ASQR01 Rev 11 FINAL 08 - 31 - 2018

AEROSPACE SUPPLIER QUALITY REQUIREMENTS
Number: ASQR-01
Revision: 11
Effective Date: 08/31/2018
Page 1 of 17
Supplier Quality System Requirements
WARNING
This document is the property of United Technologies Corporation (UTC). You may not possess, use, copy or disclose this document or any
information in it, for any purpose, including without limitation to design, manufacture, or repair parts, or obtain FAA or other government approval
to do so, without UTC’s express written permission. Neither receipt nor possession of this document alone, from any source, constitutes such
permission. Possession, use, copying or disclosure by anyone without UTC’s express written permission is not authorized and may result in
criminal and/or civil liability.
INTRODUCTION
This document defines supplier quality requirements as agreed upon by the following business
entities herein referred to as “Member”.
Pratt & Whitney PW

Pratt & Whitney Canada P&WC
UTC Aerospace Systems UTAS
This document has been developed based upon the requirements of the International
Aerospace Quality Group (IAQG) AS/EN/JISQ 9100 - Quality Management Systems -
Requirements for Aviation, Space and Defense Organizations. This document identifies unique
requirements for UTC Member companies.
When a supplier provides product or service to more than one Member, the requirements
contained herein are to be uniquely applied for each individual Member.
Note: For guidelines on implementing supply chain best practices, reference IAQG Supply
Chain Management Handbook (SCMH).
Unpublished Work - © UNITED TECHNOLOGIES CORPORATION 2018

This document contains no technical data subject to the EAR or the ITAR COPIES
PRINTED FROM THE ONLINE SYSTEM ARE CONSIDERED UNCONTROLLED
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Revision: 11
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TABLE OF CONTENTS
1. SCOPE 3
2. NORMATIVE REFERENCES 3
3. TERMS AND DEFINITIONS 4
3.1 DELEGATED PRODUCT RELEASE VERIFICATION (DPRV) PROGRAM 4
3.2 DESIGNATED QUALITY REPRESENTATIVE (DQR) PROGRAM 4
3.3 OPERATOR CERTIFICATION 5
3.4 UTC QUALIFIED DISTRIBUTOR LIST (QDL) 5
3.5 SUPPLIER TYPES 5
4. QUALITY MANAGEMENT SYSTEM (QMS) 6
4.1 GENERAL REQUIREMENTS 6
4.2 COMMUNICATION WITH THE UTC MEMBER 6
4.3 COMPLIANCE AND REQUIREMENTS FLOW DOWN 9
4.4 DOCUMENTED INFORMATION (MAINTAINED AND RETAINED) 9
4.5 CONTROL OF NON-CONFORMING PRODUCT 10
5. PRODUCTION PLANNING AND CONTROL 11
5.1 MANAGEMENT OF SUPPLY CHAIN 11
5.2 PRODUCTION PROCESS VALIDATION 11
5.3 MONITORING AND MEASUREMENT OF EQUIPMENT 12
5.4 MONITORING AND MEASUREMENT OF PRODUCT 12
5.5 DQR/DPRV PROGRAMS 13
5.6 SPECIAL PROCESSES 13
APPENDIX 1 - APPLICABILITY 15
Figure A1: Supplier Type Identification 16
Table A1: ASQR-01 Applicability Table 17
REVISION SUMMARY
This document has been significantly revised and restructured to be independent of the
AS9100 numbering scheme.

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Revision: 11
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1. SCOPE
The requirements of this document apply to all suppliers that furnish product, material,
processes, or product related services to any Member as a contractual requirement
regardless of Supplier’s industry, regulatory accreditation, or certification status, and each
Supplier shall be responsible for ensuring that all members of its supply chain comply with
the requirements set forth herein.
Suppliers should consult Appendix 1 – Applicability to determine which provisions of this

document apply based on the products and services provided by the organization and that
of any member of their supply chain.
2. NORMATIVE REFERENCES
2.1 It is the responsibility of Supplier to obtain the latest revisions of all documents specified by
this ASQR. These documents include, but may not be limited to, the following:
Table 1: Documents Referenced in ASQR-01

