Arditti 2012
Arditti 2012
Arditti 2012
Informed by theory and the available empirical incarceration involves significant emotional,
research, 3 family processes are identified that social, and economic losses to the family, and
contribute to child trauma within the context of these effects are unique from the separation
a parent’s imprisonment: (a) preincarceration itself and the disadvantage that accompanies
factors, including the involvement of the offender incarceration (Arditti, Lambert-Shute, & Joest,
parent and children’s exposure to arrest; 2003; Braman, 2004; Murray, 2005; Murray &
(b) caregiving quality and stability; and (c) the Farrington, 2008). Children with an incarcer-
nature of children’s visitation experience during ated parent have a higher risk of school failure,
the offender parent’s confinement. Children poor self-esteem, internalizing problems, anti-
whose parents were involved contributors in social and delinquent behavior, and subsequent
their day-to-day lives prior to imprisonment, incarceration themselves (Huebner & Gustafson,
who have been subject to harsh and unstable 2007; Kinner, Alati, Najman, & Williams, 2007;
care and exposed to other traumagenic factors Murray & Farrington, 2008). Maternal incar-
associated with incarceration (e.g., violence, ceration is generally linked to even more pro-
maltreatment), and who have difficult visitation found child adjustment difficulties, including
experiences have the most intense and long- higher rates of intergenerational incarceration
lasting traumatic experiences. (Dallaire, 2007; Huebner & Gustafson, 2007;
Phillips, Burns, Wagner, Kramer, & Robbins,
2002), a particular concern given that women
Between 1991 and mid-2007, the number of are the fastest-growing prison population (Frost,
parents of minor children held in the nation’s Greene, & Pranis, 2006).
prisons increased by 79%. Fifty-two percent of The issue of child trauma is critical because
state inmates and 63% of federal inmates are of the relationship between trauma exposure
parents, with an estimated 1,706,600 minor chil- and later adjustment or pathology (Anda et al.,
dren, accounting for 2.3% of the U.S. population 2006; Felitti et al., 1998; Pynoos, 1993; Roth &
younger than age 18 (Glaze & Maruschak, 2008). Friedman, 1998). Indeed, trauma is of central
More ambitious estimates suggest that it is likely importance given a variety of child behavior and
that at least 10 million children have a parent health problems associated with traumatic stress
with current or past involvement in the criminal (Graham-Bermann & Seng, 2005), including
justice system (Reed & Reed, 1997). Parental children’s internalizing and externalizing behav-
ior (Valentino, Berkowitz, & Stover, 2010).
The incarceration of a parent (and any asso-
Department of Human Development, 311 Wallace Hall ciated criminal activity in the home) has been
(0416), Virginia Tech, Blacksburg, VA 24061 (arditti@ conceptualized as an adverse childhood expe-
vt.edu). rience (ACE), which is a traumatic experience
Key Words: at-risk children and families, attachment, care- that serves as a pathway for social, emotional,
giving, incarceration, parent-child relationships, PTSD. and cognitive neurodevelopmental impairments.
Journal of Family Theory & Review 4 (September 2012): 181–219 181
DOI:10.1111/j.1756-2589.2012.00128.x
182 Journal of Family Theory & Review
These impairments are believed to lead to the result of a traumatic experience. Child trauma
adoption of high-risk behaviors during adoles- is thus tied to specific diagnoses (e.g., acute
cence and adulthood, disease, disability, social stress disorder, posttraumatic stress disorder)
problems, and ultimately early mortality (Felitti that share a constellation of symptoms that may
et al., 1998). In general, ACEs tend to occur in include dissociative or numbing symptoms; per-
interrelated ‘‘clusters’’ and have a cumulative sistent reexperiencing and avoidance of certain
impact: As the number of ACEs increase, so does thoughts and emotions; and in general clini-
the impairment of multiple brain structures and cally significant distress and social, emotional,
functions (e.g., affective, somatic, memory, sub- and cognitive impairment (American Psychiatric
stance abuse and aggression-related domains; Association, 2000). Critics of the diagnostic for-
Anda et al., 2006). The ACE model applies to mulation of the DSM-IV note the limitations of
children in justice-involved families who not its definition of trauma in that it is derived from
only are affected by a parent’s incarceration survivors of a narrow set of circumstances (e.g.,
but also likely to experience maltreatment and rape, combat, disaster) and fails to capture the
exposure to violence within and outside the sequelae of trauma and its complexity over time
home and to grow up with substance or alcohol (Herman, 1992). A more expansive definition
abuse (Phillips, Burns, Wagner, & Barth, 2004; of child trauma, then, acknowledges not just
Phillips, Dettlaff, & Baldwin, 2010; Phillips, the threat that parental incarceration holds for
Erkanli, Keeler, Costello, & Angold, 2006; psychologically wounding a child but also the
Phillips & Zhao, 2010). complex and sometimes prolonged disruptions
In this manner, child trauma is both an out- to children’s relationships and beliefs about the
come and a mediator for additional child effects. world that stem from the imprisonment of a par-
For example, Wildeman (2010) cited trauma ent. To gain a comprehensive picture of child
resulting from paternal incarceration as a root trauma within the context of parental incarcer-
cause of children’s aggressive behavior. As with ation, I define it here to encompass children’s
all child trauma experiences, trauma pertain- experience or response as it pertains to either
ing to the imprisonment of a parent is complex events directly resulting from the parent’s incar-
and involves the management of intense physi- ceration (e.g., arrest and separation from the
ological and emotional reactions. Some experts parent) as well as children’s exposure to events
characterize many children’s experience in the deemed traumatic or potentially traumatic (e.g.,
context of parental incarceration as ‘‘enduring violence exposure, foster care) that correspond
trauma,’’ which comprises ongoing and repeated with family involvement in the criminal justice
stressors that serve to impede development system.
(Myers, Smarsh, Amlund-Hagan, & Kennon,
1999). The myriad forms of direct contact the
family may have with the police, courts, and A NOTE ON METHODOLOGY
prison system are fertile opportunities for the For the purpose of this review, I focused on
experience of child trauma (Comfort, 2008). empirically based peer-reviewed publications,
The purpose of this article is to consider books, and book chapters that draw directly from
the implications of family processes for child populations affected by parental incarceration
trauma within the context of parental incar- (e.g., parents, caregivers, children) and were
ceration. In defining child trauma, a common relevant to the family process mechanisms
starting point is the Diagnostic and Statistical delineated here or to the issue of child
Manual of Mental Disorders, 4th ed. (DSM- trauma. These studies serve as the core
IV; American Psychiatric Association, 2000), of the review, and their design, findings,
which delineates two critical components of a and methodological strengths and weaknesses
traumatic event. First, a traumatic event is one in are summarized in the appendix. I utilized
which the individual witnesses or directly expe- both qualitative and quantitative research, as
riences an event that poses a significant threat each kind of research design contributed
of death, serious injury, or threat to the integrity to understanding family process and child
of self or others (American Psychiatric Associa- trauma within the context of incarceration.
