Cleantechnol 04 00046
Cleantechnol 04 00046
Cleantechnol 04 00046
technologies
Review
Floating Photovoltaics: A Review
Laura Essak and Aritra Ghosh *
College of Engineering, Mathematical and Physical Sciences, Renewable Energy, University of Exeter,
Penryn TR10 9FE, UK
* Correspondence: a.ghosh@exeter.ac.uk
Abstract: The world is transitioning towards a net zero emissions future and solar energy is at
the forefront of the transition. The land use requirements to install solar farms present a barrier
for the industry as population density increases and land prices rise. Floating photovoltaics (FPV)
addresses this issue by installing solar photovoltaics (PV) on bodies of water. Globally, installed FPV
is increasing and becoming a viable option for many countries. A 1% coverage of global reservoirs
with FPV would have a potential capacity of 404GWp benign power production. There are numerous
advantages to FPV compared to ground mounted PV (GPV), which are discussed in this review.
The major gap in research is the impact FPV has on water quality and living organisms in the
bodies of water. This review paper examines the most recent research around FPV, analyzing the
benefits, downfalls, and future. The review provides more insight into FPV in terms of varying water
bodies that can be used, system efficiency, global potential, and potential for coupling FPV with
other technologies.
Keywords: floating photovoltaics (FPV); floating solar; floatovoltaics; photovoltaics (PV); cooling
effect; renewable energy; submerged photovoltaics (SPV); ecosystem impact; water quality
gaps that require investigation and a solution. There is a focus on the challenges that GPV
faces and how FPV addresses some of these challenges. FPV is a relatively new technology
with the first plant installed in 2007 in Japan [14]. Table 1 shows an overview of the major
milestones within the FPV industry. The graph in Figure 1 shows the installed FPV capacity
from 2007 to 2018, and it is clear that FPV is growing rapidly.
Table 1. FPV early development milestones.Adapted with permission from [14]. 2019, World
Bank. [14].
Figure 1. Global FPV installed capacity. Adapted with permission from [14]. 2019, World Bank.
Globally, installed FPV capacity is seen to be doubling each year and is predicted to
continue doubling [15]. Figure 2 shows a global breakdown of installed FPV as of 2020,
the majority being located in China. The cost of FPV is higher than GPV currently with a
project break-even cost 4–8% higher [16]. There is massive global growth in this sector but
minimal knowledge about the possible negative impacts of FPV, making this an essential
and timely review.
Figure 2. Globally installed FPV as of 2021. Adapted with permission from [17]. 2021, Ma.
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2. Methods
In order to complete the aims of this review paper, an in-depth analysis of FPV
academic papers and industry reports was completed. Google scholar, Mendeley, and the
University of Exeter library were used to find relevant papers. All cited papers have been
peer reviewed and published; this is important to ensure correct information is being used.
To find relevant papers, the following keywords were used: FPV, PV cooling effect, FPV
hybrid with hydroelectric power plants (HPP), floatovoltaics, SPV, and marine PV. Papers
from 2018 and later were considered as only the most recent research was of interest. In
certain instances, older papers were looked at in order to understand the early stages of
FPV. Each paper was organised in an Excel table containing its title and key information.
They were organised into categories to be compared and synthesised. A flowchart of the
review process is seen in Figure 3.
3. Technology Overview
A general FPV system consists of PV panels and system installed atop a floating
structure that is anchored to the ground as seen in Figure 4.
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Figure 4. FPV components Reprinted wiht permission from [18]. 2020, Oliveira-Pinto.
3.2. PV Module
The commonly used module type for FPV installations is crystalline silicon [12].
Crystalline modules work well in fresh water environments, but as the sector looks toward
marine environments, modules will need to be designed to withstand the salty environment.
Therefore, standard metal frames will need to be replaced with an alternative material [12].
There is potential to also use second generation CdTe [20–22], a-Si, or CIGS [23], but
there has been limited investigation with these technologies. Third-generation PV is not
considered yet for FPV due to the lack of maturity [24–27].
