Translation of The Dispensation Canons 8
Translation of The Dispensation Canons 8
Translation of The Dispensation Canons 8
Introduction
The dispensation is a singular administrative act of great importance in
the canonical system.1 It is the juridical instrument through which the
legal system mitigates the rigor of a norm issued for a generality of cases,
adapting it to concrete situations and the needs of individual cases, remov-
ing its binding value. Its use requires great prudence: the dispensation
must meet the concrete needs of the individual members of the faithful,
but also must not detract from the obligatory force of the norm in gen-
eral. Balance is thus found in the just cause that must exist in order to be
able to give a dispensation. In fact, on the one hand the existence of a just
cause justifies the fact that in the individual case the law is deprived of its
coercive force, and on the other hand recognizes its binding value in gen-
eral, where the just cause of the specific case does not exist.
* Velasio Cardinal De Paolis (1935–2017) was a professor of canon law at the Pontificia Uni-
versità Urbaniana (Rome), secretary of the Supreme Tribunal of the Apostolic Signatura, and
President of the Prefecture for the Economic Affairs of the Holy See. Andrea D’Auria is the
Procurator General of the Priestly Fraternity of the Missionaries of Saint Charles Borromeo
(FSCB) and an Ordinary Professor of canon law at the Pontificia Università Urbaniana. This text
is taken from Velasio De Paolis and Andrea D’Auria, Le norme generali. Commento al Codice di Dir-
itto Canonico, 2nd ed. (Rome: Urbaniana University Press, 2014) 256–281. It is translated and
lightly edited from the original Italian text by James Bradley. Comments by the translator are
presented below in brackets. (Footnotes are also conformed to this journal’s style.—Ed.)
1. Cf. Michel Bonnet, “La dispense dans le Code,” Les Cahiers du droit ecclésial 1 (1984) 51–
56, 101–113; José-Tomás Martin De Agar, “La dispensa de forma de una respuesta de la Comi-
sión de interpretes,” Ius Canonicum 26 (1986) 299–308; Winifried Aymans and Klaus Mörsdorf,
Kanonisches Recht. Lehrbuch Aufgrund des Codex Iuris Canonici (Paderborn-Munich-Vienna-Zürich:
Ferdinand Schöningh Verlag, 1991) 1:276.
552 THE JURIST
2. [The term “parish priest” is used as a translation of the Latin term parochus and the Ital-
ian term parroco. In the United States, this is usually translated as “pastor.” This English term,
whilst common in North America, lacks precision in the juridical identification of the ecclesi-
astical office of parochus with the institution of the parish in the manner demonstrated by c.
515 §1, which itself distinguishes between parochus and pastor. For this reason “parish priest”
is used throughout.]
T H E D I S P E N S AT I O N 553
necessary in the dispensation (c. 90); finally, it gives the rules on the scope
of the exercise of the faculty to dispense, and on the interpretation and
termination of the faculty to dispense (cc. 91–93).
1. Canon 85: What is the Dispensation and Who May Grant It?
The dispensation is defined as “the relaxation of a merely ecclesiastical
law in a particular case.” As we will see, the institution of the dispensation
therefore does not extend to divine law, whether natural or positive, from
which it is never possible to dispense. The positive law also provides that
a dispensation is not possible even for all merely ecclesiastical laws; canons
86 and 87 will in fact, as we shall shortly see, place other limits on the pos-
sibility of dispensing from merely ecclesiastical laws.
It should also be noted that the dispensation is distinguished f rom
exemption from the law, from epikeia, and from the excuse of its obser-
vance. In fact, through exemption one is not obliged to observe the law,
as one finds oneself in a situation where one is not a subject of the law;
for example, those who are less than seven years old regarding the duty
to observe the merely ecclesiastical laws (c. 11). Epikeia is a higher norm
of the moral order which interprets the rule in the perspective of the end
of the law and of justice in an absolute sense, of which the concrete law
is an expression.
