Saleh 2016
Saleh 2016
Saleh 2016
Background. Childhood early life stress (ELS) increases risk of adulthood major depressive disorder (MDD) and is
associated with altered brain structure and function. It is unclear whether specific ELSs affect depression risk, cognitive
function and brain structure.
Method. This cross-sectional study included 64 antidepressant-free depressed and 65 never-depressed individuals. Both
groups reported a range of ELSs on the Early Life Stress Questionnaire, completed neuropsychological testing and 3T
magnetic resonance imaging (MRI). Neuropsychological testing assessed domains of episodic memory, working mem-
ory, processing speed and executive function. MRI measures included cortical thickness and regional gray matter
volumes, with a priori focus on the cingulate cortex, orbitofrontal cortex (OFC), amygdala, caudate and hippocampus.
Results. Of 19 ELSs, only emotional abuse, sexual abuse and severe family conflict independently predicted adulthood
MDD diagnosis. The effect of total ELS score differed between groups. Greater ELS exposure was associated with slower
processing speed and smaller OFC volumes in depressed subjects, but faster speed and larger volumes in non-depressed
subjects. In contrast, exposure to ELSs predictive of depression had similar effects in both diagnostic groups. Individuals
reporting predictive ELSs exhibited poorer processing speed and working memory performance, smaller volumes of the
lateral OFC and caudate, and decreased cortical thickness in multiple areas including the insula bilaterally. Predictive
ELS exposure was also associated with smaller left hippocampal volume in depressed subjects.
Conclusions. Findings suggest an association between childhood trauma exposure and adulthood cognitive function
and brain structure. These relationships appear to differ between individuals who do and do not develop depression.
Key words: Brain volumes, depression, magnetic resonance imaging, neuropsychological testing, trauma.
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http://dx.doi.org/10.1017/S0033291716002403
2 A. Saleh et al.
stressors would also be expected to be associated with (M.I.N.I., version 5.0) (Sheehan et al. 1998) and inter-
cognitive performance and magnetic resonance im- view with a psychiatrist. Additional inclusion criteria
aging (MRI) differences. included onset of first depressive episode before age
Poorer cognitive performance is increasingly recog- 35 years and a Montgomery–Åsberg Depression
nized as an important aspect of MDD, characterized Rating Scale (MADRS) (Montgomery & Åsberg, 1979)
by poor performance on measures of executive func- score of 15 or greater. Inclusion criteria specified no
tion, processing speed and episodic memory (Snyder, psychotropic medication use in the last month; most
2013). ELS exposure is associated with poorer adult subjects reported no use for at least 3 months or longer.
cognitive function in memory domains and executive Eligible control subjects had neither a history of psychi-
function in populations with and without psychopath- atric disorders nor a history of psychotropic medica-
ology (Navalta et al. 2006). However, not all studies as- tion use. Although not an entry criterion, medical
sociate ELS exposure with poorer cognitive performance co-morbidity was quantified using the Cumulative
and much of this work focuses on post-traumatic stress Illness Rating Scale (CIRS) (Miller et al. 1992).
disorder. It is thus unclear whether ELS exposure Exclusion criteria included other lifetime DSM-IV
influences cognitive performance in MDD. Axis I disorders including substance abuse or depend-
More consistently, even in individuals without psy- ence, although co-morbid anxiety symptoms occurring
chiatric disorders, neuroimaging studies associate in context of depressive episodes were allowable.
ELS exposure with volumetric and functional altera- Subjects were excluded for Axis II disorders assessed
tions in brain regions including the anterior cingulate by the Structured Clinical Interview for DSM-IV Axis
cortex (ACC) (Cohen et al. 2006; Udo et al. 2012), med- II Personality Disorders (SCID-II) (First et al. 1997).
ial prefrontal cortex (van Harmelen et al. 2010), caudate Additional exclusion criteria included: history of
(Cohen et al. 2006) and insula (Baker et al. 2013). In con- psychosis, acute suicidality, use of illicit substances in
trast, depressed patients exposed to ELSs exhibit smaller the last month, electroconvulsive therapy in the last 6
volumes of the orbitofrontal cortex (OFC) and prefrontal months, a family history of bipolar disorder, any un-
cortex (Frodl et al. 2010; Udo et al. 2012) and the hippo- stable medical condition, any history of neurological
campus (Cohen et al. 2006; Udo et al. 2012). Jointly, illness or head injury, or MRI contraindications.
these findings suggest that ELS effects on brain structure Both the Duke University and the Vanderbilt
may differ between healthy and depressed populations. University Institutional Review Boards approved this
Although it is challenging to disentangle the effects of study. All subjects provided written informed consent.
