Reflexive Verbs
Reflexive Verbs
Reflexive Verbs
clitic clusters
Abstract
order ACC–DAT. During the 15th and 16th centuries this order was
changed into DAT–ACC in cases where objects of the 1st and 2nd
person were involved. This change took place rather abruptly. In this
argue that clusters involving 1st and 2nd person argumental clitics
form true clusters in Modern French (in the sense of Pescarini (2012)),
1 Introduction
In the history of the French language, the order of object clitics has changed.1
In the old language, the accusative clitic always preceded the dative one
(ACC–DAT). In Modern French, this is still the order for clitic clusters
1
I would like to thank the following for their comments to the present paper: Terje
Lohndal, Marios Mavrogiorgos, Marie Labelle, Hans Petter Helland, and Diego Pescarini.
Parts of the data were presented at the XX International Conference on Historical Lin-
guistics in Osaka, July 2011, and I am grateful for the feedback I got from the audience
there.
1
Reflexive verbs and the restructuring of clitic clusters 2
containing only 3rd person clitics, but in the cases where the 1st and 2nd
persons are involved, the dative precedes the accusative (DAT–ACC).2 The
difference between the two orders may be illustrated in (1-a) and (1-b).
(1) a. et il la me dona.
and he her.ACC me.DAT gave
‘and he gave her to me.’ (12th c., Graal, 6677)
b. Il me la donne.
he me.DAT her.ACC gives
‘He gives her to me.’ (Modern French)
This shift in the internal order of the clitic cluster is not restricted to French.
Similar changes have taken place in Northern and Central Italian dialects
(Aski, in press; Pescarini, 2012), Catalan, Occitan (Brusewitz, 1905), and
Provençal (see Wanner (1974) for a general overview). Unlike the other
to occur in first position. This in turn led to a change of the internal order of
clitic clusters. I base my analysis on large electronic corpora and exploit a
2
I use the term clitic in order to describe an element which does not have any phono-
logical independence and which needs to attach to a host. In Old French the host is always
a verb.
Reflexive verbs and the restructuring of clitic clusters 3
2001), Frantext, and Base de Français Médiéval (BMF).3 The CLM has
texts stretching from the 11th to the 16th centuries (approximately 900
texts, number of words unknown), whereas the BFM covers the period from
842 till the end of the 15th century (3,784,304 words). In addition, I’ve
used a subselection of the Frantext base for the clitics corpus (selection
of 5,862,989 words from the 16th century). References in the CLM and
the Frantext base refer to the date the manuscript was originally written,
whereas dating in the BFM refers to the manuscript in question.4
I have used the Frantext database and the CLM in order to establish a
database of clitic clusters involving the 1st and 2nd persons, stretching from
the 11th to the 16th century. This corpus counts a total of 5136 examples.
The article is organised as follows: First I briefly describe the difference
between Old and Modern French in section 2 before presenting previous
Pronominal objects are clitics in all stages of the French language, as far
back as we have written sources. In (2), taken from a 9th century poem,
3
CLM: http://www.classiques-garnier.com/numerique-bases/; Frantext:
www.frantext.fr; BMF: http:txm.bfm-corpus.orgbfm/
4
This is especially relevant in the oldest period, as the oldest documents have not been
preserved other than in copies. A text such as the Strasbourg oaths, will thus be labelled
9th century in the CLP base, but 10th century in the BFM.
Reflexive verbs and the restructuring of clitic clusters 4
the pronouns precede the verb, and the two are often written together as one
single word: lafaire ‘her-make’ instead of la faire. This is a clear graphical
reflex of the pronunciation of the time. The pronominal objects occur in the
In Old French (OF) (9th – 13th c.) the accusative object pronoun preceded
the dative one: ACC–DAT. Thus, in (3), the accusative la ‘her’ precedes the
dative te ‘you’.5
The order ACC–DAT is observed also in cases where the clitic is a reflexive
pronoun. If the reflexive functions as a dative, it will follow the accusative
pronoun.
and 2nd persons). In a clitic cluster containing pronominal clitics from both
5
In Old French, the clitics preceded the modal auxiliary, contrary to Modern French,
where they cliticise on the infinitive. I will come back to this later in this section.
