SCHOOL OF COMPUTING

DEPARTMENT OF COMPUTER SCIENCE AND ENGINEERING

UNIT-I Compiler Design – SCSA1604

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 UNIT 1-- LEXICAL ANALYSIS

Structure of compiler – Functions and Roles of lexical phase – Input buffering – Representation
of tokens using regular expression – LEX – Properties of regular expression – Finite Automata –
Regular Expression to Finite Automata – NFA to Minimized DFA.

STRUCTURE OF COMPILER:
Compiler is a translator program that reads a program written in one language -the source
language- and translates it into an equivalent program in another language-the target language.
As an important part of this translation process, the compiler reports to its user the presence of
errors in the source program.

Fig. 1.1 A Compiler

A LANGUAGE-PROCESSING SYSTEM:
The input to a compiler may be produced by one or more preprocessor and further processing of
the compiler's output may be needed before running machine code is obtained.
Preprocessors:
Preprocessors produce input to compilers. They may perform the following functions:

Fig. 1.2. A language-processing system

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 1. Macro processing: A preprocessor may allow a user to define macros that are shorthand
for longer constructs.
2. File inclusion: A preprocessor may include header files into the program text. For
example, the C
3. Preprocessor causes the contents of the file <stdio.h> to replace the statement
4. #include <stdio.h>when it processes a file containing this statement.
5. "Rational" preprocessors. These processors augment older languages with more modern
flow-of-control and data-structuring facilities. For example, such a preprocessor might
provide the user with built-in macros for constructs like while-statements or if-
statements, where none exist in the programming language itself.
6. Language extensions. These processors attempt to add capabilities to the language by
what amounts to built-in-macros.
Assemblers:
Some compilers produce assembly code, which is passed to an assembler for producing a
relocatable machine code that is passed directly to the loader/linker editor. The assembly code is
the mnemonic version of machine code. A typical sequence of assembly code is:
MOV a, R1
ADD #2, R1
MOV R1, b

Loaders and Linker-Editors:

 A loader program performs two functions namely, loading and link-editing. The process
of loading consists of taking relocatable machine code, altering the relocatable addresses
and placing the alters instructions and data in memory at the proper locations.
 The link-editor allows making a single program from several files of relocatable machine
code.
THE PHASES OF A COMPILER
Analysis-Synthesis Model of Compilation:
There are two parts to compilation: analysis and synthesis. The analysis part breaks up the source
program into constituent pieces and creates an intermediate representation of the source program.
The synthesis part constructs the desired target program from the intermediate representation.

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The analysis consists of three phases:
1. Linear analysis, in which the stream of characters making up the source program is read
from left to right and grouped into tokens that are sequences of character having a
collective meaning.
2. Hierarchical analysis, in which characters or tokens are grouped hierarchically into nested
collections with collective meaning.
3. Semantic analysis, in which certain checks are performed to ensure that the components
of a program fit together meaningfully.

A compiler operates in phases, each of which transforms the source program from one
representation to another. The structure of compiler is shown in Fig.1.3.The first three phases
form the analysis portion of the compiler and rest of the phases form the synthesis phase.

Fig. 1.3. Phases of a compiler

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Lexical Analysis:
In a compiler, linear analysis is called lexical analysis or scanning.
 It is a first phase of a compiler
 Lexical Analyzer is also known as scanner
 Reads the characters in the source program from left to right and groups the characters
into stream of Tokens.
 Such as Identifier, Keyword, Punctuation character, Operator.
 Pattern: Rule for a set of string in the input for which a token is produced as output.
 A Lexeme is a sequence of characters in the source code that is matched by the Pattern
for a Token.

For example, in lexical analysis the characters in the assignment statement,

position = initial + rate * 60
would be grouped into the following tokens:
1. The identifier position.
2. The assignment symbol=.
3. The identifier initial.
4. The plus sign.
5. The identifier rate.
6. The multiplication sign.
7. The number60.
The blanks separating the characters of these tokens would be eliminated during this phase.

Syntax Analysis:
Hierarchical analysis is called parsing or syntax analysis. It involves grouping the tokens of the
source program into grammatical phrases that are used by the compiler to synthesize the output.

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The source program is represented by a parse tree as one shown in Fig. 1.5.

 This phase is called the syntax analysis or Parsing.

 It takes the token produced by lexical analysis as input and generates a parse tree.
 In this phase, token arrangements are checked against the source code grammar.
 i.e. the parser checks if the expression made by the tokens is syntactically correct.

Fig.1.5. Parse tree for position = initial + rate * 60

The hierarchical structure of a program is expressed by recursive rules .i.e by context-free

grammars. The following rules define an expression:
1. Any identifier is an expression. i.e. E →id
2. Any number is an expression. i.e. E →num
1 2
3. If expression1 (E ) and expression2 (E )are expressions ,i.e. E → E + E | E * E | ( E)
Rules (1) and (2) are basic rules which are non-recursive, while rule(3) define expression in
terms of operators applied to other expressions.

Semantic Analysis:
 The semantic analysis phase checks the source program for semantic errors and gathers
type information for the subsequent code-generation phase.

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  An important component of semantic analysis is type checking. i.e .whether the operands
are type compatible.
 For example, a real number used to index an array.

Fig. 1.6. Semantic analysis inserts a conversion from integer to real

Intermediate Code Generation:

After semantic analysis, some compilers generate an explicit intermediate representation of the
source program. This representation should be easy to produce and easy to translate into the
target program. There are varieties of forms.
 Three address code
 Postfix notation
 Syntax Tree
The commonly used representation is three address formats. The format consists of a sequence of
instructions, each of which has at most three operands. The IR code for the given input is as
follows:
temp1 = inttoreal ( 60 )
temp2 = id3 * temp1
temp3 = id2 + temp2
id1 = temp3

Code Optimization:
 This phase attempts to improve the intermediate code, so that faster running machine
code will result.

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  There is a better way to perform the same calculation for the above three address code
,which is given as follows:
temp1 = id3 * 60.0
id1 = id2 + temp1
 There are various techniques used by most of the optimizing compilers, such as:
1. Common sub-expression elimination
2. Dead Code elimination
3. Constant folding
4. Copy propagation
5. Induction variable elimination
6. Code motion
7. Reduction in strength. .......... etc..

Code Generation:
 The final phase of the compiler is the generation of target code, consisting of relocatable
machine code or assembly code.
 The intermediate instructions are each translated into sequence of machine instructions
that perform the same task. A crucial aspect is the assignment of variables to registers.
 Using registers R1 and R2,the translation of the given example is:
MOV id3 ,R2
MUL #60.0 , R2
MOV id2 , R1
ADD R2 , R1
MOV R1 , id1
Symbol-Table Management:
 An essential function of a compiler is to record the identifiers used in the source
program and collect its information.
 A symbol table is a data structure containing a record for each identifier with fields
for attributes.(such as, its type, its scope, if procedure names then the number and
type of arguments etc.,)
 The data structure allows finding the record for each identifier and store or retrieving

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 data from that record quickly.
Error Handling and Reporting:
 Each phase can encounter errors. After detecting an error, a phase must deal that
error, so that compilation can proceed, allowing further errors to be detected.
 Lexical phase can detect error where the characters remaining in the input do not
form any token.
 The syntax and semantic phases handle large fraction of errors. The stream of tokens
violates the syntax rules are determined by syntax phase.
 During semantic, the compiler tries to detect constructs that have the right syntactic
structure but no meaning to the operation involved. e.g. if we try to add two
identifiers ,one is an array name and the other a procedure name.

Fig.1.4. Translation of statement

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FUNCTIONS AND ROLES OF LEXICAL PHASE:
 It is the first phase of a compiler.
 Its main task is to read input characters and produce tokens.
 "get next token "is a command sent from the parser to the lexical analyzer(LA).
 On receipt of the command, the LA scans the input until it determines the next token and
returns it.
 It skips white spaces and comments while creating these tokens.
 If any error is present the LA will correlate that error with source file and the line
number.

Fig.1.5.Interaction of lexical analyzer with parser

Issues in Lexical Analysis:
There are several reasons for separating the analysis phase of compiling into lexical and parsing:
1. Simpler design is the most important consideration.
2. Compiler efficiency is improved. A large amount of time is spent reading the source
program and partitioning into tokens. Buffering techniques are used for reading input
characters and processing tokens that speed up the performance of the compiler.
3. Compiler portability is enhanced.

Tokens, Patterns, Lexemes:

 Token is a sequence of characters in the input that form a meaningful word. In most
languages, the tokens fall into these categories: Keywords, Operators, Identifiers,
Constants, Literal strings and Punctuation.

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  There is a set of strings in the input for which a token is produced as output. This set is
described a rule called pattern.
 A lexeme is a sequence of characters in the source program that is matched by the pattern
for a token.

Fig.1.6. Examples of tokens

Attributes of tokens:
 The lexical analyzer collects information about tokens into their associated attributes. The
tokens influence parsing decisions and attributes influence the translation of tokens.
 Usually a token has a single attribute i.e. pointer to the symbol table entry in which the
information about the token is kept.
Example: The tokens and associated attribute values for the statement given,

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Lexical errors:
Few errors are discernible at the lexical level alone, because a LA has a much localized view of
the source program. A LA may be unable to proceed because none of the patterns for tokens
matches a prefix of the remaining input.
Error-recovery actions are:
1. Deleting an extraneous character.
2. Inserting a missing character.
3. Replacing an incorrect character by a correct character.
4. Transposing two adjacent characters.
INPUT BUFFERING
A two-buffer input scheme that is useful when look ahead on the input is necessary to identify
tokens is discussed. Later, other techniques for speeding up the LA, such as the use of
“sentinels” to mark the buffer end are also discussed.
Buffer Pairs:
A large amount of time is consumed in scanning characters, specialized buffering techniques are
developed to reduce the amount of overhead required to process an input character. A buffer
divided into two N-character halves is shown in Fig. 1.7.Typically, N is the number of characters
on one disk block, e.g., 1024 or 4096.

Fig. 1.7. An input buffer in two halves.

 N, input characters are read into each half of the buffer with one system read command,
instead of invoking a read command for each input character.
 If fewer than N characters remain in the input, then a special character eof is read into
buffer after the input characters.(eof---end of file)
 Two pointers, forward and lexeme_beginning are maintained. The string of characters
between the two pointers is the current lexeme.
 If the forward pointer has moved halfway mark, then the right half is filled with N new
input characters. If the forward pointer is about to move the right end of the buffer, then

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 the left half is filled with N new input characters and the wraps to the beginning of the
buffer. Code for advancing forward pointer is shown in Fig.1.8.

Fig. 1.8. Code to advance forward pointer

Sentinels:
 With the previous algorithm, we need to check each time we move the forward pointer
that we have not moved off one half of the buffer. If so, then we must reload the other
half.
 This can be reduced, if we extend each buffer half to hold a sentinel character at the end.
 The new arrangement and code is shown in Fig. 1.9 and 1.10.This code performs only
one test to see whether forward points to an eof.

Fig.1.9. Sentinels at end of each buffer half.

Fig. 1.10. Lookahead code with sentinels.

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REPRESENTATION OF TOKENS USING REGULAR EXPRESSION:
Regular expression is an important notation for specifying patterns. The term alphabet or
character class denotes any finite set of symbols. Symbols are letters and characters. The set
{0,1} is the binary alphabet. ASCII and EBCDIC are two examples of computer alphabets.
 A string over some alphabet is a finite sequence of symbols drawn from that alphabet.
The length of a string s is written as |s|, is the number of occurrences of symbols in s.
 The empty string, denoted by ε, is a special string of length zero.
 The term language denotes any set of strings over some fixed alphabet.
 The empty set {ε}, the set containing only the empty string.
 If x and y are strings, then the concatenation of x and y ,written as xy ,is the string formed
by appending y to x.
Some common terms associated with the parts of the string are shown in Fig. 1.11.

Fig. 1.11 Terms for parts of a string

Operations on Languages
There are several important operations that can be applied to languages. The various operations
and their definition are shown in Fig.1.12.

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 Fig. 1.12 Definitions of operations on languages.
Let L be theset {A,B,......,Z,a,b,. .............. ,z} consisting upper and lowercase alphabets, and D the
set {0,1,2,.....,9} consisting the set of ten decimal digits. Here are some examples of new
languages created from L and D.

Regular Language

languages using the operations Union, Concatenation and Kleene *.
 A language is said to be a regular language if there exists a Deterministic Finite
Automata (DFA) for that language.
 The language accepted by DFA is a regular language.
 A regular language can be converted into a regular expression by leaving out {} or by
replacing {} with () and by replacing U by +.

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LEX:
• Lex is a lexical analyzer tool mostly used with yacc parse generator.
• Tool for recognizing tokens in a program.
• Tokens are the terminals of a language,
English:
words, punctuation marks, …
Programming language:
Identifiers, operators, keywords, …
• Regular expressions define terminals/tokens.
• It lexically analyses (i.e. matches) the patterns (regular expressions) given as input string
or as a file.
Steps involved in processing a LEX program:
Step 1: An input file describes the lexical analyzer to be generated named lex.l is written in lex
language. The lex compiler transforms lex.l to C program, in a file that is always named lex.yy.c.
Step 2: The C complier compile lex.yy.c file into an executable file called a.out.
Step 3: The output file a.out take a stream of input characters and produce a stream of tokens.

Fig. 1.13 Processing steps involved

Fig. 1.14 Structure of a LEX program

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Definition Section:
 Generally used to declare functions, include header files, or define global variables and
constants.
 Text is enclosed in %{ … %} brackets. Anything written in this bracket is copied
directly to the file lex.yy.c
eg.:
%{
#include<stdio.h>
int global_variable;
}%
Rules Section:
• Each rule has the form
pattern action
where:
– pattern describes a pattern to be matched on the input.
– action must begin on the same line.
– If action is empty, the matched token is discarded.
eg.:
%%
{digit}+ {printf(“ number”);}
{letter}* {printf(“ name”);
%%
Auxiliary Functions:
LEX generates C code for the rules specified in the Rules section and places this code into a
single function called yylex().

/* Declarations */
%%
/* Rules */
%%
int main()

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 {
yylex();
return 1;
}
This section contain C statements and additional functions.

Regular definitions, has of the form,

name definition
e.g.:
digit [0-9]
letter [a-zA-Z]

Regular Expressions
Regular expression is a formula that describes a possible set of string.
Component of regular expression:
X the character x
. any character, usually accept a new line
[xyz] any of the characters x, y, z,…..
R? a R or nothing (=optionally as R)
R* zero or more occurrences…..
R+ one or more occurrences……
R1R2 an R1 followed by anR2
R1 | R2 either an R1 or an R2.
A token is either a single string or one of a collection of strings of a certain type. If we view the
set of strings in each token class as a language, we can use the regular-expression notation to
describe tokens.
Consider an identifier, which is defined to be a letter followed by zero or more letters or digits.
In regular expression notation we would write.

Identifier = letter (letter | digit)*

Here are the rules that define the Regular Expression (RE) over alphabet.

