Res Stress Shield Resilience-508
Res Stress Shield Resilience-508
Res Stress Shield Resilience-508
Abstract: This paper discusses the development of a new model of police officer resiliency. Following
Antonovsky’s definition of resilience, the model is built on the view that the resilience of a person or group
reflects the extent to which they can call upon their psychological and physical resources and competencies
in ways that allow them to render challenging events coherent, manageable, and meaningful. The model
posits that a police officer’s capacity to render challenging experiences meaningful, coherent, and
manageable reflects the interaction of person, team, and organizational factors. The paper argues that a
model that encompasses these factors can be developed using theories drawn from the literatures of
occupational health and empowerment. The development of the model is also informed by the need to
ensure that it can accommodate the importance of learning from past experiences to build resilience in
ways that increase officers’ capacity to adapt to future risk and uncertainty. By building on recent
empirical research, this paper outlines a new multi-level model of resilience and adaptive capacity. The
Stress Shield model of resilience integrates person, team and organizational factors to provide a proactive
framework for developing and sustaining police officer resilience. [International Journal of Emergency
Mental Health, 2008, 10(2), pp. 95-108].
Police officers are regularly exposed to critical incidents. & Smith, 2003) calls for a reappraisal of this aspect of police
Although this work traditionally is viewed as a precursor to work. While not denying the potential for pathological out-
the development of acute and chronic posttraumatic stress comes, growing evidence for resilient (adaptive and growth)
reactions, growing evidence for it to be associated with adap- outcomes introduces the need to identify predictors of resil-
tive and positive (e.g., posttraumatic growth, enhanced sense ience.
of professional efficacy) outcomes (Aldwin, Levenson, &
First, it is pertinent to consider what is meant by “resil-
Spiro, 1994; Armeli, Gunthert, & Cohen, 2001; Paton, Violanti,
iency”? The term resilience is often used to imply an ability
Douglas Paton and Karena J. Burke, School of Psychology, University of Tasmania, Launceston, Tasmania, Australia; John M. Violanti,
Department of Social and Preventative Medicine, School of Medical and Biomedical Sciences, State University of New York at Buffalo, NY;
Peter Johnston, School of Psychology, Massey University, Albany, New Zealand; Joanna Clarke, HM Prison Service, York, England; Denise
Keenan, Cognition Associates, Adelaide, South Australia. Correspondence concerning this article should be addressed to:
Douglas.Paton@utas.edu.au.
96 Paton, Violanti, Johnston, Burke, Clarke, Keenan • Stress Shield: Police Resiliency
Satisfaction and Resilience Job Satisfaction was measured by the Job Satisfaction In-
ventory (Brayfield & Rothe, 1987). The results are summa-
Thomas and Tymon (1994) found a relationship between
rized in Figure 1.
perceptions of meaning found in work tasks (“meaningful-
ness”) and enhanced job satisfaction. Spreitzer, Kizilos, and The model accounted for 44% of the variance in job
Nason (1997) observed a positive relationship between com- satisfaction. Organizational climate was the best single pre-
petence (“manageability”) and job satisfaction. These find- dictor of job satisfaction (Figure 1) and, by inference, repre-
ings have been echoed in the critical incident literature, with sents a significant influence on officers’ ability to render their
finding meaning and benefit in emergency work being mani- critical incident experiences meaningful and manageable. The
fest in changes in levels of job satisfaction (Britt, Adler, & relationship between organizational climate and how officers
Bartone, 2001; Hart & Cooper, 2001; North et al., 2002). deal with the consequences of critical incidents was evident
in the influence of climate on coping (Figure 1). Organiza-
Because the job satisfaction construct can capture
tional climate had a negative influence on emotion-focused
changes in the meaningfulness and manageability facets of
coping, resulting in an increase in negative work experiences.
resilience, as well as the implications of the coexistence of
Similarly, climate had a direct positive influence on problem-
positive and negative aspects of officers’ experience, it rep-
focused coping, resulting in an increase in positive work
resents a construct capable of acting as an indicator of offic-
experiences. Organizational climate also demonstrated a di-
ers’ resilience and their future capacity to adapt to
rect negative influence on negative (“hassles”) work experi-
unpredictable and challenging critical incidents. Having iden-
ences and a direct positive influence on positive (“uplifts”)
tified a means of measuring adaptive outcomes, the next task
work experiences. Positive and negative work experiences
is to identify the personal, team, and organizational level fac-
made relatively equal and separate contributions to job satis-
tors that influence resilience.
faction.