Reflexive verbs and the restructuring of clitic clusters 5
person 1 2
1st sg me ’me’
2nd sg te ’you’
3rd sg le li ’him’
3rd sg la li ’her’
3rd sg & pl se se reflexive pronoun
1st pl nos ’us’
2nd pl. vos ’you’
3rd pl. les lor ’them’
where a a 3rd person dative object is combined with a 1st and 2nd person
accusative object (Laenzlinger, 1993). In the literature this is known as
the Person–Case Constraint (PCC) (see among others Bonet (1991, 1994);
Boeckx (2000); Ormazabal and Romero (2007); Manzini (2012)). I have
specifically looked for examples that would violate this constraint, without
finding any. I thus conclude that the PCC holds also for Old French. There
are no examples where both the clitics are in the 1st or 2nd person either,
although such examples have been reported in the literature.
In Modern French the system is more complex, as clitics of the 1st and
2nd persons always precede clitics of the 3rd person, while 3rd person cl-
itics have kept the order ACC–DAT. Just as in Old French, the PCC is ob-
served, which essentially implies that clitics of the first column may not be
combined with clitics of the third. Emonds (1975) has explained this by
proposing that pronouns of the 1st and 3rd columns are base-generated in
the same position, and that the pronouns appearing in the first column have
Reflexive verbs and the restructuring of clitic clusters 6
been moved in front of ones in the second. We will come back to this line
of thought in section 6.
verbials that also function as clitics. I will come back to these in section
5.
The difference between the two systems becomes clear when we com-
pare examples from the 12th century with their modern counterparts.
(5) le me > me le
(6) le te > te le
a. Jo le te cargerai
I it.ACC you.DAT charge.FUT
Reflexive verbs and the restructuring of clitic clusters 7
‘I will charge you with it [the task].’ (12th c., Antioche, 5366)
b. je te le charge
I you.DAT it.ACC charge
‘I charge you with it [the task].’ (Modern French)
Note that nothing happens in clusters where both clitics are in the 3rd per-
a. Et cil le li dïent
et these it.ACC him.DAT say
‘And they tell it to him’ (12th c., Yvain, 5021)
The clitics attach to verbs, much as they do in Modern French. In the oldest
texts, clitics obey the Tobler-Mussafia law, which means that they may not
occur in the first position of the clause (Hirschbühler and Labelle, 2000;
Labelle and Hirschbühler, 2005). In addition, clitics in the old language
cliticised to the modal auxiliary, whereas they cliticise to the infinitive in
Modern French.
In the following, I will not discuss the clusters’ position in relation to
the verb, but focus on the internal order of the clitic clusters.
To sum up: Pronominal objects are always clitics, and they clitisise to
the finite verb. In Old French clitic clusters are always ACC–DAT. In Mod-
ern French the order ACC–DAT is only observed if both the clitics are in
the 3rd person. All other cases are DAT–ACC. The PCC is observed in all
stages of the language.
The question is why this change took place. The system in Old French
was extremely simple, whereas the modern pronominal system is a lot more
complex. Why would a language exchange a simple system for a more
complex one? For a child learning the language there must be a strong
trigger for the system to change. The question is quite simple: What was
this trigger?
Reflexive verbs and the restructuring of clitic clusters 9
3 Previous research
The change in clitic clusters has intrigued researchers since the late 1800s.
Most acknowledge that more than one explanation must be evoked in order
to account for the change that took place, and why the 3rd person was not
affected. Generally researchers point to a combination of phonetic/prosodic
principles and syntactic/distributional ones in order to explain the change.
Most researchers seem to agree that the shift has to do with phonological or
rhythmical changes. The first one to investigate the phonetic changes was
Jung (1887, cited by Brusewitz (1905) and de Kok (1985)), who claimed
that the pronouns could be divided into three groups according to their
ones to the left. According to this analysis, the cluster les me should be the
ones to change the first. Looking at my data, I find no evidence that would
support such a claim. There is no significant difference in the evolutionary
pace between me le-clusters and me les-clusters. An other issue is that it
hard to see any substantial difference between me, le, te, and se on one hand
and [le], [nu] and [vu] on the other.