3.3. Mooring
The mooring system of an FPV installation is required to hold the system in place,
avoiding overturning or floating away [12]. The system can be moored with anchors on the
ground of the body of water, or alternatively, directly to shore [18]. Nylon ropes are often
used as the mooring lines and allow movement of the system for changes in water depth
and blowing wind [28].
3.4. Cables
Underwater cables can be used to transport the generated electricity to an onshore
substation [18]. It is also common to keep the cables above the water [12].
3.5. Installation
The installation process for FPV is often easier than that for GPV, as long as the
anchoring and mooring system is not complicated [14]. The installation does not require
heavy equipment and the system is usually assembled on land and then transferred onto
the body of water where it can be towed to the site [14,29]. Lightsource, a company in the
United Kingdom, used a ramp to roll FPV into the water [30]. The installation can be seen
in Figure 5.
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Figure 5. Array deployment using a ramp. Reprinted with permission from [14]. 2019, World Bank.
3.6. Location
In order to choose a suitable FPV location, there is a list of criteria that must be taken
into consideration. Table 2 breaks down the key criteria that must be analysed before
selecting a location to install FPV.
Table 2. Site suitability. Adapted with permission from [14]. 2019, World Bank.
Feature Criteria
Weather High irradiance
Limited rain or fog
Wind speeds below 30 m/s
Location No shadowing from mountains or surrounding buildings
Convenient transportation
Convenient installation and maintenance
Close to electrical connection
Ground conditions Consistent terrain
Compact soil for anchoring
Water conditions Limited waves
Fresh water
Low hardness
Low salinity
4.2. Humidity
Another effect of installation on water is an increase in humidity for the modules [38].
FPV modules experience higher humidity compared to GPV modules [38]. An increase in
humidity around a module can affect the atmosphere and cause the module temperature to
increase, thereby decreasing the performance of the module [38].
Table 3. Potential opportunities and threats of FPV on water quality. Reprinted with permission
from [44]. 2021, Exley.
Figure 6. FPV hybrid system with HPP schematic. Reprinted with permission from [62]. 2020, Lee.
As stated in Section 4.3, FPV is found to reduce water evaporation, which therefore
would increase hydropower efficiency [61–63]. A 1MW installation of FPV can save between
700 m2 and 10,000 m2 of water annually [63]. Section 4.4 reviewed papers and concluded
that FPV reduced algal growth in the water, which improves the water quality. Improved
water quality is another benefit of coupling HPP with FPV.
Grid connection is an important benefit of coupling as it will save costs in the in-
stallation of FPV [61,63]. It is beneficial to install FPV systems where grid connections
already exist.
A challenge with PV, and other renewable energy sources, is their intermittency [64].
The variable power generation is holding solar back from growing in the energy market [64].
Having FPV coupled with HPP helps with this issue as they can be used complementarily [62].
During the day when solar irradiance is high, the reservoir can hold water to be used when
the FPV is not generating electricity [62]. On an annual basis, depending on the location,
solar potential is often high while HPP has reduced power due to less water flow [61]. In
2020, a study was conducted by Yanlau Zhou that looked at how an FPV hybrid system
with HPP affects the water, food, and energy nexus [65]. A model was created to maximize
the water storage and power output of the hybrid system and concluded that the system
would improve the synergistic benefit between water, energy, and food [65].
A study performed by the European Commission Joint Research Centre conducted an
assessment on installing FPV on HPP reservoirs in Africa [66]. The study examined 146
of the largest HPP in Africa and concluded that installing FPV covering 1% of reservoirs
would double the power capacity of HPP and increase electrical output by 58% [66].