With the excusing of the observance of the law, one is not obliged to
it due to the particular situation in which one finds oneself; compliance
with the law in this instance would be too onerous. In fact, one is not
obliged to obey the laws if there is a proportionately serious inconvenience
(e.g., a sick patient is not bound to the precept of holy days). Being excused
from observing the law involves disobeying the law without the interven-
tion of the superior: the obligation of the law objectively ceases. But we
will return to this later.
By virtue of the dispensation, on the other hand, the law is not binding
because the competent superior removes the obligation of the law itself.
However, this is an exemption in a particular case. It is not a question of
the repeal of the law; this remains in force, but the compulsory character
is taken away in this particular case precisely for the reasons that are rec-
ognized in the concrete situation.
The singular character of the situation must be understood in the same
sense as the particularity of a singular administrative act; the singularity
554 THE JURIST
can consist either in the singularity of the individual to whom the dispen-
sation is given, or in the singularity of the group, or in the singularity of
the occasion. So it is still single or particular even if an entire community
is dispensed, such as a diocese, but only for some cases and for a given time.
The dispensation “can be granted by those who possess executive
power.” In this regard, this legislation represents a “Copernican revolu-
tion” with respect to the provisions of the Pio-Benedictine code. In the
former code, in fact, the power of dispensation was reserved to the legis-
lator, his successors, his superior, and obviously also those to which power
was granted (cf. 1917 CIC cc. 80–81).3
This provision was merely the application of the general principle set
out in canon 80 and, in harmony with this provision, in canon 82, by which
the diocesan bishop and other ordinaries could dispense from diocesan
laws—that is, from those laws of which they themselves were the authors.
Consistent with this principle, the possibility of dispensation by ordinaries
for the laws issued by the Supreme Pontiff for a particular territory was
excluded, without prejudice to the final provision of canon 81. With
regard to universal laws, therefore, only the Supreme Pontiff could grant
such a dispensation, without prejudice to the possibility of a complex
system of faculty concessions.4
The current legislation considerably simplifies the matter, taking up
the principle in fact already foreseen in the decree Christus Dominus of the
Second Vatican Council, which provided for the possibility of dispensing
by individual bishops.5 This is therefore a significant change with respect
to the 1917 code, which, as we have just seen, gave the faculty to dispense
only to those who held legislative power.
3. As regards the discipline of dispensation in the old code, see Raoul Naz, “Dispense,” in
Dictionnaire de droit canonique (Paris: Letouzey et Ané, 1953) 4:coll. 1284–1296; Gommar
Michiels, Normae generales iuris canonici. Commentarius libri I Codicis Iuris Canonici (Paris-Tour-
nai-Rome: Typis societatis s. Ioannis Evangelistae-Desclée et socii, 1949) 67ff; Felix Cappello,
Summa Iuris Canonici (Rome: Tip. Pontif. Univ. Gregoriana, 1945) 1:96–100; Franz Xavier Wernz
and Peter Vidal, Ius Canonicum (Rome: Apud aedes universitatis Gregorianae, 1938) 1:463–475.
4. See in this regard Ludovicus Buijs, “De potestate episcoporum dispensandi,” Periodica
56 (1967) 88–115; Naz, coll. 1284–1296.
5. Christus Dominus 8b reads: “Singulis Episcopis dioecesanis facultas fit a lege generali
Ecclesiae in casu particulari dispensandi fideles in quos ad normam iuris exercent auctoritatem,
quoties id ad eorum bonum spirituale conferre iudicent, nisi a Suprema Ecclesiae Auctoritate
specialis reservatio facta fuerit.” Second Vatican Council, decree Christus Dominus, October 28,
1965: AAS 58 (1966) 673–696.
T H E D I S P E N S AT I O N 555
6. In this regard, see Andrea D’Auria, “Alcune considerazioni sul problema della leggi irri-
tanti ed inabilitanti nella prospettiva del rapporto tra i canoni 10 e 124 del CIC,” in L’atto giuridico
nel diritto canonico (Vatican City: Libreria Editrice Vaticana, 2002) 166–168. See also idem, “Il
diritto consuetudinario nella vita della Chiesa,” Euntes Docete 61 (2003) 76.