Rhythm is the key-word for several other researchers. Meyer-Lübke
(1899: 801) suggests that there was a change in the rhythm of the language
which led to a pattern where two short syllables preceded a long, stressed
one. This would explain the order le lui, and also explain why le nous was
maintained longer than le me. It is, however, difficult to see how stress
could relate to the clitic order, as clitics – by definition – must be unstressed
(unless they receive secondary stress). It is equally difficult to see why such
a change would lead le me to change to me le, as le and me are simply a
minimal pair. Zink (1997) is also interested in stress, and he proposes that
a shift in the accent has played a major role. In the oldest texts, je + le ‘I +
There is a syllable boundary between jol ‘I+it’ and te ‘you’. Towards 1300
this enclisis disappears, and the first clitic becomes proclitic on the second
one. This way the syllables are distorted: [jel] // [me] → [je] // [mle]. Zink
(1997) claims that [mle] (or [tle] in the case of te ‘you’) represented a pho-
netic challenge to the speakers, and a way to resolve this was to reorganise
the cluster: [mle] should be easier to pronounce than [lme]. This explana-
tion comes short of explaining what necessitated this shift: Why couldn’t
the speakers just pronounce the clusters [lem] or even [leme]? In fact, they
may have done so, as we do not know exactly how these clusters were pro-
Reflexive verbs and the restructuring of clitic clusters 11
nounced.
A related approach has been adopted by de Kok (1985). Kok suggests
that the clusters originally (prior to Old French) were enclitic to a preceding
element. The first change was the one from enclisis to proclisis in the tran-
sition to Old French. Then a syntactic principle came into play, requiring
that the direct object be closest to the verb (see below). In sum these two
changes provoked the change observed in the data. Culbertson (2009), who
doesn’t comment on the cluster order, also advocates an analysis where the
clitics are enclitic to the first element in the clause. It is however necessary
to note that in Old French, the pronominal subject is not obligatory, and any
XP may precede the verbal cluster. There are however no instances where
the clitic seems to cliticise to a preceding adverb or full DP subject, only to
pronominal subjects. The question of enclisis in the earliest texts is thus not
fully examined.
The idea that the direct object is more tightly linked to the verb and that
this explains the ACC–DAT > DAT–ACC-shift has many adherents (Jung
(1889), cited by Zink (1997)), Meyer-Lübke (1899); Wanner (1974); de Kok
(1985). Meyer-Lübke (1899) suggests that the change in clitic order took
place after a shift from pragmatic to syntactic principles. In the earliest
times it was natural to have the accusative pronoun in the first position, as
this carried information already mentioned in the context. The dative pro-
noun would often refer to someone new, possibly accompanied by a gesture.
This way it was more natural to have it in second position. When the shift
took place, it was the grammatical relation between the verb and its comple-
Reflexive verbs and the restructuring of clitic clusters 12
ment that prevailed: as the direct object is more closely linked to the verb
than the indirect object, it is natural that it occupies the position closest to
the verb, specifically immediately in front of it in declaratives, immediately
ive verbs and the change of the internal order of clitics. The idea is that the
increasing number of constructions of the kind je me ‘I myself,’ tu te ‘you
yourself’ and il se ‘he himself’ led to the obligatory fronting of the reflexive
clitic in the clitic cluster, which in turn entailed the reorganising of ordinary
In the literature, it is not uncommon to see the claim that the change in
the order of the clitic clusters in Old French was very slow (Wanner, 1974;
Zink, 1997). Their argument is that there are occurrences of the new clitic
order already in the 12th century, but that the change wasn’t carried through
until the 18th century. I will take the opposite stand: The clitic cluster order
was remarkably stable until the 15th century. As figure 3 shows, the use
of the new order is marginal from the 11th through the 14th centuries. It
suddenly increases in the 15th century, before it becomes the most common
clitic order in the 16th.
Wanner (1974) provides time charts for the transition in both Old Italian and
Old Provençal. He shows that it is clusters which involve the 1st person sin-
gular that change first. His claim is however not supported for Old French,
which becomes clear when the data in figure 3 are broken down further, as
in figures 4 and 5. The p-values in the tables have been calculated using a
Fisher-test.
Reflexive verbs and the restructuring of clitic clusters 14
When we consider table 5, we see that the ratio of te-clusters in the 16th
century is higher than the ratio of me-clusters. Apparently this contradicts
the tendency found in Old Italian and Old Provençal. There is, however, at
no point a significant difference between the te-clusters and the me-clusters.