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Definition of RE:
1. ε is a regular expression, L(ε) = {ε}
2. If a is a symbol in ∑ then a is a regular expression, L(a) = {a}
3. Suppose r and s are regular expressions denoting the language L(r) and L(s)
a. (r) | (s) is a regular expression denoting the language L(r) ∪ L(s)
b. (r)(s) is a regular expression denoting the language L(r)L(s)
c. (r)* is a regular expression denoting (L(r))*
d. (r) is a regular expression denoting L(r)
Unnecessary parentheses can be avoided in regular expressions if we adopt the conventions that:
1. The unary operator * has the highest precedence and is left associative.
2. Concatenation has the second highest precedence and is left associative.
3. |, the alternate operator has the lowest precedence and is left associative.
PROPERTIES OF REGULAR EXPRESSION:
There are a number of algebraic laws obeyed by regular expressions and these can be used to
manipulate regular expressions into equivalent forms. Algebraic properties are shown in Fig.
1.13.

Fig. 1.15 Algebraic laws of regular expression

Regular Definitions
For notational convenience, we may wish to give names to regular expressions and to define
regular expressions using these names as if they were symbols.

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Identifiers are the set or string of letters and digits beginning with a letter. The following regular
definition provides a precise specification for this class of string.
Example-1,
ab*|cd? Is equivalent to (a(b*)) | (c(d?))
Pascal identifier
Letter - A | B | ……| Z | a | b |……| z|
Digits - 0 | 1 | 2 | …. | 9
id - letter (letter / digit)*

Transition Diagrams for Relational operators and identifier is shown below.

Fig. 1.16 Transition Diagrams for Relational operators

Fig. 1.17 Transition Diagrams for identifier

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FINITE AUTOMATA:
A recognizer for a language is a program that takes as input a string x and answer "yes" if x is a
sentence of the language and "no" otherwise. The regular expression is compiled into a
recognizer by constructing a generalized transition diagram called a finite automaton. A finite
automaton can be deterministic or non deterministic, where "nondeterministic" means more than
one transition out of a state may be possible on the same input symbol.

Deterministic Finite Automata (NFA)

A Finite Automata (FA) or Finite State Machine (FSM) is a 5- tuple (Q,∑,q0,A, δ) where,
 Q is the set of finite states
 ∑ is the set of input symbols (Finite alphabet)
 q0 is the initial state
 A is the set of all accepting states or final states.
 δ is the transition function, Q×∑→Q
For any element q of Q and any symbol a in ∑, we interpret δ(q,a) as the state to which the Finite
Automata moves, if it is in state q and receives the input ‘a’.
How to draw a DFA?
1. Start scanning the string from its left end.
2. Go over the string one symbol at a time.
3. To be ready with the answer as soon as the string is entirely scanned.
Non-Deterministic Finite Automata (NFA) Definition:
A NFA is defined as a 5-tuple, M=(Q, ∑,q0,A, δ) where,
 Q is the set of finite states
 ∑ is the set of input symbols (Finite alphabet)
 q0 is the initial state
 A is the set of all accepting states or final states.
 δ is the transition function, Q×∑→2Q

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 Fig. 1.18 DFA vs. NFA

Regular expression to NFA (Thompson’s construction method):

For each kind of RE, define an NFA.
Input: A Regular Expression R over an alphabet ∑
Output: An NFA N accepting L(R)
Method:
1. R = ε

start ε
i f

2. R = a

start a
i f

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 3. R= a | b

a
ε 1 2
ε
start
0
5
ε ε
3 b 4

4. R=ab

start a b
0 1 2

5. R= a*

In general the rules if Thompson’s construction method is given below:

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Problems:
1. Construct NFA for: (a+b)*abb

REGULAR EXPRESSION TO FINITE AUTOMATA – NFA TO MINIMIZED DFA

Converting NFA to DFA: The Subset Construction Algorithm
The algorithm for constructing a DFA from a given NFA such that it recognizes the same
language is called subset construction. The reason is that each state of the DFA machine
corresponds to a set of states of the NFA. The DFA keeps in a particular state all possible states
to which the NFA makes a transition on the given input symbol. In other words, after processing

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a sequence of input symbols the DFA is in a state that actually corresponds to a set of states from
the NFA reachable from the starting symbol on the same inputs.
There are three operations that can be applied on NFA states:

The staring state of the automaton is assumed to be s0. The ε-closure( s ) operation computes
exactly all the states reachable from a particular state on seeing an input symbol. When such
operations are defined the states to which our automaton can make a transition from set T on
input a can be simply specified as: ε-closure( move( T, a ))

Subset Construction Algorithm:

Algorithm for Computation of ε-closure:

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Example: Convert the NFA for the expression: (a|b)*abb into a DFA using the subset
construction algorithm.
Step 1: Convert the above expression in to NFA using Thompson rule constructions.

Step 2: Start state of equivalent DFA is ε-closure(0)

ε-closure(0) ={ 0,1,2,4,7}
Step 2.1: Compute ε-closure(move(A,a))
move(A,a) ={3,8}
ε-closure(move(A,a)) = ε-closure(3,8) = {3,8,6,7,1,2,4}
ε-closure(move(A,a)) ={1,2,3,4,6,7,8}
Dtran[A,a]=B
Step 2.2: Compute ε-closure(move(A,b))
move(A,b) ={5}
ε-closure(move(A,b)) = ε-closure(5) = {5,6,7,1,2,4}
ε-closure(move(A,a)) ={1,2,4,5,6,7}
Dtran[A,b]=C
DFA and Transition table after step 2 is shown below.

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 a B
start
A
b
C

Step 3: Compute Transition from state B on input symbol {a,b}

B = {1,2,3,4,6,7,8}
Step 3.1: Compute ε-closure(move(B,a))
move(B,a) ={3,8}
ε-closure(move(B,a)) = ε-closure(3,8) = {3,8,6,7,1,2,4}
ε-closure(move(B,a)) ={1,2,3,4,6,7,8}
Dtran[B,a]=B
Step 3.2: Compute ε-closure(move(B,b))
move(B,b) ={5,9}
ε-closure(move(B,b)) = ε-closure(5,9) = {5,9,6,7,1,2,4}
ε-closure(move(B,b)) ={1,2,4,5,6,7,9}
Dtran[B,b]=D
DFA and Transition table after step 3 is shown below.

Step 4: Compute Transition from state C on input symbol {a,b}

C = {1,2,,4,5,6,7}

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Step 4.1: Compute ε-closure(move(C,a))
move(C,a) ={3,8}
ε-closure(move(C,a)) = ε-closure(3,8) = {3,8,6,7,1,2,4}
ε-closure(move(C,a)) ={1,2,3,4,6,7,8}
Dtran[C,a]= B
Step 4.2: Compute ε-closure(move(C,b))
move(C,b) ={5}
ε-closure(move(C,b)) = ε-closure(5) = {5,6,7,1,2,4}
ε-closure(move(C,b)) ={1,2,4,5,6,7}
Dtran[C,b]= C
DFA and Transition table after step 4 is shown below.

Step 5: Compute Transition from state D on input symbol {a,b}

D = {1,2,,4,5,6,7,9}
Step 5.1: Compute ε-closure(move(D,a))
move(D,a) ={3,8}
ε-closure(move(D,a)) = ε-closure(3,8) = {3,8,6,7,1,2,4}
ε-closure(move(D,a)) ={1,2,3,4,6,7,8}
Dtran[D,a]= B
Step 5.2: Compute ε-closure(move(D,b))
move(D,b) ={5,10}
ε-closure(move(D,b)) = ε-closure(5,10) = {5,10,6,7,1,2,4}
ε-closure(move(C,b)) ={1,2,4,5,6,7,10}
Dtran[D,b]= E
Step 6: Compute Transition from state E on input symbol {a,b}

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 E = {1,2,,4,5,6,7,10}
Step 6.1: Compute ε-closure(move(E,a))
move(E,a) ={3,8}
ε-closure(move(E,a)) = ε-closure(3,8) = {3,8,6,7,1,2,4}
ε-closure(move(E,a)) ={1,2,3,4,6,7,8}
Dtran[E,a]= B
Step 6.2: Compute ε-closure(move(E,b))
move(E,b) ={5}
ε-closure(move(E,b)) = ε-closure(5) = {5,6,7,1,2,4}
ε-closure(move(E,b)) ={1,2,4,5,6,7}
Dtran[E,b]= C
DFA and Transition table after step 6 is shown below.

Step 7: No more new DFA states are formed.

Stop the subset construction method.
The start state and accepting states are marked the DFA.

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Minimized DFA:
Convert the above DFA in to minimized DFA by applying the following algorithm.
Minimized DFA algorithm:
Input: DFA with ‘s’ no of states
Output: Minimized DFA with reduced no of states.
Steps:
1. Partition the set of states in to two groups. They are set of accepting states and
non accepting states.
2. For each group G of π do the following steps until π=π new .
3. Divide G in to as many groups as possible, such that two states s and t are in the
same group only when for all states s and t have transitions for all input symbols
‘s’ are in the same group itself. Place newly formed group in π new.
4. Choose representative state for each group.
5. Remove any dead state from the group.
After applying minimized DFA algorithm for the regular expression (a|b)*abb , the transition
table for the minimized DFA becomes Transition table for Minimized state DFA :

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Minimized DFA:

Exercises:
Convert the following regular expression in to minimized state DFA,
1. (a|b)*
2.(b|a)*abb(b|a)*
3.((a|c)*)ac(ba)*

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 SCHOOL OF COMPUTING
DEPARTMENT OF COMPUTER SCIENCE AND ENGINEERING

UNIT – II - Compiler Design – SCSA1604

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 II. PARSER
Role of Parser-Context-free Grammar – Derivations and Parse Tree - Types of Parser –
Bottom Up: Shift Reduce Parsing - Operator Precedence Parsing, SLR parser- Top Down:
Recursive Decent Parser - Non-Recursive Decent Parser-Error handling and Recovery in
Syntax Analyzer-YACC.

SYNTAX ANALYSIS:
Every programming language has rules that prescribe the syntactic structure of well-formed
programs. In Pascal, for example, a program is made out of blocks, a block out of statements,
a statement out of expressions, an expression out of tokens, and so on. The syntax of
programming language constructs can be described by context-free grammars or BNF
(Backus-Naur Form) notation. Grammars offer significant advantages to both language
designers and compiler writers.
• A grammar gives a precise, yet easy-to-understand. Syntactic specification of a
programming language.
• From certain classes of grammars we can automatically construct an efficient parser that
determines if a source program is syntactically well formed. As an additional benefit, the
parser construction process can reveal syntactic ambiguities and other difficult-to-parse
constructs that might otherwise go undetected in the initial design phase of a language and
its compiler.
• A properly designed grammar imparts a structure to a programming language that is
useful for the translation of source programs into correct object code and for the detection
of errors. Tools are available for converting grammar-based descriptions of translations
into working pro-grams.
Languages evolve over a period of time, acquiring new constructs and performing additional
tasks. These new constructs can be added to a language more easily when there is an existing
implementation based on a grammatical description of the language.
ROLE OF THE PARSER:
Parser for any grammar is program that takes as input string w (obtain set of strings tokens
from the lexical analyzer) and produces as output either a parse tree for w , if w is a valid
sentences of grammar or error message indicating that w is not a valid sentences of given
grammar.

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The goal of the parser is to determine the syntactic validity of a source string is valid, a tree is
built for use by the subsequent phases of the computer. The tree reflects the sequence of
derivations or reduction used during the parser. Hence, it is called parse tree. If string is
invalid, the parse has to issue diagnostic message identifying the nature and cause of the
errors in string. Every elementary subtree in the parse tree corresponds to a production of the
grammar.
There are two ways of identifying an elementary subtree:
1. By deriving a string from a non-terminal or
2. By reducing a string of symbol to a non-terminal.

Fig 2.1 Role of Parser

CONTEXT FREE GRAMMARS
A context-free grammar (grammar for short) consists of terminals, non-terminals, a start
symbol, and productions.
1. Terminals are the basic symbols from which strings are formed. The word "token" is a
synonym for "terminal" when we are talking about grammars for programming languages.
2. Non terminals are syntactic variables that denote sets of strings. They also impose a
hierarchical structure on the language that is useful for both syntax analysis and
translation.
3. In a grammar, one non terminal is distinguished as the start symbol, and the set of strings
it denotes is the language defined by the grammar.
4. The productions of a grammar specify the manner in which the terminals and non
terminals can be combined to form strings. Each production consists of a non terminal,
followed by an arrow, followed by a string of non terminals and terminals.
Inherently recursive structures of a programming language are defined by a context-free
Grammar. In a context-free grammar, we have four triples G( V,T,P,S). Here , V is finite set
of terminals (in our case, this will be the set of tokens) T is a finite set of non-terminals
(syntactic- variables).P is a finite set of productions rules in the following form A → α where

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A is a non- terminal and α is a string of terminals and non-terminals (including the empty
string).S is a start symbol (one of the non-terminal symbol).
L(G) is the language of G (the language generated by G) which is a set of sentences.

A sentence of L(G) is a string of terminal symbols of G. If S is the start symbol of G then ω is

a sentence of L(G) iff S ω where ω is a string of terminals of G. If G is a context-free
grammar (G) is a context-free language. Two grammars G1 and G2 are equivalent, if they
produce same grammar.
Consider the production of the form S α, If α contains non-terminals, it is called as a
sentential form of G. If α does not contain non-terminals, it is called as a sentence of G.
Example: Consider the grammar for simple arithmetic expressions:
expr → expr op expr
expr → ( expr )
expr → - expr
expr → id
op → +
op → -
op → *
op → /
op → ^
Terminals : id + - * / ^ ( )
Non-terminals : expr , op
Start symbol : expr
Notational Conventions:
1. These symbols are terminals:
i. Lower-case letters early in the alphabet such as a, b, c.
ii. Operator symbols such as +, -, etc.
iii. Punctuation symbols such as parentheses, comma etc.
iv. Digits 0,1,…,9.
v. Boldface strings such as id or if (keywords)
2. These symbols are non-terminals:
i. Upper-case letters early in the alphabet such as A, B, C..
ii. The letter S, when it appears is usually the start symbol.

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 iii. Lower-case italic names such as expr or stmt.
3. Upper-case letters late in the alphabet, such as X,Y,Z, represent grammar symbols,
that is either terminals or non-terminals.
4. Greek letters α , β , γ represent strings of grammar symbols.
e.g a generic production could be written as A → α.
5. If A → α1 , A → α2 , . . . . , A → αn are all productions with A , then we can write A
→ α1 | α2 |. . . . | αn , (alternatives for A).
6. Unless otherwise stated, the left side of the first production is the start symbol.
Using the shorthand, the grammar can be written as:
E → E A E | ( E ) | - E | id
A→+|-|*|/|^
Derivations:
A derivation of a string for a grammar is a sequence of grammar rule applications that
transform the start symbol into the string. A derivation proves that the string belongs to the
grammar's language.

