Hand Hygiene in Haemodialysis Units
Hand Hygiene in Haemodialysis Units
Hand Hygiene in Haemodialysis Units
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Abstract
Healthcare-associated infections are a major risk to patient safety. Infection is the first cause of
hospitalisation and the second most common cause of mortality among haemodialysis (HD) pa-
tients. HD patients, as well as the dialysis staff, are vulnerable to contracting healthcare-associated
infections due to frequent and prolonged exposures to many possible contaminants in the dialysis
environment. The extracorporeal nature of the therapy, the associated common environmental
conditions, and the immune compromised status of HD patients are major predisposing factors.
HD patients are exposed to different types of infections which include bloodstream infections and
localized infections of the vascular access, blood-borne infections with hepatitis B virus, hepatitis
C virus, and/or human immunodeficiency virus, and airborne infections. Sources of infections in-
clude contaminated water, equipment, environmental surfaces, and infected patients. The evident
increased potential for transmission of infections in the HD settings led to the creation and im-
plementation of specific and stricter infection prevention and control measures in addition to the
usual standard precautions. Contaminated hands of healthcare workers are among the most
common modes of transmission of healthcare-associated infections. Hand hygiene is singled out as
the most important infection prevention intervention. Hand hygiene compliance can be improved
by continuous education and monitoring, providing a sufficient number of sinks with soap dis-
pensers, paper towels, hand lotions and alcohol-based hand rub placed at each patient station, and
regular feedback of surveillance results. Education and training and full awareness of infection
control policies and procedures should be provided to all Healthcare workers and to be repeated
regularly. The patient and/or caregiver should also be educated on hand hygiene and the care of
new vascular access.
Keywords
Hand, Hygiene, Haemodialysis, Healthcare, Infection, Vascular Access
1. Introduction
Healthcare-associated infections are a potential risk to patient safety and constitute a major cause of morbidity
How to cite this paper: Karkar, A. (2016) Hand Hygiene in Haemodialysis Units. Open Access Library Journal, 3: e2953.
http://dx.doi.org/10.4236/oalib.1102953
A. Karkar
and mortality. In healthcare settings, there are three major types of healthcare-associated infections: surgical-site
infections, central-line-associated bloodstream infections, and catheter-associated urinary tract infections. In di-
alysis units, infection is the first cause of hospitalization and the second most common cause of mortality among
haemodialysis (HD) patients after cardiovascular disease [1]-[3]. HD patients are exposed to different types of
infections which include bloodstream infections and localized infections of the vascular access (catheters and
grafts), blood-borne infections with hepatitis B virus (HBV), hepatitis C virus (HCV), and/or human immunode-
ficiency virus (HIV), and airborne infections like tuberculosis. Sources of infections could be contaminated wa-
ter, equipment, environmental surfaces in the treatment area, and patients with infections who pose a risk to oth-
er nearby patients being treated in the dialysis unit. The increased risk for contracting healthcare-associated in-
fections (HAIs) among HD patients are mainly due to 1) immune compromised status, 2) frequent and pro-
longed blood exposure during HD treatments through the vascular access and extracorporeal circuit (with many
ports and connections), 3) close proximity to other patients during treatment in the HD facility, 4) frequent con-
tact with healthcare workers who frequently move between patients and between machines, 5) frequent hospita-
lization and surgery, and most importantly 6) non-adherence or a break in implementation of recommended
practices, including hand hygiene and use of personal protective equipment.
The break in implementation of recommended practices may sometimes occur inevitably as a result of one or
more of the following factors: 1) understaffing with poor nurse to patient ratio [4]-[6], 2) frequent turn-over of
nursing staff [4]-[9], 3) lack of or inadequate training and lower level of competency among HD staff [5] [9]-
[11], 4) inadequate or lack of patient/family education, 5) inadequate provision of necessary supplies/equipment,
including adequate clean sinks and/or alcohol-based hand rubs, soap and towels [10] [11], 6) poor design of HD
unit lay-out (congested and inadequate segregation/isolation) [11], and 7) the urgency associated with dialysis
complications (sometimes life-threatening situation) which may sacrifice adherence to standard precautions [9]
[12] [13].