Document Title
Requirements for the Calibration of Measuring and Test
ANSI/NCSL Z540.3
Equipment
Fraudulent/Counterfeit Electronic Parts; Avoidance, Detection,
AS5553
Mitigation, and Disposition
Counterfeit Materiel; Assuring Acquisition of Authentic and
AS6174
Conforming Materiel
Quality Management Systems – Requirements for
AS9100*
Aviation, Space and Defense Organizations
AS9102* Aerospace First Article Inspection Requirement
AS9117* Delegated Product Release Verification
Quality Management Systems Requirements for Aviation, Space,

AS9120*
and Defense Distributors
Foreign Object Damage (FOD) Prevention Program - Requirements
AS9146*
for Aviation, Space, and Defense Organizations
AS13000 Problem Solving Requirements for Suppliers
AS13001 Delegated Product Release Verification Training Requirements
Requirements for Developing and Qualifying Alternate

AS13002
Inspection Frequency Plans

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Document Title
Measurement Systems Analysis Requirements for the
AS13003
Aero Engine Supply Chain
ASQR-07.5 Control of Software
ASQR-09.1 Flight Safety Parts Program
ASQR-09.2 UTC Production Part Approval Process (PPAP)
ASQR-20.1 Supplier Sampling Requirements
IAQG SCMH IAQG Supply Chain Management Handbook
IATF 16949 Quality Management System
ISO 9001 Quality Management
Measurement Management Systems – Requirements for

ISO 10012
Measurement Processes and Measuring Equipment
General Requirements for the Competence of Testing and
ISO 17025
Calibration Laboratories
Nadcap AC 7004 Nadcap: Quality Management System
UTCQR-09.1 Process Certification Requirements
UTC QDL UTC Qualified Distributor List
*Developed under the auspices of the IAQG and listed here as SAE International “AS” publications.
Equivalent versions may be published by other standards bodies (e.g., European Committee for
Standardization (CEN), Japanese Standards Association/Society of Japanese Aerospace
companies (JSA/SJAC).
3. TERMS AND DEFINITIONS
3.1 Delegated Product Release Verification (DPRV) Program
A process whereby a supplier is delegated the authority to act on behalf of the delegating
organization to verify and release products/services (reference AS9117).
3.2 Designated Quality Representative (DQR) Program
The DQR program enables a Member-approved supplier representative to perform over-

inspection activities and release product shipments on behalf of Member DPRV program.

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3.3 Operator Certification
A method whereby an Operator, with the required training, has the capability to determine
the acceptability or non-acceptability of parts they produce and/or inspect.
3.4 UTC Qualified Distributor List (QDL)
The list of Distributors that are qualified by UTC to provide metals, electronics, and
hardware.
Note: Electronics include electrical, electronic, and electro-mechanical components (e.g.,
connectors, wire, electronic components, terminals, lugs, pc boards, semiconductors).
Hardware includes fasteners (e.g., nuts, bolts, rivets, washers, pins, screws, clamps,
springs, seals, O-rings, ferrules, fittings). Metals include metallic raw materials (e.g., bar,
sheet, plate, tube, wire, forging, casting, billet, ingot).
3.5 Supplier Types
The Supplier Types used in this document are as follows:

BTP - UTC Member Supplier of products and/or assemblies with Member-
Design Part Manufacturer designated part numbers as defined on proprietary
Member drawings or other technical definitions (also
known as Build To Print (BTP) parts).
Note 1: Castings and forgings are considered BTP -
UTC Member Design Parts
Note 2: This includes suppliers that purchase parts
from third parties manufactured against Member
proprietary drawings even though they may not add
any additional value themselves
Calibration Service Organization qualified to perform calibration services

Provider on Measuring and Test Equipment (monitoring and
measuring equipment) used in the production of
Member products.
Design Responsible Supplier of products defined by a design/drawing

Supplier proprietary to that supplier and linked to a Member part
number through the use of a Member-referenced
drawing and/or other purchase order requirements
(e.g., Category 1, Source Control, Source Design,
Engineered Item).
Note: Member-referenced drawings may contain
additional Member requirements in addition to ASQR-
01 requirements.