To create a string from a context-free grammar:

– Begin the string with a start symbol.
– Apply one of the production rules to the start symbol on the left-hand side by
replacing the start symbol with the right-hand side of the production.
– Repeat the process of selecting non-terminal symbols in the string, and
replacing them with the right-hand side of some corresponding production,
until all non-terminals have been replaced by terminal symbols.
In general a derivation step is αAβ αγβ is sentential form and if there is a production rule
A→γ in our grammar. where α and β are arbitrary strings of terminal and non-terminal
symbols α1 α2... αn (αn derives from α1 or α1 derives αn ). There are two types of derivation:

1. Leftmost Derivation (LMD):

• If the sentential form of an input is scanned and replaced from left to right, it is called
left-most derivation.

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 • The sentential form derived by the left-most derivation is called the left-sentential
form.
2. Rightmost Derivation (RMD):
• If we scan and replace the input with production rules, from right to left, it is known
as right-most derivation.
• The sentential form derived from the right-most derivation is called the right-
sentential form.
Example:
Consider the G,
E → E + E | E * E | (E ) | - E | id
Derive the string id + id * id using leftmost derivation and rightmost derivation.

(a) (b)
Fig 2.2 a) Leftmost derivation b) Rightmost derivation
Strings that appear in leftmost derivation are called left sentential forms. Strings that appear
in rightmost derivation are called right sentential forms.
Sentential Forms:
Given a grammar G with start symbol S, if S => α , where α may contain non-terminals or
terminals, then α is called the sentential form of G.
Parse Tree:
A parse tree is a graphical representation of a derivation sequence of a sentential form.
In a parse tree:
 Inner nodes of a parse tree are non-terminal symbols.
 The leaves of a parse tree are terminal symbols.
 A parse tree can be seen as a graphical representation of a derivation.
A parse tree depicts associativity and precedence of operators. The deepest sub-tree is
traversed first, therefore the operator in that sub-tree gets precedence over the operator which
is in the parent nodes.

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 Fig 2.3 Build the parse tree for string –(id+id) from the derivation
Yield or frontier of tree:
Each interior node of a parse tree is a non-terminal. The children of node can be a terminal or
non-terminal of the sentential forms that are read from left to right. The sentential form in the
parse tree is called yield or frontier of the tree.
Ambiguity:
A grammar that produces more than one parse tree for some sentence is said to be ambiguous
grammar. i.e. An ambiguous grammar is one that produce more than one leftmost or more
than one rightmost derivation for the same sentence.
Example : Given grammar G : E → E+E | E*E | ( E ) | - E | id
The sentence id+id*id has the following two distinct leftmost derivations:

The two corresponding parse trees are:

Fig 2.4 Two Parse tree for id+id*id

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Consider another example,
stmt → if expr then stmt | if expr then stmt else stmt | other
This grammar is ambiguous since the string if E1 then if E2 then S1 else S2 has the following
Two parse trees for leftmost derivation :

Fig 2.5 Two Parse tree for if E1 then if E2 then S1 else S2

Eliminating Ambiguity:
An ambiguous grammar can be rewritten to eliminate the ambiguity. e.g. Eliminate the
ambiguity from “dangling-else” grammar,
stmt → if expr then stmt
| if expr then stmt else stmt
| other
Match each else with the closest previous unmatched then. This disambiguity rule can be
incorporated into the grammar.
stmt → matched_stmt | unmatched_stmt
matched_stmt →if expr then matched_stmt else matched_stmt
| other
unmatched_stmt → if expr then stmt
| if expr then matched_stmt else unmatched_stmt
This grammar generates the same set of strings, but allows only one parsing for string.

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 Table 2.1 Ambiguous grammar vs. Unambiguous grammar

Removing Ambiguity by Precedence & Associativity Rules:

An ambiguous grammar may be converted into an unambiguous grammar by implementing:
– Precedence Constraints
– Associativity Constraints
These constraints are implemented using the following rules:
Rule-1:
• The level at which the production is present defines the priority of the operator
contained in it.
– The higher the level of the production, the lower the priority of operator.
– The lower the level of the production, the higher the priority of operator.
Rule-2:
• If the operator is left associative, induce left recursion in its production.
• If the operator is right associative, induce right recursion in its production.
Example: Consider the ambiguous Grammar:
E → E + E |E – E | E * E | E / E | (E) | id
Introduce new variable / non-terminals at each level of precedence,
• an expression E for our example is a sum of one or more terms. (+,-)
• a term T is a product of one or more factors. (*, /)
• a factor F is an identifier or parenthesised expression.

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The resultant unambiguous grammar is:
E→E+T|E–T|T
T→T*F|T/F|F
F → (E) | id
Trying to derive the string id+id*id using the above grammar will yield one unique
derivation.

Fig 2.6 Distinct Leftmost and Rightmost derivation

Regular Expression vs. Context Free Grammar:
• Every construct that can be described by a regular expression can be described by a
grammar.
• NFA can be converted to a grammar that generates the same language as recognized
by the NFA.
• Rules:
• For each state i of the NFA, create a non-terminal symbol Ai .
• If state i has a transition to state j on symbol a, introduce the production Ai →
a Aj
• If state i goes to state j on symbol ε, introduce the production Ai → Aj
• If i is an accepting state, introduce Ai → ε
• If i is the start state make Ai the start symbol of the grammar.
Example: The regular expression (a|b)*abb, consider the NFA

Fig 2.7 NFA for (a|b)*abb

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Equivalent grammar is given by:
A0 → a A0 | b A0 | a A1
A1 → b A2
A2 → b A3
A3 → ε

Types of Parser:

Fig 2.8 Types of Parser

LR Parsing:
The "L" is for left-to-right scanning of the input and the "R" is for constructing a rightmost
derivation in reverse.
Why LR parsing:
• LR parsers can be constructed to recognize virtually all programming-language
constructs for which context-free grammars can be written.
• The LR parsing method is the most general non-backtracking shift-reduce parsing
method known, yet it can be implemented as efficiently as other shift-reduce methods.
• The class of grammars that can be parsed using LR methods is a proper subset of the
class of grammars that can be parsed with predictive parsers.
• An LR parser can detect a syntactic error as soon as it is possible to do so on a left-to-
right scan of the input.

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 • The disadvantage is that it takes too much work to construct an LR parser by hand for
a typical programming-language grammar. But there are lots of LR parser generators
available to make this task easy.
Bottom-Up Parsing:
Constructing a parse tree for an input string beginning at the leaves and going towards the
root is called bottom-up parsing. A general type of bottom-up parser is a shift-reduce parser.
Shift-Reduce Parsing:
Shift-reduce parsing is a type of bottom -up parsing that attempts to construct a parse tree for
an input string beginning at the leaves (the bottom) and working up towards the root (the
top).
Example:
Consider the grammar:
S → aABe
A → Abc | b
B→d
The string to be recognized is abbcde. We want to reduce the string to S.
Steps of reduction:
abbcde (b,d can be reduced)
aAbcde (leftmost b is reduced)
aAde (now Abc,b,d qualified for reduction)
aABe (d can be reduced)
S
Each replacement of the right side of a production by the left side in the above example is
called reduction, which is equivalent to rightmost derivation in reverse.

Handle:
A substring which is the right side of a production such that replacement of that substring by
the production left side leads eventually to a reduction to the start symbol, by the reverse of a
rightmost derivation is called a handle.

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Stack Implementation of Shift-Reduce Parsing:
There are two problems that must be solved if we are to parse by handle pruning. The first is
to locate the substring to be reduced in a right-sentential form, and the second is to determine
what production to choose in case there is more than one production with that substring on
the right side.
A convenient way to implement a shift-reduce parser is to use a stack to hold grammar
symbols and an input buffer to hold the string w to be parsed. We use $ to mark the bottom of
the stack and also the right end of the input. Initially, the stack is empty, and the string w is
on the input, as follows:
STACK INPUT
$ w$
The parser operates by shifting zero or more input symbols onto the stack until a handle is on
top of the stack. The parser repeats this cycle until it has detected an error or until the stack
contains the start symbol and the input is empty:
STACK INPUT
$S $
Example: The actions a shift-reduce parser in parsing the input string id1+id2*id3, according
to the ambiguous grammar for arithmetic expression.

Fig 2.9 Configuration of Shift Reduce Parser on input id1+id2*id3

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 Fig 2.10 Reductions made by Shift Reduce Parser
While the primary operations of the parser are shift and reduce, there are actually four
possible actions a shift-reduce parser can make:
(1) shift, (2) reduce,(3) accept, and (4) error.
 In a shift action, the next input symbol is shifted unto the top of the stack.
 In a reduce action, the parser knows the right end of the handle is at the top of the
stack. It must then locate the left end of the handle within the stack and decide with
what non-terminal to replace the handle.
 In an accept action, the parser announces successful completion of parsing.
 In an error action, the parser discovers that a syntax error has occurred and calls an
error recovery routine.
Figure 2.11 represents the stack implementation of shift reduce parser using unambiguous
grammar.

Fig 2.11 A stack implementation of a Shift-Reduce parser

Operator Precedence Parsing:
Operator grammars have the property that no production right side is ε (empty) or has two

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adjacent non terminals. This property enables the implementation of efficient operator-
precedence parsers.
Example: The following grammar for expressions:
E→E A E | (E) | -E | id
A→ + | - | * | / | ^
This is not an operator grammar, because the right side EAE has two consecutive non-
terminals. However, if we substitute for A each of its alternate, we obtain the following
operator grammar:
E→E + E |E – E |E * E | E / E | ( E ) | E ^ E | - E | id
In operator-precedence parsing, we define three disjoint precedence relations between pair of
terminals. This parser relies on the following three precedence relations.

Fig 2.12 Precedence Relations

These precedence relations guide the selection of handles. These operator precedence relations
allow delimiting the handles in the right sentential forms: <· marks the left end, =· appears in the
interior of the handle, and ·> marks the right end.

Fig 2.13 Operator Precedence Relation Table

Example: The input string: id1 + id2 * id3
After inserting precedence relations the string becomes:
$ <· id1 ·> + <· id2 ·> * <· id3 ·> $
Having precedence relations allows identifying handles as follows:
1. Scan the string from left end until the leftmost ·> is encountered.
2. Then scan backwards over any =’s until a <· is encountered.
3. Everything between the two relations <· and ·> forms the handle.

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Defining Precedence Relations:
The precedence relations are defined using the following rules:
Rule-01:
• If precedence of b is higher than precedence of a, then we define a < b
• If precedence of b is same as precedence of a, then we define a = b
• If precedence of b is lower than precedence of a, then we define a > b
Rule-02:
• An identifier is always given the higher precedence than any other symbol.
• $ symbol is always given the lowest precedence.
Rule-03:
• If two operators have the same precedence, then we go by checking their
associativity.

Fig 2.14 Operator Precedence Relation Table

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 Fig 2.15 Stack Implementation
Implementation of Operator-Precedence Parser:
• An operator-precedence parser is a simple shift-reduce parser that is capable of
parsing a subset of LR(1) grammars.
• More precisely, the operator-precedence parser can parse all LR(1) grammars where
two consecutive non-terminals and epsilon never appear in the right-hand side of any
rule.

Steps involved in Parsing:

1. Ensure the grammar satisfies the pre-requisite.
2. Computation of the function LEADING()
3. Computation of the function TRAILING()
4. Using the computed leading and trailing ,construct the operator Precedence Table
5. Parse the given input string based on the algorithm
6. Compute Precedence Function and graph.
Computation of LEADING:
• Leading is defined for every non-terminal.
• Terminals that can be the first terminal in a string derived from that non-terminal.
• LEADING(A)={ a| A=>+ γaδ },where γ is ε or any non-terminal, =>+ indicates
derivation in one or more steps, A is a non-terminal.

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Algorithm for LEADING(A):
{
1. ‘a’ is in LEADING(A) is A→ γaδ where γ is ε or any non-terminal.
2.If ‘a’ is in LEADING(B) and A→B, then ‘a’ is in LEADING(A).
}
Computation of TRAILING:
• Trailing is defined for every non-terminal.
• Terminals that can be the last terminal in a string derived from that non-terminal.
• TRAILING(A)={ a| A=>+ γaδ },where δ is ε or any non-terminal, =>+ indicates
derivation in one or more steps, A is a non-terminal.
Algorithm for TRAILING(A):
{
1. ‘a’ is in TRAILING(A) is A→ γaδ where δ is ε or any non-terminal.
2.If ‘a’ is in TRAILING(B) and A→B, then ‘a’ is in TRAILING(A).
}
Example 1: Consider the unambiguous grammar,
E→E + T
E→T
T→T * F
T→F
F→(E)
F→id
Step 1: Compute LEADING and TRAILING:
LEADING(E)= { +,LEADING(T)} ={+ , * , ( , id}
LEADING(T)= { *,LEADING(F)} ={* , ( , id}
LEADING(F)= { ( , id}
TRAILING(E)= { +, TRAILING(T)} ={+ , * , ) , id}
TRAILING(T)= { *, TRAILING(F)} ={* , ) , id}
TRAILING(F)= { ) , id}

Step 2: After computing LEADING and TRAILING, the table is constructed between all the
terminals in the grammar including the ‘$’ symbol.

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 Fig 2.16 Algorithm for constructing Precedence Relation Table

+ * id ( ) $
+ > < < < > >
* > > < < > >
id > > e e > >
( < < < < = e
) > > e e > >
$ < < < < e Accept
Fig 2.17 Precedence Relation Table * All undefined entries are error (e).

Rough work:

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 LEADING(E)= {+ , * , ( TRAILING(E)= {+ , * , )
, id} , id}
LEADING(T)= {* , ( , TRAILING(T)= {* , ) ,
id} id}
LEADING(F)= { ( , id} TRAILING(F)= { ) , id}
Terminal followed by Non-Terminal
NonTerminal followed by Terminal
Rule-1. Rule-1. E + =>
+ T => + < leading(T) Trailing(E) > +
Rule-3. Rule-3. T * =>
* F => * < leading(F) Trailing(T) > *
Rule-4. Rule-4. E ) =>
( E => ( < leading(E) Trailing(E) > )
Step 3: Parse the given input string (id+id)*id$

Fig 2.18 Parsing Algorithm

STACK REL. INPUT ACTION

$ $< ( (id+id)*id$ Shift (

$( ( < id id+id)*id$ Shift id

$( id id > + +id)*id$ Pop id

$( ( <+ +id)*id$ Shift +

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 $(+ + < id id)*id$ Shift id

$(+id id > ) )*id$ Pop id

$(+ +>) )*id$ Pop +

$( (=) )*id$ Shift )

$() ) > * *id $ Pop )

$( Pop (

$ $< * *id $ Shift *

$* * < id id$ Shift id

$*id id > $ $ Pop id

$* * >$ $ Pop *

$ $ Accept
Fig 2.19 Parse the input string (id+id)*id$

Precedence Functions:
Compilers using operator-precedence parsers need not store the table of precedence relations.
In most cases, the table can be encoded by two precedence functions f and g that map
terminal symbols to integers. We attempt to select f and g so that, for symbols a and b.
1. f (a) < g(b) whenever a<·b.
2. f (a) = g(b) whenever a = b. and
3. f(a) > g(b) whenever a ·> b.
Algorithm for Constructing Precedence Functions:
1. Create functions fa for each grammar terminal a and for the end of string symbol.
2. Partition the symbols in groups so that fa and gb are in the same group if a = b (there
can be symbols in the same group even if they are not connected by this relation).
3. Create a directed graph whose nodes are in the groups, next for each symbols a and b
do: place an edge from the group of gb to the group of fa if a <· b, otherwise if a ·> b
place an edge from the group of fa to that of gb.
4. If the constructed graph has a cycle then no precedence functions exist. When there
are no cycles collect the length of the longest paths from the groups of fa and gb
respectively.

