BS Sahani Fe Note
BS Sahani Fe Note
BS Sahani Fe Note
ON
FOUNDATION ENGINEERING
6th SEMESTER
Bhabanisankar Sahani
ASST. PROFESSOR
Retaining Wall: Retaining walls are structures that support backfill and allow for a change of grade.
Lateral earth pressure is the force exerted by the soil mass upon an earth-retainingstructure, such as a retaining wall. It is of two types
–
The soil exerts a push against the wall making the wall to move slightly away from the backfilled soil mass. This kind of pressure is
known as the active earth pressure of the soil.
Sin Ф=
The retaining wall is caused to move toward the soil and the soil provides the resistance which soil develops in response to movement
of the structure toward it is called the passiveearth pressure
sinФ = AB/OB
sinФ = AB/OB
= = Kp=
Assumptions
For a total height of H of the wall, the total thrust Pa on the wall per unit length of the
wall, is given by Pa acting at a height of (1/3)H.
Effect of Submergence
Under submerge or saturated condition, the lateral earth pressure will due to –
a. Lateral earth pressure due to submerged unit weight of the backfill soil
b. Lateral pressure due to pore water
q = Uniform surcharge
P1 = Ka q H
P2 = x Ka H x H= Ka H2
Total thrust, P = x Ka H xH = Ka
H2 Problem:
1. A retaining wall 4m height has a smooth vertical back. The backfill has horizontal surface in
level with top of wall. The unit weight of back fill is 18 kN/m3 and the angle of shear resistance
is 30 degrees. The cohesion is zero. Determine –
i. the magnitude of earth pressure per meter run and the point of application
ii. when the water table is at top with saturated unit weight of 18kN/m3
iii. when the retaining wall has the surcharge of 36kN/m2 with unit weight of 18kN/m3
Given
H = 4m
= 18kN/m3
Ф = 30˚
4m
Ka = = 1/3 P
4/3
Ka
Earth pressure at top =0
H
Earth pressure at bottom = Ka H = (1/3) x 18 x 4 = 24 kN/m2
P = x (Ka H) x H
= 0.5 x 24 x 4
= 48 kN/m
Hence earth pressure of 48 kN/m is acting at height of 1.33m from the bottom
ii. Water table at top:
3
s t = 18 kN/m
a
sub = s t - w = 18 – 9.8 = 8.2 kN/m3
a
P H/3
Ka subH wH
Ka = 1/3
= 50.13 kN/m2
= (1/2) x 50.13 x 4
= 100.26 kN/m
H/3 = 4/3 = 1.33m
Hence earth pressure of 100.26 kN/m is acting at height of 1.33m from the bottom
iii. Retaining wall has the surcharge of 36kN/m2 with unit weight of18kN/m3
q = 36kN/m2
Ka = 1/3
= 36 kN/m2
P1 = Ka q H = 12 x 4 = 48 kN/m
H/2 = 4/2 = 2m
P2 = Ka H2 = (1/2) x 24 x 4 = 48 kN/m
H/3 = 4/3 = 1.33m
Earth pressure of 48 kN/m is acting at a height of 1.33m from the bottom Total
thrust, P = P1 + P2 = 48 + 48 = 96 kN/m
= [ (48 x 2) + (48x1.33) ] / 96
= 1.66m
9
Total earth pressure of 96kN/m is acting at a height of 1.66m from the bottom
Coulomb’s wedge theory:
Coulomb’s theory considers the soil behind the wall as a whole instead of as an element
in the soil. If a wall supporting a granular soil were not to be there, the soil will slump
down to its angle of repose or internal friction.
It is therefore reasonable to assume that if the wall only moved forward slightly a rupture
plane would develop somewhere between the wall and the surface of repose.
The triangular mass of soil between this plane of failure and the back of the wall is
referred to as the ‘sliding wedge’.
It is reasoned that, if the retaining wall were suddenly removed, the soil within the sliding
wedge would slump downward.
Therefore, an analysis of the forces acting on the sliding wedge at incipient failure will
reveal the thrust from the lateral earth pressure which is necessary for the wall to
withstand in order to hold the soil mass in place.
However, Coulomb recognised the possibility of the existence of a curved rupture
surface, although he considered a plane surface for the sake of mathematical simplicity.
Assumptions:
1. The soil is isotropic and homogenous
2. The surface of rupture is plane
3. The failure wedge is a rigid body
4. There is a friction between wall and the back fill soil and is known as ‘wall
friction’
5. Back of wall need not be vertical
6. Failure is two dimensional
7. The soil is cohesionless
8. Coulomb’s equation of shear strength is valid
10
Limitations:
One of the main deficiencies in Coulomb’s theory is that, in general, it does not satisfy the static equilibrium condition occurring in
nature.
The three forces (weight of the sliding wedge, earth pressure and soil reaction on the rupture surface) acting on the sliding wedge do
not meet at a common point, when the sliding surface is assumed to be planar.
Even the wall friction was not originally considered but was introduced only some time later.
A simple case of active earth pressure on an inclined wall face with a uniformly sloping
backfill may be considered first. The backfill consists of homogeneous, elastic and isotropic
cohesionelss soil. A unit length of the wall perpendicular to the plane of the paper is considered.
The forces acting on the sliding wedge are
(i) W, weight of the soil contained in the sliding wedge,
(ii) R, the soil reaction across the plane of sliding,
(iii) the active thrust Pa against the wall
12
Where,
For a vertical retaining wall a horizontal backfill for which the angle of wall friction =
Hence, substitute 0° and
= 90° , = =
Where,
For a vertical retaining wall a horizontal backfill for which the angle of wall friction =
Hence, substitute 0° and
= 90° , = =
0. Hence,
=
The passive case differs from the active case in that the obliquity angles at the wall and on the failure plane are of opposite sign.
Plane failure surface is assumed for the passive case also in the Coulomb theory but the critical plane is that for which the passive
thrust is minimum. The failure plane is at a much smaller angle to the horizontal than in the active case
13
Where,
For a vertical retaining wall a horizontal backfill for which the angle of wall friction =
Hence, substitute 0° and
= 90° , = =
(or)
For a smooth vertical retaining wall a backfill with horizontal surface, = =
= 0. Hence,
14
Culmann’s graphical method:
Culmann’s method permits one to determine graphically the magnitude of the earth pressure and to locate the most dangerous
rupture surface according to Coulomb’s wedge theory.Active earth pressure:
From the figure, the force triangle may be imagined to the rotated clockwise through an
angle (90° – φ), so as to bring the vector W, parallel to the φ-line; in that case, the reaction, R ,
will be parallel to the rupture surface, and the active thrust, P, parallel to the ψ-line (pressure
line).
15
The Various steps in the procedure are:
1. Draw Φ-line AE at an angle Φ with the horizontal.
2. Choose an arbitrary failure plane AV. Calculate weight of the wedge ABV and plot it as AV
to a convenient scale on the φ-line
3. Similarly lay off on AE distances A1, A2, A3 etc to a suitable scale to represent the weight
of wedges AB1, AB2, AB3, and so on.
4. Lay off AD at an angle equal to (α- δ) to the line AE. The line AD is calledpressure line.
5. Draw lines parallel to AD from points V, 1, 2, 3 to intersect the assumed lines AV, A1,
A2, A3 at points V’, l’, 2’, 3’ etc respectively.
6. Join points V’, l’, 2’, 3’ etc by a smooth curve which is the pressure locus.
7. Select the point C’ on pressure locus such that the tangent to the curve is parallel to Φ the -
line AE.
8. Draw CC’ parallel to the pressure line AD. The magnitude of CC’ in its natural units gives
the active pressure Pa.
9. Join AC’ and produce to meet the surface of the backfill at C. AC is the ruptureline.
16
Passive earth pressure:
The φ-line is to be drawn through point B at an angle – (φ), i.e., it must be drawn at an
angle φ below the horizontal. On the line, the weights of the arbitrarily assumed sliding wedges
are plotted to a convenient force scale. The position line is drawn through A at an angle – (φ + δ)
(or to the left of the back face AB of thewall).
17
90° ,
0° and
MODULE II
Bearing capacity is the power of foundation soil to hold the forces from the superstructure
without undergoing shear failure or excessive settlement. Foundation soil is that portion of
ground which is subjected to additional stresses when foundation and superstructure are
constructed on the ground. The following are a few important terminologies related to bearing
capacity of soil.
18
Ultimate Bearing Capacity (qf) : It is the maximum pressure that afoundation soil can withstand without undergoing shear failure.
Net ultimate Bearing Capacity (qn) : It is the maximum extra pressure(in addition to initial overburden pressure) that a foundation soil
can withstand without undergoing shear failure.
qn = qf - q o
Here, qo represents the overburden pressure at foundation level and is equal to D for
level ground without surcharge where the unit weight of soil is and D is the depth to
foundation bottom from Ground Level.
Safe Bearing Capacity (qs): It is the safe extra load the foundation soil is subjected toin addition to initial overburden pressure.
Allowable Bearing Pressure (qa) : It is the maximum pressure the foundation soil issubjected to considering both shear failure and
settlement
Foundation is that part of the structure which is in direct contact with soil. Foundation transfers the forces and moments from the
super structure to the soil below such that thestresses in soil are within permissible limits and it provides stability against sliding and
overturning to the super structure. It is a transition between the super structure and foundation soil. The job of a geotechnical
engineer is to ensure that both foundation andsoil below are safe against failure and do not experience excessive settlement. Footing
and foundation are synonymous.
Depending on the stiffness of foundation soil and depth of foundation, the followingare the modes of shear failure experienced by the
foundation soil.
19
Shear failure in foundation soil P – curve in different foundation soils
20
General Shear Failure
This type of failure is seen in dense and stiff soil. The following are some
characteristics of general shear failure.
1. Continuous, well defined and distinct failure surface develops between the edge of
footing and ground surface.
2. Dense or stiff soil that undergoes low compressibility experiences this failure.
8. State of plastic equilibrium is reached initially at the footing edge and spreads
gradually downwards and outwards.
considerable ( >36o) and large N (N > 30) having high relative density (ID>70%).
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Local Shear Failure
This type of failure is seen in relatively loose and soft soil. The following are some
characteristics of general shear failure.
1. A significant compression of soil below the footing and partial development of
plastic equilibrium is observed.
3. Failure surface does not reach the ground surface and slight bulging of soil around
the footing is observed.
with considerably low ( <28o) and low N (N < 5) having low relative density (ID>
20%).
The below figure presents the conditions for different failure modes in sandy soil
carrying circular footing based on the contributions from Vesic (1963 & 1973)
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Distinction between General Shear & Local or Punching Shear Failures
The basic distinctions between general shear failure and punching shear
failureare presented in Table.
Distinction between General Shear & Local Shear Failures
General Shear Failure Local/Punching Shear Failure
Occurs in dense/stiff soil Occurs in loose/soft soil
o o
>36 , N>30, ID>70%, Cu>100 kPa <28 , N<5, ID<20%, Cu<50 kPa
Results in small strain (<5%) Results in large strain (>20%)
Failure pattern well defined & clear Failure pattern not well defined
Well
Modesdefined peak at
of failure in P- curve Relative densities
different No peak in P- curve
& depths of foundations
Bulging formed in the neighbourhood of No Bulging observed in the
footing at the surface neighbourhood of footing
23
Terzaghi’s bearing Capacity Theory
Terzaghi (1943) was the first to propose a comprehensive theory for evaluating the
safe bearing capacity of shallow foundation with rough base.
