Mil HDBK 520a
Mil HDBK 520a
Mil HDBK 520a
com
NOT MEASUREMENT
SENSITIVE
MIL-HDBK-520A
19 December 2011
SUPERSEDING
MIL-HDBK-520 (USAF)
5 March 2010
DEPARTMENT OF DEFENSE
HANDBOOK
SYSTEM REQUIREMENTS DOCUMENT
GUIDANCE
MIL-HDBK-520A
FOREWORD
1. This handbook is approved for use by all Departments and Agencies of the Department
of Defense (DoD).
2. This handbook was prepared solely for Government personnel and associated support
contract staff. Therefore, many of the links herein require .gov or .mil access using a Common
Access Card (CAC). Please report any broken links.
3. This handbook was initially prepared through the Continuous Capability Planning
Integrated Product Team (CCP IPT) under the Develop and Sustain Warfighting Systems
(D&SWS) Process, Acquisition Improvement Plan (AIP) 2.1: Requirements Maturation Core
Process. This core process is part of Secretary of the Air Force (SECAF) and Chief of Staff of
the Air Force (CSAF) directed transformation effort to define Air Force core processes within the
AF Smart Operations for the 21st Century (AFSO21) program. This document has been
updated as a DoD handbook for use by all programs.
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EXECUTIVE SUMMARY
This SRD handbook includes a generic SRD template and format useable by any program in
any phase. It is meant to be used as a guide to translate warfighter capabilities or other
user/customer performance requirements into acquisition requirements, for example,
requirements for a system or subsystem in any program Milestone (MS) or phase. The
handbook focus is on requirements analysis as related to SRD development and is not intended
to be a complete Systems Engineering Handbook or a repository for system requirements.
Reference documents were used extensively in creating this handbook and were updated
herein to current DoD policy and processes. Please refer to these references for further
reading. One drawback to citing reference documents is that references change over time and
could be a challenge to keep current. With regulations and instructions, the latest release
should always be followed. However, advantages outweigh drawbacks and reference
documents provide detailed background for anyone desiring a more in-depth research into the
subject. This handbook will be reviewed periodically for updates and will attempt to remain
current.
A dedicated team of SE professionals across the AF assisted in drafting and editing the first
edition of this handbook and a wider DoD group of professionals was responsible for this
updated version. While it was originally prepared in an AF centric manner, the principles
documented herein are equally applicable for any DoD program and this version is no longer AF
centric. I welcome your comments and suggestions for future improvement.
//SIGNED//
JEFFERY L. PESLER
SRD Guidance Handbook Principal Author
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CHANGE HISTORY
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TABLE OF CONTENTS
PARAGRAPH PAGE
1. SCOPE ..............................................................................................................................1
1.1 Scope. ........................................................................................................................1
2. APPLICABLE DOCUMENTS .............................................................................................1
2.1 General. ......................................................................................................................1
2.2 Government documents. .............................................................................................1
2.2.1 Specifications, standards, and handbooks. ..........................................................1
2.2.2 Other Government documents, drawings, and publications. ................................1
3. DEFINITIONS. .......................................................................................................................3
4. PURPOSE .......................................................................................................................10
4.1 Introduction. ..............................................................................................................10
4.2 Functional baseline (FBL). ........................................................................................11
4.3 SRD guidance applicability. ......................................................................................10
4.4 SRD purpose. ...........................................................................................................10
4.5 Early systems engineering (SE). ...............................................................................11
5. SRD DESCRIPTION ........................................................................................................12
5.1 Requirements development. .....................................................................................12
5.2 Attributes. .................................................................................................................12
5.3 Capabilities documents. ............................................................................................12
5.4 Warfighter attributes..................................................................................................12
5.5 Contract award. ........................................................................................................13
6. APPROVAL .....................................................................................................................13
6.1 Signatures and coordination. ....................................................................................13
7. SRD PREPARATION INTRODUCTION...........................................................................13
7.1 SRD preparation.. .....................................................................................................13
7.1.1 Defining acquisition requirements. .....................................................................13
7.1.2 Core SE process. ...............................................................................................14
8. REQUIREMENTS ANALYSIS PROCESS, .......................................................................14
8.1 Introduction.. .............................................................................................................14
8.2 Process inputs. .........................................................................................................14
8.2.1 Constraints.........................................................................................................14
8.2.2 System technical requirements.. ........................................................................14
8.3 Types of technical requirements.. .............................................................................15
8.3.1 Warfighter capabilities. .......................................................................................15
8.3.2 Functional requirement. .....................................................................................15
8.3.3 Performance requirements. ................................................................................15
8.3.4 Design requirements. .........................................................................................15
8.3.5 Derived requirements. ........................................................................................15
8.3.6 Allocated requirements. .....................................................................................15
8.3.7 Acquisition requirements. ...................................................................................15
8.3.8 Specific design solution......................................................................................16
8.4 Characteristics of good requirements. .......................................................................16
8.5 Requirements analysis ..............................................................................................16
8.5.1 Requirements analysis purpose. ........................................................................17
8.5.2 Requirements analysis result. ............................................................................17
8.5.3 Design basis. .....................................................................................................17
9. ROLE OF INTEGRATED TEAMS ....................................................................................17
9.1 Early Systems Engineering (SE). ..............................................................................18
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PARAGRAPH PAGE
9.2 Early SE effort...........................................................................................................18
9.3 Systems Engineering Working Level IPT (SE-WIPT). ...............................................18
9.3.1 Team interaction. ...............................................................................................18
9.3.2 Leadership transfer. ...........................................................................................18
9.3.3 Requirements determination/validation. .............................................................19
10. REQUIREMENTS MANAGEMENT..................................................................................19
10.1 Requirements traceability..........................................................................................19
10.2 Capturing requirements. ...........................................................................................20
10.3 Requirements management tools (RMT). .................................................................20
11. NOTES ............................................................................................................................22
11.1 Intended use. ............................................................................................................22
11.2 Subject term (key word) listing. .................................................................................22
11.3 Changes from previous issue. ...................................................................................22
TABLES
APPENDIX SECTION
APPENDIX A ............................................................................................................................23
System Requirements Document (SRD) Generic Template Guidance ...................................... 23
APPENDIX B ............................................................................................................................33
Systems Requirements Document (SRD) Format and Generic Template ................................. 33
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1. SCOPE
1.1 Scope.
This handbook contains guidance for preparation of a System Requirements Document (SRD)
using established Systems Engineering (SE) processes. It contains a generic SRD template
with guidance and standard SRD format. It is meant to be used as a guide to translate
warfighter capabilities into acquisition requirements for a system or subsystem in any program
Milestone (MS) or phase. The SE processes and principles found in this guidance are equally
applicable to any DoD program/project. This handbook is for guidance only and cannot be cited
as a requirement.
2. APPLICABLE DOCUMENTS
2.1 General.
The documents listed below are not necessarily all of the documents referenced herein, but are
those needed to understand the information provided by this handbook.
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3. DEFINITIONS.
The following definitions and acronyms are applicable to this handbook.
3.2 Architecture.
Structure of components, their relationships and the principles and guidelines governing their
design and evolution over time (JCIDS Manual).
3.3 Attribute.
A quantitative or qualitative characteristic of an element or its actions (CJCSI 3170.01).
3.5 Capability.
Ability to achieve a desired effect under specified standards and conditions through
combinations of means and ways across doctrine, organization, training, materiel, leadership
and education, personnel, and facilities (DOTMLPF) to perform a set of tasks to execute a
specified course of action. It is defined by the warfighter and expressed in broad operational
terms in an Initial Capabilities Document (ICD) or a joint DOTMLPF change recommendation.
In the case of materiel proposals/documents, the definition will progressively evolve to
DOTMLPF performance attributes identified in the capability development document (CDD) and
the capability production document (CPD) (CJCSI 3170.01).
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militarily useful, logistically supportable and technically mature capability. The CDD may define
multiple increments if there is sufficient definition of the performance attributes (key
performance parameters (KPPs), key system attributes (KSAs), and other attributes) to allow
approval of multiple increments (CJCSI 3170.01).
3.11 Function.
A task, action or activity performed to achieve a desired outcome (ASC Systems Engineering
Guide). Action or actions that an item is designed to perform (MIL-HDBK-61).
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training, materiel, leadership and education, personnel and facilities (DOTMLPF) and policy
implications and constraints. The ICD summarizes the results of DOTMLPF and policy analysis
and the DOTMLPF approaches (materiel and non-materiel) that may deliver the required
capability. The outcome of an ICD could be one or more joint DOTMLPF Change
Recommendations (DCRs) or recommendations to pursue materiel solutions (CJCSI 3170.01).
3.19 Metadata.
Information describing the characteristics of data; data or information about data; or descriptive
information about an entity’s data, data activities, systems, and holdings. For example,
discovery metadata is a type of metadata that allows data assets to be found using enterprise
search capabilities (DoDD 8320.02).
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3.26 Subsystem.
A grouping of items satisfying a logical group of functions within a particular system.