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 Fig 2.20 Precedence Graph
There are no cycles,so precedence function exist. As f$ and g$ have no out
edges,f($)=g($)=0.The longest path from g+ has length 1,so g(+)=1.There is a path from gid to
f* to g* to f+ to g+ to f$ ,so g(id)=5.The resulting precedence functions are:

Example 2:
Consider the following grammar, and construct the operator precedence parsing table and
check whether the input string (i) *id=id (ii)id*id=id are successfully parsed or not?
S→L=R
S→R
L→*R
L→id
R→L
Solution:
1. Computation of LEADING:
LEADING(S) = {=, * , id}
LEADING(L) = {* , id}
LEADING(R) = {* , id}

2. Computation of TRAILING:
TRAILING(S) = {= , * , id}

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 TRAILING(L)= {* , id}
TRAILING(R)= {* , id}

3. Precedence Table:

= * id $
= e <· <· ·>
* ·> <· <· ·>
id ·> e e ·>
$ <· <· <· accept
* All undefined entries are error (e).

4. Parsing the given input string:

1. *id = id
STACK INPUT STRING ACTION
$ *id=id$ $<·* Push
$* id=id$ *<·id Push
$*id =id$ id·>= Pop
$* =id$ *·>= Pop
$ =id$ $<·= Push
$= id$ =<·id Push
$=id $ id·>$ Pop
$= $ =·>$ Pop
$ $ Accept

2. id*id=id
STACK INPUT STRING ACTION

$ id*id=id$ $<·idPush

$id *id=id$ Error

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Example 3: Check whether the following Grammar is an operator precedence grammar or
not.
E→E+E
E→E*E
E→id
Solution:

1. Computation of LEADING:
LEADING(E) = {+, * , id}

2. Computation of TRAILING:
TRAILING(E) = {+, * , id}

3. Precedence Table:

+ * id $

+ <·/·> <·/·> <· ·>

* <·/·> <·/·> <· ·>

id ·> ·> ·>

$ <· <· <·

All undefined entries are error. Since the precedence table has multiple defined entries, the
grammar is not an operator precedence grammar.

LR PARSERS:
An efficient bottom-up syntax analysis technique that can be used to parse a large class of
CFG is called LR(k) parsing. The “L” is for left-to-right scanning of the input, the
“R” for constructing a rightmost derivation in reverse, and the “k” for the number of
input symbols of lookahead that are used in making parsing decisions.. When (k) is omitted,
it is assumed to be 1. Table 2.2 shows the comparison between LL and LR parsers.

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 Table 2.2 LL vs. LR

Types of LR parsing method:

1. SLR- Simple LR
 Easiest to implement, least powerful.
2. CLR- Canonical LR
 Most powerful, most expensive.
3. LALR- Look -Ahead LR
 Intermediate in size and cost between the other two methods

The LR Parsing Algorithm:

The schematic form of an LR parser is shown in Fig 2.25. It consists of an input, an output, a
stack, a driver program, and a parsing table that has two parts (action and goto).The driver
program is the same for all LR parser. The parsing table alone changes from one parser to
another. The parsing program reads characters from an input buffer one at a time. The
program uses a stack to store a string of the form s0X1s1X2s2…… Xmsm , where sm is on top.
Each Xi is a grammar symbol and each si is a symbol called a state.

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 Fig 2.25 Model of an LR Parser
The parsing table consists of two parts : action and goto functions.
Action : The parsing program determines sm, the state currently on top of stack, and ai, the
current input symbol. It then consults action[sm,ai] in the action table which can have one of
four values :
1. shift s, where s is a state,
2. reduce by a grammar production A → β,
3. accept, and
4. error.
Goto : The function goto takes a state and grammar symbol as arguments and produces a
state.
CONSTRUCTING SLR PARSING TABLE:
To perform SLR parsing, take grammar as input and do the following:
1. Find LR(0) items.
2. Completing the closure.
3. Compute goto(I,X), where, I is set of items and X is grammar symbol.
LR(0) items:
An LR(0) item of a grammar G is a production of G with a dot at some position of the right
side. For example, production A → XYZ yields the four items :
A → •XYZ
A → X•YZ
A → XY•Z
A → XYZ•

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Closure operation:
If I is a set of items for a grammar G, then closure(I) is the set of items constructed from I by
the two rules:
1. Initially, every item in I is added to closure(I).
2. If A → α . Bβ is in closure(I) and B → γ is a production, then add the item B → . γ
to I , if it is not already there. We apply this rule until no more new items can be
added to closure(I).
Goto operation:
Goto(I, X) is defined to be the closure of the set of all items [A→ αX•β] such that [A→
α•Xβ] is in I.Steps to construct SLR parsing table for grammar G are:
1. Augment G and produce G`
2. Construct the canonical collection of set of items C for G‟
3. Construct the parsing action function action and goto using the following algorithm
that requires FOLLOW(A) for each non-terminal of grammar.

Algorithm for construction of SLR parsing table:

Input : An augmented grammar G‟
Output : The SLR parsing table functions action and goto for G’
Method :
1. Construct C ={I0, I1, …. In}, the collection of sets of LR(0) items for G’.
2. State i is constructed from Ii. The parsing functions for state i are determined as
follows:
(a) If [A→α•aβ] is in Ii and goto(Ii,a) = Ij, then set action[i,a] to “shift j”. Here a
must be terminal.
(b) If[A→α•] is in Ii , then set action[i,a] to “reduce A→α” for all a in
FOLLOW(A).
(c) If [S‟→S•] is in Ii, then set action[i,$] to “accept”.
If any conflicting actions are generated by the above rules, we say grammar is not SLR(1).
3. The goto transitions for state i are constructed for all non-terminals A using the rule: If
goto(Ii,A)= Ij, then goto[i,A] = j.
4. All entries not defined by rules (2) and (3) are made “error”
5. The initial state of the parser is the one constructed from the set of items containing
[S’→•S].

27
SLR Parsing algorithm:
Input: An input string w and an LR parsing table with functions action and goto for grammar
G.
Output: If w is in L(G), a bottom-up-parse for w; otherwise, an error indication.
Method: Initially, the parser has s0 on its stack, where s0 is the initial state, and w$ in the
input buffer. The parser then executes the following program :

set ip to point to the first

input symbol of w$;
repeat forever begin
let s be the state on top of
the stack and a the
symbol pointed to by ip;
if action[s, a] =shift s‟ then
Example: Implement SLR Parser for the given grammar:

begin
1.E→E + T
2.E→T

push a then s‟ on top

3.T→T * F
4.T→F

of the stack;
5.F→(E)
6.F→id

advance ip to the next input

Step 1 : Convert given grammar into augmented grammar.

symbol
Augmented grammar:
E'→E
E→E + T
end
28

else if action[s,
 E→T
T→T * F
T→F
F→(E)
F→id

Step 2 : Find LR (0) items.

Fig 2.26 Canonical LR(0) collections

Fig 2.27 DFA representing the GOTO on symbols

29
Step 3 : Construction of Parsing table.
1. Computation of FOLLOW is required to fill the reduction action in the ACTION part
of the table.
FOLLOW(E) = {+,),$ }
FOLLOW(T) ={*,+,) ,$}
FOLLOW(F) ={*,+,) ,$}

Fig 2.28 Parsing Table for the expression grammar

1. si means shift and stack state i.
2. rj means reduce by production numbered j.
3. acc means accept.
4. Blank means error.

Step 4: Parse the given input. The Fig 2.29 shows the parsing the string id*id+id using stack
implementation.

30
 Fig 2.29 Moves of LR parser on id*id+id

Top-Down Parsing- Recursive Descent Parsing:

Top-down parsing can be viewed as an attempt to find a leftmost derivation for an input
string. Equivalently it can be viewed as an attempt to construct a parse tree for the input
starting from the root and creating the nodes of the parse tree in preorder.
A general form top-down parsing called recursive descent parsing, involves backtracking,
that is making repeated scans of the input. A special case of recursive descent parsing called
predictive parsing, where no backtracking is required.

31
Consider the grammar
S → cAd
A → ab | a
and the input string w=cad. Construction of parse is shown in fig 2.21.

Fig 2.21 Steps in Top-down Parse

The leftmost leaf, labeled c, matches the first symbol of w, hence advance the input pointer to
a, the second symbol of w. Fig 2.21(b) and (c) shows the backtracking required to match the
input string.

Predictive Parser:
A grammar after eliminating left recursion and left factoring can be parsed by a recursive
descent parser that needs no backtracking is a called a predictive parser. Let us understand
how to eliminate left recursion and left factoring.
Eliminating Left Recursion:
A grammar is said to be left recursive if it has a non-terminal A such that there is a derivation
A=>Aα for some string α. Top-down parsing methods cannot handle left-recursive grammars.
Hence, left recursion can be eliminated as follows:
If there is a production A → Aα | β it can be replaced with a sequence of two productions
A → βA'
A' → αA' | ε
Without changing the set of strings derivable from A.
Example : Consider the following grammar for arithmetic expressions:
E → E+T | T
T → T*F | F
F → (E) | id
First eliminate the left recursion for E as
E → TE'
32
E' → +TE' | ε
Then eliminate for T as
T → FT '
T'→ *FT ' | ε
Thus the obtained grammar after eliminating left recursion is
E → TE'
E' → +TE' | ε
T → FT '
T'→ *FT ' | ε
F → (E) | id
Algorithm to eliminate left recursion:
1. Arrange the non-terminals in some order A1, A2 . . . An.
2. for i := 1 to n do begin
for j := 1 to i-1 do begin
replace each production of the form Ai → Aj γ
by the productions Ai → δ1 γ | δ2γ | . . . | δk γ.
where Aj → δ1 | δ2 | . . . | δk are all the current Aj-productions;
end
eliminate the immediate left recursion among the Ai- productions
end
Left factoring:
Left factoring is a grammar transformation that is useful for producing a grammar suitable for
predictive parsing. When it is not clear which of two alternative productions to use to expand
a non-terminal A, we can rewrite the A-productions to defer the decision until we have seen
enough of the input to make the right choice.
If there is any production A → αβ1 | αβ2 , it can be rewritten as
A → αA'
A’ → αβ1 | αβ2
Consider the grammar,
S → iEtS | iEtSeS | a
E→b
Here,i,t,e stand for if ,the,and else and E and S for “expression” and “statement”.
After Left factored, the grammar becomes
S → iEtSS' | a

33
 S' → eS | ε
E→b

Non-recursive Predictive Parsing:

It is possible to build a non-recursive predictive parser by maintaining a stack explicitly,
rather than implicitly via recursive calls. The key problem during predictive parsing is that of
determining the production to be applied for a non-terminal. The non-recursive parser in Fig
2.22 looks up the production to be applied in a parsing table.

Fig 2.22 Model of a Non-recursive predictive parser

A table-driven predictive parser has an input buffer, a stack, a parsing table, and an output
stream. The input buffer contains the string to be parsed, followed by $, a symbol used as a
right end marker to indicate the end of the input string. The stack contains a sequence of
grammar symbols with $ on the bottom, indicating the bottom of the stack. Initially, the stack
contains the start symbol of the grammar on top of S. The parsing table is a two-dimensional
array M[A,a],where A is a non-terminal, and a is a terminal or the symbol $.

The program considers X, the symbol on top of the stack, and a, the current input symbol.
These two symbols determine the action of the parser. There are three possibilities.
1. If X = a =$,the parser halts and announces successful completion of parsing.
2. If X =a ≠$, the parser pops X off the stack and advances the input pointer to the next
input symbol.
3. If X is a nonterminal, the program consults entry M[X,a] of the parsing table M. This
entry will be either an X-production of the grammar or an error entry. If, for example,

34
 M[X,a] = {X→UVW}, the parser replaces X on top of the stack by WVU (with U on
top). If M[X, a] = error, the parser calls an error recovery routine.

Predictive parsing table construction:

The construction of a predictive parser is aided by two functions associated with a grammar
G .These functions are FIRST and FOLLOW.
Rules for FIRST():
1. If X is terminal, then FIRST(X) is {X}.
2. If X → ε is a production, then add ε to FIRST(X).
3. If X is non-terminal and X → aα is a production then add a to FIRST(X).
4. If X is non-terminal and X → Y 1 Y2…Yk is a production, then place a in FIRST(X) if
for some i, a is in FIRST(Yi), and ε is in all of FIRST(Y1),…,FIRST(Yi-1); that is,
Y1,….Yi-1 => ε. If ε is in FIRST(Yj) for all j=1,2,..,k, then add ε to FIRST(X).
Rules for FOLLOW():
1. If S is a start symbol, then FOLLOW(S) contains $.
2. If there is a production A → αBβ, then everything in FIRST(β) except ε is placed in
follow(B).
3. If there is a production A → αB, or a production A → αBβ where FIRST(β) contains
ε,then everything in FOLLOW(A) is in FOLLOW(B).

Algorithm for construction of predictive parsing table:

Input : Grammar G
Output : Parsing table M
Method :
1. For each production A → α of the grammar, do steps 2 and 3.
2. For each terminal a in FIRST(α), add A → α to M[A, a].
3. If ε is in FIRST(α), add A → α to M[A, b] for each terminal b in FOLLOW(A). If ε is
in FIRST(α) and $ is in FOLLOW(A) , add A → α to M[A, $].
4. Make each undefined entry of M be error.

Algorithm : Non-recursive predictive parsing.

Input: A string w and a parsing table M for grammar G.

Output: If w is in L(G), a leftmost derivation of w; otherwise, an error .

35
Method: Initially, the parser is in a configuration in which it has $$ on the stack with S, the
start symbol of G on top, and w$ in the input buffer. The program that utilizes the predictive
parsing table M to produce a parse for the input.

set ip to point to the first symbol of

w$;
repeat
let X be the top stack symbol and
a the symbol pointed to by ip ;
if X is a terminal or $ then
If X=a then
Example:
pop X from the stack and
advance
Consider the following grammar: ip
E → E+T | T
T → T*F | F
else error()
F → (E) | id else /* X is a nonterminal */
if M[
Step 1: After eliminating X, a]=X
left recursion →Yis1 Y2 ....... Yk then
the grammar
E → TE'
E' → +TE' | ε begin
T → FT '
pop X from the stack;
T'→ *FT ' | ε
F → (E) | id push Yk , Yk-1 ........ Y1 onto
Step 2: Computation of FIRST( ) :
the stack ,with Y1 on top;
FIRST(E) = { ( , id}
FIRST(E’) ={+ , ε } output the production X →
FIRST(T) = { ( , id}
Y Y ...... Yk
FIRST(T’) = {*, ε } 1 2
FIRST(F) = { ( , id }
end
else error()
until X=$ /* stack is empty */
36
Step 3: Computation of FOLLOW( ):
FOLLOW(E) = { $, ) }
FOLLOW(E’) = { $, ) }
FOLLOW(T) = { +, $, ) }
FOLLOW(T’) = { +, $, ) }
FOLLOW(F) = {+, * , $ , ) }

Step 4: Construction of Predictive parsing table

Fig 2.23 Parsing table

Step 5: Parsing the given string

With input id+id*id the predictive parser makes the sequence of moves shown in Fig 2,24.

