Exploring Rigour in Autoethnographic Research
Exploring Rigour in Autoethnographic Research
Exploring Rigour in Autoethnographic Research
Cheryl S. Le Roux
To cite this article: Cheryl S. Le Roux (2016): Exploring rigour in autoethnographic research,
International Journal of Social Research Methodology, DOI: 10.1080/13645579.2016.1140965
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International Journal of Social Research Methodology, 2016
http://dx.doi.org/10.1080/13645579.2016.1140965
Introduction
A significant issue in the practice of scientific research – whether quantitative, qualitative, or mixed-
method – is the ability to demonstrate that the research presented is intellectually accurate, thorough
and trustworthy, for without rigour, research is meaningless (Morse, Barrett, Mayan, Olsen, & Spiers,
2002, p. 13). The criteria for establishing the rigour of quantitative research – internal and external
research reliability and validity, generalizability and objectivity – are longstanding. However, since the
rise of qualitative research in the social sciences (Alasuutari, 2010, p. 139; Padgett, 2004, p. 13; Pope &
Mays, 2009, p. 737; Rennie, Watson, & Monteiro, 2002, p. 179), the question of what constitutes rigour
in qualitative research, and how it should be appraised, has become a matter of some debate (Angelo,
2008, p. 128; Hope & Waterman, 2003; Mays & Pope, 1995, p. 109; Petty, Thomson, & Stew, 2012, p. 267;
Rolfe, 2006; Sandelowski, 1986, p. 27; Sandelowski & Barroso, 2002, p. 123; Winter, 2000). Although
there are those (Bochner, 2000; Schwandt, 1996) who question the use of criteria to establish rigour,
Tracy (2010, p. 838) points out that criteria, in themselves, are useful since they provide guidelines to
help researchers learn, practice and perfect their efforts and criteria thus provide a path to expertise.
Factors that play a role in encouraging debate on research rigour include the expansion in qualitative
research genres (Keegan, 2007; Spencer, Ritchie, Lewis, & Dillon, 2003) and the rise of an audit culture
with a general concern for assessing quality (Power, 1997; Shore & Wright, 2000).
articles by prominent autoethnographers who have raised the issue of research trustworthiness in their
own work. I conclude the analysis by suggesting pertinent criteria to be considered when evaluating
authoethnographic research.
and Lincoln (1989) developed ‘authenticity criteria’ that were consistent with constructivist assump-
tions which could be used to appraise the quality of research beyond its methodological dimensions.
Aspects of these criteria have become fundamental to the development of the standards used to assess
the overall significance, relevance, impact, and utility of completed qualitative research (Lincoln &
Guba, 2000, p. 164).
Tracy (2010, p. 838) suggests that guidelines to asses quality in qualitative research are contextually
situated, but admits that there is a bewildering number of possible criteria for determining excellence
in qualitative research which complicates the process of establishing rigour. Nevertheless, the author
(ibid., pp. 839–848) argues for eight criteria for determining high quality qualitative research in her
attempt to provide a parsimonious set of universal criteria for qualitative rigour. These criteria are
worthy topic, rich rigour, sincerity, credibility, resonance, significant contribution, ethical, meaningful
coherence. Tracy (2010, p. 849) however, cautions that it is unwise to ‘grasp too strongly’ at any list of
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criteria and cites Ellis (2007) as commenting that good qualitative methodologists conduct research in
the way they conduct themselves in their personal lives and ‘seek the good’ with the key being honesty
towards self and the audience for whom the research is intended.
Methodology
Given the exploratory nature of this study, a qualitative research paradigm was selected for this inves-
tigation. In qualitative research, data is generated from respondents’ perceptions and experiences as
reported through various means (Cresswell, 2013). The data collected for analysis in this study was
gathered through (a) a review of established autoethnographers’ reporting on issues related to the
nature of autoethnographic research and the rigour in relation to such research; (b) self-reporting on
the experience of conducting autoethnographic research and issues of research rigour in relation to
the research conducted; and (c) established autoethnographic researchers’ responses to open-ended
survey questions on the topic under investigation.