ELS v. the effects of depression itself, such population-
specific findings may provide clues related to depres- Assessment of ELS and estimation of total time
sion vulnerability or resilience. depressed
We hypothesized that specific ELSs are associated
Exposure to childhood stressors was assessed using the
with a diagnosis of MDD in adulthood. We further
self-report Early Life Stress Questionnaire (ELSQ). The
hypothesized that those ELSs associated with MDD
ELSQ was developed from the Child Abuse and
would also be associated with poorer performance on
Trauma Scale (Sanders & Becker-Lausen, 1995),
cognitive tests and structural alterations in brain
which has strong internal consistency, validity, and
regions involved in mood regulation. As those ELSs
test–retest reliability. The ELSQ consists of 19 traumat-
by definition would increase the risk of MDD, we
ic items answered yes or no occurring during child-
also tested for statistical interactions between ELS
hood and adolescent ages up to 17 years. We
and MDD diagnosis to determine whether the effect
modified the ELSQ to ask about the ages during the
of ELS exposure on cognition and brain structure dif-
time exposed for each stressor, allowing us to estimate
fered between depressed and non-depressed groups.
the duration of exposure in years.
Following procedures similar to past reports (Sheline
et al. 1999), duration of lifetime depression was
Method
assessed through detailed clinical interview and acqui-
Subjects sition of medical records. We used a life-charting ap-
proach to anchor each episode, applying diagnostic
Subjects were between 20 and 50 years of age and en-
criteria to each episode.
rolled at Duke University (n = 112) and Vanderbilt
University (n = 17) between April 2008 and December
Neuropsychological testing
2013. Depressed subjects had a Diagnostic and
Statistical Manual of Mental Disorders, 4th edition A trained psychometric technician supervised by a
(DSM-IV) diagnosis of recurrent MDD, as assessed licensed neuropsychologist administered neuropsycho-
by the Mini-International Neuropsychiatric Interview logical testing. Similar to our approach in geriatric
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http://dx.doi.org/10.1017/S0033291716002403
Early life stress and depression, cognitive performance and brain morphology 3
depression (Sheline et al. 2010), we created rationally pallidum, putamen and thalamus). Intracranial vol-
constructed composite domain variables from a ume was assessed using the method implemented in
broad test battery. To combine tasks, we created FreeSurfer. We visually inspected the data by overlay-
Z-scores for each measure based on the performance ing the surfaces and subcortical segmentations over the
of all subjects, then averaged the Z-scores for all tests T1 data. Individual slices in each orientation were
within each domain. Internal consistency for each do- assessed for errors. No manual corrections were
main was assessed using Cronbach’s coefficient α needed.
(CoA). This resulted in four composite neuropsycho-
logical measures: (a) episodic memory (logical memory Thickness analyses
1 and 2; Benton Visual Retention Test, number correct;
This was an exploratory approach to test for differ-
Rey’s Verbal Learning Test, total I–V and total VII;
ences not captured using our atlas-based comparisons.
CoA = 0.87); (b) executive function (Controlled Oral
We tested for differences in cortical thickness using
Word Association Test, total score; Trail Making B
FreeSurfer’s QDEC module. We used a general linear
time, reverse scored time to completion; verbal
model (GLM) to test for differences in cortical thick-
fluency, total phonological and semantic; Stroop
ness between groups exposed or not exposed to
color–word interference condition, number completed;
ELSs, including age as a nuisance variable. In this
CoA = 0.75); (c) processing speed (symbol–digit modal-
method, cortical thickness is computed as the shortest
ity, number completed; Trail Making A, reverse scored
distance between any point on the pial surface and the
time to completion; Stroop color naming condition,
gray/white boundary and vice versa; these two values
number completed; CoA = 0.70); and (d) working mem-
are averaged (Fischl & Dale, 2000). Maps were smoothed
ory (digit span forward, number of trials correctly
using the standard Gaussian kernel of 10 mm. We used a
completed; digit span backward, number of trials cor-
GLM to test for differences in cortical thickness between
rectly completed; CoA = 0.75).
diagnostic groups, including age as a nuisance variable.
