Crs SCM Healthannex
Crs SCM Healthannex
Crs SCM Healthannex
Health Annex:
Supporting National Supply Chain Health Systems
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CRS saves, protects, and transforms lives in more than 100 countries, without regard to race, religion, or nationality. We
are motivated by the Gospel of Jesus Christ to cherish, preserve, and uphold the sacredness and dignity of all human life,
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SERVE CATHOLICS IN THE UNITED STATES as they live their faith in solidarity with their brothers and sisters around the
world.
Catholic Relief Services. 2022. Supply Chain Management Handbook: Version 2.0 Health Annex. Baltimore, MD: Catholic
Relief Services.
The Health Annex of the CRS Supply Chain Management Handbook has been prepared by Catholic Relief Services for use
by staff and partners. This annex is intended to be used in conjunction with the CRS Supply Chain Management Handbook.
Catholic Relief Services | 228 W. Lexington Street, Baltimore, MD 21201, USA | crs.org | crsespanol.org
For more information, contact gscminfo@crs.org.
HEALTH ANNEX CONTENTS
HEALTH ANNEX ACRONYMS .................................................................................................. 7
HEALTH ANNEX GLOSSARY .................................................................................................. 10
INTRODUCTION ..................................................................................................................... 8
PART I: DESIGN ...................................................................................................................... 9
Chapter 1.1: Proposal ......................................................................................................... 9
Chapter 1.2: Health Supply Chain Assessment ................................................................. 14
Chapter 1.3: Health Supply Chain Design ......................................................................... 20
Chapter 1.4: Define Procurement and Supply Chain Interventions ................................. 33
Chapter 1.5: Quantification of Health Products ............................................................... 42
Chapter 1.6: Risk Assessment ........................................................................................... 67
PART II: START UP................................................................................................................ 72
Chapter 2.1: Recruitment of the Health Supply Chain Manager ...................................... 73
Chapter 2.2: Supply Chain Strategy and Coordination ..................................................... 76
Chapter 2.3: HR Analysis ................................................................................................... 82
Chapter 2.4: Contracting Warehouse and Distribution Services ...................................... 88
Chapter 2.5: Supply Planning ............................................................................................ 93
Chapter 2.6: Procurement ................................................................................................ 96
PART III. IMPLEMENTATION ................................................................................................. 97
Chapter 3.1: Stock Monitoring.......................................................................................... 97
Chapter 3.2: Financial Reporting of Health Commodities .............................................. 102
Chapter 3.3: Tracking PSM Costs for Global Fund Grants .............................................. 105
Chapter 3.4: QA............................................................................................................... 108
Chapter 3.5: Distribution ................................................................................................ 123
Chapter 3.6: Cold Chain Program ................................................................................... 135
Chapter 3.7: Waste Management .................................................................................. 138
Chapter 3.8: Pharmacovigilance ..................................................................................... 144
Chapter 3.9: HMIS/LMIS Data Comparison .................................................................... 147
Chapter 3.10: PUDR Donor Reporting Requirements (Global Fund) .............................. 151
Chapter 3.11: PQR Donor Reporting Requirements (Global Fund) ................................ 154
Chapter 3.12: Quality Pulse Check Donor Reporting Requirements (Global Fund) ....... 158
Chapter 3.13: Procurement Reporting Requirements for COVID-19 (Global Fund) ...... 160
PART V. CLOSE OUT/TRANSITION ...................................................................................... 162
HEALTH ANNEX REFERENCES ............................................................................................. 163
HEALTH ANNEX ACRONYMS
AIDS Acquired Immunodeficiency Syndrome
API Active Pharmaceutical Ingredient
CAT Capacity Assessment Tool
CIPS Chartered Institute of Procurement and Supply
CMM Capability Maturity Model
CMS Centers for Medicare & Medicaid Services
COVID-19, C19 Coronavirus Disease 2019
CTP Cash Transfer Programming
CV Curriculum Vitae
FBDI File-Based Data Import
FFATA Federal Funding Accountability and Transparency Act
GAVI Global Alliance for Vaccines and Immunization
GDF Global Drug Facility
GDP Good Distribution Practices
GHTF Global Harmonization Task Force
GHSC Global Health Supply Chain
GMP Good Manufacturing Practice
GSCM Global Supply Chain Management
GSP Good Storage Practices
HIV Human Immunodeficiency Virus
HPM Health Product Management
HPMT Health Product Management Template
HR Human Resources
HSS Health System Strengthening
IDA International Dispensary Association (IDA Foundation)
ICT4D Information and Communication Technologies for Development
ITN Insecticide-treated Net
ISO International Organization for Standardization
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Active Pharmaceutical Ingredient (API): Any Essential Medicines: Satisfy the priority health
substance or combination of substances used in care needs of a population. They are selected
a finished pharmaceutical product, intended to with due regard to disease prevalence and
have a direct effect on the diagnosis, cure, public health relevance, evidence of efficacy
mitigation, treatment, or prevention of disease. and safety, and comparative cost-effectiveness.