Assumptions
1. Soil is homogeneous and Isotropic.
3. The footing is of strip footing type with rough base. It is essentially a two
dimensional plane strain problem.
4. Elastic zone has straight boundaries inclined at an angle equal to the horizontal.
5. Failure zone is not extended above, beyond the base of the footing. Shear
resistance of soil above the base of footing is neglected.
7. Passive pressure force has three components (PPC produced by cohesion, PPq
produced by surcharge and PP produced by weight of shear zone).
8. Effect of water table is neglected.
3. The properties of foundation soil do not change during the shear failure
Limitations
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3. All points need not experience limit equilibrium condition at different loads.
4. Method of superstition is not acceptable in plastic conditions as the ground is near
failure zone.
qn=cNc+γDNq+0.5γBNg-γD
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Safe bearing capacity,
qs=[cNc+γD(Nq-1)+0.5γBNγ] 1/F + γD
Circular footing
Rectangular footing
qf =(1+0.3 𝑩 ) c Nc +𝜸DNq + (1-0.2 𝑩) 0.5𝜸 BN
𝑳 𝑳
Summary of Shape factors
Table gives the summary of shape factors suggested for strip, square, circular
and rectangular footings. B and L represent the width and length respectively of
rectangular footing such that B < L.
Shape factors for different shapes of footing
Shape sc sq s
Strip 1 1 1
26
Local shear failure
The equation for bearing capacity explained above is applicable for soil experiencing
general shear failure. If a soil is relatively loose and soft, it fails in local shear failure.
Such a failure is accounted in bearing capacity equation by reducing the magnitudes
of strength parameters c and as follows.
c = ׀2/3 c
Table summarizes the bearing capacity factors to be used under different situations. If
Φ is less than 36o and more than 28o, it is not sure whether the failure is of general or
local shear type. In such situations, linear interpolation can be made and the region is
called mixed zone.
Bearing capacity factors in zones of local, mixed and general shear conditions.
o o o o
Φ< 28 28 < Φ< 36 Φ> 36
N ,N ,N m m m
c q γ Nc , N q , Nγ Nc, Nq, Nγ
27
Ultimate bearing capacity with the effect of water table is given by,
2. When water table is at the ground level (Zw1 = 0), Rw1 = 0.5
3. When water table is at the base of foundation (Zw1 = D), Rw1 = 1
4. At any other intermediate level, Rw1 lies between 0.5 and 1
Rw2 = ½ (1+Zw2)
𝑫
28
where ZW2 is the depth of water table from foundation level.
1. 0.5<Rw2<1
2. When water table is at the base of foundation (Zw2 = 0), Rw2 = 0.5
3. When water table is at a depth B and beyond from the base of foundation
(Zw2>= B), Rw2 = 1
4. At any other intermediate level, Rw2 lies between 0.5 and 1
The bearing capacity equation is developed with the idealization that the load on
the foundation is concentric. However, the forces on the foundation may be eccentric or
foundation may be subjected to additional moment. In such situations, the width of
foundation B shall be considered as follows.
B1= B -2e
29
If the loads are eccentric in both the directions, then
Further, area of foundation to be considered for safe load carried by foundation is not
the actual area, but the effective area as follows.
A1= B1 X L1
1 1 1
In the calculation of bearing capacity, width to be considered is B where B < L .
Hence the effect of provision of eccentric footing is to reduce the bearing capacity
and load carrying capacity of footing.
Factor of Safety
It is the factor of ignorance about the soil under consideration. It depends on many
factors such as,
1. Type of soil
2. Method of exploration
30
Typical factors of safety for bearing capacity calculation in different situations
Density of soil: In geotechnical engineering, one deals with several densities such as
dry density, bulk density, saturated density and submerged density. There will always
be a doubt in the students mind as to which density to use in a particular case. In case of
Bearing capacity problems, the following methodology may be adopted.
1. Always use dry density as it does not change with season and it is
always smaller than bulk or saturated density.
2. If only one density is specified in the problem, assume it as dry density and
use.
31
4. If water table is some where in between, use equivalent density as follows.
In the case shown in Fig. 7a, eq should be used for the second
term and sat for the third term. In the case shown in Fig. 7b, d should be
used for second term and eq for the third term.
g=( g1 D1 + g2 D2) / (D1+D2)
D1
D D
2
B B
Bearing capacity of soil depends on many factors. The following are some important
ones.
1. Type of soil
2. Unit weight of soil
3. Surcharge load
4. Depth of foundation
5. Mode of failure
6. Size of footing
7. Shape of footing
32
10. Inclination of footing load
Here, the bearing capacity factors are given by the following expressions which depend
on .
N q=(eptanf) tan2(45+f/2)
Equations are available for shape factors (sc, sq, s ), depth factors (dc, dq, d ) and load
inclination factors (ic, iq, i ). The effects of these factors are to reduce the bearing
capacity.
Field Tests are performed in the field. You have understood the advantages of field tests
over laboratory tests for obtaining the desired property of soil. The biggest advantages
are that there is no need to extract soil sample and the conditions during testing are
identical to the actual situation.
33
Plate Load Test
Sand Bags
Platform
for loading
Dial Gauge
Testing Plate
· Labourious
· Time consuming
· Heavy equipment to be carried to field
· Short duration behavior
4. Dial gauges, at least 2, of required accuracy (0.002 mm) are placed on plate
on plate at corners to measure the vertical deflection.
34
6. Loading is provided either as gravity loading or as reaction loading. For smaller
loads gravity loading is acceptable where sand bags apply the load. In reaction
loading, a reaction truss or beam is anchored to the ground. A hydraulic jack
applies the reaction load.
7. At every applied load, the plate settles gradually. The dial gauge readings are
recorded after the settlement reduces to least count of gauge (0.002 mm) &
average settlement of 2 or more gauges is recorded.
9. Red curve indicates the general shear failure & the blue one indicates the local
or punching shear failure.
10. The maximum load at which the shear failure occurs gives the ultimate
bearing capacity of soil.
1. It provides the allowable bearing pressure at the location considering both shear
failure and settlement.
3. The loading techniques and other arrangements for field testing are
identical to the actual conditions in the field.
1. The test results reflect the behaviour of soil below the plate (for a distance of
~2Bp), not that of actual footing which is generally very large.
2. It is essentially a short duration test. Hence, it does not reflect the long term
consolidation settlement of clayey soil.
35
Standard Penetration Test
65 kg Hammer
750
Tripod
mm
5. Split spoon sampler is placed vertically in the hole, allowed to freely settle under
its own weight or with blows for first 150 mm which is called seating drive.
6. The number of blows required for the next 300 mm penetration into the
ground is the standard penetration number N
36
7. Apply the desired corrections (such as corrections for overburden pressure,
saturated fine silt and energy)
2. Cone Penetration Test can either be Static Cone Penetration Test or Dynamic Cone
Penetration Test.
37
3. Continuous record of penetration resistance with depth is achieved.
4. 2 o
Consists of a cone 36 mm dia (1000 mm ) and 60 vertex angle.
5. Cone is carried at the lower end of steel rod that passes through steel tube of 36
mm dia.
6. Either the cone, or the tube or both can be forced in to the soil by jacks.
38
Advantages of SCPT are
It is the bearing capacity that can be presumed in the absence of data based on visual
identification at the site. National Building Code of India (1983) lists the values of presumptive
SBC in kPa for different soils as presented below.
A : Rocks
Sl Description SBC
(kPa)
No
1 Rocks (hard) without laminations and defects. For e.g. 3240
granite,
condition
3 Residual deposits of shattered and broken bed rocks and hard 880
39
B : Cohesionless Soils
Sl Description SBC
(kPa)
No
1 Gravel, sand and gravel, compact and offering resistance to 440
sand, dry
6 Fine sand, loose and dry 100
C : Cohesive Soils
Sl Description SBC
(kPa)
No
1 Soft shale, hard or stiff clay in deep bed, dry 440
2 Medium clay readily indented with a thumb nail 245
3 Moist clay and sand clay mixture which can be indented with 150
the thumb
6 Black cotton soil or other shrinkable or expansive clay in dry 130 - 160
40
Note :
1. Use d for all cases without water. Use sat for calculations with water. If simply
density is mentioned use accordingly.
C=0
F = 2.5
D = 0.9 m
Nq = 34
N = 32
B = 1.21 m
41
o 3
2. What will be the net ultimate bearing capacity of sand having = 36 for
and 𝛾d = 19 kN/m
(i) 1.5 m strip foundation and (ii) 1.5 m X 1.5 m square footing. The footings are placed at a
depth of 1.5 m below ground level. Assume F = 2.5. Use Terzaghi’ s equations. (Aug 2003)
Nc Nq N
o
35 57.8 41.4 42.4
o
40 95.7 81.3 100.4
o
By linear interpolation Nc = 65.38, Nq = 49.38, Nγ = 54 at = 36
Data
B = 1.5 m
D = 1.5 m
3
𝛾d
= 19 kN/m
Strip Footing
qn = 2148.33 kPa
Square Footing
qn=1.3cNc+𝛾D(N q-1)+0.4𝛾BN𝛾
qn = 1994.43 kPa
42
3.A square footing 2.5 m X 2.5 m is built on a homogeneous bed of sand of density 19 kN/m3 having an angle of shearing resistance of
36o. The depth of foundation is 1.5 m below the ground surface. Calculate the safe load that can be applied on the footing with a
factor of safety of 3. Take bearing capacity factors as Nc= 27, Nq = 30, N = 35. (Feb 2004)
Data
C=0F=3
B=2.5
D = 1.5 m
3
𝛾d = 19 kN/m
Nc = 27 Nq = 30 N𝛾 = 35
4. A strip footing 2 m wide carries a load intensity of 400 kPa at a depth of 1.2
m in sand. The saturated unit weight of sand is 19.5 kN/m and unit weight above water table
is 16.8 kN/m . If c = 0 and = 35 , determine the factor of safety with respect to shear failure
Data
o
C = 0 and C = 35
B=2m
43
D = 1.2 m
3 3
b = 19.5 kN/m (bottom) 𝛾𝑠𝑎𝑡t = 16.8 kN/m (top)
Nc = 0
Nq = 41.4
N𝛾 = 42.4
qs =400= cN c+𝛾D(N q-1)R W1 +0.5𝛾BN𝛾 R W2 1/F+D
a.Water table is 4 m below Ground Level
RW1 = RW2 = 1
3
𝛾𝑠𝑎𝑡 = 16.8 kN/m
F = 4.02
F = 3.227
2
400 16.8X1.2 X 40.4 X1 0.5X17.745X 2 X 42.4 X 0.8251/F16.8X1.2
F = 3.779
3
𝛾𝑠𝑎𝑡t = 19.5 kN/m
F = 2.353
44
5.A square footing located at a depth of 1.3 m below ground has to carry a safe load of 800kN. Find the size of footing if the desired
factor of safety is 3.
Use Terzaghi’ s analysis for general shear failure. Take c = 8 kPa, Nc = 37.2, Nq =22.5, N = 19.7. (Aug 2005)
3
𝛾d = 18 kN/m (Assumed)
c = 8 kPaF = 3
Nq = 22.5
N = 19.7
3 2
47.28B + 320.06B - 800 = 0
B = 1.436 m
6. A square footing 2.8 m X 2.8 m is built on a homogeneous bed of sand of density 18 kN/m
and = 36 . If the depth of foundation is 1.8 m, determine the safe load that can be applied on
Nq = 36
N𝛾 = 35P = ?