7. For exegesis on c. 86, see Eduardo Baura, “Caput V. De dispensationibus,” in Comentario
exegético al Código de Derecho Canónico, ed. Ángel Marzoa, Jorge Miras, and Rafael Rodriguez-
Ocaña (Valencia: Edicep, 1996) 1:681–682 (hereafter Comentario exegético); Francisco Javier Urru-
tia, Les normes générales (Paris: Tardy, 1994) nn. 474–477. All English translations from this code
are taken from Code of Canon Law. Latin-English Edition: New English Translation (Washington,
DC: CLSA, 2020).
556 THE JURIST
8. There are various examples of this in the doctrine. One cannot, for example, exempt
one from taking vows to become part of an institute of consecrated life, or from consent to
celebrate a valid marriage, or from ordination to acquire to the clerical state.
9. Urrutia, no. 477.
10. Cf. Baura, “Caput V. De dispensationibus,” 681, sub c. 86.
11. Cf. De Episcoporum muneribus, in Enchiridion Vaticanum. Documenti ufficiali della Santa
Sede 1963–1967 (Bologna: Edizioni Dehoniane, 1977) 2:714. Commenting on this, Robleda adds:
“Declarat simpliciter id quod ex natura rei postulatur: sane, ab obligationibus fit dispensatio;
a conceptibus sive notionibus ea non intelligitur.” Olís Robleda, “Leges constitutivae et nullitas
actus iuridici,” in Quaestiones disputatae iuridico-canonicae (Rome: Pontifical Gregorian Univer-
sity, 1969) 81.
T H E D I S P E N S AT I O N 557
the new code the power to dispense has passed from the competence of
the Holy See to that of individual diocesan bishops, except for some
reserved matters. In this way the intention was to limit and regulate the
power exercisable by each individual bishop.
It should be noted that the legislation envisaged for each juridic act or
institution does not expressly say which are the constitutive elements
required for the existence of the act itself. It is therefore the task of doc-
trine to identify what these essential aspects are. The juridic institution is
therefore in a general sense a figure or an institution implicitly delineated
by the law itself or otherwise specified by it. In this figure some elements
are considered essentially constitutive, so if one were missing, its config-
uration would be distorted. Reflect, for example, on the institution of
domicile as determined by the law itself. Or think of the constitutive ele-
ments of the state of consecrated life (cf. c. 573 §2).12 Some constituent
elements may be of natural law, others instead of positive law.13
We may then ask ourselves whether it is possible to dispense with a
law that permits a specific exercise, or grants a particular right—for exam-
ple, canon 933. The dispensation from a law that authorizes one to act in
a certain way, thus prohibiting the exercise of this right or faculty, does
not seem admissible.
12. Canon 605 provides for the possibility of instituting new forms of consecrated life,
the introduction of which requires the intervention of the Apostolic See—that is, of the Holy
Father, precisely because it is a question of providing for new constitutive elements. Cf. Velasio
De Paolis, “Le nuove forme di vita consacrata,” Informationes SCRIS 19 (1993) 72–95.
13. For example, c. 1055 speaks of constitutive elements of the institution of marriage
which are of divine law.
14. Cf. De Episcoporum muneribus, nn. 709ff.
558 THE JURIST
3.1. Laws of the Apostolic See from Which Diocesan Bishops and Ordinaries
in General Can Dispense
in a specific case, and seeing if there is a just cause that ensures that the
spiritual good of the faithful is achieved precisely with the exemption from
the obligation of compliance with the law.
As we shall see, the scope of the faculty to dispense on the part of the
diocesan bishop extends to all persons who are in his territory, whether
they are his subjects or not. For one’s own subjects, the faculty to dispense
can also be exercised outside the territory (cf. c. 136).