Numerous African nations rely on HPP as their electricity source and increasing droughts
in the continent affect the HPP power generation [66]. FPV was concluded to save water
evaporation in the HPP reservoirs they are placed on, which is seen as a major benefit in
Africa [66]. A study completed at Macquarie University conducted a feasibility analysis of
installing FPV on HPP in Australia [67]. The paper examined the four largest HPP in New
South Wales, Australia, and found that the total power capacity of the HPP can be met using
FPV [67]. A techno-economic analysis was completed for an FPV HPP hybrid system in
Bangladesh and concluded that the integration would be beneficial for the country [68]. The
system would create clean energy, reduce water evaporation, have a return of nine years,
and help reach sustainable development goals [68]. A paper written from Air University in
Islamabad examined coupling FPV with a newly proposed HPP project in Pakistan [69]. The
paper concluded that it would be prudent to combine the systems because it would generate
significantly more electricity and benefit from sharing the transmission and distribution
system [69]. It also notes that the FPV system will generate 10% more electrical output
compared to a GPV system in the same location [69]. In recent years, Brazil has decreased
its HPP generation and relied more on thermoelectric power plants, which has increased
Clean Technol. 2022, 4 760
greenhouse gas emissions [70]. A paper by Naidion Motta Silverio looked at the use of FPV
with existing HPP in the Sao Francisco River basin because this region has suffered from
droughts, therefore, increasing its need for thermoelectric power plants [70]. Installing FPV
on the existing HPP would be beneficial and is seen to compliment the seasonal flow of the
river [70].
The first HPP FPV hybrid system was installed on the Alto Rabagao reservoir in
Portugal in 2017, shown in Figure 7 [71]. The benefits of coupling HPP with an FPV system
are clear in the academic papers and the potential for coupling systems is seen in countries
around the world.
Figure 7. First HPP FPV hybrid system installed on Alto Rabagao reservoir, Portugal in 2017 (41.7° N,
7.9° W). Reprinted with permission from [14]. 2019, World Bank.
Figure 8. Marine FPV installation in the Maldives (5.23° N and 4.49° N). Reprinted with permission
from [73].
Figure 9. Marine FPV installation in the Dutch North Sea (56° N, 3° E). Reprinted with permission
from [75].
Figure 10. Ocean Sun floating solar system in Norway (60.1° N, 5.2° E). Reprinted with permission
from [76].
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Figure 11. Lac des Toules high-altitude FPV installation (45.9° N, 7.2° E) Reprinted with permission
from [78].
4.11. Desalination
The option of using FPV for desalination plants has been researched. Desalination
is the process of removing salts and minerals from seawater to obtain fresh water [81].
Desalination takes a significant amount of energy and is often powered by fossil fuels.
Using solar energy for desalination would require a large area to produce enough energy
according to a study conducted in California [81]. For this reason, the potential of using FPV
for desalination is not yet feasible. It is an area of continuing research as desalination plants
are located by water making FPV a great solution to render the process more sustainable.
for the use of SPV for underwater applications [86]. The use of high-bandgap-InGaP cells
are seen to perform better than silicon cells when submerged [86]. Another paper looked
at comparing amorphous cells to monocrystalline cells and found that amorphous cells
performed better overall [84]. Further, another investigation found that dye-sensitised cells
perform better than mono-crystalline and amorphous cells when placed underwater [87].
A benefit of SPV is the cooling effect from the water, limited soiling losses or need for
cleaning, and reduced land constraints [84]. One study performed in Italy examined the
potential of using SPV in swimming pools [88]. The study discussed the potential of using
the power from the SPV to heat the swimming pool [88]. Rendered examples of SPV being
used for swimming can be seen in Figures 12 and 13.
Figure 12. SPV used at bottom of pool. Reprinted with permission from [88].
Figure 13. SPV integrated with pool skimmer edge. Reprinted with permission from [88].
5. Perspective
The global potential for FPV has been calculated in various studies. A study by
Lee et al. examined 279,068 global HPP reservoirs and calculated a 3.0TW potential [62].
Farfan et al. found a 4.4TW potential looking at global HPP reservoirs [60]. A novel study
investigating the potential of FPV in North America concluded that there are 24,419 bodies
of water, all human-made, that are suitable for FPV installations [89]. If 27% of these
bodies of water were covered with FPV it would supply 10% of the country’s electricity
demand [89]. Many of these installations would see multiple benefits in areas with high
land costs, water scarcity, and increasing electricity prices [89]. Currently, there are fewer
Clean Technol. 2022, 4 764
than 10 installments in North America [90]. The Solar Energy Institute of Singapore looked
at global potential on human-made reservoirs with FPV covering 1%, 5%, and 10% of the
reservoirs’ area [14]. The results are seen in Table 4.