Essential medicines are intended to be available
Adverse Drug Reaction: A response to a drug in functioning health systems always, in
that is noxious, unintended, and occurs at appropriate dosage forms, of assured quality,
therapeutic doses for the prophylaxis, and at prices individuals and health systems can
diagnosis, or therapy of disease, or the afford. Every two years, WHO updates a list of
modification of physiological function. finished pharmaceutical products used to treat
HIV/AIDS, TB, malaria and other diseases, and
reproductive health, assessed by WHO and
Capacity Statement: A document with found to be acceptable, in principle, for
information on CRS’ expertise and ability to procurement by UN agencies.
perform functions effectively, efficiently, and
sustainably developed to attract potential
donors. Generic Medicine: A pharmaceutical product
Capacity Assessment Tool (CAT): Assessment usually intended to be interchangeable with the
tool used by the Global Fund to assess the originator brand product, manufactured
principal recipient's readiness. without a license from the originator
manufacturer, and marketed after the expiry of
Central Medical Stores: National or parastatal the patent or other exclusivity rights.
entities in charge of the procurement,
warehousing, and distribution of public health Global Fund Project Dedicated Supply Chain
commodities. Some central medical stores have Manager: Global Fund Project dedicated Supply
decentralized entities, while others are linked Chain Manager, with a Logistics Manager
and used directly. persona in Insight.
Country Program Supply Chain Manager: Good Storage Practices (GSP) and Good
Country Program Supply Chain Manager playing Distribution Practices (GDP): WHO Guidance
the Supply Chain Manager persona for CRS’ describing special measures considered
Enterprise Resource Planning system, known as appropriate for the storage and transportation
Insight. of pharmaceuticals.
COMPASS: The COMPASS website supports CRS Good Manufacturing Practices (GMP): The part
staff in attaining project management of QA that ensures that pharmaceutical
excellence across CRS emergency response and products are consistently produced and
development projects. COMPASS provides step- controlled to the quality standards appropriate
by-step guidance and practical resources that to their intended use and as required by the
support the CRS project management marketing authorization.
standards. Health Supply Chain Manager: Terminology
used to reflect the country focal point, supply
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• Global Fund The Challenging Operating Environments Policy Describes PSM capacities to be selected as a principal
recipient for The Global Fund
• Chemonics SCM
• GAVI Immunisation Supply Chain
• JSI The Supply Chain Manager’s Handbook
• The Global Fund Guide to Policies on PSM of Health Products
• USAID Logistics Handbook for Health Commodities
• USAID PMI Technical Guidance for FY 2023
• WHO QA
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The design of a health supply proposal requires health supply chain expertise.
If the country program does not have health supply chain expertise, we recommend reaching the SCM
Regional Technical Advisor for technical assistance support.
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Please note the involvement of other stakeholders in proposals managed at the global
level. For instance, internal stakeholders could be GKIM, The Global Fund Support Unit,
and/or Regional Technical advisors. External stakeholders could be, national programs,
Pharmacy Directorate, and/or international partners
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• The Global Fund Guidelines for LFAs for Capacity Assessment of Implementers Not addressed to implementers-
but valuable to know how LFAs conduct capacity assessment meetings
• The Global Fund Guidelines on Implementers of Global Fund Grants Includes requirements for assessing
Implementers of Global Fund grants
• The Global Fund Instructions on Implementation Arrangement Mapping Provides practical guidance on how to
map relations and links between entities, provides the symbol list, how to record flows on roles and
responsibilities, funds, commodities, and assets
• The Global Fund Technical Brief: Procurement and Supply Chain Management Helps countries and implementers
define the SCM roadmap in planning, execution, and enablers
• USAID Organization Capacity Assessment Tools
• WHO Essential Medicines Prequalification List
• WHO Electronical Essential Medicines List Provides detailed information on medicines
• WHO Good Storage and Distribution Practices for Medical Products
• WHO Medicines Prequalification
Conducting initial health supply chain and logistics assessments for health projects is essential to guiding
the design process and preparing to respond to donor requirements and reviews. Collecting baseline
data on logistics systems capacity and performance can better inform the design, determine the
resource requirements, and provide monitoring and evaluation data as shown in the figure below.