In the 16th century, the p-value is 0.5255, indicating that the difference in
ratio may be the result of pure chance, probably because there are a lot more
me-clusters than te-clusters in the corpus. If we compare me/te-clusters on
the one hand and nos/vos-clusters on the other, there is a significant differ-
ence between them in the 16th century (p-value < 0.05). We may thus claim
Reflexive verbs and the restructuring of clitic clusters 15
that clusters involving the 1st and 2nd person singular change before the 1st
and 2nd person plural, but we are not at liberty to claim that the clusters
involving the 1st person singular change prior to the 2nd.
We may thus conclude that the internal order of the clitic clusters was
quite stable until the 15th century, and the change towards the new order
took place within one or two generations. The data indicates that clusters
involving the 1st and 2nd persons singular started changing prior to clusters
involving the plural pronouns.
Brusewitz (1905) was the first to see a link between the increased use of
reflexive verbs and the change in the clitic clusters. In the earliest texts, the
position of the reflexive was determined by its syntactic role. In (12) the
reflexive se ‘himself’ follows the accusative le ‘it’.
b. onques ne le se pensa
never NEG it.ACC REFL.DAT thought
‘the thought never occurred to him’
Consequently, the old system did not distinguish between form, only func-
tion. The function accusative always preceded the function dative, regard-
Reflexive verbs and the restructuring of clitic clusters 16
less of their form. In this way, Case dictated the position of clitics.
Brusewitz’ idea was that an increased use of reflexive forms led to a re-
analysis where the sequence subject pronoun + reflexive pronoun became
As a next step, the clusters were reanalysed so that all forms of the pronouns
which have identical forms as the reflexive pronoun had to come first in the
cluster, also in the cases where they did not function as reflexive markers.
In the case of the 3rd person, the reflexive has a distinct form, so there was
no trigger for a restructuring of the clitic clusters involving the 3rd person.
corpus, namely that no matter how big a corpus, it only shows fractions of
actual or possible utterances. A different way of approaching this problem
is to say that the increase in the use of reflexive forms led to an analysis
where all forms which were identical to the reflexive form had to come first,
regardless of the type of verb. This is the line of reasoning I will follow. A
consequence of this is that I will not try to establish strong causality between
the two changes. I will rather show how the use of reflexive verbs became
more widespread and that this change happened immediately before, and
partly overlapping with, the change of the internal order of clitic clusters.
In the next section I will show that both the use of reflexive forms and
their frequency increased from the 12th to the 15th century. This increase
slightly precedes the change in the clitic clusters, and I will argue that the
In order to test Brusewitz’ hypothesis, I searched for the sequence s’en ‘him-
self’/‘herself of-it’ from the late 11th and 12th centuries (group 1) and 15th
century (group 2) in the BFM base. This is a clear-cut instance of a reflex-
ive pronoun in front of an adverbial pronoun clitic. The reason I chose s’en
and not just se is that se may also be the hypothetic subordinator (‘if’) in
Old French, and in Middle French it may also be a particle in the left pe-
riphery (corresponding to si in the earliest texts). As a reflexive, se may be
both accusative and dative (with transitive verbs), and it may be an inherent
Reflexive verbs and the restructuring of clitic clusters 18
b. Il s’ en va
he REFL from-here go
‘He’s leaving.’ (Modern French)
In order to assess the changes that have taken place, it is necessary to make
a distinction between the different types of verbs. As Perlmutter (1978)
pointed out, there are two different kinds of intransitive verbs, those whose
subject is generated as an internal argument and those whose argument is
a. unaccusative: [vP [V P NP Vo ]]
b. unergative: [vP NP [V P Vo ]]
Reflexive verbs and the restructuring of clitic clusters 19
the past participle of an unaccusative verb may enter into participial con-
structions such as free predicatives (16-a) or absolute constructions, and as
object predicatives, the participles of unergative verbs may not (16-b).
In addition to the purely syntactic criteria, I have taken semantics into ac-
count. This has been particulary important when distinguishing between
unaccusative and transitive verbs. Quite a number of verbs can be both
transitive and intransitive. Just like unaccusative verbs, transitive verbs can
In the case of a verb such as torner ‘turn,’ it is thus the fact that the
verb signifies a change of location that has led me to label it unaccusative.
This way torner has (at least) two different listings in the lexicon: one as a
regular transitive verb, the other as an inherent reflexive unaccusative verb.