The literature review of established autoethnographers’ perceptions on autoethnography as a
research method and the rigour associated with such research encompassed the analysis of 52 rele-
vant research articles published in accredited research journals. The reporting of my own experience
in relation to undertaking an autoethnographic study required an analysis of the article published
as an outcome of the research, an appraisal of the conference paper which I had presented as well
as a critical reflection of the circumstances and events surrounding the production of these outputs.
Reporting on one’s own experiences requires self-reflection which in turn requires careful thought
about one’s own behaviour, experiences and beliefs. Self-reflection requires the capacity to exercise
introspection and leads to inquiry into the human condition and human consciousness. This requires
stepping back from an experience and considering how one thought or acted, but at the same time,
immersing oneself in the event and reliving the experience in all its dimensions. Denzin (1989) argues
that research embedded in bringing – through examination and analysis – issues or events in life to
the surface constitutes autoethnographic research. As such, my reflection on undertaking autoethno-
graphic research itself constitutes an autoethnographic study.
Lastly, based on my readings of the issues surrounding research integrity and authenticity in autoeth-
nographic research, I drafted a questionnaire consisting of two sections that I used in my field research
with academic peers. Section 1 of the questionnaire aimed at determining the respondents’ overall
familiarity with autoethnographic research and related questions of research rigour, while Section 2
asked respondents to elaborate on their views relating to rigour in autoethnography. I approached six
established researchers – all of whom responded to the questionnaire.
to practise autoethnographic research within a realist or analytic tradition. However, Manning and
Adams (2015, p. 191) contend that there are variations in autoethnographic practice all of which
emphasize different aspects of the social research-life continuum. This implies that along the continuum
between evocative and analytic autoethnography there are other ways of approaching and practicing
this research method. These researchers identify four orientations towards autoethnography which
are social-scientific autoethnography (likened to analytic autoethnography); interpretive humanistic;
critical and creative-artistic – the latter two being akin to evocative autoethnography. In more recent
work (2013) Leon Anderson, a protagonist of analytical autoethnography (2006), contends that if he
were to remain committed to an analytic model of autoethnographic writing, he would do so with a
greater sense of blurred boundaries as opposed to clear distinctions (Anderson & Glass-Coffin, 2013,
p. 64). By extension, this would then require that each of these variations on approach would require
different evaluative criteria (Manning & Adams, 2015, p. 192).
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The goals of the two verges of genres of autoethnographic enquiry are not mutually exclusive, as
Anderson (2006) explains. Both genres and those along the continuum between the two, aim primarily
to document personal experience. The key goal of evocative autoethnography which is on the one
extremity of the continuum is to evoke emotional resonance (Anderson, 2006) through ‘artfully braided
evocative text’ (Tedlock, 2013). At the heart of this approach is thick description, a value of aesthet-
ics, evocative and vulnerable stories with little concern about objectivity and researcher neutrality
(Manning & Adams, 2015, p. 193). The defining characteristic of analytic autoethnography – which
is situated on the other extremity of the continuum – is to use empirical data to gain insight into and
develop a theoretical understanding of a broader set of social phenomena (Anderson, 2006). Manning
and Adams (2015, p. 191) hold that this orientation involves a combination of fieldwork, interpretive
qualitative data, systematic data analysis and personal experience to describe the experiences of being
in, or a part of, a community. Analytic autoethnography is consequently directed towards objective
writing and analysis, whereas evocative autoethnography leans towards researcher introspection from
which readers are expected to make a connection with the researcher’s emotions and experiences.
Anderson and Glass-Coffin (2013, p. 65) caution that autoethnographic enquiry is guided less by
specific techniques of data collection than it is by a set of ethical, aesthetic and relational sensitivities
incorporated into a wide variety of autoethnographic modes of enquiry (see Figure 1).