Correction for multiple comparisons was carried out
MRI acquisition using the Monte Carlo simulation method using an ini-
Due to differences in MRI manufacturers, only MRI tial cluster threshold set at p < 0.01. Data were tested
data acquired at Duke University were included in against an empirical null distribution of maximum clus-
analyses. Cranial MRI was performed using the ter size by running 10 000 synthesized Gaussian noise
eight-channel parallel imaging head coil on a whole- simulations, producing clusters fully corrected for mul-
body MRI system (Trio, Siemens Medical Systems, tiple comparisons. Right and left hemispheres were
USA). Parallel imaging was employed with an acceler- tested separately.
ation factor of 2. Duplicate T1-weighted image sets
were acquired during the scan session using a sagittal Statistical analyses
MPRAGE sequence with repetition time/echo time = All analyses were conducted using SAS 9.4 (USA). We
2300/3.46 ms, a 240 Hz/pixel bandwidth, a 256 × 256 tested for univariate differences between diagnostic
matrix, a 240 mm diameter field of view, 160 slices groups in demographic and clinical variables using χ2
with a 1.2 mm slice thickness, yielding an image with tests for categorical variables and two-tailed t tests
voxel sizes of 0.9 × 0.9 × 1.2 mm. In eight cases, subjects for continuous variables. Initial tests for differences in
did not complete MRI or scan quality was not suitable the report of ELSs between depressed and non-
for image processing. depressed cohorts were conducted using χ2 tests, or
Fisher’s exact test when cell sizes were low.
Structural MRI analyses ELSs that differed between groups in univariate tests
were incorporated into GLMs predicting diagnosis
Volumetric MRI analyses
(MDD or non-depressed) while controlling for age,
Regional volumes and cortical thickness were calcu- sex, education and medical morbidity (CIRS score).
lated using FreeSurfer (version 5.1) software. The Retaining these demographic variables, we conducted
FreeSurfer methods used to derive cortical and sub- backward regression to develop a parsimonious
cortical brain volumes have been previously described model, removing each ELS item based on its statistical
(Dale et al. 1999; Fischl et al. 2002, 2004a, b). Cortical significance level of p = 0.05. The remaining ELS items
parcellation used an anatomical mask derived from that subsequently predicted a MDD diagnosis were
the Desikan–Killiany Atlas (Desikan et al. 2006); termed ‘predictive ELSs’.
in each hemisphere, this method identified 33 cortical We next planned a hypothesis-driven approach to
and seven subcortical gray matter regions (nu- reduce the number of comparisons. For neuropsycho-
cleus accumbens, amygdala, caudate, hippocampus, logical analyses, we consolidated individual test
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http://dx.doi.org/10.1017/S0033291716002403
4 A. Saleh et al.
results into domain scores as described above. For MRI predictive ELS exposure. If the interaction did not
analyses, we selected a priori regions associated with reach statistical significance, this suggested that there
ELS in existent literature: the ACC (Cohen et al. 2006; was no significant difference in the relationship be-
Udo et al. 2012), OFC (Frodl et al. 2010; Udo et al. tween ELSs, cognition and brain morphology between
2012), amygdala (Tottenham et al. 2010), hippocampus diagnostic groups.
