FCR Technical Requirements May 23

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Technical Requirements for

Frequency Containment Reserve Provision in


the Nordic Synchronous Area

26 May 2023

ENTSO-E AISBL • Avenue de Cortenbergh 100 • 1000 Brussels • Belgium • Tel + 32 2 741 09 50 • Fax + 32 2 741 09 51 • info@entsoe.eu • www. entsoe.eu
Technical Requirements for
Frequency Containment Reserve Provision in
the Nordic Synchronous Area

Contents
Definitions .................................................................................................................................... 4
1 Introduction ........................................................................................................................... 6
2 The prequalification process ................................................................................................. 7
2.1 The prequalification process for the first time .................................................................................................7
2.2 Reassessment of the prequalification.............................................................................................................8
2.3 Prequalification application .............................................................................................................................9
2.4 Approval ....................................................................................................................................................... 10

3 Technical requirements for the FCR-products ..................................................................... 11


3.1 Steady state response, endurance and time domain dynamic performance ................................................13
3.1.1 FCR-N ...................................................................................................................................................... 13
3.1.2 FCR-D ...................................................................................................................................................... 15
3.1.3 Static FCR-D ............................................................................................................................................21
3.2 Frequency domain stability requirements .....................................................................................................24
3.3 Frequency domain performance requirements ............................................................................................. 28
3.4 Linearity requirements ..................................................................................................................................29
3.4.1 Dynamic linearity requirement .................................................................................................................. 30
3.4.2 Linearity requirement for static or non-continuously controlled resources ...............................................31
3.5 Endurance and limited energy reservoirs, LER ............................................................................................ 37
3.5.1 Normal state energy management (NEM)................................................................................................ 39
3.5.2 Alert state Energy Management (AEM)....................................................................................................40
3.5.3 Energy Management Test Sequence .......................................................................................................41
3.5.4 Endurance calculation with LER ..............................................................................................................45
3.6 Simultaneous delivery of several reserves or functions ................................................................................45
3.6.1 Combination of FCR-N and FCR-D ..........................................................................................................45
3.6.2 FCR-D with and without LFSM .................................................................................................................47
3.7 Start and end of FCR provision during a frequency disturbance ..................................................................47
3.7.1 FCR-N ...................................................................................................................................................... 47
3.7.2 FCR-D ...................................................................................................................................................... 47
3.8 Baseline methodology ..................................................................................................................................48
3.9 Capacity calculation .....................................................................................................................................48
3.9.1 Maintained capacity (real time data) ........................................................................................................49
3.10 Capacity determination for uncertain or varying processes ..........................................................................50
3.11 Provision from aggregated resources ...........................................................................................................51
3.11.1 Dynamic prequalification .......................................................................................................................... 52
3.11.2 Dynamic operation ...................................................................................................................................53
3.11.3 Removal of units ......................................................................................................................................54
3.12 Provision from centrally controlled FCR providing entities ...........................................................................54

4 Requirements on the measurement system ........................................................................ 55


4.1 Accuracy....................................................................................................................................................... 55
4.2 Resolution .................................................................................................................................................... 56
4.3 Sampling rate ...............................................................................................................................................56
4.4 Test of frequency measurement equipment .................................................................................................56

5 Testing requirements .......................................................................................................... 58


5.1 Operational test conditions ........................................................................................................................... 58

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Technical Requirements for
Frequency Containment Reserve Provision in
the Nordic Synchronous Area

5.1.1 Scaling of controller parameters ..............................................................................................................59


5.2 Ambient test conditions ................................................................................................................................ 60
5.3 Test data to be logged ..................................................................................................................................60
5.4 Test reports .................................................................................................................................................. 61

6 Data .................................................................................................................................... 62
6.1 Real-time telemetry ......................................................................................................................................64
6.2 Data logging during operation ...................................................................................................................... 64
6.2.1 File format for logged data delivery ..........................................................................................................64

7 Validity and exceptions ....................................................................................................... 66


Appendix 1: Examples of capacity calculation methods.............................................................. 67
Appendix 2: Determination of operational conditions to perform tests ........................................ 70

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Technical Requirements for
Frequency Containment Reserve Provision in
the Nordic Synchronous Area

Definitions
Activated capacity Part of the active power output caused by FCR activation
AEM Alert state Energy Management mode
aFRR Automatic Frequency Restoration Reserve
Backlash General denotation of mechanical dead-band / insensitivities / backlash
Baseline Part of the active power output that does not include FCR activation
Connection Point The interface at which the providing entity is connected to a transmission
system, or distribution system, as identified in the connection agreement
Controller A set of preselected parameter values, selectable with a single signal, e.g.
parameter set a certain parameter set for island operation and another one for FCR-N
Droop The ratio of a steady-state change of frequency to the resulting steady-
state change in active power output, expressed in percentage terms. The
change in frequency is expressed as a ratio to nominal frequency and the
change in active power expressed as a ratio to maximum power.
ENTSO-E European Network of Transmission System Operators for Electricity
FCP Frequency Containment Process
FCR Frequency Containment Reserve
FCR-D Frequency Containment Reserve for Disturbances
FCR-N Frequency Containment Reserve for Normal operation
FCR-X FCR-X is used in common term and can be read as FCR-N,
FCR-D upwards or FCR-D downwards
FCR provider Legal entity providing FCR services from at least one FCR providing
unit or group
FSM Frequency Sensitive Mode, operating mode where active power is
increased/decreased in response to a change in system frequency.
Required for some units through grid code specifications.
LER Limited Energy Reservoir, FCR providing entity with limited activation
endurance.
LFSM Limited Frequency Sensitive Mode, operating mode where active power
is increased/decreased in response to a change in system frequency
below/above a certain value. Required for some units through grid code
specifications.
Maintained capacity The amount of prequalified reserve in MW that will be utilized at full
activation, FCR-N 50±0.1Hz, at 49.5 Hz for FCR-D upwards, and at 50.5
Hz for FCR-D downwards
NEM Normal state Energy Management mode
Power system An additional functionality of the Automatic Voltage Regulator of a
stabiliser (PSS) synchronous power-generating module whose purpose is to damp power
oscillations
Prequalification Prequalification means the process to verify the compliance of an FCR
providing unit or an FCR providing group with the requirements set by
the Technical Requirements for Frequency Containment Reserve

4
ENTSO-E AISBL • Avenue de Cortenbergh 100 • 1000 Brussels • Belgium • Tel + 32 2 741 09 50 • Fax + 32 2 741 09 51 • info@entsoe.eu • www. entsoe.eu
Technical Requirements for
Frequency Containment Reserve Provision in
the Nordic Synchronous Area

Provision in the Nordic Synchronous Area and national terms and


conditions.
Providing entity FCR Providing Unit or FCR Providing Group
Providing group FCR Providing Group means an aggregation of Power Generating
Modules, Demand Entities and/or Reserve Providing Units and/or
Energy storages connected to more than one Connection Point fulfilling
the requirements for FCR
Providing unit FCR Providing Unit means a single or an aggregation of Power
Generating Modules and/or Demand Entities and/or Energy storages
connected to a common Connection Point fulfilling the requirements for
FCR
SOC State of Charge (of e.g. a battery)
TSO Transmission System Operator

5
ENTSO-E AISBL • Avenue de Cortenbergh 100 • 1000 Brussels • Belgium • Tel + 32 2 741 09 50 • Fax + 32 2 741 09 51 • info@entsoe.eu • www. entsoe.eu
Technical Requirements for
Frequency Containment Reserve Provision in
the Nordic Synchronous Area

1 Introduction
These Technical Requirements for Frequency Containment Reserve Provision in the Nordic Synchronous
Area specify formal technical requirements for Frequency Containment Reserve (FCR) providers as well
as requirements for compliance verification and information exchange. The requirements are based on the
European guidelines from the European Commission (SO GL)1, with proper adjustments to be suitable for
the Nordic conditions. The requirements have been developed in cooperation between the Nordic TSOs:
Energinet, Fingrid, Statnett and Svenska kraftnät.
To participate in the FCR markets, it is necessary for FCR providing units and FCR providing groups,
jointly referred to as FCR providing entities2, to be prequalified. The prequalification process ensures that
FCR providers have the ability to deliver the specified product required by the TSO and that all necessary
technical requirements are fulfilled. The TSOs provide an IT tool that performs the necessary calculations
and evaluates compliance from the test results with the technical requirements3. Further, the TSOs
provides a tuning guideline, which describes how providers can tune their units in order to prequalify. The
prequalification shall be performed before a provider can deliver the products FCR-N (Frequency
Containment Reserve for Normal operation) and FCR-D (Frequency Containment Reserve for
Disturbances), and shall consist of documentation showing that the provider can deliver the specified
product as agreed with the TSO. The technical requirements, the specific documentation required and the
process for prequalification testing are described in this document. The process to validate the
requirements includes:
1) Verification of the properties of the FCR providing entity.
2) Accomplishment of prequalification tests.
3) Setting up telemetry data to be sent to the reserve connecting TSO in real-time if requested, and
data logging for off-line validation purposes.
Three FCR products are defined, which can be provided independently:
• FCR-N, in the range of 49.9 – 50.1 Hz
• FCR-D upwards, in the range of 49.9 – 49.5 Hz
• FCR-D downwards, in the range of 50.1 – 50.5 Hz
Each product can be provided either as a linear function of the frequency deviation or as an approximation
of a linear function.

The requirements addressed in this document apply to FCR providing entities providing FCR-N and/or
FCR-D services. Each product offered must comply with the requirements specified in this document.

The main requirements in this document are written in bold text within a box, as shown below:

Requirement X:

An overview of the main requirements is presented in Table 2 in Section 3.

1
COMMISSION REGULATION (EU) 2017/1485 of 2 August 2017 establishing a guideline on electricity
transmission system operation.
2
Since most of the requirements specified in this document refer to both FCR providing groups and FCR providing
units, the term FCR providing entity has been introduced in the text, to cover both FCR providing units and FCR
providing groups.
3
A prototype of an IT Tool has been developed. The tool is still in development and is currently to be seen as a work
in progress.

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Technical Requirements for
Frequency Containment Reserve Provision in
the Nordic Synchronous Area

2 The prequalification process


The prequalification process shall ensure that the FCR provider can provide FCR in accordance with the
requirements from the TSO. The prequalification process is harmonized between the Nordic TSOs, and it
is based on the requirements given to the TSOs through SO GL. The process shall also ensure that the
respective TSO has all the necessary documentation for the FCR providing entities. Furthermore, the
process must ensure that the correct communication links are established and that the required telemetry is
received. The required tests, documentation and data are described in this document. Further information
about the practicalities can be obtained from the reserve connecting TSO.

2.1 The prequalification process for the first time


The prequalification process, illustrated in Figure 1, starts with a notification of the tests from the potential
FCR provider to the reserve connecting TSO. After successful completion of the tests, a formal application
has to be submitted. The application shall contain all relevant information required by the TSO, including
the information listed in this document. Within 8 weeks the TSO shall confirm if the application is
complete or request additional information from the provider. Additional information shall be provided
within 4 weeks, otherwise the application is deemed withdrawn. When the application is complete, the
TSO shall within 3 months either prequalify or deny the FCR providing entity to provide the service. The
test results included in an application must not be older than 1 year.
In case compliance with certain requirements of this document has already been acknowledged by the
reserve connecting TSO, it will be recognised in the prequalification.
The FCR provider is responsible for the safe operation of their entities. Any risks related to performing the
prequalification tests and/or providing FCR should be considered when planning for prequalification. In
particular, the risk for surge or other waterway dynamics should be considered for hydropower units.

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Technical Requirements for
Frequency Containment Reserve Provision in
the Nordic Synchronous Area

Potential FCR Provider Reserve Connecting TSO

Inform the TSO about the date


for testing so that the TSO may Request modifications to the test
send an observer. Present test plan, if needed
plan.

Perform tests

Formal application for Evaluation If application is


Prequalification of an Reserve complete. Confirmation within 8
Providing Entity weeks.

Incomplete
Request for
Additional information provided
additional
within 4 weeks
information

complete

Complete Evaluation of compliance with


No additions
Application is application the technical requirements
withdrawn As soon as possible, at latest
within 3 months

The Tested Entity is passed


Set-up and test of real time
accepted as an FCR
telemetry and data logging
Providing Entity
Not passed

Request for
amendments

no amendment The Tested Entity is not


accepted as an FCR Providing
Entity
amendment

Implementation of the
amendments

Figure 1. Illustration of the steps in the prequalification process.

2.2 Reassessment of the prequalification


The prequalification shall be re-assessed:
• once every five years,
• in case the equipment has changed or substantial change of the requirements, and
• in case of modernisation of the equipment related to FCR activation.
To maintain continuous validity of the prequalification, the FCR provider is responsible for initiating the
reassessment process well in advance of the expiration of the previous prequalification. If a full
prequalification procedure was performed less than 5 years ago, and no changes to the entity have occurred
that can be expected to affect the fulfilment of the requirements, a simplified reassessment can be
performed. The tests described in Section 3.1.1 should be performed for FCR-N and the tests described in
Section 3.1.2 and 3.1.3 should be performed for FCR-D. The tests in Section 3.4.2 shall be performed, if

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Technical Requirements for
Frequency Containment Reserve Provision in
the Nordic Synchronous Area

applicable. If the test results are in line with the most recent full prequalification test results, the FCR
providing entity is considered prequalified for another period of 5 years. If not, a full prequalification
procedure is to be performed.
In case of any change that has a significant impact on the FCR provision for an already prequalified entity,
a full prequalification is required. Such a change could e.g. be a new turbine governor or changed turbine
governor settings.

2.3 Prequalification application


The FCR provider shall perform the required tests, gather the required documentation and send this
information to the reserve connecting TSO in the requested format. The respective TSO will specify how,
and to where, the application should be sent.
The application shall contain, as a minimum, the following documentation:
1) Formal application cover letter – including the reason for the application (first time, 5 year
periodic reassessment, or substantial change)
2) General description of the providing entity
o Including block diagram of the controller
o Including description of limitations for FCR capability, if applicable
3) Description of how the steady state response for FCR is calculated (if and how it depends on
parameter settings, load or ambient conditions).
4) Description of how the power baseline is calculated.
5) Test report and test data with respect to performance and stability, in a format specified in
Subsection 6.2.1, for (when applicable)
o FCR-N
o FCR-D upwards
o FCR-D downwards
6) Documentation of the real-time telemetry data performance and accuracy, as requested
7) Documentation of the data logging system performance and accuracy, as requested
In addition, the application shall contain, as a minimum, the following documentation:
Generation based resources
o Generator: Rated apparent power [MVA]
o Turbine: Rated power [MW]
o Maximum power [MW]
o Minimum power [MW]
o Hydro power entities: Water starting time constant Tw [s] at rated head [m] and at rated
turbine power, using the rated turbine power as base power
o Wind power entities: Rated wind speed [m/s]
o Turbine governor: Type, settings and block diagram
Load based resources
o Information on the type of the load

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Technical Requirements for
Frequency Containment Reserve Provision in
the Nordic Synchronous Area

o Technical description of the controller, including controller settings


Energy storage based resources
o Rated apparent power [MVA]
o Rated energy capacity of the energy storage [MWh]
o Energy storage maximum and minimum state of charge [MWh]
o Technical description of the controller, including controller settings
o Description of energy management
For other types of resources, corresponding data describing the properties of the entity have to be
documented. The specification of such data has to be agreed with the reserve connecting TSO.
For aggregated resources, a high level technical description of the aggregation system shall be included.
For entities without a predefined setpoint, a description of the method for forecasting available FCR
capacity shall be included.
If the entity has been verified for compliance with grid connection requirements prior to the
prequalification process, any changes that are made for FCR provision must be documented, if they are
relevant for compliance and verification of grid connection requirements.

2.4 Approval
Upon approval, the FCR provider shall receive a notification from the reserve connecting TSO that the
FCR providing entity is qualified to provide the stated FCR products. The notification shall confirm the
qualified FCR capacities at the tested operating points. The notification shall also state the validity of the
prequalification and when reassessment is due. The validity period of 5 years starts from the day of
approval.

10
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Technical Requirements for
Frequency Containment Reserve Provision in
the Nordic Synchronous Area

3 Technical requirements for the FCR-products


Each FCR providing entity has to meet a number of technical requirements. The purpose of these technical
requirements is to guarantee that the resources taking part in frequency control
• have sufficient static and dynamic performance and
• do not destabilise the power system.
The requirements are the same irrespective of the providing entity, i.e. generating entities, load entities and
energy storage entities should be tested in a similar way to ensure the fulfilment of the performance and
stability requirements.
There are three FCR products: FCR-N, FCR-D upwards and FCR-D downwards. They are activated in
separate grid frequency bands according to Table 1, and the activation shall in steady state be close to
proportional to the negative grid frequency deviation, ∆𝑓. FCR shall remain activated for as long as the
frequency deviation persists4.
Table 1. Steady state activation of the FCR products. Negative (downwards) activation means a reduction in power
injected to the system (production) or an increase in the power withdrawn from the system (load). Positive (upwards)
activation means an increase in power production or a reduction of load.

Product 100 % negative 0 % activation 100 % positive


activation activation

FCR-D upward N.A. f ≥ 49.9 Hz f ≤ 49.5 Hz


FCR-N f ≥ 50.1 Hz f = 50 Hz f ≤ 49.9 Hz
FCR-D downward f ≥ 50.5 Hz f ≤ 50.1 Hz N.A.

Entities providing FCR-D are allowed to continue to linearly increase their activation beyond the
frequencies of 49.5 Hz and 50.5 Hz, respectively. Each provider of FCR must have a method to calculate
the steady state response of each delivered FCR product given the controller settings (droop) and other
relevant conditions (load, ambient conditions). The steady state response calculation method shall be
verified by the prequalification test results and approved by the TSO. The method shall be an unbiased
estimation of the steady state response. Examples of steady state response calculation methods are given in
Appendix 1. After prequalification, the steady state response calculation method in combination with any
reduction factors determined by the results from the prequalification tests shall be used to calculate the
capacity of FCR that can be sold from the entity. Synchronous and asynchronous machines that are
directly connected to the grid (i.e. not connected with power converters) are recommended to not use fast
power feedback in the controller, since this will counteract the inertial response of the unit.
The maximal provision per single point of failure is limited to 5 % of the nominal reference incident in the
Nordic power system. Currently the maximal provision of FCR-N or FCR-D per single point of failure is
70 MW in the upwards direction and 70 MW in the downwards direction. In addition, when providing both
FCR-N and FCR-D at the same time, the combined maximal provision is 100 MW in the upwards
direction and 100 MW in the downwards direction.
The FCR response shall not be artificially delayed and begin as soon as possible after a frequency
deviation. FCR providers shall disable their FCR contribution when not procured. Voltage control using
frequency-voltage droop is allowed. The technical requirements that are subject to testing are listed in
Table 2. The tests are to be performed at different operating conditions, which are defined in Sections 5.1.

4
In accordance with SO GL article 156.7-9.

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Technical Requirements for
Frequency Containment Reserve Provision in
the Nordic Synchronous Area

Table 2. Requirements and tests.