RW1 = RW2 = 1
P = qs*B*B = 6023 kN
7.A strip footing 1 m wide and a square footing 1 m side are placed at a depth of 1 m below
o
45
the ground surface. The foundation soil has cohesion of 10 kPa, angle of friction of 26 and3
unit weight of 18 kN/m . Taking bearing capacity factor from the following table, calculate
the safe bearing capacity using Terzaghi’ s theory. Use factor of safety of 3. (July 2008)
Nc Nq N
1. A strip footing 1 m wide and a square footing 1 m side are placed at a depth of 1 m below
o
the ground surface. The foundation soil has cohesion of 10 kPa, angle of friction of 26 and
3
unit weight of 18 kN/m . Taking bearing capacity factor from the following table, calculate
the safe bearing capacity using Terzaghi’ s theory. Use factor of safety of 3. (July 2008)
Nc Nq N
o
15 12.9 4.4 2.5
o
20 17.7 7.0 5.0
o
25 25.1 12.7 9.7
46
o
As = 28 , the ground experiences local shear failure C’ =(2/3)X10 = 6.67 kPa
o
tan ’ = (2/3) X tan’ = 18.01
c q
By linear interpolation, N ’ =15.79, N ’ =5.97, N ’ =4.01B = 1 m
D=1m
3
𝛾𝑠𝑎𝑡t = 18 kN/m
Strip footing
8. A square footing placed at a depth of 1 m is required to carry a load of 1000kN. Find the
o 3
61.35, Nq = 48.93, N𝛾 = 74.03 and F = 3. Assume water table is at the base of footing. (July2007)
Data
o
C = 10 kPa = 38 B = ?
47
3
D = 1 m = 19 kN/m
Nc = 61.35
Nq = 48.93
N𝛾 = 74.03
F=3
RW1 = 1
RW2 = 0.5
B3+6.14B2-3.56=0
B = 0.72 m
SETTLEMENT.
The vertical downward movement of the base of a structure is called settlement and its effect upon the structure depends on its
magnitude, its uniformity, the length of the time over which it takes place, and the nature of the structure itself. Settlement has got
several implications on a foundation.
Appearance of structures
Utility of structures
Appearance of structures Settlement affects the appearance of structures. If a structure settles excessively, its aesthetic is impaired.
It causes doors and windows to distort, walls and plasters to crack and the structure to tilt.
Utility of Structures – Settlement interfere the utility of structures in many ways. If settlement is excessive overhead cranes do not
operate correctly, machinery may go out of plumb and tracking units such as radar become inaccurate.
Damage to the Structure – If the settlement is severe, it may lead to the complete collapse of the structure even though the factor of
safety against shear failure is high.
48
All foundations settleto some extent as the earth materials around and beneath them adjust to loads of the building. Foundations on
bedrock settle a negligible amount. Foundations in other types of soil may settle much more. Foundations in clay settle more. Where
foundation settlement occurs at roughly the same rate throughout all portions of a building, it is termed uniform settlement.
Settlement that occurs at differing rates between different portions of a building is termed differentialsettlement.
When all parts of a building rest on the same kind of soil, and the loads on the building and the designof its structural system are
uniform throughout, differential settlement is normally not a concern. However where soils, loads, or structural systems differ
between parts of a building, different parts of the building structure may settle by substantially different amounts, the frame of the
building may become distorted, floors may slope, walls and glass may crack, and doors and windows may not workproperly. Figure 1
shows the details of settlement.
49
Settlement deals with the sinking of structure due to compression of soil. As per IS code, the following types of
settlements are reported:
initial settlement: - initial/elastic settlement is the settlement caused due to elastic properties of the soil due to applied load.
Consolidation settlement - Primary consolidation: - is the consolidation occurs due to the expulsion of air from the voids.
Secondary/creep:- is the consolidation due to expulsion of water from the voids.
Differential settlement/ angular distortion: - it is the difference in settlement between two points below the footing.
Time dependent settlement: -for sands, settlement is called immediate settlement as it is the major settlement, there
being no or very less consolidation settlement. For clays, we talk about initial or elastic settlements and not immediate
settlements.
Foundation settlement is the shifting of the foundation (and the structure built upon it) into the soil. This can cause damage to the
structure. Whether the soil is moist or dry is central to predicting the amount of settlement to expect in a given foundation. Areas
with moist soils will have more foundation settlement than dry areas. The idea is that as water is squeezed out from the soil, the
structure will shift according to the empty spaces the water left. The more water, the more shift.
Immediate Settlement
Immediate settlement concerns the initial pressure on the soil under and surrounding the foundation. It is "immediate"
because it occurs during and right after construction. It has nothing to do with water displacement, but is merely caused
by the weight of the structure. In terms of building foundations, immediate settlement is relatively easy to predict and
measure. In many cases, given the nature of the soil, foundations are constructed with the ability to withstand a certain
amount of shift without damage. Damage usually occurs only in the long term, as the shift slowly continues over time.
Consolidation
Consolidation settlement is distinguished from immediate settlement both by the duration of the settlement and by
displacement of water. Consolidation is the more worrisome form of settlement because it is difficult to predict over
months or years. Consolidation settlement is the settling of a foundation, over time, due to pressure exerted by the
structure and squeezes out the water content of the soil, thus compressing it. Expulsion of moisture from the soil usually is
a long-term process.
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Primary and Secondary Consolidation
Consolidation settlement has two components, primary and secondary. The former deals explicitly with the settlement
caused by soil moisture displacement, and the latter deals with the elastic settlement after all movable water has been
squeezed out of the soil.
Primary consolidation is the most significant and potentially harmful of the two. Primary consolidation takes quite a bit of time, from
weeks to years. Secondary consolidation is the quicker result of primary consolidation. Once primary has been completed, and all
movable water has been moved, secondary kicks in. Secondary consolidation occurs immediately after primary, and takes far less
time to complete. After secondary consolidation is complete, the structure remains in its permanent position. As a result, many
builders advise a resident in new homes to avoid repairing any settlement damage until secondary consolidation is complete, which is
normally after two years at most.
The causes of foundation settlement are rarely due to the design (or under-design) of the structure itself. More commonly, damage is
caused as changes occur within the foundation soils that surround and support the structure
Inelastic (or plastic) compression of the underlying soils, which is much larger than the elastic compression. The inelastic
compression can be predicted by the theory of consolidation.
Ground water lowering. Repeated lowering and rising of water level in loose granular soil tends to compact the soil and
cause settlement of the ground surface. Lowering of water level in fine grained soils cause consolidation settlement. The
major settlements in the city of Maxico hasbeen due to ground water lowering, and due to this, the city has been called as
the ‘sinking city ofMaxico’.
Vibrations due to pile driving, blasting and oscillating machineries may cause settlement indeposits of granular soils.
Ground movement on earth slopes, such as surface erosion, slow creep or landslide.
Other causes such as adjacent excavation, mining subsidence, underground erosion, etc.
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(b)
Cracks in your home’s walls and sticking doors and windows are two of the symptoms offoundation settlement.
Check out these common causes that call for professional evaluation andfoundation repairs.
Do you have foundation cracks, wall cracks, sticking doors and windows and sloping floors? Foundation cracks due to differential
foundation settlement can be caused by several conditions.Frost heave
Building codes that require at least 30 inches for a building’s footing depth were established to resist frost heave from ice expansion
in the ground during the winter months. The top layer of soil has gonethrough these types of changes over the decades and is
typically not very compacted.
Soil type
Some soils, like those we have here in the Greater Cincinnati area, are classified as expansive clay. This type of soil changes volume
when its moisture content changes. The soil shrinks in the dry summer and fall, when the rain quits falling as seen by cracks in ground.
When the moisture returns tothe soil during the winter and spring due to higher quantities of rain and snow, the soil swells back to its
previous volume. This type of differential movement can be seen in houses that have cyclical cracks which open and close, doors
rubbing the frames part of the year during the various seasons. Watering along the exterior house foundation may help control this
movement, but should be started very early in the year.
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Varying foundation depth
Foundations that are supported at different soil depths are likely to settle differentially. This conditionis typical when a shallow
foundation is placed near a deeper basement foundation or on sloping lots.
Water leaks
In older homes, underground waste piping and/or underground downspout piping can crack or break. When the piping fails; water
leaks along the footing, softening the soil, causing the foundation to settle differentially. After a building has been constructed, some
settlement is quite normal. Differential settlement, however, is when a building’s piers or foundation settles unequally. Differential
settlement can result in damage to the structure, and is therefore, of concern.
Some soils are simply not capable of supporting the weight or bearing pressure exerted by a building'sfoundation. As a result, the
footings press or sink into the soft soils, similar in theory to how a person standing in the mud sinks into soft, wet clay.
In such cases, footings may be designed to spread the load over the weak soils, thereby reducing potential foundation settlement.
However, the majority of settlement problems caused by weak bearing soils occur in residential construction, where the footings are
designed based upon general guidelines and not site-specific soil information.
Poor Compaction
Placement of fill soils is common practice in the development of both commercial and residential subdivisions. In general, before a
foundation can be constructed on a plot, hilltops are cut down and valleys are filled in order to create buildable lots. Properly placed
and compacted fill soils can provideadequate support for foundations, and are sometimes brought in from off-site locations. When
the soilfills are not adequately compacted, they can compress under a foundation load resulting in settlement of the structure.
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Changes in Moisture Content
Extreme changes in moisture content within foundation soils can result in damaging settlement. Excess moisture can saturate
foundation soils, which often leads to softening or weakening of clays and silts. The reduced ability of the soil to support the load
results in foundation settlement. Increasedmoisture within foundation soils is often a consequence of poor surface drainage around
the structure,leaks in water lines or plumbing, or a raised groundwater table. Soils with high clay contents also have a tendency to
shrink with loss of moisture. As clay soils dry out, they shrink or contract, resulting in a general decrease in soil volume.
Therefore, settlement damage is often observed in a structure supported on dried-out soil. Drying of foundation soils is commonly
caused by extensive drought-like conditions, maturing trees and vegetation and leaking subfloor heating, ventilation, and air
conditioning systems.
Maturing trees, bushes and other vegetation in close proximity to a home or building are a common cause of settlement. As trees and
other vegetation mature, their demand for water also grows. The root systems continually expand and can draw moisture from the
soil beneath the foundation. Again, clay-rich soils shrink as they lose moisture, resulting in settlement of overlying structures. Many
home and building owners often state that they did not have a settlement problem until decades after the structure was built.
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Foundations closer to the surface are more often affected by soil dehydration due to tree roots than are deep, basement level
foundations. As a general rule, the diameter of a tree's root system is at least as large as the tree's canopy.
Soil Consolidation
Consolidation occurs when the weight of a structure or newly-placed fill soils compress lower, weak clayey soils. The applied load
forces water out of the clay soils, allowing the individual soil particles to become more densely spaced. Consolidation results in
downward movement or settlement of overlying structures. Settlement caused by consolidation of foundation soils may take weeks,
months, or years to be considered "complete."
As this occurs, the foundation will experience downward movement -- sometimes at an uneven rate. This leads to cracks and
structural damage.
Differential settlement
Differential settlement occurs when the soil beneath the structure expands, contracts or shifts away. This can be caused by drought
conditions, the root systems of maturing trees, flooding, poor drainage,frost, broken water lines, vibrations from nearby construction
or poorly compacted fill soil.
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Differential settlement can cause cracks in a structure’s foundation and interior walls, as well as uneven settling of doors and
windows. Other signs of differential settlement include tilting chimneys, exterior stairs that tilt or sink, bulging walls, leaking through
openings and sunken slabs. Since soil settlement tends to be gradual, cracks due to differential settlement tend to be larger at the
top, diminishing to nearly nothing at the bottom. You may also see signs of vertical movement.
