VianadaFonseca JGGE ASCE 2001
VianadaFonseca JGGE ASCE 2001
VianadaFonseca JGGE ASCE 2001
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By A. Viana da Fonseca1
ABSTRACT: The design of shallow foundations is often considered in semiempirical methodologies that are
based on linear and nonlinear models of behavior, mainly for settlement prediction purposes. In this paper, the
applicability of such criteria is discussed, by analyzing the results obtained at an experimental site on a fairly
homogeneous saprolitic soil derived from granite. This included a full-scale load test on a circular concrete
footing together with in situ and laboratory tests. The information obtained in terms of strength and stiffness
was integrated with the aim of refining some of the approaches based on the theory of elasticity. Emphasis was
especially given to semiempirical methodologies based on results of standard penetration tests, cone penetration
tests, plate loading tests, and triaxial tests on high-quality samples with the results from local instrumentation.
Some of the well-established methods were tested and some parametrical and methodological adaptations are
suggested that better fit the observed behavior.
would have been predicted by the various design methods that ES = NP /␣P (1)
have been developed by several researchers in various parts
of the world. where N60 = SPT number of blows, allowing for the method
of dropping the driving weight, assuming a 60% efficiency;
and the subscript P refers to Parry.
FOOTING SETTLEMENT EVALUATION USING If the pressure is expressed in kilopascals, the footing di-
SPT RESULTS mensions in meters, and the settlements in millimeters, the
Terzaghi and Peck (1967) parameter ␣P will have the variation range of ␣P = 0.2–0.3. It
was found that over the zone affected by the load test, the
This method for estimating settlements is based on the re- variation of N60 with depth could be expressed as
sults from SPT. This crude test was developed from a method
used by the Reymond Piling Co., in 1912, to obtain samples N60 = 5.16 ⫹ 3.27 ⭈ z(m) (2)
of the soil at the base of their bored piles. A thick walled 5- This method, developed by Parry, agrees reasonably with
cm-diameter steel tube was hammered into the ground to ob- the test results, although only for the lower stress levels, be-
tain the sample, and it was realized that the energy required coming strongly nonconservative for stress levels above the
to cause penetration gave an indication of the strength of the ‘‘elastic’’ threshold. The limitation of this method is mainly
ground. The test was very easy to do because little special governed by the linearity of the depth of the influence zone
apparatus was needed in addition to the heavy well-boring in relation to the dimension of the loaded area, and does not
equipment already being used on the site. Through the years agree with the most recent works (Jardine et al. 1986; Burland
many tests were carried out, but researchers were somewhat 1989; Tatsuoka and Shibuya 1992). There is a risk therefore,
unhappy about the nonscientific nature of the test and were of extrapolating to larger loaded areas (which is usually the
doing their best to have it replaced by a penetration test, such more common case), of overestimating the settlements by cal-
as the Dutch cone test, when Terzaghi and Peck published their culating them on the basis of an average value of N60 over the
semiempirical method for estimating settlement in granular depth of 2B, particularly in grounds that exhibit increasing
materials. But as is recognized today, the predictions are very stiffness with depth.
conservative, and in the present case, the observed settlement
would have been predicted under a load of one-half to one- Burland and Burbidge (1985)
fourth of that actually applied.
This proposed method for settlement calculation uses an av-
erage value of N60 determined over a depth below the footing
Parry (1978) base ( NBB ) through the following expression:
The method of Parry (1978) is based on the classic expres- B 0.7
sion of the theory of elasticity for the calculation of settle- s = ␣BB ⭈ ⭈ qs (3)
NBB 1.4
ments. Being the deformability modulus taken as a function
of an average value of N60 determined in the depth 2B below with ␣BB varying between 0.93 and 3.09, with 1.71 being the
the footing base ( NP ) most probable value. In the expression, B denotes footing
870 / JOURNAL OF GEOTECHNICAL AND GEOENVIRONMENTAL ENGINEERING / OCTOBER 2001
FIG. 1. In Situ Tests: (a) SPT and CPT; (b) CH and DMT
width, qs the average contact pressure, and the subscript BB Table 3 gives values of ␣P and ␣BB that best agree with typical
stands for Burland and Burbidge. values of the experimental settlements that were measured.