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• CRS Supply Chain Transformation for Excellence Project Assessment Guidance: CRS’ internal
assessment tool, The Supply Chain Transformation for Excellence Project, takes a comprehensive
view of the supply chain opportunities ahead, including Project Insight, the release of the CRS Supply
Chain Management Handbook, CTP, and the HR job standardization project. The goal of this tool is
to transform CRS’ supply chain so that country programs can adapt to these changes. The Supply
Chain Transformation for Excellence Project Assessment Guidance will ensure that country
programs can 1) achieve program objectives, 2) meet global minimum standards, and 3) implement
Project Insight.
• USAID NSCA Toolkit: Funded by USAID is a comprehensive toolkit that can assess the capability and
performance at all levels of a health supply chain or focus on a specific level or site within the
system. CMM and KPIs are the metrics used to assess capability and performance, respectively. The
results of the assessment help supply chain stakeholders develop their strategic, operational, and/or
investment plans and monitor whether activities are achieving desired outcomes.
• UNICEF Supply Chain Maturity Model: This model is a participatory, qualitative, and government-led
supply chain assessment tool that governments and organizations can use to measure the
performance of key supply chain functions across five levels. Level 1 brings evidence of minimum
development, while level 5 reflects best SCM and practices. The maturity model complements other
quantitative supply chain assessments such as the Effective Vaccine Management, NSCA, and
Immunization Supply Chain Process scorecard. In addition, the tool allows for matching shifting
country needs with external partner resources and helps partners with planning and coordination
processes.
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o
o
o
o
o
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• JSI The Supply Chain Manager's Handbook, Chapter 2: System Design & Strategy Provides an understanding of
the importance of dedicating resources to supply chain design and guidance
• JSI The Supply Chain Manager's Handbook, Chapter 3: Logistics Management Information Systems Provides
further details about how data are used for routine operations, strategic decisions, and monitoring of the
performance of the supply chain
• The Global Fund Instructions on Implementation Arrangements Mapping Provides practical guidance on how
to outline the map, the relations, and links between entities; also provides the symbol list, how to record the
roles, responsibilities, fund and commodity, and asset flows
• Village Reach Supply Chain Design: Options to Address Common Challenges Provides guidance on preparing
supply chain design while using governmental systems
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The Health Supply Chain Manager should explore the identified 5 Promising Practices to guide
design discussions while using governmental supply chain systems. For example, the following five
promising practices were successful, even for hard-to-reach communities: direct delivery, level
jumping, outsourcing (engaging the private sector), resources sharing, and resupply frequency.
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Procurement can be performed through a procurement service agent and/or directly by CRS.
Warehousing and transportation of health products can be performed through Third-Party Logistics
providers from the public sector, i.e., central medical stores, or the private sector. At last-mile delivery
points, health products can be delivered to patients throughout various settings such as health facilities,
directly through temporary distribution points, or via door-to-door advanced strategies.
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CRS INT L SUPPLIER PORT CENTRAL REGION DISTRICT HEALTH FACILITY Country side
Programmati
c Order Prep
Procurement Service
Port
Central Med Store
Agent (1)
Responsibilit
y
CRS’ Supply chain
Regional Med Store
(2) responsibility
Districts
(25)
Health Facility
(362)
North
The product flow chart sketches how products flow throughout the supply chain and defines which
stakeholder has responsibility, custody, and accountability.
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Source: Sample LMIS Information and Supply Flow Diagram, The Supply Chain Manager’s Handbook,
A Practical Guide to the Management of Health Commodities, John Snow, Inc., 2020, p. 27.
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• Intervention related to the management of commodities for a project: Includes the cost related to
procurement, pre-shipment QC, international transport, warehousing, and in-country distribution.
• Interventions related to strengthening the national procurement and supply chain system:
Includes capacity building for the SCM workforce, digitalization of the health system, system
optimization, supply chain assessment, infrastructure improvement, strengthening the NMRA, and
Pharmacovigilance.