In order to observe the diachronic change that has taken place, different
formatting has been used in the figures. Underlined verbs are only attested
in the 12th century; verbs in bold are attested both in the 12th and the 15th
centuries; verbs with no special formatting (other than italics) are only at-
tested in the 15th century. The spelling of the verbs and their translations
Reflexive verbs and the restructuring of clitic clusters 21
Unaccusative verbs
afiler ‘flow’; aler ‘go’; atorner ‘turn’; avancier ‘go forward’; comovoir
‘move’; departir ‘leave’; embler ‘vanish’; entrer ‘enter’; eschapper
‘escape’; s’esloignier ‘move away’; espandre ‘spread’; fuir ‘escape’;
issir ‘leave’; mesaller ‘go astray’; partir‘leave’; raler ‘return’; refuir
‘run back’; se repairier ‘return’; retorner ‘return’; revenir‘come back’;
revoler ‘fly off’; se torner ‘turn’; se traire‘move’; venir ‘come’; voler
‘fly’.
Verbal periphrases
aler ‘go’ + gerundive, aler ‘go’ + infinitiv
Total: 25 different verbs (17 attested in the 12th century; 18 in the 15
th century). 1118 clauses (214 from the 12th century; 904 from the 15th
century)
Unergative verbs
abstiner ‘abstain’; apartenir ‘be related to’; apenser ‘think’; apercevoir
‘perceive’; cesser ‘cease,’ ‘end’; chevauchier ‘ride’; corrocier ‘become
angry’; courir ‘run’; deporter ‘entertain,’ ‘behave,’ ‘be patient’; de-
sesperer ‘despair’; desmouvoir ‘refrain from,’ ‘change’; disner ‘break
one’s fast’; doter ‘doubt,’ ‘fear’; entremetre ‘intervene’; escrier ‘cry
out’; esfreer ‘be alarmed’; esmovoir ‘move’; estordre ‘escape’; estre
‘be’; esveiller ‘awaken’; gabber ‘joke’; merveillier ‘marvel’; movoir
‘move’; pasmer ‘faint’; pener ‘suffer’; plaindre ‘complain’; recorder
‘remember’; repentir ‘repent’; resveillier ‘wake up again’; rire ‘laugh’;
saouler ‘become satisfied’; se trover ‘find oneself’; soucier ‘be wor-
ried’; taire ‘be silent’; tarder ‘delay’; vanter ‘boast’.
Total: 35 different verbs (12 attested in the 12th century; 29 in the 15
th century). 125 clauses (35 from the 12th century; 90 from the 15th
century)
by the use of sibi ‘himself’ with unaccusative verbs in Late Latin (Cen-
namo, 1999). The most dominant unaccusative verb in the 12th century is
se tourner ‘return’ (17-a), which is later replaced by the verb se retourner.
The second most common unaccusative verb is aller ‘to go’ (17-b), which
Reflexive verbs and the restructuring of clitic clusters 22
is by far the most frequent in the 15th century. In the 15th century we also
find s’en aller used as a semi-auxiliary, in front of both gerundives (17-c)
and infinitives (17-d).
tere.
earth
‘A hundred thousand French fainted and fell to the ground.’
pens with a transitive verb when it appears with a reflexive pronoun. Going
into a thorough debate on the analysis of reflexive pronouns is too extensive
for the present paper. Let me just briefly state that there is a fundamental
difference between intrinsic reflexives appearing on unaccusative verbs and
those appearing with transitive verbs. A long standing tradition within lin-
guistics has made the claim that a reflexive that appears with a transitive verb
absorbs a thematic role (see among others Reinhart and Reuland (1993) and
references in Labelle (2008)). A consequence of this line of thought would
be that a transitive verb becomes unergative as the the object role is absorbed
Reflexive verbs and the restructuring of clitic clusters 24
by the reflexive. A transitive verb such as doloser means ‘to mourn, lament,
bewail.’ As a reflexive verb it is intransitive with the meaning ‘to suffer, to
be in pain’ (Hindley et al., 2000). In Old French, the reflexive occurs in the
I take this word order as an indication that the reflexive is in fact an argument
in the case of transitive verbs. To complicate matters, there are numerous
verbs which may have a transitive and an intransitive reading at the same
time, and it is not always immediately easy to tell what reading the reflexive
is derived from. These verbs are also listed under transitive in figure 9.