37
 Fig 2.24 Moves made by predictive parser on input id+id*id
LL(1) Grammars:
For some grammars the parsing table may have some entries that are multiply-defined. For
example, if G is left recursive or ambiguous , then the table will have at least one multiply-
defined entry. A grammar whose parsing table has no multiply-defined entries is said to be
LL(1) grammar.
Example: Consider this following grammar:
S→ iEtS | iEtSeS | a
E→b
After eliminating left factoring, we have
S→ iEtSS’ | a S’→ eS | ε
E→b
To construct a parsing table, we need FIRST() and FOLLOW() for all the non-terminals.
FIRST(S) ={ i, a }
FIRST(S’) = {e, ε }
FIRST(E) = { b}
FOLLOW(S) = { $ ,e }
FOLLOW(S’) = { $ ,e }

38
FOLLOW(E) = {t}
Parsing Table for the grammar:

Since there are more than one production for an entry in the table, the grammar is not LL(1)
grammar.

Error detection and Recovery in Syntax Analyzer:

In this phase of compilation, all possible errors made by the user are detected and reported to
the user in form of error messages. This process of locating errors and reporting them to users
is called the Error Handling process.

Functions of an Error handler.

 Detection
 Reporting
 Recovery

Classification of Errors

Fig 2.25 Classification of Errors

39
Compile-time errors:
Compile-time errors are of three types:-

1.Lexical phase errors

These errors are detected during the lexical analysis phase. Typical lexical errors are:

 Exceeding length of identifier or numeric constants.

 The appearance of illegal characters
 Unmatched string

2.Syntactic phase errors:

These errors are detected during the syntax analysis phase. Typical syntax errors are:

 Errors in structure
 Missing operator
 Misspelled keywords
 Unbalanced parenthesis

Error recovery for syntactic phase recovery:

1. Panic Mode Recovery

 In this method, successive characters from the input are removed one at a time until a
designated set of synchronizing tokens is found. Synchronizing tokens are delimeters
such as ; or }
 The advantage is that it’s easy to implement and guarantees not to go into an infinite
loop
 The disadvantage is that a considerable amount of input is skipped without checking it
for additional errors

2. Statement Mode recovery

 In this method, when a parser encounters an error, it performs the necessary

correction on the remaining input so that the rest of the input statement allows the
parser to parse ahead.
 The correction can be deletion of extra semicolons, replacing the comma with
semicolons, or inserting a missing semicolon.
 While performing correction, utmost care should be taken for not going in an infinite
loop.
 A disadvantage is that it finds it difficult to handle situations where the actual error
occurred before pointing of detection.

3. Error production

 If a user has knowledge of common errors that can be encountered then, these errors
can be incorporated by augmenting the grammar with error productions that generate
erroneous constructs.

40
  If this is used then, during parsing appropriate error messages can be generated and
parsing can be continued.
 The disadvantage is that it’s difficult to maintain.

4. Global Correction

 The parser examines the whole program and tries to find out the closest match for it
which is error-free.
 The closest match program has less number of insertions, deletions, and changes of
tokens to recover from erroneous input.
 Due to high time and space complexity, this method is not implemented practically.

3.Semantic errors
These errors are detected during the semantic analysis phase. Typical semantic errors are
 Incompatible type of operands
 Undeclared variables
 Not matching of actual arguments with a formal one

Error recovery for Semantic errors

 If the error “Undeclared Identifier” is encountered then, to recover from this a

symbol table entry for the corresponding identifier is made.
 If data types of two operands are incompatible then, automatic type conversion is
done by the compiler.

YACC-Yet Another Compiler Compiler

Before 1975 writing a compiler was a very time-consuming process. Then Lesk [1975] and
Johnson [1975] published papers on lex and yacc. These utilities greatly simplify compiler
writing.

 YACC stands for Yet Another Compiler Compiler.

 YACC provides a tool to produce a parser for a given grammar.
 YACC is a program designed to compile a LALR (1) grammar.
 It is used to produce the source code of the syntactic analyzer of the language
produced by LALR (1) grammar.
 The input of YACC is the rule or grammar and the output is a C program.

41
 Fig 2.26 Compilation Sequence

The patterns in the above diagram is a file you create with a text editor. Lex will read your
patterns and generate C code for a lexical analyzer or scanner. The lexical analyzer matches
strings in the input, based on your patterns, and converts the strings to tokens. Tokens are
numerical representations of strings, and simplify processing.
When the lexical analyzer finds identifiers in the input stream it enters them in a symbol
table. The symbol table may also contain other information such as data type (integer or real)
and location of each variable in memory. All subsequent references to identifiers refer to the
appropriate symbol table index.
The grammar in the above diagram is a text file you create with a text edtior. Yacc will read
your grammar and generate C code for a syntax analyzer or parser. The syntax analyzer uses
grammar rules that allow it to analyze tokens from the lexical analyzer and create a syntax
tree. The syntax tree imposes a hierarchical structure the tokens. For example, operator
precedence and associativity are apparent in the syntax tree. The next step, code generation,
does a depth-first walk of the syntax tree to generate code. Some compilers produce machine
code, while others, as shown above, output assembly language.

42
 Fig. 2.27 Building a Compiler with Lex/Yacc

Yacc reads the grammar descriptions in bas.y and generates a syntax analyzer (parser) that
includes function yyparse, in file y.tab.c. Included in file bas.y are token declarations. The –d
option causes yacc to generate definitions for tokens and place them in file y.tab.h.
Lex reads the pattern descriptions in bas.l, includes file y.tab.h, and generates a lexical
analyzer, that includes function yylex, in file lex.yy.c.
Finally, the lexer and parser are compiled and linked together to create executable bas.exe.
From main we call yyparse to run the compiler. Function yyparse automatically calls yylex to
obtain each token.
Input File:
YACC input file is divided into three parts.

43
Definition Part:
The definition part includes information about the tokens used in the syntax definition:

The definition part can include C code external to the definition of the parser and variable
declarations, within %{ and %} in the first column.

Rules Part:
 The rules part contains grammar definition in a modified BNF form.

 Actions is C code in { } and can be embedded inside (Translation schemes).

Auxiliary Routines Part:

 The auxiliary routines part is only C code.

 It includes function definitions for every function needed in rules part.

 It can also contain the main() function definition if the parser is going to be run as a
program.

 The main() function must call the function yyparse().

Example Program:

Evaluation of Arithmetic expression using Unmbiguous Grammar(Use Lex and Yacc Tool)

E-> E+T | E-T|T

T->T*F | T/F|F

F-> (E) | id

44
 %option noyywrap
%{
#include<stdio.h>
#include"y.tab.h"
void yyerror(char *s);
Fig 2.28 Lex Program

%{
extern int yylval;
#include<stdio.h>
%} void yyerror(char*);
extern int yylex(void);

digit [0-9]
%}
%token NUM
%%

%%
S:
S E '\n' {printf("%d\n",$2);}
|
;{digit}+
E:
{yylval=atoi(yytext);r
E '+' T {$$=$1+$3;}
|E '-' T {$$=$1-$3;}
|T
T:
eturn NUM;}
{$$=$1;}

T '*' F {$$=$1*$3;}
[-+*/\n] {return
|T '/' F {$$=$1/$3;}
|F {$$=$1;}
F:
*yytext;}
'(' E ')' {$$=$2;}
|NUM {$$=$1;}
\( {return *yytext;}
%%
void yyerror(char *s) Fig 2.29 YACC Program
{
\) {return *yytext;}
printf("%s",s); 45

. {yyerror("syntax
int main()
 SCHOOL OF COMPUTING
DEPARTMENT OF COMPUTER SCIENCE AND ENGINEERING

UNIT-III Compiler Design – SCSA1604

1
 III. INTERMEDIATE CODE GENERATION
Types of Intermediate Code – Representation of three address code - Syntax Directed
Translation scheme- Intermediate code generation for: Assignment statements - Boolean
statements - Switch-case statement –Procedure call - Symbol Table Generation.
Syntax Directed Translation:
Semantic Analysis computes additional information related to the meaning of the program once
the syntactic structure is known. Semantic analysis involves adding information to the symbol
table and performing type checking. It needs both representation and implementation
mechanism.
The Principle of Syntax Directed Translation states that the meaning of an input sentence is
related to its syntactic structure, i.e., to its Parse-Tree.
We associate Attributes to the grammar symbols representing the language constructs. Values for
attributes are computed by Semantic Rules associated with grammar productions
Evaluation of Semantic Rules may:
 Generate Code;
 Insert information into the Symbol Table;
 Perform Semantic Check;
 Issue error messages;
There are two notations for attaching semantic rules:
1. Syntax Directed Definitions. High-level specification hiding many
implementation details (also called Attribute Grammars).
2.Translation Schemes. More implementation oriented: Indicate the order in which semantic
rules are to be evaluated
Syntax Directed Definitions are a generalization of context-free grammars in which:
1. Grammar symbols have an associated set of Attributes;
2. Productions are associated with Semantic Rules for computing the values of attributes.
Annotated Parse-Trees where each node of the tree is a record with a field for each attribute (e.g.,
X.a indicates the attribute a of the grammar symbol X).
The value of an attribute of a grammar symbol at a given parse-tree node is defined by a
semantic rule associated with the production used at that node.
There are two kinds of attributes:

2
 1. Synthesized Attributes: They are computed from the values of the attributes of
the children nodes.
2. Inherited Attributes: They are computed from the values of the attributes of
both the siblings and the parent nodes

Example: Let us consider the Grammar for arithmetic expressions (DESK CALCULATOR)
The Syntax Directed Definition associates to each non terminal a synthesized attribute called val.

Definition: An S-Attributed Definition is a Syntax Directed Definition that uses only synthesized
attributes.
Evaluation Order: Semantic rules in a S-Attributed Definition can be evaluated by a bottom-up,
or Post Order, traversal of the parse-tree.
The annotated parse-tree for the input 3*5+4n is:

Fig 3.1 Annotated Parse Tree

Implementation of SDT for Desk Calculator:

3
Use an extra fields in the parser stack entries corresponding to the grammar symbols. These
fields hold the values of the corresponding translations.

The grammar and corresponding Semantic action is shown below:

The Annotated parse tree for the expression 23*4+5 is depicted in Fig 3.2.

Fig 3.1 Annotated Parse Tree for 23*4+5$

4
The method of implementing the desk calculator is given using the program fragment represents
the stack implementation to evaluate a given expression.

The sequences of moves to implement the evaluation of an expression are shown in Fig 3.3.

Fig 3.3 Sequence of moves

Intermediate Code Representation:

5
In the analysis-synthesis model of a compiler, the front end of a compiler translates a source
program into an independent intermediate code, then the back end of the compiler uses this
intermediate code to generate the target code (which can be understood by the machine).
The benefits of using machine independent intermediate code are:
1. Intermediate code eliminates the need of a new full compiler for every unique machine by
keeping the analysis portion same for all the compilers.
2. The second part of compiler, synthesis, is changed according to the target machine.
3. It becomes easier to apply the source code modifications to improve code performance by
applying code optimization techniques on the intermediate code.
Intermediate codes can be represented in a variety of ways and they have their own benefits.
1. High Level IR - High-level intermediate code representation is very close to the source
language itself. They can be easily generated from the source code and we can easily
apply code modifications to enhance performance. But for target machine optimization, it
is less preferred.
2. Low Level IR - This one is close to the target machine, which makes it suitable for register
and memory allocation, instruction set selection, etc. It is good for machine-dependent
optimizations.
Intermediate code can be either language specific (e.g., Byte Code for Java) or language
independent (three-address code).
• During the translation of a source program into the object code for a target machine, a
compiler may generate a middle-level language code, which is known as intermediate
code or intermediate text.
• The complexity of this code lies between the source language code and the object code.
• The intermediate code can be represented in the form of:
– Postfix notation,
– Syntax tree,
– Three-address code.
Postfix Notation:
The ordinary (infix) way of writing the sum of a and b is with operator in the middle : a + b. The
postfix notation for the same expression places the operator at the right end as ab +. In general, if
e1 and e2 are any postfix expressions, and + is any binary operator, the postfix notation is:

6
 e1e2 +
No parentheses are needed in postfix notation because the position and arity (number of
arguments) of the operators permit only one way to decode a postfix expression.
The postfix representation of the expressions:
1. (a+b)*c → ab+c*
2. a*(b+c) → abc+*
3. (a+b)*(c+d) → ab+cd+*
4. (a – b) * (c + d) + (a – b) → ab - cd + *ab - +
Let us introduce a 3-ary (ternary) operator ,the conditional expression. Consider if e then x else
y ,whose value is
 x, if e  0

 y, if e  0
Using ? as a ternary postfix operator, we can represent this expression as: exy?
Evaluation of Postfix Expression:
Consider the postfix expression ab+c*.Suppose a,b and c have values 1,3 and 5 respectively. To
evaluate 13+5*,perform the following:
1. Stack 1
2. Stack 3
3. Add the two topmost elements; pop them off stack and the stack the result 4.
4. Stack 5
5. Multiply the two topmost elements, pop them off stack and the stack the result 20.
The value on top of the stack at the end is the value of the entire expression.
Syntax Directed Translation for Postfix:
E.Code is a string-valued translation. The value of the translation E.code for the first production
is the concatenation of E(1).code , E(2).code and the symbol op

Fig 3.3 SDT for postfix

Processing the input a+b*c ,a syntax-directed translator based on an LR parser, has the following

7
sequence of moves and generates the postfix abc*+.
1. Shift a
2. Reduce by E→ id and print a
3. Shift +
4. Shift b
5. Reduce by E→ id and print b
6. Shift *
7. Shift c
8. Reduce by E→ id and print c
9. Reduce by E→ E op E and print *
10. Reduce by E→ E op E and print +
Syntax tree:
Syntax tree is nothing more than condensed form of a parse tree. The operator and keyword
nodes of the parse tree are moved to their parents and a chain of single productions is replaced by
single link in syntax tree the internal nodes are operators and child nodes are operands. To form
syntax tree put parentheses in the expression, this way it's easy to recognize which operand
should come first.
Example:
The syntax tree for the expression a*(b+c)/d is as shown in the figure.

The syntax tree for the statement if a=b then a=c+d else b=c-d

Syntax Directed Translation for syntax tree:

8
 Fig 3.4 SDT for syntax tree
Three Address Code:
Three address code is a sequence of statements of the general form x =y op z where x, y, and z
are names, constants, or compiler-generated temporaries;
 op stands for any operator such as a fixed- or floating-point arithmetic operator or a
logical operator on Boolean valued data.
Note that no built-up arithmetic expressions are permitted, as there is only one operator on the
right side of a statement.Thus a source language expression like x+ y * z might be translated into
a sequence t1= y * z t2=x + t1 where t1, and t2 are compiler-generated temporary names.