Charmaz (2006) and Atkinson (2006) believe that Anderson’s (2006) promotion of analytic autoeth-
nography brings autoethnographic studies back to their analytic roots. However, Ellis (2000), herself
an evocative autoethnographer, argues that the ‘narrative text refuses the impulse to abstract and
explain’ and that if the story were to be analyzed, it would be transformed into another language, ‘the
language of generalization and analysis’ in which one would ‘lose the very qualities that make a story a
story’ (Ellis & Bochner, 2006). The main goal of evocative autoethnography is to use narrative to evoke
emotion, and to take the reader to depths of personal feeling and sympathetic understanding. Skeptics
of evocative autoethnography charge that evocative autoethnography is narcissistic and self-absorbed
(Holt, 2003) and consequently loses the purpose of research namely to inform, develop and advance
knowledge when it devolves into self-absorption (Davies, 1999). However, this view is contested by
evocative autoethnographers who justify their craft as having meaning beyond the generalizable and
advocate for a broader understanding of the assumptions regarding what constitutes knowledge.
With regard to determining the trustworthiness of autoethnography, Ellis et al. (2010) state that the
goal of autoethnographic research should first be agreed upon before criteria to assess its authenticity
can be framed. Given the acknowledgement of the distinctiveness of autoethnography as a qualitative
research method, and of the two genres of autoethnography – evocative and analytic with inclusion
of the other genres along the continuum – this is a valid point. Some autoethnographic researchers
challenge the use of traditional criteria to assess the rigour of their research, arguing that it is futile to
debate whether autoethnography is a valid research process or product (Bochner, 2000; Ellis, 2009).
Certain autoethnographers view research and writing as socially-just acts rather than a preoccupa-
tion with accuracy (Ellis et al., 2010) which indicates that these researchers take a different stance
towards the subject matter of social science and establishing its validity. Rorty (1982) suggests that
6 C. S. Le Roux
these different views are ‘not issue(s) to be resolved, only’ but are instead ‘difference(s) to be lived
with’. Chang (2008) argues that autoethnography without profound cultural analysis and interpretation
merely results in narratives at the level of descriptive autobiography or memoir. Harsh in her criticism
of autoethnographic research, Delamont (2007) comments that research is by nature analytic, while
autoethnographies are experiential and therefore lack analytic outcomes. A similar critique of evocative
autoethnography by Davies (1999) and Holt (2003) was previously raised. However, Manning and
Adams (2015, pp. 188, 190) conclude from their studies on autoethnography as a research method,
that autoethnography is not only valid, but also viable and a vital method for popular culture research.
They premise this conclusion on the fact that personal experience cannot be separated from social
and relational contexts and in this way, personal experience and the narration thereof becomes an
acceptable, feasible and indispensable kind of data from which to make meaning and use in research.
It is difficult to propose a specific set of rules or criteria for the evaluation of the rigour of autoeth-
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nography, since autoethnographic research can be approached using diverse orientations which each
has a specific goal or purpose for the research in mind, and, as previously indicated, evaluation criteria
should be aligned with the specific research objectives. However, autoethnographers do address the
issue of rigour in their research and Ellis and Bochner (2000) explain that ‘validity means that our work
seeks verisimilitude; it evokes in readers a feeling that the experience described is lifelike, believable,
and possible.’ For Ellis (2000), a good autoethnographic narrative should engage one’s feeling and
thinking capacities while at the same time generate in the reader questions regarding the author’s
experience and position in relation to the event, how the reader may have experienced the event
described and what the reader might have learned from reading the narrative. Alternatively, Medford
(2006) suggests that autoethnographic research should mainly be evaluated in terms of accountability,
credibility and dependability. Richardson (2000) on the other hand suggests that autoethnography
should be appraised against five criteria – substantive contribution, aesthetic merit, reflexivity (defined
as self-awareness and agency within that self-awareness), the impact the narrative causes on the reader
and its credibility. Loh (2013) echoes the issue of plausibility and utility by noting that autoethno-
graphic narratives must ‘ring true’ and simultaneously produce knowledge that contributes to other
people’s capacities to solve problems. Along similar lines, Ragan (2000) suggests that autoethnography
cannot be appraised by mainstream paradigm criteria since it is neither methodical nor systematic,
and thus cannot be measured by the assessment criteria conventionally applied to qualitative research.