Prominent donors are considerably investing in health supply chain system strengthening. PSM
interventions should be elaborated in light of donors and country supply chain strategies.
• Global Fund refers to RSSH to design all the interventions for strengthening the health system. It
includes improving procurement and supply chain, strengthening data systems and data use,
building stronger community systems and responses, promoting integrated people-centered
health services, and investing in HR. A detailed Global Fund Supply Chain Road Map covering
2023-2025, developed with stakeholders, provides guidance relevant during the design phase.
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The GSCM Strategic Technical Assistance and Response Health team developed a compendium of
generic activities to support The Global Fund health supply chain team. Generic activities are intended
to ensure alignment of in-country support provided by the CRS technical experts for implementing
Global Fund grants and delineate the roles and responsibilities of the CRS supply chain supporting
system: headquarters, regions, and country programs.
Per CRS’ programmatic approach, the country program will implement activities; the SCM Regional
Technical Advisor will provide direct support and technical oversight to the country program; and the
headquarters team will develop strategic orientation, processes, procedures, and materials for capacity
building.
The CRS Detailed List of Health SCM Activities will guide the supply chain manager in the country
program and the SCM Regional Technical Advisor in implementing supply chain activities. The list
describes the type of activities that the country program needs to implement to support the health
supply chain grants.
This detailed list of activities intends to provide the country program and regional technical advisors
with a systematic approach to use across the various grants and to better define the roles and
responsibilities of stakeholders.
The activity list will also provide direction for the SCM Regional Technical Advisor to ensure required
country program support is provided, as well as provide clarity on the GSCM Strategic Technical
Assistance and Response health team activities.
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o
o
o
The country program collaborates with national authorities and implementing partners to develop a
clear description of PSM interventions and activities to gain donor approval. PSM interventions and
activities that are new and/or require new technologies, and processes, or include some level of
complexity require a detailed description or visualization to gain acceptance from stakeholders. The
process below describes how to prepare the operational plan as additional resources detailing some of
these activities.
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Two types of descriptions are required: The PSM operational plan, detailing common PSM operations
(warehousing, transport, procurement, etc.) and narratives or term of reference for more complex
activities.
− For each suggested intervention, a concise description of the activity, with information on the
issue to resolve, the reason for selecting that activity with evidence-based data, number of
beneficiaries, participants, or facilities covered, the indicators to monitor, and the expected
outcomes. See the CRS Model of Budget Narrative.
− The operational plan provides information on the routine distribution and mass campaign
distribution mechanism, logistics arrangements, and roles and responsibilities of the
stakeholders. See the CRS Model of Procurement and Supply Chain Management Plan.
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o
o
o
o
o
o
o
o
o
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For new projects, the capacity assessment process (documentation review and interviews with
leading stakeholders) as the gaps and risk analysis performed at the earlier stage (see Part 1)
should provide the country program with an overview of strengths and improvements needed to
support the quantification exercise.
For renewed grants, lessons learned are crucial to defining areas for improvement.
The guidance provided here describes how the three major steps of preparation, forecasting, and supply
planning, sketched below, should be supported by country programs. The following figure sourced from
Chapter 5 of JSI’s The Supply Chain Manager’s Handbook, A Practical Guide to the Management of
Health Commodities shows key steps in quantification.
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•
•
•
•
•
•
•
•
•
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o
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o
o
o
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o
o
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o
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Forecasting is the process of estimating the quantities of products that will be dispensed or used to
meet the needs of a targeted population during a future period.
Forecasts are prepared based on historical consumption, services, morbidity, and/or demographic data.
The table below defines types of data, sourced from definitions from JSI’s The Supply Chain Manager’s
Handbook, A Practical Guide to the Management of Health Commodities.
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The country’s quantification guidance should define the type of data used. Then, the team needs to
reach a consensus based on data reliability, availability, and informed or calculated extrapolations, if not
available.
Assumptions are made to adjust historical program data for poor quality (incomplete, outdated,
unreliable, or unavailable) and for future program performance. Assumptions may include elements
such as:
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Forecasts completed using services, morbidity, demographic, or program target must be converted from
several patients, visits, and episodes treated into estimates of quantities of products consumed. The
conversion requires assumptions about applying and adherence to STGs, dispensing protocols, testing
algorithms, or lab testing procedures.
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Quantification exercises fall under the country's leadership or national program leadership. However,
country programs must understand the assumption and process to champion the supply plan and PSM
budget.
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Donors have different supply planning tools to collect information on commodities – costs and delivery
schedule information.
• PEPFAR-funded programs use the Commodities Supply Planning Tool. This Excel-based and
interactive tool enables countries to perform projections within the next 18 months of all
Antiretrovirals (adult, pediatric, infant prophylaxis, Prevention of Mother-to-Child Transmission, and
Pre-exposure Prophylaxis) for Antiretroviral Therapy.
• US PMI projects use the Gap analysis table to collect information on required commodities to be
funded by the donor.
• GAVI-funded programs use the vaccine portfolio template at the funding request stage.
• The Global Fund-funded program uses the HPMT. The following paragraph will focus on how to
complete this tool required by the donor at the CRS level.
The HPMT and the detailed budget template are the final steps for completing The Global Fund’s
funding request process. Both documents include PSM activities and related costs and should be
prepared and completed by country programs.
Both templates are provided by The Global Fund’s country team to principal recipients with a timeline
summarizing the due dates for the first submission, review, and final approval before grant signing.
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Preparing for negotiations sessions with the donor and the main stakeholder includes
listing and communicating what will be needed from the country program perspective
in terms of support provided by regions and global departments.
Planning ahead will allow other departments to plan, organize, prepare, and
coordinate for support during negotiations with donors.
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• CRS GSCM Operational Risk Register Operational Risk Register Template Draft.xlsm
Risk management is a formal approach used to identify and mitigate the sources of disruption and
dysfunction within the public health supply chain.
Risk management is an iterative process throughout the grant implementation.
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• JSI The Supply Chain Manager's Handbook Chapter 10 outlines organizational capacity and workforce
• The Global Fund Guide to Policies on PSM of Health Products Section 2.4 related to QA Systems describes
requirements to manage health products per WHO standards, including recruiting staff to oversee QA
aspects
The processes outlined below describes the recruitment of health supply chain managers with HPM
experience and/or pharmacist backgrounds.
The Supply Chain Manager supporting health grants should demonstrate special abilities in
understanding national health supply chain management, identifying risks, developing technical
arguments, and gathering information that adequately feeds decision-making processes.
Health supply chain management requires a pharmacist or experienced staff in product health
management via national systems to fulfill donor requirements as per The Global Fund Guide to Policies
on PSM of Health Products and WHO Model QA for Procurement Agencies. The pharmacist or
experienced staff in product health management must have the appropriate training to manage
QA, drug use, and pharmaceuticals procurements.
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The supply chain strategy is the roadmap developed to guide the health supply chain management
optimization. Supply chain strategy in the private sector considers the value that can be derived. This
value is also valid in the public health sector; a cost-efficient supply chain in delivering products to
patients allows better use of the scarce resources in the health system. Moreover, clear objectives and
long-term goals defined in the supply chain strategy contribute to attaining less waste and addressing
recurrent challenges.
Prominent donors recommend establishing a national strategy to facilitate resource mobilization and
coordination among stakeholders.
The development of supply chain strategy can occur at the design, start-up, or implementation phases.
The supply chain strategy is developed in coordination with all stakeholders and led by the entity in the
MOH in charge of health products. In most countries, this entity in charge is the National Pharmaceutical
regulatory authority.
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Successful health supply chain management requires adequate staffing to run and/or oversight HPM
activities. Two types of approaches can be combined to evaluate SCM's staffing needs:
• Assessment of the volume of transactions (procurement or inventory): The information might
only be available once country programs have the Insight SCM module deployed.
• Analysis of the expected workload per staff includes a three-step methodology:
1. Modeling staff workload includes reviewing LOE and time OOO for each staff position.
2. Analyzing the results by adjusting the allocated work as JDs and calculating appropriate
staffing levels.
3. Advocating for additional staff.
Staffing analysis should be conducted at the early stages of the start-up phase, annually during the
implementation phase, and during the reprogramming stages. Evidence-based results of the analysis
facilitate discussions and negotiations with donors and CRS leadership on staffing needs.
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The CRS Model for SCM HR Analysis can include justifications for change management as shown in the
below table.
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o
o
o
o
o
o
o
o
o
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o
o
o
o
o
o
In the case of Nigeria, the five staff work 40-hour weeks. The total time required to complete all tasks
was 280 hours, but the five staff members only have 200 hours. Therefore, the analysis suggests that the
program needs at least two more staff members at 40 hours each to cover the remaining work.
