Autism Research
Autism Research
Autism Research
Despite recent advances, the evidence base supporting early intervention for young children with autism spectrum disor-
der (ASD) remains relatively sparse. The International Society for Autism Research (INSAR) recently sponsored a Special
Interest Group (SIG) on Implementing and Evaluating Community-Based Early Intervention. Across three meetings, in 2015,
2016, and 2017, conveners of this SIG engaged >200 members to identify knowledge gaps and research priorities for
moving the field forward. Here, we summarize the perspectives that emerged from group discussion at the SIG meetings
as represented by scholars working actively in the field. Despite encouraging progress, critical gaps and research priorities
were identified across all the stages of intervention development and testing from conceptualization to community
implementation. Key issues include the need for (a) formal theories to guide early intervention development, evaluation,
and implementation; and alignment of intervention goals with scientific knowledge and societal changes that have
occurred in the decades since interventions were originally developed; (b) increased focus on feasibility of treatment pro-
cedures and alignment with stakeholder values during pilot evaluations; (c) use of research designs that allow for compar-
isons of different interventions and formats, analyses of active ingredients of treatment, and identification of moderators
and mediators of outcome; (d) use of community-partnered participatory research to guide adaptation of intervention
models to community settings; (e) inclusion of constructs related to implementation processes and outcomes in
treatment trials and; (f) an iterative approach to the progression of knowledge from intervention development to imple-
mentation. Autism Res 2018, 11: 16–23. V C 2017 International Society for Autism Research, Wiley Periodicals, Inc.
Lay Summary: In this article, we summarize the themes discussed at the INSAR Special Interest Group (SIG) on
Implementing and Evaluating Community-Based Early Intervention. Priorities for moving the field forward identified in
the SIG included the need for (a) formal theories to guide the development and evaluation of interventions, (b) pilot
evaluations that investigate feasibility and acceptability of interventions, (c) methodologies that allow us to deter-
mine for whom different interventions bring most benefit and why this is so, (d) strategies to include community
members and other stakeholders in the process of developing and evaluating interventions, and (e) understanding of
factors that make interventions more likely to be adopted and successfully implemented in the real world.
Keywords: early intervention; autism; feasibility; efficacy; effectiveness; implementation; randomized controlled trials
While the past decade has witnessed steady growth in In the subsequent SIG meetings in 2016 and 2017,
autism spectrum disorder (ASD) early intervention scholars in the field were invited to identify research
research, further research efforts are needed to ensure priorities to address such gaps through open debate and
practitioners and policy-makers have robust data on collaborative problem solving. The present report is
intervention effectiveness and implementation to based on the transcripts of discussions at each SIG,
secure optimal outcomes for children with ASD. To this summarized by the SIG co-chairs and scholars in the
end, the International Society for Autism Research field who presented at the 2016 SIG.
sponsored a Special Interest Group (SIG) on Implement- A scarcity of randomized controlled trials (RCTs) has
ing and Evaluating Community-Based Early Intervention, historically been identified as the key barrier to progress
aimed at stimulating discussion among groups working in ASD early intervention [e.g., National Research
on this topic around the world. The first SIG meeting, Council, 2001; Smith et al., 2007]. However, discussion
held in 2015, initiated discussion and identified knowl- among SIG members highlighted that knowledge gaps
edge gaps in early intervention research and practice. exist at every stage along the pathway from theoretical
From the A.J. Drexel Autism Institute, Drexel University, Philadelphia, PA (G.V.); Center for Autism Research and Treatment, UCLA, Los Angeles,
CA (C.K.); University of Manchester, Manchester, UK (J.G.); Center for Mental Health Policy and Services Research, University of Pennsylvania,
Philadelphia, PA (D.M.); University of Massachusetts, Boston, MA (M.M.); Victorian Autism Specific Early Learning and Care Centre, and Olga
Tennison Autism Research Centre, La Trobe University, Melbourne, Australia (K.H.)
Received June 06, 2017; accepted for publication November 14, 2017
Address for correspondence and reprints: Giacomo Vivanti, A.J. Drexel Autism Institute, Drexel University, Philadelphia, PA.
E-mail: giacomo.vivanti@drexel.edu
Published online 05 December 2017 in Wiley Online Library (wileyonlinelibrary.com)
DOI: 10.1002/aur.1900
C 2017 International Society for Autism Research, Wiley Periodicals, Inc.
V
conceptualization to community implementation of and parsimony to the field. To this aim, proponents of
early intervention. A framework for this pathway is new models should articulate the rationale dictating
detailed in Box 1. Here, we follow this framework to treatment procedures and clarify the theoretical distinc-
summarize the discussion points raised at the SIG, tiveness of the new approach relative to existing ones,
highlighting gaps and priorities for furthering the thus providing a road-map for hypothesis-driven evalu-
knowledge base around effective intervention for chil- ation. A test of these hypotheses should then be
dren with ASD. Importantly, none of the research prior- reflected in a pre-specified analytic plan which is final-
ities discussed at the SIG was free from debate, and the ized before unblinding and analysis. Importantly, inter-
framework presented here might not be unanimously ventions might work for reasons that differ from those
endorsed in the ASD research community. In the inter- theorized by their developers, raising the question of
est of parsimony, the current report focuses on the ‘why bother’ with intervention theories if the treatment
areas where consensus was reached among the article’s is beneficial anyway. However, as even the most prom-
authors. ising interventions produce different levels of success
across individuals [Schreibman, 2000] and contexts
Key Gaps and Research Priorities in [Mandell et al., 2013], theory-driven efforts to under-
Implementation and Evaluation of ASD Early stand how interventions work are critical to our capac-
Intervention ity to adapt, optimize, and customize interventions
Gaps in Intervention Theory without diluting their active ingredients [Onken et al.,
2014].
Formal theories elucidating the hypothesized factors Additionally, many intervention models in current use
leading to the problem being targeted and the hypothe- were originally conceptualized decades ago. Therefore, a
sized processes of treatment change are critical to guide key priority for the field is to evaluate whether contempo-
intervention development and evaluation [Kazdin, rary knowledge about ASD can be accommodated within
1999; Rapport, 2001]. However, in the field of ASD early existing early intervention theories, or requires that treat-
intervention research, theory lags behind practice ment concepts and protocols be updated or reformulated.
[Vivanti, 2017]. Therefore, a key priority in the field is Early intervention approaches for ASD are designed to
the formulation and/or refinement of formal theories to facilitate the acquisition of novel skills—thus, interven-
guide hypothesis-driven examinations of all aspects of tions should evolve as our knowledge advances on how
how interventions work: the utility and usability of par- children with ASD learn. There are encouraging efforts in
ticular models; the mechanisms underlying their effec- this direction. For example, neuroscience research on the
tiveness; and how these interact with particular social reward system and abnormal cortical connectivity
characteristics of the child, implementation context, in ASD is beginning to inform teaching practices and
and other interventions the child is receiving concur- hypothesized mechanisms of action in some early inter-
rently. Additionally, as new early interventions for ASD vention models [Dawson, 2008; Odom, 2016; Sullivan,
are introduced with growing frequency, and limited Stone, & Dawson, 2014]. However, historical difficulties
information is offered about their differences and over- with cross-disciplinary dialogue and insufficient transla-
lap with existing approaches, a precise delineation of tional efforts to bridge basic science, theory and applied
the unique and shared theoretical underpinnings knowledge in the field are significant barriers to the
informing intervention models is critical to bring clarity agenda of aligning treatment theories to current