tion, 2000). Second, the DSM-IV specifies that Most qualitative studies utilized here can be
children often express fear, helplessness, hor- characterized as purposeful in that the sampling
ror, and agitated or disorganized behavior as a strategy involved planning, focused objectives
Child Trauma and Parental Incarceration 183
and the selection of information-rich cases for 1993). In general, the current lack of a
analysis (Patton, 2002). Purposeful studies yield processual understanding has been deemed a
in-depth understanding, particularly with respect serious gap in the research on incarceration
to processes (Edin, Nelson, & Paranal, 2004), and prisoner reentry (Dallaire, 2007; Uggen
although their generalizability is obviously & Wakefield, 2005; Visher & Travis, 2003),
limited. Most of the quantitative work included an inadequacy that is certainly applicable
here is more generalizable, with those studies to understanding children’s experience. A
that are population based having the greatest consideration of family process implies paying
external validity. However, population-based attention to the psychological and interpersonal
studies often are not specifically designed to experience of the incarcerated parent as well
answer questions about family process and as to that of family members who are left
parental incarceration. Critical variables of behind. Generally, ‘‘process’’ refers to ‘‘a
interest may be excluded, and measures may course of action, functions, operations, and
lack depth or application to issues pertaining methods of working’’ (Mancini & Roberto,
to parental imprisonment. Data limitations 2009, p. 573). A process-oriented approach
are particularly noticeable relative to female assumes that person–environment interactions
incarceration and recidivism (Bloom, Owen, occur in multiple ecological domains over
& Covington, 2003; Deschenes, Owen, & time and ‘‘reflects a concern with more than
Crow, 2006). Utilizing both purposeful and charting . . . risk factors. The assumption is that
population-based empirical work allowed for risk factors and . . . outcomes are interrelated
a more complete understanding of how parental due to the action of underlying mechanisms’’
incarceration might connect to child trauma. (Cummings, Davies, & Campbell, 2000, p. 52).
In addition to purposeful and population- Thus, child trauma may be an outcome of poor
based empirical work, I also utilized critical parenting and a contributor to parenting troubles
reviews (e.g., Murray, Farrington, Sekol, & (Kiser & Black, 2005).
Olsen, 2009; Parke & Clarke-Stewart, 2003; A process lens seeks to understand causal-
Poehlmann, Dallaire, Loper, & Shear, 2010) and ity by articulating how risk factors set in
government reports that examined literature or motion specific processes and mechanisms
summarized statistical data related to parental (Cummings et al., 2000). From a process per-
incarceration (e.g., reports originating from the spective, parental incarceration is a risk factor
Bureau of Justice; see Glaze & Maruschak, that can potentially set in motion profound
2008; Mumola, 2000). The coverage here is alterations in the relationships among children,
systematic in that it is characterized by the use their incarcerated parent, and their caregivers.
of empirical sources, a comprehensive search On the basis of existing theory and literature,
strategy, a critical appraisal of the literature, in this article I identify three family process
and an evidence map or quantitative summary mechanisms that influence the nature of child
(see the appendix) of exemplar studies (Cook, trauma within the context of parental incarcera-
Mulrow, & Haynes, 1997). tion: (a) preincarceration parental involvement,
(b) caregiving processes such as poor parenting
quality and instability, and (c) family visitation
FAMILY PROCESS AND CHILD TRAUMA with the offender parent during incarceration.
Despite its importance, little research directly This list is not exhaustive; it represents key
assesses child trauma within the context of family processes through which parental incar-
incarceration. Moreover, the extent to which ceration may contribute to child trauma.
family processes contribute to child trauma
within the context of parental incarceration
THEORETICAL SENSITIVITIES
remains unexplored. Here, ‘‘family process’’
is used in its broadest sense to acknowledge Much of our thinking regarding the potential link
the systemic interdependence among family between parental incarceration and child trauma
members; the importance of the family’s social is rooted in attachment theory. Attachment can
placement in shaping its members’ experience; be defined as a primary emotional bond between
and the psychopolitical reality of family systems, child and caregiver that serves as a basis for
in that different family members will have later relationships and development. In brief,
distinct experiences and agendas (Broderick, children’s healthy attachment relationships are
184 Journal of Family Theory & Review
believed to serve as a foundation for self- effects of parental incarceration on children, the
organization and physiological self-regulation theory of ambiguous loss helps situate the fact
and to promote self-control and social skills that families impacted by incarceration are not
(Bowlby, 1982; Lieberman & Van Horn, 2008). dealing with an ordinary ‘‘clear-cut’’ loss—in
Such bonds can be considered a safe haven the sense that the loss is commonly defined and
for children, as they promote confidence and understood, and marked by visible bereavement
the ability to explore and make sense of rituals. Unlike other contexts of loss, such as
the world, as well as security in times of death or illness, loss of a family member because
distress (Ainsworth, Blehar, Waters, & Wall, of incarceration seldom elicits sympathy and
1978). Adverse childhood experiences that support from others (Schoenbauer, 1986).
diminish or eliminate the availability of an Indeed, the uncertainty and pain that is a
attachment figure are critical because they hallmark of ambiguous loss is compounded by
may increase a child’s vulnerability to later hostile, disapproving, or indifferent social atti-
adversity. Attachment disruptions can increase tudes pertaining to the loss of a family member
the possibility that the child will meet with through imprisonment. Doka’s (1989) conceptu-
similar experiences throughout his or her life alization of disenfranchised grief is applicable to
on the basis of actions that spring forward families who are disrupted by incarceration. Dis-
from earlier attachment disruptions (Bowlby, enfranchised grief is defined as occurring when
1982). Parental incarceration may be associated persons experience a loss that is not or cannot
with disruptions in attachment bonds because be openly acknowledged, publicly mourned, or
of the physical separation stemming from the socially supported. Disenfranchisement is char-
parent’s confinement as well as discontinuities in acteristic of losses that are not openly recognized
children’s care—particularly if the incarcerated and not defined as socially significant. This may
parent was a primary caregiver prior to include highly charged losses, which do not fit
his or her imprisonment (Poehlmann, 2005b; socially approved categories of loss but rather
for a review, see also Poehlmann, 2010). generate feelings of shame, embarrassment, and
Attachment theory posits that real-life events contribute to secret keeping (Werner-Lin &
that disrupt attachment bonds or present a Moro, 2004). Incarceration is one of those cir-
risk of interruption result in acute anxiety for cumstances in which the reality of the loss itself
children and mourning following the loss of is not socially validated, and in which family
the attachment figure (Bowlby, 1982). From an members may collude to maintain secrets about
attachment perspective, parental incarceration the loss (e.g., lying to children regarding their
can be defined as traumatizing and aligns with parents’ whereabouts). The inability to grieve
Lindemann’s (1944) classic and broadly used publicly means the parent is likely mourned in
definition of psychological trauma: the sudden, isolation, thus denying family members critical
uncontrollable disruption of affiliative bonds support from other family members or commu-
(van der Kolk, 1987). nity (Werner-Lin & Moro, 2004).