Finally, we recall that, with regard to the power of dispensation of the
diocesan bishop, there was an authentic interpretation in 1985. The Pon-
tifical Commission for the Interpretation of the Code declared that the
diocesan bishop cannot dispense, except in the case of the danger of death
(cf. c. 1079) or from cases already provided for by the juridical order (cf.
c. 1127 §2), from the observance of canonical form foreseen for the valid
celebration of marriage between two Catholics.19
We would like here to make a brief study about an expression con-
tained in canon 87 §1 to which, strangely, the post-codal doctrine has ded-
icated little interest. In fact, the legislator says that the diocesan bishop
can dispense, if the required conditions are met, from disciplinary laws.
Why this expression? How should it be interpreted? Would it not have
been easier to talk about ecclesiastical laws or merely ecclesiastical ones tout
court, as a consulter indicated during the preparatory work?20
As we said before, the authors pay little attention to this ques-
tion.21 Most of them affirm that the expression disciplinary laws is a simple
19. The question posed read as follows: “Utrum extra casum urgentis mortis periculi Epis-
copus dioecesanus, ad normam can. 87, § 1, dispensare valeat a forma canonica in matrimonio
duorum catholicorum.” The response was negative. Cf. AAS 77 (1985) 771, III. In this regard,
see also Communicationes 17 (1985) 262.
20. Communicationes 19 (1987) 45.
21. Urrutia, for example, does not even pose the question; cf. Urrutia, nn. 486–488. Socha
clearly states that the expression disciplinary laws includes all laws except divine and constitutive
ones; cf. Hubert Socha, “Caput V. De dispensationibus,” in Münsterischer Kommentar zum Codex
Iuris Canonici, ed. Klaus Lüdicke (Essen: Ludgerus Verlag, 2003) 1:87/4. Citing the periodical
Communicationes, Baura is equally explicit. In this regard he states: “In fact, the adjective disci-
plinary does not add anything to the concept of merely ecclesiastical law, since it only excludes
laws referring to faith and morals, which are not merely ecclesiastical” (Baura, “Caput V. De
dispensationibus,” 685–686, sub c. 86). And elsewhere the same author affirms: “In short, judg-
ing f rom the use made of the expression ‘disciplinary law’ in canon law, I think it can be
deduced that it includes any law deriving from a positive decision of the ecclesiastical legislator:
that is to say, disciplinary laws are a counterpoint to those laws that declare the constitution of
juridic acts and institutions, and the laws that contain norms of divine law.” Eduardo Baura,
T H E D I S P E N S AT I O N 561
La dispensa canonica dalla legge (Milan: Giuffrè, 1997) 251. [These quotes are translated for inclu-
sion here. At first glance, the Italian word contrappongono used in the second quotation suggests
opposition between disciplinary laws on the one hand, and constitutive laws and divine law on
the other. A translation that frames this in a pejorative way would seem to fail to take account
sufficiently of canonical doctrine.]
22. In reality, Baura, in his valuable essay on dispensation, raises the problem of liturgical
laws and whether, as some authors argue, they should not perhaps be included among the dis-
ciplinary laws. In the end, the author concludes that the opposite is true. Cf. Baura, La dispensa
canonica dalla legge, 250–251. Contra Buijs, 106.
23. De Episcoporum muneribus, n. 715.
24. Cf. Baura, “Caput V. De dispensationibus,” 685–686, sub c. 87.
25. “Placet, dempto adiectivo ‘disciplinaribus,’ proponente Rev.mo secundo Consultore,
cum omnes leges in Codice disciplinares sint, quia Ecclesiae disciplinam constituunt” (Com-
municationes 19 [1987] 45).