The best way to prevent differential settlement is to analyze the soil you are planning to build on, aswell as the surrounding
environment. In the ideal situation, the site soils will be non- expansive, meaning they have little clays or silts. Also ideally, the
structure will be laid on undisturbed, native soil. An engineer can determine the load bearing capacity of the soil and estimate
settlement of the planned structure. Once these calculations have been performed, make amendments to the soil before
construction begins, in order to minimize differential settlement. If it is necessary to build on disturbed soil or fill, the foundation can
be built on piles which extend down to good load bearing soil.
In conclusion, you now know what differential settlement is, some common causes and signs, what todo if you suspect that it is an
issue with your structure and the best strategies to avoid it in the first places. If you see cracks in a structure’s foundation and interior
walls, uneven settling of doors or windows, bulging walls, or tilting chimneys or exterior stairs, it is best to contact a structural
engineerand schedule an onsite evaluation.
Aspects of Settlement
Uniform settlement
Differential settlement
Uniform settlement does not cause harm to the structural stability of the structure.
Differential Settlement:
Supplementary stress and cause harmful effects- cracking; permanent; irreparabledamage; ultimate yield; failure of
structure.
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Definition of Differential Settlement
Differential settlement refers to the unequal settling of a building's piers or foundation that can result in damage to the structure. The
damage occurs when the foundation sinks in different areas at different times.
Causes
Differential settlement is primarily due to the condition of the soil upon which the structure sits. Soil has the capacity to
expand or contract based upon the temperature or weather conditions. It can also shift or wash away due to poor
drainage, heavy rainfall, soil drying unevenly, or changes in the water table.
Effects
The settlement causes cracks in a structure's foundation, slab or supporting piers. These cracks lead to cracks in the
building's interior walls and uneven settling of the building's doors, windows and trim.
The best way to prevent damage from differential settlement is to thoroughly analyze the soil andmake necessary
amendments before construction begins. It may be necessary to reinforce the structure's piers or foundations if a problem
occurs after the building has been constructed.
Select suitable or better foundation system to distribute the structural loads as smoothas pressureon soils
Take precautions to avoid soil disturbances in the surrounding of structures for also belowthe structural foundations including any
vibratory motion disturbances
Tightening loose sand, consolidating soft days, grouting and freezing or solidifying soil mass withchemicals - all weak pockets or
uneven soil layers are mode to have homogeneous and isotropic medium – distribute the pressure evenly to avoid differential
settlement.
Soil nailing, micro pile, geotextile membrane, reinforcing of soils, geogrid reinforcement laying inembankment soil fill -reduce long
term settlement
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Compaction by roller, vibratory roller, vibrofloatation& compaction by preloading, sand drain provisions to accelerate consideration-
long term & immediate settlement shall be minimizedProviding stone column in loose soil, lime sand mix compaction piles, lime clay
mix
piles, cement day mix, cement fly ash soil stabilization reduce settlement in soft day for loose sand. Water loving trees
suck water & Moister from soil up to 3m deep ,Selection of foundation & veerendalsystems framed foundation in
expansive soils to minimize different settlement
Pile group, Spacing of piles, no of piles in group and palter of pile lay out contribute, Avoid adjacent are excavation below foundation
level, providing storm water discharge channel. Providing apron andavoiding or taking precautions for soil subsidence due to tunnel or
pipe line
Selection raft or pile, fooling faming or shear wall providing ground beam, grade beam, plinth
of
beam, continuous linter, reinforced continuous stripes at all opening level, sill level at window bottom,reinforce brick masonry
Slab on grade like systems compacting in layers the basement fill, lime water treatment in clay belowstrip footing.
Total Settlement
Total foundation settlement can be divided into three different components, namely Immediate orelastic settlement, consolidation
settlement and secondary or creep settlement as given below.
S= Si + Sc +Ss
SS = Secondary Settlement
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The components of settlement of a foundation are:
Immediate settlement
= average degree of consolidation. Generally, the final settlement of a foundation isof interest and U is
considered equal to 1 (i.e. 100% consolidation)
Immediate Settlement
Immediate settlement takes place as the load is applied or within a time period of about 7days.
Immediate settlement analysis are used for all fine-grained soils including silts and clayswith a degree of saturation < 90%
and for all coarse grained soils with large co-efficient of permeability (say above 10.2 m/s)
Consolidation settlements are time dependent and take months to years to develop. The leaning tower of Pisa in Italy has
been undergoing consolidation settlement for over 700years. The lean is caused by consolidation settlement being greater
on one side. This, however, is an extreme case. The principal settlements for most projects occur in 3 to 10years.
Dominates in saturated/nearly saturated fine grained soils where consolidation theory applies. Here we are interested to
estimate both consolidation settlement and how longatime it will take or most of the settlement to occur.
Occurs under constant effective stress due to continuous rearrangement of clayparticlesinto a more stable configuration.
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Immediate settlement of cohesive soils
Immediate settlement in cohesive soil may be estimated using elastic theory, particularly for saturatedclays, clay shales, and most
rocks. The linear theory of elasticity is used to determine the elastic settlement of the footing on saturated clay.Schleicher (1926)
gave the formula for the vertical settlement under a uniformly distributed flexible area
1 − µ2
𝑆i = 𝑞𝐵 𝐼𝑤
𝐸
𝑠
Where q = intensity of contact pressure in units of Es (Undrained Modulus of Elasticity) B = least lateral dimension of contributing
base area in units of Si Es=modulus of elasticity of soil,
The value of Es can be determined from stress-strain curve obtained from a triaxial consolidated –undrained test, unconfined
compression tests, and in-situ tests like SPT, CPT, Plate load tests, Pressure meter etc. The value of influence factor Iw for s saturated
clay layer of semi- infinite extent can be obtained from the table 3.1
Rectangle
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Table 3.1 Value of influence factor
SHALLOW FOUNDATION
TYPES OF SHALLOWFOUNDATIONS
Strip Footing: A strip footing is provided for a load-bearing wall. A strip footing is alsoprovided for a row of columns which are so
closely spaced that their spread footings overlap or nearly touch each other.
Spread or Isolated Footing: A spread footing (or isolated or pad) footing is provided tosupport an individual column. A spread footing
is circular, square or rectangular slab of uniform thickness. Sometimes, it is stepped or hunched to spread the load over a large area.
Combined Footing: A combined footing supports two columns. It is used when the twocolumns are so close to each other that their
individual footings would overlap. A combined footing is also provided when the property line is so close to one column thata spread
footing would be eccentrically loaded when kept entirely within the property line. By combining it with that of an interior column, the
load is evenly distributed. A combined footing may be rectangular or trapezoidal in plan.
Strap or Cantilever footing: A strap (or cantilever) footing consists of two isolated footings connected with a structural strap or a
lever. The strap connects the two footings such that they behave as one unit. The strap is designed as a rigid beam.
Mat or Raft Foundations: A mat or raft foundation is a large slab supporting a number of columns and walls under the entire
structure or a large part of the structure. A mat is required when the allowable soil pressure is low or where the columns and walls
are so close that individual footings would overlap or nearly touch each other.Mat foundations are useful in reducing the differential
settlements on non-homogeneous soils or where there is a large variation in the loads on individual columns.
In the conventional method of design, the raft is assumed to be infinitely rigidand the pressure distribution is taken as
linearly varying.
The assumption is valid when the raft rests on soft clay which is highlycompressible and the eccentricity of the load is small.
In case when the soil is stiff or the eccentricity is large, the method does not giveaccurate results.
Space restrictions or architectural features may require one footing to carry at least two column loads as shown in given Fig.
Conventional design and analysis are based on theassumption that the footing is infinitely stiff and that stress distribution on the base
of the footing is planar
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Design steps:
1. AssumeQ1, Q2 and S are known; therefore Σ𝑄 = 𝑄1 + 𝑄2
2. Find the base area of the footings, A= Q/ qna ,whereqna is the allowable soil
pressure.
3. Locate the line of action of the resultant of the column loads measured from one
of the column ,centre of gravity of the load 𝑥 = (Q2 x c/c distance) / Q: the
location of the resultant force Σ𝑄with respect to any pointmay be obtained by
taking moments about that point.
4. For uniform stress distribution, the required length L of the footing is: 𝐿= 2(𝑥 + 𝑏1)
5. The required width B of the footing is: B =Area /L = (Q1+ Q2) / (q all x L)
6. Actual allowable soil pressure
qo= Q/Ao Where Ao= B x
L
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footing is as follows:
In the conventional rigid method the mat is assumed to be infinitely rigid and the bearingpressure against the bottom of the mat
follows a planar distribution where the centroid of the bearing pressure coincides with the line of action of the resultant force of all
loadsacting on the mat.
Step 1: The column loads of all the columns coming from the superstructure are calculated as per standard practice. The loads include
live and dead loads.
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(1)Taking moment about X and Y direction, we can calculate 𝑋 and 𝑌 .The line of action of the resultant of all the loads is found.
However, the weight of the mat is not included in the structural design of the mat because every point of the mat is supported by the
soil under it, causing no flexural stresses.
(2) ex = 𝑳𝐱 -𝑿 and ey = 𝑳𝐲 -𝒀
𝟐 𝟐
x, y = coordinates of any given point on the mat with respect to the x and y axes passing throughthe centroid of the area of the mat
Ix ,Iy= moments of inertia of the mat with respect to the x and y axes respectively. To calculateall the corner column loads, we have to
know the coordinates from the origin.
Step 4. The mat is treated as a whole in each of two perpendicular directions. Thus the total shear force acting on any section
cutting across the entire mat is equal to the arithmetic sum ofall forces and reactions (bearing pressure) to the left (or right) of the
section. The total bending moment acting on such a section is equal to the sum of all the moments to the left (or right) of the section.
𝐒𝐭𝐫𝐢𝐩𝐀𝐫𝐞𝐚
𝐐𝟏+𝐐𝟐+𝐐𝟑
Numerical problems
1.A raft foundation 10m wide and 12m long is to be constructed in a clayey soil having a shear strength of 12KN/m2 .Unit weight of
soil is 16Kn/m3.If the ground surface carries a surcharge of 20KN/m2.Calculate the maximum depth of foundation to ensure a factor
of safety of 1.2 against base failure. Nc for clay is 5.7.
Solution:
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qf = cNc(1+0.3𝐵)+ σ =cNc(1+0.3𝐵)+( D+q)
A Trapezoidal footing is to be produced to support two square columns of 30cm and 50cm sides respectively. Columns are 6meters
apart and the safe bearing capacity of the soil is400KN/m2.The bigger column carries 5000KN and the smaller 3000KN.Design a
suitable size ofthe footing so that it does not extend beyond the faces of the columns
Solution:
=a+b= ( 2 )x ((5000+3000)=5.882m……(1)
6.8 4000
2 5000 +3000
(2𝑎+𝑏)
But =( )
3 𝑎+𝑏
𝑎+𝑏 6.8
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Substituting this values in (1),we get a=(5.882)= 0.994m and b= 4.889m
5.917
Hence use trapezoidal footing of size a=1m and b=4.9m and L=4.889m
3. A footing 3m x 1.5m in plan transmits a pressure of 160KN/m2 on a cohesive soil havingE= 8x 104 kN/m2 and µ = 0.48.Determine
the immediate settlement at the centre, assuming the footing to be (a) flexible, and (b) Rigid.
Solution:
L/B = 3/1.5 =2 .From table Iw= 1.52 for flexible footing and 1.22 for rigid footing.