Emotion .62
focused coping J Negative work
J
experience
J
-.20 -.87
J
Organizational Job
Climate Satisfaction
.40
J R2 = .44
.10
J
J
Problem .33
J
Positive work
focused coping experience
As outlined above, any theory used must meet certain fluence resilience (e.g., delegating responsibility for crisis
criteria. First, it must encompass personal, team, and organi- decision making (Paton & Flin, 1999), this facet of empower-
zational levels of analysis. Secondly, it must contribute to- ment may contribute to increasing resilience. However, it is
ward explaining how challenging experiences are rendered the finding that empowerment has demonstrated strong links
meaningful and manageable (by predicting change in satis- to motivating action under conditions of uncertainty (Con-
faction). One such construct is empowerment. In the next ger & Konungo; Spreitzer, 1997) that renders the concept of
section, reasons why empowerment represents a construct empowerment capable of providing valuable insights into
that informs an understanding of resilience are discussed. how resilience can be developed and sustained.
98 Paton, Violanti, Johnston, Burke, Clarke, Keenan • Stress Shield: Police Resiliency
tional hassles) and encourage organizational practices (e.g., critical incidents in ways that demonstrate how it contributes
organizational and operational uplifts, self-efficacy informa- to the learning process required to maintain adaptive capac-
tion, competencies) that develop officers’ learned resource- ity in the changing environment of contemporary policing
fulness (Johnston & Paton, 2003). (Paton & Violanti, 2008).
Thomas and Velthouse (1990) complement this position
by adding that beliefs about future competence derive from Critical Incidents, Incident Assessment,
the schema or interpretive framework, developed through and Behavior
the enabling process of empowerment, which provides mean- Environmental events (critical incidents) provide infor-
ing to officers’ experiences and builds their capacity to deal mation to officers about both the consequences of their pre-
with future challenges. In addition to its ability to inform an vious task behavior and the conditions they can expect to
understanding of resilience directly, the notion of enabling experience in future task behavior (Conger & Konungo, 1988).
through the development of an empowering schema means In addition to it emanating from their own experiences, task
that the empowerment construct can help explain how offic- information (e.g., the assessment of critical incident experi-
ers’ experiences of their organizational culture (e.g., the ences) can also be provided by peers, subordinates, and
hassles and uplifts that reflect how it is enacted) and critical superiors at work in the context of, for example, performance
incidents are translated in meaningful and manageable ways appraisals, training programs, and meetings (Figure 2).
(manifest as changes in levels of satisfaction; see Figure 4).
Through each progressive cycle of event (i.e., following
By providing a mechanism that offers an explanation for a challenging critical incident), assessment (of specific criti-
the relationship between the organizational environment and cal incident experiences), and feedback, officers develop,
the schema that underpins future adaptive capacity, empow- maintain, and change the operational schema they use to
erment theories have considerable potential to inform an un- plan for, interpret, and respond to critical incidents. This pro-
derstanding of how resilience is enacted in police agencies. cess is depicted in Figure 2. For it to inform the development
This capability is further bolstered by the fact that empower- of resilience, it is necessary to identify how empowerment
ment is conceptualized as an iterative process involving a cycles contribute to the development of future adaptive ca-
cycle of environmental events, task assessments, and be- pacity. The environmental assessment process translates into
havior (Figure 2). Consequently, empowerment theories can two outcomes: task assessment and global assessment.
accommodate the repetitive nature of police involvement in
Figure 2: The cycle of environmental events, task assessments, and behaviour. Adapted from Johnston and
Paton (2003). The hashed line indicates the input into organizational learning.
Interpretive
Styles Global
attributions, envisioning, Assessments
evaluation
J
J J
J
Task
J J
Interventions Environmental Experience Assessments
Events Meaning, competence,
Information choice, impact
J
As
se
Ev ss
a l u men
ati t
on
Behavior J
100 Paton, Violanti, Johnston, Burke, Clarke, Keenan • Stress Shield: Police Resiliency
ment is greater when officers attribute causes for failure to formance expectations, and who acknowledge environmen-
external (i.e., other than personal shortcomings), transient tal limitations on their outcomes, are better able to adapt to
(i.e., likely to change over time), and specific (e.g., limited to a highly threatening circumstances (Paton, 1994; Raphael,
specific day or event) factors. 1986).