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Distributor Organization carrying out the purchase, storage,

splitting, and sale of products and not transforming,
assembling, or otherwise modifying purchased
product. Distributors are limited to raw material,
industry standard, and Commercial-Off-The-Shelf
(COTS) parts.
Industry Raw Material Manufacturer of raw material that conforms to an
Manufacturer established industry or national authority-published
specification (e.g., Aerospace Material Specification
(AMS))
Industry Standard Part Manufacturer of parts for which the design,
Manufacturer manufacturing, inspection data, and marking
requirements necessary to demonstrate conformity of
the part are in the public domain and published or
established as part of officially recognized standards
(e.g., AN (Air Force-Navy Aeronautical Standard), AS
(Aerospace Standard), MS (Military Standard), NAS
(National Aerospace Standard)).
Laboratory Service Organization qualified to perform testing (e.g.,
Provider chemical, metallurgical, electrical).
Special Process Supplier Supplier that only provides special processes on
Member products (i.e., not a part manufacturing
supplier).
4. QUALITY MANAGEMENT SYSTEM (QMS)
4.1 General Requirements
4.1.1 Supplier receiving a purchase order from Member shall be certified by an IAQG accredited
Certification Body (CB) to AS/EN/JISQ 9100.
4.1.2 All Distributors in the supply chain shall be certified by an industry accredited body to
AS/EN/JISQ 9100, AS/EN/JISQ 9120, ISO 9001, or IATF16949:2016.
4.1.3 All Distributors of metals, electronics, and hardware in the supply chain shall be on the UTC
QDL. (See definition for UTC QDL, paragraph 3.4)
4.1.3.1 Supplier shall use ASQR-01 Form 9 to request and obtain approval prior to the
use of any Distributor not on the UTC QDL when procuring metals, electronics,
and hardware from a Distributor.
4.2 Communication with the UTC Member
4.2.1 General Communication Requirements
4.2.1.1 Supplier shall only accept agreements and instructions in writing (e.g., purchase

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order, purchase order supplements/amendments, ASQR-01 Forms). Verbal

agreements and instructions shall not be construed as Member approval or
authorization.
4.2.1.2 For communication with the Member, Supplier shall have the capability to
communicate in English including the following documents unless otherwise
approved by the Member:
 Quality manual
 First level Quality procedures
 Process documentation requiring Member approval
 All formal communication (e.g., ASQR, UTCQR, and Member-specific Forms,
FAI, PPAP documents)
In cases where Supplier maintains copies in their native language as well as in

English, and there is a conflict, the English language document shall take
precedence.
4.2.2 Methods of Communication
4.2.2.1 Supplier shall adhere to Member form submission instructions (e.g., web-based,
email) for each form listed in Table 2.
4.2.2.2 Supplier shall notify Member in writing, prior to implementation of any change that
may affect quality and/or product fit, form, or function using ASQR-01 Form 2, as
required by member. (e.g., a change in; design characteristic, manufacturing or
assembly process, inspection method, tooling, materials, numerical control
program or translation to another media)
4.2.2.3 Supplier shall submit ASQR-01 Form 3 for all formal communications and
requests with respect to UTC and Member-specific quality requirements unless
otherwise listed in Table 2. ASQR-01 Form 3 is used for items such as:
 Clarification, interpretation, or identified error with a drawing, specification, or
requirement
 A request for an approval to use an alternate method to comply with a UTC
and/or Member quality system requirement (use of an alternate method is not
permitted without prior Member approval)
Note: ASQR-01 Form 3 is used for communication only. It is not used for
disposition of product non-conformances.

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Table 2: Supplier Communication Forms
Form Name Paragraph Referenced

ASQR-01 Form 1 ASQR-01 Audit Checklist 4.3.1
ASQR-01 Form 2 Process Change Notification 4.2.2.3
4.2.1.1
4.2.2.1
5.1.3
ASQR-01 Form 3 Supplier Request for Information
5.2.2.5
5.4.5.3
5.4.6
ASQR-01 Form 4 Supplier Work Transfer Request 4.2.3

ASQR-01 Form 5 Compliance Gap Analysis 4.3.1
Notification of Potential Quality 4.5.2

ASQR-01 Form 6
Escape 5.3.2
Delegated Quality Representative

ASQR-01 Form 7 5.5.1.3
(DQR) Candidate Application
Letter of Agreement, Delegated