26. Ibid.
562 THE JURIST
dispense from mere ecclesiasticae laws. By applying and detailing this prin-
ciple, it is affirmed in canon 87 that the diocesan bishop can only dispense
from both universal and particular leges disciplinares, with the limitations
already analyzed. In the second paragraph of canon 87, it is then stated
when any ordinary can dispense in an extraordinary case; subsequent
canons say when the ordinary of the place can dispense from diocesan
laws (c. 88) and finally when this power belongs to the parish priest, pres-
byters, and deacons (c. 89). If the law presents these specifications in its
own text, the scholar cannot omit them in interpreting: lex ubi voluit dixit,
ubi noluit tacuit.
It cannot therefore be said that the code does not know this distinction
for the simple fact that such an objection was raised during the prepara-
tory work. Indeed, the very fact that, despite this proposal made by the
consultor, the codal system has maintained such a terminological and con-
ceptual distinction between ecclesiastical laws and disciplinary laws, indicates
that a relationship of genus and species can be found between them. In
other words, if all disciplinary laws are ecclesiastical, not all ecclesiastical
laws are disciplinary.
But what, then, is the specificity of the term disciplinary law? The term
discipline recurs various times in the code both as a synonym of subject
or field of study, research, or teaching, and in the sense of what can regu-
late the behavior of an individual or of a group, which is what we are
interested in here.27 This second meaning recurs in a particular way in the
codal regulation of seminary life and in the part concerning institutes of
consecrated life.
Canon 17 states that if the meaning of a term remains obscure, one
must first of all have recourse to parallel places—that is, to those contexts
in which the same subject is dealt with or the same terms are used. Well,
as we have just mentioned, the term “discipline” is found precisely in the
law of religious. In canon 587, concerning the laws of foundation of an
institute, we find an interesting juxtaposition. This canon, in its first para-
graph, reads as follows: “To protect more faithfully the proper vocation
and identity of each institute, the fundamental code or constitutions of
every institute must contain, besides those things which are to be observed
as stated in canon 578, fundamental norms regarding governance of the
27. This occurs above all in the codal matter of Book II concerning the formation of clerics
and in Book III concerning the munus docendi of the Church.
T H E D I S P E N S AT I O N 563
28. Velasio De Paolis, La vita consecrata nella Chiesa (Bologna: EDB, 1992) 106.
29. Cf. ibid. Numerous authors emphasize the difference in c. 587 between the term dis-
ciplinary and the term governance, but strangely no one comes to such a conclusion regarding
the possibility of dispensation. Cf. Elio Gambari, I religiosi nel Codice. Commento ai singoli canoni
(Milan: Àncora, 1986) 54–56, sub c. 587; Jean Beyer, Il diritto della vita consacrata (Milan: Àncora,
1989) 94–95; Tomás Rincón-Pérez, “Titulus I. Normae communes omnibus institutis vitae con-
secratae,” in Comentario exegético, 2/2:1437–1438, sub c. 587.
564 THE JURIST
30. In this sense, this is the practice followed by the Congregation for Institutes of Con-
secrated Life and Societies of Apostolic Life, which reserves to itself the possibility of dispensing
from the laws of governance, not recognizing that religious superiors have such power.
31. Cf. Aymans and Mörsdorf, 277.
32. It is interesting to note here that, as we shall see shortly, Socha also uses the same
expression and terminology as Mörsdorf, without however realizing the distinction; cf. Socha,
1:87/4.
33. Cf. ibid.
T H E D I S P E N S AT I O N 565
34. For example, the bishop could dispense from the obligation of a cleric in formation
to reside in the seminary (1917 CIC c. 972) or the ban on reading prohibited books (1917 CIC
c. 1402). Cf. Michiels, Normae generales, 707–708.
35. The religious superior had the power, for example, to grant a dispensation from the
obligation of abstinence, from fasting or from the observance of a feast (1917 CIC c. 1245 §3),
as well as from the obligation for a religious to live in a house of the institute (1917 CIC c. 514
§1). Cf. Michiels, Normae generales, 717–718; Wernz and Vidal, 1:471.