However, note that the LOE calculation does not consider staff OOO time.
A totaled number of days each staff member would be out of the office running activities outside of the
office. The calculation did not include travel time to the field. The Nigerian PSM staff JDs include the
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• JSI The Supply Chain Manager's Handbook Chapter 8 provides useful information related to warehousing
and distribution
• The Global Fund Guide to Policies on PSM of Health Products
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o
o
o
o
o
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Start
a regular basis
The RTAs SCM service level information on the
reviews technically agrement the SOW SCM performance
the SOW and the and check the and suggest
inclusion of inclusion of KPIs, improvement
performance Insurance, and actions
management clause monitoring plans
yes
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• GDF Category and Product-level Procurement and Delivery Planning Guide (TB) (2022)
• GDF Resources
• The Global Fund Category and Product-level Procurement and Delivery Planning Guide – Health and Non-health
Products
The Health Supply Chain Manager develops the supply plan based on forecasted quantities (refer to the
HPMT for Global Fund grants). The supply plan must include the list of items procured via Pooled
Procurement Mechanism and/or direct procurements. The supply plan can be prepared using software
such as the PipeLine, or using an Excel spreadsheet including the following information:
At the end of the supply planning exercise, the supply plan report should be issued.
When CRS implements a new Global Fund grant as the primary recipient (PR), the stocks of previous PR
must be formally transferred to CRS. This stock transfer should be considered during supply planning.
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o
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• The Global Fund Guidelines for Grant Budgeting Section 7 related to specific budgeting and costing guidance
• The Global Fund Guide to Policies on PSM of Health Products
• WHO Model QA System for Procurement Agencies
Please refer to the Procurement chapter of the CRS Supply Chain Management Handbook for the best
guidance related to the procurement of health products.
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• JSI The Supply Chain Manager's Handbook Chapter 7 provides further information on Inventory Planning
• The Global Fund Principal Recipient Progress Update and Disbursement Request Section 3 of the
procurement and supply management reporting chapter describes minimum requirements to conduct
stock and expiry dates analysis
• USAID Pipeline Software Database Administrator’s Guide
• WHO Harmonized Monitoring and Evaluation Indicators for Procurement and Supply Management
Systems
Health supply chain practitioners thrive on reducing the amount of stock held while endeavoring not to
run out of stock or end up with expired products. This is achieved by monitoring the stock levels.
Stock monitoring in health grants involves collaboration with national health information systems,
specifically the LMIS. Some countries have well-established LMIS systems with paper and electronic-
based systems, while others are still building the system.
In some countries, logistics coordinating entities named the Logistic Management unit, oversee and
coordinate logistics activities hosted by the MOH.
Thus, the LMIS reports are collected from decentralized teams and aggregated at the district/states and
later at the central level. Therefore, the Supply Chain Manager, in collaboration with the program,
should liaise with that unit to access the LMIS data.
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• The Global Fund Guidelines Principal Recipient Progress Update and Disbursement Request. Section 6 describes
donor requirements
The ability to demonstrate that funding spent aligns with agreements in a transparent manner showing
accountability is fundamental.
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• The Global Fund Operational Policy Manual Section 2 includes operational procedures on annual funding decisions
and disbursements and Pooled Procurement Mechanism
• The Global Fund Guidelines Principal Recipient Progress Update and Disbursement Request Section 6 describes
donor requirements related to price and quality reporting
PSM costs disbursed directly by The Global Fund country team to the procurement agencies need to be
tracked for the inclusion in CRS financial reporting mechanism. The Global Fund country team shares
disbursement notification to the Chief of Party, Country Representative, and the PR. Therefore, the
Supply Chain Manager must collect that information to support reporting. In addition to the
disbursement notification, the information is available on the Wambo.org platform. The Pooled
Procurement Mechanism agencies also provide the quarterly financial report with the detailed cost
incurred by the project.
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• JSI Guidelines for Warehousing Health Commodities Appendix 1 includes a list of relevant questions to ask
during the assessment.
• The Global Fund Guide to Policies on PSM of Health
• The Global Fund In-country Monitoring of Pharmaceutical Products in Global Fund-supported Programs
• WHO Assessment Tool Based on the Model QA System for Procurement Agencies: Aide-Memoire for
Inspection
• WHO Good Storage and Distribution Practices for Medical Products
• WHO Guidelines for Sampling of Pharmaceutical Products
• WHO List of Prequalified In Vitro Diagnostic Products
• WHO QA Policy for the Procurements of Essential Medicines and Other Health Products
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The table below shows the minimum required quality standards to source and procure health products.