Social-psychological theories of loss and
trauma contextualize attachment bonds by
emphasizing that our greatest losses, such as PARENTAL INCARCERATION AND CHILDREN’S
the loss of a parent or spouse, become social TRAUMATIC SEPARATION
losses—of interaction, companionship, love, and Theory pertaining to the implications of
the ‘‘human touch’’ (Harvey, 2002, p. 4). The attachment disruption, ambiguous loss, and
loss of a parent to incarceration can be thought of disenfranchised groups sensitizes us to the
as an ambiguous loss, defined as an unclear loss potential of parental incarceration to be a
whereby a loved one is missing either physically traumatizing experience for children. Travis
or psychologically (Boss, 2004). Boss (2004) and Waul (2003) used general principles in
notes that ambiguous loss lacks resolution: the literature on child development and trauma
‘‘Typically [it is] a long-term situation that to hypothesize how children experience the
traumatizes and immobilizes, not a single event’’ incarceration of a parent. In doing so, they draw
(p. 24). Such a definition is consistent with two conclusions: (a) Children always experience
developmental theorists’ argument concerning the loss of a parent as a traumatic event, and
the unfolding of parental incarceration impacts (b) children have greater difficulty coping in
over time. Clearly, when thinking about the situations characterized by uncertainty. Travis
Child Trauma and Parental Incarceration 185
and Waul provided an important foundation in problems for children but absence in conjunc-
thinking about child trauma and child outcomes, tion with imprisonment. Fritsch and Burkhead’s
although they note that ‘‘no research studies have (1981) study suggests that the loss of a parent
parsed out the effects of loss of a parent due to per se does not always result in pathology and
incarceration from other stressful and traumatic that other processes (e.g., social stigma) bear on
circumstances that also generally characterize how children may react and ultimately adjust to
the lives of these children’’ (p. 17). Indeed, there their parent’s incarceration.
is a paucity of research available using designs Although a definitive answer to the cause of
and analytic techniques that would permit a child trauma within the context of incarcera-
certain answer to whether child trauma is a tion may not be forthcoming from the empirical
result of the loss due to parental incarceration or literature, research utilizing purposeful samples
of other circumstances associated with the loss. of justice-involved families provides prelimi-
Murray et al. (2009) conducted a meta-analysis nary confirmation that the loss of a parent due
of 16 empirically rigorous studies investigating to incarceration is in fact traumatic and can
the effects of parental imprisonment during be characterized as ambiguous and uncertain.
childhood. Studies represented included children For example, Kampfner’s (1995) comparative
of the incarcerated as well as imprisoned parents. study of 36 children of incarcerated mothers
Although child trauma was not specifically found that one third of the children in the study
examined, parental imprisonment was connected displayed symptoms of posttraumatic stress dis-
to poor mental health in children and a order (PTSD), symptoms of which included
trend toward antisocial behavioral outcomes for difficulty sleeping or concentrating; depression;
children after parental imprisonment, even when emotional expressions of fear, anger, and guilt;
controlling for covariates. Similar conclusions and flashbacks and nightmares. Compared with
were yielded by a study of 3,540 children (in a control group of 36 children with a similar
2,348 different families in 1997; Johnson, 2009). high-risk background whose mothers remained
A priori measures of cumulative disadvantage at home, children with incarcerated mothers
(e.g., socioeconomic status, education), as well demonstrated sustained and vivid recalls of trau-
as fathers’ history of criminality and deviant matic events even after 2 to 3 years of separation.
behavior, were included in the study; yet Kampfner also reported a striking difference
even controlling for these factors, parental between the two groups of children: ‘‘Many
incarceration still predicted child behavior and children of incarcerated mothers reported having
school problems, thus giving credence to the no emotional supports; they could not identify
argument that a parent’s incarceration has a people . . . with whom they could talk about their
direct impact on children. mothers. This [lack of support] was not true of
Intriguing information about the source of children in the control group’’ (p. 94).
child effects among families that experience Empirical support of the link between parental
parental incarceration comes from the reports incarceration and trauma was revealed in a recent
of 73 randomly selected inmates of a federal mixed-methods study by Bocknek, Sanderson,
minimum-security prison (Fritsch & Burkhead, and Britner (2009). The 35 school-age children
1981). Incarcerated mothers and fathers were participating in their study demonstrated a high
asked to describe the acting out (i.e., exter- prevalence of posttraumatic stress, high rates
nalizing) and acting in (i.e., internalizing or of both internalizing and externalizing behav-
inner directed behaviors causing emotional dis- iors, and school difficulties. The demographic
tress) behaviors of their children. Statistically profile of the children in their sample who had
significant associations between parental incar- experienced a parent’s incarceration paralleled
ceration and child adjustment were revealed. national data (i.e., they were mostly children of
However, these relationships held only provided color with a father in prison, living with their
that children were aware of their parent’s incar- biological mother), which adds further credi-
ceration. When children believed their parent bility to their results. Approximately 77% of
to be away for some other socially acceptable the children interviewed had clinical posttrau-
reason (e.g., being at school, working, in the matic symptom scores (via the Child Report of
hospital), these significant relationships disap- Posttraumatic Symptoms), and scores were cor-
peared. The authors concluded that it is not the related with youths’ self-report of withdrawal
parental absence per se that results in behavior (i.e., their measure of internalizing behavior)
186 Journal of Family Theory & Review
and delinquency (i.e., their measure of exter- and confusion, loneliness, anger, fear, depres-
nalizing behavior). The findings from this small sion, crying, developmental regressions, and
data set were enriched via in-depth qualitative sleep problems. Ultimately, Poehlmann (2005c)
interviews. The authors’ descriptions poignantly concluded that two thirds of the children held
illustrate the nuances of child trauma and how attachment representations that were character-
it might link with various outcomes in their ized by intense ambivalence, disorganization,
lives: ‘‘Jeremy, age 10, reported that he had violence, and detachment. More secure repre-
not attended school in over a year. He stated sentations were linked with children being older
that this was because he was afraid of the secu- and not reacting to the separation with anger.
rity guard. His mother added that she doesn’t Poehlmann’s (2005c) work gives indirect sup-
make him go anymore and that he will have to port to the idea that separations from mothers are
repeat the third grade’’ (Bocknek et al., 2009, traumatic (i.e., characterized by intense emotion
p. 328). Another child, Eduardo, age 12, also and behavioral changes) and that older children
had to repeat a grade. He exhibited symptoms of may have an advantage in terms of maintaining
posttraumatic stress and spent his time at school more positive attachments with their mothers.
alone and in the back of the classroom. His Evidence of children’s experience of trau-
social worker reported that when Eduardo was matic separation has been directly observed in
‘‘frustrated or upset, he becomes unresponsive the context of visitation and in caregiver reports
and covers his head with his hands’’ (Bock- (Arditti, 2003; Arditti, Lambert-Shute et al.,
nek et al., 2009, p. 328). Bocknek et al. (2009) 2003). Arditti’s (2003) jail study used another
documented through their interviews the painful purposeful sample, with family demographics
feelings children have as a result of their par- consistent with nationally representative sam-
ents’ incarceration and their efforts to avoid the ples of those affected by parental incarceration.
intensity of those feelings. During the interview More specifically, participants were dispropor-
one child who had a good relationship with tionately poor and African American, and the
his nonincarcerated mother became so upset majority of children and visitors were at the jail
when discussing his father that he put his head to visit fathers. Interview notes (written by clini-
inside his shirt. Other markers of trauma (see cally trained staff) documented several instances
Pynoos, 1993) and ambiguous loss as a result of children having difficulties as a result of trau-
of parent imprisonment were apparent in the matic separation due to parental incarceration.