Healthcare Infection Control Practices Advisory Committee (HICPAC) and Centers for Disease Control and
Prevention (CDC) recommended two-level approach precautions to prevent the transmission of infectious agents
in healthcare settings. These are 1) Standard Precautions and 2) Transmission-Based Precautions. Standard
Precautions are the basic level of infection control practices to be applied in the care of all patients and in all
healthcare settings, regardless of the suspected or confirmed infection status. Standard Precautions were based
on the principle that all blood, body fluids, secretions, excretions (except sweat), non-intact skin, and mucous
membranes may contain transmissible infectious agents [14]. The elements of Standard Precautions include: 1)
hand hygiene, 2) use of personal protective equipment (PPE) such as gloves, gown, mask, eye protection (eye
goggles or face shield), and 3) handling of equipment or items including surfaces in the patient environment in a
manner that prevent transmission of infectious agents. CDC added new elements to be considered as a standard
of care which include: a) respiratory hygiene/cough etiquette; b) safe injection practices; and c) use of masks for
insertion of catheters [14].
Transmission-Based Precautions are usually applied for patients who are known or suspected to be infected
or colonized with infectious agents, including certain epidemiologically important pathogens that require addi-
tional control measures to effectively prevent transmission. Transmission-Based Precautions have three catego-
ries: 1) contact precautions, 2) droplet precautions, and 3) airborne precautions [14].
In addition to Standard Precautions and Transmission-Based Precautions, CDC recommended more stringent
measures for HD settings, which include non-sharing of supplies, instruments, medications and medication trays
between patients, and prohibit the use of a common medication cart [15]-[18]. Unlike the conditions in general
hospital wards, the typical lay-out and associated conditions in most HD units (wherein multiple patients receive
extracorporeal treatment with prolonged blood exposures in the same area and usually with one healthcare
worker (HCW) caring for more than one patient at the same time) are potential factors that may increase the
transmission of infections. Therefore, strict implementation of Standard Precautions and in particular hand hy-
giene constitutes an essential measure of infection prevention and control. The aim of this narrative review is to
mainly focus on hand hygiene and other related Standard Precautions in a HD facility, where the importance of
implementation of such precautions is shared with other healthcare settings. Other more specific hemodialysis-
related infection control measures, which include cleaning and disinfection of HD machine’s external surfaces,
disinfection of internal fluid pathway of HD machines, handling of disposable supplies and reusable items in HD
units, purity and testing of treated water, screening and routine serologic testing and patient placement, and im-
munization of patients and healthcare personnel are all reviewed in [19].
2. Hand Hygiene
Contaminated hands of HCW are among the most common modes of transmission of healthcare-associated in-
fections. Pittet and colleagues [20] described a five-step sequence resulting in microbial transmission through
contaminated hands during healthcare delivery. These are “1) pathogens shed by infected patients can contami-
nate surrounding environments, 2) HCW’s hands get contaminated by contact with patient skin or surrounding
environment, 3) pathogen remains viable on the HCW’s hands for at least several minutes 4) HCW may omit
hand decontamination or use inappropriate product or procedure, and 5) HCW’s contaminated hands can either
transfer the pathogen directly to another patient or indirectly on a medical device or objects within the patient’s
immediate vicinity”.
Different studies have confirmed that transiently contaminated hands of the HCW are the main route of
transmission of healthcare-associated infections [21]-[29]. Hand hygiene, therefore, is singled out as the most
important infection prevention intervention. However, the compliance rates of HCWs in hand hygiene is very
poor, with an overall average of 40% or less [30] [31]. Based on hand hygiene indications per recommendations
from Association for Professionals in Infection Control and Epidemiology (APIC) [32], CDC [15] and World
Health Organization (WHO) [33] (Table 1), the estimated number of times a single dialysis staff is required to
perform hand hygiene per HD session per patient is shown in Table 2. The estimated number can be a minimum
of 60 to 100 times when multiplied by the number of patients assigned per staff (e.g., 2 - 3 patients). The large
number of times an HD staff is required to perform hand hygiene could be a reason for lack of compliance.
However, compliance can be improved by continuous education, supervision and monitoring of hand hygiene
behaviors, where the latter represents the most effective method in improving performance [34].
Monitoring hand hygiene compliance is crucial and direct observation is the current gold standard method.