ASQR-01 Form 8 5.5.1.2
Quality Representative Program
ASQR-01 Form 9 UTC Distributor Request 4.1.3
4.2.3 Supplier shall notify the Member via ASQR-01 Form 4 prior to any planned work transfers
(e.g., from one supplier facility to another, from the supplier to a member of its supply chain,
from one member of its supply chain to another). Prior approval shall be obtained when
required by Member.
Note: For guidelines on implementing a process for work transfer, reference the IAQG
SCMH.
4.2.4 Supplier shall permit Member access to all data in OASIS and Nadcap databases (e.g.,
registration documentation, certification, audit reports and findings, corrective actions).
Note: Member may input significant/frequent escape data, major audit findings and
delinquent responses into the OASIS database feedback process.
4.2.5 Supplier shall notify Member using ASQR-01 Form 3 of any changes in its certification,
registration, or accreditation within 48 hours of receiving notification of the change.
4.2.6 Each Member, its representatives, its customers and its customer’s governmental agencies
and regulatory agencies shall have the right of entry into a supplier’s facility or that of their
subcontractors, suppliers and/or business partners. Access will be provided to quality

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system documentation, quality records as well as the ability to conduct audits, verify product
and processes.
4.3 Compliance and Requirements Flow down
4.3.1 Supplier shall comply with the latest revisions of ASQR, UTCQR, Member-specific quality
system requirements, and other documents referenced herein. Supplier shall establish
compliance within 60 days of the document effective date unless otherwise specified in the
Member publication notification.
Note: The recommended method to perform a gap analysis of the requirements of this
document is with ASQR-01 Form 1 and ASQR-01 Form 5.
4.3.2 Supplier shall comply with the requirements of ASQR-07.5 when

 utilizing Manufacturing, Test, or Support Software
 providing Deliverable Software
Note: Definitions of Software are contained in ASQR-07.5.
4.3.3 Supplier of Flight Safety Parts shall comply with the requirements of ASQR-09.1.
Note: Some Member-specific designations for Flight Safety Parts (FSP) include Flight
Critical Parts, UTAS Flight Safety Part, UTAS Safety Part, P&W Prime Reliable Part, P&WC
Critical Part, P&WC Critical Rotating Part, P&WC Engine Structural Integrity Program
(ENSIP) Critical Part.
4.3.4 Supplier shall reduce process risk and variation through the use of Process Failure Mode
and Effects Analysis (PFMEA), control plans, and process control methods as defined in
UTCQR-09.1.
4.3.5 Supplier shall comply with the requirements of AS/EN/JISQ 9146 for FOD Prevention
Programs and include cleanliness of manufacturing processes and residual magnetism as
additional program elements.
Note: Where a process could potentially induce residual magnetism, control of residual
magnetism in product and associated tooling should be maintained within +/- 3 Gauss.
Ferrous material should be inspected after all manufacturing operations have been completed
and on all parts in the lot.
4.4 Documented Information (maintained and retained)
4.4.1 Changes to documented information (e.g., work instructions, travelers, routers, test reports,
shipping documents) shall be recorded, dated, and traceable to a qualified person making
the change (e.g., name, signature, stamp, electronic signature) with a permanent marking
method and the original information being legible and retrievable after the change.

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4.4.2 Retention periods for retained documented information, needed to provide evidence of
conformance, by part types are specified in Tables 3 and 4:
Table 3: Retention Periods for Retained Documented Information

Time Period (from
Part Type
date of manufacture)
Flight Safety Parts, Safety Parts, Flight Critical Parts
40 years
as defined in ASQR-09.1
30 years Manned Space Program Hardware
10 years All other parts
Table 4: Retention Periods for Radiographs and Images:
Time Period (from

Part Type
date of manufacture)
Flight Safety Parts, Safety Parts, Flight Critical Parts as
40 years
defined in ASQR-09.1
10 years Serialized parts
2 years Non-serialized parts
4.5 Control of Non-Conforming Product
4.5.1 Supplier shall have a root cause and corrective action process consistent with the 8D
methodology in AS13000.
4.5.2 Supplier shall inform Member using ASQR-01 Form 6 within 24 hours of discovery of
suspect non-conforming product having been shipped regardless of destination.
4.5.3 All product rework shall have documented work instructions. Supplier shall request and
obtain approval for rework of product subject to frozen process control.
Note: Non-conforming product not subject to frozen process control, that can be reworked to
meet all product requirements within the existing manufacturing process does not require
Member notification or request for approval/disposition.
4.5.4 Upon implementation of corrective action, to ensure effectiveness, Supplier shall have a
documented process in place to ensure that 100% over-inspection (i.e., additional
independent measurement of the affected characteristic(s)) is performed of the deviated
characteristics for a minimum of the next three consecutive manufactured lots (quantities of
parts produced under conditions that are considered uniform) unless otherwise specified by
the Member.
4.5.5 Member may assign Key Characteristic requirements as specified in UTCQR 09.1 for
significant escapes, repeated escapes, or recurrent concession requests.