qualitative interviews, such as ineffective cop- For example, one mother described her daugh-
ing, ‘‘recurring nightmares in which children ter’s behavior regression (i.e., encopresis, or
witnessed their incarcerated parent’s death, or in defecating in her pants), which she attributed to
which they themselves were murdered’’ (Bock- the trauma of parental incarceration: ‘‘She [the
nek et al., 2009, p. 329), hypervigilance, guilt mother] described many of the difficulties that
and a sense of responsibility, and fear of police the child was having, particularly that she was
officers. The authors discussed children’s cop- defecating in her pants, although she had been
ing—much of it they characterized as avoidant potty trained for well over a year. Since her
and consistent with self-protective mechanisms father’s incarceration she wants to use diapers’’
that children use to distance themselves from (Arditti, 2003, p. 128).
trauma and traumatic reminders, as well as to In summary, the available empirical research
control physical arousal and anxiety. gives credence to the argument that parental
Clues regarding children’s experience of trau- incarceration is an adverse childhood experience
matic separation are revealed in Poehlmann’s with social, emotional, and behavioral markers
(2005c) analysis of the impact of maternal incar- indicative of child trauma. Studies highlight-
ceration on young children’s attachment repre- ing attachment disruption, social stigma, and
sentations. All children in this study had incar- ambiguous loss suggest that contexts of criminal
cerated mothers who were primary caregivers, justice involvement augment the possibility of
which suggests they were important attachment child trauma stemming from parental separation.
figures. Indirect evidence of traumatic separation
was documented, with the majority of children’s
FAMILY PROCESSES LINKED TO CHILD TRAUMA
mothers and caregivers reporting the presence
of strong emotions and behavioral reactions In conjunction with any direct impact that
after the separation, including sadness, worry separation from a parent may have as a
Child Trauma and Parental Incarceration 187
result of incarceration, several family processes exist documenting the prevalence of children
are salient in the literature that help explain who witness their parent’s arrest, the avail-
the underlying connection between a parent’s able information suggests that this occurrence
imprisonment and child trauma. Figure 1 sum- is not unusual. Estimates vary from 20% of
marizes salient family influences that link to children (Covington, 1995; Johnston, 1991) to
child trauma in the context of parental incarcer- rates approaching 84% (Kampfner, 1995). A
ation. These processes connect with attachment recent inquiry among parents in New Mexico
dynamics, children’s experience of loss, and state prison revealed that 32% of mothers and
the broader context of cumulative disadvantage 26% of fathers reported that their children had
that characterizes so many families affected by witnessed their arrest (Nolan, 2003). Phillips
incarceration. and Zhao (2010) estimated that nationally, of
the 1 million children age 8 and older who are
the subject of maltreatment reports, more than
Preincarceration Factors
33% of them witness the arrest of someone with
The literature suggests two critical mechanisms whom they live.
of effect preincarceration with respect to Despite the lack of precise and systematic data
the extent to which parental incarceration collection documenting the numbers of children
contributes to child trauma: children’s exposure who do in fact witness parental arrest, existing
to parental arrest and the nature of their information suggests that parental incarceration
involvement with the offender parent prior correlates with substantial numbers of children
to incarceration. With respect to each of also witnessing their parent’s arrest. Further,
these factors, the data provide an incomplete children may have multiple experiences of
picture, yet the information that is available is witnessing arrest within their families, thus
compelling. compounding the potential for intense child
trauma. For example, elevated PTSD symptoms
Parental arrest. Children affected by incarcer- were most prevalent among children who
ation may also witness their parents’ arrest. The witnessed a family member’s arrest and who
experience is viewed as enhancing the likelihood had a recently arrested parent (Phillips & Zhao,
of PTSD and symptom intensity (Kampfner, 2010). Witnessing parental arrest is highly
1995; Phillips, Erkanli, et al., 2006; Phillips & context specific and may involve witnessing
Zhao, 2010), as well as maladjustment (Dal- a parent engage in criminal activity. The arrest
laire & Wilson, 2010) and problem behaviors scene may involve violence, verbal altercations
such as substance abuse and later arrest (in boys with police, and the use of weapons (Dallaire
only; Kinner, Alati, Najman, & Williams, 2007; & Wilson, 2010). Witnessing parental arrest
Widom & White, 1997). Although little data may not only traumatize and disorient children
but also can evolve into a hatred or fear of
the police and authority figures (Bernstein,
FIGURE 1. CONCEPTUAL MODEL OF FAMILY PROCESSES
2005; Kampfner, 1995). Given these kinds of
LINKED TO CHILD TRAUMA WITHIN THE CONTEXT OF
PARENTAL INCARCERATION.
scenarios and the limited empirical evidence, it
seems that parental unavailability due to arrest,
and ultimately incarceration, presents specific
difficulties for children.
also considers research dealing with children’s incarceration significantly increased young chil-
exposure to the offender parent preincarceration dren’s externalizing and attention problems.
as well as child outcomes related to child trauma. Although these effects were stronger when
A parent’s physical presence in the household fathers resided with their children prior to incar-
prior to incarceration has been used as one basic ceration, they were still significant even for chil-
indicator of parental involvement in the liter- dren with nonresident fathers (Geller, Cooper,
ature. The Survey of Inmates (Mumola, 2000) Garfinkel, & Mincy, 2010). Implications of the
provided two basic measures of parents’ physi- parent-child relationship preincarceration can
cal presence prior to incarceration. First, it seems also be inferred from Johnson’s (2009) nation-
that less than 50% of parent-prisoners lived with ally representative study of 3,540 incarcerated
their minor children 1 month prior to arrest, with fathers and their children. Findings revealed that
more mothers (about 59%) than fathers (about paternal incarceration was not associated with
44%) living with their children before arrest. child behavior problems if confinement occurred
The number of parents living with their children prior to the birth of the child, thus providing
increased when measured later at the time of support for a connection between offender resi-
admission to prison, with about 64% of mothers dence with children and negative psychological
and 44% of fathers living with their children at consequences to children in the event of incar-
the time of incarceration. Therefore, it appears ceration. However, it is unknown whether the
that a good many parents were physically present negative child effects of paternal incarceration
in their child’s household at some point prior to revealed in the analysis would hold true for chil-
their confinement (Glaze & Maruschak, 2008). dren whose parent was incarcerated during their
Other studies directly assessing children sug- childhood but did not live with them.
gest lower levels of parental residence prior to Beyond the fact of physical residence, the
incarceration. Johnston’s (1992, 1993; Johnston full nature of parents’ presence in the family
& Carlin, 1996) Children of Criminal Offend- prior to their arrest and incarceration is unclear.
ers Study looked at life experiences of chil- National data on federal and state prisoners
dren of criminal offenders. Using standardized suggests that most incarcerated fathers were
measures of psychological and developmental less likely than incarcerated mothers to be
assessment, the researchers examined the lives responsible for the day-to-day care of their
of 628 children who were affected by incarcer- children and relied heavily on someone else,
ation. Although 90% had experienced parental typically the mother of their child(ren), to
incarceration, fewer than 12% had lived con- provide child care (Glaze & Maruschak, 2008).
tinuously with any parent or primary caregiver In contrast, other studies based on smaller
from birth. In a follow-up investigation of 190 samples suggest that some incarcerated fathers
randomly selected public school children, most do spend considerable time with their children
of whom had an arrested or incarcerated par- before incarceration (Day, Acock, Arditti, &
ent, the majority of the children were not living Bahr, 2001; Lattimore, Steffey, Visher, 2009).