8𝑥10 4
8𝑥10 4
Floating Foundation
General Consideration A floating foundation for a building can be defined as a foundation in which the
weight of the building is approximately equal to the full weight which includes water of the soil
removed from the site of the building. With reference to Fig, this principle of flotation may be
explained. Fig. (a) shows a horizontal ground surface with water table at a depth dw below 16the
ground surface. Fig. (b) shows an excavation made in the ground to a depth D where, D > dw and Fig.
(b) shows a structure built in the excavation and completely filling it. If the weight of the building is
equal to the weight of the soil and water removed from
the excavation, then it is clear that the total vertical pressure in the soil below depth D in Fig. (c) is the
same as in Fig. (a) before excavation. Since there is no change in the water level, the neutral pressure
and the effective pressure remain unchanged. If we could move from Fig. (a) to Fig. (c) without
coming across the intermediate case of (b), the building in Fig. (c) would not settle at all, since an
increase in effective vertical pressure cause settlements.
Principle of a floating foundation:
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An exact balance of weight removed against weight imposed. The obtained result is zero settlement of
the building
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68
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MODULE-III
PILE FOUNDATION
A deep foundation is a type of foundation which transfers building loads to the earth farther down from the surface than a shallow
foundation does, to a subsurface layer or a range of depths.
A pile is a vertical structural element of a deep foundation, driven deep into the ground at the building site
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Types of Piles based on Materials
Timber piles
Timber piles are made of-tree trunks driven with small end as a point
Maximum length: 35 m; optimum length: 9 - 20m
Max load for usual conditions: 450 kN; optimum load range = 80 - 240 kN
Difficult to splice, vulnerable to damage in hard driving, vulnerable to decay unless treated with
preservatives (If timber is below permanent Water table it will apparently last forever), if
subjected to alternate wetting & drying, the useful life will be short, partly embedded piles or
piles above Water table are susceptible to damage from wood borers and other insects unless
treated.
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Advantages:
Comparatively low initial cost, permanently submerged piles are resistant to decay, easy to
handle, best suited for friction piles in granular material.
Steel piles
Easy to splice, high capacity, small displacement, able to penetrate through light obstructions,
best suited for end bearing on rock, reduce allowable capacity for corrosive locations or provide
corrosion protection.
Disadvantages:
Vulnerable to corrosion.
HP section may be damaged/deflected by major obstruction
Concrete Piles
Precast piles using ordinary reinforcement are designed to resist bending stresses during
picking up & transport to the site & bending moments from lateral loads and to
provide sufficient resistance to vertical loads and any tension forces developed during
driving.
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Prestressed piles are formed by tensioning high strength steel prestress cables, and
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casting the concrete about the cable. When the concrete hardens, the prestress cables are
cut, with the tension force in the cables now producing compressive stress in the concrete
pile. It is common to higher-strength concrete (35 to 55 MPa) in prestressed piles because
of the large initial compressive stresses from prestressing. Prestressing the piles, tend to
counteract any tension stresses during either handling or driving.
Max length: 10 - 15 m for precast, 20 - 30 m for prestressed
Optimum length 10 - 12 m for precast. 18 - 25m prestressed
Loads for usual conditions 900 for precast. 8500 kN for prestressed
Optimum load range: 350 - 3500 kN
Advantages:
1. High load capacities, corrosion resistance can be attained, hard driving possible
2. Cylinder piles in particular are suited for bending resistance.
3. Cast in place concrete piles are formed by drilling a hole in the ground & filling it with
concrete. The hole may be drilled or formed by driving a shell or casing into the ground.
Disadvantages:
1. Concrete piles are considered permanent, however certain soils (usually organic) contain
materials that may form acids that can damage the concrete.
2. Salt water may also adversely react with the concrete unless special precautions are taken
when the mix proportions are designed. Additionally, concrete piles used for marine
structures may undergo abrasion from wave action and floating debris in the water.
3. Difficult to handle unless prestressed, high initial cost, considerable displacement,
prestressed piles are difficult to splice.
4. Alternate freezing thawing can cause concrete damage in any exposed situation.
Composite piles
In general, a composite pile is made up of two or more sections of different materials or different
pile types. The upper portion could be eased cast-in-place concrete combined with a lower
portion of timber, steel H or concrete filled steel pipe pile. These piles have limited application
and arc employed under special conditions.
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Timber pile Steel pile.
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Types of Piles based on construction methods
May be defined as a reinforced concrete pile which is moulded in circular, square, rectangular or octagonal form. The precast
concrete piles are cast and cured in a casting yard and then transported to the site for driving. In case space is available, pile can also
be cast and cured near the site of works. They are driven in a similar manner as timber piles with the help of pile drivers. The
diameter of the pile normally varies 1mm 35 cm to 65 cm and their length varies from 45 in to 30 m.
Cast-in-situ piles
Are those piles which are cast in position inside the ground. Since the cast-in-situ piles is not subjected to handling or driving stresses,
it is not necessary to reinforce the pile in ordinary casesor in places where the pile is completely submerged in the soil.
Reinforcements are necessary to be provided in a cast-in- situ piles, when the pile acts as a column and is subjected to lateral forces.
Cast- in-situ piles can be divided into two types. In one the metallic shell of the pile is permanently left in place inside the ground
along with the core while in the other type the outer shell is withdrawn.
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2. Types of Piles based on installation type.
In simple terms, during the displacement piling method, piles are driven into the ground pushing the ground out of the way, as you
would see in sheet piling. Displacement piling is good for e.g. contaminated sites where it costs a lot to take the spoil away.
Using the replacement piling method, muck is dug out and replaced with the pile. We can use far bigger piles using
replacement piling.
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In end bearing piles, the bottom end of the pile rests on a layer of especially strong soil orrock. The load of the building is transferred
through the pile onto the strong layer
Friction piles
Friction piles work on a different principle .the pile transfer load of the building to the soilacross the full height of the pile by friction.
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Classification based on method of installation:
Bored piles:
Bored piles are constructed in pre-bored holes either using a casing or by circulating stabilizing agent like betonies slurry. The
borehole is then filled with concrete after placing the reinforcement. The advantage of board pile is that there is no damage due to
handling and driving which is common in driven piles.
Small diameter piles-up to 600 mm diameter; large diameter piles-diameter greater than 600mm; under reamed piles.
Driven piles:
Driven piles may be of concrete, steel or timber. These piles are driven into the soil by the impact of hammer. Boring is not required
for this type of piles. When a pile is driven into granular soils it densities the soil and increases strength of soil. But when a pile is
driven in saturated clay, the soil instead of being compacted gets remolded with reduction in strength.
It is a type of driven pile. They are constructed by driving a steel casing in to the ground. Thehole is then filled with concrete by placing
the reinforcement and the casing is gradually lifted.
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The piles which transfer its load to a hard and relatively incompressible stratum like rock ordense sand are called end bearing piles.
These piles derive its bearing capacity from end
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bearing at the pile tip.
Friction piles:
The piles which do not rest on hard stratum but derives its carrying capacity from skim friction oradhesion between the pile surface
and surrounding soil are called friction piles.
Tension pile:
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Tension piles are also called uplift piles. These piles are used to anchor down the structuressubjected to uplift due to hydrostatic
pressure.
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Compaction piles:
These piles are used to compact loose granular soil to increase its bearing capacity. Compaction piles do not carry load and hence they
can be of weaker material. Sand piles canbe used as compaction piles.
Anchor piles:
These piles are used to provide anchorage against horizontal pull from sheet piling.
Fender piles and dolphins are used to protect water front structure from impact of any floatingobject or ship.
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Selection of pile foundation
Soil conditions
If hard soil is available at deeper levels of earth, then there is a need of some source that can transfer the load of the
structures on the deep hard soil strata. This source can be said to be as the deep foundation. Pile foundation is a type of
foundation in which pile is usually used as the source to transfer the load to deep soil levels. Piles are long and slender
members that transfer the load to hard soil ignoring the soil of low bearing capacity. Transfer of load depends on
capacity of pile. There is a need that pile should be strong enough to transfer the whole load coming on it to underlying
hard strata. For this purpose, pile design is usually given much consideration. Depending on the load, typeof material is
usually selected for the piles.
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Load carrying capacity of pile
The Ultimate load carrying capacity of a pile is defined as the maximum load which can becarried by a pile and at which the pile
continues to sink without further increase in load.
The allowable load is the load which the pile can carry safely which can be determined fromthe ultimate load carrying capacity
divided by suitable factor of safety
Static Analysis
Dynamic Analysis
Dynamic formulae are used for driven piles. Static formulae are used both for bored and driven piles. Load testing is the most reliable
method to determine the load capacity of the pile in the field.
They should be performed on all piling projects. However, they are considerably more expensivethan the other methods used to
determine pile capacity, and economic considerations sometimes preclude their use on projects.
Field tests like SPT, CPT are also used to correlate to load carrying capacity particularly for cohesion less soils.
Static method
Based on the assumption that the ultimate bearing capacity Qup of a pile is the sum of the totalultimate skin friction Rf and the total
ultimate point or end bearing resistance Rp
Qup = Rf +Rp or
86
As = surface area of pile upon which the skin friction acts.
Ap= area of cross section of pile on which bearing resistance acts.rf= average skin friction
87
rp=unit point or toe resistance.
A factor of safety of 2.5 or 3 may be adopted for finding the allowable load.
=m c’
rp=point resistance
=CpNc
=9 Cp.
Qup = m c’ As +9 CpAp
Cp= average undrained cohesion of soil @ pile tipC’= average undrained cohesion along of the pile c’= cp= qu/2
Dynamic formulae.
As per the Engineering News formula the allowable load of driven pile is given by:
88
𝑾𝑯
Qa=
𝑭(𝑺+𝑪)
89
C = Empirical constant
(c = 2.5 cm for drop hammer and 0.25 cm for single acting and double acting hammer)
Drop hammer Qa = 𝑾𝑯
𝟔(𝑺+𝟐.𝟓)
𝑾𝑯
Single acting stream hammer Qa =
𝟔(𝑺+𝟎.𝟐𝟓)
𝟔(𝑺+𝟎.𝟐𝟓)
90
a= effective area of piston in square cm.
The relation suggested by Hiley for ultimate bearing capacity of the pile is:
𝜼𝒉𝑾𝑯𝜼𝒃
Qu =
(𝑺+𝑪/𝟐)
ram)𝜼𝒃 = Efficiency of hammer blow (ratio of energy after impact tostriking energy of
91
P= Weight of pile
E= Coefficient of restitution
It should be noted that η depends on the coefficient of restitution, which is given in Table 2, ηbeing obtained from Fig.2. Hammer
coefficient is given in Table 1
Hammer K
92
To determine ultimate bearing capacity
The load is applied in increments of 20% of the estimated safe load. Hence the failure loadis reached in 8-10 increments.
Settlement is recorded for each Settlement is recorded for each increment until the rate of
93
settlement is less than 0.1 mm/hr.
The ultimate load is said to have reached when the final settlement is more than 10% of thediameter is more than 10% of
the diameter of pile or the settlement keeps on increasing at constant load. 45
After reaching ultimate load the after reaching ultimate load, the load is released in decrements of 1/6th of the total load
and recovery is measured until full recovery ismeasured until full rebounds is established and next unload is done.
After final unload the settlement is measured for 24 hrs to estimate full elastic recovery.
94
95
17
96
Distance of anchor piles from test pile – The distance cannot be less than 1.5 m. It should not be less than 4 times the diameter of
test pile for straight pile and not less than 2 times the diameter of the bell for belled pile.