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5. PRODUCTION PLANNING AND CONTROL
5.1 Management of Supply Chain
5.1.1 Supplier shall ensure that members of its supply chain are compliant to the applicable
requirements of AS/EN/JISQ 9100 and ASQR-01 (refer to Appendix 1 – Applicability).
5.1.2 To prevent and mitigate the use of counterfeit parts, supplier and all members of their
supply chain, including Distributors, shall comply with the requirements of AS5553 for
electronic components and AS6174 for non-electronic product.
5.1.3 The use of material and hardware with broken traceability or sourced from a non-authorized
supplier is prohibited unless approved by Member. Supplier shall request and obtain
approval using ASQR-01 Form 3 prior to shipment.
5.2 Production Process Validation
5.2.1 Supplier shall only ship product which is identified with Member acceptance symbols to
Member or Member-approved destinations.
5.2.2 First Article Inspection (FAI)
5.2.2.1 An FAI shall be documented for all Member product and performed in accordance
with AS9102.
5.2.2.2 A replication of product part marking (e.g., photograph or sample) that represents
production marking shall be included within the FAI Report.
Note: To ensure correct part marking, approval can be obtained from Member
prior to FAI submission.
5.2.2.3 For an assembly level FAI, all lower level and detail FAIs shall be included in the
FAI Report.
5.2.2.4 Additional requirements for AS9102 FAI Form 1:

 Field 11, Supplier Code: Record Member-assigned supplier code
 Field 12, Purchase Order Number: Record Member purchase order number
5.2.2.5 Additional requirements for AS9102 FAI Form 3:

 Field 14, for each characteristic: Record type of inspection measuring
equipment used (e.g., gage name, type, description) and inspector
identification (e.g., signature, stamp, electronic authorization) of the person
that accomplished the inspection
5.2.3 Supplier shall implement the UTC Production Part Approval Process per the requirements
contained in ASQR-09.2 when invoked by drawing related documents, purchase order, or
any other contractual requirement.

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5.2.4 When specified by the Member, Supplier shall use the Member online system to capture
production process verification data (e.g., PPAP, FAI) and audit data.
5.3 Monitoring and Measurement of Equipment
5.3.1 Supplier management systems for the control of monitoring and measuring equipment shall
meet one of the following requirements: ISO 10012, ISO 17025, or ANSI/NCSL Z540.3. If
using ANSI/NCSL Z540.3, Supplier shall implement the requirements using the Handbook
for the Interpretation of ANSI/NCSL Z540.3.
5.3.2 Supplier shall document an impact review whenever monitoring and measuring equipment is
identified with a Significant-Out-Of-Tolerance condition (an out of tolerance condition
exceeding 25% of the product tolerance or when measured error of the monitoring and
measuring equipment is greater than two times the calibration tolerance when product
tolerance is not known) and notify the Member by submitting ASQR-01 Form 6 within 24
hours of discovery if impacted product has been shipped.
5.4 Monitoring and Measurement of Product
5.4.1 Supplier shall select monitoring and measuring equipment with a minimum accuracy ratio of
4 to 1 (product tolerance to equipment tolerance) unless otherwise specified.
5.4.2 Supplier shall perform MSA on all measurement systems used to measure KCs as defined in
UTCQR-09.1.
5.4.3 When performing MSA, supplier shall comply with the requirements of AS13003 Table 2 with
the following exception:
 The acceptable precision to tolerance ratio (Gage R&R) is ≤ 20%
Note 1: Appropriate action should be taken to improve the measurement process when the
requirements of AS13003 Table 2 have not been achieved.
Note 2: Refer to ASQR-20.1 for determination of critical, major, and minor features
(characteristics).
5.4.4 Supplier shall have a process for on-going verification of visual acuity and color vision for
individuals performing product inspection.