The role of this schema component is consistent with In addition to being able to predict satisfaction and thus
findings in the literature of critical incident stress. For ex- inform understanding of how meaning and manageability
ample, Paton and Stephens (1996) discuss how an officer’s develop, by mediating the relationship between organiza-
frequent experience of successful outcomes under normal tional characteristics and satisfaction, empowerment repre-
circumstances can lead to the development of the helper ste- sents a mechanism that illustrates how an officer’s experience
reotype. The schema of the helper stereotype fuels officers’ of organizational culture (e.g., hassles and uplifts) is trans-
expectations that they will always be resourceful, in control, lated, via the above schema components, into resilience and
and able to put things right. The suddenness, scale, and future adaptive capacity. Having identified the potential of
complexity of mass emergencies and disasters make it inevi- empowerment theories to inform understanding of resilience,
table that officers will have to deal with failure at some point the next issue involves identifying its organizational predic-
or with not being able to perform at their expected level (Paton, tors.
1994). Under these circumstances, the helper stereotype re-
Several antecedents to psychological empowerment
sults in officers’ internalizing failure (Raphael, 1986) rather
have been identified. Prominent among these are social struc-
than, more correctly, attributing a given problem to environ-
tural variables (access to resources and information, organi-
mental complexity. Similarly, organizational hassles such as
zational trust, peer cohesion, and supervisory support) and
reporting practices that supersede concern for officers’ well-
personal characteristics (personality). This literature can con-
being or that project blame on officers increase the likelihood
tribute to identifying the predictors of empowerment that can
that officers will perceive problems as emanating from inter-
be included in the Stress Shield model.
nal sources (MacLeod & Paton, 1999). In contrast, feedback
processes that differentiate personal and environmental in-
fluences on outcomes contribute to the development of Access to Resources
attributional schemas that sustain adaptive capacity Having insufficient, inadequate, or inappropriate re-
(MacLeod & Paton). sources to perform response tasks contributes to critical in-
A second schema component, envisioning, refers to how cident stress risk (Carafano, 2003; Paton, 1994). Having
officers anticipate future events and outcomes. It influences resources (physical, social, and informational) allows indi-
the quality of the attributional processes brought to bear on viduals to take initiative and enhance their sense of control
critical incident experiences. Officers who anticipate positive (impact) and self-efficacy (competence) over environmental
rather than negative outcomes experience stronger task and challenges (Gist & Mitchell, 1992; Lin, 1998; Paton, 1994).
global assessments and, thus, empowerment. With regard to One resource that plays a pivotal role in predicting empower-
response problems, the existence of a learning culture in po- ment is information.
lice agencies that interprets problems as catalysts for future Crisis information management systems capable of pro-
development and not as failure (Paton, 2006; Paton & viding pertinent information in conditions of uncertainty are
Stephens, 1996) will increase positive expectations regarding essential to adaptive capacity in emergency responders
performance and well-being. (Paton & Flin, 1999) and play an important role in creating a
The final schema component, evaluation, refers to the sense of purpose and meaning (Conger & Konungo, 1988)
standards by which one evaluates success or failure. Tho- among officers (Figure 3). However, information itself is not
mas and Velthouse (1990) argue that individuals who adopt enough. The social context in which information is received
less absolutist and more realistic standards experience greater is an equally important determinant of empowerment. In this
empowerment. This observation is reinforced by findings in context, one aspect of the agency-officer relationship be-
the critical incident literature. Officers who have realistic per- comes particularly important, and that is trust.
Figure 3: The relationship between empowerment and job satisfaction. Adapted from Johnston (2002)
and Johnston and Paton (2003).
.18 .20
J J
J
Critical
Incidents
} Empowerment
} Global/Task
Assessments
.37
J
J
Job Satisfaction R2 = .51
J
.17
.26
Resource
Information
Access
102 Paton, Violanti, Johnston, Burke, Clarke, Keenan • Stress Shield: Police Resiliency
The model shown in Figure 3 provided good support for Peer Cohesion and Empowerment
the role of empowerment as a predictor of resilience, account-
The quality of relationships between coworkers predicts
ing for some 51% of the variance in job satisfaction. It also
the meaning that officers’ perceive in their work (Major,
supports the inclusion of empowerment in the Stress Shield Kozlowski, Chao, & Gardner, 1995; Liden et al., 2000; Mullen
model. However, before doing so, other social structural (e.g.,
& Cooper, 1994; Paton & Stephens, 1996; Perry, 1997) and
senior officer attitudes and behavior, levels of peer cohesion
increases the level of social support provided to coworkers
and support) and dispositional (e.g.., hardiness) variables (George & Bettenhausen, 1990). Members of cohesive work
capable of predicting adaptive capacity through empower-
teams are more willing to share their knowledge and skills, an
ment can be identified.