This method, using ␣BB = 1.71, was found to be grossly From these values of ␣P and ␣BB, one can conclude that
conservative, giving rise for average service stress conditions
to ratios of 2 to 3 between predicted values and those ob- 1. The approach of limiting the settlement to 25 mm pro-
served. The discrepancy is more accentuated for the 60-cm- duces a reasonable consistency of values in the two
diameter plate than for the 1.2-m-diameter footing, although cases. This is a consequence of assuming a factor 0.7 for
over the lower stress range they are very similar. the minimum size of the loaded area B.
With the purpose of best adapting the methodologies to suit 2. For the same approach, the method of Parry gives values
the experimental results, the values of ␣P and ␣BB were cal- with slight variations for ␣P , resulting in a much greater
culated to obtain convergence for the two, following typical reduction of B (factors of 0.32–0.44) than the maximum
values of settlements: proposed by the present author (0.30).
3. The approach using the elastic threshold level (s/B =
0.75%) which is considered more realistic, confirms the
1. s/B = 0.75%—a level corresponding to a certain elastic good results from the Parry method for loading over rel-
threshold atively small areas; it being noticed, however, that there
2. s = 25 mm—a limit value in accordance with the Ter- is an increasing value of ␣ with increasing foundation
zaghi and Peck proposal size from the plate to the footing, indicating the begin-
JOURNAL OF GEOTECHNICAL AND GEOENVIRONMENTAL ENGINEERING / OCTOBER 2001 / 871
FIG. 2. Layout for Main Test
ning of a breakdown in the assumption of direct propor- FIG. 3. Views of Main Test: (a) Support Beams; (b) Weight Tank
tionality with B.
4. It should be noted that for this approach, the values ob- different load conditions, mainly on sandy soils (of different
tained for ␣BB were very low (0.63 for the footing, and origins), and proposed the following expression:
0.50 for the plate of 60 cm in diameter) compared with
the initial proposals (0.93–3.09). q nq ⭈ B nB
s=f (4)
N nN
This last verification shows that the soils at the test site
possess a more pronounced structural stiffness than those an- The terms were obtained by multiple regression, with pri-
alyzed by Burland and Burbidge. It should be noticed, how- ority for the dependent variables as a function of the relative
ever, that Burland and Burbidge did not include residual soils influence of each one. It should be noticed that the expression
in their analysis. From the work of Rocha Filho (1986), the of Burland and Burbidge (1985) constitutes a particular case
application of the author’s proposals to the results of loading of this more general one, with f = 0.93–3.09, nq = 1, nB = 0.7,
tests on shallow foundations and plates with diameters from and nN = 1.4.
0.40 to 1.60 m, carried out on residual soils from gneiss at the It is interesting to observe that the parameters proposed by
university campus of Pontifı́cia Universidade Católica in Rio Burland and Burbridge are reasonably similar to these indi-
de Janeiro, resulted in ratios of calculated to observed settle- cated by Anagnastopoulos et al., as representative of all sets
ments between 1.5 and 2.5. The ratios obtained in this study of studied cases. As a compensation, it is to be noted that there
were even larger (2.7–3.4). is a high dispersion of the parameters corresponding to those
Another reason for lack of agreement with the Burland and several classes of stiffness and of the size of the loaded sur-
Burbidge method when applied to residual soils may lie in the face.
fact that the considered influence zone should be smaller than Considering Anagnastopoulos et al. proposals that most
that suggested by them, due to the higher rate of stiffness adapt to the residual soil where the present study was con-
increase with depth caused by the simultaneous increase of ducted, the calculated load-settlement curves for the 1.2-m-
confinement stress as the degree of weathering decreases. diameter footing and the 60-cm-diameter plate are compared
It can be considered that the proposal of Burland and Bur- with observed curves in Fig. 7.
bidge (1985) will be applicable to larger foundations resting Analyzing the results expressed in Fig. 7, it can be con-
on residual soils (for example, B = 3–4 m), readopting the cluded that
average value of coefficient ␣BB. For the case of s/B = 0.75,
one suggests, conservatively, the value 1. On the whole, these proposals are strongly conservative,
overestimating the settlements, as can be seen by com-
␣BB(original) 1.71
␣BB(saprolitic soil from granite) = = = 0.85 paring the theoretical with the observed settlements in
2 2 Figs. 7(a and c).