She suggests that non-methodological evaluation criteria should be applied to establish rigour. She
lists these evaluation criteria as: establishing whether the narrative is interestingly and accurately
written; whether the fundamental issue addressed in the narrative is important; whether readers will
learn anything from reading the narrative and whether it has the potential to make a contribution to
the academic discipline as well as to scholarly enquiry in general. Morrow (2005) posits that certain
criteria for trustworthiness in qualitative research transcend paradigmatic underpinnings. She lists
these as: social viability, subjectivity, reflexivity, adequacy of data and adequacy of interpretation.
Duncan (2004) argues that the merit of autoethnography can be determined if one ensures that key
issues regarding the legitimacy and representation of the narrative are addressed. These issues relate
to the delimitation of the study, its instrumental utility, its construct validity, its external validity, its
reliability and scholarship.
Some of the criteria listed above resonate with what both analytic and evocative autoethnographers
say regarding the assessment of the rigour in their research. Aesthetic merit, reflexivity and impact of
the narrative on the reader would appeal to evocative autoethnographers, while contributing to the
discipline, credibility, adequacy of data and adequacy of interpretation, scholarship and accountability
would appeal to analytic autoethnographers. Given these various stances, if the rigour of autoeth-
nographic research is to be established, it would seem that the evaluation criteria for such appraisal
might need to be specifically conceived taking into account the particular genre and consequently
the unique goals of the research.
International Journal of Social Research Methodology 7
process? I decided that if I undertook a similar study and critically appraised how I went about every
step of the study, I might find an answer to this persistent question. I carefully planned the research
design. During the research, I would stringently reflect on the process of the research as well as the
ultimate outcome, and assess these according to criteria of credibility, transferability, dependability
and confirmability, which, if met, I believed would be indicative of having produced a valid research
output. If my efforts were published in a peer-reviewed accredited research publication, this would
be a further indication of the academic value and contribution of my study. It needs to be noted that
the criteria I had set for determining rigour were based on the trustworthiness criteria identified by
Guba and Lincoln with which I was specifically familiar.
In 2012, an event in my career had seriously unsettled my belief in academic integrity and colle-
giality. I decided to use this life-changing experience as the core of an autoethnographic study. The
opportunity arose to present my research at an international conference the following year. The thesis
of my presentation was my experience of how managerialism had impacted on my life as an academic
in the higher education environment. The approach I decided to use to write the autoethnography was
more akin to Anderson’s (2006) analytic approach than Ellis and Bochner’s evocative narrative approach
for I felt that I would be more successful in writing an analytic autoethnography than scripting a piece
of literary art. I felt it necessary to provide a sound theoretical framework of concepts unpinning the
study, which aligned well with what I understood to constitute thorough research namely, providing
a solid theoretical foundation. The concepts would provide the theoretical anchor of the research,
and the validity of my research, and therefore of my contribution to the research community, would
be assessed by the accuracy with which I presented my experiences in the narrative, as well as how
my personal experience of these issues resonated with the literature and what new insights I added,
if any, to the discourse. The primary purpose of undertaking the research – apart from gaining first-
hand experience in doing an autoethnography – was to explore how and whether in my opinion the
research I was conducting could actually qualify as meaningful research.
Initially, I thought that this would be one of the easiest research enquiries I had embarked on. In
reality, I found the process arduous and I was consumed by feelings of self-doubt. I had no difficulty in
accurately recalling, reconstructing and relating the events I was focusing on and my reactions to them.
In addition, memoranda, emails and other material evidence were available to back up my memory.
I did not have difficulty in focusing the narrative through the concepts that I had decided were cen-
tral to the research. My difficulty lay in the fact that the ‘I’ was so central to the research. It was very
important to me that the narrative should be more than a story and that it should signal scholarship.
I was concerned that the strong presence of ‘self ’ in the narrative was compromising this, despite the
fact that the approach was defensible, the findings were credible and the narrative contributed to the
discourse on managerialism in academe.
