBAL
12/22/2021 PXWIX $79.18
Dividend WOMEN'S
LEADER INSTL
PARNASSUS
Cash
12/22/2021 PRILX CORE EQUITY $386.58
Dividend
INSTITUTIONAL
Long Term BOSTON

12/17/2021 Cap Gain BCAlX COMMON ESG $378.08
Reinvest IMPACT INTL
BOSTON
Reinvest
12/17/2021 BCAlX COMMON ESG 10.333 $36.59 -$378.08
Shares
IMPACT INTL
BOSTON
Cash
12/17/2021 BCAIX COMMON ESG $408.86
Dividend
IMPACT INTL
12/16/2021 BANK INT

Bank
asof 111621-121521 $0.02
Interest
HARDING
Long Term LOEVNER
12/14/2021 Cap Gain HLEMX EMERGING $1,233.40
Reinvest MARKETS
ADVISOR
1/4

Oat• Action Dtteu, Symbol Doacription• Quantity Price Feea&Comm Amount
HARDING
LOEVNER
Reinvest
12/14/2021 HLEMX EMERGING 21.084 $58.50 -$1,233.40
Shares
MARKETS
ADVISOR
HARDING
LOEVNER
Cash
12/14/2021 HLEMX EMERGING $92.72
Dividend
MARKETS
ADVISOR
VANGUARD
Cash INTERM-TERM
11/30/2021 VFIDX $30.18
Dividend INVESTMENT·
GRDE ADM
PARNASSUS
Reinvest
11/18/2021 PRILX CORE EQUITY 62.481 $63.01 -$3,936.95
Shares
INSTITUTIONAL
Long Term PARNASSUS

11/18/2021 Gap Gain PRILX CORE EQUITY $3,936.95
11/16/2021 BANK INT

asof Bank
101621-111521 $0.02
Interest
11/15/2021 SCHWAS BANK
VANGUARD
Cash INTERM-TERM
10/29/2021 VFIDX $29.68
Dividend INVESTMENT•
GRDE ADM
10/18/2021 BANK INT

Bank
asof 091621-101521 $0.02
Interest
VANGUARD
Cash INTERM-TERM
09/30/2021 VFIDX $29.67
GROE AOM
PARNASSUS
Cash
09/30/2021 PRIL X CORE EQUITY $73.92
Dividend
INSTITUTIONAL
09/16/2021 BANK INT

Bank
asof 081621-091521 $0.02
Interest
VANGUARD
Cash INTERM-TERM
08/31/2021 VFIDX $29.77
Dividend INVESTMENT•
GRDE ADM
08/16/2021 BANK INT

Bank
asof 071621-081521 $0.02
Interest
VANGUARD
Cash INTERM-TERM
07/30/2021 VFIDX $29.24
GRDE AOM
07/16/2021 BANKINT
Bank
asof 061621-071521 $0.01
Interest
VANGUARD
Cash INTERM-TERM
06/30/2021 VFIDX $29.08
GRDE AOM
PARNASSUS
Cash
06/30/2021 PRILX CORE EQUITY $80.81
Dividend
INSTITUTIONAL
PAX SMALL
Cash
06/22/2021 PXSIX CAP $10.05
Dividend
INSTITUTIONAL
PAX ELLEVATE
cash
06/22/2021 PXWlX GLBLWOMENS $89.71
Dividend
LDRSP INST
06/16/2021 BANK INT

Bank
asof 051621-061521 $0.01
Interest
214

Oat♦ Action O.talla Symbol Description• Quantlly Price Feu&Comm Amount
VANGUARD
Cash INTERM -TERM
05/2812021 VFIOX $28.98
Dividend INV ESTM ENT-
GRDEADM
05/1712021 BANK INT

Bank
asof 041621-051521 $0.01
Interest
05/1512021 SCHWAB BANK
VANGUARD
Cash INTERM -TERM
04/3012021 VFIDX $29.34
GRDEADM
04/16/2021 BANK INT

Bank
asof 031621-041521 $0.01
Interest
0411512021 SCHWAB BANK
VANGUARD
Cash INTERM-TERM
03/3112021 VFIOX $28.76
GRDEADM
PARNAS S U S
Cash
03/31/2021 PRILX C ORE EQUITY $62.91
Dividend
IN STITUTIONAL
VANGUARD
03/3112021 VFIDX 7.441 $9.98 -$74.26
S hares INV ESTMENT-
GRDEAOM
VANGUARD
03/31/2021 VFIDX 2.244 $9.98 -$22.40
Shares INV ESTMENT-
GRDEADM
VANGUARD
Long Term INTERM-TERM
03/3112021 CapGain VFIDX $74.26
INVESTMENT-
Reinvest
GRDEADM
VANGUARD
Short Term
INTERM-TERM
03/31/2021 CapGain VFIDX $22.40
INVESTMENT-
Reinvest
GRDEADM
03/1612021 BANK INT

Bank
asof 021621-031521 $0.01
Interest
VANGUARD
03/01/2021
Cash INTERM-TERM
asof VFIDX $29.65
02/2$12021
GRDEADM
02/16/2021 BANK INT

Bank
asof 011621-021521 $0.01
Interest
VANGUARD
Cash INTERM-TERM
01129/2021 VFIDX $29.41
GRDEADM
01/19/2021 BANK INT