Load Application – The load is applied in the pile in the following sequence.
Load applied in increment at the rate of 25 % of working load till working load is reached
For each load increment maintain the load constant till settlement is 0.1 mm for 5 min asper IS Code, 0.1 mm for 20 min as
per BS Code
When working load is reached hold the load for 24 hr and unload
Hold load constant till settlement is 0.1 mm for 5 min as per IS Code, 0.1 mm for 20 minas per BS Code
o Go either up to 5/2 times the working load for initial or routine test or to a settlement equalto 10 % of pile diameter for
straight piles and 7.5 % of base diameter for belled pile
97
Pile group.
When several piles are clustered, it is reasonable to expect that the soil pressures produced from either side friction or point bearing
will overlap.
The super-imposed pressure intensity will depend on both the pile load and spacing, and if sufficiently large the soil will fail in shear or
the settlement will be excessive.
The stress intensity from overlapping stressed zones will obviously decrease with increased pile spacing s; however, large spacing’s
are often impractical in a pile cap is cast over the pile group for the column base and/or to spread the load to the several piles in the
group.
Capacity of pile group is the sum of the individual capacities of piles, but it is influenced by the spacing between the piles.
98
Piles are driven generally in groups in regular pattern to support the structural loads. The structural load is applied to the pile cap that
distributes the load to individual piles. If piles are spaced sufficient distance apart, then the capacity of pile group is the sum of the
individual
99
capacities of piles. However, if the spacing between piles is too close, the zones of stress around the pile will overlap and the ultimate
load of the group is less than the sum of the individual pile capacities specially in the case of friction piles, where the efficiency of pile
group is much less.
Group action of piles is evaluated by considering the piles to fail as a unit around the perimeter of the group. Both end bearing and
friction piles are considered in evaluating the group capacity. End bearing pile is evaluated by considering the area enclosed by the
perimeter of piles as the area of footing located at a depth corresponding to the elevation of pile tips. The friction component of pile
support is evaluated by considering the friction that can be mobilized around the perimeter of the pile group over the length of the
piles as shown in figure below:
When closely spaced piles are grouped together it is reasonable to expect that the soil as resistance will overlap.
The bearing capacity of pile group may or may not be the sum of the bearing capacity of individual piles constituting the
group.
Theory and tests have shown the total bearing capacity Qug of a group of friction piles particularly in clay may be less than
the product of the friction bearing value Qup of individual pile multiplied by the number of piles in a group.
For combined end bearing and friction piles only the load carrying capacity of the frictional portion is reduced.
A method of estimating the bearing capacity of a pile group of friction piles is to multiplythe quantity nQup by a reduction
factor called the efficiency of pile group.
10
Qug=n.Qup. ηg
Qug = load carried by group of friction piles Qup=load carried by each friction piles
n = number of piles
The efficiency of the pile group depends upon the following factors
Characteristics of pile
Spacing of pile
Pile Spacing
The spacing of piles depends upon the method of installing the piles and the type of soil. The piles can be driven piles or cast-in-situ
piles. When the piles are driven there will be greater overlapping of stresses due to the displacement of soil. If the displacement of
soil compacts the soil in between the piles as in the case of loose sandy soils, the piles may be placed at closer intervals.
When piles are placed in a group, there is a possibility the pressure isobars of adjacent piles will overlap each other as shown in Fig. b.
The soil is highly stressed in the zones of overlapping of pressures. With sufficient overlap, either the soil will fail or the pile group will
settle excessively since the combined pressure bulb extends to a considerable depth below the base of the piles. Itis possible to
avoid overlap by installing the piles further apart as shown in Fig. c. large spacing are not recommended sometimes, since this would
result in a larger pile cap which would increase the cost of the foundation.
10
(𝑾 + 𝒆Sch𝟐 𝑷)/((𝑾 + 𝑷))
10
.
Cost of foundation,
The minimum allowable spacing of piles is usually stipulated in building codes. The spacing for straight uniform diameter piles may
vary from 2 to 6 times the diameter of the shaft. For friction piles, the minimum spacing recommended is 3d where d is the diameter
of the pile. For end bearing piles passing through relatively compressible strata, the spacing of piles shall not be less than 2.5d.
For end bearing piles passing through compressible strata and resting in stiff clay, the spacing may be increased to 3.5d. For
compaction piles, the spacing may be Id. Typical arrangements of
10
piles in groups are shown in Fig.
Pile installed through compressive soils can experience “down drag” forces or negative resistance along the shaft, which results from
downward movement (settlement) of adjacent soil. Negative resistance results primarily from consolidation of soft deposits caused
by dewatering or fill placement.
10
Negative skin friction (NSF) is in fact a downward friction imposed on foundation piles as a result of subsoil settlement. It needs only
few millimeters of relative displacement between the settling subsoil and the pile shaft surface, which is not uncommon to have
relative displacement at the pile-soil interface more than these values in normal subsoil settlement problem, to fully mobilize the
shaft resistance in either upward or downward directions.
There are five probable, but not limited to, reasons of existence of NSF, namely,
10
Consolidation settlement after dissipation of excess pore pressure induced by pile driving,
For individual piles the magnitude of negative friction Qnf may be taken as followsFor cohesive soils =Qnf = p.c.Lf
K earth pressure
F-coefficient of friction.
When the fill starts consolidating under its own overburden pressure, it develops a drag on the surface of the pile. This drag on the
surface of the pile is called 'negative friction'. Negative friction may develop if the fill material is loose cohesion less soil. Negative
friction can also occur when fill is placed over peat or a soft clay stratum as shown in Fig.C.
The superimposed loading on such compressible stratum causes heavy settlement of the fill with consequent drag on piles.
Negative friction may develop by lowering the ground water which increases the effectivestress causing consolidation of the soil with
resultant settlement and friction forces being developed on the pile.
Negative friction must be allowed when considering the factor of safety on the ultimate carryingcapacity of a pile. The factor of safety,
Fs, where negative friction is likely to occur may be written as
10
(𝑾 + 𝒆Sch𝟐 𝑷)/((𝑾 + 𝑷))
10
(𝑾 + 𝒆Sch𝟐 𝑷)/((𝑾 + 𝑷))
10
Problem 1
A group of 9 piles arranged in a square pattern with diameter and length of each pile as 25cm and 10m respectively, is
used as a foundation in soft clay deposit. The unconfined compressive strength of clay as 120kN/m2 and the pile spacing as
100cm c/c. Find the load capacity of the group. Assume the bearing capacity factor as (Nc) 9 and adhesion factor (m)
=0.75. Factor of safety of 3.5 may be taken.
Solution
As = 𝝅𝒅𝒍
rf = m c
Qup = 380 kN
B= 2s +d = 2.25m
As = 4B l= 4X 2.25X 10
rf = c = 60 kN/m2 a
(𝑾 + 𝒆Sch𝟐 𝑷)/((𝑾 + 𝑷))
10
Qug = 8133kN
11
---------------------------------------------------------------------------------------------------------------------
A group of 16 piles of 600mm diameter is arranged in a square pattern with the c/c spacing of 1.2m. The piles are 10m long
and are embedded in soft clay with cohesion of 30kN/m2. Bearing resistance may be neglected for the piles. Adhesion
factor is 0.6. Determine the Ultimateload capacity of the pile group.
Solution:
Qug= Asg rf
rf = c = 30 kN/m2Qug= Asg rf
= 16.8 X 30
= 5040 kN
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MODULE-IV
The art of selecting, designing, and constructing the elements that transfer the weight (Weight may also include horizontal loads in
addition to vertical loads) of a structure to the underlying soil or rock. A foundation is interfacing element between the superstructure
and theunderlying soil or rock. The loads transmitted by the foundation to the underling soil must not cause soil shear failure or
damaging settlement of the superstructure.
The term “foundation engineering” is used to include the design of foundations for buildings and other structures and also for such
non foundation problems as designs of retaining walls, bulkheads, cofferdams, tunnels, and earth dams, as well as the design of
natural slopes, dewatering of soils, and stabilization of soils mechanically and chemically.
The geotechnical engineer is responsible for all geotechnical requirements of all types of structures. For any construction project, the
geotechnical engineer‟s responsibilities include:
preparing the Preliminary Geotechnical Report (PGR) to assist in the selection offoundation type and to perform a
preliminary seismic analysis/evaluation;
Assisting the Construction engineers by preparing pile driving criteria, reviewing pileinstallation plans and determining
acceptance of as-built piles.
Also assisting bridge designer in determining pile production lengths based on fieldload tests.
PROPERTIES OF FOUNDATION
Strength: Load bearing capacities: Crystalline rocks (very strong - 12,000 ), sedimentary rocks (intermediate - 6,000 ) and
other types of soils (relatively lower -2,000 to 3,000 )
Soil property estimation: Subsurface exploration (test pits - less than 8 ft in depth; borings - greater than 8 ft) - Estimate
level of water table - Testing of soil samplein laboratory for various properties: Particle size distribution, Liquid limit, Plastic
limit, Watercontent, Permeability, Shrinkage/ swelling, Shear/compressive strength, Consolidation (creep and settlement)
11
CONSTRUCTION OF FOUNDATIONS
Some amount of excavation required for every building - Top soil consisting of organicmatter is removed - Below the
region of soil erosion (by water and wind) & below the level of permafrost - To the required depth at which the bearing
capacity necessary for the building is met - A variety of machines used for excavation - The sides of excavation too be
protected from caving in by benching, sheeting (soldier beams and lagging, sheet piles, slurry walls, etc.) or bracing (cross-
slot, rakers or tiebacks) - De- watering using well-points & sumps, and watertight barriers - Mixing the soil by rotating
paddles
Bulldozers, Shovel dozers, Back hoes ,Bucket loaders, Scrapers, Trenching machinesPower shovels, Tractor-mounted
rippers, Pneumatic hammers, Drop balls, Hydraulicsplitters and Blasting.
Purpose of Foundation:
All engineering structures are provided with foundations at the base to fulfill the followingobjectives and purposes;
To distribute the load of the structure over a large bearing area so as to bring intensityof loading within the safe bearing
capacity of the soil lying underneath.
For economic consideration, the depth at which the foundation is located (i.e. Df) is kept as small as possible. Typically it is in the
range of 0.5 to 1.5 m below the ground surface for buildings that do not have a basement. For those building having a basement, Df
can be 3.5m or more. In determining Df, the soil profile is carefully studied and the influence of the following factors accounted for.
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Presence of Loose Fill
Often one encounters pockets of loose fill of recently dumped soil or construction waste at or near the ground surface. Foundations
should be placed below such loose fills.
Wherein possible, shallow foundations are not placed below the ground water level to avoid expensive de-watering costs during
foundation construction.
Lateral Variability
Usually all foundations are placed at the same Df. there are soil profiles that calls for a different Dffor different footings. For example,
consider a profile in which rock exist at shallow depth and is gently sloping in some direction. In an attempt to take advantage of the
high allowable soil pressure associated with placing the foundation on rock, we will have a different Df for each footings so that each
can be placed on the rock.
In cold regions where temperature changes cause soil near the ground surface to go through cycles of freezing and thawing with
consequent changes in soil volume, foundation are placed below the zone so affected.Similarly in swelling soils, there is a zone that
undergoes volume change due to wetting and drying cycles. Df is selected such that it is more than the thickness of this zone.
Scour
When shallow foundations are designed to be placed below the river bed for river crossing structures, one must recognize that the
elevation of the river bed changes on account of scour that occurs when the water flows at high velocity such as during floods.