Transitive verbs
acointier ‘make the acquaintance of’; adober ‘equip (for battle),’ ‘dub’;
afichier ‘lean against,’ ‘fasten to something’; afoler ‘become mad,’
‘die,’ ‘make mad’; aider ‘help’; aquiter ‘pay (debt),’ ‘justify,’ ‘aquit’;
armer ‘arm,’ ‘equip’; assembler ‘come together’; asseurer ‘have faith
in,’ ‘assure’; atendre ‘wait,’ ‘expect’; baignier ‘bath’; chargier ‘bur-
den,’ ‘weigh down’; chastiier ‘improve,’ ‘warn’; chaufer ‘heat’; clamer
‘call’; combatre ‘fight’; complaindre ‘complain’; conduire ‘guide’;
conseillier ‘counsel’; considerer ‘reflect’; constituir ‘appoint’; con-
tenter ‘satisfy’; couchier ‘lie down’; cuidier ‘believe’; defendre ‘de-
fend’; delivrer ‘free’; deschargier ‘unload’; desconforter ‘destroy,’
‘grieve’; descovrir ‘reveal’; desdeigner ‘disdain’; desdire ‘contradict’;
desjoindre ‘separate’; despechier ‘free’; dessaisir ‘disposess’; destolir
‘go away,’ ‘remove’; detenir ‘keep,’ ‘restrain’; deviser ‘talk,’ ‘sepa-
rate,’ ‘divide’; dire ‘say’; doloir ‘be in pain,’ ‘regret’; doloser ‘suf-
fer,’ ‘mourn’; doner ‘give’; donner garde ‘pay attention to’; don-
ner merveille ‘surprise’; ensivre ‘follow’; envoleper ‘envelope’; es-
bair ‘trouble’; esbatre ‘beat,’ ‘amuse’; eschiver ‘refrain from’; es-
cuser ‘apologise’; esforcier ‘seize’; esjoir ‘rejoice’; eslever ‘raise’;
esmerveillier ‘marvel’; estimer ‘estimate’; estrangier ‘remove’; faire
‘do’; falir ‘be lacking’; falloir ‘to need’; feindre ‘hesitate,’ ‘shape’;
garder ‘keep,’ ‘beware’; garir ‘cure’; joir (re-) ‘enjoy’; lever ‘raise’;
loer ‘praise’; malcontenter ‘not satisfy’; mesler ‘mingle’; metre ‘place’;
moquer ‘mock’; mostrer ‘show’; obligier ‘oblige’; parer ‘embellish’;
parjurer ‘break (one’s word)’; passer ‘manage,’ ‘pass over’; penser
‘think’; percoivre ‘perceive’; perdre ‘lose’; picquier ‘hack’; porchacier
‘seek,’ ‘provide’; porter ‘carry,’ ‘behave,’ ‘be pregnant’; prendre garde
‘watch out for’; purgier ‘purge’; raporter ‘bring back’; ravoir ‘have
again’; reconforter ‘comfort’; redouter ‘fear’; relever ‘raise up’; rendre
‘give back,’ ‘surrender’; retraire ‘withdraw’; revoir ‘see again’; saisir
‘seize’; sauver ‘save’; savoir ‘know’; se tirer ‘leave’; sentir ‘feel’;
sofrir ‘endure’; sordre ‘rise (up)’; sormonter ‘surpass’; tencier ‘quar-
rel’; tenir ‘keep’; vengier ‘avenge’
Verbal periphrases
faire ‘make’ + infinitive (causative construction).
Total: 100 different verbs (18 attested in the 12th century; 87 in the 15
th century). 262 clauses (19 from the 12th century; 243 from the 15th
century)
From the 12th to the 15th century there is a large expansion in the num-
ber of transitive verbs appearing with a reflexive. In some cases the reflexive
imposes a passive reading, as in (20-a). In other cases, the reflexive just in-
To sum up: The results show that there is a strong increase in the use of
reflexive verbs from the 12th to the 15th century. The ratio of s’en compared
to the total of words in each century reveals an increase from 0.0423 % to
0.1492 %, which turns gives p-value < 0.05. The increase is thus statistically
significant.
is stronger with transitive verbs than in any other group. Even though we
do not find an elevated number of s’en constructions with a verb such as
dire ‘say,’ we may still claim that the rise of the reflexive forms may have
induced a change in the clitic clusters. The word order subject–reflexive
became so frequent, also with intransitives, that this order was conceived of
as natural. Since there is no difference between the reflexive pronoun and
the object pronoun of the first and second persons, this induced a change in
the internal order of the clitic clusters. This is what I will return to in the
next section.