Bank
asof 121620-011521 $0.01
Interest
Transactions Tola! $1,680.68
'Transactions may include Bank Sweep deposit informatlon. Bank Sweep deposits an.- held al the FDIC-insured dcposltory insliruuon(s) rcfmnccd on the Balaoccs dc,ail page, your ae<O\lllt statements and disdoscd in your
account documents. SIPC doc, not cover balances held ,n the Bank Sweep feature.
(0007-7604)
Today's Dale: 3:24 PM. 06/04/2022
Charles Schwab Bal\k. SSB and Charles Schwab Premier Bank. SSB (conectively, 'Affiliated Banks') and Charle, Sdtwab
& Co•• Inc. rSchwab') are separate but allilated companies and subsidiaries of The Charles Schwab CorporaUon. Deposit
and lending products. including the Pledged Assel Line®. are offered by Chartes Schwab Bank. SSB. Member FDIC and
Ch311es Schwab Premier Bank. SSB, Member FDIC. Investment products are offered by Charles Schwab & Co., Inc••
Member SIPC , are not insured by the FDIC. are not deposits or obl igations of the Affiliated Banks, and are subjeet to
lnw,stment risk. Including lhe possible loss of prlnclpal invested. The Alfillated Banks are not acting or registered as
securities broker-<lealers or investment a<Msors. Bank Sweep deposits are held at one or more FDlc.insured banks that
are affillaled with Charles Sctlwab & Co., Inc. ("Affiliated Banl<s"). Funds depoSlled at Affiliated Banks ara insured, in
aggregate. up to $250.000 per Affiliated Bank. per depositor, for each account ownership category. by the Federal Deposit
lnsuranca Corporation (FDIC). SecuriOes prOducts and seNioes (including unswept or intra-day caSh, net credtt or debit
balances, and money market funds) offered by Charles Schwab & Co.. Inc. (member SIPC ) ara not deposits or obligations
of the Affiliated Banks, are subject lo investment risk. are not FDIC insured. may lose value. and are not Affiliated Bank•
3/4

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Annual Report | U.S. Office of Government Ethics; 5 C.F.R. part 2634 | Form Approved: OMB No.

(3209-0001) (March 2014)

Executive Branch Personnel

Other Federal Government Positions Held During the Preceding 12 Months:

Other review conducted by

U.S office of Government Ethics Certification

1. Filer's Positions Held Outside United States Government

# NAME CITY, STATE ORG TYPE POSITION FROM TO

2. Filer's Employment Assets and Income

# DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT

4 Attachment: (S) Revocable Trust - Account Summary

7 Attachment: Fauci - Revocable Trust - Account

4. Filer's Sources of Compensation Exceeding $5,000 in a year

5. Spouse's Employment Assets and Income

# DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT

1 CIBC ATLAS INCOME OPPORT Sale 02/17/2021 $250,001 to $500,000

3 MFS INSTL INTERNATIONAL Sale 09/08/2021 $15,001 to $50,000

5 PIMCO COMMODITY REAL RET (S) Purchase 02/17/2021 $100,001 to $250,000

7 PIMCO Investment Grade C Purchase 02/17/2021 $100,001 to $250,000

8 T. ROWE PRICE INSTL FLOA Purchase 02/17/2021 $250,001 to $500,000

9 T. ROWE PRICE INSTL FLOA (S) Purchase 02/17/2021 $100,001 to $250,000

10 T. ROWE PRICE SUMMIT MUN (S) Sale 02/17/2021 $100,001 to $250,000

11 VANGUARD SMALL CAP INDEX Sale 09/08/2021 $15,001 to $50,000

12 VERSUS CAP REAL ASSETS F Sale 09/08/2021 $15,001 to $50,000

13 Attachment: (S) IRA Contributory - Transactions - 2021

14 Attachment: (S) Revocable Trust - Transactions - 2021

16 Attachment: Fauci - IRA Contributory - Transactions - 2021

17 Attachment: Fauci - Revocable Trust - Transactions -2021

# BRIEF DESCRIPTION SOURCE NAME CITY, STATE VALUE

Your Independent lnveSlmenl Ad,iso< is 1'101 affiliated wilh or an agent of

LEARN MORE AT OPENTHEBOOKS.COM

U/A DTD 03/19/2014

This Account statement is furnished solely by Charles Schwab &

Securities purchased on margin are Schwab's collateral for the loan

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U/A OTO 03/19/2014

Year to Date Account Value (in Thousands]

Account Value as of 12/31/2021:$ 2,269,225.66

Starting Value $2,197,203.00 $1,96 2,819. 27

...Tra n sfer of Secu rities_{ln/ Out).............. -··-·····-······························o.oo ..............-.........................o.oo.. 1800

.. .Income . Re investe d········ ················-····································(1 9, 745 .55J.......................{115 1 731.75)__ 1350

Asset Composition Market Value % of Account Assets Overview

Total Assets Long $2,269,225.66

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U/A OTO 03/19/2014

Realized Gain or (Loss) This Period

Unrealized Gain or (Loss)

All Investments $0.00 $0.00 $ 576,548.61

This Period Year to Date

Income Summary_______ Federally Tax-Exe m p t 1

Cash Transactions Summary This Period Year to Date

Deposits and other Cash Credits 0.00 0.00

Withdrawals and other Debits 0.00 0.00

End ing Cash• $37,959.00 $37,959.00 I

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REVOCABLE TR Statement Period

Total Investment Detail 2,269,225.66

Total Account Value 2,269,225.66

Transaction Detail - Purchases & Sales

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