Types of Three Address Statements:

Three-address Statements are akin to assembly code. Statements can have symbolic labels and
there are statements for flow of control. A symbolic label represents the index of three-address
statement in the array holding intermediate code.
Here are the common three address statements used :
1. Assignment statements of the form x=y op z ,where op is a binary arithmetic or logical
operation.
2. Assignment instructions of the form x = op y. where op is a unary operation. Essential unary
operations include unary minus. Logical negation,shift operators and conversion operators that,
for example. convert fixed-point number to a floating-pointnumber.
3. Copy statement of the form x=y where the value of y is assigned tox.
4. The unconditional jump goto L. The three-address statement with label L is the next to be
executed.
5. Conditional jumps such as If x relop y goto L. This instruction applies a relational

9
operator(,>=,etc.) to x and y. and executes, the statement with label L next if x stands in relation
relop to y. If not, the three-address statement following if x relop y goto L is executed next,, as is
the usual sequence.
6. Param x and call p, n for procedure calls and return y. where y representing a returned value
is optional Their typical use it as the sequence of three.address statements.
param x1
param x2
….
Param xn
call p,n
generated as part of a call of the procedure p(x1,x2,….xn)
7. Indexed assignments of the form x=y[i] and x[i]=y. The first of these sets x to the value in the
location i memory units beyond location y. The stat[i]=y sets the contents of the location I
units beyond x to the value of y. In both these instructions, x, y. and i refer to data objects.
8. Address and pointer assignments of the form x=&y, x=*y and*x=y
Implementation of Three Address Statements:
A three-address statement is an abstract form of intermediate code.In a compiler, these
statements can be implemented as records with fields for the operator and the operands.Three
such representations are quadruples, triples, and indirect triples.
Quadruples:
A quadruple is a record structure with four fields, which we call op,. arg1, arg 2, and result. The
op field contains an internal code for the operator. The three-address statement x =y op z is
represented by placing y in arg1, z in arg2, and x in result. Statements with unary operators like x
= -y or x= y do not use arg2. Operators like param use neither arg2 nor result. Conditional and
unconditional jumps put the target label in result.
Example : Consider expression a = b * – c + b * – c.
The three address code is:
t1 = uminus c
t2 = b * t1
t3 = uminus c
t4 = b * t3

10
t5 = t2 + t4
a = t5

Triples:

To avoid entering temporary names into the symbol table, we might refer to a temporary value
by the position of the statement that computes it. Doing so ,the three address statements can be
represented by records with only three fields :op,arg1,arg2.

The contents of fields arg1,arg 2, and result are normally pointers to the symbol-table entries for
the names represented by these fields. If so, temporary names must be entered into the symbol
table as they are created. Triples for conditional and unconditional statements are shown in Fig
3.5.

11
 Fig 3.5 Triples
Triples for indexed assignment statements are shown in Fig 3.6.

Fig 3.6 Triples for indexed assignment statements

Indirect Triples:
Another implementation of three address code that has been considered is that of listing pointers
to triples, rather than listing the triples themselves. This implementation is called indirect triples.
A triple and their indirect triple representation ins shown below.

12
Syntax Directed Translation for Assignment Statements :
In the syntax directed translation, assignment statement is mainly deals with expressions.
The expression can be of type real, integer, array…
Consider the grammar:
S → id := E
E → E1 + E2
E → E1 * E2
E → (E1)
E → id
The m=non-terminal E has two attributes:
 E.place, a name that will hold the value of E, and

 E.code, the sequence of three-address statements evaluating E.

A function gen(…) to produce sequence of three address statements .The statements themselves
are kept in some data structure, e.g. list – SDD operations described using pseudo code. The
syntax directed translation for assignment statement is given as below;

13
The sequence of moves in generating the three address code for an assignment statement is given
by the following example.
Example: Generate the three address code for the assignment statement A= − B*(C+D)

Assignment Statement with mixed types:

The constants and variables would be of different types, hence the compiler must either reject
certain mixed-mode operations or generate appropriate coercion (mode conversion) instructions.
Consider two modes:
REAL
INTEGER, with integer converted to real when necessary.
An additional field in translation for E is E.MODE whose value is either REAL or INTEGER.
The semantic rule for E.MODE associated with the production E → E1 + E2 is:
E → E1 + E2 {if E1.MODE = INTEGER and E2.MODE = INTEGER then E.MODE =
INTEGER else E.MODE = REAL }
When necessary the three address code

14
 A=inttoreal B is generated,
whose effect is to convert integer B to a real of equal value called A.
Example: Consider the assignment statement
X=Y+I*J
Assume X and Y to be REAL and I and J have mode INTEGER.
Three-addresss code:
T1=I int * J
T2= inttoreal T1
T3=Y real +T2
X=T3
The semantic rule uses two translation fields E.PLACE and E.MODE for the non-terminal E
The semantic rule for E → E1 op E2 is given as below:

SDT for Boolean Expression:

Boolean expressions have two primary purposes.

15
 1. They are used for computing the logical values.
2. They are also used as conditional expression that alter the flow of control, such
as if-then-else or while-do.
Boolean expression are composed of the boolean operators(and ,or, and not) applied to elements
that are boolean variables or relational expressions. Relational expressions are of the form
E1 relop E2 , where E1 and E2 are arithmetic expressions.
Consider the grammar
E → E or E
E → E and E
E → not E
E → (E)
E → id relop id
E → TRUE E → id
E → FALSE
The relop is any of <,≤,=, ≠, >, or ≥.. We assume that or and and are left associative. or has
lowest precedence ,then and ,then not.
Methods of Translating Boolean Expressions:
There are two methods of representing the value of a Boolean.
1.To encode true or false numerically
 1 is used to denote true.
 0 is used to denote false.
2.To evaluate a boolean expression analogously to an arithmetic expression.
 Flow of control –representing the value of a boolean expression by a position reached
in a program.
 Used in flow of control statements such as if-then-else or while-do statements.
Numerical Representation of Boolean Expressions:
First consider the implementation of boolean expressions using 1 to denote TRUE and 0 to
denote FALSE. Expressions will be evaluated from left to right.
Example 1:
A or B and C
Three address sequence:

16
 T1 = B and C
T2 = A or T1
Example 2:
A relational expression A< B is equivalent to the conditional statement.
if A < B then 1 else 0
Three address sequence:
(1) if A < B goto (4)
(2) T=0
(3) goto (5)
(4) T=1
(5) ---
Semantic Rules for Boolean Expression:
The Semantic rules for Boolean expression are given as below:

Example: Code for a < b or c < d and e <f

100: if a < b goto 103
101: t1 = 0
102: goto 104

17
 103: t1 = 1
104: if c < d goto 107
105: t2 =0
106: goto 108
107: t2 = 1
108: if e < f goto 111
109: t3 =0
110: goto 112
111: t3 = 1
112: t4 = t2 and t3
113: t5 = t1 or t4
Control Flow Representation:
Short Circuit Evaluation of Boolean Expressions:
Flow of control statements with the jump method.
Consider the following : (short circuit code)
S → if E then S | if E then S1 else S2
S → while E do S1

Fig 3.7 Attributes used for if E then S1 else S2

E is associated with two attributes:
1. E.true: label which controls if E is true
2. E.false :label which controls if E is false
S.next - is a label that is attached to the first three address instruction to be executed after the
code for S (S1 or S2)

18
The Semantic rule for flow of control statements is given by:

SDT for Switch Case statement:

Switch and case statement is available in a variety of languages. The syntax of case statement is
as follows: Syntax for switch case statement
switch E
begin
case V1: S1
case V2: S2
…
case Vn-1: Sn-1
default: Sn
end
When switch keyword is seen then a new temporary t and two new labels test and next are
generated. When the case keyword occurs then for each case keyword, a new label Li is
created and entered into the symbol table. The value of Vi of each case constant and a pointer

19
 to this symbol-table entry are placed on a stack.

SDT for Procedure Call:

Procedure is an important and frequently used programming construct for a compiler. It is used
to generate good code for procedure calls and returns.
Calling sequence:
The translation for a call includes a sequence of actions taken on entry and exit from each
procedure. Following actions take place in a calling sequence:
 When a procedure call occurs then space is allocated for activation record
 Evaluate the argument of the called procedure.
 Save the state of the calling procedure so that it can resume execution after the call.
 Also save the return address. It is the address of the location to which the called routine
must transfer after it is finished.
 Finally generate a jump to the beginning of the code for the called procedure.
Consider the grammar for a simple procedure call statement,
(1) S→ call id(Elist)
(2) Elist → Elist,E
(3) Elist → E

20
Syntax-Directed Translation for Procedure call is given as:

QUEUE is used to store the list of parameters in the procedure call.

Symbol Table Generation:

Symbol table is an important data structure created and maintained by compilers in order to store
information about the occurrence of various entities such as variable names, function names,
objects, classes, interfaces,etc. Symbol table is used by both the analysis and the synthesis parts
of a compiler. It is built in lexical and syntax analysis phases.
The information is collected by the analysis phases of compiler and is used by synthesis phases
of compiler to generate code. It is used by compiler to achieve compile time efficiency. It is used
by various phases of compiler as follows:-
Lexical Analysis: Creates new table entries in the table, example like entries about token.
Syntax Analysis: Adds information regarding attribute type, scope, dimension, line of reference,
use, etc in the table.
Semantic Analysis: Uses available information in the table to check for semantics i.e. to verify
that expressions and assignments are semantically correct (type checking) and updates it
accordingly.
Intermediate Code generation: Refers symbol table for knowing how much and what type of
run-time is allocated and table helps in adding temporary variable information.
Code Optimization: Uses information present in symbol table for machine dependent
optimization.
Target Code generation: Generates code by using address information of identifier present in
the table.
A symbol table is simply a table which can be either linear or a hash table. It maintains an entry

21
for each name in the following format:
<Symbol Name, Type, Attribute>
For example, if a symbol table has to store information about the following variable declaration:
static int interest;
Then it should store the entry such as:
<interest, int, static>
The attribute clause contains the entries related to the name.
Items stored in Symbol table:
• Variable names and constants
• Procedure and function names
• Literal constants and strings
• Compiler generated temporaries
• Labels in source languages
Information used by compiler from Symbol table:
• Data type and name
• Declaring procedures
• Offset in storage
• If structure or record then, pointer to structure table.
• For parameters, whether parameter passing by value or by reference
• Number and type of arguments passed to function
• Base Address
Operations of Symbol table – The basic operations defined on a symbol table includes:
Operations Functions
Allocate To allocate a new empty symbol table
Free To remove all entries and free the storage of symbol table

Lookup To search for a name and return pointer to its entry

Insert To insert name in a symbol table and return a pointer to its
entry
Set_Attribute To associate an attribute with a given entry
Get_Attribute To get an attribute associated with a given entry

22
Implementation of Symbol table – Following are commonly used data structure for
implementing symbol table:-
List:
 In this method, an array is used to store names and associated information.
 A pointer “available” is maintained at end of all stored records and new names
are added in the order as they arrive
 To search for a name we start from beginning of list till available pointer and if
not found we get an error “use of undeclared name”
 While inserting a new name we must ensure that it is not already present
otherwise error occurs i.e. “Multiple defined name”
 Insertion is fast O(1), but lookup is slow for large tables – O(n) on average
 Advantage is that it takes minimum amount of space.
Linked List:
 This implementation is using linked list. A link field is added to each record.
 Searching of names is done in order pointed by link of link field.
 A pointer “First” is maintained to point to first record of symbol table.
 Insertion is fast O(1), but lookup is slow for large tables – O(n) on average
Hash Table:
 In hashing scheme two tables are maintained – a hash table and symbol table
and is the most commonly used method to implement symbol tables..
 A hash table is an array with index range: 0 to table size – 1.These entries are
pointer pointing to names of symbol table.
 To search for a name we use hash function that will result in any integer
between 0 to table size –1.
 Insertion and lookup can be made very fast –O(1).
 Advantage is that search is possible and disadvantage is that hashing is
complicated to implement.
Binary Search Tree:
 Another approach to implement symbol table is to use binary search tree i.e. we
add two link fields i.e. left and right child.
 All names are created as child of root node that always follows the property of

23
 binary search tree.
 Insertion and lookup are O(log2 n) on average.
Scope Management:
 A compiler maintains two types of symbol tables: a global symbol table which
can be accessed by all the procedures and scope symbol tables that are created for
each scope in the program.
 To determine the scope of a name, symbol tables are arranged in hierarchical
structure consider the example as shown below:

The above program can be represented in a hierarchical structure of symbol tables:

The global symbol table contains one global variable and two procedure names. The name
mentioned in the sum_num table is not available for sum_id and its child tables.

24
 SCHOOL OF COMPUTING
DEPARTMENT OF COMPUTER SCIENCE AND ENGINEERING

UNIT-IV Compiler Design – SCSA1604

1
 IV. CODE OPTIMIZATION
Principle sources of Optimization - Basic Blocks and Flow Graphs - Loop Optimization & its
types – DAG - Peephole optimization - Dominators - Global Data Flow Analysis.

4.1 Optimization:
Principles of source optimization:
Optimization is a program transformation technique, which tries to improve the code by
making it consume less resource (i.e. CPU, Memory) and deliver high speed. In optimization,
high-level general programming constructs are replaced by very efficient low-level
programming codes.
A code optimizing process must follow the three rules given below:
• The output code must not, in any way, change the meaning of the program.
• Optimization should increase the speed of the program and if possible, the program should
demand less number of resources.
• Optimization should itself be fast and should not delay the overall compiling process.
Efforts for an optimized code can be made at various levels of compiling the process.
• At the beginning, users can change/rearrange the code or use better algorithms to write the
code.
• After generating intermediate code, the compiler can modify the intermediate code by
address calculations and improving loops.
• While producing the target machine code, the compiler can make use of memory hierarchy
and CPU registers.
Types of optimization:
Optimization can be categorized broadly into two types: machine independent and machine
dependent.
Machine-independent Optimization:
In this optimization, the compiler takes in the intermediate code and transforms a part of the
code that does not involve any CPU registers and/or absolute memory locations. For
example:
do
{
item = 10;
value = value + item;
} while(value<100);
This code involves repeated assignment of the identifier item, which if we put this way:
item = 10;

2
 do
{
value = value + item;
} while(value<100);
should not only save the CPU cycles, but can be used on any processor.
Machine-dependent Optimization
Machine-dependent optimization is done after the target code has been generated and when
the code is transformed according to the target machine architecture. It involves CPU
registers and may have absolute memory references rather than relative references. Machine
dependent optimizers put efforts to take maximum advantage of memory hierarchy.
Organization of the code optimizer:
The techniques used are a combination of Control-Flow and Data-Flow analysis as shown in
Fig 4.1.
Control-Flow Analysis: Identifies loops in the flow graph of a program since such loops are
usually good candidates for improvement.
Data-Flow Analysis: Collects information about the way variables are used in a program.