Soil Exploration
The knowledge of subsoil conditions at a site is a prerequisite for safe and economical design of substructure elements. The field and
laboratory studies carried out for obtaining the necessary information about the surface and subsurface features of the proposed
area includingthe position of the ground water table, are termed as soil exploration or site investigation.
Determination of the depth and thickness of the various soil strata and their extent inthe horizontal direction.
11
The location of ground water table (GWT).
The determination of the engineering properties of the soil and rock strata that affectthe performance of the structure.
The scope of a soils investigation depends on the type, size, and importance of the structure, the client, the engineer's familiarity
with the soils at the site, and local building codes. Structures that are sensitive to settlement such as machine foundations and high-
use buildings usually require a thorough soils investigation compared to a foundation for a house. A client may wish to take a greater
risk than normal to save money and set limits on the type and extentof the site investigation. If the geotechnical engineer is familiar
with a site, he/she may undertake a very simple soils investigation to confirm his/her experience. Some local building codes have
provisions that set out the extent of a site investigation. It is mandatory that a visit be made to the proposed site.In the early stages of
a project, the available information is often inadequate to allow a detailed plan to be made.
Phases of a Soils Investigation : The soil investigation is conducted in phases. Each preceding phase affects the extent of the next
phase. The various phases of a soil investigation are given below:
Phase I. Collection of available information such as a site plan, type, size, and importance of the structure, loading conditions,
previous geotechnical reports, topographic maps, air photographs, geologic maps, hydrological information and newspaper clippings.
Phase II. Preliminary reconnaissance or a site visit to provide a general picture of the topography and geology of the site. It is
necessary that you take with you on the site visit all the information gathered in Phase I to compare with the current conditions of
the site. Here visual inspection is done to gather information on topography, soil stratification, vegetation,
11
water marks, ground water level, and type of construction nearby.
Phase III. Detailed soils exploration. Here we make a detailed planning for soil exploration in the form trial pits or borings, their
spacing and depth. Accordingly, the soil exploration is carried out. The details of the soils encountered, the type of field tests adopted
and the type of sampling done, presence of water table if met with are recorded in the form of bore log. The soil samples are properly
labeled and sent to laboratory for evaluation of their physical and engineering properties.
Phase IV. Write a report. The report must contain a clear description of the soils at the site, methods of exploration, soil profile, test
methods and results, and the location of the groundwater. This should include information and/or explanations of any unusual soil,
waterbearing stratum, and soil and groundwater condition that may be troublesome during construction.
Boring
Specific recommendations are made by Indian standards regarding the type, extent and detailsof subsurface explorations and the
number, depth and spacing of boreholes for the following civil engineering works. Following is the list of various codes specified for
the said purpose: Foundations of Multi-storeyed Buildings (IS: 1892, 1979)
Earth and rockfill Dams (IS: 6955, 1973)Power House Sites (IS: 10060, 1981)
Canals and Cross Drainage Works (IS: 11385,1985) Ports and Harbours (IS: 4651 – Part 1,
1974)
11
The methods available for soil exploration may be classified as follows
The direct method of soil exploration usually consists of sinking a borehole at a predetermined location to the required depth by a
method suitable for the site and to obtain fairly intact samples of soils from every stratum encountered or at suitably selected
depths. The samples obtained are utilized to get necessary information about the soil characteristics bymeans of laboratory tests.
During recent years, indirect methods of soil exploration have also been used for civil engineering structures. These methods include
various sounding and geophysical methods. In sounding methods, the variation in penetration resistance of sample or cone is utilized
to interpret some of the physical properties of the strata. In geophysical methods, the change in subsoil strata are identified by
measuring certain physical characteristics, e.g. electrical conductance, wave velocity of subsurface deposits. In addition to these
methods, projectiles, probes, and aerial photographs are also useful in interpreting the soil characteristics.
Advantages
Cost effective
Large blocks of undisturbed samples can be carved out from the pits
11
Disadvantages
Excavation below groundwater and into rock difficult and costly iv)Too many pits may scar site and require backfill soils.
Limitations
Undisturbed sampling is difficult ii) Collapse in granular soils or below ground water table
Boring: Making or drilling bore holes into the ground with a view to obtaining soil or rocksamples from specified or known depths is
called „boring‟
The common methods of advancing bore holes are: Auger boring, Wash boring, rotary boringand Percussion boring.
Exploratory borings
Boring is carried out in the relatively soft and uncemented ground (engineering „soil‟) which isnormally found close to ground surface.
The techniques used vary widely across the world.
It depends on: i) Type of structure ii) Size of the structure iii) Weight coming from the
General guidelines for location and depth of bore holes Boreholes are generally located atThe building corners The centre of the site
At least one boring should be taken to a deeper stratum, probably up to the bedrock ifpracticable other borings may be
(𝑾 + 𝒆Sch𝟐 𝑷)/((𝑾 + 𝑷))
taken at least to significant stress level.
11
Spacing of Bore Holes – Codal Recommendations
For a small building one bore hole or test pit at the centre can give necessary data
For a building covering not more than 4000 sq.m, one bore hole or test pit at each corner and one at centre is adequate.
For a large project, the number will depend on its geological features and variation of strata. Generally a grid of 50 m
spacing should be used with a combination of bore holes and sounding tests.
Depth of Investigation
The depth of investigation depends on the size and type of proposed structure Sequence of proposed strata.
The depths of boreholes should cover the zone of soil that will be affected by the structural loads. There is no fixed rule to follow. In
most cases, the depths of boreholes are governed by experience based on the geological character of the ground, the importance of
the structure, thestructural loads, and the availability of equipment
At least one boring should be taken to deeper stratum, probably up to the bedrock ifpracticable.
In compressible soils such as clays, the borings should penetrate at least between I and 3 times the width of the proposed
foundation or until the stress increment due to the heaviest foundation load is less than 10%, whichever is greater.
11
In very stiff clays, borings should penetrate 5-7 m to prove that the thickness of the stratumis adequate.
Borings must penetrate below any fills or very soft deposits below the proposed structure.
The minimum depth of boreholes should be 6 m unless bedrock or very dense material isencountered.
Significant depth The investigation shall be carried out to the point at which the vertical stressdue to proposed structure is equal to or
less than 10% of original effective stress at the point before the structure is constructed – significant depth
Methods of borings i) Auger boring – preferred for shallow depths , low ground water table
Wash boring: high water table, deeper soil deposit iii) Rotary drilling: high quality boring,also for rock drilling iv)
Percussion drilling: fast drilling, not taking samples, gravel
Auger boring:-Augers are used in cohesive and other soft soils above water table. They may either be operated manually or
mechanically. Hands augers are used up to a depth up to 6 m. mechanically operated augers are used for greater depths and they can
also be used in gravelly soils. Augers are of two types: (a) spiral auger and (b) post-hole auger.
12
Hand Augers Sand pump
Samples recovered from the soil brought up by the augers are badly disturbed and are useful for identification purposes only. Auger
boring is fairly satisfactory bore explorations at shallow depths and for exploratory borrow pits.
Auger and shell boring:- cylindrical augers and shells with cutting edge or teeth at lower end can be used for making deep borings.
Hand operated rigs are used for depths up to 25 m and mechanized rigs up to 50 m. Augers are suitable for soft to stiff clays, shells for
very stiff and hard clays, and shells or sand pumps for sandy soils. Small boulders, thin soft strata or rock or cemented gravel can be
broken by chisel bits attached to drill rods. The hole usually requires a casing.
Wash boring:-Wash boring is a fast and simple method for advancing holes in all types of soils. Boulders and rock cannot be
penetrated by this method. The method consists of first driving a casing through which a hollow drilled rod with a sharp chisel or
chopping bit at the lower end is inserted. Water is forced under pressure through the drill rod which is alternativety raised and
dropped, and also rotated. The resulting chopping and jetting action of the bit and water disintegrates the soil. The cuttings are
forced up to the ground surface in the form of soil-water
slurry through the annular space between the drill rod and the casing. The change in soil
12
stratification could be guessed from the rate of progress and colour of wash water. The samples recovered from the wash water are
almost valueless for interpreting the correct geo-technical properties of soil.
Percussion drilling:-In this method, soil and rock formations are broken by repeated blows of heavy chiesel or bit suspended by a
cable or drill rod. Water is added to the hole during boring, ifnot already present and the slurry of pulverised material is bailed out at
intervals. The method is suitable for advancing a hole in all types of solis, boulders and rock. The formations, however, get disturbed
by the impact.
Rotary boring:- Rotary boring or rotary drilling is a very fast method of advancing hole in both rocks and soils. A drill bit, fixed to the
lower end of the drill rods, is rotated by a suitable chuck, and is always kept in firm contact with the bottom of the hole. A drilling
mud, usually a water solution of bentonite, with or without other admixtures, is continuously forced down to the hollow drill rods.
The mud returning upwards brings the cuttings to the surface. The method is also known as mud rotary drilling and the hole usually
requires no casing.
Rotary core barrels, provided with commercial diamond-studded bits or a steel bit with shots, arealso used for rotary drilling and
simultaneously obtaining the rock cores or samples. The method is them also known as core boring or core drilling. Water 15
circulated down drill rods during boring.
12
Wash boring
Samples of soil taken out of natural deposits for testing may be classified as:
Disturbed sample
Undisturbed sample
A disturbed sample is that in which the natural structure of the soil gets modified partly or fully during sampling and an undisturbed
sample is that in which the natural structure and other physical properties remain preserved.
Disturbed but representative samples can generally be used for v Grain-size analysis v Determination of liquid and plastic limits,
Specific gravity of soil solids, Organic content determination and Soil classification
12
Undisturbed samples must be used for -- Consolidation test, Hydraulic conductivity test and Shear strength test
There is an increasing variety of plant, sampling methods and tools, with particular advantages incost, quality of sampling, speed of
operation, use in conditions of limited access or headroom, etc., and the choice of rig is affected by the likely soil conditions to
be encountered. Spacing of Borings
Multistory buildings 10 – 30
Soil Sampling
Need for sampling: -Sampling is carried out in order that soil and rock description, and laboratory testing can be carried out.
Samples should be representative of the ground from which they are taken.
(𝑾 + 𝒆Sch𝟐 𝑷)/((𝑾 + 𝑷))
ii) They should be large enough t and fissuring and fracturing.
12
iii) They should be taken in such a way that they have not lost fractions of the situ soil(for compressibility disturbance as
possible.
12
Type of soil samples
Non-Representative samples:-Non-Representative soil samples are those in which neither thein-situ soil structure, moisture content
nor the soil particles are preserved.
They cannot be used for any tests as the soil particles either gets mixed up or some particlesmay be lost.
e.g., Samples that are obtained through wash boring or percussion drilling.
Disturbed soil samples:- Disturbed soil samples are those in which the in-situ soil structure and moisture content are lost, but the soil
particles are intact.
They can be used for grain size analysis, liquid and plastic limit, specific gravity, compaction tests, moisture content,
organic content determination and soil classification test performed in thelab
e.g., obtained through cuttings while auguring, grab, split spoon (SPT), etc.
Undisturbed soil samples:-Undisturbed soil samples are those in which the in-situ soilstructure and moisture content are preserved.
These are used for consolidation, permeability or shear strengths test (Engineering properties) •More complex jobs or
where clay exist
Obtained by using Shelby tube (thin wall), piston sampler, surface (box), vacuum, freezing,etc.,
Area ratio
Inside Clearance
Outside Clearance
(𝑾 + 𝒆Sch𝟐 𝑷)/((𝑾 + 𝑷))
12
Recovery Ratio
12
Inside wall friction
𝑫𝒔−𝑫𝒄 𝑿𝟏𝟎𝟎 %
Inside clearance ratio Ci =
𝑫𝒄
The soil is under great stress as it enters the sampler and has a tendency to laterally expand.