(Sheline et al. 1996; Cole et al. 2011; Teicher et al. 2012) Finally, for predictive ELSs, we conducted explora-
and caudate (Cohen et al. 2006; Udo et al. 2012). For tory analyses using models similar to those described
exploratory analyses of ELS effects on other regions above, but examining the effect of duration of stressor
identified by FreeSurfer, we controlled for multiple exposure. For these analyses, individuals who denied
comparisons using false discovery rate (FDR), imple- each stressor were scored as a duration of zero. Due
mented within SAS. to the high number of people reporting the absence
We first examined the effect of the total ELS expos- of trauma, we utilized a log transformation of the
ure (defined as total ELSQ score) on cognitive domains years of reported duration plus 1.
and brain volumes. For models examining cognitive
domains, we controlled for diagnosis, age, sex and
Results
education. For models examining MRI variables, we
controlled for diagnosis, age, sex and intracranial vol- We examined 129 subjects: 64 with MDD and 65 non-
ume. A similar approach was used for examining the depressed controls. The diagnostic groups differed in
effects of predictive ELSs on cognition and brain struc- age and medical morbidity (Table 1), with the
ture, with participants dichotomized as exposed or not depressed group being older, having more medical ill-
exposed. nesses, and higher total ELSQ score (range: depressed
To determine whether ELS effects differed between 0–11, non-depressed 0–8). In univariate analyses,
diagnostic groups, we added a term coding for an depressed groups exhibited poorer performance in epi-
interaction between ELS and diagnosis. This was sodic memory, executive function and processing
done for analyses of both total ELSQ score and speed. However, these were no longer statistically
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http://dx.doi.org/10.1017/S0033291716002403
Early life stress and depression, cognitive performance and brain morphology 5
Data are given as percentage (number) of subjects exposed to each trauma type.
ELS, Early life stress; df, degrees of freedom.
a
Due to small cell sizes, ELSs were compared using Fisher’s exact test except χ2 tests were used for death in family
(χ2 = 0.41, 1 df) and hospitalization/surgery (χ2 = 0.23, 1 df).
significant after controlling for age and education level Effect of ELS on cognition
(Table 1).
We found no significant main effect of total ELSQ
score on any Z-transformed cognitive domain. After
ELSs: predicting MDD diagnosis
controlling for covariates of age, sex and education,
Depressed patients reported significantly higher rates we observed an interaction between total ELSQ score
of six ELSs (Table 2). While controlling for covariates, and diagnosis on processing speed (F1,122 = 5.28, p =
we incorporated those ELSs into a model predicting 0.0232) and a trend for an effect on working memory
MDD diagnosis. After backwards regression, in the (F1,122 = 3.64, p = 0.0588), but not episodic memory or
final parsimonious model three ELS variables signifi- executive function. On analysing the interaction,
cantly and independently predicted a diagnosis of depressed patients exhibited worsening processing
MDD: emotional trauma (F1,121 = 6.79, p = 0.0103), sex- speed with increasing ELSQ score (Fig. 1a), while non-
ual abuse (F1,121 = 6.00, p = 0.0157) and severe family depressed subjects exhibited faster processing speed
conflict (F1,121 = 7.85, p = 0.0059). performance with increased ELSQ score.
We next dichotomized the sample based on whether In contrast, exposure to predictive ELSs was asso-
they reported one or more of those three ELSs: emo- ciated with progressively poorer performance on
tional abuse, sexual abuse and severe family conflict working memory (F1,123 = 5.08, p = 0.0260) and process-
(‘predictive’ ELSs). Of the study population, 40% (ap- ing speed (F1,123 = 7.74, p = 0.0062), but not executive
proximately 75% of the depressed sample and 33% of function or episodic memory. To better elucidate
the non-depressed sample) reported one or more of these relationships, we found that increasing predictive
these predictive ELSs (χ2 = 24.34, 1 degree of freedom, ELS exposure was associated with worsening perform-
p < 0.0001). Women were more highly represented in ance on mean Z-transformed cognitive domain scores
the group reporting predictive ELSs (78.4%, compared of working memory (0 predictive ELS = 0.24, S.D. =
with 53.9% of those denying predictive ELSs; χ2 = 8.05, 0.93; 1 ELS = −0.13, S.D. = 0.96; 2 ELS = −0.28, S.D. =
1 degree of freedom, p = 0.0046). These groups did 0.64; 3 ELS = −0.70, S.D. = 0.50) and processing speed
not otherwise significantly differ on age, education, mean (0 predictive ELS = 0.24, S.D. = 0.68; 1 ELS = 0.09,
medical morbidity or duration of depression (online S.D. = 0.77; 2 ELS = −0.26, S.D. = 0.83; 3 ELS = −0.70, S.D. =
Supplementary Table S1). 0.68). Importantly, we found no statistically significant
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Early life stress and depression, cognitive performance and brain morphology 7
Fig. 2. Cortical thickness differences related to predictive early life stress (ELS) exposure. Whole-brain vertex-wise display
shows the direct effect of reported predictive ELSs (emotional abuse, sexual abuse or severe family strife) on cortical
thickness. Analyses controlled for diagnosis (major depressive disorder or non-depressed) and sex. Lighter blue color reflects
areas where ELS exposure is associated with thinner cortex. ELS exposure was not significantly associated with increased
cortical thickness in any region.