with the offender parent at the time of the study In contrast to negative impacts of parental
(Johnston, 2001). Forty percent of children of incarceration, positive family outcomes are
male offenders had never lived with their fathers possible to the extent that incarceration removed
(compared to 9% of other children without a parents from the picture who engaged in
history of parental incarceration), and 20% of problematic behaviors that were detrimental
children of female offenders never lived with and extremely harmful to their family (Jaffee,
mother (compared to 1% of other children). On Moffitt, Caspi, & Taylor, 2003; Sano, 2005).
the basis of these facts, Johnston (2006) pre- For example, the removal of an abusive,
sented a counterview to the widespread belief neglectful, or violent parent via imprisonment
that parental incarceration profoundly affects may provide immediate relief to victimized
children. She concludes that given nonresidence family members (Nesmith & Ruhland, 2008) and
and residential instability, parental incarcera- decrease child aggression in boys (Wildeman,
tion has ‘‘little or no direct influence on child 2010). Similarly, Jaffee et al. (2003) found that
outcomes’’ (Johnston, 2006, p. 706). children living with fathers who engaged in
Yet such a conclusion may not be fully war- high levels of antisocial behavior were far more
ranted. A recent analysis of 3,000 low-income likely to develop clinically significant behavior
urban families found evidence that paternal problems than their peers whose fathers also
Child Trauma and Parental Incarceration 189
were antisocial but did not reside with their of the parent and the child’s well-being. The
children. incarceration of children’s drug-addicted moth-
Beyond residential information, little is ers had little effect on children’s well-being
known about the relationships children have because children were already receiving stable,
with their incarcerated parent prior to their nonmaternal care prior to their mothers’ arrest
imprisonment. About half of parents in state and imprisonment. One may also infer from this
prison report providing the primary financial study that children in these scenarios (i.e., non-
support for their minor children, with more resident mother and receiving stable care) were
than 75% of those reporting employment and not subject to the same level of traumatic sepa-
salary or wages in the month prior to their ration that children residing with their mothers
arrest (Glaze & Maruschak, 2008). Fathers and losing them to incarceration would be.
also were a source of child support for some On the basis of this evidence and the findings
families prior to their incarceration (Arditti, pertaining to maternal incarceration, as well as
Lambert-Shute et al., 2003). In this manner, drawing from other literature on the question
parents, particularly fathers, contributed to their of the impact of separation of children from a
children’s well-being prior to their incarceration. parent (e.g., Emery, 1994), one can infer that, to
It can then be inferred that the loss of parental the extent that incarceration leads to a separation
financial support as a result of incarceration from an important attachment figure in a child’s
undermines child well-being by increasing the life, regardless of parent gender or residence,
economic and socioemotional vulnerability of then incarceration is associated with traumatic
the families in which children live (Hagan & separation or its behavioral manifestations.
Dinovitzer, 1999; McLoyd, 1990; Murray &
Farrington, 2006; Wildeman, 2010).
The literature on incarcerated mothers pro- Caregiving Quality and Stability
vides important clues that preincarceration Although there are some instances when incar-
parenting involvement is an important factor ceration might improve children’s caregiving
that influences the strength of the relation- scenarios (e.g., removing an abusive or neglect-
ship between parental incarceration and negative ful parent from the home) and protect them
child effects. Maternal incarceration is generally from exposure to harmful behaviors such as
linked to even more profound child adjustment parental drug abuse (see Hanlon, O’Grady,
difficulties and intergenerational incarceration Bennett-Sears, & Callaman, 2005), the body
(Huebner & Gustafson, 2007; Phillips, Burns, of evidence suggests that parental incarcera-
Wagner, & Barth, 2004; Phillips, Burns, Wag- tion poses specific risks in terms of the nature
ner, Kramer et al., 2002; for exceptions, see of the care that children ‘‘left behind’’ will
Cho, 2009a, 2009b; Geller, Garfinkel, Cooper, receive. Overall, the empirical literature points
& Mincy, 2008). The more intense consequences to a lack of quality parenting and stability on
that are typically a result of maternal incarcer- the part of caregivers responsible for children
ation likely stem in part from mothers’ role with incarcerated parents (Mackintosh, Myers,
as primary caregivers prior to their incarcera- & Kennon, 2006; Phillips, Erkanli et al., 2006;
tion and their day-to-day involvement with their Poehlmann, 2005c). The lack of quality, sta-
children. It is also duly noted that children of ble parenting can be considered an important
mothers who are incarcerated are at greater risk contributor to child trauma (Gewirtz, Forgatch,
of having both parents incarcerated, thus com- & Wieling, 2008; Valentino et al., 2010). If
pounding risk to the child or children (Geller major disruptions occur in caregiving arrange-
et al., 2008; Johnston, 2006). ments, attachment relationships must be revised,
Research is fairly clear that children with and children may experience insecurity and
incarcerated mothers who were their primary subsequent emotional and cognitive problems
caregivers seem to suffer more intense nega- (Poehlmann, 2003). Instability between care-
tive effects than children who were not living giver and child can equate to multiple disruptions
with their mothers prior to the incarceration over time.
(Hairston, 1991; Hanlon, Blatchley et al., 2005). The caregiver-child relationship is influenced
The Hanlon, Blatchley et al. (2005) study pro- on many levels by a parent’s incarceration,
vides the most powerful support of the relation- and it is not always in an expected manner.
ship between the preincarceration involvement For example, a reinspection of the jail data
190 Journal of Family Theory & Review
(Arditti, Lambert-Shute et al., 2003) suggests 2006). In the case of paternal incarceration, fre-
that about half of the 56 caregivers (the majority quent changes in the nonincarcerated parent’s
of whom were their children’s mothers) visiting (usually the mother’s) romantic relationships
their jailed family member reported that their are all too often a feature of justice-involved
relationship with their children had been affected families (Edin et al., 2004). These frequent rela-
by the incarceration—particularly with regard tionship changes in turn connect with maternal
to the amount of time they spent with their distress and negative parenting practices, such
children. It was expected that caregivers would as harsh discipline and withdrawal (Arditti, Bur-
spend less time with children, with the reasoning ton, & Neeves-Botelho, 2010; Beck, Cooper,
that, because of role strain and the loss of McLanahan, & Brooks-Gunn, 2009; Braman,
income, caregivers would be outside the home 2004), which link to deleterious child outcomes
working more. However, 28% of caregivers (Osborne & McClanahan, 2007). In fact, recent
reported more time spent with children since the evidence has specifically linked hostile and coer-
incarceration, and only 11% reported less time cive parenting to children’s PTSD symptoms,
spent with children since the incarceration. The thus highlighting the potentially salient role
fact that parental incarceration was associated of parenting behaviors in explaining children’s
with caregivers’ loss of employment and perhaps trauma symptoms (Valentino et al., 2010).
their child care helps explain why they may In addition to any family instability triggered
spend more time with their children. What are the by a parent’s incarceration, caregivers responsi-
implications of a caregiver spending more time ble for the inmate’s children are often unprepared
with their children, particularly in the context physically, emotionally, and financially to care
of unemployment? This is a question that is for the children—particularly over extended
not easily answered, for it obviously depends periods (Hanlon, Carswell, & Rose, 2007;
on the quality of parenting the children receive Hungerford, 1996; Mackintosh et al., 2006).