Fig 4.1. Organization of the code optimizer

Steps before optimization:
1) Source program should be converted to Intermediate code
2) Basic blocks construction
3) Generating flow graph
4) Apply optimization
Basic Block and Flowgraphs:
Source codes generally have a number of instructions, which are always executed in sequence
and are considered as the basic blocks of the code. These basic blocks do not have any jump
statements among them, i.e., when the first instruction is executed, all the instructions in the

3
same basic block will be executed in their sequence of appearance without losing the flow
control of the program.
A program can have various constructs as basic blocks, like IF-THEN-ELSE,
SWITCHCASE conditional statements and loops such as DO-WHILE, FOR, and REPEAT-
UNTIL, etc.
Characteristics of Basic Blocks:
1. They do not contain any kind of jump statements in them.
2. There is no possibility of branching or getting halt in the middle.
3. All the statements execute in the same order they appear.
4. They do not lose the flow control of the program.

Source Program Basic Blocks

Fig 4.2. Basic Blocks for the sample source program
We may use the following algorithm to find the basic blocks in a program:

4
Example:
Consider the following source code for dot product of two vectors:

The three address code sequence for the above source is given as follows:

(1) PROD = 0
(2) I = 1
(3) T1 = 4 x I
(4) T2 = addr(A) – 4
(5) T3 = T2[T1]
(6) T4 = addr(B) – 4
(7) T5 = T4[T1]
(8) T6 = T3 * T5
(9) PROD = PROD +
T6
(10) I = I + 1
(11) IF I <=20 GOTO
(3)
Solution: For partitioning the three address code to basic blocks.
• PROD = 0 is a leader since first statement of the code is a leader.
• T1 = 4 * I is a leader since target of the conditional goto statement is a leader.
• Any statement that immediately follows a goto or conditional goto statement is a
leader.
Now, the given code can be partitioned into two basic blocks as:

5
4.2 Flow graphs:
A flow graph is a directed graph with flow control information added to the basic blocks.The
basic blocks serves as nodes of the flow graph. The nodes of the flow graph are basic blocks.
It has a distinguished initial node.
There is a directed edge from block B1 to block B2 if B2 appears immediately after B1 in the
code.
E.g. Flow graph for the vector dot product is shown in Fig 4.3:

Fig 4.3. Flow graph

In Fig 4.3 B1 is the initial node. B2 immediately follows B1, so there is an edge from B1 to
B2. The target of jump from last statement of B2 is the first statement B2, so there is an edge
from B2(last statement) to B2 (first statement).B1 is the predecessor of B2, and B2 is a
successor of B1.
A control flow graph depicts how the program control is being passed among the blocks. It is
a useful tool that helps in optimization by help locating any unwanted loops in the program.
Another example is shown in Fig 4.4.

6
 Fig 4.4. Flow graph for the basic blocks

Transformations on Basic Blocks:

A number of transformations can be applied to a basic block without modifying expressions
computed by the block. Two important classes of transformation are :
1. Structure Preserving Transformations
 Common sub-expression elimination
 Dead code elimination
 Renaming of temporary variables
 Interchange of two independent adjacent statements
2. Algebraic transformation
Structure preserving transformations:
a)Common sub-expression elimination:Consider the sequence of statements:

1) a = b + c
2) b = a - d
3) c = b + c
4) d = a - d

Since the second and fourth expressions compute the same expression, the code can be
transformed as:

1) a = b + c
2) b = a - d

7
 3) c = b + c
4) d = b

b) Dead-code elimination: Suppose x is dead, that is, never subsequently used, at the point
where the statement x : = y + z appears in a basic block. Then this statement may be safely
removed without changing the value of the basic block.

c) Renaming temporary variables: A statement t : = b + c ( t is a temporary ) can be

changed to u : = b + c (u is a new temporary) and all uses of this instance of t can be changed
to u without changing the value of the basic block. Such a block is called a normal-form
block.

d) Interchange of statements: Suppose a block has the following two adjacent statements:

t1 : = b + c
t2 : = x + y

We can interchange the two statements without affecting the value of the block if and only if
neither x nor y is t1 and neither b nor c is t2.

2. Algebraic transformations:
Algebraic transformations can be used to change the set of expressions computed by a basic
block into an algebraically equivalent set.

Examples:
i) x : = x + 0 or x : = x * 1 can be eliminated from a basic block without changing the set of
expressions it computes.
ii) The exponential statement x : = y * * 2 can be replaced by x : = y * y.
iii) x/1 = x , x/2=x*0.5

Loop optimization & its types :

A loop is a collection of nodes in a flow graph such that:
1. All nodes in the collection are strongly connected, i.e, from any node in the loop to
any other, there is a path of length one or more, wholly within the loop, and
2. The collection of nodes has a unique entry, i.e, a node in the loop such that the only
way to reach a node of the loop from a node outside the loop is through the entry
point.
A loop that contains no other loops is called an inner loop.

8
Most programs run as a loop in the system. It becomes necessary to optimize the loops in
order to save CPU cycles and memory. Loops can be optimized by the following techniques
(a) Invariant code :
 If a computation produces the same value in every loop iteration, move it out of the
loop.
 An expression can be moved out of the loop if all its operands are invariant in the
loop
 Constants are loop invariants.

(b) Induction analysis:

A variable is called an induction variable if its value is altered within the loop by a loop-
invariant value.
Eg:
extern int sum;
int foo(int n)
{
int i, j; j = 5;
for (i = 0; i < n; ++i)
{
j += 2; sum += j;
}
return sum;
}
This can be re-written as,
extern int sum;
int foo(int n)
{
int i; sum = 5;
for (i = 0; i < n; ++i)
{
sum += 2 * (i + 1);
}
return sum;

9
}
(c) Reduction in Strength:
There are expressions that consume more CPU cycles, time, and memory. These expressions
should be replaced with cheaper expressions without compromising the output of expression.
For example, multiplication (x * 2) is expensive in terms of CPU cycles than (x << 1) and
yields the same result.
c = 7;
for (i = 0; i < N; i++)
{
y[i] = c * i;
}
can be replaced with successive weaker additions
c = 7;
k = 0;
for (i = 0; i < N; i++)
{
y[i] = k;
k = k + c;
}
(d) Constant folding and constant propagation
Constant folding:
It is the process of recognizing and evaluating statements with constant expressions
(i=22+222+2222 to i=2466), string concatenation (“abc”+”def” to “abcdef”) and expressions
with arithmetic identities (x=0; z=x*y[i]+x*2 to x=0; z=0;) at compile time rather than at
execution time.
Constant propagation:
It is the process of substituting values of known constants in an expression at compile time.
Eg:
int x=14;
int y=7+x/2;
return y*(28/x+2);
Applying constant folding and constant propagation,
int x=14;
int y=14;

10
return 56;

4.3 Direct Acyclic Graph (DAG):

DAG is a tool that depicts the structure of basic blocks, helps to see the flow of values
flowing among the basic blocks, and offers optimization too. DAG provides easy
transformation on basic blocks. DAG can be understood here:
• Leaf nodes represent identifiers, names or constants.
• Interior nodes represent operators.
• Interior nodes also represent the results of expressions or the identifiers/name where the
values are to be stored or assigned.
Example:

Fig. 4.5. Directed Acyclic Graph

Peephole Optimization
• Optimizing a small portion of the code.
• These methods can be applied on intermediate codes as well as on target codes.
• A bunch of statements is analyzed and are checked for the following possible optimization
(1) Redundant instruction elimination
At compilation level, the compiler searches for instructions redundant in nature. Multiple
loading and storing of instructions may carry the same meaning even if some of them are
removed.

11
For example:
MOV x, R0
MOV R0, R1
First instruction can be rewritten as
MOV x,R1
(2) Unreachable Code
It is the removal of unreachable instructions. An unlabeled instruction immediately following
an unconditional jump may be removed. This operation can be repeated to eliminate a
sequence of instructions. For example, for debugging purposes, a large program may have
within it certain segments that are executed only if a variable debug is 1. In C, the source
code might look like:
#define debug 0
….
If ( debug )
{
Print debugging information
}
In the intermediate representations the if-statement may be translated as:
If debug =1 goto L1 goto L2
L1: print debugging information L2: ……………………................................…… (a)
One obvious peephole optimization is to eliminate jumps over jumps .Thus no matter what
the value of debug; (a) can be replaced by:
If debug ≠1 goto L2
Print debugging information L2: …………………………….................................... (b)
If debug ≠0 goto L2 Print debugging information L2: …………………….……… (c)
As the argument of the statement of (c) evaluates to a constant true it can be replaced
By goto L2. Then all the statement that print debugging aids are manifestly unreachable and
can be eliminated one at a time.
(3) Flow of control optimization
The unnecessary jumps can be eliminated in either the intermediate code or the target code by
the following types of peephole optimizations.
We can replace the jump sequence
goto L1
….

12
L1: gotoL2 (d)
by the sequence
goto L2
….
L1: goto L2
If there are now no jumps to L1, then it may be possible to eliminate the statement L1:goto
L2 provided it is preceded by an unconditional jump .Similarly, the sequence
if a < b goto L1
….
L1: goto L2 (e)
can be replaced by
If a < b goto L2

….

L1: goto L2
Finally, suppose there is only one jump to L1 and L1 is preceded by an unconditional goto.
Then the sequence
goto L1
L1: if a < b goto L2 (f)
L3:
may be replaced by
If a < b goto L2 goto L3
…….
L3:
While the number of instructions in (e) and (f) is the same, we sometimes skip the
unconditional jump in (f), but never in (e).Thus (f) is superior to (e) in execution time
(4) Algebraic Simplification
There is no end to the amount of algebraic simplification that can be attempted through
peephole optimization. Only a few algebraic identities occur frequently enough that it is
worth considering implementing them. For example, statements such as
x := x+0
or
x := x * 1

13
are often produced by straightforward intermediate code-generation algorithms, and they can
be eliminated easily through peephole optimization.
(5) Reduction in Strength
Reduction in strength replaces expensive operations by equivalent cheaper ones on the target
machine. Certain machine instructions are considerably cheaper than others and can often be
used as special cases of more expensive operators.
For example, x² is invariably cheaper to implement as x*x than as a call to an exponentiation
routine. Fixed-point multiplication or division by a power of two is cheaper to implement as a
shift. Floating-point division by a constant can be implemented as multiplication by a
constant, which may be cheaper.
X2 → X*X
(6) Use of Machine Idioms
The target machine may have hardware instructions to implement certain specific operations
efficiently. For example, some machines have auto-increment and auto-decrement addressing
modes. These add or subtract one from an operand before or after using its value. The use of
these modes greatly improves the quality of code when pushing or popping a stack, as in
parameter passing. These modes can also be used in code for statements like i : =i+1.
i:=i+1 → i++
i:=i-1 → i- -
4.4 Dominators
Loop:
Loop is any cycle in the flow graph of a program
Properties of a loop:
1. It should have a single entry node, such that al paths from outside the loop to any
node in the loop go through the entry.
2. It should be strongly connected (ie) it should be possible to go from any node of the
loop to any other, staying within the loop.
Dominators
The method of detecting loops in the flow graphs is described using the notion of
Dominators.
In order to deduct the control flow within basic blocks, it’s required to compute dominators.
In the flow graph consisting a node D and E, if path leaves from D to E, then node D is said
as dominating E. Dominator Tree: Dominator tree represents the hierarchy of the blocks and

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its execution flow. Here, the initial node is taken as the root and every further parent is said to
be intermediate dominator of child node.

Fig. 4.6. Dominator Tree

In above tree, node 1 dominates 2 and 3.

Dominator Tree:
A useful way of presenting dominator information is in a tree called dominator tree, in which
the initial node is the root and the parent of each other node is its immediate dominator
Immediate Dominator
The immediate dominator of ‘n’ is the closest dominator of ‘n’ on any path from the initial
node to ‘n’.
Properties of Dominators
The algebraic properties regarding the dominance relation are:
(1) Dominance is a reflexive partial order. It is
Reflexive { a DOM [a for all a]}
Antisymmetric { a DOM b & b DOM a}
Transitive { a DOM b & b DOM c => a DOM c}
(2) The dominators of each node ‘n’ are linearly ordered by the DOM relation

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 Fig. 4.7. Dominator Tree for the given flow graph
Dominator Computing Algorithm

Fig.4.8 Example for Dominators

4.5 Data flow analysis:
To efficiently optimize the code compiler collects all the information about the program and
distribute this information to each block of the flow graph. This process is known as data-
flow graph analysis.
Certain optimization can only be achieved by examining the entire program. It can't be
achieve by examining just a portion of the program.In order to find out the value of any
variable (A) of a program at any point (P) of the program, Global data flow analysis is
required.
use-definition (or ud-) chaining is one particular problem.
– Given that variable A is used at point p,at which points could the value of A
used at p have been defined?

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 – By a use of variable A means any occurrence of A as an operand.
– By a definition of A means either an assignment to A or the reading of a value
for a.
– By a point in a program means the position before or after any intermediate
language statement.
• Control reaches a point just before a statement when that statement is
about to be executed.
• Control reaches a point after a statement when that statement has just
been executed.
A definition of a variable A reaches a point p ,if there is a path in the flow graph from that
definition to p, such that no other definitions of A appear on the path.To determine the
definitions that can reach a given point in a program requires assigning distinct number to
each definition.To compute two sets for each basic block B:
– GEN[B]-set of generated definitions within block B.
– KILL[B]- set of definitions outside of B that define identifiers that also have
definition within B.
To compute the sets IN[B] and OUT[B]:
IN[B]-set of all definition reaching the point just before the first statement of block B.
OUT[B]-set of definitions reaching the point just after the last statement of B
Data Flow equations:

The rule (1) says that a definition d reaches the end of the block B if and only if either
i. d is in IN[B], i.e d reaches the beginning of B and is not killed by B ,or
ii. d is generated within B i.e., it appears in B and its identifier is not
subsequently redefined within B.
The rule (2) says that a definition reaches the beginning of the block B if and only if it
reaches the end of one of its predecessors.
Algorithm for reaching definition:
Input: A flow graph for which GEN[B] and KILL[B] have been computed for each block B.
Output: IN[B] and OUT[B] for each block B.

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Method: An iterative approach, initializing with IN[B]=Ø for all B and converging to the
desired values of IN and OUT.

Example: Consider the Flow graph:

Solution:
i) Generate GEN(B) and KILL(B) for all blocks:

Computation For block B1 :

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NEWIN=OUT[B2] , since B2 is the only predecessor of B1
NEWIN=GEN[B2]=00100 = IN[B1]
OUT[B1] = IN[B1] – KILL[B1] + GEN[B1]
= 00100 – 00111 + 11000
= 11000
For block B2 :
NEWIN=OUT[B1] + OUT[B5] , since B1 and B5 are the predecessor of B2
IN[B2] = 11000 + 00000 = 11000
OUT[B2] = IN[B2] – KILL[B2] + GEN[B2]
= 11000 – 10000 + 00100
= 01100

As iteration 4 and 5 produces same values, the process ends. Hence the value of definition
anywhere at any point of time is deduced.
Computing ud-chains:
• From reaching definitions information we can compute ud-chains.
• If a use of variable A is preceded in its block by a definition of A, then only the last
definition of A in the block prior to this use reaches the use.
– i.e. ud-chain for this use contains only one definition.
– If a use of A is preceded in its block B by no definition of A, then the ud-chain
for this use consists of all definitions of A in IN[B].