We have seen that there was a substantial increase in the occurrences of the
tion is that this is the trigger for the internal change in the clitic clusters.
As the language users used the reflexive more often with transitive verbs,
Reflexive verbs and the restructuring of clitic clusters 28
principle of clitic ordering in French. Even though the result relates to syn-
tax, there was a PF-related trigger that created an ambiguous input, which
in turn led to a reanalysis.
The exact position of clitics in clusters is not unproblematic. Kayne
(1994) points out that it is impossible to adjoin more than one clitic per
head as this would mean clitics would c-command each other. He suggests
two different solutions:
split cluster, where the clitics belong to different but adjacent heads. (21-b)
represents the incorporated clitics, which Pescarini refers to as true clusters.
Emonds (1975) in a very different framework, but where the main idea was
that reflexives as well as 1st and 2nd person clitics were base-generated in
the same position as 3rd person dative clitics, in other words, in the position
way clitics appear in the same order as full DP arguments. What kind of
syntactic structures do these word orders reflect? I will first look at Modern
French in section 6.1 before turning to Old French in section 6.2.
A -K clitic, on the other hand, has no case to check, and does not take
part in such a selectional process. Instead, a -K clitic is free to incorporate
into any host that carries a φ-feature.
A consequence of these observations is that a +K and a -K clitic may be
combined, but that two +K clitics may not. A clause such as me le ‘me him’
in (23) exhibit the combination of a Cl−K and a Cl+K , which is fine. The
o
two clitics are incorporated into the same head, T . This way, the clause in
(23) has the structure in (24).
The reason why it is possible to have clusters combining two Cl+K clitics
(e.g. le lui ‘him him’) is that they are not cliticised to the same node. In (25)
Reflexive verbs and the restructuring of clitic clusters 31
o
the clitic lui ‘of-him’ is cliticised to the Aux , whereas le ‘him’ is cliticised
o
to T .
Ever since Chomsky (1995) there has been no place for agreement projec-
tions in syntax, so the analysis in (26) is rendered somewhat obsolete. I will
however retain Laenzlinger’s main idea, namely that there are two differ-
ent kinds of clitic clusters: One where clitics are incorporated into the same
head, and one where they cliticise to different heads. Using Pescarini’s anal-
ysis in (21) I will suggest that clusters involving the 1st and 2nd person are
true clusters, whereas clusters involving the 3rd person are split clusters
(27).
(28) Il se le dis.
He REFL.DAT it.ACC say
‘He tells himself.’
As such, I analyse all clusters involving 1st and 2nd person clitics as
well as 3rd person reflexive clitics as true clusters, derived by the same
mechanism.
What was the status of Old French clitic clusters? I will propose that they
were all split clusters, as Modern French le lui-clusters are still. There are
two reasons for assuming this. First and foremost because the le lui-cluster
is archaic in the sense that it has not been altered. If these clusters are
split in Modern French, they must be so in Old French as well. Pescarini
(2012) makes the same assumption when he analyses Old Italian clitics,
which have undergone a a change similar to the one that affected French
clitics.8 In Italian the shift also has phonological consequences in that the
leftmost vowel of the cluster changes from i to e (30).
The vowel does not change as the clitic order is reversed in French. How-
ever, in section 3 we saw that several scholars have suggested that there
was some sort of phonological change taking place in Old French simul-
taneously as the clitic cluster order started changing. Meyer-Lübke (1899)
suggested it was a rhytmical change, whereas Zink (1997) discusses what
he calls a change in accent. This change implies that the apparent enclitic
forms such as jol (jo + le, ‘I + it’) disappear (31).
ement, also when the preceding element is a full DP. Interestingly, Miller
& Monachesi suggest that the state of affairs in Romanian is reminiscent of
the the cliticisation patterns in Old Romance.
Instead of viewing this as solely the change of a metric pattern (Meyer-
Lübke, 1899; Zink, 1997), it is also a change that may be directly linked to
a change in syntax, namely the change from a split to a true cluster.