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5.4.5 Inspection Sampling
5.4.5.1 Supplier shall comply with the requirements of ASQR-20.1.
5.4.5.2 Product acceptance inspection shall be 100% for all characteristics until the
inspection requirements of ASQR-20.1 have been achieved.
5.4.5.3 Supplier shall request and obtain approval of alternate inspection frequency plans
(e.g., AS13002), from Member using ASQR-01 Form 3.
5.4.6 Supplier shall request and obtain approval for the use of an Operator Certification program
or special manufacturing methodologies (e.g., manufacturing controlling features, die/mold
control and method of manufacturing), from Member using ASQR-01 Form 3.
5.5 DQR/DPRV Programs
5.5.1 Supplier participation in Member DQR/DPRV programs
5.5.1.1 Supplier shall comply with AS9117 in defining its minimum system and personnel
requirements for Member DQR/DPRV programs.
5.5.1.2 Supplier shall request and obtain approval for acceptance in Member DQR
Programs using ASQR-01 Form 8 once every three years.
5.5.1.3 Supplier shall request and obtain approval from the Member for DQR candidates
using ASQR-01 Form 7.
5.5.1.4 Supplier shall comply with AS13001 for DQR training requirements.
5.5.1.5 DQR personnel shall successfully complete supplementary Member product,

process, and procedural training within the Member-required timeframe in order to
receive authorization to release product to Member.
5.5.2 When Supplier has its own DPRV program (i.e., Supplier is the delegating organization),
Supplier shall comply with the requirements of AS9117 and AS13001.
5.6 Special Processes
5.6.1 QMS certification: Special Process Suppliers shall be certified to AS/EN/JISQ 9100 or
Nadcap AC7004.

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5.6.2 Special Process certification: All Special Process Suppliers in the supply chain shall be
Nadcap accredited for the following special processes:
 Chemical Processing
 Coatings
 Heat Treating
 Materials Testing Laboratories
 Nonconventional Machining and Surface Enhancement
 Nondestructive Testing
 Welding
Note: Special process categories are defined by Performance Review Institute (PRI).
Nadcap or International Laboratory Accreditation Cooperation (ILAC) requirements may be
further defined by the Member.
5.6.3 Design Responsible Supplier shall have a comprehensive special process management
program in place for the special processes listed in paragraph 5.6.2.
5.6.3.1 The program shall include maintaining a list of qualified Special Process Suppliers
along with their Nadcap approval status.
5.6.3.2 If Special Process Suppliers do not hold Nadcap certification, Design Responsible
Supplier shall maintain appropriate oversight of internal and supplier processes
including, but not limited to, onsite special process audits, periodic testing of
product, and other means to validate product integrity.
5.6.4 Accreditation by either Nadcap or by signatories to the ILAC is required for materials testing
laboratories.

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APPENDIX 1 - APPLICABILITY
Table A1 defines which paragraphs of this document apply to a Supplier based on the specific types
of products or services provided by Supplier to Member.
Supplier shall determine which paragraphs of this requirement apply to each Supplier Type by
using:
1. Figure A1 to determine their Supplier Type based upon the types of products
delivered to and/or services performed for Member; then
2. Table A1 to complete the appropriate compliance review (see paragraph 4.3.1). In
the event that Supplier provides products or services described by two or more
Supplier Types, the requirements for each Supplier Type shall apply to those
products.
Supplier shall use the same approach to identify flow down contractual requirements that shall be
included on Supplier purchase orders to its supply chain when procuring components, raw materials,
or services related to products delivered to and/or services performed for Member (see paragraph
5.1.1).

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Figure A1: Supplier Type Identification
Supplier shall use the following flowchart to identify which of the Supplier Types defined in
paragraph 3.5 applies to its organization. The same flowchart shall be used by its suppliers where
ASQR-01 is a required contractual flow down.
For Hardware Providers:

Do you manufacture or assemble at least one finished part defined by Yes  Type 1
the Member as a Flight Safety part (see section 4.3.3)?
No 
Do you manufacture or assemble at least one finished part produced
against Member proprietary drawings, etc.?
Note: This includes suppliers that purchase parts from third parties Yes  Type 1
manufactured against Member proprietary drawings and don’t add
any additional value themselves
No 
Do you only manufacture or assemble finished part(s) produced Yes  Type 2
against drawings, etc. proprietary to your company?
No 
Do you only manufacture or assemble finished part(s) or supply
industry standard raw materials produced against an established Yes  Type 6
industry or national authority-published specification (e.g., AMS
material specifications)?
No 
Do you provide raw material, industry standard, and/or COTS parts
that are procured from other sources and not transformed, Yes  Type 3
assembled, or otherwise modified by your company?
For Service Providers:

Do you only provide Special Process services (see sections 3.5 and Yes  Type 4
5.6.2)?
No 
Do you only provide Calibration or Laboratory Services? Yes  Type 5
No 
Contact
Do you provide other services not listed above or in addition to the Yes  your
above?
Member

