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    AuditPlan Stage2

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    prabu c
    The audit schedule outlines the audit plan for Alpha Tech Energy Solutions India Pvt. Ltd. over two days. It includes the audit objectives, scope, criteria, and processes to be audited each day. Key elements to be reviewed include leadership, customer relations, external providers, human resources, design and development, manufacturing, and quality control. The client is responsible for providing resources and facilities for the audit team, including a meeting room, safety equipment, and an attendant to accompany the auditors.

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    AuditPlan Stage2

    Uploaded by

    prabu c
    133 views16 pages
    The audit schedule outlines the audit plan for Alpha Tech Energy Solutions India Pvt. Ltd. over two days. It includes the audit objectives, scope, criteria, and processes to be audited each day. Key elements to be reviewed include leadership, customer relations, external providers, human resources, design and development, manufacturing, and quality control. The client is responsible for providing resources and facilities for the audit team, including a meeting room, safety equipment, and an attendant to accompany the auditors.

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    AuditPlan_Stage2

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    The audit schedule outlines the audit plan for Alpha Tech Energy Solutions India Pvt. Ltd. over two days. It includes the audit objectives, scope, criteria, and processes to be audited each day. Key elements to be reviewed include leadership, customer relations, external providers, human resources, design and development, manufacturing, and quality control. The client is responsible for providing resources and facilities for the audit team, including a meeting room, safety equipment, and an attendant to accompany the auditors.

    Copyright:

    © All Rights Reserved
    Download as XLSX, PDF, TXT or read online from Scribd
    Download as xlsx, pdf, or txt
    133 views16 pages

    AuditPlan Stage2

    Uploaded by

    prabu c
    The audit schedule outlines the audit plan for Alpha Tech Energy Solutions India Pvt. Ltd. over two days. It includes the audit objectives, scope, criteria, and processes to be audited each day. Key elements to be reviewed include leadership, customer relations, external providers, human resources, design and development, manufacturing, and quality control. The client is responsible for providing resources and facilities for the audit team, including a meeting room, safety equipment, and an attendant to accompany the auditors.

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    Audit Schedule

    Customer: Alpha Tech Energy Solutions India Pvt. Ltd.

    Lead Auditor: Narayana MURTHY (NM) Certificate no.: 20100183004015

    Auditor (Expert): Audit Date: 12 & 13-06-2018

    Audit Representative: Auditee

    Certification Audit Re-audit OHSAS 18001


    1. Surveillance Extension audit ISO 29990
    2. Surveillance … SCC/SCP

    Recertification ISO 9001:2015 with Design ISO 50001

    Voraudit ISO 14001 ISO 22000

    Evaluate the Implementation and Effectiveness of your Management System & Performance against
    Audit Objectives(focus)
    Key Performance Objectives & Targets.

    Economic activities (EA) 19 Effective no. of employees:

    Scope of application: see certificate text no changes


    20100183004015

    12 & 13-06-2018

    OHSAS 18001
    ISO 29990
    SCC/SCP

    ISO 50001

    ISO 22000

    anagement System & Performance against

    10

    ges
    Date Time 1 Audit Criteria / Element Organisation al unit
    (person in charge) 2
    Processes

    Day 01 Opening Meeting 1) Introduction Auditee

    12-Jun-2018 2) Audit procedure

    9:00 - 09:15
    09:15 - 09:30 Site Tour Site evaluation, Working environment Auditee

    09:30 - 11:10 Leadership 5.1 Leadership & Commitment Auditee


    5.2 Policy
    ( Top Management) 5.3 Org.Roles & Responsibility
    6.2 Objectives
    7.1 Resources
    9.3 Management Review
    10 Improvement

    11:10 - 12:50 Context of 4.1, 4.2, 4.3, 4.4 Context of the organisation Auditee
    6.1 Actions to address risk & Opportunity
    Organisation 6.3 Planning of changes
    7.5 Documented information
    Documented 9.2 Internal audit
    information & Risk
    & Opportunity ,
    Internal audit
    12:50 - 14:30 Customer Related 8.2 Requirement for product & Services Auditee
    8.5.3 Property belonging to customer
    Process 9.1.2 Customer satisfaction
    ( Marketing)
    Auditor(s)

    NM

    NM

    NM

    NM

    NM
    1 Changes oft he audit action are possible
    2 Is to be appointed by the company
    Audit Schedule

    14:30 - 16:10 External Providers 8.4 Control of externally provided Process, Product and Auditee
    service.
    (Purchase / Subcontracting) 8.5.3 Property belonging to External providers
    Stores 8.5.4 Preservation / Stores

    16:10 - 17:50 Human Resource 7.1.2 People Auditee


    7.1.6 Organisational Knowledge
    Development & 7.2 Competence
    Training (HRD) 7.3 Awareness
    Maintenance 7.4 Communication
    Instruments 7.1.3 Infrastructure
    7.1.4 Environment for the operation Of the processes
    7.1.5.2 Measurement Traceability (Instruments)

    17:50 - 19:00 Design & Development 8.3 Design & Development of Product And services Auditee

    End of the Day One


    Day 2 Manufacturing / 7.1.4 Environment for the operation of the Processes Auditee
    7.1.5. Monitoring &
    13-06-2018 Production / Service / Store Measuring
    09:00 - 10:40 8.1 Operation plannning & Control
    8.5 Production and service provision
    8.5.2 Identification & Traceability

    10:40 - 12:00 Quality control 8.6 Release of product and services Auditee
    8.7 Control of non conforming outputs

    12:00 - 12:15 Auditors Time Consolidation of Audit Observations Auditee


    Interim report preparation

    12:15 - 12:30 Closing meeting Classifications of audit findings Explaining the findings Auditee
    Announcing audit results Appeal procedure

    30 min LUNCH
    All PROCESS 7.5 Documented information 9.0, 9.1.1 Performance Auditee
    evaluation
    9.1.3 Analysis of data
    10.2 Non conformity & Corrective
    Action 10.3
    Continual Improvement
    NM

    NM

    NM

    NM

    NM

    NM

    NM
    created: Stage 1 Stage 2 05-Jun-2018 Language
    English
    Mailing List:
    Customer (requesting to internal forwarding)
    1) Is to be appointed by the company 2) Changes of the audit action is possible
    Audit Schedule
    Provision of the resources and facilities needed by the audit team:
    The audit team should be provided with a room where it can hold meetings and lead discussions
    Well in advance of the audit, the client organization and the lead auditor must agree on any personal protection equipment, emergency re
    and safety procedures that may be necessary for the audit. Special personal protection equipment which goes beyond the auditors' ba
    equipment (e.g. helmet, safety shoes, safety, goggles) must be provided by the client organization.
    The audit representative or attendant, if agreed, will accompany the auditors throughout the entire audit
    Observers The presence of and the reasons for observers during the audit must be approved by the certification body and the client
    before the start of the audit. The audit team must ensure that the observers will not disrupt the audit process or influence the audit re
    Observers may be members of the client organization, consultants, and witness auditors of the accreditation body, senior auditors of the
    certification body in charge of monitoring, staff of regulatory authorities or other authorized persons.
    Attendant (s):  Unless agreed otherwise between the lead auditor and the client, every auditor must be accompanied by an attendant. T
    support the audit, the attendant(s) is/are assigned to accompany the audit team. The audit team must ensure that the attendants will not di
    audit process or influence the audit result. Please adjust this text for audits outside India as needed.

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