The inside clearance should be large enough to allow a part of lateral expansion to take place, butit should not be so large that it
permits excessive deformations and causes disturbances of the sample.
For good sampling process, the inside clearance ratio should be within 0.5 to 3 %.
For sands silts and clays, the ratio should be 0.5 % and for stiff and hard clays (below water table), it should be 1.5 %.
𝟐 𝟐
𝑫 −𝑫 𝒄
Area ratio Ar = X 100% 𝑫𝟐
−𝑫𝒓
Outside clearance ratio Co =𝑫𝒘
𝑫𝒓 𝒙 𝟏𝟎𝟎%
For good sampling process, the ratio should be within 0-2 %. Minimum inside diameter = =75mm.
The length (L) should be at least equal to (the intended length + 100mm) for residual soils.
The tube should be uniform and should not have any protrusions or irregularities. The inside ofthe tube should be clean and smooth.
12
Where, L is the length of the sample within the tube, H is the depth of penetration of the sampling tube. It represents the
disturbance of the soil sample. For good sampling the recovery ratio should be 96 to 98 %. Wall friction can be reduced by suitable
inside clearance, smooth finish and oiling. The non-returned wall should have large orifice to allow air and water to escape
The friction on the inside wall of the sampling tube causes disturbances of the sample.
The non – return value provided on the sampler should be of proper design.
It should have an orifice of large area to allow air, water or slurry to escape quickly whenthe sampler is driven.
The degree of disturbance depends upon the method of applying force during sampling anddepends upon the rate of penetration of
the sample.
For obtaining undisturbed samples, the sampler should be pushed and not drivenRequirement of good sampling process
12
Penetration Tests
These tests involve the measurement of the resistance to penetration of a sampling spoon, a cone or other shaped tools under
dynamic or static loadings. The resistance is empirically correlated with some of the engineering properties of soil as density index,
consistency, bearing capacity, etc., These tests are useful for general exploration of erratic soil profiles, for finding depth to bedrock
or hard stratum, and to have an approximate indication of the strength and other properties of soils, particularly the cohesionless
soils, from which it is difficult to obtain undisturbed samples. The two commonly used tests are the standard penetration test and the
cone penetration test.
A thick all split tube sampler,50.8 mm and 35 mm is driven into the undistributed soil atthe bottom of the hole
A 65kgdrive weight with 75cm free fall is used to drive the sampler
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It is further driven through 3cm
The number of blows required to drive the sampler 30cm beyond the seating drive istermed as penetration resistance N.
For overburden pressure on the value of N(Terzaghi and Peck)No = 15+ 1 (N-15)
2
1.42𝜎 ′+10
𝜎′=effective overburden pressure in t/m2 (not to exceed 28.2 t/m2)Meyerhoff∅= 25 + 0.15 ID fines greater than 5 %
Test is used for getting a continuous record of the resistance of soil by penetratingsteadily under static pressure
To know the cone resistance,the cone alone is first forced down upto 8cm and resistanceis recorded
The steel tube is then pushed down upto the cone,and both together are furher penetrated upto 20cm
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Soil investigation is required for the following purposes –
To know the depth and type of foundation for the proposed building.
To know the allowable passive resistance for the foundation of proposed building.
Inspection
Test pits
Probing, and
Boring.
Inspection: In some places you don't have to investigate much. You'll get enough data to design the foundation of the proposed
building by just inspecting the plot. This method of soil investigation includes know the geological condition of the plot, getting data
about neighbor buildings, their foundation type and depth, etc.
Test pits: This is done to collect soil samples for detail analysis. In this method several pits are dug by hand or excavator. The depth of
pit is below 5 feet so that one can have visual inspection.Several samples are collected from the pit of both disturbed and undisturbed
soil.
Probing: In this method a 25 mm or 40 mm diameter steel bar is driven into the ground till solid soil strata is found. It is normally
driven by hammer. The penetration and withdrawal of the steel rod is closely observed to know the nature of soil layer.
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Boring: In this method several bore holes are made for the purpose of collecting soil sample from below the ground. Then the
collected sample is analyzed for preparing the soil report
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Typical steps of soil investigation
Soil exploration.
Preparing report.
Edit the draft and seek methods of visual presentation and tabulation.
Polish re-draft and check for improvements in presentation check for typing errors andappearance.
There are other factors which can affect the quality of the investigation, recommendations andthe engineering judgment. Among
those which may affect some engineers are:
Uncritical acceptance of well-presented opinion, results of sophisticated (but not necessarilyrelevant) tests and over- and
unqualified respect for some specialists.
Allowing site difficulties to dictate the investigation in an attempt to keep the investigationsimple and cheap.
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Lack of recognition that piling and other foundation techniques can be used to economicadvantage even on good sites.
Lack of recognition that some fills, possibly upgraded by ground improvement techniques,can provide an adequate and
economic bearing strata.
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Lack of appreciation that advances in structural design can accommodate relatively highsettlements.
Under-estimation of the importance of the designer, at least, visiting the site during theinvestigation or dismissal of trial
pits as unscientific or out-dated.
Sequence of report
Foundation reports follow the normal sequence of items of engineering reports in having a title, contents list, and synopsis, and
introduction, body of the report, conclusions and recommendations. Lengthy descriptions of tests and similar matters are best dealt
with in appendices and the test results tabulated in the body of the report. The client tends to read the synopsis and
recommendations; the main and sub-contractors concentrate on the body of the report and the design office on its conclusions and
recommendations.
Site description
This, as far as possible, should be given on small-scale plans showing site location, access and surrounding area. The proposed
position of the buildings and access roads should be shown. The site plan should also show the general layout and surface features,
note presence of existing buildings, old foundations and previous usage, services, vegetation, surface water, any subsidence or
unstable slopes, etc.
Written description of the site exposure (for wind speed regulations) should be given together with records of any flooding, erosion
and other geographical and hydrographic information.
Geological maps and sections should, when they are necessary, be provided, noting mines, shafts, quarries, swallow holes and other
geological features affecting design and construction.
Photographs taken on the site, preferably color ones, can be very helpful and should be supplemented by aerial photographs if
considered necessary.
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The ground investigation
Background study and location of holes. This should give a full account of the desk-top study, examination of old records,
information from local authorities, public utilities and the like, and the field survey. It should detail the position and depth
of trial pits and boreholes, equipment used and in situ testing and information.
Boreholes, trial pits and soil profiles. This section will be mainly a visual presentation of the logs and profiles together with
colour photographs of the trial pits.Where possible, written information should be given in note form on the soil profiles.
Soil tests. This should list the site and laboratory tests drawing attention to any unusual, unexpected or special results. The
results of the tests should be tabulated, for ease of reference, and diagrams of such information as particle size
distribution, pressure–void ratio curves and Mohr‟s circles should be given.
Results
This must give details of ground conditions, previous use of site, present conditions, groundwaterand drainage pattern
The tests must give adequate information to determine the soil‟s bearing capacity, settlement characteristics, behavior during and
after foundation construction and, where necessary, its chemical make-up and condition
Recommendations This is both comment on the facts and also opinions based on experience; the difference should be made clear.
Since the discussion is usually a major part of the report it should be broken down into sections for ease of reference
and readability. The final section should give firm recommendations on the foundation type or types to be adopted
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To know the nature of each stratum and engineering properties of the soil and rock, which may affect the design and
mode of construction of proposed structure and foundation.
To foresee and provide against difficulties that may arise during construction due to ground and other local conditions.
To find out the sources of construction material and selection of sites for disposal of water or surplus material.
To investigate the occurrence or causes of all natural and man made changes in conditions and the results arising from
such changes.
To design for the failed structures or remedial measures for the structures deemed to be unsafe.
To locate the ground water level and possible corrosive effect of soil and water on foundation material.
Geophysical exploration may be used with advantage to locate boundaries between different elements of the subsoil as these
procedures are based on the fact that the gravitational, magnetic, electrical, radioactive or elastic properties of the different elements
of the subsoil may be different. Differences in the gravitational, magnetic and radioactive properties of deposits near the surface of
the earth are seldom large enough to permit the use of these properties in exploration work for civil engineering projects. However,
the resistivity method based on the electrical properties and the seismic refraction methods based on the elastic properties of the
deposits have been used widely in large civil engineering projects. Different methods of geophysical explorations
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Electrical resistivity method
Electrical resistivity method is based on the difference in the electrical conductivity or the electrical resistivity of different soils.
Resistivity is defined as resistance in ohms between the opposite phases of a unit cube of a material.
𝐑𝐀
𝛒=
𝜌 is resistivity in ohm-cm, R is resistance in ohms, A is the cross sectional area (cm 2), L islength of the conductor (cm).
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Applications of resistivity soundings are:
Characterize subsurface hydrogeology, Determine depth to bedrock/overburden thickness, Determine depth to groundwater, Map
stratigraphy, clay aquitards, salt-water intrusion and vertical extent of certain types of soil and groundwater contamination .Estimate
landfill thickness
Map faults, Map lateral extent of conductive contaminant plumes, Locate voids, Map heavy metals soil contamination ,Delineate
disposal areas ,Map paleochannels, Explore for sand and gravel ,Map archaeological sites
Seismic Method
Seismic refraction is a geophysical method used for investigating subsurface ground conditions utilizing surface-sourced seismic
waves. The methods depend on the fact that seismic waves have differing velocities in different types of soil (or rock): in addition,
the waves are refracted when they cross the boundary between different types (or conditions) of soil or rock. The methods enable
the general soil types and the approximate depth to strata boundaries, or to bedrock, to be determined.
Operation
Pulses of low frequency seismic energy are emitted by a seismic source such as a hammer-plate, weight drop or buffalo gun. The type
of source is dependent on local ground conditions and required depth penetration. Explosives are best for deeper applications but are
constrained by environmental regulations.
The seismic waves propagate downward through the ground until they are reflected or refracted off subsurface layers. Refracted
waves are detected by arrays of 24 or 48 geophones spaced at regular intervals of 1 - 10 metres, depending on the desired depth
penetration of the survey. Sources are positioned at each end of the geophone array to produce forward and reverse wave arrivals
along the array. Additional sources may be used at intermediate or off-line positions for full coverage at all geophone positions.
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A geophone is a device that converts ground movement (velocity) into voltage, which may be recorded at a recording station. The
deviation of this measured voltage from the base line is called the seismic response and is analyzed for structure of the earth.
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APPLICATIONS
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Evaluates Sand & Gravel Deposits
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Boring Log
During soil exploration all suitable details are recorded and presented in a boring log. Additionalinformation consisting mainly of lab
and field test result is added to complete the boring log.
The ground conditions discovered in each borehole are summarised in the form of a bore log. The method of investigation and
details of the equipment used should be stated on each log. The location, ground level and diameter of the hole should be specified.
The names of the client and the project should be mentioned.
The depth at which samples were taken or at which in-situ tests were performed.
At the end of the soil exploration program, the soil and rock samples, collected from the field aresubjected to visual observation and
laboratory tests. Then, a soil exploration report is prepared for use by the planning and design office. Any soil exploration report
should contain thefollowing information:
Scope of investigation
General description of the proposed structure for which the exploration has been conducted
Details of boring
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Description of subsoil conditions as determined from the soil and rock samples collected
The following graphic presentations also need to be attached to the soil explorationreport:
Boring logs
The boring log is the graphic representation of the details gathered from each bore hol
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