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Table A1: ASQR-01 Applicability Table
Service Provider
Type 6: Industry
Special Process
Distributor (any
Type 2: Design
Standard Raw
Standard Part
or Laboratory
Type 1: BTP -
product type)
Manufacturer
Manufacturer
UTC Member
Responsible
Design Part
Calibration
or Industry
Supplier
Supplier
Material
Type 3:
Type 4:
Type 5:
ASQR-01
Section
4.1.1 X X
4.1.2 X X X
4.1.3 X X
4.2.1 X X X X X X
4.2.2.1 X X X X X X
4.2.2.2 X X
4.2.2.3 X X X X X X
4.2.3-4.2.4 X X X X X
4.2.5-4.2.6 X X X X X X
4.3.1 X X X X X X
4.3.2 X X X X
4.3.3 X X X
4.3.4 X X X X
4.3.5 X X X X X X
4.4.1 X X X X X
4.4.2 X X X X X X
4.5.1-4.5.4 X X X X X X
4.5.5 X X X X
5.1.1 X X X X X
5.1.2 X X X X X X
5.1.3 X X X X
5.2.1 X X X X X X
5.2.2 X X X
5.2.3 X X X X
5.2.4 X X X X X X
5.3 X X X X X X
5.4.1-5.4.4 X X X X X X
5.4.5-5.4.6 X X X X
5.5.1 X X X X X
5.5.2 X X X
5.6.1-5.6.2 X
5.6.3 X
5.6.4 X X X X X


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ASQR01 Rev 11 FINAL 08 - 31 - 2018

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AEROSPACE SUPPLIER QUALITY REQUIREMENTS

Supplier Quality System Requirements

Pratt & Whitney PW

Unpublished Work - © UNITED TECHNOLOGIES CORPORATION 2018

Unpublished Work - © UNITED TECHNOLOGIES CORPORATION 2018

Suppliers should consult Appendix 1 – Applicability to determine which provisions of this

Table 1: Documents Referenced in ASQR-01

AS9102* Aerospace First Article Inspection Requirement

AS9117* Delegated Product Release Verification

Quality Management Systems Requirements for Aviation, Space,

AS13000 Problem Solving Requirements for Suppliers

AS13001 Delegated Product Release Verification Training Requirements

Requirements for Developing and Qualifying Alternate

Unpublished Work - © UNITED TECHNOLOGIES CORPORATION 2018

ASQR-07.5 Control of Software

ASQR-09.1 Flight Safety Parts Program

ASQR-09.2 UTC Production Part Approval Process (PPAP)

ASQR-20.1 Supplier Sampling Requirements

IAQG SCMH IAQG Supply Chain Management Handbook

IATF 16949 Quality Management System

ISO 9001 Quality Management

Measurement Management Systems – Requirements for

Nadcap AC 7004 Nadcap: Quality Management System

UTCQR-09.1 Process Certification Requirements

UTC QDL UTC Qualified Distributor List

3. TERMS AND DEFINITIONS

3.1 Delegated Product Release Verification (DPRV) Program

The DQR program enables a Member-approved supplier representative to perform over-

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3.3 Operator Certification

The Supplier Types used in this document are as follows:

Calibration Service Organization qualified to perform calibration services

Design Responsible Supplier of products defined by a design/drawing

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Distributor Organization carrying out the purchase, storage,

4. QUALITY MANAGEMENT SYSTEM (QMS)

4.1 General Requirements

4.2 Communication with the UTC Member

4.2.1 General Communication Requirements

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order, purchase order supplements/amendments, ASQR-01 Forms). Verbal

In cases where Supplier maintains copies in their native language as well as in

4.2.2 Methods of Communication

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Table 2: Supplier Communication Forms

Form Name Paragraph Referenced

ASQR-01 Form 4 Supplier Work Transfer Request 4.2.3

Notification of Potential Quality 4.5.2

Delegated Quality Representative

Letter of Agreement, Delegated

ASQR-01 Form 9 UTC Distributor Request 4.1.3

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4.3 Compliance and Requirements Flow down

4.3.2 Supplier shall comply with the requirements of ASQR-07.5 when

Note: Definitions of Software are contained in ASQR-07.5.

4.4 Documented Information (maintained and retained)

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Table 3: Retention Periods for Retained Documented Information

Table 4: Retention Periods for Radiographs and Images: