Abel 1982
Abel 1982
Abel 1982
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LAW AS LAG: INERTIA AS A SOCIAL
THEORY OF LAW
Richard L Abel*
* Professor of Law, U.C.L.A. B.A. 1962, Harvard University; LL.B. 1965, Columbia
versity; Ph.D. 1974, London University. - Ed.
1. This book incorporates and elaborates upon some of the ideas Watson put forwa
his earlier work, Legal Transplants. A. WATSON, LEGAL TRANSPLANTS (1974).
2. The illustrations that he uses seem to support this interpretation. He writes at s
places about a decree of the Roman Senate in the first century A.D. that permitted a ma
between uncle and niece, the purpose of which was to allow the Emperior Claudius to
his niece Agrippina. Pp. 38-40. Watson stresses the substantial divergence between th
and a prior custom prohibiting incestuous marriages. But what has diverged from cus
the positive law - this particular decree - not the actions of other legal officials or the b
ior of the population at large. Indeed, Watson acknowledges that during the succeeding t
785
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786 Michigan Law Review [Vol. 80:785
Yet a social theory that deals only with positive law is open to an
obvious criticism. Decades of sociological jurisprudence, legal real-
ism, and sociology of law have rediscovered the gap between the law
in the books and the law in action and established that one can only
be understood in relation to the other. Watson is obviously familiar
with this literature, and seeks to accommodate it:
Obviously in a work of the present kind what matters most is "law in
action". If the only law out of step with society was that "in books" the
observation of it would have little social significance. I have tried to
show that "law in action" frequently diverges from the needs and
desires of society. [P. 126.]
But many of his examples deal only with law in the books. Watson
himself appears to recognize this limitation by contradicting the pas-
sage just quoted less than ten pages later:
There is one thing I should like to make explicit. Throughout I have
been talking about legal rules, and not about how decisions are
reached by the courts - though occasionally judicial reasoning on law
has slipped in - or how the legal system actually works. What I have
had to say should be treated independently of the propositions of Legal
Realists or of the insights of students of Sociology of Law. [P. 135.]
Watson seems never to have decided which was more important, the
law in the books or the law in action. Confusion is the inevitable
result.3
hundred years there were only two other known marriages of this sort - in other words, that
there was virtually no divergence between custom and law in action. That Watson is only
concerned with positive law is confirmed by his statement, in another context, that "it is in the
highest degree . . . significant that no alteration occurred either to allow or to prohibit mar-
riage with any niece for three centuries." P. 118. And elsewhere, discussing regimes of com-
munity property, he finds "the same legal rule," operative in Visigothic Spain, medieval
Germany, and contemporary California. P. 106. Since it is inconceivable that identical social
behavior could be found in such different settings, Watson can only be referring to positive
law.
3. Watson's uncertainty about whether he should be speaking of the law in the books or
the law in action reminds me of the perplexity of the King during the trial in Alice in Wonder-
land about what should be considered significant evidence:
"What do you know about this business?" the King said to Alice.
"Nothing," said Alice.
"Nothing whatever?" persisted the King.
"Nothing whatever," said Alice.
"That's very important," the King said, turning to the jury.
They were just beginning to write this down on their slates, when the White Rabbit
interrupted.
"Unimportant, your Majesty means, of course," he said in a very respectful tone, but
frowning and making faces at him as he spoke.
"Unimportant, of course, I meant," the King hastily said, and went on to himself in an
undertone, "important - unimportant - unimportant - important" - as if he were
trying which word sounded best. Some of the jury wrote it down "important," and some
"unimportant." Alice could see this, as she was near enough to look over their slates; "but
it doesn't matter a bit," she thought to herself.
L. CARROLL, ALICE IN WONDERLAND 126-27 (1946).
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March 1982] Law as Lag 787
4. The conceptual structures of comparative law and legal history on the one hand, and
sociology of law on the other, may be so fundamentally incompatible as to make it virtually
impossible for one to accommodate the other. See Abel, Comparative Law and Social Theory,
26 AM. J. COMP. L. 219 (1978).
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788 Michigan Law Review [Vol. 80:785
5. There are at least three problems with this formulation. First, "all swans are bl
not a theory; it is a descriptive statement at a fairly low level of generality that m
employed in constructing a theory. Second, theories are not proved; they are falsified
vive falsification. Third, single-factor, nonstatistical explanations of the kind sugge
Watson's example (if the animal is a swan, it will be black) are rarely useful in social sc
since social systems are so extraordinarily complex.