Table 4. Reservoir Capacity. Adapted with permission from [14]. 2019, World Bank.
Total Available Number of Bodies Potential FPV Potential FPV Potential FPV
Continent Surface Area of Water Capacity with 1% Capacity with 5% Capacity with 10%
(km2 ) Examined Coverage (GWp) Coverage (GWp) Coverage (GWp)
Africa 101,130 724 101 506 1011
Asia 115,621 2941 116 578 1156
Europe 20,424 1082 20 102 204
North America 126,017 2248 126 630 1260
Oceania 4991 254 5 25 50
South America 36,271 299 36 181 363
Total 404,454 6648 404 2022 4044
Given the research conducted to date on FPV, it is shown that there is large potential for
FPV globally. The world’s first development guidelines for FPV were released in March 2021
by Det Norske Veritas (DNV) [91]. The document contains guidelines, recommendations,
and requirements for the design, development, operation, and decommissioning of FPV
installation. In areas with high population density, where land is scarce and expensive, FPV
seems to be a great solution for obtaining clean energy. It is also beneficial for water-scarce
countries as it will reduce water evaporation from reservoirs that hold water for human use.
Through research into coupling FPV with HPP it seems to be a great solution for countries
that already have HPPs installed. The reservoirs for HPPs provide ample space for FPV
and are already connected to the grid, making it simple to transfer the solar energy onto
the grid. With the development of FPV occurring at such a rapid rate, it is resulting in
knowledge gaps, especially around the impacts on water quality. This is an area that needs
more research and analysis because if FPV has a large negative impact on water quality
and habitational water ecosystems then it is not a solution to help move towards a more
sustainable future. GPV is currently a leading renewable energy technology, but research is
showing that FPV could be a solution to the issues of GPV. Table 5 shows a comparison of
some key differences between GPV and FPV.
6. Conclusions
An in-depth review of the status of FPV has been conducted. The review concludes
that while there are many benefits of FPV, there are also disadvantages that are known, and
some disadvantages that may have not yet been discovered. Advantages of FPV installation
over a GPV system include cooling due to the proximity to water, no land use requirements,
reduced water evaporation, reduced soiling, reduced algal blooms, and easy installation.
Known disadvantages include humidity effects on the PV modules and unknown effects
on water quality. Sites best suited for FPV are human-made bodies of water including
Clean Technol. 2022, 4 765
reservoirs, irrigation ponds, and industrial ponds. There is great potential for FPV to be
integrated in a hybrid system with reservoirs of HPPs. The already existing grid access and
reduced water evaporation are the two main advantages of a hybrid system. Countries
with high population densities are looking toward FPV as a way of acquiring a renewable
energy source without using valuable land. It is expected that FPV installation will continue
to double yearly and provide clean energy globally and research will continue to ensure
there are no negative effects.
7. Future Scope
While there are a lot of positive results from FPV, there are still questions regarding
the environmental impact. There has not been extensive research on the negative effects
FPV bears on the water they are installed on and this is an area that needs to be focused on
in research moving forward. The majority of FPV installations have been in fresh water.
Marine environments are more difficult to install FPV due to the difficult conditions that
the panels must endure (waves, currents, tides, winds, salt). This is an area that will require
further research and development. The future of FPV is looking strong, but there remains
further researh to be conducted.
Author Contributions: Conceptualization, L.E. and A.G.; methodology, L.E.; validation, L.E. and
A.G.; investigation, L.E.; resources, L.E.; data curation, L.E.; writing—original draft preparation,
L.E.; writing—review and editing, L.E. and A.G; visualization, L.E.; supervision, A.G.; project
administration, A.G. All authors have read and agreed to the published version of the manuscript.
Funding: This research received no external funding.
Institutional Review Board Statement: Not applicable.
Informed Consent Statement: Not applicable.
Data Availability Statement: Not applicable.
Acknowledgments: We would like to thank the department of Renewable Energy Engineering at the
University of Exeter, Penryn Campus for their support.
Conflicts of Interest: The authors declare no conflict of interest.
Abbreviations
The following abbreviations are used in this manuscript:
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