Symbol explanations: N = The requirement/test applies to FCR-N. Du = The requirement/test applies to FCR-D upwards. Dd= The requirement/test applies to FCR-D downwards. S = The
requirement/test applies only to Static FCR-D. * = If FCR-D upwards and FCR-D downwards have the same parameters, one sine test of FCR-D is enough. **= The test is only needed for reserves with a
non-continuous controller, and/or Static FCR-D. ***=Test of endurance should be included in the test at the operating point that is most challenging from an endurance point of view. For non-LER
entities prequalifying for multiple products, it is sufficient to include the test for one product only. ****The tests apply to LER units only and are performed instead of the other endurance tests.
*****=The frequency measurement equipment test can be carried out at any operating point.
Requirement \ Test

Fast ramp FCR-

Fast ramp FCR-

FCR-D upwards
Sine @ 50.0 Hz

Sine @ 49.7 Hz

Sine @ 50.3 Hz

sequence FCR-

sequence FCR-

sequence FCR-
Step sequence

equipment test
measurement

report section
D downwards

D downwards
Linearity step

Linearity step

Linearity step

Management

Described in
Ramp Static

Ramp Static

LER Energy
D upwards

D upwards

Frequency
downward

operation
Normal
FCR-N

FCR-D
N
1 Steady state response (also for N Du Dd SDu SDd 3.1.1, 3.1.2, 3.1.3
combination of reserves)
2 Power after 7.5 s Du Dd SDu SDd 3.1.2
3 Energy from 0 to 7.5 s Du Dd SDu SDd 3.1.2
4 Deactivation Du Dd 3.1.2, 3.1.3

5 Activation Static FCR-D SDu SDd


6 Re-activation Static FCR-D SDu SDd
7 Deactivation rate Static FCR-D SDu SDd
8 Frequency domain stability N Du* Dd* N,Dd,Du 3.2, 4.4

9 Frequency domain performance N Du* Dd* N,Dd,Du 3.3, 4.4


10 Dynamic linearity N Du* Dd* 3.4.1
11 Linearity (non-continuous) N** Du** Dd** 3.4.2
12 Endurance N Du Dd SDu SDd N,Dd, 3.1.1, 3.1.2, 3.5.3
Du****
13 Mode shifting Du Dd 3.1.2
Test conditions
High load, low droop Du* Dd* N*** N** Du*** Dd*** Du** Dd** N,Dd, 1 1 5.1, 5.4
Du*** hour test*****

High load, high droop N N Du Dd 5.1


Low load, low droop N Du Dd 5.1
Low load, high droop N N** Du Dd Du** Dd** 5.1

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Technical Requirements for Frequency
Containment Reserve Provision in the Nordic
Synchronous Area

3.1 Steady state response, endurance and time domain dynamic


performance
The FCR reserves contribute to the control of the frequency of the power system. Although a single FCR
providing entity typically has little impact on the overall grid frequency, it is crucial that the sum of the
behaviour of all the FCR providing entities ensures sufficient dynamic performance to contain the
frequency within the allowed limits. To ensure the dynamic performance of the system regardless of which
entities provide FCR, it is required that every FCR providing entity has a sufficient dynamic performance.

3.1.1 FCR-N
The steady state response of FCR-N is tested with the step sequence described in Table 3 and visualised in
Figure 2. The input frequency signal is changed in steps. The first step ensures a starting point where the
effect from any backlash in the regulating mechanism will have the same impact on the two following
steps. After the initial preparatory step, the power shall be allowed to settle at 50.0 Hz for 5 minutes before
proceeding to the next step.
The steps at 49.9 Hz and 50.1 Hz shall be maintained for at least 5 minutes, except for the endurance test
for entities without a limited energy reservoir (LER). In the endurance test the steps shall be maintained
for at least 15 minutes. The endurance test is included in the test with the most challenging combination of
load and droop, from an endurance point of view. Endurance and energy management of entities with
LER is tested with the step sequence described in section 3.5.3.
Table 3. FCR-N step test sequence.

Step Start Start time Duration Frequency Comment


number time endurance test [min] [Hz]
[min] for non-LER [min]

0 0 0.5 50.0 Starting point


Pre-step 0.5 0.5 0.5 49.95 Small step to handle
backlash
0 1 1 5 50.0 Step to f0, P0
1 6 6 5 / 15 49.9 Step to f1, P1
2 11 21 5 / 15 50.1 Step to f2, P2
3 16 36 5 50.0 Step to f3, P3
21 41 End of test

13
Technical Requirements for Frequency
Containment Reserve Provision in the Nordic
Synchronous Area

50,15 70

𝑃𝑠𝑠.1
50,1 60

Active power (MW)


50,05 ∆𝑃𝑠𝑠,1 50
Frequency (Hz)

𝑃𝑠𝑠,0
50 40
𝑃𝑠𝑠,3
∆𝑃𝑠𝑠,2
49,95 30

49,9 20
𝑃𝑠𝑠,2
49,85 10
0 5 10 15 20
Time [min]

Frequency Input Active Power Output

Figure 2. FCR-N step-response sequence. Input frequency (orange) and example response (blue).

The steady state response in the upwards direction is calculated as


1
∆𝑃𝑠𝑠,1 = 𝑃𝑠𝑠,1 − 2 (𝑃𝑠𝑠,0 + 𝑃𝑠𝑠,3 ) (1)
and the steady state response in the downwards direction is calculated as
1
∆𝑃𝑠𝑠,2 = 𝑃𝑠𝑠,2 − 2 (𝑃𝑠𝑠,0 + 𝑃𝑠𝑠,3 ) (2)
where 𝑃𝑠𝑠,0 is the steady state power at f0=50 Hz before step 1 and 𝑃𝑠𝑠,3 is the steady state power at
f3=50.0 Hz after step 3, 𝑃𝑠𝑠,1 is the steady state power at f1=49.9 Hz and 𝑃𝑠𝑠,2 is the steady state power at
f2=50.1 Hz.
The steady state response must not differ too much from the theoretical steady state response. Under-
delivery means that the power system might not have enough reserves to contain the frequency, while
over-delivery might lead to decreased stability margins, oscillatory behaviour and overshoots. The
maximal allowed under-delivery in the test result is 5 % and over-delivery 20 %. The requirement on the
step with upwards regulation is:
∆𝑃𝑠𝑠,1 −|∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 |
Requirement 1 upwards: −0.05 ≤ ≤ 0.2
|∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 |

The requirement on the step with downwards regulation, noting that ∆𝑃𝑠𝑠,2 is a negative value, is:
∆𝑃𝑠𝑠,2 +|∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 |
Requirement 1 downwards: −0.2 ≤ ≤ 0.05
|∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 |

where ∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 is the steady state response to a frequency deviation of 0.1 Hz in upwards or
downwards direction calculated with the provider’s capacity calculation method. The provider can choose
to use either the average or the minimum response.

14
Technical Requirements for Frequency
Containment Reserve Provision in the Nordic
Synchronous Area

FCR-N must stay activated as long as the frequency deviation persists. For non-LER entities, the
endurance is tested by maintaining the frequency deviation of steps 1 and 2 for 15 minutes each during the
test with the most challenging combination of load and droop from an endurance point of view.
Requirement 12: The response must stay activated as long as the frequency deviation persists.
If the steady state response requirement is not fulfilled, the provider is allowed to introduce a capacity
reduction factor, Kred,ss, on the theoretical capacity so that the requirement is fulfilled. The reduction factor
has to be a value between 0.9 and 1. The requirement is then expressed as:
∆𝑃𝑠𝑠,1 −𝐾𝑟𝑒𝑑,𝑠𝑠 ∙|∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 |
Requirement 1 with reduction factor, upwards: −0.05 ≤ 𝐾𝑟𝑒𝑑,𝑠𝑠 ∙|∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 |
≤ 0.2

∆𝑃𝑠𝑠,2 +𝐾𝑟𝑒𝑑,𝑠𝑠 ∙|∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 |


Requirement 1 with reduction factor, downwards: −0.2 ≤ ≤ 0.05
𝐾𝑟𝑒𝑑,𝑠𝑠 ∙|∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 |

Note that failure to fulfil the dynamic performance criteria also can be mitigated by introducing another
capacity reduction factor, 𝐾𝑟𝑒𝑑,𝑑𝑦𝑛 (see section 3.3). If any capacity reduction factors are determined, the
capacity of the entity should be reduced with the minimum of the steady state reduction factor and the
dynamic reduction factor. The capacity is then
𝐶𝐹𝐶𝑅−𝑁 = min(𝐾𝑟𝑒𝑑,𝑠𝑠 , 𝐾𝑟𝑒𝑑,𝑑𝑦𝑛 ) ⋅ ∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 (3)
If the needed reduction factor is smaller than 0.9, the unit fails the prequalification for FCR-N.
The provider can choose either to use one reduction factor for all operating points for load and droop, or to
calculate a separate reduction factor for each load and droop, in which case the value of the reduction
factor shall be interpolated for loads and droops in between the ones tested.

3.1.2 FCR-D
The steady state response, endurance and time domain dynamic performance, including deactivation
performance of FCR-D, is tested with a ramp sequence. The aim of the dynamic performance requirements
for FCR-D is to limit the frequency deviation during the first swing after a large disturbance, and the aim
of the deactivation requirement is to limit the frequency deviation of the second swing (in the opposite
direction) after a moderate disturbance. The frequency input signal for the test is given in Table 4 and
visualised in Figure 3. Entities with LFSM controllers shall have the LFSM controller active during the
test.
The level after ramp 3 (at 49.5 Hz and 50.5 Hz respectively) shall be maintained for at least 5 minutes,
except for the endurance test for entities without a limited energy reservoir (LER). In the endurance test
the level shall be maintained for at least 15 minutes. The endurance test is included in the test with the
most challenging combination of load and droop, from an endurance point of view. Endurance and energy
management of entities with LER is tested with the step sequence described in section 3.5.3.
For entities that at times will deliver both FCR-N and FCR-D, FCR-N shall be active during the high
droop tests to test the combination of FCR-N and FCR-D. The last two ramps (7 and 8) only need to be
included when the combination of FCR-N and FCR-D is tested.

15
Technical Requirements for Frequency
Containment Reserve Provision in the Nordic
Synchronous Area

Table 4. FCR-D fast ramp test. The waiting time between ramp 3 and ramp 4 should be increased to 900 seconds when the
endurance is tested (non-LER units only). The endurance shall be tested once at the, from an endurance point of view,
most challenging combination of load and droop.

End Frequency Frequency If mode shift is


End Ramp Test
Ramp Start time for FCR-D for FCR-D used (See details
time speed duration Comment
no. time [s] ramp upwards downwards in Mode shifting
test [s] [Hz/s] [s]
[s] [Hz] [Hz] Section)

Wait until the power


0 0 30 0 30 49.9 50.1 is stable before
starting the test.

Activation Shift to high


1 30 33.1 34.9 0.14 4.9 49.45 50.55
performance test 1 performance mode

Return to stability
mode and
2 34.9 39.9 90 0.09 55.1 49.9 50.1 Deactivation test 1
block before next
ramp
Steady state
response at full
Performance mode
3 90 91.7 390 0.24 300/900* 49.5 50.5 activation. *Duration
blocked, no shift
900 s when testing
the endurance.

Steady state Maintain at least


minimum
4 390 391.7 690 0.24 49.9 50.1 response at zero until mode shift is
300
activation unblocked

Activation Shift to high


5 690 693.8 750 0.24 60 49 51
performance test 2 performance mode

High stability mode


6 750 754.2 1050 0.24 300 50 50 Deactivation test 2 (mode shift
blocked)

FCR-N/FCR-D
7 1050 1050.8 1350 0.24 300 49.8 50.2
combination test

FCR-N/FCR-D
8 1350 1350.4 1650 0.24 300 49.89 50.11
combination test

16
Technical Requirements for Frequency
Containment Reserve Provision in the Nordic
Synchronous Area

Figure 3. Illustration of FCR-D upwards and downwards ramp test. Here, FCR-N is inactive and therefore P8 = P6.

Figure 4. Dynamic performance requirements on ramp 5 for FCR-D upwards (left) and FCR-D downwards (right). The
green area indicates positive energy contribution while the red area indicates negative energy contribution.

17
Technical Requirements for Frequency
Containment Reserve Provision in the Nordic
Synchronous Area

The steady state response of FCR-D is calculated as the difference between the steady state response of
ramp 3 (ending at 49.5 Hz for FCR-D upwards and 50.5 Hz for FCR-D downwards) and ramp 4 (ending at
49.9 Hz for FCR-D upwards and 50.1 Hz for FCR-D downwards. The steady state response must not differ
more than 5 % from the theoretical steady state response in the direction of under-delivery and 20 % in the
direction of over-delivery:
𝑃𝑠𝑠,3 −𝑃𝑠𝑠,4 −|∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 |
Requirement 1 for FCR-D upwards: −0.05 ≤ ≤ 0.2
|∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 |

𝑃𝑠𝑠,3 −𝑃𝑠𝑠,4 +|∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 |


Requirement 1 for FCR-D downwards: −0.2 ≤ ≤ 0.05
|∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 |

where
|∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 | (MW) is the steady state response to a frequency change from 49.9 Hz to 49.5 Hz for
FCR-D upwards or a frequency change from 50.1 Hz to 50.5 Hz for FCR-D downwards, calculated with
the provider’s steady state response calculation method,
𝑃𝑠𝑠,3 is the steady state power after ramp number 3 and
𝑃𝑠𝑠,4 is the steady state power after ramp number 4.
FCR-D must stay activated as long as the frequency deviation persists. For non-LER entities, the
endurance is tested by maintaining the frequency deviation after ramp 3 for 15 minutes during the test with
the most challenging combination of load and droop from an endurance point of view.
Requirement 12: The response shall stay activated as long as the frequency deviation persists.
Using the values as illustrated in Figure 4, the following requirements shall be fulfilled for the responses to
ramp 5 (to 49.0 Hz for FCR-D upwards and to 51.0 Hz for FCR-D downwards):
Requirement 2: |∆𝑃7.5s | ≥ 0.86 ∙ |∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 |
Requirement 3: |𝐸7.5s | ≥ 3.2𝑠 ∙ |∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 |
In the equations above,
∆𝑃7.5s (MW) is the activated power 7.5 seconds after the start of the ramp,
𝐸7.5s (MWs) is the activated energy from the start of the ramp to 7.5 seconds after the start of the ramp,
that is
𝒕+𝟕.𝟓𝒔
𝑬𝟕.𝟓𝐬 = ∫𝒕 ∆𝑷(𝒕)𝒅𝒕 . (4)

∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 (MW) is the steady state response of FCR-D upwards and downwards respectively,
calculated with the provider’s steady state response calculation method.
After the time instant where requirements 2 and 3 are evaluated, the activated power shall not be decreased
below the power at 7.5 seconds at any point in time until start of ramp 6 (back to 50.0 Hz). Small
oscillations in the response are accepted, if they are well-damped and caused by inherent properties of the
reserve providing entity (e.g. waterway dynamics).
Deactivation is defined as decreasing the FCR response when the frequency deviation decreases. FCR-D
providing entities shall behave similarly for deactivation as for activation. Furthermore, in case of
frequency deviations smaller than full activation and/or continuously changing frequency deviations, the
performance of the FCR-D response should behave in a similar way. For entities utilizing the high
performance and high stability modes, the behaviour of the modes may be different, but within the same
mode the response shall behave as stated in the preceding sentences. The activation-deactivation
performance is tested by ramp 1 and 2.

18
Technical Requirements for Frequency
Containment Reserve Provision in the Nordic
Synchronous Area

Figure 5. Deactivation test for FCR-D up to the left and FCR-D down to the right.

For a low frequency event, the energy overshoot after the frequency nadir contributes to overshoot in
frequency. The deactivation test frequency profile is an approximation of the frequency deviation after an
incident which is half the reference incident (i.e. half of the FCR-D capacity). In this case, the frequency
nadir (or zenith for a high frequency event) occurs 4.4 seconds after the start of the event. The requirement
for deactivation is that the energy exceeding the power delivered at the time of nadir or half of the steady
state response for full activation must not exceed 1.7 times the steady state response for full activation at
any time after the nadir (evaluated for at least 40 seconds). The requirement is illustrated in Figure 5.
𝑡=𝑘
Requirement 4 (FCR-D up): max ∫
𝑘=𝑡𝑛𝑎𝑑𝑖𝑟 →𝑡𝑛𝑎𝑑𝑖𝑟+40 𝑡𝑛𝑎𝑑𝑖𝑟
(∆𝑃(𝑡) −min(|∆𝑃𝑛𝑎𝑑𝑖𝑟 |, 0.5 ∙ |∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜 |)) 𝑑𝑡 ≤ 1.7 ∙ |∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜 |

𝑡=𝑘
Requirement 4 (FCR-D down): 𝑘=𝑡 max ∫𝑡 (−∆𝑃(𝑡) −min(|∆𝑃𝑧𝑒𝑛𝑖𝑡ℎ |, 0.5 ∙ |∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜 |)) 𝑑𝑡 ≤ 1.7 ∙
𝑧𝑒𝑛𝑖𝑡ℎ →𝑡𝑧𝑒𝑛𝑖𝑡ℎ+40 𝑧𝑒𝑛𝑖𝑡ℎ

|∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜 |

Reduced capacity
If the steady state response requirement is not fulfilled, the provider is allowed to introduce a capacity
reduction factor, Kred,ss, on the theoretical capacity so that the requirement is fulfilled. The reduction factor
has to be a value between 0.75 and 15. The requirement is then expressed as:
Requirement 1 for FCR-D upwards with reduction factor:
𝑃𝑠𝑠,3 − 𝑃𝑠𝑠,4 − 𝐾𝑟𝑒𝑑,𝑠𝑠 |∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 |
−0.05 ≤ ≤ 0.2
𝐾𝑟𝑒𝑑,𝑠𝑠 |∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 |
Requirement 1 for FCR-D downwards with reduction factor:
𝑃𝑠𝑠,3 − 𝑃𝑠𝑠,4 + 𝐾𝑟𝑒𝑑,𝑠𝑠 |∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 |
−0.2 ≤ ≤ 0.05
𝐾𝑟𝑒𝑑,𝑠𝑠 |∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 |

A capacity reduction factor with a value between 0.75 and 1 can also be used if the FCR-D providing
entity does not fulfil the performance requirement5. The requirements are then expressed as:
Requirement 2 with reduction factor: |∆𝑃7.5s | ≥ 0.86 ∙ 𝐾𝑟𝑒𝑑,𝑑𝑦𝑛 |∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 |
Requirement 3 with reduction factor: |𝐸7.5s | ≥ 3.2𝑠 ∙ 𝐾𝑟𝑒𝑑,𝑑𝑦𝑛 |∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 |

5
The reserve connecting TSO may allow a capacity reduction factor down to 0.5 upon request, depending on the
national procurement process.

19
Technical Requirements for Frequency
Containment Reserve Provision in the Nordic
Synchronous Area

If a capacity reduction factor is determined, the capacity of the entity shall be reduced with the minimum
of the steady state reduction factor and the dynamic reduction factor. The capacity is then
𝐶𝐹𝐶𝑅−𝐷𝑥 = min(𝐾𝑟𝑒𝑑,𝑠𝑠 , 𝐾𝑟𝑒𝑑,𝑑𝑦𝑛 ) ⋅ ∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 (5)
The provider can choose either to use one reduction factor for all loads and droops or to calculate a
separate reduction factor for each load and droop, in which case the value of the reduction factor shall be
interpolated for loads and droops in between the ones tested.