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 – Since ud-chain take up much space, it is important for an optimizing compiler
to format them compactly.
Applications:
• Knowing the use-def and def-use chains are helpful in compiler optimizations
including constant propagation and common sub-expression elimination.
• Helpful in dead-code elimination.
• Instruction reordering.
• (Implementation of ) scoping/shadowing.

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 SCHOOL OF COMPUTING
DEPARTMENT OF COMPUTER SCIENCE AND ENGINEERING

UNIT – V - Compiler Design – SCSA1604

1
 V. CODE GENERATION
Issues involved in code generation – Register allocation – Conversion of three address code
to assembly code using code generation algorithm – examples – Procedure for converting
assembly code to machine code – Case study

Code Generation:
The final phase in compiler model is the code generator. It takes as input an intermediate
representation of the source program and produces as output an equivalent target program.
The code generation techniques presented below can be used whether or not an optimizing
phase occurs before code generation.

Figure 5.1 Position of code generator

• The code generated by the compiler is an object code of some lower-level
programming language, for example, assembly language.
• The source code written in a higher-level language is transformed into a lower-level
language that results in a lower-level object code, which should have the following
minimum properties:
– It should carry the exact meaning of the source code.
– It should be efficient in terms of CPU usage and memory management.

ISSUES IN THE DESIGN OF A CODE GENERATOR:

The following issues arise during the code generation phase :
1)Input to code generator
2)Target program
3)Memory management 4)Instruction selection 5)Register allocation 6)Evaluation order

1.Input to code generator:

The input to the code generation consists of the intermediate representation of the source

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program produced by front end , together with information in the symbol table to determine
run-time addresses of the data objects denoted by the names in the intermediate
representation.
Intermediate representation can be :
1)Linear representation such as postfix notation
2)Three address representation such as Quadruples
3)Virtual machine representation such as stack machine code
4)Graphical representations such as syntax trees and dags.
Prior to code generation, the front end must be scanned, parsed and translated into
intermediate representation along with necessary type checking. Therefore, input to code
generation is assumed to be error-free.

2.Target program:
The output of the code generator is the target program. The output may be :
a. Absolute machine language: It can be placed in a fixed memory location and can be
executed immediately.
b. Relocatable machine language: It allows subprograms to be compiled separately.
c. Assembly language: Code generation is made easier.

3.Memory management:
Names in the source program are mapped to addresses of data objects in run-time memory by
the front end and code generator. It makes use of symbol table, that is, a name in a three-
address statement refers to a symbol-table entry for the name.
Labels in three-address statements have to be converted to addresses of instructions.
For example,
j : goto i generates jump instruction as follows :
if i < j, a backward jump instruction with target address equal to location of
code for quadruple i is generated.
if i > j, the jump is forward. We must store on a list for quadruple i the location of the first
machine instruction generated for quadruple j. When i is processed, the machine locations for
all instructions that forward jumps to i are filled.
Instruction selection:
1. The instructions of target machine should be complete and uniform.

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 2. Instruction speeds and machine idioms are important factors when efficiency of target
program is considered.
3. The quality of the generated code is determined by its speed and size.
For example:
Every three-address statement of the form
x=y+z
where x, y and z are statically allocated.
Code sequence generated is shown as:
MOV y,R0 /* load y into register R0 */
ADD z,R0 /* add z to R0 */
MOV R0,x /* store R0 into x */
Unfortunately, this kind of statement-by-statement code generation often produces poor code.
For example, the sequence of statements,

Figure 5.2 Code Translation

The quality of the generated code is determined by its speed and size.A target machine with a
rich instruction set may provide several ways of implementing a given operation.
For example:
If the target machine has an “increment” instruction(INC), then the three address statement
a=a+1
may be implemented more efficiently by the single instruction,
INC a
instead of ,
MOV a,R0
ADD #1,R0
MOV R0,a

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Register allocation:
Instructions involving register operands are shorter and faster than those involving operands
in memory. The use of registers is subdivided into two sub problems :

Register allocation – the set of variables that will reside in registers in the program is
selected.
Register assignment - the specific register that a variable will reside is selected.
Certain machine requires even-odd register pairs for some operands and results. For example
consider the division instruction of the form :
Div x, y
where, x – dividend in even register in even/odd register pair, y – divisor in even register
holds the remainder odd register holds the quotient
Evaluation order:
At last, the code generator decides the order in which the instruction will be executed. The
order in which the computations are performed can affect the efficiency of the target code.
Some computation orders require fewer registers to hold intermediate results than others.
• Picking the best order is a difficult task.
• Initially avoid this problem by generating code for the three address statements in the
order in which they have been produced by the intermediate code generator.
• It creates schedules for instructions to execute them.
When instructions are independent, their evaluation order can be changed to utilize
registers and save on instruction cost. Consider the following instruction:
a+b-(c+d)*e
The three-address code, the corresponding code and its reordered instruction are given
below:

5
TARGET MACHINE:
Familiarity with the target machine and its instruction set is a prerequisite for designing a
good code generator. The target computer is a byte-addressable machine with 4 bytes to a
word. It has n general-purpose registers, R0, R1, . . . , Rn-1.It has two-address instructions of
the form:
op source, destination
where, op is an op-code, and source and destination are data fields.
It has the following op-codes :
MOV (move source to destination)
ADD (add source to destination)
SUB (subtract source from destination)
The source and destination of an instruction are specified by combining registers and
memory locations with address modes.
Table 5.1 Mode and address allocation table

For example : contents(a) denotes the contents of the register or memory address
represented by a. A memory location M or a register R represents itself when used as a source
or destination.
e.g. MOV R0,M → stores the content of register R0 into memory location M.
Instruction costs :
Instruction cost = 1+cost for source and destination address modes. This cost corresponds to
the length of the instruction.
Address modes involving registers have cost zero. Address modes involving memory location
or literal have cost one. Instruction length should be minimized if space is important. Doing
so also minimizes the time taken to fetch and perform the instruction.
For example :
1. The instruction MOV R0, R1 copies the contents of register R0 into R1. It has cost

6
 one, since it occupies only one word of memory.
2. The (store) instruction MOV R5,M copies the contents of register R5 into memory
location M. This instruction has cost two, since the address of memory location M is
in the word following the instruction.
3. The instruction ADD #1,R3 adds the constant 1 to the contents of register 3,and has
cost two, since the constant 1 must appear in the next word following the instruction.
4. The instruction SUB 4(R0),*12(R1) stores the value
contents(contents(12+contents(R1)))-contents(contents(4+R0))
into the destination *12(R1). Cost of this instruction is three, since the constant 4 and
12 are stored in the next two words following the instruction.
For example :
MOV R0, R1 copies the contents of register R0 into R1. It has cost one, since it occupies
only one word of memory.
The three-address statement a : = b + c can be implemented by many different instruction
sequences :
MOV b, R0
ADD c, R0
MOV R0, a cost = 6

MOV b, a
ADD c, a cost = 6
Assuming R0, R1 and R2 contain the addresses of a, b, and c :
MOV *R1, *R0
ADD *R2, *R0 cost = 2
In order to generate good code for target machine, we must utilize its addressing capabilities
efficiently.
Run-Time Storage Management:
Information needed during an execution of a procedure is kept in a block of storage called an
activation record, which includes storage for names local to the procedure.
The two standard storage allocation strategies are:
• Static allocation
• Stack allocation
In static allocation, the position of an activation record in memory is fixed at compile time.
In stack allocation, a new activation record is pushed onto the stack for each execution of a
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procedure. The record is popped when the activation ends.
The following three-address statements are associated with the run-time allocation and
deallocation of activation records:
• Call
• Return
• Halt
We assume that the run-time memory is divided into areas for:
• Code
• Static data
• Stack
Static allocation:
• In this allocation scheme, the compilation data is bound to a fixed location in the
memory and it does not change when the program executes.
• As the memory requirement and storage locations are known in advance, runtime
support package for memory allocation and de-allocation is not required.
Implementation of call statement:
The codes needed to implement static allocation are as follows:
MOV #here +20, callee.static_area /*It saves return address*/
GOTO callee.code_area /*It transfers control to the target code for the called
procedure */
where,
callee.static_area – Address of the activation record
callee.code_area– Address of the first instruction for called procedure
#here +20 – Literal return address which is the address of the instruction following GOTO.

Implementation of return statement:

A return from procedure callee is implemented by :
GOTO * callee.static_area
This transfers control to the address saved at the beginning of the activation record.
Implementation of action statement:
The instruction ACTION is used to implement action statement.
Implementation of halt statement:
The statement HALT is the final instruction that returns control to the operating system.

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Stack allocation:
• Using the relative address, static allocation can become stack allocation for storage in
activation records.
• The position of the record for an activation of a procedure is not known until run time.
• In stack allocation, register is used to store the position of activation record so words
in activation records can be accessed as offsets from the value in this register.
• The indexed address mode of target machine is used for this purpose.
• Procedure calls and their activations are managed by means of stack memory
allocation. It works in last-in-first-out (LIFO) method and this allocation strategy is
very useful for recursive procedure calls.
The codes needed to implement stack allocation are as follows:
Initialization of stack:
MOV #stackstart , SP /* initializes stack */
Code for the first procedure
HALT /* terminate execution */
Implementation of Call statement:
ADD #caller.recordsize, SP /* increment stack pointer */
MOV #here +16, *SP /*Save return address */
GOTO callee.code_area
where,
caller.recordsize – size of the activation record
#here +16 – address of the instruction following the GOTO
Implementation of Return statement:
GOTO * (SP ) /*return to the caller */
SUB #caller.recordsize, SP /* decrement SP and restore to previous value */

A SIMPLE CODE GENERATOR:

A code generator generates target code for a sequence of three- address statements and
effectively uses registers to store operands of the statements.
For example: consider the three-address statement a := b+c can have the following sequence
of codes:
ADD Rj, Ri Cost = 1 // if Ri contains b and Rj contains c
(or)

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ADD c, Ri Cost = 2 // if c is in a memory location (or)
MOV c, Rj Cost = 3 // move c from memory to Rj
ADD Rj, Ri
Register and Address Descriptors:
A register descriptor is used to keep track of what is currently in each registers. The register
descriptors show that initially all the registers are empty.
An address descriptor stores the location where the current value of the name can be found at
run time.
A code-generation algorithm:
The algorithm takes as input a sequence of three -address statements constituting a basic
block. For each three-address statement of the form x : = y op z, perform the following
actions:
Invoke a function getreg to determine the location L where the result of the computation y op
z should be stored.
Consult the address descriptor for y to determine y’, the current location of y. Prefer the
register for y’ if the value of y is currently both in memory and a register. If the value of y is
not already in L, generate the instruction MOV y’ , L to place a copy of y in L.
Generate the instruction OP z’ , L where z’ is a current location of z. Prefer a register to a
memory location if z is in both. Update the address descriptor of x to indicate that x is in
location L. If x is in L, update its descriptor and remove x from all other descriptors.

If the current values of y or z have no next uses, are not live on exit from the block, and are in
registers, alter the register descriptor to indicate that, after execution of x : = y op z those
registers will no longer contain y or z.

Generating Code for Assignment Statements:

The assignment d : = (a-b) + (a-c) + (a-c) might be translated into the following three-
address code sequence:
t:=a–b
u:=a–c
v: = t + u
d := v + u

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Code sequence for the example is:
Table 5.2 Shows the code sequence and the register allocation
Statements Code Generated Register descriptor Address descriptor
MOV a, R0
t:=a–b Register empty t in R0
SUB b, R0
MOV a , R1 R0 contains t t in R0
u:=a-c
SUB c , R1 R1 contains u u in R1
R0 contains v u in R1
v : =t + u ADD R1, R0
R1 contains u v in R0
ADD R1, R0 d in R0
d:=v+u R0 contains d
MOV R0, d d in R0 and memory

Generating code for Indexed Assignments

Statements Code Generated Cost
a : = b[i] MOV b(Ri), R 2
a[i] : = b MOV b, a(Ri) 3

Generating code for Pointer Assignments

Statements Code Generated Cost
a : = *p MOV *Rp, a 2
*p: = a MOV a, *Rp 2

Generating code for Conditional Statements

Conditional Statements are part of any programming construct to take an appropriate branch.
Conditional jumps are implemented by finding out the value of the register. If the value of a
register is negative, zero, positive, non-negative, non-zero, non-positive are the various
possibilities to check to branch to a particular situation. The compiler typically uses a set of
condition codes to indicate whether the computed quantity of a register is zero, positive or
negative.
 First case of conditional statement: if x < y goto z - The code that is generated should
involve subtracting ‘y’ from ‘x’ which is in register R and then jump to location ‘z’ if
R is negative
 Second case of conditional statement: CMP x, y - Sets the condition code to positive

11
 if x> y and so on.
 CJ < z - Jump to z if value is negative
Consider the following example:
x := y + z
if x < 0 goto z
The following would be the target code
MOV y, R0
ADD z, R0
MOV R0, x //x is the condition code
CJ < z
Register Allocation and Assignment:
Register allocation is only within a basic block. It follows top-down approach.
Local register allocation
– Register allocation is only within a basic block. It follows top-down approach.
– Assign registers to the most heavily used variables
– Traverse the block
– Count uses
– Use count as a priority function
– Assign registers to higher priority variables first
Need of global register allocation:
• Local allocation does not take into account that some instructions (e.g. those in loops)
execute more frequently. It forces us to store/load at basic block endpoints since each
block has no knowledge of the context of others.
• To find out the live range(s) of each variable and the area(s) where the variable is
used/defined global allocation is needed. Cost of spilling will depend on frequencies
and locations of uses.
Register allocation depends on:
– Size of live range
– Number of uses/definitions
– Frequency of execution
– Number of loads/stores needed.
– Cost of loads/stores needed.

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Usage Counts:
A simple method of determining the savings to be realized by keeping variable x in a register
for the duration of loop L is to recognize that in our machine model we save one unit of cost
for each reference to x if x is in a register.
An approximate formula for the benefit to be realized from allocating a register to x within a
loop L is:

∑ (𝑢𝑠𝑒(𝑥, 𝐵) + 2 ∗ 𝑙𝑖𝑣𝑒(𝑥, 𝐵))

𝑏𝑙𝑜𝑐𝑘𝑠 𝐵 𝑖𝑛 𝐿

where,
-use(x, B) is the number of times x is used in B prior to any definition of x;
-live(x,B) is 1 if x is live on exit from B and is assigned a value in B and 0 otherwise.
Example: Consider the basic block in the inner loop in Fig 5.3 where jump and conditional
jumps have been omitted. Assume R0, R1 and R2 are allocated to hold values throughout the
loop. Variables live on entry into and on exit from each block are shown in the figure.

Fig 5.3 Flow graph of an inner loop

Fig 5.4 shows the assembly code generated from Fig 5.3.

Fig 5.4 Code sequence using global register assignment

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