from their caregiver. If care is good, then more Given the demographics of the penal population
time might be good given sufficient resources; (disproportionately younger men of color), a
if care is inadequate, particularly in conjunction disproportionate number of caregivers responsi-
with economic shortfalls, then more time with ble for the offender’s children are resource-poor
children can put the children at risk for poor African American women (Christian & Thomas,
adjustment and health outcomes. 2009; Comfort, 2008; Hanlon, Carswell et al.,
The preceding example from the jail study 2007). Consequences of women’s caregiving
(regarding caregiver time spent with children) and their connections to the offender include
highlights the complexity of determining how further marginalization; role strain due to car-
children may respond to a parent’s incarcera- ing for the prisoner and any shared children;
tion. Children’s response to incarceration largely declining health; and economic decline resulting
involves the extent to which parents’ impris- from an array of sources, including shoul-
onment is associated with risks to caregiver’s dering incarceration-related expenses (Arditti,
mental health and risk experiences in chil- Lambert-Shute et al., 2003; Braman, 2004).
dren’s interactions with caregivers (Dallaire & Grandmothers in particular are heavily relied
Aaron, 2010). Children who have a history of on to care for children affected by incarceration,
parental, and in particular maternal, incarcer- especially as a result of maternal incarceration
ation are more likely to experience caregiver (see, e.g., Hanlon, Carswell et al., 2007). This
risks, such as caregiver mental health problems, is noteworthy because women are the fastest-
high levels of caregiver stress, substance abuse growing prison population. Additionally, aging
(Mackintosh et al., 2006; Phillips, Burns, Wag- parents of the incarcerated are also relied on
ner, & Barth, 2004; Phillips, Erkanli et al., 2006), to provide support for the reentering offender
caregiver health problems (Arditti, Lambert- parent (upon release from confinement). Surro-
Shute et al., 2003), harsh punitive discipline and gate caregiving on the part of grandparents can
less parental supervision (Phillips, Erkanli et al., be problematic for child and grandparent, given
2006), and family victimization (Aaron & Dal- that many elders are poor and infirm (Hanlon,
laire, 2010; Phillips, Burns, Wagner, & Barth, Carswell et al., 2007) and that family markers
2004; Phillips, Erkanli et al., 2006). Further, of risk are overrepresented in households with
children’s care during a parent’s incarceration grandparent caregivers (see Poehlmann, 2003).
can often be characterized as unstable (Johnston, For example, the National Council on Crime and
Child Trauma and Parental Incarceration 191
co-occurring conditions, along with the unique who come to the attention of CWS, chil-
and significant contribution of parental arrest dren whose parents were recently arrested are
to elevated trauma symptomatology (Phillips & younger, disproportionately African American,
Zhao, 2010), highlight the vulnerability children and significantly more likely to be in out-of-
in justice-involved families with respect to child home care (Phillips, Burns, Wagner, & Barth,
trauma. 2004).
Unfortunately, there is little documentation Children’s involvement in the child welfare
on the extent and implications of the overlap, system carries implications with respect to child
because child welfare agencies do not routinely trauma, in terms of the reasons that sent them
track information about parents’ criminal jus- into foster care as well as the fact that it
tice involvement, and criminal justice entities exposes them to new stressors. For example,
do not track information about offender parents’ children in foster care experience a great deal
children (Phillips, Dettlaff et al., 2010). Despite of residential mobility and school disruption
the tremendous effect a parent’s criminal justice (Pecora et al., 2005), as well as higher rates
involvement has on his or her children, there of emotional difficulties than other children
is no requirement that systems serving children who are disadvantaged (Stein et al., 2001). The
take note of parental incarceration (Bernstein, prevalence of PTSD among foster-care alumni
2005). Systematic review of case records of 452 (25.2%), defined as those who had previously
urban children in Texas suggests four pathways been in foster care, was significantly higher than
in which the criminal justice system involvement the general U.S. population (4.0%) and U.S. war
of children’s family members intersects with the veterans (Vietnam, 15%; Afghanistan, 6%; and
child welfare system. First, parental arrest and Iraq, 12–13%; Pecora et al., 2005) and is likely
CWS involvement may coincide, with maltreat- a result of many factors, such as childhood
ment coming to the attention of the authorities maltreatment and or traumatic separation from
as a result of parental arrest for some other a parent. Additionally, the majority of children
matter (more likely) or parental arrest occur- in foster care witness multiple forms of violence
ring as a result of a CWS investigation (less within the family and the community, and
likely). Second, it appears that parents’ criminal this exposure to violence may continue for
histories played into CWS workers decisions to many despite their out-of-home placement (Stein
remove children from the home—often parental et al., 2001). Violence exposure explains a
arrest and incarceration histories were viewed as substantial amount of variance in total trauma
threatening a child’s safety. Third, in about one symptoms (Singer, Anglin, Song, & Lunghofer,
in four cases of maltreatment requiring removal 1995), and even exposure to mild violence
from the home, relatives who were examined can be linked to traumatic stress (Stein et al.,
as placement possibilities had criminal histories. 2001).
These relatives were often denied custody in In summary, children of incarcerated parents
most instances, thus resulting in the child’s entry are at great risk for child trauma given their risk
into foster care. Finally, often CWS became of maltreatment, as well as violence exposure
involved with children while their mothers or at home or in their communities. Unfortunately,
fathers were in jail or prison. These were children these risks continue with placement in foster
who were born to incarcerated mothers, chil- care. Violence exposure may be particularly
dren whose living arrangements during parental problematic for children with an incarcerated
incarceration were deemed unsafe, or children mother, as those children may witness domes-
whose relative caregivers were no longer will- tic violence involving their mothers (Dehart &
ing or able to provide care. The Phillips, Dettlaff Altshuler, 2009), as well as any violence expo-
et al. (2010) study is important because it sug- sure or difficulties they encounter if in foster
gests that, with the expansion of the criminal care (Greene, Haney, & Hurtado, 2000). Such
justice system in recent years, there is a greater experiences make children vulnerable to trauma
possibility that arresting and incarcerating par- associated with either their own victimization
ents can precipitate children’s involvement with or the witnessing of another’s victimization
CWS and enhance the likelihood of foster- (Dehart & Altshuler, 2009; McKay, Lynn, &
care placement. A related study confirms this Bannon, 2005; Stein et al., 2001). Apart from
contention; on the basis of nationally repre- foster care, caregivers of children with a parent
sentative data, compared with other children in prison may be overwhelmed and stressed as a
Child Trauma and Parental Incarceration 193
result of the strains and risk markers associated of parents (70% state and 84% federal) had mail
with single parenting or grandparent fosterage— contact with their children at some point, more
difficulties that can be compounded by the than half had spoken by telephone with their
stigma of parental incarceration. children (53% state and 85% federal), and 42%
of state prisoner parents and 55% of federal pris-
oner parents reported having an in-person visit.