Combination of FCR-N and FCR-D


If the entity will at times provide both FCR-N and FCR-D, the fast ramp test with high droop should be
carried out with both FCR-N and FCR-D active, while the ramp test with low droop should be carried out
with only FCR-D active. For the test sequence when FCR-N is active, the difference between the steady
state response after ramp 6 and ramp 8 should fulfil the steady state response requirement for FCR-N with
a small correction. General requirements related to combination of FCR-N and FCR-D are described in
3.6.1.
Requirement 1, combination upwards:
(𝑃𝑠𝑠,8 −𝑃𝑠𝑠,6 )−|∆𝑃𝐹𝐶𝑅−𝑁,𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 |−0.01/0.4|∆𝑃𝐹𝐶𝑅−𝐷,𝑢𝑝,𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 |
−0.05 ≤ ≤ 0.2
|∆𝑃𝐹𝐶𝑅−𝑁,𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 |

or
Requirement 1, combination downwards:
𝑃𝑠𝑠,8 −𝑃𝑠𝑠,6 +|∆𝑃𝐹𝐶𝑅−𝑁,𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 |+0.01/0.4|∆𝑃𝐹𝐶𝑅−𝐷,𝑑𝑜𝑤𝑛,𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 |
−0.2 ≤ ≤ 0.05
|∆𝑃𝐹𝐶𝑅−𝑁,𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 |

where ∆𝑃𝐹𝐶𝑅−𝑁,𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 is the steady state response of FCR-N calculated with the provider’s capacity
calculation method.

Mode shifting

Since it is required of an FCR-D providing entity to change its power quickly after a disturbance, some
entities may have difficulty in fulfilling the performance requirements and the stability requirements
(section 3.2) at the same time. Such units are allowed to use mode shifting in the controller to achieve high
performance for a short period of time after a disturbance. If mode shifting is used, the controller shall
have a high performance mode and a high stability mode, and the shifting between these modes shall be
tested during the FCR-D ramp sequence test. The high stability mode must comply with the stability
requirement 8 for FCR-D described in Section 3.2 and the performance requirement 9 described in
Section 3.3. In practice, it is recommended to use FCR-N parameters in high stability mode, assuming that
the same droop is used for FCR-N and FCR-D.

The following rules apply for activating/deactivating the high performance mode:

• The entity may activate the high performance mode at a grid frequency equal to or lower than
49.8 Hz for FCR-D upwards, and at a frequency equal to or higher than 50.2 Hz for FCR-D
downwards.
• Regardless of the frequency activation threshold, the entity must deactivate the high performance
mode at the latest when 10 seconds have passed from the activation instant, and switch to the high
stability mode.
• After deactivation, the high performance mode must be blocked from reactivating for 5-15 minutes
(recommended value: 5 minutes), in case the high performance mode does not comply with

20
Technical Requirements for Frequency
Containment Reserve Provision in the Nordic
Synchronous Area

stability requirement 8 described in Section 3.2. The block shall apply separately for FCR-D
upwards and FCR-D downwards.

The deactivation of the high performance mode must be smooth and bump-less (the controller should not
jump to a new value at the time of shifting in a way that causes a significant bump in the power output,
especially not a bump in the wrong direction). Documentation of the activation and deactivation of the
modes must be provided to the reserve connecting TSO before the testing, i.e. with the test plan.

Requirement 13: For entities that utilises mode shifting from high stability mode to high performance
mode, the ramp test sequence should verify the following:
1) The high performance mode is activated during ramp 1 and then deactivated within 10 seconds
and blocked.
2) The high stability mode is active during ramp 3 and ramp 4 (the high performance mode is
blocked from activation).
3) The high performance mode is active during ramp 5 and then blocked.
4) The high stability mode is active during ramp 6.
5) The deactivation of the high performance mode must be smooth and bump-less (the controller
should not jump to a new value at the time of shifting in a way that causes a significant bump in
the power output, especially not a bump in the wrong direction).
The active mode should be logged during the test so that the mode shifting and blocking can be verified.

3.1.3 Static FCR-D


Entities that have difficulties to comply with the dynamic requirements, e.g. activation/deactivation
performance and dynamic stability can provide a variant of FCR-D called Static FCR-D. The technical
requirements and tests of Static FCR-D are described in this section. The main difference from regular
FCR-D (referred to as Dynamic FCR-D in this section) is a grace period of 15 minutes where the entities
are not required to deactivate and/or to be able to perform a second activation.
Static FCR-D is tested by a ramp response test specified in Table 5. The ramps shall be at a rate of 0.24
Hz/s. The requirements on the ramp response test are illustrated in Figure 6.

21
Technical Requirements for Frequency
Containment Reserve Provision in the Nordic
Synchronous Area

Table 5. Ramp response test for Static FCR-D.

Ramp Start Start time Duration [s] Frequency Frequency Comment


number time (endurance for FCR-D for FCR-D
[s] test) [s] upwards downwards
[Hz] [Hz]
non-
LER
LER
0 0 0 180 49.9 50.1 Wait until the
power is stable
before starting
the test.
1 180 180 180 60 / 900 / 49.5 50.5 Activation
1800 (general performance
/ non-LER / test 1
LER)
2 240 1080 1980 1200 49.9 50.1 Deactivation
test 1
1440 2280 3180 End of test

The steady state response of Static FCR-D is calculated as the difference between the steady state response
of ramp 1 (ending at 49.5 Hz for FCR-D upwards and 50.5 Hz for FCR-D downwards) and before ramp 1,
i.e. at 49.9 Hz for FCR-D upwards or 50.1 Hz for FCR-D downwards. The steady state response must not
differ more than 5 % from the theoretical steady state response in the direction of under-delivery and 10 %
in the direction of over-delivery:
𝑃𝑠𝑠,1 −𝑃𝑠𝑠,0 −|∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 |
Requirement 1 for Static FCR-D upwards: −0.05 ≤ ≤ 0.1
|∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 |

𝑃𝑠𝑠,1 −𝑃𝑠𝑠,0 +|∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 |


Requirement 1 for Static FCR-D downwards: −0.1 ≤ ≤ 0.05
|∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 |

where
|∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 | (MW) is the steady state response to a frequency change from 49.9 Hz to 49.5 Hz for
FCR-D upwards or a frequency change from 50.1 Hz to 50.5 Hz for FCR-D downwards, calculated with
the provider’s steady state response calculation method,
𝑃𝑠𝑠,1 is the steady state power after ramp number 1 has settled.
𝑃𝑠𝑠,0 is the steady state power before ramp number 1.
Referring to Figure 4 in the section about Dynamic FCR-D, the same requirements shall be fulfilled for
Static FCR-D for the responses to ramp 1:
Requirement 2: |∆𝑃7.5s | ≥ 0.86 ∙ |∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 |
Requirement 3: |𝐸7.5s | ≥ 3.2𝑠 ∙ |∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 |
where
∆𝑃7.5s (MW) is the activated power 7.5 seconds after the start of the ramp,
𝐸7.5s (MWs) is the activated energy from the start of the ramp to 7.5 seconds after the start of the ramp
(see Eq. 4).

22
Technical Requirements for Frequency
Containment Reserve Provision in the Nordic
Synchronous Area

A capacity reduction factor Kred,dyn with a value between 0.84 and 1 can be used if the Static FCR-D
providing entity does not fulfil the performance requirement. The requirements are then expressed as:
Requirement 2 with reduction factor: |∆𝑃7.5s | ≥ 0.86 ∙ 𝐾𝑟𝑒𝑑,𝑑𝑦𝑛 |∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 |
Requirement 3 with reduction factor: |𝐸7.5s | ≥ 3.2𝑠 ∙ 𝐾𝑟𝑒𝑑,𝑑𝑦𝑛 |∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 |
After the time instant where requirements 2 and 3 are evaluated, the activated power shall not be decreased
below the power at 7.5 seconds at any point in time until start of ramp 2. Small oscillations in the response
are accepted, if they are well-damped and caused by inherent properties of the reserve providing entity. .
The overshoot in the power response to ramp 1 must not exceed 20%. In addition, the delay before the
response is initiated shall not exceed 2.5 seconds. However, the activation of FCR shall not be artificially
delayed, but begin as soon as possible after a frequency deviation.
Requirement 5a: |∆𝑃max | ≤ 1.2 ∙ |∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 |
Requirement 5b: |∆𝑃t>2.5s | > 0
The Static FCR-D response must remain active until the frequency is restored to the standard frequency
range 49.9 Hz < 𝑓 < 50.1 Hz. The endurance is tested by maintaining the frequency deviation of ramp 1
for 15 minutes (30 minutes for LER-resources) during the test with the most challenging combination of
load and droop from an endurance point of view. During tests with other combinations of load and droop
the frequency deviation shall be maintained for at least 1 minute.
Requirement 12: The response shall stay activated as long as the frequency deviation persists.
The Static FCR-D shall initiate deactivation after the frequency returns to the standard frequency range
and has stayed in that range for 60 seconds. The FCR-D must be deactivated and ready to perform a
second activation within 15 minutes counted from 60 seconds after the return of the frequency into the
standard frequency range. If FCR-D is only partially activated during a short or small frequency
disturbance, the remaining FCR-D volume shall be ready for activation immediately, even within the grace
period when the previously activated volume is unavailable.
Requirement 6: Static FCR-D shall be deactivated and ready for reactivation within a grace period
of maximum 15 minutes from the frequency return to the standard frequency
range. The utilised grace period shall be as short as possible and motivated on a
technical basis.
Deactivation is only allowed when the frequency is within the standard frequency range. The rate of
deactivation is limited to maximum 2.5% of the theoretical steady state response to a full frequency
deviation per second, as a moving average with a window of 10 seconds and with no single step larger
than 20%.
|𝑃𝑠𝑠,1 |−|𝑃𝑠𝑠,2 |
Requirement 7: 𝑡𝑑𝑒𝑎𝑐𝑡
≤ 0.025|∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 |

where
𝑡𝑑𝑒𝑎𝑐𝑡 is the time from the start of the deactivation to the end of the deactivation, see Figure 6.

23
Technical Requirements for Frequency
Containment Reserve Provision in the Nordic
Synchronous Area

Figure 6. Illustration of a Static FCR-D ramp test and the notation used in the requirements.

The TSOs do not currently foresee that all of the procured volume at all times need to have dynamic
properties, hence a limited amount of capacity may be procured from entities providing Static FCR-D. The
exact share that has to be of the dynamic variant can be expected to change over time, as a main factor is
the inertia levels in the synchronous area, which have seen a downwards trend as the amount of inverter-
connected production increases. The TSOs will set a suitable quota for the minimum procured volume
from Dynamic FCR-D to ensure that the objectives of these technical requirements are not endangered.
The TSOs will review the quota at least once a year and communicate the quota to the market.

3.2 Frequency domain stability requirements


The FCR reserves contribute to the feedback control of the frequency of the power system. Although a
single FCR providing entity typically has little impact on the overall grid frequency, it is crucial that the
sum of the behaviour of all the FCR providing entities gives a stable feedback loop, see Figure 7. To
ensure stability regardless of which entities provide FCR, it is required that every FCR providing entity has
a stabilizing impact on the system, such that if the whole FCR volume was provided by entities identical to
a specific entity, the system would be stable with a certain stability margin.

Figure 7. Illustration of the system used for evaluation of compliance with requirements in frequency domain.

The frequency domain stability requirement is tested through sine tests, where the applied nominal 50 Hz
frequency signal is to be superimposed with a sinusoidal test signal with different periods ranging from
10 to 300 seconds, resulting in a sinusoidal power output.
The required tests are listed in Table 6. A number of stationary periods are needed to evaluate the test
results. The sines should be centred around 50 Hz when testing FCR-N and around 49.7 Hz and 50.3 Hz
when testing FCR-D upwards and downwards respectively. If FCR-D upwards and downwards are using
the same parameter settings it is sufficient to do the sine test for either FCR-D upwards or FCR-D
downwards and let the result represent both reserves. The test shall then be performed at the set point
where the requirements are hardest to fulfil. If mode shifting is used for FCR-D, care should be taken so
that the mode shifting is blocked during the stationary sine periods that are used for evaluation of the

24
Technical Requirements for Frequency
Containment Reserve Provision in the Nordic
Synchronous Area

requirements. If the same parameters are used for FCR-N and the high stability mode of FCR-D, the sine
test for FCR-D can replaced by sine tests of FCR-N with droop corresponding to the lowest FCR-D droop
in order to avoid mode shifting during the sines. When testing FCR-N, FCR-D should be disabled and vice
versa. The tests should be carried out at the most challenging load level, which is typically high load. The
choice of the operating point must be motivated by prior knowledge and approved by the TSO.
The highest droop setting should be used when testing FCR-N and the lowest droop setting should be used
when testing FCR-D. The reason for testing FCR-N with high droop is that the small signal behaviour is
central for this reserve. High droop leads to small regulations which might be slow or imprecise due to
backlash or deadbands in mechanical parts or valves. It is therefore important that FCR-N is not operated
with too high droop. The reason for testing FCR-D with low droop is that FCR-D is aimed at handling
large disturbances. Low droop leads to large regulations which may be limited by the maximal ramp rate
of servos or other equipment. Therefore, low droop is typically more challenging for FCR-D.

Table 6. Specification of input signal for sine tests. *If the controller has the same parameters for FCR-D upwards and
FCR-D downwards, sine test of either FCR-D upwards or FCR-D downwards can be used to evaluate both reserves.
**Shall be applied for the high stability mode for entities with mode shifting.

Period, T [s] N:o FCR-N FCR-D upwards* FCR-D


stationary Center freq. = 50 Hz. Center freq. = 49.7 Hz. downwards*
Amplitude = ±100 mHz. Amplitude = ±100 mHz.
periods Center freq. = 50.3 Hz.
FCR-N active. FCR-N inactive.
(recommended Amplitude = ±100 mHz.
FCR-D inactive. FCR-D upwards active.
total N:o periods) FCR-N inactive.
Most challenging loading. Most challenging loading. FCR-D downwards active.
High droop. Low droop. Most challenging loading.
Low droop.
10 5 (20) x x x
15 5 (15) x x x
25 5 (10) x x x
40 5 (7) x x x
50 5 (7) x x x
60 5 (7) x x x
70 5 (7) x x x
90 5 (7) x (x)** (x)**
150 3 (4) x (x)** (x)**
300 2 (3) x (x)** (x)**

25
Technical Requirements for Frequency
Containment Reserve Provision in the Nordic
Synchronous Area

Figure 8. Example response (blue) from input frequency (orange) for FCR sine test.

For each sine test, 2-5 periods with stationary sine power response should be used to calculate the gain and
phase shift from the frequency input signal to the power output signal, as illustrated in Figure 8.
The angular frequency, ω, of the sine with period T seconds is
2𝜋
𝜔= . (6)
𝑇

The normalized gain of the transfer function from frequency input signal to power output signal, F(jω), is
calculated as
𝑨𝑷 (𝝎) |∆𝒇𝑭𝑪𝑹−𝑿 |
|𝑭(𝒋𝝎)| = (7)
𝑨𝒇 (𝝎) |∆𝑷 𝑭𝑪𝑹−𝑿,𝒔𝒔,𝒕𝒉𝒆𝒐𝒓𝒆𝒕𝒊𝒄𝒂𝒍 |

where
𝐴𝑃 (𝜔) is the amplitude of the power response in MW from test with sine frequency ω,
𝐴𝑓 (𝜔) is the amplitude of the frequency input signal in Hz from the test with sine frequency ω,
∆𝑓𝐹𝐶𝑅−𝑋 is the one-sided frequency band (in Hz) for the reserve, i.e. 0.1 Hz for FCR-N and 0.4 Hz for
FCR-D, and
∆𝑃𝐹𝐶𝑅−𝑋,𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 is the steady state response of the reserve (in MW) calculated with the provider’s
steady state response calculation method.

The phase shift in degrees is calculated as


𝟑𝟔𝟎°
φ = Arg(𝑭(𝒋𝝎)) = ∆𝒕(𝝎) 𝑻
(8)

where
∆𝑡(𝜔) is the time difference in seconds between the input and the output signal from the test with sine
frequency ω and
T is the period of the sine frequency ω.

26
Technical Requirements for Frequency
Containment Reserve Provision in the Nordic
Synchronous Area

The normalized transfer function from f to P is then

𝑭(𝒋𝝎) = |𝑭(𝒋𝝎)| 𝐜𝐨𝐬(𝝋(𝝎)) + |𝑭(𝒋𝝎)| 𝒋 𝐬𝐢𝐧(𝝋(𝝎)) . (9)

If the frequency test signal is generated inside the controller and not applied from an external source, the
expression on the right hand side in Eq.9 is multiplied with a transfer function approximating the dynamics
of the frequency measurement equipment, 𝐹𝐹𝑀𝐸 (𝑗𝜔) , derived according to Section 4.4.
To evaluate the stability criterion of FCR-N and FCR-D, the normalized transfer function from f to P is
multiplied with the transfer function of the power system, G(iω), to form the open loop system, 𝑮𝟎 (𝑗𝜔),
𝑮𝟎 (𝑗𝜔) = 𝐅(jω)𝐆(jω) . (10)

The power system model, with parameters according to Table 7, is


∆𝑷𝑭𝑪𝑹−𝑿 𝒇𝟎 𝟏
𝑮 (𝐣𝝎) = ∆𝒇𝑭𝑪𝑹−𝑿 𝑺𝐧, 𝟐𝑯 𝒋𝝎+𝑲𝐟 ⋅𝒇𝟎
[p.u.]. (11)

Table 7. Power system parameters.

Parameter Description FCR-N FCR-N FCR-D FCR-D


performance stability performance stability
(Section 3.3) (Section 3.3)
∆𝑃𝐹𝐶𝑅−𝑋 [MW] FCR-X volume 600 MW 600 MW 1450 MW 1450 MW

∆𝑓𝐹𝐶𝑅−𝑋 [Hz] FCR-X one- 0.1 Hz 0.1 Hz 0.4 Hz 0.4 Hz


sided
frequency
band
f0 [Hz] Nominal 50 Hz 50 Hz 50 Hz 50 Hz
frequency
Sn [MW] Nominal power 42 000 MW 23 000 MW 42 000 MW 23 000 MW

H [s] Inertia 190 000 120 000 190 000 120 000
constant MWs/Sn = MWs/Sn = MWs/Sn = MWs/Sn =
4.5238 s 5.2174 s 4.5238 s 5.2174 s
Kf [p.u.] Load 0.01 0.01 0.01 0.01
frequency
dependence

The Nyquist curve of the open loop system can now be examined by plotting the open loop system,
𝑮𝟎 (𝑗𝜔), in the complex plane, see Figure 9. The curve between the measured data points shall be
constructed by interpolation. The FCR provider may choose to perform tests at intermediate sine
frequencies to investigate transfer function values in the area otherwise interpolated. The system is stable
if the Nyquist curve passes on the right side of and does not encircle the point (-1,0j). The stability margin
of the system is visualized as the radius of a circle around the point (-1, 0j) which the Nyquist curve is not
allowed to enter.

27
Technical Requirements for Frequency
Containment Reserve Provision in the Nordic
Synchronous Area

Figure 9. Illustration of the Nyquist stability criterion. The green dots correspond to the open loop system
response calculated from each of the sine tests, the green line is an interpolation between those points. To fulfil
the stability requirement, the green curve must pass outside and to the right of the light blue circle with radius
𝒓 = 𝟎. 𝟒𝟑 drawn around the point (-1,0j), which is marked by a red cross.