However, direct observation has several limitations, among which are being labor intensive, small sample size
(may cover only 1% of total hand hygiene activity), and not standardized. A new model device application de-
veloped by the Computational Epidemiology Research Group at the University of Iowa (the “iScrub Lite”,
which is available for free download on the Apple iTunes store for Apple® iPhone or iPod), can facilitate the
work of the Infection Preventionist (IP) by recording the observations, which can be loaded to an excel spread-
sheet for ready analysis. Advanced technologies, with automated electronic devices and software (Real Time
Location System), can monitor the number of hand hygiene activity (10 to 50 thousands per month) in each de-
partment, floor or unit, and identify the HCW performing the hand hygiene through badge or wristband detec-
tion, with indication of the time of day and day of the week hand hygiene is performed, and even provide feed-
back/cueing to encourage proper hand hygiene [35].
Compliance can also be improved by providing, in convenient locations, a sufficient number of sinks with
4. Before exiting the patient’s care area after 4. After touching a patient
3. Before leaving a patient station touching the patient or the patient’s
immediate environment 5. After touching patient surroundings
APIC = Association for Professionals in Infection Control and Epidemiology, CDC = Centers for Disease Control and Prevention, WHO = World
Health Organization.
Table 2. Estimated minimum number of times where hand hygiene is required per dialysis session per patient [19] (regard-
less of gloves use).
soap dispensers, paper towels, hand lotions (e.g., one for every 2 - 4 dialysis station), and alcohol-based hand
rub (ABHR) placed at each patient station [32]. Because of the proven superior efficacy in decontamination,
better skin tolerability and ease of use, ABHR is recommended to be used in all clinical situations if hands are
not visibly soiled. If exposure to bacterial spores (i.e., bacillus anthracis and/or clostridium difficile) is suspected
or proven, hand washing with soap and water is recommended, because spores are resistant to most antiseptic
agents and requires physical removal by washing and rinsing [36]. Other preventive measures include restriction
of having long nails and wearing of artificial fingernails or extenders by healthcare personnel who provide direct
patient care, as artificial nails could harbor gram negative bacilli and yeasts [30] [32] [36]-[40].
ways realistic in many HD units. However, when visible soil is present and/or contact precautions are indicated,
wearing gloves is a must. Sterile gloves must be used during procedures requiring sterile aseptic technique, such
as during catheter insertion or at any time a dialysis catheter is handled/manipulated [41]-[43]. Wearing gown
(fluid-resistant with full coverage of the arms and body front and preferably disposable ones) over the uniform,
and use of face mask and eye goggles or face shield is recommended when performing procedures wherein
splashes of blood can be anticipated, especially during initiation and discontinuation of dialysis [16] [32] [36]. If
a face shield is used during catheter handling, a surgical mask should be worn underneath to protect patient from
HCW’s respiratory droplets [32]. Equally important is that patient should also wear a mask and asked to turn
his/her face away from the catheter site to reduce contamination from infectious droplets [32] [43]-[45]. Fur-
thermore, wearing a mask is important when a staff member, a patient or a visitor is experiencing cold or cough
[32] [36]. A respirator should be used by HCWs only when taking care of a patient with an airborne infection.
HCWs uniforms can be colonized with potentially pathogenic bacteria for up to 60% [46]-[51] and therefore
should be laundered and changed daily in order to decrease the bacterial load.
tient [16] [32]. In reality, allocating a blood pressure cuff for each patient may not be practical as too frequent
detachment and re-attachment of the cuff can cause imminent damage to the line connections. Reusable blood
pressure cuffs that are covered with waterproof material with smooth surface (instead of cloth-covered cuffs)
can be an attractive alternative, as they can be comprehensively cleaned and disinfected between patient uses.
There should also be a clear separation for storage and handling of clean supplies and medications from conta-
minated items (i.e., used supplies/equipment, blood samples, biohazard containers).
SN Recommendations
1 Use aseptic technique when preparing and administering medications
2 Cleanse the access diaphragms of medication vials with 70% alcohol before inserting a device into the vial
Never administer medications from the same syringe to multiple patients, even if the needle is changed or the injection is
3
administered through an intervening length of intravenous tubing
4 Do not reuse a syringe to enter a medication vial or solution
Do not administer medications from single-dose or single-use vials, ampoules, or bags or bottles of intravenous solution to more
5
than one patient
6 Do not use fluid infusion or administration sets (e.g., intravenous tubing) for more than one patient
Dedicate multidose vials to a single patient whenever possible. If multidose vials will be used for more than one patient, they
7 should be restricted to a centralized medication area and should not enter the immediate patient treatment area (e.g., operating
room, patient room/cubicle, patient HD station)
8 Dispose of used syringes and needles at the point of use in a sharps container that is closable, puncture-resistant, and leak-proof
9 Adhere to “national” requirements for protection of HCW from exposure to blood borne pathogens
Content source: CDC. Guide to Infection Prevention for Outpatient Settings: Minimum Expectation for Safe Care.