between diagnostic groups. Additionally, we found working memory was independent of diagnosis.
that exposure to predictive ELSs was associated with Similarly, duration of emotional and sexual abuse ex-
smaller hippocampal volumes, but only in depressed posure was associated with slower processing speed.
individuals. In contrast, when defined broadly, overall Our results did not support prior literature associat-
ELS exposure has a different relationship with process- ing poorer performance on executive function measure
ing speed and OFC volumes between depressed and or episodic memory with ELSs (Polak et al. 2012;
non-depressed adults. Brewin, 2014). The difference between our results and
Childhood trauma has prominent effects on adult past work associating ELS with episodic and semantic
mental health (Navalta et al. 2006). Past work shows memory impairment (Parks & Balon, 1995) could be
altered HPA axis regulation and secondary regional related to heterogeneity in samples or measures used
brain structure changes in children exposed to emo- to examine episodic memory. While prior studies
tional abuse, sexual abuse and aggressive families used the word-cueing technique and the Logical
(McEwen, 2003). Emotional abuse is common in child- Memory test (Parks & Balon, 1995), we additionally
hood and adversely affects self-esteem, interpersonal used the Benton Visual Retention and Rey’s Verbal
skills and personal autonomy and integrity (Vietze Learning Tests.
et al. 1980). Childhood sexual abuse has a worldwide When considering the relationship between ELS
prevalence of 20% (Jakubczyk et al. 2014) and is and processing speed, we may be observing an
associated with multiple psychiatric disorders includ- inverted U-shaped curve. In this model, stress expos-
ing MDD, addictions and increased suicide risk ure broadly defined is associated with improved pro-
(Jakubczyk et al. 2014). Significant family strife also cessing speed, but exposure to more severe (and
interferes with normal development and creates a vul- potentially more chronic) ELSs results in impaired
nerability to maladjustment and internalizing personal performance and vulnerability to depression. This is
problems (Luebbe & Bell, 2014). Admittedly, while concordant with studies in older adults associating
these specific stresses predicted adulthood MDD, childhood trauma with better processing speed
others propose that any significant childhood stress (Feeney et al. 2013). In our non-depressed population,
may increase the risk of depression (Brown & Harris, it is possible that less severe stresses result in
1978). Such effects may depend on stressor severity improved processing speed and contribute to a resili-
and chronicity, age of exposure and positive support ency mechanism (Wu et al. 2013). However, subjects
(Brown & Harris, 1978). predisposed to depression may have pre-existing cir-
cuit dysfunction where neurobiological changes
related to even milder stresses may result in poorer
Effects of ELS on cognition
cognitive performance.
ELS exposure also affected cognitive performance. A similar model may apply to working memory, al-
When defined broadly using the total ELSQ score, though we observed a relationship only with the more
ELS exhibited different effects between depressed severe predictive stressors that did not differ between
and non-depressed subjects on processing speed diagnostic groups. Past work supports negative effects
(Fig. 1a). We propose that these group differences of childhood stressors on working memory (Navalta
reflect different long-term adaptations to stress that et al. 2006). This may be related to altered function of
are related to either vulnerability to or resilience to stress-sensitive systems, as working memory deterio-
developing later depression. In contrast, the effect of rates with increased allostatic stress load (Evans &
predictive ELS exposure on processing speed and Schamberg, 2009).