The Paradox of Family Visitation Mothers (62%) and fathers (49%) who had lived
A developmental paradox implies social ecolo- with their children were more likely to report
gies that have seemingly contradictory qualities some type of weekly contact with their chil-
or developmental outcomes that run counter dren. An analysis of data drawn from Chicago
to theoretical expectations (Bronfenbrenner, offenders revealed similar trends in contact and
1979). Visitation can be considered a paradox visitation (La Vigne, Visher, & Castro, 2005).
with respect to child trauma for two primary rea- The vast majority of prisoners reported having
sons. First, despite the delineation of visitation at least some telephone or mail contact with
as a key moderator facilitating child adjustment family members, intimate partners, and children
(Parke & Clarke-Stewart, 2003), there is also the (92%, 81%, and 53%, respectively). However,
potential that visitation serves as a context for the likelihood of having any in-person contact
proximal traumatic reminders (Pynoos, 1993). was much lower than the national data sug-
Visitation may arouse deeply painful emotions gested. Only about 13% of prisoners reported
among family members, particularly children, in-person visits with children or family, and 29%
which involve reliving traumatic separation from reported visits from intimate partners. About two
the parent. Second, visitation may benefit some thirds of participants reported that they had dif-
family members more than others. For example, ficulties staying in touch with family primarily
family visitation may facilitate social reintegra- because the prison was too far away or that tele-
tion for the offender parent; however, it also phone calls were too expensive. Indeed, 62%
more firmly entrenches the family in the insti- of parents in state prison and 84% of federal
tutional life of the inmate. Frequent contact prisoners were housed more than 100 miles
extends the reach and intensity of the influence from their place of residence at arrest (Mumola,
of the prison apparatus on the family; Comfort 2000).
(2008) referred to this process as secondary pris- Many parents in an array of institutional
onization. Visitation may be particularly difficult settings report having contact with their children
for children depending on their developmental and families via mail and phone a more frequent
status and coping resources. Because there is lit- and perhaps easier means of communication.
tle in the way of direct assessment of the effects In-person visitation is the most proximal form
of visitation on child trauma, benefits and dif- of contact, which suggests that it will have
ficulties of family visitation within prison and the most impact on parents, children, and
jails will be broadly considered in terms of child caregivers (Arditti, 2003, 2005). Visits are ‘‘up
effects. close and personal’’ and the focal point of
contact for offenders, family members, and even
Contact and visitation trends. There is consid- correctional facilities with respect to any family-
erable variation in contact and visitation trends oriented programming (Comfort, 2008). Several
for incarcerated parents and their families. This factors connect with visitation frequency: having
is partly because of contextual factors such as less time to serve (Glaze & Maruschak, 2008),
parent gender and residence (prior to confine- living closer to the corrections facility, and
ment), visitation and communication policies of encountering fewer visitation problems (Arditti,
the corrections facility, the distance between the Smock, & Parkman, 2005). These findings
offender and his or her children, and sentence mirror research findings pertaining to divorce
length. The most comprehensive information in terms of the importance of proximity and
regarding children’s contact with their incarcer- visitation quality in determining the frequency of
ated parents comes from the Bureau of Justice contact between nonresidential parents and their
special report ‘‘Parents in Prison and their children (see, e.g., Arditti, 1992 [using these
Minor Children’’ (Glaze & Maruschak, 2008). same measures]), which suggests that visitation
This 2007 survey of state and federal inmates dynamics may have certain similarities across
revealed that, since their admission, the majority family contexts.
194 Journal of Family Theory & Review
this awkwardness is the fact that incarcerated with the offender parent who is incarcerated.
fathers ‘‘lost time’’ during their imprisonment Those children who reside with their parents
and stayed stuck, meaning that they treated their prior to incarceration seem particularly vulner-
children the same way they did before con- able to traumatic separation given their greater
finement, thus leaving the child embarrassed or exposure to their parent, although there is some
frustrated (Nesmith & Ruhland, 2008). evidence suggesting that children have difficul-
ties associated with the incarceration of even
Visitation and secondary prisonization. It is a nonresident parent. After arrest and confine-
worth mentioning that the conditions asso- ment of a parent, children may be subjected to
ciated with visitation ‘‘reinforce the curious a series of experiences that reactivate or inten-
position that visitors occupy in their relations sify trauma, including shifts in the quality and
with the prison: neither fully captive nor fully stability of their care, exposure to violence, trou-
free’’ (Comfort, 2008, p. 64). Visitation con- bled parenting, and repeated interactions with
tact serves as a foundation for the institution’s penal institutions via visitation. Whether visi-
long-term alteration of the family’s personal, tation helps or hurts children largely depends
domestic, and social worlds, or ‘‘secondary on the institutional environment, visitation poli-
prisonization’’ (Comfort, 2008). Secondary pris- cies, and the nature of family relationships prior
onization involves the transformation of the non- to and throughout a parent’s incarceration. The
incarcerated family members’ lives as a result of intensification of poverty and social stigma that
interacting with the inmate and the correctional links to parental incarceration further compro-
system. Changes may result in the family’s mise the family’s ability to respond effectively to
social life, routine, priorities, and appearance children’s experience of loss and support healthy
based on their adaptations in response to a developmental trajectories.
parent’s incarceration. Most frequently, these This review represents a first step in draw-
adaptations occur in the context of visiting the ing attention to the issue of child trauma and
incarcerated parent. Comfort (2008) argued that the need for research that specifically evalu-
prison authorities establish a relationship with ates children’s traumagenic experiences as they
family through repeated processing of and tem- pertain to a parent’s incarceration. The avail-
porary containment (during visitation) of them able literature suggests that parental arrest and
during visitation. This relationship ‘‘generates subsequent incarceration can directly link with
changes in self-images and behaviors through traumatic separation as a result of parental loss
rituals of debasement and the persistent denial and disrupted attachment. However, the bulk of
of prestige’’ (p. 29). In pointing here to the paral- research points to a cascade of family process
lels between the nonincarcerated visiting family alterations that stem from a parent’s incarcer-
members and the inmate, Comfort suggested that ation and likely influence the extent to which
the family is subjected to ‘‘weakened versions of children in fact experience trauma, which may
the elaborate regulations, concentrated surveil- be not a singular event but a complex continuum
lance, and corporeal confinement governing the of experiences over time.
lives of ensnared felons and thus are secon- Although the preponderance of evidence cur-
darily prisonized by their interactions with the rently points to the risk of child trauma among
penal institution’’ (p. 29). In this manner (i.e., families affected by a parent’s incarceration,
through secondary prisonization), visitation can broader efforts to assess resilience and protec-
potentially contribute to child trauma. tive factors pertinent to justice involved families
would yield important insights. Although a lim-
ited number of studies document resilience on
CONCLUSIONS AND IMPLICATIONS the part of children and families affected by
The empirical research and theoretical sensitiv- incarceration (e.g., Grant, 2006; Nesmith & Ruh-
ities pertaining to attachment theory and loss land, 2008), systematic within-group research is
indicate that parental incarceration is a context needed that examines how different contextual
for child trauma. Children’s vulnerability to and processual patterns lead to successful child
trauma is influenced by their prior relationships adjustment trajectories, despite the challenges
with the offender parent, the quality and stability of parental incarceration. Presently, scholars
of caregiving they receive during the offender’s must look to other, comparable literature to
confinement, and the nature of their contact understand the role of resilience in improving
196 Journal of Family Theory & Review
parenting behaviors for both offender and care- family processes and children’s delinquency. Jour-
giver, and how it is that children overcome the nal of Youth and Adolescence, 39, 1471 – 1484.
adversity typically associated with the impris- Ainsworth, M., Blehar, M., Waters, E., & Wall, S.