3.27 Synthesis.
Translation of input requirements (including performance, function, and interface) into possible
solutions (resources and techniques) satisfying those inputs. Defines a physical architecture of
people, product and process solutions for logical groupings of requirements (performance,
function and interface) and then designs those solutions.
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3.28 System.
An integrated composite of people, products and processes that provide a capability to satisfy a
stated need or objective.
3.33 Acronyms.
ABL Allocated Baseline
AF Air Force
AFROC Air Force Requirements Oversight Council
AFRL Air Force Research Laboratory
AFSO21 AF Smart Operations for the 21st Century
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4. PURPOSE
4.1 Introduction.
This SRD handbook provides a bridge between warfighter and acquisition communities. It was
developed to standardize and formalize the requirements analysis process used to translate
warfighter capabilities into acquisition requirements using Data Item Description (DID) DI-IPSC-
81431 and MIL-STD-961 as the framework. It is intended to guide a program Systems
Engineering Team in preparation of an SRD for any DoD program during Request for Proposal
(RFP) development, pre-contract award, Engineering Change Proposal (ECP) development
after contract award, or any other application requiring translation of warfighter capabilities into
acquisition requirements. It may be used by any DoD component or acquisition organization.
Guidance is meant to be generic enough to be used in support of all program MSs and phases,
and has been written to encompass system as well as subsystem development, modification, or
update. A detailed template is provided to guide SRD development. This handbook offers
maximum flexibility in creating an SRD and accommodates any given set of warfighter
capabilities. Requirements analysis processes are applicable to any MSs or phases, and
support early acquisition as well as mature programs undergoing modification or update.
Development of an SRD is a critical Systems Engineering skill necessary to ensure warfighter
capabilities are understood by the offeror/contractor and the resulting system/subsystem meets
the warfighter’s mission need.
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1. Pre-Milestone A and Early-Phase Systems Engineering: A Retrospective Review and Benefits for
Future Air Force Acquisition, National Research Council, 2008, The National Academies Press,
http://www.nap.edu/catalog.php?record_id=12065
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5. SRD DESCRIPTION
5.2 Attributes.
The program office engineering team defines acquisition requirements in terms of system level
attributes and associated constraints defined by the warfighter. Attributes are further broken out
and prioritized as Key Performance Parameters (KPPs) and Key System Attributes (KSAs).
Acquisition requirements are written using performance language. The SRD avoids describing
a specific solution unless there is a compelling warfighter capabilities need. It should not
preclude leasing, commercial, or non-developmental solutions. An SRD should not contain any
programmatic or Statement of Work (SOW) or Statement of Objectives (SOO) language that
belong in other sections of an RFP or ECP. During the subsequent source selection, these
performance requirements, as documented in the offeror’s draft system or subsystem
specification, are evaluated for cost, performance, schedule, and risk of various candidate
solutions resulting in a best value solution. Note: The Defense Acquisition Guidebook (DAG)
uses the term “system performance specification” interchangeably with “system specification.”
System specification is used exclusively throughout this handbook.
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should have an associated threshold and objective. Other attributes should include thresholds
and objectives as applicable. SRDs will display applicable thresholds and objectives in each
paragraph. Individual requirements should be uniquely identified and traceable and have a
unique identifier and/or paragraph number. Automated tools used for traceability should be
capable of supporting required metadata (see 10.1 through 10.3), including rationale and
analytical references for each requirement. Metadata should be included for each requirement
in an SRD, SSS and lower tiered specifications. If an automated tool is not used, rationale and
analytical reference for each requirement should be manually documented as part of the
requirements traceability matrix.
6. APPROVAL
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8.1 Introduction.
This section is derived from the requirements analysis process described in the DAG and
Chapter 4 of the DAU Systems Engineering Fundamentals. Requirements Analysis
encompasses the definition and refinement of system, subsystem, and lower-level functional
and performance requirements and interfaces to facilitate the Architecture Design process.
Requirements Analysis needs to provide measurable and verifiable requirements. Requirements
should avoid specifying technological implementations. The requirements being developed by
the materiel developer should balance requirements to include performance, functional and
technical constraints, and both life-cycle costs and development cycle time.
Input requirements should be comprehensive and defined for both system products and system
processes such as development, manufacturing, verification, deployment, operations, support,
training and disposal (eight primary functions).
8.2.1 Constraints.
Constraints are conditions that exist because of limitations imposed by cost, schedule, external
interfaces, project support, need for standardization/commonality, technology, or life cycle
support systems. Constraints limit development teams’ design opportunities and should be
used selectively.
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development are based upon these system technical requirements within a definitive set of
constraints and policy. All requirements should be verified to ensure they meet both
performance and constraints.
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derived and allocated requirements to further define required system attributes. Acquisition
requirements are documented in the SRD and facilitate communication of the warfighter’s
capabilities to a contractor or offeror in contractual terms, i.e., each requirement is in its own
paragraph and contains a “shall” statement. Once the contractor or offeror further refine
acquisition requirements, they become contractually documented in a system or subsystem
specification.
d. A requirement is complete. It contains all information needed to interpret and verify the
requirement including environmental and/or operational conditions relevant to the
requirement.
g. A requirement is appropriate for the level of system hierarchy. It is not too detailed that
it constrains solutions for the current level of design, for example, detailed requirements
relating to components would not normally be in a system-level specification.
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mission and environment definitions to support system definition (for example, other system
items, performance requirements for identified functions) and verify that people, product, and
process solutions (from synthesis) can satisfy the warfighter capabilities needs. Requirements
analysis is conducted iteratively with requirements analysis to optimize performance
requirements for identified functions, and to verify that synthesized solutions can satisfy
warfighter capabilities needs.
b. Define initial performance capabilities and objectives and refine them into acquisition
requirements;
b. Performance: how well the functions and resultant system or subsystem have to
perform;
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Although these “solutions” may be workable to some extent, an optimum solution is obtained
through a proper technical development effort that balances warfighter mission objectives,
functions, MOEs/MOSs/MOPs, and constraints. An integrated approach (Chapter 4, DAU
Systems Engineering Fundamentals) to capability need and acquisition requirements
development will balance the analysis of requirements by providing understanding and
accommodation between the warfighter and acquisition communities.
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materiel solutions are conducted by the acquisition community. A co-relationship should exist
between the using command, the acquiring command and Service laboratory organizations
providing support, as formulated in service instructions/charters. At MDD, the MAJCOM is
responsible for seeking MDA approval and authorization to enter into the acquisition life-cycle.
If the MDA directs an AoA be prepared, the effort is led by the MAJCOM. A co-relationship
should exist between the using command, the acquiring command and Service laboratory
organizations providing support as formulated in service instructions/charters (JCIDS Manual,
CJCSI3170.01).
c. Record all metadata including rationale for derived requirements and changes.
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At the time requirements are written, it is important to capture requirements statements along
with metadata associated with each requirement (DoDD 8320.02). Metadata is supporting
information necessary to help clarify and link requirements, for example, date created, date
changed, point of contact (POC), approval authority, etc. Method of verification should also be
thought through and captured for each requirement when developed. Verification method
includes test, inspection, analysis, and demonstration. New or derived requirements uncovered
during determination of the verification method should be documented. An example is requiring
an additional test port to give visibility to an internal signal during integration and test. If a
requirement cannot be verified, then either it should not be a requirement or the requirement
statement needs to be rewritten. For example, the requirement to “minimize noise” is vague
and cannot be verified. If the requirement is restated as “the noise level of the component X
shall remain under Y decibels” then it is clearly verifiable. Examples of the types of metadata
are provided in TABLE I.
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1/ NASA/SP-2007-610
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11. NOTES
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APPENDIX A
A.1 SCOPE
This section is divided into the following subparagraphs:
A.2.1 General.
Provide overview of documentation section. This statement should be placed in all SRD
documents and resulting specifications: “The documents listed in this section are specified in
sections 3, 4, or 5 of this SRD (or resulting specification). This section does not include
documents cited in other sections of this SRD (or resulting specification) or recommended for
additional information or as examples. While every effort has been made to ensure the
completeness of this list, document users are cautioned that they must meet all specified
requirements of documents cited in sections 3, 4, or 5 of this SRD (or resulting specification),
whether or not they are listed.”
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APPENDIX A
FEDERAL SPECIFICATIONS
FEDERAL STANDARDS
(A parenthetical source statement should follow each individual document or each group of
related documents providing the name and address of the source. If possible, an Internet
source for viewing or obtaining the documents should be provided.)
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APPENDIX A
Each SRD, KPP and KSA should have an associated threshold and objective. Attributes should
include thresholds and objectives as applicable.
Key Performance Parameters (KPPs) and Key System Attributes (KSAs) are indentified in the
body of section 3 of the SRD or resulting specification and provided in a tabular format ranked in
order of importance in Appendix A.
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APPENDIX A
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APPENDIX A
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APPENDIX A
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APPENDIX A
b. Use of particular design or construction standards, use of particular data standards, use
of a particular programming language, use of existing software; workmanship
requirements and production techniques.
d. Materials that may and may not be used, requirements on handling and disposal of
toxic materials, limits on electromagnetic radiation and hazardous emissions that the
system is permitted to generate.
e. Use of nameplates, part marking, serial and lot number marking, and other identifying
markings.
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APPENDIX A
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APPENDIX A
A.4.1.1 Demonstration.
Operation of the system, subsystem or a part of the system that relies on observable, functional
operation, not requiring use of instrumentation, special test equipment or subsequent analysis.
A.4.1.2 Test.
Operation of the system, subsystem or a part of the system using instrumentation or other
special test equipment to collect data for later analysis.
A.4.1.3 Analysis.
Processing of accumulated data obtained from other qualification methods. Examples are
reduction interpolation or extrapolation of test results.
A.4.1.4 Inspection.
Visual examination of system components, documentation, etc.
A.6 NOTES.
This section does not contain any requirements. Section 6 contains information of a general of
explanatory nature. Such information may assist in determining the applicability of the SRD or
resulting specification.
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APPENDIX A
word for word and the source cited. A complete list of acronyms may also be included in
section 6 of the SRD or resulting specification.
A.7 APPENDIXES
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APPENDIX B
a. Cover Page: No page number shown on Cover Page, apply correct Distribution
Statement (DoDD 5230-34) and Classification (see DoDD 5230.35).
b. Backside of Cover Page: Show page numbers between the cover and the first
section, numbering consecutively in the bottom center of each page, with lower-case
Roman numerals. - “This Page is Intentionally Blank”.
f. 1. Scope: Page Number 1, Start page 1, SCOPE on a right hand page, insert
preceding blank page when necessary.
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APPENDIX B
SYSTEM NAME
and NOMENCLATURE (if available)
Day Month Year (Ex: 01 January 2011)
Status (Draft or Final)
Prepared for:
Office or Customer
Military Base, State
Prepared by:
________________________________ ________________________________
First Name MI. Last Name First Name MI. Last Name
Chief or Lead Engineer Program Manager
Day Month Year (Ex: 01 January 2011) Day Month Year (Ex: 01 January 2011)
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APPENDIX B
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APPENDIX B
CHANGE HISTORY
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APPENDIX B
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APPENDIX B
TABLE OF CONTENTS
PARAGRAPH PAGE
CHANGE HISTORY ................................................................................................................... iii
1. SCOPE .................................................................................................................................1
1.1 System identification.. ......................................................................................................
1.2 System overview. .............................................................................................................
1.3 System requirements document overview ........................................................................
2. APPLICABLE DOCUMENTS ..................................................................................................
2.1 General. ...........................................................................................................................
2.2 Government documents. ..................................................................................................
2.2.1 Specifications, standards, and handbooks ..............................................................
2.2.2 Other Government documents, drawings, and publications. ....................................
2.3 Non-Government publications ..........................................................................................
2.4 Order of precedence ........................................................................................................
3. REQUIREMENTS ...................................................................................................................
3.1 Required states and modes ..............................................................................................
3.2 System capability requirements ........................................................................................
3.2.1 System capability ....................................................................................................
3.3 System external interface requirements ...........................................................................
3.3.1 Interface identification and diagrams .......................................................................
3.3.2 Project unique interface identifier ............................................................................
3.4 System internal interface requirements ............................................................................
3.5 System internal data requirements ...................................................................................
3.6 Adaptation requirements ..................................................................................................
3.7 Environmental, Safety, and Operational Health requirements ..........................................
3.8 Security and privacy requirements ...................................................................................
3.9 System environment requirements ...................................................................................
3.10 Computer resource requirements .....................................................................................
3.10.1 Computer hardware requirements ...........................................................................
3.10.2 Computer hardware resource utilization requirements ............................................
3.10.3 Computer software requirements ............................................................................
3.10.4 Computer communication requirements ..................................................................
3.11 System quality factors ......................................................................................................
3.12 Design and construction constraints .................................................................................
3.13 Personnel related requirements........................................................................................
3.14 Training related requirements ...........................................................................................
3.15 Logistics related requirements ..........................................................................................
3.16 Other requirements ..........................................................................................................
3.17 Packaging requirements ...................................................................................................
3.18 Statutory, regulatory, and certification requirements .........................................................
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APPENDIX B
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CONCLUDING MATERIAL
Review activities:
Army – AT, AV, MI
Navy - AS
Air Force – 13, 44, 71
NOTE: The activities listed above were interested in this document as of the date of this
document. Since organizations and responsibilities can change, you should verify the currency
of the information above using the ASSIST Online database at https://assist.daps.dla.mil.
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