http://www.cdc.gov/HAI/pdfs/guidelines/standards-of-ambulatory-care-7-2011 [15].
scrubbing of the access port with an appropriate antiseptic (chlorhexidine, povidone iodine, an iodophor, or 70%
alcohol) was recommended for needleless intravascular catheter systems [17]. The routine scrubbing of dialysis
catheter hubs (after cap removal before accessing, and before replacing a new cap) with an appropriate antiseptic
was included as part of a recent CDC’ score interventions for dialysis bloodstream infection (BSI) prevention
(Table 6) [18]. Dialysis providers are cautioned to avoid introduction of the used antiseptic solution into the
bloodstream [63]. In an in vitro study by Salzman et al. [64], the potential for the antiseptic used in cleaning the
open catheter hub as well as few strands of cotton fibers to enter the bloodstream (simulated), and the effective-
ness of normal saline solution (used as control) to reduce the microbial load at a level greater than 99% of the
total number of microorganisms (suggesting mechanical removal) was demonstrated. The cumulative effect of
minute residues of toxic antiseptics and foreign substance that may get into the patient’s bloodstream when ap-
plied repeatedly on open catheter hubs among chronic HD patients have not, and may not be studied. Therefore,
it is prudent to choose a safe and non-toxic solution for cleaning open catheter hubs and to emphasize the appli-
cation of friction while cleaning (scrubbing not just wiping).
Since HD patients are more immune compromised than other surgical patients, pre-surgical infection preven-
tion measures are recommended, which include: 1) pre-surgical shower/bath with an antiseptic agent such as
chlorhexidine, the night before and morning of surgery, 2) if hair removal is necessary, to use clippers instead of
razors to prevent infection associated with micro-abrasions resulting from razor use, and 3) avoiding intravenous
placements and phlebotomy in the arm where access is to be placed (helps prevent infection and maintains vas-
culature integrity) [32]. Screening and decolonization for MRSA before an elective surgery may be used as an
additional measure.
9. Tracking Infections
Surveillance for infections (outcome measures), and monitoring adherence to recommended infection prevention
practices (process measures) are important components of an infection prevention program [65]. To enable
safety, accurate comparison and analyses of monthly rates within the same facility, or meaningful benchmarking
with other units/centers, it is important that a standardized and validated surveillance protocol be used uniformly
by all dialysis facilities [66] [67]. A centralized surveillance system for healthcare-associated infections like the
CDC’s national healthcare safety network (NHSN) which requires all participating facilities to strictly follow
very specific surveillance criteria, can provide accurate and reliable data that can be used to identify problem
areas as well as measure progress of prevention efforts. Implementation of CDC’s NHSN Dialysis Event Proto-
col (accessible online: www.cdc.gov/nhsn/dialysis) by other dialysis facilities outside the United States have
Continued
Antibiotic lock prophylaxis
KDOQI = Kidney Disease Outcomes Quality Initiative, EBPG/ERBP = European Best Practice Guidelines/European Renal Best Practice, APIC =
Association for Professionals in Infection Control and Epidemiology, CDC/HICPAC = Centers for Disease Control and Prevention/Healthcare Infec-
tion Control Practices Advisory Committee.
Table 6. The CDC core interventions for dialysis bloodstream infection (BSI) prevention.
Catheter reduction
6 Incorporate efforts (e.g., through patient education, vascular access coordinator) to reduce catheters by identifying and
addressing barriers to permanent vascular access placement and catheter removal.
Antimicrobial ointment
9
Apply antibiotic ointment or povidone-iodine ointment to catheter exit sites during dressing change.c
a
Povidone-iodine (preferably with alcohol) or 70% alcohol by itself are alternatives for patients with chlorhexidine intolerance. bIf closed needleless
connector device is used, disinfect connector device as per manufacturer’s instructions. cSee information on selecting an antimicrobial ointment for
hemodialysis catheter exit sites on CDC website. Use of chlorhexidine-impregnated sponge dressing might be an alternative. Adapted from CDC.