566 THE JURIST
dispense even from those laws that are not purely and simply given for
the sanctification of the individual faithful. In this regard, the example of
matrimonial impediments seems to us to be significant. These incapaci-
tating laws are not strictly provided for by the legislator for the spiritual
good of the individual faithful, but above all for reasons of public order
(e.g., the impediment of conjugicide in c. 1090) or genetics (think, e.g.,
of the impediments of consanguinity in c. 1091) or to protect the common
sense of decency (impediment to public honesty in c. 1093). Such inca-
pacitating laws are therefore to be considered laws of governance and pre-
cisely for this reason the codal discipline feels the need to provide expressly,
with separate legislation, the possibility of dispensation by the local ordi-
nary (c. 1078), without prejudice, of course, to the three reserved cases
seen above (c. 1078 §2).
We therefore feel we can affirm that the equation between disciplinary
and ecclesiastical laws is at least a little hasty and not sufficiently founded,
and that this assimilation would in any case lead to a certain confusion
within the governance activity proper to the authority of the Church.
36. E.g., they are reserved to the Apostolic See in cases provided for in the following
canons: cc. 290 §3; 291; 691 §2; 1031 §4; 1047; 1078; 1079 §1; 1165; 1203; 1698.
T H E D I S P E N S AT I O N 567
3.2. Canon 88: Providing for the Dispensation of Laws That Are Not of the
Apostolic See
1. Local ordinaries can dispense both from diocesan laws and from laws
given by a plenary or provincial council, or by the episcopal conference.
As regards diocesan laws, the competence is obvious since the bishop him-
self is the legislator. It should be noted, however, that competence extends
to all local ordinaries, therefore also to episcopal vicars and vicars general
insofar as these, although they do not have legislative power, do have
executive power; let us remember that the dispensation is an act of
executive power.37 As regards the other laws, it can be argued as follows:
if bishops can dispense from pontifical laws, a fortiori they can dispense
from laws given by an inferior authority.
However, it should be specified that here we are dealing with all laws,
without the exceptions provided for in canon 87 §1: penal and procedural
laws are therefore also included, provided of course they are particular laws.
On the other hand, the laws mentioned in canon 86 are excluded—that is,
those constituting institutes and juridic acts in their essential elements and
obviously laws of governance, from which the Holy See can always dis-
pense—since dispensation from such laws given by bodies such as the ple-
nary or provincial council, or the episcopal conference, is inconceivable.
For the dispensation from diocesan laws, no criterion is indicated: the
general principle is that of canon 90. For the other laws, on the other hand,
it is said: “whenever he [the local ordinary] judges that it contributes to
their spiritual good.” This clause is to be understood in the way explained
above with regard to canon 87.
2. In the case of other laws, the code does not establish anything. It
will therefore be necessary to consult particular law and comply with its
provisions. If these are lacking, it will be possible to follow by analogy
some principles given by the code itself in the canons examined. As we
have already seen, the dispensation from laws constituting the essential
elements of juridical institutions and juridical acts is never admissible. The
dispensation should also be limited to purely disciplinary rules, if granted
by subjects who are not competent in enacting the law from which one
wishes to dispense.
38. The code does not deal with the power to dispense on the part of religious ordinaries.
This question has rather problematic aspects. In the revision group it was expected that the
problem would be treated in the coetus on religious (cf. Communicationes 19 [1987] 99). In fact,
nothing came of it. Considering that the power to dispense belongs to those who have executive
power (c. 85) and that religious institutes enjoy a certain autonomy (c. 586), it could be deduced
that religious ordinaries have a power of dispensation similar to local ordinaries and to bishops
for their own subjects, as regards the universal laws of the Church, while the power to dispense
from proper law should be regulated by one’s proper law (cf. Urrutia, no. 498). But these appear
to us only as formulations de iure condendo, since the code does not in fact extend the power to
dispense from universal laws to religious superiors.
570 THE JURIST
39. The classical doctrine thus defined the state of necessity: “obiectiva rerum conditio, a
causa libera independens, in qua impossibile est iura nostra tueri absque laesione juris alieni”
(Germano-Giuseppe Pellegrini, Jus Ecclesiae poenale. I. De delictis [Naples: M. D’Auria Pontificius
Editor, 1962] 125).