2. The suggestion that B < 3 m [Fig. 7(c)] does not ade-
Anagnastopoulos et al. (1991)
quately explain the present results, both in absolute terms
Anagnastopoulos et al. statistically processed 150 cases of as well as in the curvature of the respective load-settle-
shallow foundations with several sizes and subjected them to ment plots. This last fact results, naturally, in the value
872 / JOURNAL OF GEOTECHNICAL AND GEOENVIRONMENTAL ENGINEERING / OCTOBER 2001
FIG. 4. Layout of Instruments to Measure Foundation Settlements and Movements of Ground
of nq being substantially smaller than 1; this seems and the best adjustment of the curves was sought to a
strange considering the normal behavior of the stress- bearing pressure qs = 400 kPa.
strain laws. It seems, therefore, to be an unreal exercise 2. A linear answer was admitted (nq = 1) and the conver-
to obtain correlations considering nq factors <1. gence for values of the settlement defined for s/B =
0.75%.
With the purpose of obtaining the parameters that give the best
Fig. 8 shows a comparison between the curves obtained for
agreement with the experimental results, it was decided to as-
those two hypotheses, assuming the following:
sume the premises of Burland and Burbidge (1985) for the
influence depth z = B 0.75 and for the factor nN = 1.40. With 1. Excellent agreement between the theoretical and the ex-
these factors fixed, multiple regressive analyses were carried perimental results were obtained by using the value nq =
out assuming the following variants: 1.23. The resulting nonlinearity causes the value of the
constant f to be reduced to 0.18, which is much lower
1. The nq exponent was admitted higher than 1, which cor- than the value of 0.60 usually defined in linear elasticity.
responds to considering the nonlinearity of the answer, 2. The imposition of a linear relationship, as shown by Fig.
JOURNAL OF GEOTECHNICAL AND GEOENVIRONMENTAL ENGINEERING / OCTOBER 2001 / 873
FOOTING SETTLEMENT EVALUATION USING
CPT RESULTS
Schmertmann et al. (1978)
The semiempirical method of Schmertmann (1970) assumes
a simplified distribution of the influence factor for the vertical
strains under the footing, whose values are computed on the
basis of a deformation modulus (secant) variable with depth,
which can be correlated with the CPT cone resistance
Es = ␣qc (5)
Robertson Method
This method is based on the results of CPT carried out under
FIG. 5. 30- and 60-cm-Diameter Plate Tests: (a) Position; (b) Photo of the area to be loaded, and it incorporates factors related to the
Test degree of stress induced by the foundation and the effects of
the stress-strain history (including the natural structure of the
ground).
8(b), always implies a subjective approach; the values of Fig. 10 represents the normalized values of the shear mod-
the constant ␣BB obtained for the hypotheses associated ulus for very small strains G0 obtained from cross-hole testing,
with the Burland and Burbidge (1985) proposal, are sim- as a function of the normalized cone resistance qc1 defined by
ilar to the one now deduced ( f = 0.60), depending on Robertson (1991). From an analytical interpretation of these
the value of B being equally large. plotted results, the following is obtained:
1. For very low load levels, below around 10%, the non- tween the experimental curve for the saprolitic soil and
linearity of the relationship of Es /Qc with qser /qult is much the proposal of Stroud (1988) for overconsolidated
more accentuated for clean sands, even when overcon- sands.