essential prerequisite for the development and maintenance
of the learning culture that is fundamental to agency and
Senior Officer Support and Empowerment officer resilience. Cohesive networks are also less dependent
on senior officers for obtaining important resources. Peer
Senior officers play a central role in developing and sus-
relationships are an alternative source for such resources
taining empowering environments (Liden, Wayne, & Spar-
(Liden et al., 1997), contributing to a greater sense of self-
row, 2000; Paton & Stephens, 1996). They have a major role in
determination in one’s work (see Figure 4).
creating and sustaining a climate of trust and empowerment
as a result of their being responsible for translating the orga- Taken together, the social structural variables of senior
nizational culture into the day-to-day values and procedures officer support and peer cohesion can make a valuable con-
that sustain the schema officers engage to plan for and re- tribution to a model of resilience (see Figure 4). In the earlier
spond to critical incidents. discussion of the choice and impact components of empow-
erment (see above), a comparison was made between them
Leadership practices such as positive reinforcement help
and the construct of perceived control. Consequently, the
create an empowering team environment (Manz & Sims, 1989;
final variable proposed for the model, hardiness, is a disposi-
Paton, 1994). This is particularly true when senior officers
tional one that informs an understanding of the relationship
focus on constructive discussion of response problems and
between perceived control and resilience.
how these problems can be resolved in the future; this type
of approach from both coworkers and senior officers empow-
ers employees (Quinn & Spreitzer, 1997). It does so by draw- Hardiness and Empowerment
ing one’s emphasis away from personal weaknesses in a Hardiness has a long history as a predictor of resilience,
difficult or challenging situation and placing it on an active
one which embraces the officer-agency relationship (Bartone,
approach of anticipating how to exercise control in the future
2004). Hardiness may be an important adjunct to empower-
(Paton & Stephens, 1996). In this way, the behavior of senior ment. Portraying empowerment as a multi-level process in-
officers contributes to the development of the attributional,
troduces another issue. Although organizational decisions
envisioning, and evaluative schema components (see above)
can provide the conditions necessary to enable officers, this
that are instrumental in translating officers’ organizational does not automatically imply that officers will be able to fully
experiences into resilient beliefs and competencies.
utilize these opportunities. It is necessary to have an en-
Quality supervisor-subordinate relationships, of which abling (empowering) environment and officers with the dis-
supportive supervisor behavior is a crucial factor (Liden, positional characteristics to be empowered (see Figure 4).
Sparrow, & Wayne, 1997), create the conditions necessary The control, challenge, and commitment facets of hardiness
for personal growth (Cogliser & Schriesheim, 2000) by en- represent a dispositional indicator of officers’ potential to
hancing general feelings of competence (global assessment) utilize environmental opportunities to learn from an empow-
(see Figure 4). Additionally, quality supervisor-subordinate ering environment. For this reason, hardiness is included in
relationships encourage the creation of similar value struc- the model. It has an advantage over conscientiousness in
tures between officers (Cogliser & Schriesheim), building that hardiness is open to change through team and organiza-
shared schema, enabling employees to find increased mean- tional intervention (Bartone).
ing in their task activities, and contributing to the develop-
ment of a sense of cohesion between colleagues.
Figure 4: The Stress Shield model of resilience. Solid lines indicate positive influences on adaptive capacity and
growth. Dashes lines indicate pathways with a negative influence on empowerment.
J Positive work
environment
P.F.
J
J Coping
J
Peer Adaptive
Cohesion Capacity
Conscientiousness K J
J
Organizational Growth
Climate J Trust J Empowerment J
Emotional Stability
J
Job
Satisfaction
J
Supervisor
Support
J E.F.
Coping
J
J Negative work
environment
104 Paton, Violanti, Johnston, Burke, Clarke, Keenan • Stress Shield: Police Resiliency
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1997; Quinn & Spreitzer, 1997). The fact that the proposed efits from stressful events: The role of engagement in
Stress Shield model is derived from empirically validated theo- meaningful work and hardiness. Journal of Occupational
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enced by police agencies to influence selection, training, Burke, K., & Paton, D. (2006). Well-being in protective ser-
assessment, and strategies for change confers upon the model vices personnel: Organisational Influences. Australasian
both theoretical rigor and practical utility. Journal of Disaster and Trauma Studies, 2006-2. http://
trauma.massey.ac.nz/issues/2006-2/burke.htm
Carafano, J.J. (2003). Preparing responders to respond: The
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Manuscript Received: September 26, 2007
Accepted for Publication: April 14, 2008