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http://dx.doi.org/10.1017/S0033291716002403
8 A. Saleh et al.
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http://dx.doi.org/10.1017/S0033291716002403
Early life stress and depression, cognitive performance and brain morphology 9
approach, this does increase the risk for false-positive Brown WG, Harris TO (1978). Social Origins of Depression: a
findings. Adjusting those analyses for multiple com- Study of Psychiatric Disorder in Women. The Free Press:
parisons would have limited cognitive findings to pro- New York.
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Gunstad J, Stroud L, McCaffery J, Hitsman B, Niaura R,
correction. Thus our findings should be viewed cau-
Clark CR, McFarlane A, Bryant R, Gordon E, Williams
tiously and need replication in context of the broader
LM (2006). Early life stress and morphometry of the adult
literature. anterior cingulate cortex and caudate nuclei. Biological
This study supports that not all childhood stressors Psychiatry 59, 975–982.
increase risk of depression in adulthood. We found a Cole J, Costafreda SG, McGuffin P, Fu CH (2011).
complex relationship between ELSs, cognitive function Hippocampal atrophy in first episode depression: a
and regional brain structures that in some cases dif- meta-analysis of magnetic resonance imaging studies.
fered between diagnostic groups. As we defined pre- Journal of Affective Disorders 134, 483–487.
dictive ELSs based on their relationship with MDD, Dale AM, Fischl B, Sereno MI (1999). Cortical surface-based
these findings require replication in independent analysis. I. Segmentation and surface reconstruction.
populations. Future longitudinal human studies are NeuroImage 9, 179–194.
De Brito SA, Viding E, Sebastian CL, Kelly PA, Mechelli A,
required to incorporate physiological measures of
Maris H, McCrory EJ (2013). Reduced orbitofrontal and
stress reactivity, investigate what factors contribute to
temporal grey matter in a community sample of maltreated
the cognitive deficits observed with exposure to ELS, children. Journal of Child Psychology and Psychiatry 54,
and to clarify the association with volumetric brain 105–112.
changes. Such studies should also examine the effect Desikan RS, Ségonne F, Fischl B, Quinn BT, Dickerson BC,
of emotional processes on cognitive performance, and Blacker D, Buckner RL, Dale AM, Maguire RP, Hyman
how ELS exposure may influence those relationships. BT, Albert MS, Killiany RJ (2006). An automated labeling
system for subdividing the human cerebral cortex on MRI
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Supplementary material 968–980.
Evans GW, Schamberg MA (2009). Childhood poverty,
The supplementary material for this article can be
chronic stress, and adult working memory. Proceedings of
found at http://dx.doi.org/10.1017/S0033291716002403 the National Academy of Sciences USA 106, 6545–6549.
Feeney J, Kamiya Y, Robertson IH, Kenny RA (2013).
Cognitive function is preserved in older adults with a
Acknowledgements reported history of childhood sexual abuse. Journal of
This project was supported by the National Institute of Traumatic Stress 26, 735–743.
Mental Health (NIMH) grants R01 MH077745 and K24 First MB, Gibbon M, Spitzer RL, Williams JB, Benjamin LS
(1997). Structured Clinical Interview for DSM-IV Axis II
MH110598; and the National Center for Advancing
Personality Disorders (SCID-II). American Psychiatric Press,
Translational Sciences (NCATS) award UL1TR000445.
Inc.: Washington, DC.
The authors would like to acknowledge Dr Hakmook Fischl B, Dale AM (2000). Measuring the thickness of the
Kang for guidance on statistical analyses. This project human cerebral cortex from magnetic resonance images.
was conducted using the resources of the Advanced Proceedings of the National Academy of Sciences USA 97,
Computing Center for Research and Education at 11050–11055.
Vanderbilt University, Nashville, TN. Fischl B, Salat DH, Busa E, Albert M, Dieterich M,
Haselgrove C, van der Kouwe A, Killiany R, Kennedy D,
Klaveness S, Montillo A, Makris N, Rosen B, Dale AM
Declaration of Interest (2002). Whole brain segmentation: automated labeling of
neuroanatomical structures in the human brain. Neuron 33,
None. 341–355.
Fischl B, Salat DH, van der Kouwe AJ, Makris N, Segonne
F, Quinn BT, Dale AM (2004a). Sequence-independent
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