Requirement 8: The Nyquist curve of the normalized open loop system 𝑮𝟎 (𝑗𝜔) = 𝐅(jω)𝐆(jω),
shall pass on the right side of a circle with radius 0.43 around the point (-1,0j) in
the complex plane, see Figure 9. A 95 % margin on this requirement is allowed, so
that a curve that only just crosses over the circle will be accepted as long as it stays
out of the circle with radius 0.43 ⋅ 0.95. 𝐅(jω) and 𝐆(jω) shall be calculated
separately for FCR-N, FCR-D upwards and FCR-D downwards (parameters for
𝐆(jω) are given in Table 7).

Entities that cannot fulfil the stability requirement for FCR-N with 95% margin can ask the connecting
TSO for an exemption to fulfil the FCR-N requirement within a 75% margin. To get such an exemption
the provider must show by simulation and/or tests that they have tried to tune the governor to fulfil the
requirement before asking for the exemption.

3.3 Frequency domain performance requirements


FCR-N and FCR-D shall also fulfil a frequency domain performance requirement for the closed loop
system including the normalized entity transfer function F(jω) (Eq. 9) and the power system transfer
function G(jω) (Eq. 11). The closed loop transfer function, Gc(jω), with parameters for FCR-N
performance according to Table 7, shall be smaller than the typical disturbance profile of the system,
1
𝑫(𝑠) = 70𝑠+1 .
𝑮
𝑭𝑪𝑹−𝑿 𝒑𝒆𝒓𝒇 (𝑠) 1
Requirement 9: 𝑮𝒄 (𝑠) = 𝐾𝑚𝑎𝑟𝑔𝑖𝑛 1+𝑭(𝑠)𝑮 < |𝑫(𝑠)| .
𝑭𝑪𝑹−𝑿 𝒑𝒆𝒓𝒇 (𝑠)

28
Technical Requirements for Frequency
Containment Reserve Provision in the Nordic
Synchronous Area

The parameter 𝐾𝑚𝑎𝑟𝑔𝑖𝑛 = 0.95 is a scaling factor which allows the provider a 95 % margin on the
requirement. If the provider is unable to fulfil the frequency domain performance requirement even with
the 95 % margin, the provider is allowed to introduce a capacity reduction factor, Kred,dyn on the transfer
function so that the requirement is fulfilled. The reduction factor must not be smaller than 0.9 for FCR-N
and 0.75 for FCR-D. The requirement then becomes
𝑮𝑭𝑪𝑹−𝑿 𝒑𝒆𝒓𝒇 (𝑠) 1
Requirement 9, with reduction factor: 𝑮𝒄 (𝑠) = 𝐾𝑟𝑒𝑑,𝑑𝑦𝑛 ∙ 𝐾𝑚𝑎𝑟𝑔𝑖𝑛 <| | .
1+𝑭(𝑠)𝑮𝑭𝑪𝑹−𝑿 𝒑𝒆𝒓𝒇 (𝑠) 𝑫(𝑠)

The capacity of the entity is then reduced with the minimum of the reduction factor calculated here and the
reduction factor (if any) calculated for the steady state performance in section 3.1.1 (FCR-N) or section
3.1.2 (FCR-D).
The frequency domain performance requirement is illustrated in Figure 10. The magnitude of the closed
loop transfer function should stay below the magnitude of the disturbance profile D(jω), i.e. the
requirement curve. For the sine waves with short time periods, the entity is not expected to have a large
power response, whereas more response is needed when the time period increases.

Figure 10. Example response of transfer function values (orange dots), interpolated transfer function (orange solid line) of
the closed loop response, which qualifies for the performance requirement (orange dashed line). The dashed line shows the
requirement for FCR-N, FCR-D is similar.

3.4 Linearity requirements


The activation and deactivation of FCR should follow a droop curve, where the power output increases
with decreasing grid frequency, and decreases with increasing grid frequency. For loads, the power
consumption should increase with increasing grid frequency and decrease with decreasing grid frequency.
In steady state, the change in power output shall be close to proportional to the negative frequency
deviation,
1
∆𝑃𝐹𝐶𝑅 = − ∆𝑓 , (12)
𝑒𝑝

where ep is the permanent droop of the controller.

29
Technical Requirements for Frequency
Containment Reserve Provision in the Nordic
Synchronous Area

The controller shall be designed to make the activated power follow the steady state target response (Eq.
12) as closely as possible6 and have a dynamic behaviour that is as linear as possible (within the frequency
range of the respective product). Deviations from the target response are sometimes unavoidable, and
hence allowed if caused by uncertainties in the response, natural variations in production/consumption, or
due to fixed step sizes of the resources connected to the relay.

3.4.1 Dynamic linearity requirement


The performance and stability requirements on FCR are based on the assumption that the system and the
reserves are linear enough to be analysed with linear theory. The frequency domain requirements are only
relevant if the reserve responds in a sufficiently linear way to a frequency disturbance, i.e. that the
sinusoidal test signal results in a sinusoidal response with the same period as the input signal. FCR-D
providing entities that are unable to dynamically respond linearly to the sine test are classified as “Static
FCR-D” and should perform the static linearity test and fulfil the static linearity requirement instead of the
dynamic linearity requirement. For FCR-N all entities are required to provide a dynamic response.
The dynamic linearity requirement is evaluated with the sine test. For each tested period of the input
signal, a sine with the same period is fitted to the power response data using the least squares method. The
baseline power should be subtracted from the measured power, so that the fitted sine is centred on zero. An
example is given in Figure 11.
In the frequency domain analysis described in sections 3.2-3.3, the amplitude and phase of the fitted sine
are compared to the amplitude and phase of the input signal. To evaluate fulfilment of the linearity
requirement, the fitted sine, 𝑃𝑒𝑠𝑡 , is compared to the measured power, 𝑃𝑚𝑣 , for each period separately. The
root mean square error of the fitted sine compared to the measured power, normalized with the standard
deviation of the fitted sine, should be smaller than one.

√∑𝑁
𝑡=1|𝑃𝑚𝑣 (𝑡)−𝑃𝑒𝑠𝑡 (𝑡)|
2
Requirement 10: 2
<1
1 𝑁
√∑𝑁
𝑡=1|𝑃𝑒𝑠𝑡 (𝑡)− ∑𝑡=1 𝑃𝑒𝑠𝑡 (𝑡)|
𝑁

If the output signal of the controller is close to zero for the sine tests with shorter periods, the reserve
connecting TSO may grant an exemption to the above requirement for those periods. This applies in cases
where the output signal can be shown to be close to zero, per design and in actual measurement. The
design of the controller has to be deemed reasonable, especially with regards to linearity, and not
endangering the purpose of the technical requirements.

6
For entities using controllers commonly not utilising power feedback the response may be allowed some deviations
outside the blue area, as shown in Figure 12 and Figure 15 in the following sections. This applies where the choice of
controller is motivated on a technical basis and the derivative of the response is limited (locally linear), e.g. that the
entity will always provide a response even for small changes in frequency.

30
Technical Requirements for Frequency
Containment Reserve Provision in the Nordic
Synchronous Area

Figure 11. Example of the measured power from a sine test and the fitted sine.

3.4.2 Linearity requirement for static or non-continuously controlled


resources
Resources that cannot be continuously controlled, such as relay connected resources, shall activate their
FCR contribution based on a monotonic piecewise linear power-frequency characteristic with a steady
state response that deviates maximally 5% in the direction of underdelivery and 10% in the direction of
overdelivery, i.e. the blue area in Figure 12 and Figure 15 respectively. For FCR-N this means that the
number of steps has to be at least 14 (7 in each direction), and for FCR-D least 7 steps for each direction.
This requirement and the tests described in this section apply to all entities that are non-continuously
controlled (FCR-D and FCR-N), and all Static FCR-D independent of if they are continuously controlled
or not. Entities providing FCR-D are allowed to continue to linearly increase their activation beyond the
frequencies of 49.5 Hz and 50.5 Hz, respectively, as previously mentioned. In such a case the behaviour
must be reported in the prequalification documentation.
FCR-N linearity
Piecewise linear FCR-N resources have to activate their contribution within the blue area in Figure 12
below. For stepwise activated resources this means that the number of steps has to be at least 14. The black
line in the figure indicates the mandatory steady state target response for the controller. The controller
shall aim to be as close and centred as possible to the target response. Deviations from the target response
are allowed if caused by uncertainties in the response, natural variations in production/consumption, or due
to fixed step sizes of the resources connected to the relay.
The coordinates for the corners of the blue area in Figure 12 are provided in Table 8 below. The
coordinates are given clockwise starting from the minimum activation at 50.1 Hz. The full requirement is
calculated via linear interpolation of the provided coordinates.

31
Technical Requirements for Frequency
Containment Reserve Provision in the Nordic
Synchronous Area

Table 8. Coordinates of the corners in Figure 12.


Clockwise starting from the maximal activation at 50.1 Hz.

Frequency [Hz] Response [%]


50.10 110
50.00 10
50.00 5
49.90 -95
49.90 -110
50.00 -10
50.00 -5
50.10 95
50.10 110

Figure 12. Activation of piecewise linear FCR-N resources. The black line indicates the mandatory target response. The
controller shall be designed to minimise the deviation from the target response. The blue area defines the allowed outcome
of the deviations, due to e.g. non-linear effects or step sizes for relay connected loads. The coordinates of the corners are
provided in Table 1 below.

Resources with non-continuous response shall perform a linearity test to show that they stay in the allowed
response area for the steady state response. The test signal is a sequence of frequency steps of 20 mHz per
step, i.e. from 50.00 Hz → 49.98 Hz → 49.96 Hz → 49.94 Hz → 49.92 Hz → 49.90 Hz, and up to 50.1 Hz
and back to 50.0 Hz, as shown in Figure 13.

32
Technical Requirements for Frequency
Containment Reserve Provision in the Nordic
Synchronous Area

Figure 13. Grid frequency test signal for the FCR-N linearity test for non-continuously controlled reserves.

When the FCR response has reached steady state, it must stay close to a proportional response to the
frequency deviation. For upwards regulation (frequency below 50 Hz) the requirement is +10 % and -5 %
referring to Δ𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 . For downwards regulation (frequency above 50 Hz) the requirement is +5 %
and -10 % referring to Δ𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 . To avoid including very short variations in the FCR response, a 10
second moving average of the FCR response is assessed for 60 seconds, starting 60 seconds after a step in
the frequency. The provider is allowed to wait longer (up to 4 minutes) if steady state is not reached in 60
seconds, and the moving average is then assessed during the last 60 seconds. The minimum sampling rate
is described in Subsection 4.3.
Figure 14 depicts the allowed response area for the moving average, for the frequency steps from
49.92 Hz → 49.90 Hz → 49.92 Hz. The same principles apply for all the steps.

Figure 14. Allowed response area for FCR-N for the frequency steps from 49.92 Hz → 49.90 Hz → 49.92 Hz. The orange
line is the frequency step. The blue dotted line is the directly proportional FCR response. The red dashed squares indicate
the allowed response area.

33
Technical Requirements for Frequency
Containment Reserve Provision in the Nordic
Synchronous Area

|∆𝑃̅| 0.1
Requirement 11: 0.95 ≤ ≤ 1.1
|∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 | |∆𝑓|

where
∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 is the steady state FCR activation for a full response calculated with the provider’s steady
state response calculation method. For frequencies below 50 Hz it is positive and for frequencies above 50
Hz it is negative for production units, and vice versa for consumption.
∆𝑓 is the frequency deviation from 50 Hz for the evaluated step
∆𝑃̅ is the moving average of the provided FCR for the evaluated step at time t, calculated as:
1 𝑡+𝑘/2
∆𝑃̅(𝑡) = 𝑘 ∑𝑖=𝑡−𝑘/2 Δ𝑃𝐹𝐶𝑅,𝑖 (13)
where
k is the width of the moving average, equal to 10 seconds. Hence, the number of values depends on the
sampling rate. The minimum sampling rate is described in Subsection 4.3.
Δ𝑃𝐹𝐶𝑅 is the delivered FCR

The moving average ∆𝑃̅(𝑡) must stay within the required limits from t = 60 seconds to t = 120 seconds
after the step, for all frequency steps.

FCR-D linearity
FCR-D resources have to contribute within the blue area in Figure 15. For stepwise activated resources this
means that the number of steps in the controller has to be at least 7 in each direction. The black line in the
figure indicates the mandatory target response for the controller. The controller shall aim to be as close and
centred as possible to the target response. Deviations from the target response are allowed if caused by
uncertainties in the response, natural variations in production/consumption, or due to step sizes of the
resources connected to the relay.

Figure 15. Activation of piecewise linear FCR-D resources. The black line indicates the mandatory target response. The
controller shall be designed to minimise the deviation from the target response. The blue area defines the allowed outcome
of the deviations, due to e.g. non-linear effects or step sizes for relay connected loads. The coordinates of the corners are
provided in Table 9 below.

The coordinates for the corners of the blue areas in Figure 15 are provided in Table 9 below. The
coordinates are given clockwise starting from the minimum activation at 49.88 Hz and 50.12 Hz
respectively. The full requirement is calculated via linear interpolation of the provided coordinates.

34
Technical Requirements for Frequency
Containment Reserve Provision in the Nordic
Synchronous Area

Table 9. Coordinates of the corners in Figure 15. Clockwise starting from the minimum activation at 49.88 Hz and 50.12
Hz respectively. Left FCR-D upwards regulation, right FCR-D downwards regulation.

Frequency [Hz] Response [%] Frequency [Hz] Response [%]


49.88 0 50.12 0
49.50 95 50.50 -95
49.50 110 50.50 -110
49.90 10 50.10 -10
49.90 0 50.10 0
49.88 0 50.12 0

Resources with a non-continuous response and/or providing static FCR-D shall perform a linearity test to
show that they stay in the allowed response area for the steady state response. The test sequence for FCR-
D upwards is plotted in Figure 16 and FCR-D downwards in Figure 17. The test signal is a sequence of
grid frequency steps of 100 mHz per step where the last step is slightly larger so that the frequency enters
the normal band, i.e. for FCR-D upwards from 49.90 Hz → 49.80 Hz → 49.70 Hz → 49.60 Hz → 49.50
Hz, and back to 49.91 Hz and for FCR-D downwards from 50.10 Hz → 50.20 Hz → 50.30 Hz → 50.40 Hz
→ 50.50 Hz, and back to 50.09 Hz.

Hz Linearity test sequence


50,00

49,90

49,80

49,70

49,60

49,50

49,40

Figure 16. Grid frequency test signal for the FCR-D upwards linearity test.

35
Technical Requirements for Frequency
Containment Reserve Provision in the Nordic
Synchronous Area

Hz Linearity test sequence


50,60

50,50

50,40

50,30

50,20

50,10

50,00
Figure 17: Grid frequency test signal for the FCR-D downwards linearity test.

When the FCR response has reached steady state, it must stay close to a proportional response to the
frequency deviation. For upward regulation (frequency below 50 Hz) the requirement is +10 % and -5 %
referring to ∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 for a full activation. For downward regulation (frequency above 50 Hz) the
requirement is +5 % and -10 % referring to ∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 for a full activation. To avoid including very
short variations in the FCR response, a 10 second moving average of the FCR response is assessed 60
seconds after a step in the frequency. The moving average is assessed for 60 seconds, hence there has to be
120 seconds between the steps. The minimum sampling rate is described in Subsection 4.3.
Figure 18 depicts the allowed response area for the moving average, for the frequency steps from
49.6 Hz → 49.5 Hz → 49.6 Hz. The same principles apply for all the steps.

36
Technical Requirements for Frequency
Containment Reserve Provision in the Nordic
Synchronous Area

Figure 18. Allowed response area for FCR-D for the frequency steps from 49.6 Hz → 49.5 Hz → 49.6 Hz. The orange line is
the frequency step. The blue dotted line is the directly proportional FCR response per MW. The red dashed squares
indicate the allowed response area.

|∆𝑃̅| 0.4
Requirement 11: 0.95 ≤ ≤ 1.1
|∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 | |∆𝑓|

3.5 Endurance and limited energy reservoirs, LER


The FCR response shall remain activated as long as the frequency deviation persists7. This is required also
of FCR providing entities with a limited energy reservoir.
The FCR provider shall in the application document the limitations of the energy reservoir in accordance
with instructions from the reserve connecting TSO. The application shall also describe the implementation
of an energy management solution, including the recovery process, to be approved by the TSO. Use of
energy management functions shall not interfere with the ability to provide FCR.
FCR providing entities with an energy reservoir that is smaller than the equivalent of a continuous full
activation of the prequalified FCR capacity for two hours are classified as LER (limited energy reservoir)
and must implement energy management solutions as described in section 3.5.1 and 3.5.2. Such entities
must reserve power in both directions (activation and deactivation direction) for energy management as
described in Table 10 below. It is recommended to trade the energy used for energy management for
example on the intra-day market. The required power reservation for energy management can be used
according to the trades, in addition to activating the required energy management solutions.
FCR providing entities with an energy reservoir where the endurance for full activation exceeds two hours
may implement the same energy management solutions, or during prequalification propose other solutions
of similar effect, to be approved by the reserve connecting TSO.
FCR providing entities classified as LER which have an energy reservoir that is not replenished from the
power grid may suggest an alternative energy management solution with similar effect, to be approved by
the TSO.

7
In accordance with SO GL article 156.7-9

37
Technical Requirements for Frequency
Containment Reserve Provision in the Nordic
Synchronous Area

Note. The requirements described in this section are valid for the time being. However, the requirements on
power and energy (Table 10) and the thresholds for NEM and AEM (Table 11) will be re-evaluated regularly
and updated if needed. For the required energy in FCR-N the foreseen range for evaluation is 1-1.5 h per
direction. The design of the energy management functions NEM and AEM will also be revisited.

Table 10. Required power and energy reserve for FCR-N and FCR-D. 𝑪𝑭𝑪𝑹 is the FCR capacity.