— 109 —
GDP and GSP for Pharmaceuticals apply to manufacturers, pharmaceutical importers, contractors,
wholesalers, communities, and hospital pharmacies. Each guidance gathers the minimum and standard
requirements to maintain pharmaceuticals of good quality for human use and should be incorporated
into national regulations.
Donors funding projects, including the distribution of health products, require that patients or end users
have access to good quality products. Therefore, as Principal Recipient, CRS needs to ensure that the
quality of products is kept along the supply chain even while warehousing and transportation services
are externalized to Third-party Logistics.
The main elements of QA in grant-supported programs are:
o
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For each product to be sampled, it is important to know in advance how many units
(I.e., number of tablets, number of bottles) need to be collected. This information
comes from the selected QC Laboratory.
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Distribution consists of moving products down the pipeline from the national central warehouse until
they are dispensed to patients or made available to end users.
The most common in-country distribution system is a system where products flow from central medical
stores to regions and or districts and ultimately to Service Delivery Points. Distribution networks need to
consider what is the ideal distribution network that will provide a satisfactory level without stock outs at
dispensing facilities.
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• Macroplanning: Include the planning process with the development of an action plan, timeline,
and the elaboration of the Macro budget managed at the central level.
• Procurement: Health products and services providers for transport, storage, printing tools, and
vouchers.
• Coordination: A coordination mechanism with clear roles and responsibilities at all national
system levels.
• Microplanning: Engaging the operational level to gather bottom-up critical information for
logistics and detailed budget.
• Behavioral change activities: To sensitize the community at all levels on the benefits of the
health interventions.
• Household mobilization: To enumerate the number of beneficiaries in each household either
using technologies or a paper-based system.
• Training the practitioners on the distribution activities, household mobilization, and
supervision.
• Supervision and monitoring of activities.
• Distribution activities.
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For more details on the above, see the AMP Tool Kits Chapter 7 on implementation.
The following explanations of full integration and partial integration are sourced from The Task Force for
Global Health, Technical Brief on the Integration Between Health Campaigns: Intervention Co-delivery
and Collaboration.
Full integration involves coordinating most or all typical campaign components (microplanning,
registration, logistics, implementation, and evaluation) to allow co-delivery or simultaneous delivery of
two or more health interventions at the point of service delivery.
Partial integration involves collaboration or sharing of specific campaign components between vertical
health programs to improve efficiency and effectiveness of multiple campaigns but without co-delivery
of interventions.
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• WHO-UNICEF Temperature-sensitive Health Products in the Expanded Program on Immunization Cold Chain
The “cold chain” is a system for storing and transporting temperature-sensitive products at
recommended temperatures from the point of manufacture to the point of use. Effective management
of the cold chain is key to maintaining the safety and potency of vaccines and temperature-sensitive
pharmaceuticals during storage, transport, and service delivery.
To ensure efficacy and quality of care, health systems must find ways to ensure all cold chain medical
products are properly managed from the manufacturer, through the entire supply chain, to the point of
use.
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• The Global Fund Guide to Policies on PSM of Health Products Section 10 describes donor requirements
• WHO Guidelines for Safe Disposal of Unwanted Pharmaceuticals in and After Emergencies
• WHO Safe Management of Wastes from Health-care Activities
In this section, health waste products are those pharmaceuticals and RDTs expired, with quality issues,
damaged, etc.
Waste management requires increased attention and diligence to avoid adverse health outcomes
associated with poor practice, including exposure to infectious agents and toxic substances. WHO
considers waste management as part of the supply chain.
The following are considered pharmaceutical waste (“unusable” products): expired products, unsealed
syrups and eyedrops, breakage (I.e., vials), products with confirmed quality issues. They must be
disposed of safely and with minimal environmental impact, per the national regulations.
There are two aspects to waste management:
• Health systems strengthening: The strengthening of the national waste management systems
(policies, operations, funding, HR, infrastructure, and equipment).
• Operational: When CRS manages a health project, unusable products must be collected,
inventoried, and safely disposed of regularly.