CDC Approach to BSI Prevention in Dialysis Facilities (i.e., the Core Interventions for Dialysis Bloodstream Infection (BSI) Prevention [18].
been demonstrated to be feasible. Dialysis Events that should be reported include: 1) intravenous antimicrobial
starts, 2) positive blood cultures, and 3) evidence of local access site infection (pus, redness, or increased swel-
ling at the vascular access site), and data collected from these three events can generate four other types of Di-
alysis Events: bloodstream infection (BSI), local access site infection (LASI), access-related bloodstream infec-
tion (ARB), and vascular access infection (VAI). The number of maintenance HD outpatients who received HD
in the unit/center during the first two working days of the month (including transient HD patients but excluding
inpatients and peritoneal dialysis patients) should be reported on monthly basis and according to their vascular
access type. This will serve as the denominators for rate calculation. Each patient is counted only once; if the
patient has multiple vascular accesses, that patient is counted with the vascular access type of highest infection
risk. Rates are calculated by dividing the number of events by the number of patient-months and multiplying the
result by 100 [68].
As a means to reduce infection transmission, each dialysis facility should also monitor other parameters like
dialysis water and dialysis fluid cultures and endotoxin results, incidence of drug-resistant infections, hospitali-
zations, as well adherence to Standard Precautions (hand hygiene, glove use and other PPE, equipment and en-
vironmental cleaning, safe injection practices, etc.), and other recommended practices (screening for HBV, HCV,
HIV and tuberculosis infections, and immunizations) [19]. Regular feedback of surveillance results to everyone
involved in the healthcare delivery (especially the frontline staff) would help to stimulate and encourage active
engagement and improve compliance with infection prevention efforts. At least one designated person with
training in infection control and epidemiology (infection preventionist) should be responsible for oversight of
the program as well as education of staff and patients related to infection prevention and control [15] [32].
Steps that should be taken to control spread of infection, especially if there is an incidence of a positive sero-
conversion or outbreak in the HD unit, include the following: 1) revision of the laboratory test results of all pa-
tients dialyzing in the same unit to identify any additional case(s), 2) performance of additional testing as indi-
cated in Table 7, 3) determination/tracking of potential sources for infection, which includes a) revision of
newly infected patients’ recent history of blood transfusion, invasive procedure(s) and/or hospitalization, and b)
high risk behavior such as history of injection drug use and sexual activity, and 4) revision of HD unit’s practic-
es and procedures of infection control [16].
In patients newly infected with HBV, HBsAg is the only serologic • If a new HCV infection in a hemodialysis unit is suspected to
marker initially detected. be nosocomial, testing with NAT should be performed in all
• 1 - 2 months later: repeat HBsAg testing and test for anti-HBc patients who may have been exposed.
(including IgM anti-HBc) • Repeat testing with NAT is suggested within 2 - 12 weeks in
• 6 months later: repeat HBsAg testing and test for anti-HBs initially NAT-negative patients
Content source: 2001 CDC recommendations for preventing transmission of infections among chronic haemodialysis patients [35], and 2008 KDIGO
clinical practice guidelines for the prevention, diagnosis, evaluation and treatment of hepatitis c in chronic kidney disease [72]. HBsAg: Hepatitis B
surface Antigen; HCV: Hepatitis C Virus; NAT: Nucleic Acid Amplification.
11. Conclusion
Contaminated hands of healthcare workers are among the most common modes of transmission of health-
care-associated infections. Hand hygiene is singled out as the most important infection prevention intervention.
Compliance can be improved by continuous education, supervision and monitoring of hand hygiene behaviors,
providing, in convenient locations, a sufficient number of sinks with soap dispensers, paper towels, hand lotions,
and alcohol-based hand rub placed at each patient station. Equally important is the adherence to other Standard
Precautions including glove and other PPE use, equipment and environmental cleaning, and safe injection prac-
tices, as well as other recommended practices of screening for HBV, HCV, HIV, tuberculosis infections, and
immunizations. Regular feedback of surveillance results and steps taken to control spread of infection to every-
one involved in the healthcare delivery would help to stimulate and encourage active engagement and improve
compliance with infection prevention efforts. Education and training and full awareness of infection control
policies and procedures should be provided to all HCWs and to be repeated regularly. The patient and/or care-
giver should also be educated on hand hygiene and the care of new vascular access. Finally, implementation of
evidence-based international guidelines is of great value and instrumental in helping reduce healthcare-asso-
ciated infections, where patient’s safety and well-being remain a top priority.
Conflict of Interest
No conflict of interest.
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