solidated (aged), than for the granitic saprolitic soil. This
may be the consequence of a larger material stability, due It should be noticed, on the other hand, that the values of
to the cemented structure between particles. the qc1 (⬵150) indicated by Stroud (1988) for the test results,
2. For higher load levels, there is a good agreement be- are typical of the middle range for dense overconsolidated
JOURNAL OF GEOTECHNICAL AND GEOENVIRONMENTAL ENGINEERING / OCTOBER 2001 / 875
FIG. 6. Load Settlement Curve
冘 冘
n n
Isi ⌬hi From the experimental results of the footing load test and
sj = ⌬sij ⭈ ⌬hi = qsj ⭈ (10) for s/B = 0.1%, a value of qsref (26 kPa) was obtained, and the
i=1 i=1 Eij
value of the reference modulus (for n = 0.5) deduced from
冘
where n = number of sublayers into which the ground is di- n
Isi
qsref
vided (the larger the number the higher the precision obtained) Eref = ⭈ ⭈ ⌬hi (14)
within the main settlement influence zone, which should ex- sref i=1 兹⬘m i
tend to such a depth that the shear stress increment does not
On the other hand, with the pair of values sj and qsj , cor-
exceed the value of initial shear stress, with depths, in prin-
responding to each loading step and obtained from the ex-
ciple, around 2B, for L/B ⱕ 3, and of 4B, for L/B > 3; L and
perimental curve, the respective equivalent modulus can be
B are the dimensions of rectangular footings.
calculated (for an increment from zero to qsj) through
The greater the number of divisions used, the greater will
冘
n
be the accuracy. Isi is the load coefficient for the layer i, de- qsj Isi
pendent on the size of the loaded area and the value of Pois- E0 j = ⭈ ⭈ ⌬hi (15)
son’s ratio.
sj i=1 兹⬘m i
The dependence of the deformability modulus on depth can To define the relationship of nonlinear dependence of E0j
be related to the at-rest octahedral effective stress at the center with the strain level, translated for (s/Bj)/(s/Bref), or with shear
of the layer ⬘mij by means of stress levels, defined by qsj /qsref , a logarithmic scale was
adopted. In both cases, two influence depths were considered:
Eij = E0 j(⬘mij)n (11) zI = 2B and zI = 5B.
In Fig. 17 a comparison is made between the experimental
with n = 0.5, as suggested by Wahls and Gupta.
and simulated curves, with parameters determined in a suitable
Dependence in relation to the vertical stress can be ex-
way. For both influence depths the agreement is excellent, re-
pressed by the following relationship:
vealing the potentialities of the method to model the non-
E0 j = f (qsj /qsref)Eref (12) linearity of the load-settlement behavior of the experimental
footing. Concerning definition of the reference modulus, there
or, alternatively for are obvious potentialities for this formulation in the design of
shallow foundations, by means of a specific load test or by
E0 j = f ((s/B)j /(s/B)ref)Eref (13) preloading an experimental footing, using (s/B)ref = 0.1%.
where qsref , sref , and Eref represent, the load, settlement, and SETTLEMENT EVALUATION BY ADAPTATION OF
deformability modulus, respectively, corresponding to certain WAHLS AND GUPTA METHOD USING TRIAXIAL TEST
reference load steps (for example, s/B = 0.1%); and qsj and sj RESULTS ALONE
= load and settlement for a generic load level.
In the application of the method of Ghionna et al. (1991)
the triaxial test results were partially used to evaluate the value
of the exponent n relating the deformability modulus to the
octahedral effective stress. The formulation introduced by
Wahls and Gupta goes further, giving an opening for the direct
and exclusive use of triaxial test results in the prediction of
shallow foundation settlements. This new proposal has been
used to predict the load-settlement results obtaining from the
experimental footing.
Considering the method proposed by Wahls and Gupta
(1994), the results of triaxial tests can be used to determine
the values of Young’s modulus from the relevant depth and
shear stress level in the soil, using the classical equation
Etl = pa Kl (⬘ml /pa)nl (16)
where pa = atmospheric pressure; and Kl and nl = dimension-
less parameters.
Using the results of several triaxial tests with different con-
solidation stresses, and evaluating for each test, the tangent
modulus Etl for distinct shear stress levels, it is impossible to
compute for each of these levels, the corresponding values of
Kl and nl . This is reported in Table 6 where q and qf are the
current deviatoric stress and the deviatoric stress at failure,
respectively.
The relationship of Kl and nl to shear stress level now has
to be defined. Since nl exhibits a modest variation, a constant
q/qf
(%) 0 10 25 50 75
Kl 520 256 142 88 74
FIG. 17. Comparison of Experimental Curves and Simulated by Wahls nl 0.383 0.450 0.488 0.234 0.328
and Gupta Model: (a) zI = 5B; (b) zI = 2B