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and research specific to justice-involved families study of the strange situation. Oxford, UK:
Erlbaum.
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American Psychiatric Association. (2000). Diagnostic
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Beyond a need to more carefully unpack Anda, R., Felitti, V., Walker, J., Whitfield, C., Brem-
specific resilience processes that may mitigate mer, J., Perry, B., et al. (2006). The enduring
any traumatizing effects of parental incarcera- effects of abuse and related adverse experiences in
tion on children, there is a general scarcity of childhood: A convergence of evidence from neu-
population-based data sources that include rel- robiology and epidemiology. European Archives
evant process variables that bear on parenting of Psychiatry and Clinical Neurosciences, 56,
and family outcomes. Although the qualitative 174 – 186.
research utilized for this review provides use- Arditti, J. A. (1992). Factors related to custody,
ful information regarding the nature of some visitation, and child support for divorced fathers:
An exploratory analysis. Journal of Divorce and
children’s experience, the research designs pro-
Remarriage, 17, 23 – 42.
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The lack of population-based information about Family visiting at a local jail. Journal of Loss and
parent-child relationships and contact processes Trauma, 8, 115 – 138.
is particularly problematic in that these mecha- Arditti, J. A. (2005). Families and incarceration: An
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and beyond. Given the growing popularity of *Arditti, J. A., Burton, L. M., & Neeves-Botelho,
enhanced visitation programming at state and S. E. (2010). Maternal distress and parenting in
federal institutions (Poehlmann et al., 2010), it the context of cumulative disadvantage. Family
will be particularly important to clearly iden- Process, 49, 142 – 164.
tify under which conditions visitation is helpful *Arditti, J. A., & Few, A. (2008). Maternal distress
and women’s reentry into family and community
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Because of the challenges inherent in conduct- Arditti, J. A., Joest, K. S., Lambert-Shute, J.,
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Child Trauma and Parental Incarceration 201
Table A1. Evidence Map of Selected Empirical Studies Sampling Incarcerated Parents and Families Impacted by Incarceration
Aaron & X C, CGa 874 C, 150 of whom X Follow-up Recent parental Multiple informants,
Dallaire, had parent incarceration data triangulation;
2010 incarcerated and predicted family adequate reliability;
their parents conflict, control variables in
victimization, and analyses; 22%
parent reports of attrition of parent
child delinquency response at
follow-up
Arditti & Few, X X 10 Follow-up Manifestations of Case-study method
2008 Jail/prison maternal distress described; in-depth
were backbone of interviews yielding
women’s reentry thick description;
stories; mothers’ member checking;
distress was data and
intensified by investigator
punitive and triangulation
traumatic context
of prison,
undermining
reentry trajectories
and relationships
with children
Journal of Family Theory & Review
Table A1. Continued
emotional stress,
concerns about
children’s loss of
involvement with the
incarcerated parent
Arditti, 2003 X X CG/W/IP 56 Issues that emerged in Methods and data
Jail the context of family triangulation
visiting at the jail
included concerns of
the lack of physical
contact affecting
inmate’s children,
and various obstacles
and barriers
connected to the
setting and harsh,
disrespectful
treatment by jail staff
203
204
Table A1. Continued
Braman, 2004 X Couples 10e Follow-up Families revealed that the In-depth repeated
Prison burden of stigma persists interviews
and often falls more
heavily on nonoffending
family members than on
offenders; the result is
that relationships at
individual and
community level are
diminished and distorted
to guard information
Child Trauma and Parental Incarceration
about incarceration
Cho, 2009a X CM 2173; 4689f X X Although children with Panel data; statistical
Prison imprisoned mothers have model specified;
lower test scores than the bias accounted for
average child attending statistically via
public elementary fixed effects
school, they do not
appear to perform worse
because of their mother’s
imprisonment
Cho, 2009b X CM 4135; 9346g X Test twice Results suggest that 3 separate
Jail separation between longitudinal data
imprisoned mother and bases; statistical
her elementary model specified;
school-age children does exact block
not cause children to matching for
suffer in terms of comparison group;
increased retention rates conditional DID
regression
estimator usedh
205
206
Table A1. Continued
La Vigne, X X 233 X The level and type of family Five facility sample
Naser, Prison contact typically mediate the from one state; 2
et al., 2005 effect of pre-prison in-depth repeated
relationship quality on interviews;
post-prison family excellent reliability
relationship quality and alphas reported for
support, but in-prison contact all measures; use of
can be a negative influence if control variables,
intimate partner relationships interaction terms,
are already poor and testing of
multiple models to
confirm hypotheses
Lowenstein, X W 118 The ability of children to adjust Widely used measures
1986 Prison successfully to father’s with acceptable
imprisonment is related to reliability; factor
familial and personal structure of
resources of the mother and to children’s
the stigmatizing effects of the adjustment measure
criminal event explored
Mackintosh X X CG/CM 25/69 Children who felt lower levels of Methods
et al., 2006 Jail warmth and acceptance from triangulation;
their caregivers self-reported widely use
greater internalizing and measures for quant
externalizing behaviors; portion with very
caregivers’ warmth and good reliability
acceptance toward the alphas
children was lower when they
assessed the children’s
behavior as difficult and the
caregivers’ parenting stress
was high
Journal of Family Theory & Review
Table A1. Continued
internalizing and
antisocial problems
throughout their lives
Nesmith & X C/CGp 34q Xr This study explored the Multiple informants;
Ruhland, Prison impact of parental engagement with
2008 incarceration from participants over
the children’s own repeated
perspectives. interviews; random
Children revealed a transcription
variety of stresses checks; three
around social independent coders
isolation and and collaborative
worrying about their coding of content
caregivers but also
demonstrated
resilience in locating
venues for support
and self sufficiency
215
Table A1. Continued
216
Sample Comparison Methodological
Study Quan. Qual. Mothers Fathers Family size/type group Longitudinal Major findings comments
children in study had an incarcerated father. e More than 200 interviews conducted with 10 couples over 3 years. f Compared records from children affected by incarceration with records
from children who did not experience parental incarceration. g Compared records from children affected by incarceration with records from children who did not experience parental
incarceration. h Conditional difference-in-difference (DID) regression estimator technique helps avoid bias that would occur if children selected into ‘‘prison’’ group due to unobserved
characteristics that are not controlled for via matching. i Mothers of minor and/or adult children. j Fathers of minor and/or adult children. k A longitudinal family survey. l Control children.
m
Structured interviews with mothers were followed by questionnaires. n Panel Survey of Income Dynamics. o Prospective study of UK males age 8–48 separated from parents as a result
of incarceration, death, or divorce. p Although authors interviewed both children and their caregivers, in this article, they discussed only the child portion of the study; the caregiver
perspective will be presented in a forthcoming article. q Thirty-two with incarcerated fathers, 2 with incarcerated mothers. r Repeated interviews with family over 12 months. s By age 16,
47% of children had parent involved in criminal justice system (CJS): of these 41.6% had father in CJS, and 10.4% had mother in CJS. t Data were from a longitudinal epidemiologic
study of youth from 11 rural counties in North Carolina. u 41 parents of friends known by the children in the study.
219