6. See, e.g., p. 130 ("[N]one of the theories of the development of law or the relat
between law and society are [sic] acceptable.").
7. R. NISBET, SOCIAL CHANGE AND HISTORY (1969); K. POPPER, THE POVERTY O
TORICISM (1977).
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March 1982] Law as Lag 789
8. This would also include those who idealize tribal societies. For a criticism of such ideal-
ization, see E. COLSON, TRADITION AND CONTRACT (1974). For a discussion of some of the
difficulties with Colson's position, see Abel, The Problem of Values in the Analysis of Political
Order. Myths of Tribal Society and Liberal Democracy, 16 AFR. L. STUD. 132 (1978).
9. See, e.g., S. NAGEL & M. NEEF, LEGAL POLICY ANALYSIS (1977).
10. The literature is vast. See, e.g., S. ROBERTS, ORDER AND DISPUTE (1979); THE DIS-
PUTING PROCESS - LAW IN TEN SOCIETIES (L. Nader & H. Todd eds. 1978); Abel, A Compar-
ative Theory of Dispute Institutions in Society, 8 LAW & SOCY. REV. 217 (1973).
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790 Michigan Law Review [Vol. 80:785
11. Pp. 4, 7. Particularly important Marxist writings that Watson might have treated in-
clude G. LUKAS, HISTORY AND CLASS CONSCIOUSNESS (1971); K. RENNER, THE INSTITU-
TIONS OF PRIVATE LAW (A. Schwarzschild trans. 1949); and Pashukanis, The General Theory of
Law and Marxism, in SOVIET LEGAL PHILOSOPHY (20th Century Legal Philosophy Series, vol.
5, H. Babb trans. 1951). A great deal has been published since Watson's book appeared. See,
e.g., M. CAIN & A. HUNT, MARX AND ENGELS ON LAW (1979); B. EDELMAN, OWNERSHIP OF
THE IMAGE (1979); P. HIRST, ON LAW AND IDEOLOGY (1979); T. MATHIESEN, LAW, SOCIETY
AND POLITICAL ACTION (1980); E. PASHUKANIS, LAW AND MARXISM (B. Einhor trans., C.
Arthur ed. 1978); E. PASHUKANIS, SELECTED WRITINGS ON MARXISM AND LAW (P. Beire &
R. Sharlet eds. 1979); P. PHILLIPS, MARX AND ENGELS ON LAW AND LAWS (1980); C. SUMNER,
READING IDEOLOGIES (1979); M. TIGAR & M. LEVY, LAW AND THE RISE OF CAPITALISM
(1977).
12. W. OGBURN, SOCIAL CHANGE (New ed. 1950).
13. W. SUMNER, FOLKWAYS (1906). See Ball, Simpson & Ikeda, Law and Social Change:
Sumner Reconsidered, 67 AM. J. Soc. 532 (1962).
14. Indeed, the homology between Watson and the theories that he caricatures is even
closer for, as we will see later, he believes strongly that law can and should be brought into
harmony with society.
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March 1982] Law as Lag 791
15. According to Max Gluckman, A.R. Radcliffe-Brown is the source of this criticism. See
M. GLUCKMAN, POLITICS, LAW AND RITUAL IN TRIBAL SOCIETY 2 (1965).
16. See H. KALVEN & H. ZEISEL, THE AMERICAN JURY (1971). See generally Symposium.
Plea Bargaining, 13 LAW & SOCY. REV. 185 (1979).
17. See, e.g., H. Ross, SETTLED OUT OF COURT 141 (1970). Compromise verdicts in tort
cases, where the jury reduces damages because of uncertainty about fault, are widespread,
though unlawful.
18. Cf. P. FEYERABEND, AGAINST METHOD (1975).
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792 Michigan Law Review [Vol. 80:785
19. See Abel, Customary Laws of Wrongs in Kenya. An Essay in Research Method, 17 AM.
J. COMP. L. 573 (1969).
20. He writes enthusiastically, for example, of Jeremy Bentham, who, "above all, never
tired of pointing out how unsuitable much of English law was for the society as a whole ....
In the present context one of the most interesting things is that, despite the efforts and influ-
ence of Bentham, the realisation of the divergences - which still continue - dimmed." P. 132
(footnote omitted).
21. See M. GLUCKMAN, THE IDEAS IN BAROTSE JURISPRUDENCE 170-203 (1965). Watson
wavers between disregarding and reluctantly acknowledging the historical specificity of con-
tractual ideas:
It was a weakness of Roman law that no general system of contract emerged but only
individual contracts. . . . We should not be too ready to blame the Romans for not mak-
ing a development which we, with hindsight, can regard as logical and appropriate, but it
may be reasonable to blame them for not recognising certain situations as giving rise to a
contract. The most obvious and worst instance of a non-contract is barter.
P. 18. This passage also illustrates how Watson conflates description and evaluation. The
judgmental tone of the analysis could hardly be more pronounced: weakness, blame, logical,
appropriate, obvious, worst.
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March 1982] Law as Lag 793
too likely to fit its new domicile better" (p. 79). But he is ahistorical
in an even more fundamental way. He judges the "appropriateness"
of every law by a single standard - whether it promotes efficient
social engineering - despite the fact that law has been viewed as
capable of ready manipulation to serve consciously chosen ends
only during the past few hundred years and even then primarily in
Western nations.22
22. Watson hints at differences in how and to what extent law is subjected to contempora-
neous criticism, but this does not fundamentally alter his approach. P. 76.
23. See text following note 11 supra.
24. P. 79 (footnote omitted).
25. P. 130 (footnote omitted).
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794 Michigan Law Review [Vol. 80:785
sense be hostile to the thesis in this book."26 But then the central
question re-emerges. If the relationship between law and society is
not wholly random, it is necessary to offer a social explanation for
the existence of each law through time, whether that law has been
borrowed, is a historical residuum, or has recently been promul-
gated. Watson fails to offer such an explanation, although he has
some interesting things to say about the sources of borrowed laws
and the historical origins of existing practices. Furthermore, even if
one concedes (as I think one must) that the strength of the relation-
ship between law and society varies among societies, across time
within a society, and among legal institutions within a given society
at any given instant, it is still necessary to explain this variation.
Watson does not do so.27
26. P. 125. Elsewhere he goes even further: "[I]t should be stressed that most statutes
concerning private law are in line with at least what is conceived to be the interest of society or
the rulers." P. 118. Hence, Watson's objection appears to be that he knows people's true
interest better than they do.
27. Watson occasionally suggests such variation, as when he asserts, "[E]veryone would
accept that certain problems are common to many relatively simple societies .. ." P. 4. He
also quotes both Friedrich Engels and the legal anthropologist Paul Bohannan to the effect
that, as society is progressively differentiated, the connection between legal and other social
institutions becomes less intimate. Pp. 6-7. A systematic development of this idea can be
found in Mayhew, Stability and Change in Legal Systems, in STABILITY AND SOCIAL CHANGE
(B. Barber & A. Inkeles eds. 1971). Yet, at other times he seems to deny even the possibility of
such comparisons: "It is, of course, impossible to determine whether Roman law or English
law was less out of harmony with its society. No test exists which could measure this." P. 76.
28. I. GONCHAROV, OBLOMOV (New York 1929) (1st ed. Moscow 1859).
29. P. 79 (quoting Mr. Bumble in Charles Dickens's Oliver Twist).
30. See also H. Maine, Ancient Law 21 (1963) (discussing stationary and progressive socie-
ties). The analogy between society and organism, comparable to the pathetic fallacy in litera-
ture, is the object of a scathing and thoroughgoing attack by Robert Nisbet, with whose
approach Watson is otherwise in substantial agreement. See note 7 supra.
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March 1982] Law as Lag 795
31. I have argued above that "inertia" is not an explanation but the metaphorical use of a
concept borrowed from psychology, which in turn borrowed it from physics, where alone it has
a precise meaning.
32. See Abel, Law Books and BooksAbout Law, 26 STAN. L. REV. 175 (1973); Abel, Fore-
word to 12 LAW & SOCY. REV. 487 (1978).
33. For criticisms, see Baker, The Ideology of the Economic Analysis of Law, 5 J. PHIL. &
PUB. AFF. 3 (1975); Heller, The Importance of Normative Decisionmaking, 1976 Wis. L. REV.
385; Kelman, Consumption Theory, Production Theory, and Ideology in the Coase Theorem, 52
S. CAL. L. REV. 689 (1979). See generally Sumposium on Efficiency as a Legal Concern, 8
HOFSTRA L. REV. 485-810 (1980);A Response to the Efficiency Symposium, 8 HOFSTRA L. REV.
811-972 (1980).
34. For instance, Watson deplores the persistence of certain aspects of the Roman sales
contract in other countries and subsequent periods: "The fascinating thing is that the lawyers
all - explicitly or not - considered the question in terms of Roman law and minor deviations
from it. The example of Rome obscured from them the possibility of a more radical solution."
P. 100.
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796 Michigan Law Review [Vol. 80:785
35. See L. FALLERS, LAW WITHOUT PRECEDENT (1969); Abel, supra note 10; Danet, Lan-
guage in the Legal Process, 14 LAW & SOCY. REV. 445 (1980).
36. P. 6. This is especially unfortunate since there is reason to think that the degree of
interrelatedness between legal and other social phenomena - the central concern of this book
- exhibits its greatest variation across those societies.
37. Suggestions of a more complex view of law in society are scattered throughout the
book, both in asides and qualifications and in concrete examples. Sometimes Watson ac-
knowledges the expressive quality of law: "Legislation - even on private law - is very often
a 'gut reaction,' an immediate, strong response to some particular event." P. 117. If this is true
of private law, how much more is it likely to characterize public law, especially criminal legis-
lation? This is, of course, Durkheim's well-known theory of the criminal law, which has stim-
ulated a wealth of empirical studies that generally support it. See E. DURKHEIM, THE
DIVISION OF LABOR IN SOCIETY (Simpson trans. 1947). John Hagan, in an extensive survey of
studies of criminal legislation, examined two instrumentalist perspectives - liberal pluralist
and Marxist - and rejected both in favor of a more complex explanation that emphasizes
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March 1982] Law as Lag 797
expressive and status factors. See Hagan, The Legislation of Crime and Delinquency. A Review
of Theory, Method, and Research, 14 LAW & SOCY. REV. (1980).
At another point, Watson discusses David Daube's theory that the institution ofpatriapo-
testas was a form of status competition among the Roman elite:
The principal explanation of the tenacity with which the Roman upper classes - for it is
only a question of that minority - stuck to these incredible rules is that they saw them as
expressing, and safeguarding, their innate superiority over the foreign rabble and proba-
bly, in course of time, also over the rabble at home. There is no limit to the hardship
people will bear for the sake of status, national or sectional.
Pp. 28-29 (quoting D. DAUBE, ROMAN LAW 85-86 (1969)). However, Watson ultimately re-
jects Daube's theory on the ground of inadequate evidence, although he offers no more evi-
dence for his own characterization ofpatriapotestas as "purposeless."
Joseph Gusfield has given a persuasive account of the American experiment with Prohibi-
tion - an equally "purposeless" law - as the result of status competition. See J. GUSFIELD,
SYMBOLIC CRUSADE (1963). John Hagan has generalized this interpretation and applied it to
other laws. See Hagan, supra.
38. The power of the interpreters to reform the law or keep it static is, despite every-
thing, considerable. These interpreters will form a small group within a society - indeed,
a small group even among themselves - and their views need not correspond to those of
society as a whole.
P. 121.
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798 Michigan Law Review [Vol. 80:785
daily life (pp. 43-44). He devotes a chapter to English land law, cer-
tainly one of the more complex and obscure bodies of legal rules,
and concentrates on the failure of the English to abandon this system
for one of comprehensive, compulsory land registration. He consid-
ers and rejects a number of possible explanations, including the lack
of enthusiasm among lawyers, both for economic reasons and be-
cause "it is natural that a lawyer should derive pleasure from the
contemplation of an excellent piece of applied technique" (p. 58).
But by thus understating the case, he obscures what we know to be
the real reason for the interminable delay in embracing a scheme of
land registration: the deliberate and energetic opposition of the or-
ganized profession. This has long been notorious and is thoroughly
documented in recent historical and critical scholarship.40 Further-
more, the motive for that opposition is not the pleasure of aesthetic
contemplation but simple greed: English solicitors still derive be-
tween thirty and sixty percent of their income from conveyancing,
depending on the size of the firm.41 Thus Watson's conclusion - "a
body of law which is technically satisfying is not for that reason
alone suited to the needs of society" - should be the beginning of
analysis, not the end, a signal to search for whose needs it does sat-
isfy, not grounds for a premature conclusion that the rules have no
meaning.42
Watson's next example is the English law of libel and slander,
again a source of results that often appear bizarre. Here, too, he
ignores the obvious explanation that complexity and uncertainty
serve the interests of a powerful identifiable group, namely lawyers,
whose efforts have in fact fostered just those qualities. But there is
another way of viewing the rules of defamation, which Watson's the-
40. See, e.g., B. ABEL-SMITH & R. STEVENS, LAWYERS AND THE COURTS 59-61, 198-99
(1967); M. ZANDER, LAWYERS AND THE PUBLIC INTEREST 171-72 (1968); Spring, Landowners,
Lawyers, and Land Law Reform in Nineteenth Century England, 21 AM. J. LEGAL HIST. 40
(1977). For a general sociological theory of the professional struggle for market control under
capitalism, see M. LARSON, THE RISE OF PROFESSIONALISM (1977).
41. 2 ROYAL COMMISSION ON LEGAL SERVICES, FINAL REPORT, CMND. NO. 8648-1, at 107
(1979).
42. P. 58. This failure to pursue a political analysis is visible elsewhere. Watson notes that
in automobile accidents today the driver may not be sufficiently insured, so that the victim
may go uncompensated. The United Kingdom has compulsory insurance; the United States
does not. This he finds absurd, since
it has been obvious that any Government anywhere, at no real cost to itself since it could
recoup from a levy on motorists, could introduce a system of reasonable protection for the
victim (or, if one prefers, at least for innocent victims) of automobile accidents.
P. 106 (footnote omitted). This is only obvious if one remains ignorant of political reality.
Private insurance companies wish neither to be forced to insure drivers who may be poor risks,
nor to allow the state to enter the insurance business, which they fear may be the thin wedge of
nationalization. See, e.g., R. KEETON & J. O'CONNELL, BASIC PROTECTION FOR THE TRAFFIC
VICTIM 91-102 (1965).
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March 1982] Law as Lag 799
43. I have sought to document this for Kenya. See Abel, Case Method Research in the
Customary Laws of Wrongs in Kenya. Part II: SlatisticalAnalysis, 6 E. AFR. L.J. 20, 27-28, 34-
35 (1970); for Africa more generally, see Abel, Western Courts in Non- Western Settings. Pat-
terns of Court Use in Colonialand Neo-ColonialAfrica, in THE IMPOSITION OF LAW 188-89 (B.
Harrell-Bond & S. Burman eds. 1979); for Turkey, see Abel, Book Review, 27 UCLA L. REV.
223, 232-34 (1979) (reviewing J. STARR, DISPUTE AND SETTLEMENT IN RURAL TURKEY
(1978)); and in general theoretical terms, see Abel, Theories of Litigation in Society, 6
JAHRBUCH FOR RECHTSSOZIOLOGIE UND RECHTSTHEORIE 165, 170-78 (1979). Vivid accounts
of disputing in societies where reputation is of vital importance can be found in HONOUR AND
SHAME (J. Peristiany ed. 1965); GIFTS AND POISON (F. Bailey ed. 1971).
44. See J. DEAN, HATRED, RIDICULE, OR CONTEMPT 235-39 (1953).
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800 Michigan Law Review [Vol. 80:785
Despite its importance for the happiness of individuals and the welfare
of society, the law of defamation has been and is marred by grave de-
fects which have caused it to be inefficient and out of step with the
needs and desires both of society as a whole and with any ruling
elite.45
Although I would not claim that I have proved my case, Watson has
certainly offered no evidence that the law of defamation significantly
affects either the happiness of individuals or the welfare of society.
A third illustration may be taken from a chapter in which Wat-
son enumerates many instances of what he calls "legal scaffolding,"
elaborations of the law that attempt to correct earlier errors but actu-
ally produce more problems than they solve. These structures reach
a level of complexity that is often humorous: He quotes a piece of
English subordinate legislation that took nearly half a page just to
announce its own title (p. 95). But by highlighting the ridiculous in
an effort to demonstrate the inutility of these laws, Watson obscures
their actual functions. A case in point is a South African criminal
prosecution in which the single charge against the accused required
references to four regulations, four government notices, and a stat-
ute. Yet this complexity was not accidental, dysfunctional, or even
inefficient. Watson comments that "the body of the charge conveyed
that the defendant being an Asiatic male had entered a particular
part of a sea-shore which had been reserved for the exclusive use of
whites."46 In other words, this "whites only" rule was part of a body
of racist regulations whose very comprehensiveness, arbitrariness,
and incomprehensibility allowed a small white elite to use the forms
of liberal democracy to enforce totalitarian controls upon a large
Asian, African, and mixed population.47 But in order to acquire this
insight it is necessary to abandon the attempt to explain individual
laws in terms of their narrow self-proclaimed instrumental purposes
and instead consider how an entire body of law interrelates and is
administered.
One additional set of illustrations will have to suffice to substan-
tiate my argument that it is futile and positively misleading to at-
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March 1982] Law as Lag 801
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802 Michigan Law Review [Vol. 80:785
Common Law or a Civil Law system" (p. 105). But most people in
any African country speak neither English nor French; they have
little or no access to the (borrowed) national legal system; and their
historical experience has been one of oppression by the colonial
power. Language, law, and history are shared only by colonial rul-
ers and the elites that they preserved or created. It was therefore the
coincidence of interests between metropolitan and colonial political
and economic elites that explains the decision to retain the colonial
legal system: The former gained political influence and trade advan-
tages, the latter strengthened the support of the metropole for their
continued dominance, and were enabled to legitimate that domi-
nance internally by their superior ability to manipulate the legal
system.51
51. For an account of how the economic, political, and legal institutions imposed d
colonialism preserve the dependence of the former colony upon the metropole after po
independence, see C. LEYS, UNDERDEVELOPMENT IN KENYA (1974). A thorough study
transplantation from England to Ghana of a particular legal institution, the public c
tion, is R. POZEN, LEGAL CHOICES FOR STATE ENTERPRISES IN THE THIRD WORLD (
52. See, e.g., J. COLLIER, LAW AND SOCIAL CHANGE IN ZINACANTAN (1973); W. F
MANN, LAW IN A CHANGING SOCIETY (2d ed. 1972); W. HARVEY, LAW AND SOCIAL CH
IN GHANA (1966).
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March 1982] Law as Lag 803
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804 Michigan Law Review [Vol. 80:785
then politics and not inertia must be the starting point for the study
of "society and legal change." Watson can only save his original
approach in the face of that insight by depoliticizing the political,
using techniques perfected by liberal political scientists in the last
few decades. He minimizes the magnitude of social conflict in order
to obscure the extent to which the interests of individuals and groups
are incompatible.55 Although he cannot deny outright that the con-
flict exists, since this contradicts our entire experience, his recurrent
personification of society as an entity with "needs and desires"
strongly suggests that these are unitary and consistent. Occasionally
the image is even more unambiguous, as when he states, "I use the
word 'society' as a shorthand way of describing the people inhabiting
a particular territory, or the citizens of a particular state" (p. 9).
Since Watson can only hint at social harmony through implica-
tion and metaphor, he must launch a direct attack upon those theo-
ries that make social conflict their central concern. He does so by
embracing a view of society that, in the United States, would be as-
sociated with libertarianism, and elsewhere would be identifiable as
an extreme form of individualism:
Some legal theorists, as is well-known, have indeed maintained that
what is good for the society or the class is good for each individual
member of the society or class . . . I do not share [this view]. The
interests (and wishes) of an individual are, I believe, often at variance
both with those of his society as a whole and with his class. [P. 8.]
This ideology attempts to undermine not only class analysis but even
the significance of pluralistic interest groups, except those of the
most transitory and fluid sort. Because Marxist class analysis is
more fundamentally irreconcilable with Watson's position, both the-
oretically and politically, he is more scornful of it. His strategy is to
ridicule Marxism by selecting extracts from its more vulgar
proponents:
We Marxists assert that law is carried out in practice by means of coer-
cion and violence, because all law is a class law, and the law of the
class without coercion is not a law.56
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March 1982] Law as Lag 805
If one subscribes to the view that all law is class law then one has to say
that those in charge of legalities do not feel a deep need to keep private
law in line with the apparent needs of society; that this role is to a very
considerable extent delegated in effect to judges or jurists who, how-
ever, are not put into a position where they can do the job efficiently or
effectively. [P. 89.]
No doubt there are writers trapped in such narrow instrumentalism,
but they are hardly representative of contemporary Marxist
scholarship.57
Watson is more ambivalent toward the interest-group analysis
developed by contemporary political science out of the legitimating
ideology of liberal democracy, perhaps because a pluralistic universe
of multiple groups is clearly less threatening to his scheme than a
pair of irreconcilably opposed classes. He assimilates this liberal
pluralism to his own image of society by portraying interest groups
as amorphous and interchangeable and by identifying the elite as
simply the group that happens to be dominant at a particular
moment:
57. This more sophisticated approach can be illustrated by a recent article by Isaac Bal
whose richness the following brief quotation can only suggest:
[T]he formulation that to the degree that the law does not respond directly to the demands
powerful social actors it is autonomous, in the sense that it functions and develops accor
to its own internal dynamics omits the possibility that the law is not autonomous from,
rather articulates with and must be explained by, the systemic requirements of capita
precisely because it does not respond directly to the demands of these actors.
. . . Stated otherwise, the autonomy of the Law from the preferences of even the mo
powerful social actors (the members of the capitalist class) is not an obstacle to, but rat
a prerequisite for, the capacity of the Law to contribute to the reproduction of the ove
conditions that make capitalism possible, and thus its capacity to serve the interests
capital as a class.
Balbus, Commodity Form and Legal Form. An Essay on the "Relative Autonomy" of th
11 LAW & SocY. REV. 571, 572, 585 (1977) (emphasis in original). See E. THOMPSON, W
AND HUNTERS (1975); Fraser, The Legal Theory We Need Now, SOCIALIST REV., July
1978, at 40-41.
58. Pp. 8-9. This is not an isolated instance; the model of liberal pluralism pervade
book:
If by pressing for a reform which is generally recognized as desirable, they [the legislat
could alienate even a small number of their supporters, they may prefer to stay aloof.
P. 115
[A]mendments of varying types may be accepted and the resulting legislation may corre-
spond to the wishes of no one and be not even a satisfactory compromise.
P. 117.
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806 Michigan Law Review [Vol. 80:785
When a small group wishes the law changed this seldom seems to arouse society to defend
the status quo.
P. 133
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March 1982] Law as Lag 807
CONCLUSION
my editorial introductions to the Law & Society Review, vols. 11 & 12 (on unnumbered pages
introducing each issue).
61. Pp. 133, 136. Watson speaks admiringly of historical instances where this occurred:
"A strong Emperor or King ... could very quickly . .. make a legal reform which was obvi-
ously needed." P. 115.
62. I have attempted a more comprehensive statement of the position and prospects of
sociolegal scholarship. See Abel, Redirecting Social Studies of Law, 14 LAW & SOCY. REV. 805
(1980).
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808 Michigan Law Review [Vol. 80:785
what he deems worthy of study but also the kind of explanations that
he will entertain. Some epistemological position must also be chosen
and adhered to rigorously. One of the principal dangers to guard
against is the sociological equivalent of the pathetic fallacy - read-
ing into the actions of other individuals, and especially the actions of
groups and entire societies, one's own motives and aspirations, often
in the name of functionalism. These preliminary decisions will
largely determine the theory of society with which the investigator
begins - the nature of its constituent units (e.g., individuals, interest
groups, strata, or classes) and the relations between them (e.g., con-
flict or consensus, equal or dominant/subordinate).
I believe that we can, and must, be more positive about the
proper conceptualization of the legal ingredients of an adequate so-
cial theory. Because all institutions, the legal among them, perform
multiple functions, and all functions, including the legal, are per-
formed by more than one structure, it is essential that we define the
boundaries of study functionally and not, for instance, limit our in-
terest to state institutions. Because there is interaction among the
various institutions that perform legal functions, one institution can-
not be understood in isolation: A holistic approach is necessary to
comprehend how change in one part produces compensatory change
elsewhere. Finally, and perhaps most important, an adequate social
theory of law cannot be constructed out of the ideology that consti-
tutes the fundamental legitimation for contemporary Western legal
systems. That legislators, judges, administrators, lawyers, scholars,
politicians, and policy-makers justify laws in terms of their declared
purposes does not mean that such purposes explain those laws, nor
that the deviation of laws from their stated goals requires us, in de-
spair, to adopt a theory of law as lag. Law simply is not primarily
instrumental - there are usually many obvious and better ways to
attain the ostensible object; law is rather ideological, symbolic, ex-
pressive, and mystifying. If social analysis must always be sensitive
to latent functions underlying the manifest, this wider view is abso-
lutely vital for an understanding of law, which constantly seeks to
distract the observer with the siren call of "purpose." And among
the latent functions, one that deserves particular attention is the self-
interest of those occupational specialists (whether government offi-
cials or private professionals) who most vehemently proclaim the
manifest functions of law.
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March 1982] Law as Lag 809
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