FCR-N FCR-D upwards FCR-D downwards


Required power
+1.34 ∙ 𝐶𝐹𝐶𝑅−𝑁 +𝐶𝐹𝐶𝑅−𝐷𝑢𝑝𝑤𝑎𝑟𝑑𝑠 +0.20 ∙ 𝐶𝐹𝐶𝑅−𝐷𝑑𝑜𝑤𝑛𝑤𝑎𝑟𝑑𝑠
upwards [MW]
Required power
−1.34 ∙ 𝐶𝐹𝐶𝑅−𝑁 −0.20 ∙ 𝐶𝐹𝐶𝑅−𝐷𝑢𝑝𝑤𝑎𝑟𝑑𝑠 −𝐶𝐹𝐶𝑅−𝐷𝑑𝑜𝑤𝑛𝑤𝑎𝑟𝑑𝑠
downwards [MW]
Required energy 1
1 h ⋅ 𝐶𝐹𝐶𝑅−𝑁 h ⋅ 𝐶𝐹𝐶𝑅−𝐷𝑢𝑝𝑤𝑎𝑟𝑑𝑠 0
upwards [MWh] 3
Required energy 1
1 h ⋅ 𝐶𝐹𝐶𝑅−𝑁 0 − h ⋅ 𝐶𝐹𝐶𝑅−𝐷𝑑𝑜𝑤𝑛𝑤𝑎𝑟𝑑𝑠
downwards [MWh] 3

FCR-N provision from an FCR providing entity with a limited energy reservoir (LER) shall be
continuously available during the whole contractually agreed delivery period, currently increments of 1
hour. The endurance requirement for full activation of FCR-N is minimum 60 minutes in both directions
(𝑇𝑚𝑖𝑛 𝑁 = 60 min). Recharging and discharging of FCR-N is mainly handled by natural frequency
deviations, as FCR-N is a symmetric product. Normal state energy management shall be applied in
accordance with section 3.5.1, if the natural frequency deviations are not such that the energy content of
the response is close to zero.
FCR-D provision from an FCR providing entity with limited energy reservoirs (LER) shall be
continuously available in normal state. As of triggering of alert state8 and during the alert state, each
FCR-D providing entity with limited energy reservoirs shall be able to fully activate FCR continuously for
a time period of 15 minutes9 (𝑇𝑚𝑖𝑛,𝐿𝐸𝑅 𝐷 = 15 min). As FCR-D may be fully activated in both normal state
and alert state, the total endurance requirement for FCR-D thus becomes minimum 20 minutes (𝑇𝑚𝑖𝑛 𝐷 =
20 min).
The power and energy capacity reservations apply separately for FCR-N, FCR-D upwards and FCR-D
downwards, in case of simultaneous provision of several products. For example, if both FCR-D upwards
and FCR-D downwards are provided at the same time, the two corresponding columns of Table 10 shall be
summed to get the total power and energy reservation. The implementation of the energy management
functions (see sections 3.5.1 and 3.5.2) shall consider all provided products and ensure the respective
energy reservations per product during operation as closely as possible. For example, FCR-N activation
must never lead to depletion of FCR-D. The implementation of simultaneous provision of several products
shall be described in the application and is subject to approval by the TSO.
When providing reserve from LER entities the SoC must be close to 50 % at the start of a period of
symmetrical provision, and close to 0 or 100 % at the start of a period of asymmetrical provision.

8
Conditions for triggering of alert state are defined in SO GL article 18.2(c). Alert state trigger time is defined to be 5
minutes in accordance with SO GL article 127.
9
In accordance with SO GL article 156.10.

38
Technical Requirements for Frequency
Containment Reserve Provision in the Nordic
Synchronous Area

3.5.1 Normal state energy management (NEM)


FCR-N and FCR-D providing entities with limited energy reservoirs shall implement a Normal State
Energy Management (NEM) scheme. The purpose of NEM is to ensure that there is enough energy
available in the reservoir to activate FCR, and to minimize any imbalances caused by the State of Charge
(SOC) management.
The NEM is allowed to change the baseline (setpoint) of the entity providing FCR-N or FCR-D to restore
the SOC. NEM is only allowed to activate in normal state, i.e. when the frequency is within the standard
frequency range (±100 mHz of the nominal frequency, “the normal band”). When the frequency is outside
of the standard frequency range for a longer time, and thus in alert state, the NEM mode shall be disabled
(PNEM shall ramp back to zero). If the entity is close to full depletion during a long-lasting frequency
deviation in alert state, the entity must switch to Alert state Energy Management (AEM) mode (see 3.5.2).
The FCR providing entity shall enter NEM when the frequency is within the standard frequency range and
the State of Charge (SOC) of the entity is outside of the
range [𝑆𝑂𝐶𝑒𝑛𝑎𝑏𝑙𝑒,𝑁𝐸𝑀,𝑙𝑜𝑤𝑒𝑟 , 𝑆𝑂𝐶𝑒𝑛𝑎𝑏𝑙𝑒,𝑁𝐸𝑀,𝑢𝑝𝑝𝑒𝑟 ]. The NEM should be disabled when the entity reaches a
state of charge within the range [𝑆𝑂𝐶𝑑𝑖𝑠𝑎𝑏𝑙𝑒,𝑁𝐸𝑀,𝑙𝑜𝑤𝑒𝑟 , 𝑆𝑂𝐶𝑑𝑖𝑠𝑎𝑏𝑙𝑒,𝑁𝐸𝑀,𝑢𝑝𝑝𝑒𝑟 ] or if the frequency leaves
the standard frequency range. The SOC is defined as the energy currently in the storage over the maximal
energy the storage can hold, i.e. 𝐸𝑎𝑐𝑡𝑢𝑎𝑙 /𝐸𝑚𝑎𝑥 . Note that here only the energy available for FCR provision
is considered. It may be less than the total energy in the reservoir.
For FCR-D, NEM should be enabled as soon as the remaining endurance is less than 20 minutes in
upwards direction for FCR-D upwards or in the downwards direction for FCR-D downwards, if the
frequency is within the standard frequency band. For FCR-N, NEM should be enabled when the
remaining endurance is 30 minutes if the frequency is within the standard frequency band. The NEM
should be disabled when the remaining endurance (after the ramping down of NEM) is 57.5 minutes or
when the frequency leaves the standard frequency band. The SOC thresholds for enabling and disabling
NEM are given in Table 11. It is recommended to implement the thresholds of Table 11 in the controller in
such a way that they can be easily adjusted if needed.
Table 11. State of charge when the NEM and AEM should be enabled and disabled for each reserve. 𝑪𝑭𝑪𝑹−𝑿 [MW] is the
FCR provision (the FCR obligation from the market result) and 𝑬 [MWh] is the energy storage capacity used for FCR
provision. * The SOC threshold for enabling and disabling NEM shall be modified, if the entity has a reservoir larger than
the minimum volume, such that nominal state of charge can be restored with NEM, and that NEM is smoothly disabled
over 5 minutes when that level is about to be reached.

FCR-N FCR-D upwards FCR-D downwards


SOC enable 5/60 5/60
1 − 𝐶𝐹𝐶𝑅−𝑁 ∙ N.A. 1 − 𝐶𝐹𝐶𝑅−𝐷 ∙
AEM, upper 𝐸 𝐸
SOC disable 10/60 10/60
1 − 𝐶𝐹𝐶𝑅−𝑁 ∙ N.A. 1 − 𝐶𝐹𝐶𝑅−𝐷 ∙
AEM, upper 𝐸 𝐸
SOC enable 30/60 20/60
1 − 𝐶𝐹𝐶𝑅−𝑁 ∙ N.A. 1 − 𝐶𝐹𝐶𝑅−𝐷 ∙
NEM, upper 𝐸 𝐸
SOC disable 57.5/60 20/60
1 − 𝐶𝐹𝐶𝑅−𝑁 ∙ N.A 1 − 𝐶𝐹𝐶𝑅−𝐷 ∙
NEM, upper* 𝐸 𝐸
SOC disable 57.5/60 20/60
𝐶𝐹𝐶𝑅−𝑁 ∙ 𝐶𝐹𝐶𝑅−𝐷 ∙ N.A.
NEM, lower* 𝐸 𝐸
SOC enable 30/60 20/60
𝐶𝐹𝐶𝑅−𝑁 ∙ 𝐶𝐹𝐶𝑅−𝐷 ∙ N.A.
NEM, lower 𝐸 𝐸
SOC disable 10/60 10/60
𝐶𝐹𝐶𝑅−𝑁 ∙ 𝐶𝐹𝐶𝑅−𝐷 ∙ N.A.
AEM, lower 𝐸 𝐸
SOC enable 5/60 5/60
𝐶𝐹𝐶𝑅−𝑁 ∙ 𝐶𝐹𝐶𝑅−𝐷 ∙ N.A.
AEM, lower 𝐸 𝐸

39
Technical Requirements for Frequency
Containment Reserve Provision in the Nordic
Synchronous Area

The storage, E, that is available for reserve provision is referring to the operational range of the storage
that the provider will utilise to provide the reserve. Hence, not the nominal capacity of the storage.
When entering or leaving the conditions where NEM is allowed, the current value for the amount of
energy management shall be calculated from a rolling mean of the 𝑁𝐸𝑀𝐴𝑙𝑙𝑜𝑤𝑒𝑑 over the last 5 minutes,
with 1 second resolution.
−1, if 49.9 < 𝑓 < 50.1 and 𝑆𝑂𝐶 < 𝑆𝑂𝐶𝑁𝐸𝑀,𝑙𝑜𝑤𝑒𝑟,𝑒𝑛𝑎𝑏𝑙𝑒/𝑑𝑖𝑠𝑎𝑏𝑙𝑒
𝑁𝐸𝑀𝐴𝑙𝑙𝑜𝑤𝑒𝑑 = { 1, if 49.9 < 𝑓 < 50.1 and 𝑆𝑂𝐶 > 𝑆𝑂𝐶𝑁𝐸𝑀,𝑢𝑝𝑝𝑒𝑟,𝑒𝑛𝑎𝑏𝑙𝑒/𝑑𝑖𝑠𝑎𝑏𝑙𝑒
0, otherwise
1
𝑁𝐸𝑀𝐶𝑢𝑟𝑟𝑒𝑛𝑡 (𝑡𝑖 ) = 𝑁 ∑𝑁=300
𝑛=1 𝑁𝐸𝑀𝐴𝑙𝑙𝑜𝑤𝑒𝑑 (𝑡𝑖−𝑛 ) (14)
For FCR-N, when 𝑁𝐸𝑀𝐶𝑢𝑟𝑟𝑒𝑛𝑡 (𝑡𝑖 ) ≠ 0, the entity should change its power setpoint, 𝑃𝑡𝑜𝑡,𝐹𝐶𝑅−𝑁 , such that
the SOC will be restored:
𝑃𝑡𝑜𝑡,𝐹𝐶𝑅−𝑁 = 𝑃𝐹𝐶𝑅−𝑁 + 𝑃𝑁𝐸𝑀 = 𝑃𝐹𝐶𝑅−𝑁 + 0.34 ∙ 𝐶𝐹𝐶𝑅−𝑁 ⋅ 𝑁𝐸𝑀𝐶𝑢𝑟𝑟𝑒𝑛𝑡 . (15)

When NEM is fully activated, i.e. 𝑁𝐸𝑀𝐶𝑢𝑟𝑟𝑒𝑛𝑡 (𝑡𝑖 ) = ±1, the power setpoint will be changed such that
𝑃𝑡𝑜𝑡 either reduce the rate of which SOC is approaching its limit or reverses the direction, depending on
the current FCR-N contribution 𝑃𝐹𝐶𝑅−𝑁 . This way, the available energy in the limiting direction will be
increased compared to the reference, ensuring that the dynamic FCR-N performance of the entity will be
conserved and continuously available in normal state. To be able to achieve this, the FCR-N providing
entity with LER has to reserve a power capacity equal to 34 % of the FCR-N provision, which cannot be
utilised for other purposes (see requirement in Table 10). The provider may choose a higher
recharging/discharging rate, up to a maximum of 50 %.
FCR-D providing entities with partially or fully depleted energy reservoirs shall restore full nominal
capacity within 120 minutes of the allowed start of recovery. Hence, the FCR-D NEM requires that at least
20 % of the prequalified power capacity is reserved in the opposite direction to ensure timely restoration of
the endurance (see requirement in Table 10). For FCR-D, when 𝑁𝐸𝑀𝐶𝑢𝑟𝑟𝑒𝑛𝑡 (𝑡𝑖 ) ≠ 0, the entity should
change its power setpoint, 𝑃𝑡𝑜𝑡,𝐹𝐶𝑅−𝐷 , such that the SOC will be restored:

𝑃𝑡𝑜𝑡,𝐹𝐶𝑅−𝐷 = 𝑃𝐹𝐶𝑅−𝐷 + 𝑃𝑁𝐸𝑀 = 𝑃𝐹𝐶𝑅−𝐷 + 0.20 ⋅ 𝐶𝐹𝐶𝑅−𝐷 ⋅ 𝑁𝐸𝑀𝐶𝑢𝑟𝑟𝑒𝑛𝑡 . (16)

The provider may choose a higher recharging/discharging rate, up to a maximum of 34 %.

3.5.2 Alert state Energy Management (AEM)


The FCR providing entity shall enter Alert state Energy Management mode (AEM) when the State of
Charge (SOC) of the entity is outside of the range [𝑆𝑂𝐶𝑒𝑛𝑎𝑏𝑙𝑒,𝐴𝐸𝑀,𝑙𝑜𝑤𝑒𝑟 , 𝑆𝑂𝐶𝑒𝑛𝑎𝑏𝑙𝑒,𝐴𝐸𝑀,𝑢𝑝𝑝𝑒𝑟 ]. The AEM
should be disabled when the entity reaches a state or charge within the range
[𝑆𝑂𝐶𝑑𝑖𝑠𝑎𝑏𝑙𝑒,𝐴𝐸𝑀,𝑙𝑜𝑤𝑒𝑟 , 𝑆𝑂𝐶𝑑𝑖𝑠𝑎𝑏𝑙𝑒,𝐴𝐸𝑀,𝑢𝑝𝑝𝑒𝑟 ]. In AEM the frequency reference used to calculate the FCR
provision is modified as follows:
𝑓0 , if 𝑆𝑂𝐶 ∈ [𝑆𝑂𝐶𝐴𝐸𝑀,𝑙𝑜𝑤𝑒𝑟 , 𝑆𝑂𝐶𝐴𝐸𝑀,𝑢𝑝𝑝𝑒𝑟 ]
𝑓𝐴𝐸𝑀 = { (17)
𝑓(𝑡), otherwise
The range for the SOC is chosen such that the entity shall have enough time to smoothly deactivate its
steady-state response over a time period of 5 minutes. The values are given in Table 11.
When AEM is active the current value for the frequency reference shall be calculated from a rolling mean
of the 𝑓𝐴𝐸𝑀 over the last 5 minutes, with 1 second resolution,

40
Technical Requirements for Frequency
Containment Reserve Provision in the Nordic
Synchronous Area

1
𝑓𝑟𝑒𝑓 = 𝑁 ∑𝑁=300
𝑛=1 𝑓𝐴𝐸𝑀 . (18)
When 𝑓𝑟𝑒𝑓 ≠ 𝑓0 = 50.0 Hz, the entity should calculate its power set point based on a frequency reference
equal to 𝑓𝑟𝑒𝑓 instead of the usual reference 𝑓0 = 50 Hz,

𝑃𝐹𝐶𝑅−𝑋 (𝑡) = 𝐶𝐹𝐶𝑅−𝑋 ⋅ Δ𝑓(𝑡) = 𝐶𝐹𝐶𝑅−𝑋 ⋅ (𝑓𝑟𝑒𝑓 − 𝑓(𝑡)). (19)

For FCR-D, the dead band of ± 100 mHz shall be calculated from 𝑓0, i.e. kept in the absolute range of
[49.9, 50.1].
An entity in AEM will be regarded as unavailable, which shall be duly reported to the reserve connecting
TSO.

3.5.3 Energy Management Test Sequence


The following test sequences aim to test the endurance of FCR providing LER entities and that they can
correctly activate and deactivate energy management functions (NEM and AEM). In the following
sections the test sequences for FCR-N and FCR-D are described. The following requirement shall be
fulfilled for each provided product:
Requirement 12 (for LER): The response shall stay activated as long as the frequency deviation
persists. NEM and AEM shall behave according to the specifications given
in 3.5.1 and 3.5.2.

FCR-N
In Table 12. Energy management test for FCR-N the energy management test for FCR-N is described. The
test sequence covers enabling and disabling of NEM and AEM at low and high state of charge. The
durations given in the table are minimum durations. The actual durations may vary depending on reservoir
size and initial state of charge, and they must be adjusted to meet the objectives stated in the table.

41
Technical Requirements for Frequency
Containment Reserve Provision in the Nordic
Synchronous Area

Table 12. Energy management test for FCR-N

Step Start time Minimum Frequency [Hz] NEM AEM Comment


number [min] duration
[min]
0 2 50 Off Off
1 2 28 50,09 On Off This step must be held until NEM
turns on (due to SOC enabling it to)
2 30 5 50,11 Off Off NEM should turn off when the
frequency exceeds 50.1 [Hz]

3 35 2,5 50,09 On Off NEM should turn on when the


frequency drops below 50.1 [Hz]

4 37,5 7,5 50,11 Off On This step must be held 5 min after
AEM turns on. AEM turns on due to
high SOC value.
5 45 10 50,09 On On FCR response activation with NEM
and AEM on.

6 55 60 49,91 Off Off This step must be held until NEM


and AEM first turn off, and until NEM
On turns on again due to low SOC.
7 115 5 49,89 Off Off NEM should turn off when the
frequency drops below 49.9 [Hz]

8 120 2,5 49,91 On Off NEM should turn on when the


frequency exceeds 49.9 [Hz]

9 122,5 10 49,89 Off On This step must be held 5 min after


AEM turns on. AEM turns on due to
low SOC value.
10 132,5 10 49,91 On On FCR response activation with NEM
and AEM on.

11 142,5 30 50,0 Off Off This step must be held until NEM
and AEM turn off.

Figure 19 illustrates the first half of the test (steps 1 to 6). The second half of the test is mirrored but
otherwise similar. The figure shows the input frequency, active power output (% of FCR-N capacity) and
the state of charge of the LER unit. It further shows the reference frequency which changes when the AEM
function is turned on and off. The reference frequency affects the active power output as shown in the
figure.

42
Technical Requirements for Frequency
Containment Reserve Provision in the Nordic
Synchronous Area

Figure 19. Energy management test of FCR-N, steps 1-6. NOTE: This is an example. Hence, NEM/AEM activations will
vary dependent on specific MW/MWh capacities of the LER unit.

FCR-D upwards and downwards


Table 14. Energy management test for FCR-D describes the energy management test for FCR-D upwards
and Table 14 for FCR-D downwards. The durations given in the tables are minimum durations. The actual
durations may vary depending on reservoir size and initial state of charge, and they must be adjusted to
meet the objectives stated in the table.
Table 13. Energy management test for FCR-D upwards

Step Start time Minimum Frequency [Hz] NEM AEM Comment


number [min] duration
[min]
0 0,5 49,91 Off Off
1 0,5 10 49,5 Off Off This step must be held until NEM
turns on when going into normal
frequency band (Step 2)
2 10,5 2,5 49,91 On Off NEM turns on due to entering of
normal frequency band.

3 13 15 49,5 Off On This step must be held 5 min after


AEM turns on

4 28 15 49,91 On Off NEM must be turned on when


stepping into the normal frequency
Off band. The step must be held until
NEM and AEM turns off

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Technical Requirements for Frequency
Containment Reserve Provision in the Nordic
Synchronous Area

Table 14. Energy management test for FCR-D downwards

Step Start time Minimum Frequency [Hz] NEM AEM Comment


number [min] duration
[min]
0 0,5 50,09 Off Off
1 0,5 10 50,5 Off Off This step must be held until NEM
turns on when going into normal
frequency band (Step 2)
2 10,5 2,5 50,09 On Off NEM turns on due to entering of
normal frequency band.

3 13 15 50,5 Off On This step must be held 5 min after


AEM turns on

4 28 15 50,09 On Off NEM must be turned on when


stepping into the normal frequency
Off band. The step must be held until
NEM and AEM turns off

Figure 20 illustrates the test for FCR-D downwards. The test for FCR-D upwards is mirrored but otherwise
similar. The figure shows the input frequency, active power output (% of FCR-D capacity) and state of
charge of the LER unit. It further shows the reference frequency which changes when the AEM function is
turned on and off. The reference frequency affects the active power output as shown in the figure. During
ramp 4 it is only required to give a full active power response in opposite direction if both up- and
downward regulation is to be tested. If only one direction is to be delivered, the response is not required to
be more than + 20% of the FCR-D capacity.