To sum up: Clitics in Old French form split clusters, whereas clitics in
Modern French form either true clusters or split ones. The me le type is the
instantiation of a true cluster, whereas le me-clusters are split ones. We have
also seen that clusters involving the reflexive clitic se have the reflexive in
second position in the oldest texts when it functions as a dative (see example
(4) above). This is very interesting, as it shows that syntactic function is the
major principle of clitic placement. Other possible criteria, such as person
In the following I will assume that clitics are heads, and that each clitic head
is associated with the head of a particular phrase. This way clitics appear
in what may be described as a clitic field, perhaps in the way described
by Sportiche (1996). I will further assume that clitics that are arguments
will occupy designated positions in this hierarchy, and that these positions
are defined by their syntactic status. This way there is a slot for accusative
Reflexive verbs and the restructuring of clitic clusters 34
clitics and one for dative clitics. I take this order to be universal. The change
from a system that is based on case (Old French) into one that is based on
person (Modern French) must then affect the operations that take place after
9
Also note that in the cases of true imperatives, when the clitics are enclitic to the finite
verb, they always occur in the order ACC–DAT.
Reflexive verbs and the restructuring of clitic clusters 35
Cl-1P
Cl-1’
Cl-1o Cl-2P
inherent Cl-2’
reflexive
clitic Cl-2o Cl-3P
direct Cl-3’
object
clitic Cl-3o
indirect
object
clitic
If what I have proposed is on the right track, namely that the increased
use of reflexives led to a reanalysis, we can account for this syntactically.
The input dictates that reflexives should occur in first position, which is
the only possible position for inherent clitics. As the language does not
overtly distinguish between the different functions of the clitics in the 1st
and 2nd persons, the analogy then imposes that all syncretic forms occur in
first position of the cluster. If, however, the syncretic clitic is a dative, it is
o
merged under Cl-3 and would occur in second position of the cluster.10 In
order to occur in the first position in the cluster, it has to move. This way
clitics of the 1st and 2nd persons aare moved to the first position in the linear
10 o
These clusters only contain two elements, so even though it is merged under Cl-3 , it
occurs in second position in the linear order.
Reflexive verbs and the restructuring of clitic clusters 36
order. Also dative se has to move as it is a reflexive form and should come
first in a cluster, regardless of its syntactic function.
The only way an indirect object may occur in front of a direct object
clitic is by moving to the same head and adjoin to the higher head. This is
indeed what happens, and we get a true cluster (figure 11).
Cl-2P
Cl-2’
Cl-2o Cl-3P
me le Cl-3’
Cl-3o
me
This analysis implies that there is a major difference between Old and
Modern French when it comes to cluster types. While Old French only
displays split clusters, Modern French has both, as exemplified in (32). Note
that as reflexives are merged in a higher position, clusters in which they
occur must be split clusters.
they are merged. The trigger for the movement that started taking place in
the 15th century was the increased input of reflexive forms.
7 Conclusion
I have shown that the change in clitic clusters in French took place rather
quickly, in the 15th and 16th centuries. Clusters including 1st and 2nd per-
son clitics changed from the ACC–DAT order to the DAT–ACC order of
Modern French. In the case of 3rd person clitics, no change took place.
I have also shown that from the 11th–12th centuries to the 15th the use
of reflexive forms expanded, and that there was an increasing number of
transitive verbs which appeared with the reflexive pronoun se + the adverbial
pronoun en. At the same time, the relative proportion of clauses appearing
with the reflexive pronoun se increased. I have argued that it is the rise
of the reflexive pronoun which triggers the change in the clitic clusters in
French. As the frequency of the reflexive construction increased, there was
a reanalysis which led to a requirement that all reflexives should occur in
the first position of a cluster. As the clitics of the 1st and 2nd persons are
syncretic, the ambiguity of the input led to place these in the first position,
regardless of their syntactic function.
From a formal point of view, I have suggested that clitics in Old French
were split clusters, whereas clusters in Modern French involving 1st and
2nd person argumental clusters are true clusters. The change in the linear
organisation of the clitic clusters is the reflection of the transfer from a split
Reflexive verbs and the restructuring of clitic clusters 38
to a true cluster.
Paris 2009.
References