40. Francesco Roberti, De delictis et poenis. Vol. 1, pars I: De delictis in genere (Rome: Pontifi-
cium Institutum Utriusque Iuris, 1940) 153. According to Roberti, the state of necessity is a
figure contiguous to that of the metus gravis, as in both cases it is freely decided to engage in
criminal conduct as this is seen as the only possibility to avoid a serious evil. The difference
between these two figures consists more precisely in the fact that in the case of fear this is
incurred by a human subject—“contra necessitas cum metu convenit, quatenus metus non est
nisi necessitas inducta a causa libera quae certum malum minatur, si qui aliquid faciat.” In the
case of necessity, however, the evil comes from a circumstance, an external condition, a natural
phenomenon, or a material necessity—“periculum in necessitate gignitur ex obiectiva rerum
condicione” (ibid.).
T H E D I S P E N S AT I O N 571
vided that the two conditions that we will explain later are respected, if
this is configured as the only possibility given to the person to avoid greater
damage. The affirmation according to which human laws lose their coer-
cive nature in the event that the subject could suffer serious damage from
their observance, is part of the juridical patrimony of the Church.41
A typical example of the theological-moral patrimony of the Church
is that relating to theft. In a case of strict necessity, if human life is endan-
gered due to the shortage of food resources, the law of private property
ceases, and it is therefore legitimate and justified to take possession of
another person’s property to guarantee one’s own or another’s survival.
In this regard, Saint Thomas states: “In necessitate sunt omnia communia,
et ita non videtur esse peccatum, si aliquis rem alterius accipiat propter
necessitatem sibi factam communem.”42
On the contrary, from a social and juridical point of view, it would
appear as absurd and detrimental for the legislator to impose some laws
that the social community is unable to observe. Indeed, the very reason-
ableness of the law lies, in a certain sense, in its observability and respect-
ability. Therefore, a law whose application in certain circumstances is too
burdensome in that case loses all intrinsic rationality and therefore all man-
datory and enforceable compliance, even without the dispensation of the
competent authority.43
In order to speak of a state of necessity, however, the following con-
ditions must be met, which must be simultaneously present; the absence
41. “Ratio est, quia regulariter leges mere eccesiasticae, ut omnes leges mere humanae,
cum gravi incommodo vel cum gravis damni periculo non solummodo non urgent sub gravi,
. . . sed simpliciter non obligant” (Gommar Michiels, De delictis et poenis. Commentarius Libri V
Codicis Iuris Canonici. I. De delictis. Canones 2195–2213 [Lublin-Brasschaat: Univ. Catholica Lublic-
Brasschaat, 1934] 232).
42. Cf. ST II–II, q. 66, a. 7.
43. “Lex enim, ut obliget, rationabilis sit oportet; porro, sicut superior non valet rationa-
biliter imponere toti communitati ea qua supra ejusdem vires ordinarias sunt, ita non valet
legis observantiam a singulis exigere iis in circumstantiis, in quibus haec observantia per acci-
dens esset nimis onerosa; secus enim in destructionem praeciperet, non in aedificationem”
(Michiels, De delictis et poenis, 232). On the same point, Wernz even more explicitly affirms that
in the event of an objective impossibility of observing the law, it loses its obligation: “Moraliter
impossibilia seu qua supra ordinarias vires membrorum communitatis sunt nec legislator cen-
sendus est velle imponere, nec ut plurimum iuste imponeret. Si ergo cum legis ecclesiasticae
observantia in casu particulari, respectu determinatae personae, speciale grave damnum sive
grave incommodum accidentaliter coniungantur, hunc casum lex non comprehendit. Legis
ergo transgressio, pro tali casu non obligantis, delictum esse non potest” (Wernz-Vidal, 7:105).