Figure 20. Energy management test of FCR-D downwards, steps 1-4. NOTE: This is an example. Hence, NEM/AEM
activations will vary dependent on specific MW/MWh capacities of the LER unit.

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Technical Requirements for Frequency
Containment Reserve Provision in the Nordic
Synchronous Area

3.5.4 Endurance calculation with LER


Entities with a limited activation capability shall, in real time, calculate and report the endurance of the
FCR reserve, if required by the relevant TSO. The endurance of FCR-N is the minimum of the upwards
and downwards endurance. The endurance of FCR-D upwards is the upwards endurance and the endurance
of FCR-D downwards is the downwards endurance.
The upwards endurance of FCR-X (the time until an entity providing FCR-X is limited) is calculated as
𝐸𝑐𝑢𝑟𝑟𝑒𝑛𝑡 𝑟𝑒𝑠𝑒𝑟𝑣𝑜𝑖𝑟 − 𝐸𝑟𝑒𝑠𝑒𝑟𝑣𝑜𝑖𝑟 𝑚𝑖𝑛
𝐿𝐹𝐶𝑅−𝑋 𝑒𝑛𝑑𝑢𝑟𝑎𝑛𝑐𝑒,𝑢𝑝𝑤𝑎𝑟𝑑𝑠 = |𝑃 | ⋅ 60 [minutes] (20)
𝑠𝑒𝑡𝑝𝑜𝑖𝑛𝑡 +𝐶 𝐹𝐶𝑅−𝑋 𝑢𝑝𝑤𝑎𝑟𝑑𝑠 (𝑠𝑝,𝑒𝑝)−𝑃𝑟𝑒𝑠𝑒𝑟𝑣𝑜𝑖𝑟 𝑖𝑛𝑓𝑙𝑜𝑤

and the downwards endurance of FCR-X is calculated as


𝐸𝑟𝑒𝑠𝑒𝑟𝑣𝑜𝑖𝑟 𝑚𝑎𝑥 − 𝐸𝑐𝑢𝑟𝑟𝑒𝑛𝑡 𝑟𝑒𝑠𝑒𝑟𝑣𝑜𝑖𝑟
𝐿𝐹𝐶𝑅−𝑋 𝑒𝑛𝑑𝑢𝑟𝑎𝑛𝑐𝑒,𝑑𝑜𝑤𝑛𝑤𝑎𝑟𝑑𝑠 = | | ⋅ 60 [minutes] (21)
𝑃 𝑟𝑒𝑠𝑒𝑟𝑣𝑜𝑖𝑟 𝑖𝑛𝑓𝑙𝑜𝑤 −𝑃𝑠𝑒𝑡𝑝𝑜𝑖𝑛𝑡 +𝐶 𝐹𝐶𝑅−𝑋 𝑑𝑜𝑤𝑛𝑤𝑎𝑟𝑑𝑠 (𝑠𝑝,𝑒𝑝)

with the notation


𝐸𝑟𝑒𝑠𝑒𝑟𝑣𝑜𝑖𝑟 𝑚𝑎𝑥 is the reservoir current maximum storage threshold/limit [MWh],
𝐸𝑟𝑒𝑠𝑒𝑟𝑣𝑜𝑖𝑟 𝑚𝑖𝑛 is the reservoir current minimum storage threshold/limit [MWh],
𝐸𝑐𝑢𝑟𝑟𝑒𝑛𝑡 𝑟𝑒𝑠𝑒𝑟𝑣𝑜𝑖𝑟 is the current reservoir level [MWh],
𝑃𝑠𝑒𝑡𝑝𝑜𝑖𝑛𝑡 is the current power setpoint (negative for absorbed power) [MW],
𝑃𝑟𝑒𝑠𝑒𝑟𝑣𝑜𝑖𝑟 𝑖𝑛𝑓𝑙𝑜𝑤 is the current reservoir inflow if applicable [MW],
𝐿𝐹𝐶𝑅−𝑋 𝑒𝑛𝑑𝑢𝑟𝑎𝑛𝑐𝑒 is the current endurance [minutes].
𝐶𝐹𝐶𝑅−𝑋 𝑢𝑝𝑤𝑎𝑟𝑑𝑠 (𝑠𝑝, 𝑒𝑝) is the provided FCR-X in the upwards direction at the current setpoint (load) and
droop, and
𝐶𝐹𝐶𝑅−𝑋 𝑑𝑜𝑤𝑛𝑤𝑎𝑟𝑑𝑠 (𝑠𝑝, 𝑒𝑝) is the provided FCR-X in the downwards direction (with positive sign) at the
current setpoint (load) and droop.
Note that the factor 60 in the equations is used to convert from hours to minutes.
Note that entering the Normal State Energy Management (NEM) mode changes the power setpoint. If the
FCR providing entity is in the Alert State Energy Management (AEM) mode, the reported endurance
should be set to zero in the respective direction.
For FCR providing entities, limited due to something other than reservoir restrictions, the calculations
shall be performed in a similar fashion but with the applicable modifications to the procedure, to be
approved by the TSO.

3.6 Simultaneous delivery of several reserves or functions


An entity providing several reserves (e.g. FCR, FRR, FFR, and LFSM) at the same time shall always
activate each of these reserves according to their individual prequalification/specification, and the total
power of the entity should reflect the sum of the reserves. The baseline of the entity must allow full
activation of all the contracted reserves at the same time.

3.6.1 Combination of FCR-N and FCR-D


In steady state, an entity providing both FCR-N and FCR-D shall activate the sum of FCR-N and FCR-D
at any frequency deviation, see Figure 21. For entities with one controller that switches the control
parameters between the products, this implies that the droop setting must be the same in both parameter
sets.
It is recommended that the controller structure is implemented such that all three FCR products are
individually controllable, i.e. delivered from separate controllers for each product. If the entity has another

45
Technical Requirements for Frequency
Containment Reserve Provision in the Nordic
Synchronous Area

implementation, for example only one controller that switches between FCR-N and FCR-D control
parameters, it must switch from FCR-N parameters to FCR-D parameters when the frequency crosses 49.9
Hz or 50.1 Hz without intentional delay10. For switching back from FCR-D to FCR-N there can be a delay
after the frequency has returned within the 49.9-50.1 Hz band. The delay may be up to 30 seconds, but the
recommended value is 15 seconds.
The switching of the parameters can be done in an arbitrary way, given that the behaviour complies with
all other requirements. The TSO has the right to ask for additional testing and/or simulations, if there is
reason to believe that the controller configuration and/or parameter settings have any unforeseen dynamic
that is disadvantageous for the power system stability.
The combination of FCR-N and FCR-D is tested with the FCR-D ramp sequence described in section
3.1.2.
Response

49,5 49,7 49,9 50,1 50,3 50,5

Frequency [Hz]

FCR-N and FCR-D FCR-N FCR-D

Figure 21. Steady state active power activation as a function of frequency, droop profile of FCR-N (blue), FCR-D (green)
and both combined (red).

10
If such a controller uses mode shifting between high stability and high performance mode, the shift between FCR-
N and high stability FCR-D mode is made at 49.9 or 50.1 Hz, while the shift to high performance mode is done at
49.8 or 50.2 Hz as described in section 3.1.2.

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Technical Requirements for Frequency
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3.6.2 FCR-D with and without LFSM


FSM and LFSM are defined in the Commission regulation (EU) 2016/631, Requirements for Generators.
The FSM function is typically utilised to provide FCR-D in the Nordic system, whereas LSFM is a
function for frequency regulation outside the FCR frequency band.

FCR-D providing entities without separate LFSM controllers are not allowed to have a saturation limit
on the frequency measurement input to the FCR-D controller, i.e. for upwards regulation there should be
no lower limit for the frequency input and for downwards regulation there should be no upper limit for the
frequency input. The controller parameters of the FCR-D controller must not be changed when the
frequency enters the LFSM frequency band. If the entity is not required to deliver LFSM through grid
connection requirements, the FCR-D controller output is allowed to saturate at the sold FCR-D volume. If
the entity is required to deliver LFSM, the FCR-D controller output is not allowed to saturate before the
entity reaches its maximum or minimum power output.

Entities with a separate LFSM controller are allowed to have a saturation limit on the frequency
measurement input to the FCR-D controller. The saturation limit should be 49.5 Hz for FCR-D upwards
and 50.5 Hz for FCR-D downwards. The LFSM controller is recommended to utilise the same parameters
as the FCR-D controller.

The combination of FCR-D and LFSM is tested with the FCR-D ramp sequence described in section 3.1.2.
In steady state, an entity providing both FCR-D and LFSM shall activate the sum of FCR-D and LFSM at
any frequency deviation, similarly as described for the combination of FCR-N and FCR-D in section 3.6.1.

3.7 Start and end of FCR provision during a frequency disturbance


The following rules shall apply when the system frequency does not equal 50.0 Hz at the beginning or end
of FCR provision from an entity. They apply regardless of the size of the frequency deviation and the
system state.

3.7.1 FCR-N
When FCR-N provision is initiated from an FCR-N providing entity the frequency input shall be changed
from 50.0 Hz (= zero activation) to the currently measured system frequency. The stepwise change in input
frequency shall lead to an FCR-N response in line with both the performance requirements of FCR-N, and
the typical response of the entity. This shall ensure a smooth activation response.
When FCR-N provision is scheduled to end from an FCR-N providing entity the frequency input shall be
changed from the currently measured system frequency to 50.0 Hz (= zero activation). The stepwise
change in input frequency shall lead to an FCR-N response in line with both the performance requirements
of FCR-N, and the typical response of the entity. This shall ensure a smooth deactivation response. When
the FCR-N response has naturally ceased, the FCR-N provision may be ended.
If manually modifying the frequency input is not feasible, the applying provider may propose an
alternative implementation. The proposal shall achieve the same effect as stated above and be approved by
the TSO. The implementation may be on portfolio level.

3.7.2 FCR-D
When FCR-D provision is initiated from an FCR-D providing entity the frequency input shall be changed
from a frequency with zero activation (f > 49.9 Hz for FCR-D upwards and f<50.1 Hz for FCR-D
downwards) to the currently measured system frequency. The stepwise change in input frequency shall
lead to an FCR-D response in line with both the performance requirements of FCR-D, and the typical
response of the entity. This shall ensure a smooth activation response.

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Technical Requirements for Frequency
Containment Reserve Provision in the Nordic
Synchronous Area

When FCR-D provision is scheduled to end from an FCR-D providing entity with a current FCR-D
response, the FCR-D provision shall continue until the frequency deviation enters the standardized
frequency interval (“normal band”, ± 100 mHz) and the FCR-D response naturally ceases. If the
frequency deviation is long-lasting, the FCR-D response may start to ramp down after 15 minutes after the
scheduled end. The ramp must be over a period of 5 minutes.
If no FCR-D response is being provided at the time for the scheduled end of provision, the provision may
be ended immediately.
If manually modifying the frequency input is not feasible, the applying provider may propose an
alternative implementation. The proposal shall achieve the same effect as stated above and be approved by
the TSO. The implementation may be on portfolio level.

3.8 Baseline methodology


FCR providing entities must calculate the reference power or baseline, as the FCR response is calculated
as the difference between the active power output after the activation and the active power output that
would have occurred if the entity had remained not activated (the baseline).
FCR providing entities with a controllable and predetermined production or consumption can use the
setpoint as reference power or baseline. Other entities must present a method for baseline calculation to the
relevant TSO for approval. Similarly, the available FCR capacity should be forecasted at the time of
bidding for FCR. This calculation must also be approved as required by the relevant TSO.

3.9 Capacity calculation


A provider needs to calculate the FCR capacity that can be offered to the market and also the maintained
capacity in real-time during delivery of FCR. This section describes how these capacities are calculated.
Steps for calculating the capacity that can be offered to the market
1. Determine the steady state response. Examples of methods for calculating the steady state
response are given in Appendix 1.
2. Apply reduction factors, if any. If all the requirements were fulfilled without reduction factors,
this step can be skipped. If a reserve was prequalified with a reduction factor, the capacity is the
steady state response times the reduction factor. If the reserve was prequalified with different
reduction factors at high and low load or at high and low droop, the provider can either use the
lowest reduction factor for all cases or interpolate the reduction factor with regards to the load
and droop at the time of delivery, see Figure 22 and Figure 23.
3. Check headroom taking other reserves into account. The sum of the sold capacities of all reserves
in upwards and downwards direction respectively needs to be possible to activate within the
operating range of the entity. As a general rule the provider is not allowed to use a droop that will
cause saturation of the response at a smaller frequency deviation than the maximum frequency
deviation defined for each reserve. An exception from this rule is made for FCR-D when the
entity has a capacity reduction factor, in which headroom is needed only for the sold capacity of
FCR-D. For FCR-N however the provider needs to reserve headroom for the full steady state
response so that the response is linear in the whole FCR-N frequency band and so that FCR-N
does not appropriate capacity from FCR-D.

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Technical Requirements for Frequency
Containment Reserve Provision in the Nordic
Synchronous Area

Figure 22. Step 2a, interpolation of reduction factor, K, as a Figure 23. Step 2b, interpolation of the reduction factor as a
function of steady state response. The end points of the lines function of load. The end points here are the interpolated values
are determined by the test results and the points in between from the left figure.
are determined by interpolation.

3.9.1 Maintained capacity (real time data)


Providers of FCR have to report their maintained FCR capacity to the TSO in real time, if required by the
relevant TSO. The maintained capacity is the FCR capacity that in practice is available and would be
activated if the maximal frequency deviation occurred. The maintained capacity should be equal to or
larger than the sold capacity. Operational limits of the FCR providing entities should be taken into account
in the calculation of the maintained capacity. The maintained capacity is calculated as
𝐶𝐹𝐶𝑅−𝑁,𝑚𝑎𝑖𝑛𝑡𝑎𝑖𝑛𝑒𝑑 = min (𝑃𝑚𝑎𝑥 − 𝑃𝑏𝑎𝑠𝑒𝑙𝑖𝑛𝑒 − 𝐶𝐹𝑅𝑅+𝐹𝐹𝑅 , 𝑃𝑏𝑎𝑠𝑒𝑙𝑖𝑛𝑒 − 𝐶𝐹𝑅𝑅 − 𝑃𝑚𝑖𝑛 , 𝐶𝐹𝐶𝑅−𝑁 ), (22)

𝐶𝐹𝐶𝑅−𝐷,𝑢𝑝𝑤𝑎𝑟𝑑𝑠,𝑚𝑎𝑖𝑛𝑡𝑎𝑖𝑛𝑒𝑑 = max[min(𝑃𝑚𝑎𝑥 − 𝑃𝑏𝑎𝑠𝑒𝑙𝑖𝑛𝑒 − 𝐶𝐹𝑅𝑅+𝐹𝐹𝑅 − |∆𝑃𝑠𝑠,𝐹𝐶𝑅−𝑁,𝑢𝑝 |, 𝐶𝐹𝐶𝑅−𝐷,𝑢𝑝𝑤𝑎𝑟𝑑𝑠 ) , 0] (23)

and 𝐶𝐹𝐶𝑅−𝐷,𝑑𝑜𝑤𝑛𝑤𝑎𝑟𝑑𝑠,𝑚𝑎𝑖𝑛𝑡𝑎𝑖𝑛𝑒𝑑 = max[min(𝑃𝑏𝑎𝑠𝑒𝑙𝑖𝑛𝑒 − 𝐶𝐹𝑅𝑅 − |∆𝑃𝑠𝑠,𝐹𝐶𝑅−𝑁,𝑑𝑜𝑤𝑛 | − 𝑃𝑚𝑖𝑛 , 𝐶𝐹𝐶𝑅−𝐷,𝑑𝑜𝑤𝑛𝑤𝑎𝑟𝑑𝑠 ) , 0]. (24)


𝑃𝑚𝑎𝑥 is the current maximum power output,
𝑃𝑚𝑖𝑛 is the current minimum power output,
𝑃𝑏𝑎𝑠𝑒𝑙𝑖𝑛𝑒 is the current power baseline (the setpoint or the calculated power without frequency control),
|∆𝑃𝑠𝑠,𝐹𝐶𝑅−𝑁,𝑢𝑝 | is the steady state response of FCR-N at 49.9 Hz,
|∆𝑃𝑠𝑠,𝐹𝐶𝑅−𝑁,𝑑𝑜𝑤𝑛 | is the steady state response of FCR-N at 50.1 Hz,
𝐶𝐹𝑅𝑅+𝐹𝐹𝑅 is the sold capacity of FRR and FFR in the relevant direction and
𝐶𝐹𝐶𝑅−𝑋 is the capacity of the reserve, i.e. the steady state response of the reserve at full activation scaled
with the capacity reduction factor (if any), see Eq. 3 and Eq. 5.
𝐶FCR−X is zero when the frequency control is inactive. The value of 𝐶FCR−N is set to zero for an entity
delivering only FCR-D.
Figure 24 illustrates how the capacities of different reserves are added. If there is not enough headroom for
all the sold capacities, the maintained FCR-D capacity is limited first, then the FFR capacity, then FCR-N,
then FRR. The reasoning behind this is that FRR and FCR-N can be fully activated when a disturbance
that activates FCR-D and FFR occurs. When the disturbance occurs, FFR will activate faster than FCR-D,
and therefore it is FCR-D that will not be delivered fully. With regards to FCR-N and FRR, any of these
reserves can be activated before the other. However, since FCR-N is typically located after FRR in the

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Technical Requirements for Frequency
Containment Reserve Provision in the Nordic
Synchronous Area

control chain (FCR works as a difference to the setpoint including FRR), the FRR reserve takes priority
over the FCR-N.

𝑷
𝑃max

𝐶𝐹𝐶𝑅−𝐷 𝑢𝑝𝑤𝑎𝑟𝑑𝑠 Example of 𝑃max that limits


the FCR-D
𝐶𝐹𝐹𝑅

𝐶𝐹𝐶𝑅−𝑁

𝐶𝐹𝑅𝑅
𝑃baseline

𝐶𝐹𝐶𝑅−𝐷 𝑑𝑜𝑤𝑛𝑤𝑎𝑟𝑑𝑠

𝑃min
(1)

Figure 24. The figure shows how all the sold capacities has to fit within the operational range of the entity. If a situation
occurs when the headroom is not enough for all sold capacities, the maintained FCR-D will be limited first.

3.10 Capacity determination for uncertain or varying processes


The delivered response from an FCR providing entity may be partly uncertain, due to e.g. stochastic or
periodic consumption of the entity. The delivered response shall then be calculated as the difference
between the active power output after the activation, and the active power output that would have occurred
if the entity had remained not activated. This is illustrated for two types of varying loads in Figure 25 and
Figure 26.
Figure 25 illustrates a situation where the load variations are independent of if the entity has been activated
or not. If it is possible to determine that the variations are independent of activation, they will be
considered part of the baseline variations during prequalification and operation. To do this assessment the
application has to include suitable data and documentation.
Figure 26 illustrates a situation where the variations are not independent of the delivery. In such a case the
capacity shall be determined from the response that is ensured, i.e. the minimum of the response curve
after activation.

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Technical Requirements for Frequency
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Figure 25. Example response where variations are independent of the delivered response.

Figure 26. Example response where the variations are not independent of the delivered response.

3.11 Provision from aggregated resources


FCR can be provided using an aggregated group of resources forming a reserve providing entity. The
reserve providing entity as a whole must always provide a response that meets the technical requirements,
while the individual resources on their own do not necessarily have to.