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• The Global Fund Guide to Policies on PSM of Health Products Section 4.6 describes donor requirements for
managing adherence to treatment protocols, drug resistance, and adverse effects
• WHO Pharmacovigilance Indicators: A Practical Manual for the Assessment of Pharmacovigilance Systems
Pharmacovigilance is the science and activities relating to detecting, assessing, understanding, and
preventing adverse effects or any other medicine/vaccine-related problem. An adverse drug reaction is
a harmful response caused by the medicine after it was given to the patient in the recommended
manner (dose, frequency, route, and administration technique). All medicines and vaccines undergo
rigorous testing for safety and efficacy through clinical trials before they are authorized for use.
The objective of pharmacovigilance is to identify adverse drug reactions or effects, misuse of medicines
and drug interactions, detect substandard and falsified medicines, medication errors, lack of efficacy of
medicines, the interaction between medicines, safety, and tolerability of medicines.
Pharmacovigilance will thus improve patient care and safety, promote the rational and safe use of
medicines, and educate patients on matters related to medicine safety.
Pharmacovigilance falls under the NMRA’s functions. Therefore, pharmacovigilance should be part of an
integrated approach and reflected in HSS grants. However, in some contexts, donors may accept the
inclusion of pharmacovigilance activities in disease-specific related grants.
As part of CRS’ efforts to strengthen national systems, pharmacovigilance can be an area of support, if
identified as a priority by the NMRA.
Pharmacovigilance-related activities can be directly undertaken by the Health Supply Chain Manager
whenever capacity and availability allow, or these activities can be managed through technical
assistance contracts. In the latter, the Health Supply Chain Manager, supported by the SCM Regional
Technical Advisor, will need to provide oversight and validate deliverables.
The activities that CRS can support in pharmacovigilance include:
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Spontaneous reporting systems form the basis of global pharmacovigilance. Other mechanisms and
tools can be used as drug registries and electronic health records. The functionality of the
pharmacovigilance system involves systematic collection and analysis of reports of suspected ADR to
enable the detection of signals, their communication, and risk management.
o
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The data collected in HMIS tools mainly focus on service delivery, but usually includes indicators related
to drug or vaccine supply such as duration of stock outs.
LMIS data are collected and used for primarily operational supply chain decisions but are also used to
generate performance indicators. Comparing HMIS/LMIS data has various benefits including improved
monitoring and evaluation, reduced data duplication, availability of additional data sets for
quantifications, etc. It also provides coherence and justifies consumption.
The overall objectives are to:
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• The Global Fund Principal Recipient Progress Update and Disbursement Request
The PUDR is both a progress update on the latest completed period of program implementation and a
request for funds for the following execution and buffer period. The PUDR Tool includes a PSM part
(worksheet “Health Products – PSCM 8”) that must be completed and reviewed twice a year.
There are three main sections to be completed in the health products worksheet: PQR reporting, risk of
stockout and expiry, and additional information.
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The PUDR must be properly filled with relevant, sufficient, and quality information including a clear level
of writing (coherent and complete sentences, without typos).
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The PQR is the Global Fund online database to record prices and PSM costs of some key categories of
health products procured by their Principal Recipients. When CRS is PR of a Global Fund grant, it is the
responsibility of CRS to update regularly the PQR database. Only the following categories of products
must be entered in the PQR:
• Antiretrovirals, anti-malarial, anti-TB, and anti-hepatitis pharmaceutical products.
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At the end of each calendar semester, the Health Supply Chain Manager compares
the procurement tracking table (containing information on PO numbers, invoice
references, products, and corresponding EXW amount, and delivery dates) with the
PQR entries to confirm there are no missing entries.
For this purpose, the Health Supply Chain Manager can request the financial
reconciliation of expenses from the Finance Department and needs to maintain
records of invoices and delivery notes from the Procurement Service Agent or other
suppliers. This verification is very important as the LFA, and The Global Fund do verify
completeness and accuracy of PQR during each PU/DR review.
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The Pulse Check is a quarterly tool that provides visibility into HIV, TB, malaria, RSSH, and COVID-19
Response Mechanism investments to report to the Global Fund Board and support timely identification
of emerging risks and issues to enable more agile course correction.
The purpose of the pulse check is to update The Global Fund on ongoing activities and identification or
anticipation of any potential bottlenecks.
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The purpose of the template is to capture information on the award of contracts by implementers and
fulfillment of deliveries by suppliers under these purchased orders.
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Close out of a health project is not significantly different from closing out other types of projects. Refer
to the Close Out chapter in the CRS Supply Chain Management Handbook.
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