The paper was well received at the conference. I ran out of time responding to questions and
comments during the time allotted for my presentation. Several of the conference participants chat-
ted to me afterwards about similar experiences of theirs, and commented that they had been able
8 C. S. Le Roux
to relate well to my story. The topic I discussed in my paper clearly resonated with their personal
experiences. After the conference I was notified that my paper had been accepted for publication in
the peer reviewed conference proceedings, and that it had also been accepted for publication in the
accredited conference journal. Despite this affirmation, I was still unable to decide whether I believed
in autoethnography as a research method. I had decided on criteria for the assessment of rigour and
according to these criteria, the study had passed the test of trustworthiness. Nevertheless, my doubts
about autoethnography as a research method persisted.
It has been more than 2 years since I wrote the narrative. In the meantime, colleagues have contin-
ued to present papers and write accredited articles using autoethnography as their research approach.
I attended their presentations and discussed autoethnographic research and possible research pro-
jects with them. I also had the good fortune to attend a presentation on autoethnography by the
internationally acclaimed autoethnographer, Carolyn Ellis. Yet, for me, the question lingers. Does
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autoethnography constitute ‘proper’ research and if so, how could this be established? Although I had
applied the trustworthiness criteria to the research and it had seemingly ‘passed’ this test, I remained
unsure regarding whether, in my opinion, my research was truly meaningful. I decided that I needed
to further probe the question of rigour in autoethnographic research. I resolved to extend my reading
on the topic, to analyse the experiences and views of established autoethnographers and to explore
the opinions of colleagues who were autoethnographers. This I did through an in-depth literature
study of pertinent autoethnographic research and by conducting field research amongst colleagues.
that the literary quality of the autoethnography should be appraised; that the researcher is central to
the research process, implying the relevance of researcher credibility, reliability and trustworthiness;
and that autoethnographies are ‘therapeutic – to seek healing’ and are engaged in to ‘reach greater
self-understanding’, which alludes to the evocative character of the narrative and the ability of the
researcher to write in a manner that elicits emotion and resonance from the audience.
Motivations for engaging in autoethnography included the desire to ‘add my own story’ to those
of others; the conviction that ‘my story had validity as research data and would add value to the con-
versation around certain topics’; the ‘inclination to write creatively as a social scientist’ and to ‘touch
and be touched by other academics on a more human and humane level than normally sanctioned
in academe’. These motivations point to the nature and purpose of autoethnography as a research
method, which in turn point to criteria for assessing the rigour of the research. The research is clearly
expected to make a contribution to the body of knowledge and also have emotional and therapeutic
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value. Criteria to test whether this is indeed achieved are consequently required.
Concerns about research integrity were raised, especially given the current ‘publish or perish’ ethos.
The respondents were unanimous in saying that research integrity was of the utmost importance. The
concept is clearly linked to research ethics, as well as the credibility, reliability and trustworthiness of
the individual researcher. The point was also raised that there should be agreement amongst researchers
about what constitutes research validity, since without some such basis it would be difficult to suggest
ways in which trustworthiness and rigour should be appraised. This basis for establishing research
validity is of necessity aligned with the need to be clear on and meet the research goals and to have
a clear understanding of the underlying assumptions, epistemology and ontology of the research
approach used.
One respondent emphasized the need to integrate theory and narrative, arguing that data can be
contextualized only on the basis of a sound theoretical foundation. It was noted, however, that estab-
lishing rigour in autoethnography ‘is a very difficult issue, due to the fact that the method is fairly new
and standards for acceptable research have not yet been defined clearly’. It was noted that rigour does
not lie in the chosen method per se, but in the judicious application of the method and explaining
how the process was implemented. The rigour of autoethnography could be assessed through ‘public
readings of the narrative and sharing it with others for comment’, as well as checking the findings against
evidence. One respondent cautioned that ‘your narrative is not a ‘message to the world’; it is data.’
The research findings indicate that autoethnographers and institutional researchers agreed that
autoethnographic studies should be appraised on their rigour. The criteria for establishing rigour
are clearly linked to the views that individual researchers hold of autoethnography – its nature and
purpose. Both the literature and researchers understood rigour as a concept that applied to questions
of method, interpretation and theory.
available a concise list of criteria that apply in general (bearing in mind that one should not miscount
the uniqueness of the method and the diversity of approaches within the method) would be useful.