Some providers using aggregated groups may desire some flexibility within the group, e.g. that they may
want to add or remove resources after initial prequalification, or that not all resources in the group are able
to participate in provision all the time. These two different kinds of flexibility are denoted as dynamic
prequalification and dynamic operation, respectively. The two concepts, dynamic operation and dynamic
prequalification, may be combined. The combinations are illustrated in Figure 27 and explained in Table
15 below.
The response after use of flexibility is required to be within the technical requirements. Flexibility is
allowed only to the extent that is possible without endangering the general purpose and intent of the
technical requirements. During initial testing the group should be tested according to normal procedures.
Periodic reassessment shall be made according to normal procedures.

In the prequalification application the provider shall state what kind of flexibility they apply for: dynamic
operation, dynamic prequalification and/or type approval. The provider shall describe how they will ensure
compliance under that flexibility. The description shall be assessed and approved by the reserve
connecting TSO. The TSO will allow the flexibility if it does not endanger the intent of the technical
requirements, and may set additional limits on the flexibility if necessary to ensure compliance with the
technical requirements. If approved, the provider may then add additional entities to the group and/or

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Technical Requirements for Frequency
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operate dynamically within the approved limits. Further changes outside of the stated limits will require a
new prequalification.
Table 15. Explanation of the different dynamic scenarios.

Operation static Operation dynamic


The group is tested the same as if The whole group is tested at the
it were a single unit same time, but the subgroup of
Prequalification static
members participating is
changed during operation.
Resources enter and/or leave the Resources enter and/or leave
group, but during operation the the group, the subgroup of
Prequalification dynamic whole group participates members participating is
changed during operation

Figure 27. Illustration of classification of static and dynamic operation and prequalification respectively. Blue circle
indicates a resource that participated in the original prequalification and now participates during operation. Yellow circle
denotes a resource that participated during original prequalification but currently does not participate during operation.
Red circle corresponds to a resource that was added after initial prequalification and now participates during operation.

3.11.1 Dynamic prequalification


Dynamic prequalification means that an initial set of units forming a group has been prequalified and
checked for fulfilment of the technical requirements per the usual process. The approval constitutes the
initial prequalification. Afterwards the provider is allowed to extend the group with additional resources
without performing a full new prequalification of the whole group. Thus, the original prequalification
within some limits will remain valid and extended to the new resources, hence the nomenclature dynamic
prequalification.
Dynamic prequalification does not extend the validity date of the prequalification, which remains the same
as for the initial prequalification. The reserve connecting TSO has the right to use the logged data during
operation to monitor the performance of the group and demand a new prequalification sooner, if the actual
performance is not in line with the original prequalification.
The following cases are examples of dynamic prequalification, but they are not an exhaustive list that will
cover all possible configurations of aggregated portfolios. If several cases apply for a unit, the provider
may choose which of the options to utilise.

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Stand-alone units
The case of stand-alone units refers to resources that meet the technical requirements but are aggregated
typically due to the small size of an individual unit. If the added unit is able to fulfil all the requirements
by itself (e.g. is linear and stable) the provider may extend the capacity and number of participants of the
group without restriction of the initial capacity.
The added unit shall be tested as described in earlier sections of this document, including determination of
capacity.
Type qualification
Units that are standardised, small, and aggregated in large numbers may receive type qualification during
initial prequalification. To be type qualified all units of a specific type shall be practically identical with
regard to active power, FCR capacity, response during activation and deactivation, and any other factors
relevant for that type of unit. To be allowed type qualification the FCR capacity of the unit can be
maximum 100 kW.
The provider is allowed to extend the number of participants of a group indefinitely with units that are type
qualified for that group, without any additional testing. The provider is allowed to extend the prequalified
capacity of a group by 25 % of initial prequalification, or 1 MW, whichever is higher. The maximal
extension is however limited to 3 MW. The TSO shall be notified prior to the extension of the capacity.
However, no additional testing is required. If the maximal extension is reached and further extension is
requested new full testing is required
Simplified extension of static FCR-D groups
The provider is allowed to extend the capacity of a group providing static FCR-D by 25% compared to the
respective configuration that was tested during initial prequalification. Groups smaller than 20 MW may
however extend the capacity by 5 MW or 50%, whichever is the smallest. If the maximal extension is
reached and further extension is requested new full testing is required. Alternatively, a separate group may
be formed with the additional units since initial prequalification. A separate second group may however
not participate in dynamic operation together with the first group.
Each unit added using this rule shall be tested with the test sequence for Static FCR-D in section 3.1.3. The
response of the additional unit shall be reasonable, and the combined response with the aggregated group
using the stated methodology shall be compliant with the technical requirements, to be assessed by the
reserve connecting TSO.

3.11.2 Dynamic operation


Dynamic operation means that the whole group does not need to participate in provision at all times, i.e.
the provider is allowed to choose a subset of the prequalified group to use during delivery. Dynamic
operation is only allowed within a prequalified group, not between groups.
The following cases are examples of dynamic operation but are not an exhaustive list that will cover all
possible configurations of aggregated portfolios.
General case
Dynamic operation in the general case requires assessments and documentation that is dependent on the
resources of the relevant group, as the potential properties of the resources in the group may vary. The
requirements on dynamic operation thus need to be determined on a case by case basis, in close co-
operation between the provider and the reserve-connecting TSO during the application phase. The TSOs
will not allow wider flexibility than described in the following paragraphs, but may apply additional
restrictions when deemed as necessary.
The provider is allowed to operate each tested configuration of a group at any capacity within the range
tested for that specific configuration. Additionally, the provider is potentially allowed to operate a group at

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a level of 80-100% of the capacity of one of the tested configurations (initial prequalification or extended),
i.e. by omitting units from one of the tested configurations. The group may however not be operated at a
capacity which is lower than the minimum capacity from the initial prequalification.
The subgroup of participating units may be chosen from one of the respective configurations that was
tested: during initial prequalification or as extended by dynamic prequalification.
Stand-alone units
Units added in a separate prequalification may be freely omitted from operation.
In case of a group consisting both of stand-alone units and general units the additional stand-alone units
shall be excluded from the limit of 20 % applicable for the general units, as compared to the initial
prequalification.
Type qualification
The provider is free to operate the type qualified units between the maximal capacity (after extension or
from initial prequalification) and the minimal capacity (from initial prequalification) of the type qualified
units.
In case of a group consisting both of type qualified units and general units the type qualified units shall be
excluded from the limit of 20 % applicable for the general units, as compared to initial prequalification.
The exclusion only applies to the number of type qualified units exceeding the number in the original
prequalification.

3.11.3 Removal of units


Some units that have been prequalified as part of an aggregated group may after a while no longer be
available for provision, and thus in need of removal from the group. Such units may be removed by using
dynamic operation. However, units that have been added through dynamic prequalification may be
removed from a group freely. A unit may also be removed from a group by performing a “reversed”
dynamic prequalification of the unit to be removed. The removed capacity shall in this case be counted
towards the limit for dynamic prequalification.
Type qualified units may be removed freely until reaching the minimum capacity from the initial
prequalification. The TSO shall be notified prior to removal of units, if the capacity of the group is
affected.

3.12 Provision from centrally controlled FCR providing entities


An entity is defined to be centrally controlled if during operation it is dependent on a centralised function.
Examples of such functions are central frequency measurements and central control systems not located
together with the providing entity, by e.g. using (third party) communication links. An entity that is not
dependent on centralised functions is denoted as locally controlled. An entity may be regarded as locally
controlled even if it is dependent on central functions prior to the operation phase and actual provision, e.g.
for scheduling of the resource. It is in such cases required that the communication between the control
centre and the resource has high security and reliability, and that any centralised signals are sent well in
advance of the contractually agreed delivery period. Alternatively, the signal may be sent closer to
provision if the provider is able to manually verify from a manned control centre that the entity has
received and accepted the signal. Local control shall always be implemented whenever feasible from a
technical and economical point of view. The use of central control must be agreed with the reserve
connecting TSO. It is the provider’s responsibility to contact the TSO to determine if the control
configuration is acceptable and if it is regarded as local or central.

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Central frequency measurements may only be used to control resources in the same LFC (Load-Frequency
Control) area11 in which the measurements were made.
The maximal provision behind a single point of failure is limited to 5 % of the nominal reference incident
in the Nordic power system. This limit may apply to central controllers depending on how they are
implemented. Currently the maximal provision per single point of failure is 70 MW in the upwards
direction and 70 MW in the downwards direction. In addition, when providing FCR-N and FCR-D at the
same time, the combined maximal provision is 100 MW in the upwards direction and 100 MW in the
downwards direction.
The implemented solution shall be designed to guarantee an availability of the central functions of at least
99.95 %. The solution shall be robust against unavailability of the central functions, and hence the provider
shall implement one of the following methods:
• Redundancy for the central functions, to be evaluated and approved by the reserve connecting
TSO
• Alternatively, a local fall-back solution. The reserve connecting TSO may allow the local fall-back
to be slightly less accurate than otherwise stated by the requirements, if motivated on a technical
basis.
• Single point of failures shall be allowed if deemed unfeasible to avert by redundancy or local fall-
back, if the availability requirement can still be met.
The reserve connecting TSO can require additional information about the security of the central functions.

4 Requirements on the measurement system


An FCR providing entity shall be able to respond to relatively small variations in the measured quantities.
The measurement system shall fulfil the requirements on accuracy, resolution and sample rate stated in this
section. The active power measurement shall be such, that it covers all active power changes as a result of
the FCR activation. The point of power measurement shall be at the grid connection point, or at another
suitable point (such as at the generator) agreed with the reserve connecting TSO.

4.1 Accuracy
The measurement accuracy for active power and frequency shall achieve the values stated in Table 16, or
better. The value shall include the total inaccuracy of instrument (measurement) transformer, measurement
transducer and any other equipment in the measurement system.

Table 16. Accuracy of measurement system.

Measured quantity Category Rated power12 Accuracy


A P < 1.5 MW ±5%
Active power B 1.5 MW ≤ P < 10 MW ±1 %
C+D P ≥ 10 MW ± 0.5 %13
Grid frequency N/A N/A ± 10 mHz
Applied frequency N/A N/A ±10 mHz

11
Currently LFC areas correspond to bidding zones in the Nordics.
12
Rated power of the resource being measured.
13
If prequalified for the first time prior to the end of 2023, ± 1 % is allowed. This exemption shall continue to apply
only until the next substantial change of the equipment.

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Technical Requirements for Frequency
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The active power accuracy shall be achieved when full active power is being measured. When the active
power is lower than the rated power a slightly worse accuracy is accepted. Assuming that the error sources
are uncorrelated, the total error can be calculated as the square root of the sum of the squared errors of the
various error sources:
𝑒𝑡𝑜𝑡 = √𝑒12 + 𝑒22 (25)

4.2 Resolution
The measurement resolution for active power and frequency shall achieve the values stated in Table 17, or
better. The resolution is limited by e.g. the amount of bits in the measurement system. For a 16-bit system
216 = 65536 number of levels is possible to report. If the measured interval corresponds to 0-100 % the
resolution becomes 100/65536 = 0.0015 %.
Table 17. Resolution of the measurement system.

Measured quantity Resolution

Active power 0.01 MW or 0.025 %14

Grid frequency 5 mHz

Applied frequency 5 mHz

4.3 Sampling rate


The sampling rate shall be high enough to achieve the above stated requirement for measurement accuracy
and measurement resolution, and to supply the controller with a suitable update interval.
The sampling rate for data logging during the tests shall be at least 10 Hz for FCR-D and at least 5 Hz for
FCR-N, or logging thresholds of 0.01 MW for active power and 5 mHz for frequency shall be used15. The
sampling rate for operational data according to section 6.2 shall be at least 1 Hz for measured active
power, measured frequency and, for entities with varying or uncertain processes, the power baseline. The
sampling rate for the other operational data signals according to section 6.2 shall be at least 0.1 Hz. The
sampling rate for real-time telemetry according to section 6.1 shall be at least 0.1 Hz or according to the
requirement stated by the connecting TSO.

4.4 Test of frequency measurement equipment


For providers choosing to use an internal software for generating the required test signals, i.e. steps, ramps
and sinusoidal signals, the frequency measurement equipment must be taken into account by including its
dynamics. This can be done by including a first order transfer function, 𝐹𝐹𝑀𝐸 (𝑠), with a time constant,
𝑇𝐹𝑀𝐸 , that approximates the frequency measurement equipment dynamics,
1
𝐹𝐹𝑀𝐸 (𝑠) = 𝑇 . (26)
𝐹𝑀𝐸 𝑠+1

There are four options for determining the time constant:

14
For new installations it is recommended to use a 16-bit transducer and thus have a resolution of 0,0015 %.
15
In cases where the data logging requirement during test is prohibitive, the reserve connecting TSO may grant an
exception to use a sampling rate for data logging of at least 1 Hz. This exception only applies in cases where the
higher data rate is not needed for the evaluation, i.e. the response is fast, stable and with low noise levels.

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1. Separate test of the frequency measurement equipment, by inserting an externally generated


frequency step response to measure the time constant of the response.
2. Documentation from supplier of the equipment.
3. References to previous tests of equal equipment.
4. Using the default value provided by the TSOs, 𝑇𝐹𝑀𝐸 = 1 second 16.
The transfer function for the frequency measurement equipment is used in the evaluation of the frequency
domain requirements in section 3.2 and 3.3.

Figure 28. Example response (orange) from a separate test of frequency measurement loop, by applying a
step frequency change (blue)

16
The default value is purposefully set to a high value to ensure a margin.

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Technical Requirements for Frequency
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5 Testing requirements
The tests required to verify compliance to the technical requirements are listed in Table 2 in Section 3. The
results should be evaluated using the IT-tool provided by the TSOs. The three products FCR-N,
FCR-D upwards and FCR-D downwards can be tested and prequalified separately. For entities that will
deliver more than one product the combined delivery of those reserves must also be tested (Section 3.6).
During the tests, the frequency input signal is replaced by a synthetic signal while the entity is still
synchronized to the grid, see Figure 29. The synthetic signal shall preferably be generated using an
external signal source (signal generator) connected to the frequency measurement device. If an internal
signal is used, the impact of the frequency measurement must be accounted for (see Section 4.4). If the
FCR providing entity being tested is equipped with a Power System Stabilizer (PSS), the PSS
status/settings shall be the same as when the entity is in normal operation. During testing, supplementary
active power controls like aFRR shall be disabled so that the setpoint remains unchanged. Voltage control
using frequency-voltage droop is allowed when it acts on the applied frequency signal, or if it is not
sensitive to frequencies within the tested frequency band.

Figure 29. Test setup.

5.1 Operational test conditions


Since the tests cannot be performed for all possible operational situations, the required test conditions are
limited to the following 4 operational conditions, and corresponding controller parameter sets (an example
is given in Appendix 2).
1) High load, high droop: The tests shall be carried out with the highest droop (i.e. lowest regulating
strength or gain) and the highest load (i.e. highest active power output) at which the entity will
provide FCR. Applies to FCR-N sine tests, FCR-N step tests and FCR-D ramp tests (including
combination of FCR-N/FCR-D test).
2) High load, low droop: The tests shall be carried out with the lowest droop (i.e. highest regulating
strength or gain) and the highest load (i.e. highest active power output) at which the entity will
provide FCR. Applies to FCR-D sine tests, FCR-N step tests (including endurance test), FCR-D

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ramp tests (including endurance test) and FCR-N and FCR-D linearity test for non-continuously
controlled entities.
Regarding both high load cases (1-2): The provider can decide on a suitable margin between the
highest possible load and the highest load where FCR will be delivered. This margin shall then be
applied both when testing and when providing FCR. If ambient conditions limit the maximum load
during the test, the test shall be carried out at the highest possible load (applying the selected margin).
3) Low load, high droop: The tests shall be carried out with the highest droop (i.e. lowest regulating
strength or gain) and the lowest load (i.e. lowest active power output) at which the entity will
provide FCR. Applies to FCR-N step tests, FCR-D ramp tests (including combination of FCR-
N/FCR-D test) and FCR-N and FCR-D linearity test for non-continuously controlled entities.
4) Low load, low droop: The tests shall be carried out with the lowest droop (i.e. highest regulating
strength or gain) and the lowest load (i.e. lowest active power output) at which the entity will
provide FCR. Applies to FCR-N step tests and FCR-D ramp tests.
Regarding both low load cases (3-4): The provider can decide on a suitable margin between the
lowest possible load and the lowest load where FCR will be delivered. This margin shall then be
applied both when testing and when providing FCR. If ambient conditions limit the minimum load
during the test, the test shall be carried out at the lowest possible load (applying the selected margin).
Providers are allowed to include additional testing at other operational conditions in the prequalification,
for example if it is not suitable to perform linear interpolation of the capacity using only the above stated
operational conditions, in accordance with Appendix 1.
If the above stated conditions are not applicable or representative for the FCR providing entity, the test
conditions shall be agreed with the TSO prior to performing the tests. The following exemptions are given:
• If the entity is planned to deliver FCR at a single power setpoint, the tests 3) and 4) can be
omitted.
• If the entity is planned to deliver FCR at a single droop setting, the tests 2) and 4) can be omitted.
Further exemptions that are subject to TSO approval prior to testing:
• For technologies where power setpoint does not influence the FCR provision capabilities, testing
at a single power setpoint is sufficient for all tests, e.g. many types of batteries.
• The reserve connecting TSO can give additional exemptions for testing requirements where
compliance can be confirmed by the general knowledge of the technology, either from previous
tests of similar entities or other documentation. The potential FCR provider is responsible for
clarifying this prior to testing.

5.1.1 Scaling of controller parameters


If the controller used for FCR has different parameter sets that can be enabled, all of these parameter sets
should be tested. However, if the parameters are set in such a way that the dynamic behaviour of the
controller is scaling linearly with the static gain of the controller (1⁄𝑒𝑝 ), only the parameter sets
corresponding to maximum and minimum droop needs to be tested. In that case, the provider should
demonstrate the linear scaling to the TSO in the application.
Linear scaling of the dynamic behaviour with the static gain, 1⁄𝑒𝑝 , means that the controller, F, should be
𝑒
such that that 2𝐹(𝑒𝑝 ) = 𝐹 ( 2𝑝 ). For example, the typical PI controller with droop depicted in Figure 30,
which has the transfer function
𝐾𝑝 𝑠+𝐾𝑖
𝐹(𝑠) = , (27)
(𝐾𝑝 𝑒𝑝 +1)𝑠+𝐾𝑖 𝑒𝑝

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Technical Requirements for Frequency
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𝐾
scales linearly with 1⁄𝑒𝑝 if 𝐾𝑝 = 𝑒 and 𝐾𝑖 = 1/(𝑇 ∗ 𝑒𝑝 ). An example with K=0.2 and T=60 is given in
𝑝
Table 18.

Figure 30. PI controller with droop.

Table 18. Example of linearly scaled parameters for the controller structure given in Figure 30. Here, K=0.2 and T=60.