572 THE JURIST
of even one of them causes the legitimizing cause to disappear. The sub-
ject must not have voluntarily placed himself in a situation of grave neces-
sity to get out of which he will then find himself having to violate the law;
in other words, the state of necessity must not be attributable to the sub-
ject himself.44 Therefore, the legitimate cause cannot be invoked if the
subject has not done what he could to avoid the damage or danger or has
even deliberately put himself there.
The state of necessity can be invoked only if the subject had no other
possibility of avoiding such damage. In fact, it is stated that the lawful
exercise of a right is permitted which also results in a detrimental effect if
in any way the damage can otherwise be avoided.45
The evil must be objectively serious—it would not be justified to vio-
late the law to avoid insignificant damage—and consequently there must
be a proportion between the evil avoided and the violation of the law
accomplished, and this can also be deduced from the principle of mod-
erating juridic goods. This proportion will have to be verified in practice.
Finally, anyone who has the legal obligation to expose themselves to
current or imminent danger or evil cannot invoke the state of necessity.
Such a legal obligation can have as its source both a law and a contractual
provision of private law.46
Finally, let us remember that the serious inconvenience must first of
all be extrinsic to the observance of the law and connected with it occa-
sionally and per accidens. This serious inconvenience cannot therefore be
the proper sacrifice that derives from and is connected to the observance
of the norm. For example, the person who does not observe fasting in the
prescribed days could not invoke serious inconvenience in order not to
have the annoyance or discomfort coming from the sense of appetite.47
We wanted to make this brief digression on the state of necessity and
serious inconvenience precisely to highlight the principle according to
44. “Si quis se ipsum voluntarie coniiciat in periculum seu necessitatem aut in circumstan-
tias qua ipsam necessitatem inducunt, specialem legis protectionem non meretur” (ibid., 110).
45. For example, during a fire a person who to save himself and get to a door sacrifices
the lives of others, will not be able to invoke the exemption in question if he could easily save
himself by jumping from the window.
46. For example, a firefighter, who during a fire allows a person to succumb in order to
save his own life, could not invoke the state of necessity, as he is subject to a legal obligation
to protect the safety of others. See, in this regard, Pellegrini, 127–128.
47. Michiels, De delictis et poenis, 233.
T H E D I S P E N S AT I O N 573
6. Canons 91–92: The Scope of the Exercise of the Faculty to Dispense and
Interpretation of the Dispensation
Canon 91 does nothing but apply a general principle valid for the exercise
of executive power established in canon 136. It is expressly reiterated per-
haps because the faculty to dispense, despite being an administrative act,
concerns the exemption f rom the same laws and could therefore have
given rise to some doubts. The power to dispense, therefore, can be exer-
cised for one’s subjects, wherever they are, both in one’s own territory
and outside, and it can be exercised even if the same authority is outside
one’s own territory of jurisdiction, but, in this case, only towards their
subjects. Furthermore, within its own territory, this power can be exer-
cised over all those who are currently there, even if they are pilgrims and
undoubtedly also transients.
Since this is a non-coercive power, the competent superior can also
exercise it in his own favor. However, it is possible that the law or the
superior expressly establishes the opposite.
With regard to the interpretation of the dispensation in canon 92, we
can consider the general principles in canon 36 §1. The dispensation is
therefore subject to a strict interpretation. Furthermore, not only is the
dispensation subject to strict interpretation, but so is the power to dispense
granted for a specific case. Therefore, for example, the concession of the
power to dispense from a marriage impediment of consanguinity does
not entail the possibility of dispensing f rom a possible impediment of
public propriety.
ABSTRACT
The dispensation is applied as a means of relaxing the law in a given case.
This contribution considers the relationship between the dispensation and
legislation, and so between the one dispensing and the legislator; which
laws are dispensable and which are not; the need for a just and reasonable
cause in view of the “wounding” of the law caused by dispensation; and
the cessation of a dispensation. This translation of the work of Velasio De
Paolis and Andrea D’Auria presents their textbook discussion of the institute
of the dispensation in canon law in English for the first time.