With regard to the reflection of the rigour of the autoethnography I had personally undertaken, the
criteria used had been the trustworthiness criteria attributed to the work of Lincoln and Guba. I had
not used criteria such as resonance, researcher subjectivity, narrative truth, reflexivity, aesthetic merit,
or plausibility which are advocated by autoethnographers such as Ellis and Bochner (2000), Duncan
(2004), Loh (2013), Manning and Adams (2015), Medford (2006), Morrow (2005), Ragan (2000), and
Richardson (2000) to mention but a few. In other words, I had not evaluated the research in terms
of it being a reflexive, honest account of my own experiences situated in culture which are critical,
according to autoethnographers, when evaluating research rigour in autoethnography. The criteria I
had applied were more inclined towards theory-driven, analytical research which is not aligned with
a postmodern epistemology such as autoethnography. My unease with whether autoethnography
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constituted valid research can more likely than not be attributed to the fact that I had not evaluated
the research according to appropriate criteria. In retrospect, this indicates how important it is to use
apposite appraisal standards when assessing the rigour of distinctive research methods.
Like Tracy (2010) who tentatively suggests that it is possible to create a set of general criteria – in
her case, for qualitative research, I would equally cautiously like to propose that it is possible to suggest
certain criteria according to which the rigour of autoethnographic research can be evaluated. I base the
proposition on the fact that there appears to be consensus amongst autoethnographers about certain
markers for excellence in autoethnographic studies. I propose five criteria as follows:
• Subjectivity: The self is primarily visible in the research. The researcher re-enacts or re-tells a
noteworthy or critical personal relational or institutional experience – generally in search of
self-understanding. The researcher is self-consciously involved in the construction of the narrative
which constitutes the research.
• Self-reflexivity: There is evidence of the researcher’s intense awareness of his or her role in and
relationship to the research which is situated within a historical and cultural context. Reflexivity
points to self-awareness, self-exposure and self-conscious introspection.
• Resonance: Resonance requires that the audience is able to enter into, engage with, experience or
connect with the writer’s story on an intellectual and emotional level. There is a sense of com-
monality between the researcher and the audience; an intertwining of lives.
• Credibility: There should be evidence of verisimilitude, plausibility and trustworthiness in the
research. The research process and reporting should be permeated by honesty.
• Contribution: The study should extend knowledge, generate ongoing research, liberate, empower,
improve practice, or make a contribution to social change. Autoethnography teaches, informs
and inspires.
Inherent in these criteria is the expectation that the research is ethical – itself a multifaceted con-
cept. Méndez (2013) argues that autoethnography entails being ethical and honest about the events
described as well as the content of words expressed by all the people involved in the events.
However, checklists such as the one provided above and others mentioned elsewhere in this arti-
cle, cannot substitute for informed judgement. Any appraisal of autoethnographies should be subject
to individual judgement based on insight and experience. Competent researchers and appraisers of
research must acquire not only the ability to use and understand the application of various research
skills but also the acumen to judge when some kinds of research are likely to prove more productive
and germane than others. Recognizing the need to appraise research against evaluative guidelines wins
respect and gains acceptability for the research process and product. Strategies for the assessment and
assurance of the rigour of autoethnographic research should accommodate both the application of
genre specific assessment criteria as outlined in this study and the use of sound academic judgement
and insight of the individual reviewer.
International Journal of Social Research Methodology 11
Disclosure statement
No potential conflict of interest was reported by the author.
Notes on contributor
Cheryl Le Roux has been with the University of South Africa for over twenty years teaching at both undergraduate and
postgraduate level. Her research interests include research methods, research ethics, and history of education. She has
published an extensive number of articles in accredited journals on history of education - specifically oral history, and
environmental education with specific emphasis on projects in the SADC region. Similarly, academic books that have
been authored relate to the history of education during the colonial era in South Africa, research methods in history of
education research and environmental education research.
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