Regulating strength [%/Hz] Ep [pu/pu] Kp Ki Ti=1/Ki


20 0.1 2 0.17 6
50 0.04 5 0.42 2.4
100 0.02 10 0.83 1.2

5.2 Ambient test conditions


The testing aims at verifying that the entity tested fulfils the technical requirements specified in Section 3
and 4 under foreseeable operational conditions. For FCR providing entities, tests must be performed in
such a way that the results are representative of all foreseeable operational conditions. Hydro entities with
a joint penstock can be tested individually. The operational conditions at the time for the test must not be
optimized for the purpose of the testing.
If the steady state response of the entity depends on some ambient condition which with sufficient
accuracy can be taken into account in the steady state response calculation method, the provider is allowed
to extend the range of the prequalified capacity with up to 25% in each direction if this is motivated by
expected variations in the ambient conditions.
Similarly, if the steady state response depends on the load of the unit in such a way that the maximum and
minimum response is not captured by the tests at high and low load, and the load dependence with
sufficient accuracy is taken into account in the steady state response calculation method, the provider is
allowed to extend the range of the prequalified capacity accordingly with up to 25% in each direction. The
provider can also choose to make additional capacity tests at other loads to verify a larger (or smaller)
capacity by tests, in which case the 25% limit is not applied.
The range of the prequalified capacity must not be extended more than 25% in each direction in total
compared to the tested capacities. All extensions are subject to assessment and approval by the reserve
connecting TSO.

5.3 Test data to be logged


Data logged during tests shall be provided to the reserve connecting TSO and should as a minimum
include the quantities listed under “Test” in Table 19, which are to be provided in the format described in
Subsection 6.2.1. The logged test data shall preferably be time-stamped and with high accuracy
synchronised to CET, alternatively a running number of seconds may be used.

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5.4 Test reports


For each providing entity tested, an overall test report shall be put together that summarizes the outcome of
the tests. The test report shall be accompanied by the logged data specified for each product tested.
In addition to the test report, a set of one (1) hour of logged data, in accordance with Subsection 6.2, shall
be submitted to the TSO. During this hour, FCR-N shall be enabled and set to maximal capacity if the
application concerns FCR-N. If the application regards FCR-D and the full allowed operating range of the
entity is not utilized by FCR-N, FCR-D shall be enabled and set to the maximal capacity allowed by the
allowed operating range.

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6 Data
There are three types of data that the reserve connecting TSO can require from the provider: Test data from
prequalification tests (mandatory), real-time telemetry during delivery and data logged by the provider
during operation that should be delivered to the TSO upon request. Table 19 lists the signals covered by
each type of data exchange. The specific details are provided by each respective TSO.
Table 19. Data exchange. The “X” marks data that shall be delivered, “recom.” marks data that is recommended and “per
test” marks data that should included in the test report but does not have to be logged continuously during the test, only
noted at the beginning of the test. Doubles should be given with at least three decimals.

Signal Header Test Operation Real time Type


If requested
by the TSO
Instantaneous active power [InsAcPow] X X X Double, e.g.
injection (negative for 120.532
absorbed power) [MW]
Measured grid frequency [Hz] [GridFreq] X X Double, e.g.
49.320
Applied frequency (during test) [ApplFreqSig] X Double, e.g.
[Hz] 49.320
Control mode (parameter set) [ContMode_ Fcrn] X recom. alphanumeric
FCR-N [id] identifier, e.g.
FCRN4
Control mode (parameter set) [ContMode_ FcrdUp] X recom. alphanumeric
FCR-D up [id] identifier, e.g.
FCRDUP4
Control mode (parameter set) [ContMode_ FcrdDo] X recom. Alphanumeric
FCR-D down [id] identifier, e.g.
FCRDDOWN4
Maintained capacity FCR-N [Cap_Fcrn] per test X X Double, e.g.
[MW] 20.100
Maintained capacity FCR-D up [Cap_FcrdUp] per test X X Double, e.g.
[MW] 20.100
Maintained capacity FCR-D [Cap_FcrdDo] per test X X Double, e.g.
down [MW] 20.100
Status FCR-N [on/off] [ContStatus_ Fcrn] per test X X Binary, e.g 0
Status FCR-D up [on/off] [ContStatus_ FcrdUp] per test X X Binary, e.g 0
Status FCR-D down [on/off] [ContStatus_ FcrdDo] per test X X Binary, e.g 0
Regulating strength FCR-N [RegStr_Fcrn] X X Double, e.g.
[MW/Hz] 20.000
Regulating strength FCR-D up [RegStr_FcrdUp] X X Double, e.g.
[MW/Hz] 20.000
Regulating strength FCR-D [RegStr_FcrdDo] X X Double, e.g.
down [MW/Hz] 20.000
Minimum power [MW] [Pmin] per test X X Double, e.g.
10.000
Maximum power [MW] [Pmax] per test X X Double, e.g.
120.532
Power baseline [MW] [CalcBaseline] recom. X X Double, e.g.
80.029
Controller output signal [ContOutSig] recom. recom. Double, e.g.
0.300
Setpoint before FCR [% or [ContSetP] per test recom. Double, e.g.
MW] 67.500

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Activated FCR-N [MW] [Activated_Fcrn] X Double, e.g.


5.500
Activated FCR-D up [MW] [Activated_FcrdUp] X Double, e.g.
5.500
Activated FCR-D down [MW] [Activated_FcrdDo] X Double, e.g.
5.500
For LER entities
Remaining endurance FCR-N [ResSize_Fcrn] X X X Double, e.g.
[minutes] 55.000
Remaining endurance FCR-D [ResSize_FcrdUp] X X X Double, e.g.
up [minutes] 10.000
Remaining endurance FCR-D [ResSize_FcrdDo] X X X Double, e.g.
down [minutes] 10.000
Activated NEM power [MW] [NEM] X X Double, e.g.
10.325
AEM [on/off] [AEM] X X Binary, e.g. 1

For batteries
State of charge [%] [SOC] recom. recom. Double, e.g.
48.090

For hydro entities


Guide vane opening [% or [GuideVane] recom. recom. Double, e.g.
deg] 17.500
Runner blade angle [% or deg] [BladeAng] recom. recom. Double, e.g.
5.301
Upstream water level [m.a.s.l.] [UppWatLev] recom. recom. Double, e.g.
103.500
Downstream water level [LowWatLev] recom. recom. Double, e.g.
[m.a.s.l.] 45.600

For thermal entities


Turbine valve [%] recom. recom. Double, e.g.
55.100
Ambinent temp [degC] [AmbTemp] per test recom. Double, e.g. -
5.120
Cooling water temp [degC] [CoolTemp] per test recom. Double, e.g.
4.120

For wind entities


Wind speed [m/s] [WindSpeed] recom. recom. Double, e.g.
5.356

For solar entities


Solar irradiation [W/m2] [SolarIrr] recom. recom. Double, e.g.
125.040

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6.1 Real-time telemetry


Each TSO may require FCR providers to deliver the real-time telemetry listed under “real-time” in Table
19, with an update interval defined by the TSO, for each of their FCR providing entities. Calculations are
to be performed on an entity level by the provider and to be reported to the reserve connecting TSO.
In addition to the data provided per entity, the TSO may require reserve providers to deliver the following
real-time telemetry aggregated on portfolio level:
• Total maintained capacity reserve of FCR-N, FCR-D upwards and FCR-D downwards
respectively [MW] (including static, dynamic, LER, non-LER capacity).
• Maintained capacity with limited energy reserve of FCR-N, FCR-D upwards and FCR-D
downwards respectively [MW].
• Maintained capacity of static FCR-D upwards and static FCR-D downwards respectively
[MW]
The maintained FCR-N and FCR-D capacity includes both contracted and non-contracted capacity. The
resolution and accuracy of the instantaneous active power and frequency shall at least meet the criteria
specified in section 4. Calculation of the maintained capacities are described in section 3.9.1.

6.2 Data logging during operation


Each FCR provider shall log and store the data specified in Table 19 under “Operation” for each of its
FCR providing entities for at least 14 days. The data may be stored in any format suitable for the provider.
The data shall be made available in csv-format for the TSO within five working days from request in the
file format specified in Subsection 6.2.1. The data file shall have a time resolution less than or equal to 1
second and time stamps synchronized to CET or UTC with high accuracy. The sampling rate, resolution
and accuracy of the instantaneous active power and frequency shall at least meet the criteria specified in
section 4.
The data sent to the TSO shall also include a calculation of the activated FCR-N, FCR-D upwards and
FCR-D downwards in MW.

6.2.1 File format for logged data delivery


The file format for data delivery is the European standard csv-file, character encoding in ASCII where
values are delimited by comma (,), decimal separator is point (.) and record delimiter is carriage return (↵
ASCII/CRLF=0x0D 0x0A). Date and time formats are in accordance with ISO 8601 and are specified
below.
Naming format for the file is [Resource]_[Service]_[TestType]_[Area]_[Timezone]_ [Interval]_
[SamplingRate]_[Date].csv.
• [Resource] = Identifier for the resource agreed with reserve connecting TSO e.g. FCPG1
• [Service] = Type of service, i.e. Fcrn, FcrdUp or FcrdDo.
• [TestType] = The type of test identified with the test ID given in the test program. Data logged
from normal operation the test type is Operation.
• [Area] = The bidding area where the resource is located e.g. SE1, FI, NO5, DK2
• [Timezone] = The time zone used for logging, e.g. CET or UTC.
• [Interval] = The time interval for which data is delivered in format YYYYMMDDThhmm-
YYYYMMDDThhmm e.g. 20160101T0000-20160114T2359

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• [SamplingRate] = Nominal time difference between samples given in seconds. If the time
difference between samples is less than 1 second, it is specified in milliseconds. E.g. 0.05s is
written as 50ms.
• [Date] = The day data is extracted in format YYYYMMDD e.g. 20160310

Data records are provided in the following format: [DateTime],[record1],[record2],…,[recordX].


• [DateTime] = Date and time in format YYYYMMDDThhmmss.nnn where n are decimal fractions
of a second e.g. 20160330T093702.012
The data records to be provided are listed in Table 19. If the data record is non-applicable it should be left
blank.

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7 Validity and exceptions


These technical requirements for frequency containment reserve provision in the Nordic synchronous area
are valid from 1.9.2023.17
If a specific requirement turns out to be difficult to fulfil, due to technical or significant economic reasons,
the FCR provider may from the reserve connecting TSO request an exception from the specific
requirement. The reserve connecting TSO may approve such an exception, if the exception has no impact
on the FCR provision from that specific FCR providing entity, and no significant impact on the stability of
the interconnected power system or the FCR markets.
Any dispute between a reserve provider and the connecting TSO should be forwarded to the national
regulator, for a recommendation to the TSO involved on how to handle the dispute.

17
In Norway from 1.1.2024.

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Appendix 1: Examples of capacity calculation methods

Steady state response calculation, example 1


A general example of a process G1 controlled by a controller F, where the input signal is the negative
frequency deviation and the output signal is the power deviation, is depicted in Figure 31.

Figure 31. General example of a controller F(s) and a process G1(s).

If the steady state response of 𝐹(𝑠)𝐺1 (𝑠) to a frequency change depends only on one controller parameter,
the droop, ep, the steady state response calculation is simply
1
∆𝑃𝑠𝑠 (∆𝑓𝑚𝑎𝑥 ) = 𝑒 ∆𝑓𝑚𝑎𝑥 (28)
𝑝

where ∆𝑓𝑚𝑎𝑥 is the maximum one-sided frequency change, i.e. 0.1 Hz for FCR-N and 0.4 Hz for FCR-D.

Steady state response calculation, example 2


In this example, the entity has a controller structure according to Figure 32 where the controlled signal is
∆𝑌 (for example guide vane opening in a hydropower unit) and the relation between the controlled signal
∆𝑌and the power output ∆𝑃 varies with the operating point 𝑌0 and/or with ambient conditions.

Figure 32. PI controller with droop and guidevane feedback, where the Kp and Ki parameters are independent.

The steady state response of the controlled signal, Y, depends on the droop and can be calculated as
1
∆𝑌𝑠𝑠 (∆𝑓𝑚𝑎𝑥 ) = 𝑒 ∆𝑓𝑚𝑎𝑥 . (29)
𝑝

Here, ep should have the unit Hz/%. In other cases, ep might be expressed in pu/pu, % or Hz/MW. If the
steady state power output as a function of the controlled variable and some ambient condition (e.g. head

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for a hydropower unit) is known, the steady state power response for each reserve at a certain ambient
condition and a certain setpoint for the controlled variable, 𝑌𝑠𝑝 , can be calculated as
𝑃(𝑌=𝑌𝑠𝑝 +0.1⁄𝑒𝑝 )−𝑃(𝑌=𝑌𝑠𝑝 −0.1⁄𝑒𝑝 )
∆𝑃𝑠𝑠,𝐹𝐶𝑅−𝑁 = 2
(30)

∆𝑃𝑠𝑠,𝐹𝐶𝑅−𝐷𝑢𝑝 = 𝑃(𝑌 = 𝑌𝑠𝑝 + 0.5⁄𝑒𝑝 ) − 𝑃(𝑌 = 𝑌𝑠𝑝 + 0.1/𝑒𝑝 ) (31)


∆𝑃𝑠𝑠,𝐹𝐶𝑅−𝐷𝑑𝑜𝑤𝑛 = 𝑃(𝑌 = 𝑌𝑠𝑝 − 0.1⁄𝑒𝑝 ) − 𝑃(𝑌 = 𝑌𝑠𝑝 − 0.5⁄𝑒𝑝 ) (32)
This is illustrated in Figure 33, where the steady state relation between power and the controlled variable
at a certain ambient condition is drawn as a black line. Here, 𝑌𝑠𝑝 , is 60 % and the static gain, 1⁄𝑒𝑝 , is
50 %/Hz. For FCR-N, the steady state power response is 5.7 MW (the mean of 5.6 MW upwards and 5.8
MW downwards), and is illustrated by blue arrows. The FCR-D upwards and downwards steady state
power responses are 15.3 MW and 28.9 MW respectively, illustrated by green arrows.

Figure 33. Illustration of the steady state power response of FCR-N and FCR-D. The black line is the steady state relation
between the controlled variable Y and the power, the red star is the operating point, the blue lines show the power output
at fully activated FCR-N and the green lines show the power output at fully activated FCR-D.

If the steady state relation between the controlled variable and the power output is not known, linear
interpolation between steady state power response measured in the step tests (FCR-N) and ramp tests
(FCR-D) should be used to determine ∆𝑃𝑠𝑠 .

Steady state response calculation, example 3


For an entity with controller F(s) and process G(s) as depicted in Figure 34, where the steady state gain of
F from the negative frequency deviation −∆𝑓 to the controlled variable ∆𝑌is a known constant, 𝐾𝐹 , and
the gain of G is uncertain but varies with the operating point, the steady state response measured during
testing can be utilized in the steady state response calculation.

Figure 34. Generalized controller F(s) which controls the process G(s). The input to the controller is the negative frequency
deviation and the output of the process is the power deviation (FCR-response).

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Method:
1. For each steady state response test (FCR-N steps and FCR-D ramps), calculate the steady state
response of the controlled variable, ∆𝑌𝑠𝑠 = 𝐾𝐹 ∙ ∆𝑓 , and if the controlled signal is logged, check
the result against the logged value.
2. Use the measured steady state values of the power response to calculate the static gain of G(s), i.e.
∆𝑃
𝐾𝐺 = ∆𝑌𝑠𝑠 for each test.
𝑠𝑠
3. Use the 𝐾𝐺 values from the high load test and the low load tests respectively to calculate an
average 𝐾𝐺 at high load and an average 𝐾𝐺 at low load, see Figure 35. For loads between the high
and low load points, the value of 𝐾𝐺 should be interpolated using linear interpolation.
4. The theoretical steady state gain can then be calculated as ∆𝑃𝑠𝑠,𝑡ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 = 𝐾𝐹 ∙ ∆𝑓 ∙ 𝐾𝐺 (𝑙𝑜𝑎𝑑),
where 𝐾𝐺 (𝑙𝑜𝑎𝑑) is the value interpolated for the actual load.

Figure 35. Example of interpolation of the load dependent gain KG .

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Appendix 2: Determination of operational conditions to perform tests


This appendix contains an example on how to choose the setpoints in order to maximise the prequalified
interval of operational conditions for a specific entity. Generally, it is required to complete one test set at a
minimum of four operational conditions for FCR-N, FCR-D upwards and FCR-D downwards, see details
in Section 5.1:
1) High load, high droop
2) High load, low droop
3) Low load, high droop
4) Low load, low droop
The entity is then allowed to deliver also for setpoint in-between the tested setpoint interval, and for droop
levels within the tested droop interval.

Below follows an example based on a production entity that shall prequalify for FCR-N, FCR-D upwards
and FCR-D downwards. The entity is able to individually control each product and the aim is to maximise
the interval for which the entity is qualified to operate within.

Table 20. Properties of the example production entity.

Property Quantity Entity

𝑃max 50.0 MW

𝑃min 5.0 MW

Table 21. Expected capacities for the example entity, prior to testing.

Capacity Max Min

𝐶𝐹𝐶𝑅−𝑁 5 MW 1 MW

𝐶𝐹𝐶𝑅−𝐷 𝑈𝑝 10 MW 4 MW

𝐶𝐹𝐶𝑅−𝐷 𝐷𝑜𝑤𝑛 10 MW 4 MW

The operational test points to apply during the test are given in Table 22. The table gives the setpoints that
corresponds to testing at maximum and minimum load. The provider is allowed to introduce a margin
towards maximum and minimum load in the tests, i.e. shift the setpoints slightly compared to the example
in Table 22.

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Table 22. Operating points for tests on an example unit.

Test Test type Droop Load Steady state P setpoint [MW] Max P in test Min P in test Comment
ID response [MW] (P at f=50Hz)
1.1 FCR-N steps High High ±1 49 50 48
1.2 FCR-N steps Low High ±5 45 50 40
1.3 FCR-N steps High Low ±1 6 7 5
1.4 FCR-N steps Low Low ±5 10 15 5
2.1 FCR-D upwards High High 4 45 50 45 FCR-N enabled with high droop, 1
ramps MW, FCR-D test starts at 46 MW
2.2 FCR-D upwards Low High 10 40 50 40
ramps
2.3 FCR-D upwards High Low 4 5 10 5 FCR-N enabled with high droop, 1
ramps MW, FCR-D test starts at 6 MW
2.4 FCR-D upwards Low Low 10 5 15 5
ramps
3.1 FCR-D downwards High High -4 50 50 45 FCR-N enabled with high droop, 1
ramps MW, FCR-D test starts at 49 MW
3.2 FCR-D downwards Low High -10 50 50 40
ramps
3.3 FCR-D downwards High Low -4 10 10 5 FCR-N enabled with high droop, 1
ramps MW, FCR-D test starts at 9 MW
3.4 FCR-D downwards Low Low -10 15 15 5
ramps
4.1 Sine FCR-N High High ±1 49 50 48
4.2 Sine FCR-D Low High 10 40 47.5 42.5 Pmax would occur at 49.5 Hz where
upwards FCR-D up is fully activated
4.3 Sine FCR-D Low High -10 50 47.5 42.5 Pmax would occur at 50.1 Hz where
downwards FCR-D down is not activated

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5.1 Linearity steps Low High ±5 45 50 40


FCR-N
5.1 Linearity steps High Low ±1 6 7 5
FCR-N
6.1 Linearity steps Low High 10 40 50 40
FCR-D upwards
6.2 Linearity steps High Low 4 5 9 5
FCR-D upwards
7.1 Linearity steps Low High -10 50 50 40
FCR-D downwards
7.2 Linearity steps High Low -4 9 9 5
FCR-D downwards

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